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    Human Factors 2

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    Primary Causes of Aircraft Accidents *

    Flight Crew

    Airplane

    Maintenance

    Weather

    Airport/ATC

    Other

    Percentage of Total Accidents with Known Causes

    20 40 60Primary Factor 70503010

    Excludes:

    Sabotage

    Military Action

    Turbulence Injury

    Evacuation Injury

    Servicing Injury

    Pilots are human

    and humans make errors!(Note: this does not mean that errors are OK!)

    The Crew usually makes the last mistake!* Copyright 2004 by the Boeing Commercial Airplane Group. Adapted with permission.Human Factors 3

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    TEM Objectives:The objective :

    understanding how to assess various risklevels of threats

    logical approaches (strategies) to deal withthem

    reduce human error in dynamic dailymaintenance operations.

    Human Factors 4

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    TEM Model

    Human Factors 5

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    Human Factors 6

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    THREATS IN MAINTENANCE

    Threats -events occur outside the influence ofthe maintenance crew, require crew attentionand management to maintain safety margins

    Threats increase complexityof maintenanceoperation andweaken barriers against error

    ObservableThreats

    Known e.g. Poor training , Incomplete orincorrect documentation

    Unexpected e. g, Engine on fire during ground

    run

    Threats = Red Flags!

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    Latent Threat

    inherent in system, organization, or individualthat increases risks.- not directly observable at the sharp end ofoperations.

    - usually uncovered e.g.,Equipment design issue

    Optical illusions

    Training philosophy and practices

    Organizational culture (Positive or Negative)

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    Typical Latent Threat

    Poor planning or scheduling Inadequate design/poor equipment

    Improper allocation/lack of resources

    Flawed procedures

    Defective communications Training deficiencies

    Inadequate selection procedures

    Inspection and oversight flaws

    Neglect of known hazards Lack of motivation

    Note that these are all management problems!Flight Safety Foundation, 2006; Adapted with permission.

    Human Factors 10

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    (Threats)

    Fatigue

    Boring repetitive jobs

    Lack of spare parts andtools

    Personal life problems Substance abuse

    Loud noises

    Poor communication

    Poor language

    What are the types of things that negatively effect humanperformance and may lead to human error?

    Your answers:

    Our answers how many match?

    Poor instructions

    Unrealistic deadlines

    Smelly fumes

    Poor training

    Incomplete or incorrectdocumentation

    Poorly designed testingfor skill and knowledge

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    What are the contributing factors?

    (Threats)

    Lets target the 12 most common

    Human Factors 12

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    Lack of CommunicationComplacency *

    Lack of Resources

    Distraction *

    Lack ofKnowledge *

    Fatigue

    Lack ofTeamwork

    Lack ofAwareness

    Stress

    Norms *

    Lack ofAssertiveness

    Pressure

    The Dirty Dozen The 12 Most CommonCauses for for Maintenance Errors

    Human Factors 13

    http://complacency.ppt/http://distraction.ppt/http://lack%20of%20knowledge.ppt/http://norms.ppt/http://norms.ppt/http://lack%20of%20knowledge.ppt/http://distraction.ppt/http://complacency.ppt/
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    Actions or inactions that lead to deviations from intention

    Traditional thinking eliminate error i.e., Zero Error!

    Contemporary thinking error a part of life, i.e.,humansmake mistakes!

    Intentional non-compliance not an error VIOLATION! Types of errors:

    Maintenance errors (e.g., fitment of wrong bolts or fasteners)

    Procedural errors (e.g., performing checklist items from

    memory) Communications errors (e.g., instruction from supervisor

    misunderstood)

    Human Factors 14

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    Maintenance ErrorA performance failure of the maintenance system

    where the system did not perform the correct way or asexpected.

    Examples:

    1. foreign objects or tooling lost in an aircraft duringmaintenance

    2. contamination of a fuel system due to poor procedures orpractices

    3. failure to correctly install components.

    Human Factors 15

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    Common Maintenance Errors?

    1. Incorrect installation of components

    2. The fitting of wrong parts3. Electrical wiring discrepancies (including

    cross-connections)

    4. Loose objects (tools, etc.....) left in aircraft

    5. Inadequate lubrication

    6. Cowlings, access panels and fairings notsecured

    7. Fuel/oil caps and refuel panels not secured

    8. Landing gear ground lock pins not removed

    Your answers:

    Civil Aviation Authoritys List of Maintenance Errors

    Human Factors 16

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    Human Factors 17

    Incomplete installation (33%)

    Damage on installation (14.5%)

    Improper installation (11%)

    Equipment not installed ormissing (11%)

    Foreign object damage (6.5%)

    Improper troubleshooting,

    inspection, test (6%) Equipment not activated or

    deactivated (4%)

    What errors cause engine failures?

    Your answers:Boeing Study

    Data from Boeing study of 276 in-flightengine shutdowns (1994)

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    Human Factors 18

    Fortunately, not all events become accidents

    Serious incident

    Routine occurrence

    Accident

    Statistical event

    Significant event

    1

    10

    30

    200

    600

    Flight Safety Foundation, 2006; Adapted with permission.

    but events/occurrences can lead to incidents and

    accidents

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    There are typically far more latent failuresthan active failures in the system

    System Failures Contribute toAccidents

    (ACTIVE)

    (LATENT)

    Human Factors 19

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    ExacerbateErrors

    Miss ErrorsMitigate

    ErrorsTrap Errors

    Error Outcomes

    Human Factors 20

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    Strategies/Countermeasures:

    Strategies/Countermeasuresto reduce number of threats and errors

    to increase awareness of potential threats anderrors

    Errors must be recognized and corrected beforenegative consequences occur!

    Focus on managing your future!

    Human Factors 21

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    Good TEM - plan and use countermeasures to prevent threatsand errors leading to an undesired aircraft/equipment state.

    Planning countermeasures

    Execution countermeasures

    Review countermeasures

    Human Factors 22

    Countermeasures used in TEM include :

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    Safeguards:

    TEM

    SMS FLIGHT SAFETY MRM

    MANUALS

    SOPs

    CHECKLISTSAUTOMATION

    TAMM

    Human Factors 23

    Safeguardsare the hardware & software thatserve as additional barriers to problems *:

    * Note: Because these are also developed by humans,the potential still exists for latent defects and errors.

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    Desired OUTCOMESorUndesired CONSEQUENCES ?

    Successful TEM results in outcomes that are desirable,i.e., safe aircraft

    Consequences oferrors not corrected/contained

    result in an undesired aircraft /equipment state(US)Anundesiredstate is an aircraft/equipment deviation

    or incorrect configuration associated with a clearreduction in safety margins

    Human Factors 24

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    TEM Principles:TEM is central to all safety processes and

    provides defences against hazards inoperational situations; it involves

    Identifying hazards to safety, i.e., threats,

    errors, or undesired states (deviations) Assessing the risks of these hazards (the

    consequence of accepting hazards)

    Avoiding or trapping threats and errors Containing the end result (mitigation)

    Human Factors 26

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    TEM Concepts: The mission (i.e., safe, effective mission/objective)

    may be a pre-flight check, an aircraft repair, a tripplan, or even an ops manual or company procedure

    i.e., TEM can be applied to all aviationorganizational entities.

    The maintenance crew is only one resource to theoperator or systems manager who must makeaccurate and timely decisions for successful results.

    The operator is only as effective as the information heor she receives from all resources (The TEAM).

    Human Factors 28

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    TEM Concepts Individuals are humans, and humans (all humans!)

    make mistakes.

    The aviation mission or objective is dynamic.

    TEM is not a sequential system! Because all

    organizational entities are made up of individuals,threats (hopefully with innovative threat solutions!)and human error (with error resolutions!) areintroduced throughout the timeline of the

    particular mission. External threats also continuously occur and must

    be dealt with utilizing all appropriate resourcesavailable.

    Human Factors 29

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    Accurate Decision-Making

    The primary key to a successful mission outcome isaccurate decision-making by the individual orindividuals who are involved in aircraftmaintenance

    Accurate Decision-Making = Successful Outcome!

    In the maintenance set up, a crew is only as effectiveas the information (not data!) he or she receivesthrough proper teamwork and resourcemanagement.

    The crew is the one of the authority regarding thesafety of the aircraft; e.g., a technician can alwayselect to snap a dangerous defect.

    Human Factors 30

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    Techniques for Managing Errors: Identify behaviors in the maintenance organization

    which are unacceptable, inappropriate, orundesirable. E.g. poor documentation or the perceived

    requirement/pressure to work long hours to complete atask.

    Replace unacceptable behavior with correct behavior.Establish boundaries and framework for maintenance

    organizations to operate under. An example would be toestablish rules on work hours and overtime.

    Human Factors 31

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    Techniques for Managing Errors cont If something is not correct in the maintenance

    organization and system, get it corrected for thefuture..

    Maintenance incidents, near misses and accidentsmust be reported to allow the organization to learnfrom error and to put mitigation strategies in place.

    An easily accessible, non-punitive, and anonymousreporting system can be very valuable.

    Investigating and reporting maintenance errorgenerates understanding as to why an incident

    occurred.Expand investigations wider to include latent

    errors and defects, not just the active errors and physicalcauses

    Human Factors 32

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    Human Factors 93

    Error ChainAn accident is what?

    An unplanned and unfortunate event that resultsin damage, injury, or upset of some kind.

    An error chain is what?

    Multiple contributing causes that lead to anaccident.

    StressNorms

    PoorCommunication

    Distraction ComplacencyLack of

    Awareness

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    Human Factors 95

    Hardware and software that existbefore the human enters:

    Policies andSOPs

    MaintenanceManuals

    Training

    Job Cards

    Inspections

    Service Bulletins Test Equipment

    Regulations

    Shift Turnover

    Chain Breaking - Resistive

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    Human Factors 96

    Breaking the Error ChainWhat happens when we use StandardOperating Procedures?

    Stress

    Norms

    PoorCommunication

    Distraction Complacency

    Lack ofAwareness

    UseSOP

    Completion of operational goals..

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    Proficiency

    Vigilance Assertiveness

    Procedural Compliance

    Effective Communication Teamwork Effective Communication

    Decision Making

    Experience Leadership

    Situational Awareness

    Company Safety Culture Workload Management

    Chain Breaking - Resolve

    Human Factors 97

    What the human brings to the system - our TEM skills:

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    Human Factors 98

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    Threat and Error Management

    A barrier represents resourcesavailable to the maintenance crewto improve safety by mitigatingthreats and errors.

    We use multiple layers of barriersto improve our safety margin.

    The holes represent errorsinherent or created in each barrier.

    An arrow is a threat to completionof the operational goal.

    Human Factors 99

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    Regulations

    Shift Turnover & Other Resources

    Tools & Test Equipment

    Job Cards

    Policies & SOPs

    Barriers - Resistive

    Human Factors 100

    Inspections

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    Teamwork

    Situational Awareness

    Decision Making

    Communication

    Vigilance

    Barriers - Resolve

    Human Factors 101

    Workload Management

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    TeamworkRegulations

    Situational AwarenessTurnover & Resources

    Decision Making

    Tools & Test Equipment

    CommunicationJob Cards

    VigilanceInspections

    Workload ManagementPolicies & SOPs

    Threat and Error Management

    Human Factors 102

    Resistive and

    Resolve Barriers

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    TeamworkRegulations

    Situational AwarenessTurnover & Resources

    Decision MakingTools & Test Equipment

    CommunicationJob Cards

    VigilanceInspections

    Workload Management

    Policies & SOPs

    Human Factors 103

    Threat and Error Management

    When the holesline up

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    TeamworkRegulations

    Situational AwarenessTurnover & Resources

    Decision Making

    Tools & Test Equipment

    CommunicationJob Cards

    VigilanceInspections

    Workload ManagementPolicies & SOPs

    Human Factors 104

    Threat and Error Management

    When we use our

    MRM skills

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    TeamworkRegulations

    Situational AwarenessTurnover & Resources

    Decision Making

    Tools & Test Equipment

    CommunicationJob Cards

    VigilanceInspections

    Workload ManagementPolicies & SOPs

    Human Factors 105

    Management

    When we are

    vigilant

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    YOU are the one of the line of DEFENSE!

    Human Factors 106

    Vigilance

    YOUR vigilance will save lives - The buck STOPS here!

    Th t E M t

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    Threat Error Management

    Picture of two maint dudes talking

    Human Factors 107

    TEM Skill R l

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    What the human brings to the system - our MRM skills:

    Proficiency

    Vigilance Assertiveness Procedural Compliance Effective Communication Teamwork

    Decision Making Experience Leadership Situational Awareness Company Safety Culture Workload Management

    TEM Skills - Resolve