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    1

    The Past and Present Future ofBiometrics

    Dr. Jim Wayman

    San Jose State University

    Presentation to the Biometrics InstituteSydney, Australia

    1 August 2003

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    The Future in the Past

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    Personal identity verification

    with the following desirable

    features:

    Speed operation in seconds Decentralizationrelatively inexpensive and

    requires no trained or skilled operating

    personnel. Ultravalidity not susceptible to forgery or

    theft

    Convenience ..no need to carry identity cardsor similar items

    --Hughes Research Laboratory Report #190,

    March 1961 (Rev. 1963)

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    A large, diversemarket

    The four features above promise products having alarge, diverse market in nonmilitary, as well as somemilitary applications..

    In credit systemsretail stores, airline counters,etc.

    With industrial and military securitysystemsrestricted access areas in industrial

    plants, offices

    Personal lockit could replace key andcombination locks

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    A Remarkable Forecastand Overview

    D.E. Raphael and J.R. Young,

    Automated Personal Identification,SRI, International, 1974

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    Technology isAvailable Today

    to provide semiautomated and fullyautomated personal identification systemsfor use in business transaction and accesscontrol.

    How fast the transition will occur frommanual to semiautomated systems in thelatter 1970s to fully automated products in

    the 1980s will depend largely upondevelopments in the product features,multiple measurement systems, and

    technical and economic feasibility

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    Several product features

    that will be increasinglyimportant for API systems:

    1. One or more personal characteristicswill be used as the identifier.

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    Several product features

    that will be increasinglyimportant for API systems:

    2. All personal ID systems will have some negative impacton the user, but those using passive measurements aremore likely to gain user acceptance

    In one study in a retail outlet, some established

    customers resented the need to prove their identityby submitting to a thumbprint process each time apurchase was made. (In order to improve useracceptance, one marketeer has begun promoting

    thumbprints as thumb signatures) In industrial applications, employees are

    considered to be more willing subjects when theyunderstand and acknowledge the need for security

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    Several product features

    that will be increasinglyimportant for API systems:

    3. Most (API) procedures now underconsideration depend upon the cooperation of

    the individual identified; there is likely to be

    growing use of procedures that can be usedwithout an individuals cooperation, or

    perhaps, knowledge. Cooperation of the

    individual is usually enhanced if theidentification procedure is convenient or

    invisible

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    Several product features

    that will be increasinglyimportant for API systems:

    4 The plastic card will continue to be animportant vehicle for carrying personal

    identification information, but alternatives to

    its use will emerge as API systems becomewidespread

    A standards agreement would have to be a

    precursor to acceptance by merchants sincefew could afford to install the multiplicity of

    API products corresponding to the multiplicity

    of charge cards they accept

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    SRI: The Future in1974

    --

    Degree of Acceptance by Users (source: SRI)

    1975 1980 1985 1990

    Behavioral

    Memory

    SignatureVoice

    Physical

    Facial FeaturesFingerprint

    Finger Length

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    SRI: The Future in1974

    Level of API Usages

    1965 1970 1975 1980 1985 1990

    Finger Length

    Fingerprint

    Facial Features

    Physical

    Voice

    Signature

    Memory

    Behavioral

    Experimental

    Initial

    Widespread

    source: SRI

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    Privacy Concerns

    A recent study indicates that one-third of theAmerican public is already uneasy about the

    proliferation of databanks and computer accessible

    files that contain more or less personal information...Many of these people will voice a fear that API

    systems will contribute to the mammoth cross-

    indexing capability the capability of gatheringmore and more facts from previously prepared, but

    separate files

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    Privacy Concerns

    The feared result is the ability of computer systemsto compile complete dossiers on people, including

    their movements from place to place, purchases,

    financial transactions, and other activitiesheretofore considered personal and private. There

    is a strong possibility, however, that pending

    legislation relating to the transfer of data files fromone owner to another will alleviate some concern

    about invasion of privacy, thus reducing an

    important deterrent to the use of API

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    Fear of Rejection

    Insofar as persons subject to theidentification process suspect that they

    will be falsely rejected, the fear of

    capricious failure will also constitute a

    negative impact for manufacturers of

    API systems

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    Explosion of Interest(1975 - 1985)

    National Bureau of Standards, Guidelines onthe evaluation of techniques for automated

    personal identification, Federal Information

    Processing Standard Publication 48, 1977 Mitre Test Program (hand, fingerprint, voice,

    fusion) (1976-1978)

    George Warfel, Identification Technologies

    (Charles C. Thomas, Springfield, IL, 1979)

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    Sandia Test Program(1983 present)

    Tighter security requirements to combat the

    threat of terrorism, and today's capabilities of

    transferring large amounts of informationand funds at electronic speeds further

    increases the need for personal identity

    verification.-- Russell L Maxwell, The Status Of

    Personnel Identity Verifiers, 1985

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    Biometrics andBanking 1984

    Biometrics promise is long term. Biometric systems that wouldbe cost effective in high-volume transaction environments arestill in the early stages of R&D. Entrepreneurs active in suchfields as hand geometry and voice print recognition can go only

    so far with the venture capital resources that are available. Sometechnology savvy bankers are therefore resigned to continuingrelying on the less dependable, memorized personalidentification numbers PINs are inherently vulnerable to theft or

    unauthorized use, especially when cardholders write their PINsdirectly on their transaction cards

    J. Kutler, Biometric Conversion, Transitions: The Journal ofFinancial Service Strategy, Vol. IV, No. 9, Nov. 1984

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    PIN SubscriberSurveys

    Which biometric is most likely to becomecommonplace in the following applications andindicate the year it will be fairly common to see

    biometrics in that situation?

    ATMs Year common(1987) fingerprint 48% 1991.9

    signature 26%

    (1988) signature 38% 1995.8fingerprint 34%

    (1989) fingerprint 49% 1996.4

    signature 25%

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    PIN SubscriberSurveys

    Which biometric is most likely to becomecommonplace in the following applications andindicate the year it will be fairly common to see

    biometrics in that situation?

    ATMs Year common(1987) fingerprint 48% 1991.9

    signature 26%

    (1988) signature 38% 1995.8fingerprint 34%

    (1989) fingerprint 49% 1996.4

    signature 25%

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    PIN SubscriberSurveys

    Point of Sale Year common(1987) fingerprint 82% 1994.7

    hand 12%

    (1988) signature 71% 1995.6

    fingerprint 21%

    (1989) signature 75% 1996.5

    fingerprint 21%

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    2000 Survey of BCListserve

    In which year will be biometric technologybecome extensively used for each application?

    ATM C.C. PC CELL. GOV. T&A

    Ave 2003.9 2004.7 2002.6 2004.4 2003.1 2003.7

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    Frost and Sullivan(1990)

    1991

    1993

    1995

    1997

    1999

    2001

    2003

    $M

    0

    200

    400

    600

    800

    1000

    1200

    1400

    1600Biometrics Market

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    IBG Forecast (2000)

    U

    S$Millons

    Year

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    IBIA Forecast(2000)

    Biometric Market, 2001-2010

    0.00

    500.00

    1,000.00

    1,500.00

    2,000.00

    2,500.00

    3,000.00

    2001

    2002

    2003

    2004

    2005

    2006

    2007

    2008

    2009

    2010

    $Billio 25% grow th

    40% grow th

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    The Future in the Present

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    The Register22/07/2003

    While widespread use of biometricstechnology is expected by 2008, a lotof work still needs to be done to ironout its shortcomings, according toexperts.

    http://www.theregister.co.uk/content/55/31865.html

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    Report to the French

    National Assembly10 June 2003

    Les mthodes scientifiques didentificationdes personnes partir de donnes

    biomtriques et les techniques de mise en

    oeuvre

    The scientific methods for human

    identification from biometric data and thetechniques to use them

    (Translation by Dr. Didier Mewley)

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    Author aim of thereport

    Christian Cabal, French MP

    www.assemblee-nat.fr/12/tribun/fiches_id/698.asp

    Advise the French Parliament onbiometrics technology

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    Part 1: Hope and fearregarding biometrics

    The author of this study concludes that the biometrictechnology is not a viable solution in a short term,

    but reinforces the traditional security systems without

    replacing them. Maturity of biometric technology for surveillance of

    intermediate level places (airports, factories, offices)will happen in a short or medium term (2-6 years).

    Surveillance using biometrics to track criminals isnot a solution in this short or medium term (2-6years).

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    Part 2: Economicstakes

    Biometric technologies market: divergences in forecasts

    900 M US$230 M US$Institution 2

    520 M US$66 M US$Institution 120042001

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    - Finanzgruppe

    BioTrusT

    Interdisciplinary Project for thePromotion of

    Biometric Identification Methods

    Final Report Sept. 2002

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    German View

    According to the vzbv (Federation ofGerman Consumer Organizations),consumers who buy products and

    services of any kind will in the futuremost likely encounter biometricapplications in situations involving

    authorization

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    Biometrics and ATMs

    it has been found that the robustness and thelevel of security of biometric systems will have

    to be significantly improved before they can be

    used for automated teller machines. It is alsonecessary to bear in mind that it is impossible to

    demonstrate the level of security of biometric

    systems

    the use of biometrics for ATMs cannot be

    expected to materialize in the next 5 to 7 years

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    The Future in the Future

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    The Future ofBiometrics (2020)

    Widespread adoption is 5 years away The biometrics industry is on the verge of

    profitability

    Biometrics will bring a new era of security,convenience and user friendliness

    Biometric systems will become faster, cheaperand more accurate as the technology evolves

    Biometrics will end privacy as we know it

    Biometrics will not fulfill their promise foryears to come

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    EscapingGroundhog Day

    Using the past future in the

    present to change thefuture in the future

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    An Alternative Future

    Biometrics as a behavioral scienceHuman performance depends upon:

    Habituation

    Supervision Age and physical health

    Technical background

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    DISNEY

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    An Alternative Future

    Limitations on improvement in:Throughput

    Failure-to-acquire rates

    False non-match rates

    DISNEY ACCESS

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    DISNEY ACCESS

    TIMEIMPROVEMENT

    0

    5

    10

    15

    20

    25

    30

    35

    Aug-95 Mar-96 May-96 Nov-96 Jan-97 Desired

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    An Alternative Future

    Realistic expectations of computer/humanperformance based upon:

    Understanding of limitations of

    human/human performance An additional tool in the toolbox

    Locks and keys

    Encryption

    Cards and tokens

    PINs and passwords

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    An Alternative Future

    Improved cost/benefit analysis based upon:Understanding of costs of current systems

    Understanding security limitations of

    current systems

    Experience with biometric system

    procurement and operationUnderstanding of the process re-

    engineering and infra-structure costs

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    Technology Change

    Technology $100,000Process re-engineering $1M

    Infrastructure Construction $1B-- Mike Thomas

    VP Consumer Satisfaction,United Airlines

    CTST02

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    An Alternative Future

    Changing commercial environment:Decreased government reliance on the

    COTS marketplace for solutions to

    specialized, governmental problems

    Increased cost of market entry for start-

    ups

    Technology acquisition by large scale

    integrators

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    Role of VentureCapital

    Venture capital is not a substitute forgovernment support of long-term scientificand technical research. Indeed, the venturecapital industry is not designed to supportearly-phase research and rarely does so.

    --Capitalizing on New Needs and New Opportunities:Government - Industry Partnerships in Biotechnology

    and Information Technologies (2001)Board on Science, Technology, and Economic Policy,National Academies of Science

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    Conclusions

    Historically, the future of biometrics has been:

    over-hyped

    over-feared

    over-simplified History teaches us to question future:

    biometric evangelists

    hallucinating visionaries

    modern-day Luddites

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    The Future ofBiometrics

    Shell be right. No worries!