oulu 2012 d 1165 university of oulu p.o.b. 7500 fi-90014...

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UNIVERSITATIS OULUENSIS MEDICA ACTA D D 1165 ACTA Sohvi Kinnula OULU 2012 D 1165 Sohvi Kinnula HOSPITAL-ASSOCIATED INFECTIONS AND THE SAFETY OF ALCOHOL HAND GELS IN CHILDREN UNIVERSITY OF OULU GRADUATE SCHOOL; UNIVERSITY OF OULU, FACULTY OF MEDICINE, INSTITUTE OF CLINICAL MEDICINE, DEPARTMENT OF PAEDIATRICS

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Page 1: OULU 2012 D 1165 UNIVERSITY OF OULU P.O.B. 7500 FI-90014 ...jultika.oulu.fi/files/isbn9789514299001.pdf · infections can be decrea sed with single room bedding and care ful infection

ABCDEFG

UNIVERS ITY OF OULU P.O.B . 7500 F I -90014 UNIVERS ITY OF OULU F INLAND

A C T A U N I V E R S I T A T I S O U L U E N S I S

S E R I E S E D I T O R S

SCIENTIAE RERUM NATURALIUM

HUMANIORA

TECHNICA

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EDITOR IN CHIEF

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Lecturer Santeri Palviainen

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Professor Olli Vuolteenaho

Publications Editor Kirsti Nurkkala

ISBN 978-951-42-9899-8 (Paperback)ISBN 978-951-42-9900-1 (PDF)ISSN 0355-3221 (Print)ISSN 1796-2234 (Online)

U N I V E R S I TAT I S O U L U E N S I S

MEDICA

ACTAD

D 1165

ACTA

Sohvi Kinnula

OULU 2012

D 1165

Sohvi Kinnula

HOSPITAL-ASSOCIATED INFECTIONS AND THE SAFETY OF ALCOHOLHAND GELS IN CHILDREN

UNIVERSITY OF OULU GRADUATE SCHOOL;UNIVERSITY OF OULU, FACULTY OF MEDICINE,INSTITUTE OF CLINICAL MEDICINE,DEPARTMENT OF PAEDIATRICS

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A C T A U N I V E R S I T A T I S O U L U E N S I SD M e d i c a 1 1 6 5

SOHVI KINNULA

HOSPITAL-ASSOCIATED INFECTIONS AND THE SAFETYOF ALCOHOL HAND GELS IN CHILDREN

Academic dissertation to be presented with the assent ofthe Doctora l Train ing Committee of Health andBiosciences of the University of Oulu for public defence inAuditorium 12 of the Department of Paediatrics, on 14September 2012, at 12 noon

UNIVERSITY OF OULU, OULU 2012

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Copyright © 2012Acta Univ. Oul. D 1165, 2012

Supervised byProfessor Matti UhariDocent Marjo Renko

Reviewed byDocent Olli MeurmanDocent Harri Saxén

ISBN 978-951-42-9899-8 (Paperback)ISBN 978-951-42-9900-1 (PDF)

ISSN 0355-3221 (Printed)ISSN 1796-2234 (Online)

Cover DesignRaimo Ahonen

JUVENES PRINTTAMPERE 2012

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Kinnula, Sohvi, Hospital-associated infections and the safety of alcohol hand gelsin children University of Oulu Graduate School; University of Oulu, Faculty of Medicine, Institute ofClinical Medicine, Department of Paediatrics, P.O. Box 5000, FI-90014 University of Oulu,FinlandActa Univ. Oul. D 1165, 2012Oulu, Finland

Abstract

Viral infections are common in childhood and a usual cause for hospitalization. Viruses are easilytransmitted among children both in pediatric wards and in other child care facilities, like child day-care centers. Hand hygiene is an important part of prevention of the transmission of viruses. Sincehospitalization times are getting shorter, hospital-associated infections often manifest afterdischarge.

The aim of the study was to evaluate the magnitude of hospital-associated infections during andafter hospitalization in pediatric wards with a focus on the effect of the ward structure. Data werecollected during two periods of two years in the pediatric infectious diseases ward in OuluUniversity Hospital; data collection in the latter period was done using electronic follow-upmethods. A two-year study period was also carried out in University Children’s hospital in Baseland in North Karelia Central Hospital in Joensuu. Paper questionnaires and electronicquestionnaires were compared as methods of doing continuous surveillance of hospital-associatedinfections during and after hospitalization. The safety of alcohol-based hand gels in children’s usewas studied using alcometer measurements after hand rub. Experiences on the use of alcohol-based hand gels in child day-care centers were collected by interviewing the personnel withquestionnaires.

Altogether 5.8 to 17.5% of hospitalized children (N=7046) got a hospital-associated infection;65 to 93% of the infections became evident after discharge. The number of hospital-associatedinfections was lowest in wards where single rooms and cohorting based on infection etiology wereused. Increased risk for hospital-associated infection was associated with young age, longerhospitalization time and a shared room. A higher response rate was achieved with electronicfollow-up compared with questionnaires on paper, 84 vs. 61%. The costs of follow-up were €13.61and €15.07 per patient in electronic and conventional follow-up, respectively. Electronic follow-up decreased annual expenses by 17.1%. Alcohol-based hand gels were found to be safe inchildren’s use, as no absorption was detected despite several contacts between hands and mucousmembranes. Personnel in child day-care centers were active in using hand rubs and found themuseful and easy to use. Earlier, there had been one incident with fire when using matches whilehands were still wet with alcohol.

The majority of hospital-associated infections in children become evident after discharge, andelectronic follow-up is useful in evaluating their magnitude. The number of hospital-associatedinfections can be decreased with single room bedding and careful infection control. Alcohol-basedhand gels are safe in children’s hand hygiene.

Keywords: child day care centers, cross infection, hand hygiene, hospital-associatedinfection, infection control, pediatrics, risk factors, virus diseases

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Kinnula, Sohvi, Sairaalainfektiot ja alkoholikäsihuuhteiden turvallisuus lapsilla Oulun yliopiston tutkijakoulu; Oulun yliopisto, Lääketieteellinen tiedekunta, Kliinisenlääketieteen laitos, Lastentaudit, PL 5000, 90014 Oulun yliopistoActa Univ. Oul. D 1165, 2012Oulu

TiivistelmäLapset sairastavat usein virusinfektioita, jotka ovat yleinen sairaalahoidon syy. Virukset leviävätherkästi lasten keskuudessa, lastentautien osastoilla ja lapsiryhmissä, kuten päiväkodeissa.Virusten leviämistä voidaan estää hyvällä käsihygienialla. Lyhyiden hoitoaikojen vuoksi osavirusten aiheuttamista sairaalainfektioista ilmenee vasta kotona.

Tutkimuksen tarkoituksena oli selvittää sairaalainfektioiden määrä hoidon aikana ja kotiu-tuksen jälkeen sekä osastorakenteen vaikutus sairaalainfektioihin lastentautien osastoilla. Sairaa-lainfektioaineisto kerättiin Oulun yliopistollisen sairaalan lasten infektio-osastolla kahtena kah-den vuoden jaksona, joista jälkimmäisessä käytettiin sähköistä seurantajärjestelmää. Lisäksikahden vuoden aineistot kerättiin Pohjois-Karjalan keskussairaalan lastentautien osastolla jaBaselin yliopistollisen sairaalan lastenosastoilla. Paperikyselylomakkeilla ja sähköisesti tehdynsairaalainfektioseurannan toteutusta verrattiin. Lisäksi tutkittiin alkoholikäsihuuhteiden käytönturvallisuutta lapsilla päiväkotiolosuhteissa. Alkoholin imeytymistä tutkittiin poliisin tarkkuusal-kometrillä käsihuuhteen käytön jälkeen. Oulun kaupungin päiväkodeista kysyttiin käsihuuhtei-den käyttökokemuksista kyselylomakkeilla.

Sairaalainfektion sai 5,8-17,1 % sairaalassa hoidetuista lapsista (N=7046). Infektioista 65-93 % tuli oireisiksi kotiutuksen jälkeen. Sairaalainfektioiden määrä oli pienin osastoilla, jossakäytettiin yhden hengen huoneita ja potilaiden kohortointia taudinaiheuttajan mukaan. Sairaa-lainfektion riskiä lisäsivät lapsen nuori ikä, pitkä sairaalahoitoaika ja jaettu potilashuone. Säh-köisessä sairaalainfektioseurannassa oli parempi kotiutuksen jälkeinen vastausprosentti kuinpaperilomakkeilla, 84 % vrt. 61 %. Potilasta kohden kuluja tuli sähköisessä seurannassa 13,61euroa ja paperilomakkeilla tehdyssä seurannassa 15,07 euroa. Sähköisen seurannan käyttö laskivuosikuluja 17,1 %. Alkoholikäsihuuhteiden käyttö todettiin turvalliseksi lapsilla. Useista lima-kalvokontakteista huolimatta käsihuuhteen käytön jälkeen alkoholia ei imeytynyt verenkiertoon.Käsihuuhteiden käyttö päiväkodeissa on aktiivista, ja henkilökunta koki sen helpoksi ja hyödyl-liseksi. Aiemmin oli tapahtunut yksi vaaratilanne tulen kanssa tulitikkua sytytettäessä käsienollessa vielä käsihuuhteesta märät.

Lasten sairaalainfektioista suuri osa ilmenee kotiutuksen jälkeen, ja näiden infektioidenmäärää voidaan arvioida sähköisellä seurantajärjestelmällä. Sairaalainfektioiden määrää voi-daan vähentää käyttämällä yhden hengen huoneita ja huolehtimalla hyvästä hygieniasta. Alkoho-lihuuhteiden käyttö lasten käsihygieniassa on turvallista.

Asiasanat: käsihygienia, lastentaudit, päiväkodit, riskitekijät, sairaalahygienia,sairaalainfektiot, virusinfektiot

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Acknowledgements

This study was carried out at the Department of Pediatrics in the University of

Oulu, Finland. Part of the data collection was done in collaboration with the

University Children’s Hospital in Basel, Switzerland, and with the North Karelia

Central Hospital in Joensuu, Finland.

I am deeply grateful to the supervisor of this thesis, Professor Matti Uhari,

M.D., Ph.D., for guiding me throughout these years with his great expertise, and

with patience and flexibility. His extensive knowledge in both clinical pediatrics

and science has been of great importance for this work, and they have inspired me

personally during the years of my medical studies and later at the start of my

pediatric training.

I also want to thank wholeheartedly Docent Marjo Renko, M.D., Ph.D., and

Docent Terhi Tapiainen, M.D., Ph.D. Marjo has been an inspiring teacher who has

supported me with her optimistic and caring heart. She has been always available

with her great knowledge and skills to help with my questions. Terhi has been

another wonderful person with whom I have had the great pleasure to work with.

I appreciate her support and willingness to help together with her good and

valuable comments that have been of great importance for this work.

I sincerely thank Tytti Pokka, M.Sc., for making a great effort in helping me

with the statistics in this study. I value her knowledge and help very much.

I am very thankful for the referees of this study, Docent Harri Saxen, M.D.,

Ph.D., and Docent Olli Meurman, M.D., Ph.D., for their valuable and constructive

comments on this thesis.

I also wish to express my thanks to the collaborators in Basel, Professor

Ulrich Heininger, M.D., and Michael Buettcher, M.D., for being part of this work,

both with the data collection and giving their valuable comments in data analysis

and reporting. Similarly, I thank Kaisa Vepsäläinen, M.D., and Risto Lantto,

M.D., for contributing to this study in Joensuu. They were willing to take part in

something new and to give their effort to it.

Many thanks also belong to the personnel in the child day-care centers in the

city of Oulu that participated this study, both by sharing their experiences and

giving us the possibility to study the use of alcohol hand gel in practice. I thank

all the children and their parents for being willing to take part in this study.

I also appreciate and thank the Oulu Police Department for lending their

official equipment to be used in our trial without any hesitation.

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I am very grateful to my colleagues in the Pediatric Department at Lapland

Central Hospital for supporting me, being flexible and appreciating this work,

especially during the time of finishing this thesis. I also want to thank Sirpa

Kärkkäinen for her kind help in the library of Lapland Central Hospital.

Finally, I am thankful to my family, my dear parents and sisters, for staying

by my side throughout these years, for giving their love and interest in all

circumstances and for always being there for me. Especially I thank my sister

Miina for her help in translation from French. I thank all my friends for the many

moments of joy and happiness during these years. Most of all, I thank my loving

Lord, Jesus Christ, with whom I know all things are possible.

Rovaniemi, June 2012 Sohvi Kinnula

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Abbreviations

ACIP Advisory Committee on Immunization Practices

AHG alcohol-based hand gel

AIIR airborne infection isolation room

CDC Centers for Disease Control and Prevention

CDCC child day-care center

CI confidence interval

ESBL extended-spectrum β-lactamase

HAI hospital-associated infection

HCW health-care worker

MRSA methicillin-resistant Staphylococcus aureus

NICU neonatal intensive care unit

OR odds ratio

PICU pediatric intensive care unit

RSV respiratory syncytial virus

SD standard deviation

SENIC Study on the Efficacy of Nosocomial Infection Control

sms short message service

SSI surgical-site infection

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List of the original publications

This thesis is based on the following original articles, which are referred to in the

text by their Roman numerals I–IV.

I Kinnula SE, Renko M, Tapiainen T, Knuutinen M & Uhari M (2008). Hospital-associated infections during and after care in a paediatric infectious diseases ward. J Hosp Infect 68: 334–340.

II Kinnula S, Buettcher M, Tapiainen T, Renko M, Vepsäläinen K, Lantto R, Heininger U & Uhari M (2012). Hospital-associated infections in children: a prospective post-discharge follow-up survey in three different paediatric hospitals. J Hosp Infect 80: 17–24.

III Kinnula S, Renko M, Tapiainen T, Pokka T & Uhari M (2012) Post-discharge follow-up of hospital-associated infections in paediatric patients with conventional questionnaires and electronic surveillance. J Hosp Infect 80: 13–16.

IV Kinnula S, Tapiainen T, Renko M & Uhari M (2009). Safety of alcohol hand gel use among children and personnel at a child day care center. Am J Infect Control 37: 318–321.

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Contents

Abstract

Tiivistelmä

Acknowledgements 7 Abbreviations 9 List of the original publications 11 Contents 13 1 Introduction 15 2 Review of the literature 17

2.1 Epidemiology of hospital-associated infections in children .................... 17 2.1.1 Bacterial hospital-associated infections ........................................ 17 2.1.2 Viral hospital-associated infections .............................................. 19 2.1.3 Risk factors for hospital-associated infections in children ........... 29 2.1.4 Surveillance methods for hospital-associated infections .............. 29

2.2 Consequences of hospital-associated infections ..................................... 33 2.2.1 Historical aspects .......................................................................... 33 2.2.2 Economical burden of hospital-associated infections ................... 34

2.3 Prevention of hospital-associated infections ........................................... 35 2.3.1 Isolation practices ......................................................................... 35 2.3.2 Hygienic procedures ..................................................................... 39 2.3.3 Safety of hygienic procedures ...................................................... 46 2.3.4 Current strategies in organizing prevention of hospital-

associated infections ..................................................................... 48 3 Aims of the study 51 4 Subjects and methods 53

4.1 Hospital-associated infections in pediatric infectious diseases

ward (I) .................................................................................................... 53 4.2 Hospital-associated infections in four pediatric wards (II) ..................... 55 4.3 Continuous follow-up for hospital-associated infections (III) ................ 59 4.4 Safety of alcohol hand rubs (IV) ............................................................. 60 4.5 Ethical considerations ............................................................................. 62

5 Results 63 5.1 Hospital-associated infections in pediatric wards during and after

hospitalization (I, II) ............................................................................... 63 5.1.1 Results from the follow-up study in Oulu University

Hospital ........................................................................................ 63

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5.1.2 Results from the international multicenter follow-up study ......... 67 5.2 Continuous follow-up for hospital-associated infections (III) ................ 73 5.3 Safety of alcohol hand rubs (IV) ............................................................. 76

6 Discussion 79 6.1 Post-discharge follow-up in hospital-associated infection

surveillance ............................................................................................. 79 6.2 Ward structure and the risk of hospital-associated infections ................. 80 6.3 Continuous surveillance for hospital-associated infections..................... 83 6.4 Use of alcohol hand gels among children ............................................... 84

7 Conclusions 87 References 89 Original articles 105

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1 Introduction

Hospital-associated infections (HAI) have mainly been discussed in the light of

bacterial infections, as bacteria cause most of the HAIs in adult wards. Especially

surgical site infections (SSI) lead to severe and expensive consequences, and

infection control procedures were first designed to reduce the number of surgical

HAIs. Thus, most recommendations on infection control practices in hospitals

have been based on experiences and studies on bacterial infections in adult wards.

However, the situation in pediatric wards is different, as the majority of HAIs are

viral infections (Allen & Ford-Jones 1990). These respiratory and gastrointestinal

infections are spread in pediatric wards, but as they are seldom documented their

actual number is not known, even though they cause significant morbidity among

children. As the hospitalization times in pediatric acute wards are getting shorter,

most of the viral HAIs become evident after hospitalization and remain

unreported.

According to the Centers for Disease Control and Prevention (CDC)

definition, an infection is hospital-associated when there is no evidence that it was

present or incubating at the time of hospital admission. Similarly, an infection that

is acquired in hospital and becomes evident after discharge is regarded as

hospital-associated (Garner et al. 1988). It has been common to set a time limit

for the appearance of the symptoms of HAI at 48 hours counting from the

admission to hospital and from the time of discharge. However, as the incubation

periods for several viruses are longer than 48 hours, HAI in pediatrics is often

defined as new signs of infection after 72 hours after admission to hospital or

within the first 72 hours after discharge from hospital for the infections becoming

evident at home.

Respiratory and gastrointestinal viruses are easily transmitted in child-care

facilities such as pediatric wards in hospitals and child day-care centers (CDCC).

We wanted both to identify risk factors for the transmission of viruses and to

study the safety of hygienic procedures that are used in infection control in child-

care facilities. To evaluate the number of HAIs in pediatric wards we have

conducted continuous HAI surveillance, which covers the immediate time after

hospitalization.

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2 Review of the literature

2.1 Epidemiology of hospital-associated infections in children

The main focus in studies for HAIs is on bacterial HAIs, especially on SSI and

device-related infections, as these infections are difficult to treat and cause major

expenses. In pediatrics the majority of research on HAIs has been done on

neonatal wards with intensive care facilities, where bacteria predominate as

causes of HAIs. However, viruses cause most of the respiratory and

gastrointestinal infections leading to hospitalization in children (Iwane et al. 2004, McIver et al. 2001, Oh et al. 2003), and these viruses transmit easily in

health care facilities causing the majority of HAIs in general pediatric wards

(Gleizes et al. 2006, Raymond & Aujard 2000). As viral infections with longer

incubation periods often manifest themselves after hospitalization, the magnitude

of this problem is not known.

2.1.1 Bacterial hospital-associated infections

Reported frequencies of HAIs in pediatric hospitals vary from 2 to 7% during

hospitalization (Ford-Jones et al. 1989, Muhlemann et al. 2004, Welliver &

McLaughlin 1984). There is variation in HAI rates between different wards in

pediatric hospitals. HAI rates are the highest in neonatal intensive care unit

(NICU) and pediatric intensive care unit (PICU), and the lowest in general

pediatric wards and infectious diseases wards (Ford-Jones et al. 1989). The most

common bacterial HAIs in children are bloodstream infections, SSI and lower

respiratory tract infections (Muhlemann et al. 2004).

Hospital-associated infections in intensive care

The risk of bacterial HAIs in children is related to intensive care where the use of

invasive medical devices is common (Jarvis & Robles 1996). The risk of

bacteremia is increased by the presence of intravascular catheters, especially

central venous catheters that are used for longer periods. On average 5% of

patients get hospital-associated bloodstream infections in PICU (Raymond &

Aujard 2000, Urrea et al. 2003). Hospital-associated bloodstream infections are

mostly caused by gram-positive bacteria; coagulase-negative staphylococci

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species and Staphylococcus aureus. Staphylococcus aureus and Pseudomonas aerigunosa cause most of the bacterial lower respiratory tract infections, for

which mechanical ventilation and use of intratracheal tube are risk factors. The

rate of hospital-associated lower respiratory tract infections is about 5% (Ford-

Jones et al. 1989, Raymond & Aujard 2000, Sarvikivi et al. 2008, Urrea et al. 2003). Urinary tract infections are related to the use of urinary catheters, and they

are usually caused by gram-negative pathogens. In PICU about 2% of patients get

hospital-associated urinary tract infection (Ford-Jones et al. 1989, Raymond &

Aujard 2000, Urrea et al. 2003).

In addition to the use of invasive devices, patients in NICU are prone to

infections due to prematurity, low birth weight and immunological immaturity. It

is reported that 7 to 13% of the patients in NICU get a HAI (Jarvis & Robles

1996, Orsi et al. 2009, Raymond & Aujard 2000). The most common HAIs in

NICUs are bloodstream infections, the rate of which is about 7%, and

pneumonias, the rate of which is about 4%. Gram-positive bacteria cause most of

the bloodstream infections, coagulase-negative staphylococci being the leading

pathogen. Pneumonias are mostly due to gram-negative bacteria, especially

Klebsiella pneumonia (Jarvis & Robles 1996, Orsi et al. 2009, Raymond &

Aujard 2000, Sarvikivi et al. 2008).

Surgical site infections

SSI is an infection that occurs on the operated site within 30 days after operation.

If a foreign body is left on the operated site, the time limit is extended to one year

(Mangram et al. 1999). The frequency of SSIs is 4.4 to 6.6% in children

according to studies with post-discharge follow-up extended to 30 days after

operation (Horwitz et al. 1998, Uludag et al. 2000). The risk of SSI is increased

in contaminated and dirty wounds, with operations with longer duration,

emergency operations, and operations done on patients with in-patient status. It

seems that in children, factors related to the operation affect the risk of SSI more

than patient characteristics and physiologic status. Staphylococcus aureus,

coagulase-negative staphylococci and gram-negative bacilli cause most of the

SSIs (Raymond & Aujard 2000).

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2.1.2 Viral hospital-associated infections

There is plenty of variation in the reported number of viral HAIs, due to epidemic

seasons of viruses and different surveillance methods (Table 1). The comparison

shown in Table 1 includes only surveys focusing on viral infections (Muhlemann et al. 2004). In high epidemic season as many as 17% of hospitalized children in a

general pediatric ward may get a hospital-associated respiratory infection caused

by respiratory syncytial virus (RSV), rhinovirus, parainfluenza virus or influenza

viruses (Wenzel et al. 1977). Outbreaks caused by influenza virus, RSV and

rhinovirus have taken place in neonatal units (Cunney et al. 2000, Valenti et al. 1982). In addition, coronavirus may be an important pathogen for HAIs in

neonatal wards (Sizun et al. 1995). Most studies on respiratory HAIs focus on

RSV that transmits easily and carries significant morbidity especially in young

children, and children with history of prematurity, congenital heart disease,

bronchopulmonary dysplasia or immunosuppression (Berner et al. 2001,

Mlinaric-Galinovic & Varda-Brkic 2000). As the incubation periods for

respiratory viruses are rather long, varying from 0.6 days for Influenza B virus to

5.6 days for adenovirus (Table 2), respiratory HAIs often become evident after

discharge from hospital and remain underreported (Lessler et al. 2009).

Altogether 4.5 to 14% of patients get gastrointestinal HAI during

hospitalization (Table 1), and the majority of them are viral infections. Rotavirus

has been the leading cause of hospital-associated gastroenteritis in children before

the introduction of rotavirus vaccine. Other documented pathogens are astrovirus,

norovirus and other caliciviruses, enterovirus and adenovirus. Viral diarrhea

outbreaks in hospitals occur during the winter and spring months, when there is

an epidemic season for viral gastroenteritis in communities. Young age increases

the risk of gastrointestinal HAI (Bennet et al. 1995, Ford-Jones et al. 1990). Viral

causes for hospital-associated gastroenteritis in children are more common than

bacteria. Clostridium difficile is reported to cause HAIs in older children; these

diarrhea episodes occurred throughout the year without seasonality (Langley et al. 2002).

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Tabl

e 1.

Rep

orte

d fr

eque

ncie

s of

hos

pita

l-ass

ocia

ted

vira

l inf

ectio

ns in

gen

eral

ped

iatr

ic w

ards

.

Stu

dy re

fere

nce

War

ds u

nder

sur

veill

ance

In

fect

ion

type

H

AI f

requ

ency

D

urat

ion

of s

urve

illan

ce

In

hos

pita

l (tim

e af

ter

adm

issi

on fo

r def

inin

g H

AI)

Afte

r dis

char

ge (t

ime

afte

r dis

char

ge)

(mon

ths)

Ford

-Jon

es e

t al.

1989

A

ll A

ny

6.0%

N

D1

48

Is

olat

ion

war

d A

ny

1.3%

N

D

48

Wel

liver

& M

cLau

ghlin

198

4)

All

Any

4.

1%

ND

12

Gas

troen

terit

is

0.68

% (>

72 h

ours

) N

D

12

Res

pira

tory

0.

97%

N

D

12

Ray

mon

d &

Auj

ard

2000

) 20

ped

iatri

c un

its

Any

2.

5% (2

to 4

day

s)

ND

6

Gas

troen

terit

is

0.4%

(4 d

ays)

N

D

6

G

ener

al p

edia

tric

war

ds

Any

1.

0% (2

to 4

day

s)

ND

6

Gas

troen

terit

is

0.8%

(4 d

ays)

N

D

6

Juso

t et al.

2003

31

pedi

atric

/neo

nata

l war

ds

Gas

troen

terit

is

3.6%

(>48

hou

rs)

Not

kno

wn

3

Gra

ssan

o M

orin

et

al.

2000

A

ll G

astro

ente

ritis

11

.8%

(>72

hou

rs)

5.8%

(<5

days

) 5

Ben

net e

t al.

1995

G

ener

al p

edia

tric,

sur

gica

l G

astro

ente

ritis

14

% (>

72 h

ours

) N

D

26

Ford

-Jon

es e

t al.

1990

3

pedi

atric

war

ds

Gas

troen

terit

is

4.5%

(>72

hou

rs)

ND

7

Wen

zel e

t al.

1977

G

ener

al p

edia

tric

Res

pira

tory

17

% (>

6 da

ys)

Not

kno

wn

3

Mac

artn

ey e

t al.

2000

A

ll R

SV

infe

ctio

n 0.

098a (>

5 da

ys)

ND

4

x 6b

Isaa

cs e

t al.

1991

2

med

ical

war

ds

RS

V in

fect

ion

4.2%

(>5

days

) N

D

4b

Lecl

air e

t al.

1987

M

edic

al w

ard

RS

V in

fect

ion

0.64

a (>5

days

) N

D

1.5

x 6b

1 ND

=not

don

e, a pe

r 100

pat

ient

day

s, b S

urve

illan

ce in

six

-mon

th p

erio

ds c

orre

spon

ding

to R

SV

sea

son

(Nov

embe

r-A

pril)

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21

Table 2. Incubation periods for respiratory viruses1.

Virus Median incubation period (days) 95% Confidence interval

Adenovirus 5.6 4.8 to 6.3

Coronavirus 3.2 2.8 to 3.7

Influenza A 1.4 1.3 to 1.5

Influenza B 0.6 0.5 to 0.6

Parainfluenza 2.6 2.1 to 3.1

RSV 4.4 3.9 to 4.9

Rhinovirus 1.9 1.4 to 2.4 1Lessler et al. 2009

Transmission mechanisms of viruses

There are three basic mechanisms relevant to HAIs describing how

microorganisms are transmitted (Siegel et al. 2007). Contact transmission can

occur via direct and indirect routes. In direct contact transmission a pathogen is

transferred via direct physical contact between an infected person and a

susceptible host. In indirect contact transmission a pathogen is transferred through

the hands of a caregiver or through a contaminated, inanimate object to a

susceptible host. Both respiratory and gastrointestinal viruses can survive on a

fomite and be transmitted through hands or directly from objects, such as toys or

medical equipment (Brady 2005, Coffin & Zaoutis 2005). Respiratory tract

infections are also transmitted through large droplets (>10 to 20 μm diameter)

produced by coughing and sneezing (Siegel et al. 2007). Large droplets contain

viral particles and can travel relatively short distances, approximately 1 to 2

meters, inoculating a susceptible host in close proximity. The third mechanism is

airborne transmission, where pathogens spread through small-particle

aerosols/droplet nuclei that can travel long distances remaining infectious under

favorable conditions (Siegel et al. 2007, Tang et al. 2006). Small-particle aerosols

(<5 to 10 μm diameter) are produced by talking, sneezing, coughing and

breathing; they are spread by air currents and transmission occurs when they are

inhaled. Airborne transmission is difficult to control and carries the potential to

cause outbreaks (Tang et al. 2006).

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22

Respiratory syncytial virus

RSV is one of the most important respiratory pathogens in infancy and childhood,

causing bronchiolitis and pneumonia in young children, which often lead to

hospitalization. Older children and adults get milder upper respiratory tract

infections. RSV causes the majority of reported pediatric respiratory HAIs

(Forster et al. 2004). The epidemic season for RSV occurs during the

wintermonths in the Northern Hemisphere (Berner et al. 2001). Both in Finland

and in Switzerland, a major RSV epidemic takes place in the wintertime with

two-year periodicity (Duppenthaler et al. 2003, Waris 1991). During the epidemic

season 4.2 to 5.3% of patients get a hospital-associated RSV infection (Isaacs et

al. 1991, Leclair et al. 1987). The median incubation period of RSV is 4.4 days

(Lessler et al. 2009). Young children and those with a history of prematurity are at

risk for hospital-associated RSV infection. In addition, mechanical ventilation and

nasogastric tube increase the risk of hospital-associated RSV infection in NICU

(Valenti et al. 1982).

RSV is an RNA virus that belongs to the paramyxoviridae family. The

structure of RSV consists of a nucleocapsid that is enclosed within a lipid

envelope (Hall 2004). RSV transmits easily, and almost all children get infected

during the first years of life. RSV can remain viable in the environment and be

further transferred to hands (Hall et al. 1980). In a clinical experiment it has been

shown that RSV transmits through inoculation of large droplets in close contact

with a RSV-infected patient and through self-inoculation after touching surfaces

contaminated with secretions (Table 3) (Hall & Douglas 1981). No clinical

infection occurred after being in the same room at a distance of more than 2

meters from the infected person, suggesting that transmission through small-

particle aerosols is unlikely (Hall & Douglas 1981). Later it has been shown that

small-particle aerosols containing RSV are unstable in normal indoor air

humidity, and under normal conditions airborne transmission does not have a

significant role. During acute infection RSV is secreted in large amounts in nasal

secretions, more than 107 virus particles per milliliter. Secreted viruses remain

infectious on countertops for at least 6 hours, and on cloth and paper tissue for 30

minutes (Goldmann 2001, Musher 2003).

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23

Influenza virus

Influenza viruses cause acute respiratory illness that often leads to hospitalization

in children and the elderly. Epidemics take place in temperate climates during

winter months, and especially during epidemics influenza also transmits in

hospitals, with possibly severe consequences (Glezen 2004). The median

incubation period is 1.4 days for influenza A and 0.6 days for influenza B (Lessler et al. 2009). During an influenza outbreak in NICU 35% of the neonates were

positive for influenza, most of them asymptomatic. One prematurely born infant

died. Logistic regression analysis showed that need of mechanical ventilation on

admission and twin pregnancy were risk factors for HAI (Cunney et al. 2000).

Influenza viruses belong to orthomyxoviruses, and there are three major types

of influenza viruses, A, B and C. They are RNA viruses, covered by a lipid

envelope with glycoproteins. Influenza A and B have hemagglutinin and

neuraminidase as surface glycoproteins, which are major antigenic determinants

defining the subtype and strain of the virus. Influenza C virus is of minor clinical

importance. It has a structure with a single glycoprotein with hemagglutinin,

esterase and fusion activity (Glezen 2004). Influenza viruses have the ability to

transform these antigens by processes called antigenic drift and shift. Antigenic

drift is continuous antigenic evolution that occurs through mutation in RNA

during the viral replication. Because of antigenic drift there is an influenza

epidemic every year, as prior infection does not protect against transformed virus.

Antigenic shift is a major change that produces a new subtype of influenza virus.

Antigenic shift occurs through transmission of animal virus to humans, or by

reassortment of the genes of two viruses of different subtypes that happen to

cause a concomitant infection in a host. Antigenic shift happens only in influenza

A virus, and produces a novel subtype that has the potential to cause pandemic

influenza (Glezen 2004).

Influenza transmits through large droplets when particles produced by

coughing or sneezing are inhaled, and through direct contact with secretions

(Table 3). At the highest respiratory tract secretions are highly infective

containing 106 or more virus particles per milliliter. Spread of influenza can also

occur through small-particle aerosols and contaminated hands. However, it is not

known what is the main transmission route for influenza virus not known

(Brankston et al. 2007, Killingley et al. 2011, Musher 2003). Both influenza A

and B viruses can survive on inanimate surfaces 1 to 2 days, depending on

temperature and air humidity, and viruses can be transferred from environment to

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24

hands and after that they are shown to remain viable for 5 minutes (Bean et al. 1982). After experimental inoculation of known concentration of H1N1 influenza

A virus, it remained culture-detectable in hands at least 60 minutes, which allows

indirect transmission through hands (Grayson et al. 2009). Influenza A virus can

be detected on environmental surfaces and toys in CDCCs (Boone & Gerba

2005).

Influenza can best be prevented by vaccination, which must be given yearly

because of the transformation of viral antigens. Especially children with

pulmonary and cardiac diseases and immunodeficiency are at increased risk of

hospital-associated influenza if they are not vaccinated (Glezen 2004, Maltezou &

Drancourt 2003). As children under six months of age cannot be vaccinated, they

are susceptible to hospital-associated influenza (Cunney et al. 2000).

Rhinoviruses

Rhinoviruses cause upper respiratory tract infections, wheezing bronchitis and

pneumonia. They are probably the most frequent cause of common cold in

humans. The epidemic peaks are in the fall and spring, but infections occur

throughout the year in temperate climates (Hendley & Gwaltney 1988). The

median incubation period for rhinovirus infection is 1.9 days (Lessler et al. 2009).

Rhinovirus has been shown to cause HAIs in pediatric and neonatal wards

(Valenti et al. 1982, Wenzel et al. 1977).

Human rhinoviruses are divided into three genogroups (A-C). Especially

group C rhinovirus is known to cause lower respiratory tract infections and

asthma exacerbation in children (Mak et al. 2011, Piralla et al. 2009).

Rhinoviruses belong to the family of Picornaviridae. They are small, non-

enveloped RNA viruses, with at least 101 serotypes (Atmar 2004). However, the

number of rhinovirustypes is greater than this as the classification of viruses is

nowadays genetic and new virustypes have been found using PCR technique (Lau et al. 2007, Piralla et al. 2009). Rhinovirus can be transmitted between hands and

from an inanimate surface to hands, and further transfer from the hands to

conjunctival or nasal mucosa can cause infection (Table 3) (Hendley et al. 1973).

In an experimental setting of poker playing with infected and non-infected

persons it was shown that rhinovirus transmits through direct contact transmission

and through large droplets. No transmission occurred through cards contaminated

with secretions when infected persons were not present (Dick et al. 1987). It is

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25

not known which transmission route is predominant, but it seems that prolonged

and close contact is needed for transmission of rhinovirus. This is may be related

to the rather low viral load, 5 to 2000 infective doses per milliliter, in the nasal

secretion of an infected patient (Goldmann 2001, Hendley & Gwaltney 1988,

Musher 2003).

Rotavirus

Rotavirus causes gastroenteritis, which may lead to dehydration and

hospitalization, especially in young children. The epidemic season for rotavirus is

during the winter and spring months in temperate climates. The incubation period

for rotavirus infection is 2 to 4 days. Before the start of rotavirus vaccination

rotavirus was the most common cause of gastroenteritis that lead to

hospitalization in children (Bernstein & Ward 2004, Vesikari et al. 1999).

Rotavirus transmits easily in hospitals (Chandran et al. 2006, Fruhwirth et al. 2001b, Gleizes et al. 2006, Lam et al. 1989). Especially children under 2 years of

age are afflicted (Pacini et al. 1987). Rotavirus can be transmitted to personnel,

and as some of infections in adults are asymptomatic, they can further transmit

rotavirus in hospital (Anderson & Weber 2004). Rotavirus has been shown to

spread from an outpatient clinic into community causing an outbreak (Li et al. 2011).

Rotavirus belongs to the Reoviridae family, and viral groups A and C are

associated with human diseases (Bernstein & Ward 2004). Rotavirus is a non-

enveloped RNA virus, the core of which is surrounded by three protein shells.

Two outer capsid proteins, glycoprotein (G-protein) and protease-cleavage protein

(P-protein), determine the serotype of the virus. The main transmission route for

rotavirus is fecal-oral, hands often being the vector in indirect contact

transmission (Table 3). In addition, airborne transmission may play some role.

During the infection there is high viral load in stools, 1012 viral particles per gram

of stools (Bernstein & Ward 2004). Rotavirus remains infectious on non-porous

material (glass, stainless steel and plastic) for several days at room temperature

with low to moderate humidity. Survival on cloth is possible for a few days at

room temperature and longer at lower temperature (Sattar et al. 1986). Rotavirus

can survive at least 4 hours on human hands, and infectious virus can be

transferred between hands and between hands and inanimate objects in both

directions (Ansari et al. 1988). Direct contact or indirect contact through hands

with a contaminated object leads to clinical infection (Ward et al. 1991). During a

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26

rotavirus outbreak in CDCC, virus has been found in environment, the detection

rate being the highest in toys (Wilde et al. 1992).

Introduction of rotavirus vaccination into national vaccination programs has

reduced the number of severe rotavirus infections. Hospitalization due to

rotavirus infection in children has decreased up to 93%, the greatest decline being

seen in children younger than 12 months. By national vaccination of young

children the number of hospitalizations of older, unvaccinated children has also

been shown to decrease, suggesting that there may be an indirect protective effect

of rotavirus vaccinations on unvaccinated population (Buttery et al. 2011, Yen et al. 2011). After the first rotavirus vaccine was licensed, there has been a

significant decrease in the number of hospital-associated rotavirus infections. The

number of rotaviral HAIs has decreased from 0.53 per 1000 patient-days in 2003–

2007 to 0.10–0.20 per 1000 hospital-days in 2007 to 2009 (Anderson et al. 2011).

Rotavirus vaccination was introduced to Finland in September 2009, after which

there has been a decrease in the number of hospitalization due to rotavirus in

pediatric wards (Puustinen et al. 2011).

Norovirus

Norovirus (previously named Norwalk-like virus and small round-structured

virus) causes acute gastroenteritis both in children and adults, and it is the most

common cause of gastroenteritis outbreaks worldwide. In children it is estimated

that 10 to 15% of severe gastroenteritis is caused by norovirus (Matson 2004).

Norovirus infection does not cause long-lasting immunity and re-infections are

possible with the same virus strain. There is a peak in norovirus infections during

the winter months, but infections occur throughout the year, and some of them

can be traced to contaminated food or water. The incubation period ranges from

12 to 48 hours, the mean being 24 hours (Matson 2004). Norovirus transmits both

in pediatric and adult wards, infecting typically both patients and personnel

(Bennet et al. 1995, Cheng et al. 2006, Ford-Jones et al. 1990, Weber et al. 2005).

Norovirus belongs to Caliciviridae, which are non-enveloped RNA viruses.

By their protein structure noroviruses are divided into genogroups GI-GV, and

further into several genotypes (Koopmans 2009, Matson 2004). GII.4 genotype

has predominated in norovirus outbreaks during the last few decades, and it is

known to have caused the majority of endemic infections in Finnish children in

1994–2007 (Puustinen et al. 2012). Norovirus transmits through fecal-oral contact

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27

transmission (Table 3). Norovirus can remain on a fomite and be further

transmitted in indirect contact transmission (Wu et al. 2005). Transmission can

also occur through aerosols from viral particles present in vomit (Hall et al. 2011). The peak in viral shedding into stools is 2 to 5 days after infection, when

the amount of viral copies can at its highest be 1011 per gram of stools (Matson

2004). After the inoculation of norovirus viral antigen can be found in stools for a

median of 7 days (Atmar et al. 2008). Norovirus is highly contagious; it is

estimated that a dose of 18 viral particles is enough to cause an infection (Hall et al. 2011).

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Tabl

e 3.

Cha

ract

eris

tics

of v

irus

es c

ausi

ng p

edia

tric

hos

pita

l-ass

ocia

ted

infe

ctio

ns.

Viru

s S

truct

ure

Incu

batio

n

perio

d (d

ays)

1

Per

sist

ence

on

dry

surfa

ces2

Per

sist

ence

on

hand

s3

Tran

smis

sion

rout

es4

Infe

ctio

us d

ose5

Influ

enza

viru

s E

nvel

oped

RN

A v

irus

1.4

(IVA

6 )

0.6

(IVB

6 )

1 to

2 d

ays

At l

east

60

min

utes

(H1N

1)

Dire

ct c

onta

ct, l

arge

drop

lets

, aer

osol

2 to

790

TC

ID50

RS

V

Env

elop

ed R

NA

viru

s 4.

4 U

p to

6 h

ours

30

min

utes

D

irect

con

tact

, lar

ge

drop

lets

, fom

ites

100

to 6

40 T

CID

50

Rhi

novi

rus

Non

-env

elop

ed R

NA

viru

s 1.

9 2

hour

s to

7 d

ays

1 to

3 h

ours

D

irect

con

tact

, lar

ge

drop

lets

, fom

ites

0.03

2 to

10

TCID

50

Nor

oviru

s N

on-e

nvel

oped

RN

A v

irus

0.5

to 2

8

hour

s to

7 d

ays

40 to

60a m

inut

esFe

cal-o

ral,

aero

sol,

fom

ites

10 to

100

vira

l par

ticle

s

Rot

aviru

s N

on-e

nvel

oped

RN

A v

irus

2 to

4

6 to

60

days

O

ver 4

hou

rs

Feca

l-ora

l, fo

mite

s,

aero

sol

10 to

100

TC

ID50

1 Ber

nste

in &

War

d 20

04, B

oone

& G

erba

200

7, H

all e

t al.

2011

, Les

sler

et a

l. 20

09

2 Kra

mer

et a

l. 20

06),

3 Ans

ari e

t al.

1988

, Gra

yson

et a

l. 20

09, H

all e

t al.

1980

, Hen

dley

et a

l. 19

73

4 Bra

dy 2

005,

Bra

nkst

on e

t al.

2007

, Mus

her 2

003

5 For r

espi

rato

ry v

iruse

s w

ith in

trana

sal i

nocu

latio

n B

oone

& G

erba

200

7, C

aul 1

994,

TC

ID50

=tis

sue

cultu

re in

fect

ive

dose

6 IV

A in

fluen

za A

viru

s, IV

B in

fluen

za B

viru

s a Fo

r hum

an n

orov

irus

surr

ogat

es, f

elin

e ca

liciv

irus

and

mur

ine

noro

viru

s, ti

me

coun

ted

afte

r dry

ing

of v

irus

inoc

ulat

ion

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29

Other viruses

Also some other viruses have the potential to cause HAIs in pediatric wards.

Astrovirus, adenovirus and enteroviruses are known as causes for hospital-

associated gastroenteritis (Bennet et al. 1995, Ford-Jones et al. 1990, Langley et al. 2002, Rodriguez-Baez et al. 2002), and coronavirus and parainfluenzaviruses

as causes for respiratory HAIs (Ford-Jones et al. 1989, Sizun et al. 1995, Welliver

& McLaughlin 1984, Wenzel et al. 1977). Newer respiratory viruses, such as

human metapneumovirus, and human bocavirus are reported to cause HAIs

among pediatric patients, the clinical significance of which is still unknown

(Durigon et al. 2010, Jartti et al. 2012, Kim et al. 2003). Other potential viral

causes for pediatric HAIs are varicella and measles (Centers for Disease Control

and Prevention (CDC) 2012, Langley & Hanakowski 2000).

2.1.3 Risk factors for hospital-associated infections in children

In children, HAI rates are inversely proportional to age so that young children get

HAIs easier, the highest HAI rates being reported in children less than 24 months

of age (Ford-Jones et al. 1989). HAI risk increases as the length of hospitalization

time increases (Burgner et al. 1996, Jarvis 1987). Comorbidities, particularly

neoplasms and congenital illnesses, make children more susceptible to HAIs.

Compared to community-acquired RSV infection, hospital-associated RSV

infections are more common in children with pre-existing conditions such as

prematurity, immunosuppression, and lung or heart disease (Cavalcante et al. 2006, Ford-Jones et al. 1990, Langley et al. 1997). An increased number of

roommates increases the risk of hospital-associated diarrhea, and rotavirus is

shown to transmit easily to roommates (Ford-Jones et al. 1990, Gaggero et al. 1992, Nakata et al. 1996). On the contrary, roommates are not often documented

to be the source for respiratory HAIs; respiratory viruses are transmitted in wards

through health care workers, parents and visitors (Slinger & Dennis 2002, Wenzel et al. 1977).

2.1.4 Surveillance methods for hospital-associated infections

Surveillance of HAIs is an essential part of infection control in hospitals. A

program with infection control was first shown to be effective in reducing the

number of bacterial hospital-associated infections in the Study on the Efficacy of

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30

Nosocomial Infection Control (SENIC) that was initiated by CDC in the 1970s

(Haley et al. 1985). This control program included infection surveillance. The

study was conducted among adult patients in medical and surgical wards focusing

on bacterial HAIs, namely SSIs, urinary tract infections, pneumonias and

bacteremias. According to the infection surveillance, the risk of SSI was reduced

by 35% in patients with high infection risk and by 41% in patients with low

infection risk. Furthermore, the risk of hospital-associated urinary tract infection

was reduced by 31% in high-risk patients and by 41% in low-risk patients, the

risk of hospital-associated pneumonia was reduced by 27% in surgical patients

and by 13% in medical patients, and the risk of hospital-associated bacteremia

was reduced by 35% (Haley et al. 1985). The amount of reduction was related to

the components of the infection control program and the risk status of the patient

for HAI, such as the use of medical devices and surgical wound classification. In

the prevention of SSIs a component that made the program effective was regular

reporting of the SSI rates to operating surgeons. With other types of HAIs it was

shown that adjacent to other surveillance and control procedures at least one full-

time-equivalent infection control nurse per 250 beds increased the effectiveness

of the program in reducing the number of HAIs (Haley et al. 1985).

Surveillance programs for HAIs are drawn up to collect data, to carry out data

management and data analysis, and to communicate the results to the medical and

nursing staff. For the health care institution surveillance provides data to describe

the baseline rates of HAIs to detect changes in HAI rates and to investigate the

reasons for them, and to evaluate the effectiveness of interventions. Data

collection can be done by several methods. The most comprehensive method is

hospital-wide data collection, where infection control personnel gather data on

HAIs prospectively and continuously by using medical records, microbiology and

autopsy reports, and by talking personally with nursing staff and meeting patients

(Pottinger et al. 1997). This method is time consuming and expensive. In

addition, HAI rates from hospital-wide data collection of this kind are not

necessarily valid for comparison between hospitals. Other possibilities to organize

surveillance are periodic or prevalence surveillance, where data are gathered

during specified time intervals or a specified time period (Pottinger et al. 1997).

In pediatrics repeated prevalence surveys are used to collect data on HAIs. They

may be useful in evaluating the frequency of bacterial HAIs, but because of the

seasonality of viral HAIs, their number is probably better evaluated in

longitudinal surveillance (Burgner et al. 1996).

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Targeted surveillance can be used in HAI studies. In targeted surveillance

selected services, certain populations or other specified areas are followed up for

HAIs, and accurate HAI risk is assessed within that area. In HAI surveillance an

outbreak threshold can be used to automatically recognize sudden peaks in areas

where baseline infection rates are already known. The use of outbreak threshold

helps to recognize the problem and respond to it quickly (Pottinger et al. 1997).

The method of surveillance is chosen so as to be suitable for the selected

population to be followed up and for the outcome of interest. Despite the chosen

surveillance method, in order to obtain reliable results through surveillance it is

important to maintain the intensity of surveillance at the same level throughout

the surveillance period (Lee et al. 1998). The same is true for other elements of

surveillance, such as the definitions used and the methods that are used for

infection rate calculation, which must be consistent over time to obtain HAI rates

that are comparable. External comparison of HAI rates is valid only when the

elements and intensity of HAI surveillance are similar in the locations that

participate in the comparison (Lee et al. 1998).

HAI surveillance during hospitalization can be done prospectively, i.e. during

the time when the patient is under the care of the health care organization.

Prospective data collection allows interaction with the patient and caregivers.

Another way to collect data from the hospitalization period is retrospective

surveillance, where data collection is performed by reviewing patient records

after the patient is discharged from hospital (Lee et al. 1998). In both methods of

data collection administrative databases, patient records, laboratory reports and

other ancillary service reports can be used as a source of information.

Surveillance after discharge from hospital

The sources described above provide data concerning the hospitalization time. As

the definition of HAI includes the time after hospitalization (Garner et al. 1988),

surveillance that covers the time after hospitalization is needed to obtain the true

HAI rate. This is especially true for certain types of HAIs, e.g. viral infections

with longer incubation periods (Lessler et al. 2009) and SSIs, which are defined

to occur within 30 days after operation. There is no single method used for post-

discharge HAI surveillance (Mangram et al. 1999).

A possibility for post-discharge follow-up is self-reporting of symptoms that

can be done for example using questionnaires or phone calls in data collection.

Sands et al. showed that 84% of SSIs in adult patients become evident after

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32

hospitalization, and 63% of them were diagnosed and treated in ambulatory

settings. In addition to medical record review to find SSIs, patients filled in a

follow-up questionnaire where they were asked about wound recovery. Only 33%

of patients returned the questionnaire. The sensitivity of positive patient responses

was 68% when unreturned questionnaires were excluded from the analysis. The

false-positive results were most often due to reporting of a minor wound

complication that did not meet the criteria for SSI (Sands et al. 1996). The

accuracy of self-reporting is probably related to the subject and symptoms under

study. The presence and severity of colds was assessed in a double-blind setting

by patients and by trained clinical observer (Macintyre & Pritchard 1989). In that

study there was a high correlation between self-assessment and observer-

assessment both in evaluating the presence of cold and its severity. Two methods

were used in the assessment of colds for patients, a 5-point ordinal scale with

descriptive definitions and a continuous numerical scale. Both showed a

statistically significant association between physician’s observations and self-

reporting of symptoms (Macintyre & Pritchard 1989).

Post-discharge follow-up for pediatric HAIs has seldom been conducted

(Table 1). In a French study, post-discharge follow-up was done with phone calls

in order to evaluate the number of hospital-associated gastroenteritis during the

winter months (Grassano Morin et al. 2000). Gastrointestinal HAI rate was 11.8%

(96 per 817 patients) during the hospitalization. Furthermore, 48 patients got

diarrhea within 5 days after hospitalization at home, and thus 33% of HAIs

became evident after discharge. Follow-up was done with phone calls to parents,

and taking into account those who were re-hospitalized due to diarrhea. Fifty-five

per cent of the families were reached by phone. Only patients whose diagnosis on

admission was other than gastroenteritis were included in the follow-up (Grassano

Morin et al. 2000).

Electronic data collection

A continuous and comprehensive HAI surveillance is expensive to organize,

especially if post-discharge follow-up is included. As electronic patient records

are now in wide use, it is reasonable to develop a surveillance system that uses

computerized databases for surveillance both during hospitalization and after

hospital stay (Palumbo et al. 2012). When Asthma Quality of Life Questionnaire

was filled in both in paper and electronic form by adults, children, and caregivers

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33

for children with asthma, the results showed a high correlation. In addition,

respondents found the use of electronic data collection more convenient than

questionnaires on paper. Data were collected using a touch-screen display device

(Bushnell et al. 2003). Similar results of electronic questionnaires and

questionnaires on paper being equivalent in measuring the quality of life and

wellbeing have been found elsewhere (Cook et al. 2004, Kleinman et al. 2001,

Pouwer et al. 1998).

2.2 Consequences of hospital-associated infections

2.2.1 Historical aspects

The role of the hands of health-care workers (HCW) in transmitting infections in

hospitals was noticed for the first time in the 19th century in transmission of

puerperal fever. In 1846, Ignaz Semmelweis observed a mortality rate of 10%

among women whose deliveries were taken care of by medical students and

physicians, whereas the mortality rate was less than 4% among those whose

deliveries were handled by midwives in another clinic (Boyce et al. 2002, Lane et al. 2010). He paid attention to the common practice of physicians and medical

students to go straight from an autopsy suite to the obstetric ward. Hand washing

was done with soap and water, after which a specific odor was still left in their

hands. Semmelweis suspected that puerperal fever was caused by agents that were

transferred by hands from the autopsy suite, and he introduced the use of chloride

of lime in hand hygiene before entering delivery rooms and between patient

contacts. This procedure of introducing hand antisepsis reduced the maternal

mortality rate in that clinic dramatically (Boyce et al. 2002, Lane et al. 2010).

Some years before Semmelweiss’ observations in Austria, Oliver Holmes made

similar conclusions of the role of hand hygiene in transmission of puerperal fever

in Boston. His colleague died one week after performing a post-mortem

examination to a woman who died of puerperal fever, which prompted Holmes to

investigate disease transmission. In 1843 he published a paper arguing that

unwashed hands are responsible for transmitting puerperal fever among patients.

Both Semmelweiss and Holmes got a hostile response to their findings, which

were left without notice at their time (Boyce et al. 2002, Lane et al. 2010).

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2.2.2 Economical burden of hospital-associated infections

Even today HAIs cause significant morbidity and mortality in both adults and

children. In 2002 there were 1.7 million incidents of HAIs in the USA, and they

caused 99,000 deaths (Klevens et al. 2007). In addition to excess suffering and

deaths, HAIs cause remarkable costs to the health-care system. Additional costs

are caused for example by extended hospital stay, increased use of antibiotics and

a need of re-operations. Bacterial HAIs cause a major share of the total costs of

HAIs in health-care. The mean direct costs of HAI to health-care system per one

HAI case are evaluated to be USD36,000 for bloodstream infection, USD26,000

for SSI, USD10,000 for ventilator-associated pneumonia and USD1000 for

urinary tract infection (Stone et al. 2005). In the UK it is estimated that a HAI

causes 2.9 times higher total costs of hospitalization, and hospitalization time is

2.5 times longer for patients who get a HAI compared with those who do not.

This study was conducted among adults in a hospital with a HAI rate of 7.8%

during the study (Plowman et al. 2001). In NICU the total costs of hospital care

per patient are almost doubled in the case of a HAI, with evaluated extra costs of

€12,000 per patient with a HAI. HAI extends hospitalization time with an average

of 24 days in NICU, which makes up 72% of the extra costs of HAI (Mahieu et al. 2001).

Viral HAIs cause extra costs to the healthcare system by extending

hospitalization time and increasing the need for diagnostic procedures, laboratory

tests and radiological examinations. In addition to these direct costs of HAIs for

healthcare systems, there are additional costs for society, especially as viral HAIs

often become symptomatic after discharge from hospital. These indirect costs

include loss of working days by parents and possible re-visits to healthcare

facilities due to HAI. Hospital-associated rotavirus infection prolongs hospital

stay by 1.7 to 5.9 days. The direct costs of rotavirus HAI for hospitals in Western

Europe are reported to range from €1000 to €2500 per patient (Gleizes et al. 2006). In Austria, the total cost of rotaviral HAI is evaluated to be €2400 per

patient. Most of these costs are direct medical costs (€1500), followed by costs

for the third party payer (€800) and costs for the family (€120) (Fruhwirth et al. 2001a). Costs of hospital-associated lower respiratory tract infection are €2800,

the majority being direct medical costs. HAI of lower respiratory tract extends

hospitalization time by seven days (Ehlken et al. 2005). Earlier, direct medical

costs for hospital-associated RSV infection were evaluated to be USD9400 using

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35

case-control comparison (Macartney et al. 2000). During one influenza season 11

hospital-associated influenza infections caused additional costs of USD83,000, on

average USD7500 per one HAI case (Serwint & Miller 1993).

2.3 Prevention of hospital-associated infections

2.3.1 Isolation practices

Isolation procedures to prevent hospital-associated infections

In patient care isolation procedures are discussed in the light of two categories, as

suggested by CDC (Siegel et al. 2007). Standard precautions are used in all

medical care, and they are based on the principle that all body fluids, blood,

secretions (except sweat), excretions, non-intact skin and mucous membranes

may contain infectious agents. Use of gloves is recommended in those contacts.

In addition, hand hygiene is recommended before and after every patient contact.

Other barrier and protective methods are used based on the anticipated exposure.

Transmission-based precautions are used when a patient is known or suspected to

have a contagious disease, and they are used in addition to the principles of

standard precautions (Siegel et al. 2007). Transmission-based precautions are

classified as contact precautions, droplet precautions and airborne precautions,

which are carried out with the use of personal protective equipment and patient

placement (Table 4). Personal protective equipment - gloves, gowns, masks,

goggles and N95 filtering facepiece respirator (N95 respirator, which corresponds

to filtering facepiece 3 (FFP3) mask in Europe ) - are used to protect HCWs from

being infected and contaminated (Siegel et al. 2007). Masks and goggles protect

mucous membranes, and particulate respirators protect reliably against inhalation

of aerosols. Another part of isolation practices concerns patient placement. If

single rooms are not available, cohorting of infected patients to a certain area is

an option to limit the spread of pathogens in the ward. HCWs can further be

cohorted to work in either clean or contaminated parts (Siegel et al. 2007).

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Table 4. Transmission-based isolation precautions.

Precaution method Contact precaution Droplet precaution Airborne precaution

Gloves2 Recommended - -

Gowns2 Recommended - -

Mask2 - Recommended If respirator is not available

N95 respirator - - Recommended

Single room Preferred; if not possible,

cohorting and >2 m

separation between beds

Preferred; if not possible,

cohorting and >2 m

separation and curtain

between beds

Single bedding in airborne

infection isolation room

(AIIR)3

1Siegel et al. 2007

2Used based on the principles of standard precautions in all patients 3AIIR has monitored negative pressure relative to surrounding area, 6 to 12 air exchanges per hour and

air exhausted directly outside or recirculated through high efficiency particulate air filtration

Efficacy of contact and droplet precautions in preventing pediatric

hospital-associated infections

Hospital-associated RSV infection rates have been shown to decrease with high

compliance to use of gown and gloves by HCWs while caring for RSV infected

patients (Leclair et al. 1987), and by cohorting of patients based on RSV

screening on admission (Krasinski et al. 1990, Leclair et al. 1987). In one study a

combination of these procedures was needed to reduce hospital-associated RSV

infections (Madge et al. 1992). The use of masks and goggles while caring for

RSV infected patients reduces the number of RSV infection among HCWs (Agah et al. 1987). Furthermore, an intervention involving informing HCWs and parents

of the importance of hand washing, increasing the possibilities to use alcohol

containing hand rub, and cohorting of RSV infected patients to a separate unit led

to a reduction of a pre-intervention RSV HAI rate of 4.2% to 0.6% and 1.1% after

intervention (Isaacs et al. 1991). Preventing RSV transmission in pediatric wards

is cost-effective (Macartney et al. 2000). An infection control program with

education of HCWs about disease transmission, use of gowns and gloves,

cohorting RSV positive patients, cohorting nurses, and regular HAI surveillance

reduced the RSV HAI rate by 39% with a cost-benefit ratio of 1:6 (Macartney et al. 2000). Contradictory to these results, it has also been documented that the use

of gowns by HCWs is associated with increased risk of RSV transmission

(Langley et al. 1997). It has been shown that good compliance with hand hygiene

is needed when using gowns, gloves and masks. After removing personal

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37

protective equipment hands and clothes are usually contaminated with virus from

this barrier equipment (Casanova et al. 2008).

Single-room bedding is effective in the prevention of hospital-associated

gastroenteritis. The risk of hospital-associated gastroenteritis increases as the

number of roommates in pediatric wards increases (Ford-Jones et al. 1990). By

analyzing rotavirus strains it has been shown that in 81% of hospital-associated

rotavirus infection the same rotavirus strain had caused infection in a roommate

(Gaggero et al. 1992), but rotavirus spreads also between patients located in

different rooms in pediatric wards (Nakata et al. 1996). Keeping the patient room

door closed and restricting the patient from moving out of the room are associated

with lower risk of hospital-associated diarrhea. The risk was also lower in

healthcare units where the number of patients was under 20, compared with units

with more patients (Jusot et al. 2003). The rate of hospital-associated

gastroenteritis is described to be the lowest in infectious diseases ward and

isolation ward in pediatric hospitals (Ford-Jones et al. 1989, Pacini et al. 1987).

Cohorting of nurses, and using gowns and chlorhexidine in hand hygiene are

effective in preventing bacterial gastroenteritis from spreading in pediatric wards,

but rotavirus HAIs were documented despite these precautions (Lam et al. 1989).

There is less evidence on how to effectively prevent norovirus transmission in

healthcare settings. Most of the data are from outbreak studies rather than

randomized trials (Koopmans 2009). Recommended strategies are cohorting of

infected patients, proper hand hygiene and environmental cleaning and

disinfection. In addition, contact precautions and the use of gloves and aprons in

the care of infected patients is recommended (Chadwick et al. 2000, Dancer 2009,

Hall et al. 2011). During a norovirus outbreak restricting infected HCWs from

work until they are 48 to 72 hours symptom-free and preventing the movement of

HCWs between affected and unaffected areas have been recommended

(Chadwick et al. 2000). However, in a recent meta-analysis, which evaluated the

efficacy of infection control procedures started during a norovirus outbreak, there

was no evidence of the efficacy of infection control measures on the length of the

outbreak or attack rates. In the studies that were analyzed intensified hand

hygiene, enhanced environmental cleaning, and restriction of infected staff from

work were used to prevent the spread of disease (Harris et al. 2010). In addition

to other infection control measures, closure of the affected unit may be needed to

stop the outbreak (Weber et al. 2005).

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Prevention of airborne transmission

Pathogens’ ability to use airborne transmission can be classified as obligate,

preferential or opportunistic, describing the importance of airborne transmission

in the spread of a disease (Roy & Milton 2004). Obligate airborne transmission

refers to diseases that are spread practically only through aerosol, such as

tuberculosis. Diseases with preferential airborne transmission can also use other

transmission routes, but the spread by small-particle aerosol is predominant (e.g.

measles and varicella). Diseases with opportunistic airborne transmission use

naturally some other transmission route but are spread through aerosols under

favorable circumstances. As contamination of air is more difficult to detect than

contamination of hands or environmental surfaces, airborne transmission is often

left without notice in cases involving other than well-known airborne

transmission (Roy & Milton 2004, Siegel et al. 2007). Pathogens that have some

part of their lifecycle in the respiratory tract have the potential for airborne

transmission. Under certain conditions aerosols may have a role in transmission

of many respiratory pathogens, such as influenza, rhinovirus and RSV, which

usually transmit through contact and droplet transmission (Brankston et al. 2007,

Goldmann 2001, Siegel et al. 2007).Viruses causing gastroenteritis transmit

mainly through fecal-oral contact transmission, where the pathogen is often

inoculated through contaminated hands. In addition, gastrointestinal viruses

transmit by indirect contact transmission from contaminated environment.

Airborne transmission is also a possible route, which can explain the high

infectivity of rotavirus and norovirus (Chadwick et al. 2000, Chandran et al. 2006, Goldmann 1992).

There are particular respirators (N95 or higher level) to prevent the inhalation

of aerosol. Aerosol production can be contributed to by medical procedures like

bronchoscopy, tracheostomy and the use of nebulizers, which set HCWs under

greater risk infection (Siegel et al. 2007). In addition to personal protection,

architecture and ventilation impact the spreading of contagious aerosols in

healthcare facilities (Tang et al. 2006). Airflow directions are dependent on air

pressure in neighboring rooms and corridors, which are sensitive to air

temperature, opening of windows and doors and the use of mechanical fans.

Ventilation ensures that inhaled air is safe and free of infectious particles. Mixing

of contaminated air with uncontaminated air reduces the peak concentration of

small-particle aerosols in the air, reducing the risk of infection for a certain

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39

amount of time (Tang et al. 2006). Another way to ventilate is to dilute

contaminated air with fresh air. The recommended ventilation flow rate in new

isolation rooms is at least 12 air changes/hour. For isolation rooms constructed

before 2001 ventilation flow rate of 6 air changes/hour is accepted (Siegel et al. 2007). A third aspect in ventilation is to control the airflow to move from HCWs

to patient, which is done by placing patients close to exhaust vents. Rooms with

air isolation have negative air pressure compared to surrounding area to prevent

the contaminated air from flowing out of isolation rooms to clean areas. A

minimum of 2.5 Pa negative pressure in relation to corridors is recommended

(Tang et al. 2006).

2.3.2 Hygienic procedures

Hand hygiene

Hand hygiene has had a leading role in infection control in healthcare (Boyce et al. 2002). Both hand washing with soap and water and antiseptic agents can be

used in hand hygiene. In the late 20th century, non-antimicrobial soap was still

recommended to be used in hand hygiene between patient contacts in routine

patient care, and antiseptic agents were recommended to be used only in certain

circumstances, such as invasive procedures, with patients at high risk for

infection, and if water and soap were not available (Larson 1988, Larson 1995).

However, hand washing with soap and water between every patient contact is

time consuming and leads to skin irritation, and it has now widely been replaced

by the use of antiseptic hand gels in health care settings (Boyce et al. 2002).

Many common viruses, among them rhinovirus, RSV and rotavirus, are able

to survive on human hands and can be further transmitted through them (Sattar et al. 2002). The latest CDC guideline recommends the use of alcohol-based hand

gel (AHG) in routine patient care as the first choice for hand hygiene (Boyce et al. 2002). Hand washing with soap and water is recommended before the use of

AHG when hands are visibly dirty, soiled or contaminated with protein-

containing material. The efficacy of soap and water in hand washing is based on

the detergent properties of soap and the mechanical removal of dirt and organic

substances from hands, but there is minimal antimicrobial activity. AHGs are now

widely used in healthcare facilities as they have been shown to be effective

against both against gram-positive and gram-negative bacteria, fungi and many

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viruses, especially viruses with lipophilic envelope (Boyce et al. 2002). Besides

products containing alcohol, there are other possibilities for antiseptic agents.

Chlorhexidinegluconate is effective against gram-positive bacteria and enveloped

viruses, but less effective against gram-negative bacteria, non-enveloped viruses

and fungi. It has greater residual activity than AHGs. Iodine and iodophores have

bactericidal activity against bacteria and they are active against viruses and fungi.

In hand hygiene they may cause more problems with skin irritation than other

antiseptics used. In addition, hexachlorophene, alkyl benzalkonium chlorides and

other quaternary ammonium compounds, and triclosan were earlier used in hand

hygiene, but they are no longer recommended because of lack of efficacy or toxic

adverse effects (Boyce et al. 2002). Newer water-based hand disinfectant

containing polyhexamethylene guanidine is shown to have an efficacy against

bacteria that is equal to that of AHGs (Agthe et al. 2009).

The antimicrobial activity of alcohols is based on their ability to cause cell

membrane damage and to denature proteins. Alcohol concentration of 60 to 90%

is optimal for antiseptics, and both ethanol and isopropanol are used. Viruses with

a lipophilic envelope, for example influenza virus and RSV, are more sensitive to

AHGs and other antiseptic agents than non-enveloped viruses, such as

adenovirus, rhinovirus rotavirus and norovirus (Table 5) (Krilov & Harkness

1993, McDonnell & Russell 1999, Platt & Bucknall 1985). Both AHGs

containing ethanol or isopropanol and hand washing with soap and water are

effective in reducing H1N1 influenza A virus concentration from contaminated

hands. After each hand hygiene protocol no culture detectable virus was found.

When assessed by PCR hand washing with soap and water was slightly superior

to AHGs (Grayson et al. 2009). Antiseptic agents containing 70% alcohol caused

the greatest reduction (mean log10 reduction 2.8 to 3.9 in plaque forming units) in

rotavirus titers measured before and after hand rub. Of the other antiseptics

triclosan had the best efficacy against rotavirus, followed by chlorhexidine,

iodine, parachlorometaxylenol and plain soap (Ansari et al. 1989, Bellamy et al. 1993). AHG containing 60% ethanol is effective against non-enveloped viruses,

rotavirus, rhinovirus and adenovirus reducing the infectivity titer by 2.9 to 4.2.

log10 (Sattar et al. 2000).

It is not so well known what is the most effective antiseptic against non-

enveloped norovirus, as norovirus is difficult to cultivate and there is a lack of in vitro studies. Both feline calicivirus and murine norovirus have been used as

surrogates for human norovirus. Murine norovirus is more sensitive to ethanol

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41

than feline calicivirus (Table 5) (Park et al. 2010, Sattar et al. 2011). It has been

shown that ethanol has better efficacy than isopropanol against feline calicivirus

(Kampf et al. 2005). Furthermore, AHGs with rather low ethanol concentration

(50 to 70%,) and low pH may have better efficacy reducing the infectivity of

feline calicivirus, but it has been questioned whether feline calicivirus is a good

model for human norovirus (Park et al. 2010, Sattar et al. 2011). A novel hand rub

containing 70% ethanol, polyquaternium polymer and citric acid was reported to

have good efficacy against non-enveloped viruses. The infectivity of feline

calicivirus was reduced 4.8 log10, and that of murine norovirus was 3.7 log10. This

hand rub had good efficacy also against rotavirus and adenovirus (Macinga et al. 2008). GII.4 human norovirus RNA titers were reduced 1.2 and 1.8 log10 PCR

units/mL by the 5 minutes exposure to 90% concentrations of ethanol and

isopropanol, respectively (Park et al. 2010), but the detection of a decrease in

RNA titers may not be a reliable method of studying the efficacy of antiseptics. It

has been reported that AHG with 62% ethanol was less effective against human

norovirus than hand washing with triclosan-containing soap and water when

efficacy was evaluated with PCR detection (Liu et al. 2010). Hand washing with

soap and water together with the use of ethanol containing AHG is currently

recommended for hand antisepsis against norovirus in Finland (Kuusi et al. 2007).

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Tabl

e 5.

Act

ivity

of a

ntis

eptic

age

nts

agai

nst v

irus

es.

Viru

s S

truct

ure

of th

e

viru

s

Han

d w

ashi

ng

with

soa

p

Eth

anol

(60

to 9

5%)

Pro

pano

l (70

% p

ropa

n-1-

ol/p

ropa

n-2-

ol

Chl

orhe

xidi

ne

Tric

losa

n (2

,4,4

’ -

trich

loro

-2’-

hydr

oxyd

iphe

nyl

ethe

r)

Influ

enza

viru

s1 Li

pid

enve

lope

d ++

+ ++

+ ++

+ ++

+ N

D

RS

V2

Lipi

d en

velo

ped

ND

++

+ ++

+ ++

+ N

D

Rhi

novi

rus3

Non

-env

elop

ed

ND

++

+ N

D

ND

N

D

Rot

aviru

s4 N

on-e

nvel

oped

+

+++

+++

- ++

Felin

e ca

liciv

irus5

Non

-env

elop

ed

ND

++

(+++

with

pH

2 to

3)

+ -

+++

(pH

3.0

)

Mur

ine

noro

viru

s6 N

on-e

nvel

oped

N

D

+++

++

- +

+++

= >3

.0 lo

g 10 de

crea

se in

infe

ctiv

ity

++=

2.0

to 3

.0 lo

g 10 de

crea

se in

infe

ctiv

ity

+=1.

0 to

2.0

log 1

0 de

crea

se in

infe

ctiv

ity

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Improved hand hygiene leads to a decrease in the number of HAIs in pediatric

wards. During a hand hygiene intervention with an introduction of AHGs in a

pediatric hospital rotaviral HAI frequency decreased from 5.9 to 2.2 per 1,000

discharged patients. With the intervention the overall hand hygiene compliance

increased from 62% to 81%, and the use of AHG increased from 4% to 29% of all

occasions when hand hygiene was practiced (Zerr et al. 2005). Improved hand

hygiene with the availability of AHGs together with cohorting of RSV infected

patients is effective in preventing RSV transmission in pediatric wards (Isaacs et al. 1991). Similarly to pediatric wards, viral infections are transmitted in other

childcare facilities, such as CDCCs and schools. It has been shown that children

attending CDCC are at increased risk for respiratory tract infections and diarrhea

(Louhiala et al. 1995, Louhiala et al. 1997). The number of infections among

children and personnel in CDCC can be reduced by introducing AHGs into hand

hygiene among CDCC personnel together with improving hygiene with food

serving, diaper changing and cleaning (Uhari & Mottonen 1999). Use of AHG in

the homes of families where children attend CDCC reduces the transmission of

gastroenteritis among family members. Transmission of respiratory tract

infections can be reduced by active use of AHG in families (Sandora et al. 2005).

In an elementary school the number of influenza A infections decreased after an

intervention with recommendation to use AHG in hand hygiene and teaching

cough etiquette. There was no effect on influenza B infections. The number of

absence episodes from school was lower in the intervention group than in control

schools (Stebbins et al. 2011).

One obstacle in reducing the occurrence of HAI is HCWs’ compliance to

hand hygiene. Better hand hygiene compliance can be achieved with AHGs

compared to hand washing with soap and water, which leads to a decrease in HAI

rates including MRSA infections (Pittet et al. 2000). Hand hygiene compliance is

documented to be 53% in PICU and 61% in NICU, being higher before patient

contact and aseptic tasks than after contact with patient and the surroundings

(Scheithauer et al. 2011), whereas hand hygiene compliance of only 22% was

documented in adult ICU (Kim et al. 2003). Among HCWs nurses have better

compliance to hand hygiene compared to physicians (Costers et al. 2012, Pittet et al. 2000, Scheithauer et al. 2011). To achieve better hand hygiene compliance

educational intervention is needed besides the introduction of AHGs as an option

for hand hygiene (Harbarth et al. 2002). Hand hygiene campaigns with reminders,

HCW education, promotion of AHGs, informing patients and audits with

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feedback increase the hand hygiene compliance in health-care settings, part of

which is sustained over longer periods (Costers et al. 2012). Better compliance

achieved by AHGs is mostly because by bed-side-placing they are easily

available, and they are quicker to use than soap and water in hand hygiene (Voss

& Widmer 1997). It has been questioned whether commercial alcohol-containing

hand gels have as good antimicrobial efficacy as alcohol-containing rinses

(Kramer et al. 2002). However, it has later been shown that in clinical use the

antimicrobial efficacy of alcohol containing antiseptics is more related to the

concentration and type of the alcohol than the form (gel or rinse) of the product

(Barbut et al. 2007).

Environmental disinfection

Environmental contamination has a role in the transmission of microorganisms in

hospitals, especially in that of bacteria with antimicrobial resistance and viruses

(Cozad & Jones 2003, Dancer 2009, Sattar 2004). Viruses can remain on a fomite

for hours or days, and are further transmitted through contaminated surfaces

(Ansari et al. 1988, Boone & Gerba 2007, Kramer et al. 2006, Sattar et al. 1986,

Ward et al. 1991, Wu et al. 2005). It is suggested that continuous monitoring of

surface contamination to assess cleanliness is beneficial in all healthcare settings

(Dancer 2009). Cleaning can be done using detergents that remove organic

material, disinfectants that inactivate or kill infectious particles, or using

combination of these. Disinfectants are classified as high-level intermediate-level

and low-level disinfectants (Hota 2004). Patient care areas are recommended to

be cleaned using detergent-disinfectants. “Terminal cleaning” is done in patient

rooms after discharge using disinfectant (Hota 2004). Areas in close proximity to

patients and hand-touch sites are to be cleaned regularly and with efficient

disinfectants (Dancer 2009).

Lipid-enveloped and medium-size viruses are in general sensitive to

detergents and they can be inactivated by low-level disinfectants, whereas non-

enveloped viruses are more resistant and require intermediate level disinfection

(Rutala et al. 2008). Ethanol at concentrations of 60 to 80% is a virucidal

disinfectant against enveloped viruses, such as influenza virus and herpes virus,

and against many non-enveloped viruses, e.g. adenovirus, enterovirus, rhinovirus

and rotavirus. Isopropanol is virucidal against enveloped viruses but it has less

efficacy on non-enveloped gastrointestinal viruses (Rutala et al. 2008). Peroxygen

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compounds are newer, promising disinfectants, which are effective against many

pathogens including viruses and spores (Dettenkofer & Block 2005, Dettenkofer

& Spencer 2007). Among peroxygen compounds monopercitric acid was shown

to have better efficacy against enveloped vaccinia virus and non-enveloped

adenovirus and poliovirus than peracetic acid (Wutzler & Sauerbrei 2004).

Rotavirus, norovirus and rhinovirus are examples of non-enveloped viruses

relevant in pediatric settings. Rotavirus survives several days on environmental

surfaces in a fomite and even longer if it is suspended in feces (Kramer et al. 2006). Phenolic/ethanol-containing spray is more effective in reducing rotavirus

titer from steel disks than sodium hypochlorite or phenol-based products, but all

of these products interrupt transfer of rotavirus from disks to fingers in an

experimental setting (Sattar et al. 1994). Quaternary ammonium compounds do

not have effect greater than water in removing rotavirus (Sattar et al. 1994). Use

of phenol/ethanol spray prevents the transmission of clinical infection from

rotavirus-contaminated surfaces into humans (Ward et al. 1991). Human

norovirus is shown to persist on a contaminated surface up to 7 days (Kramer et al. 2006), and environmental contamination has been found in outbreaks in

healthcare settings (Wu et al. 2005). Feline calicivirus, a norovirus surrogate, can

be inactivated by sodium hypochlorite, glutaraldehyde and iodone-based products

(Sattar 2004, Weber et al. 2010). The efficacy of alcohols against feline

calicivirus has not been consistent in experiments. However, human norovirus is

thought to be more resistant to disinfectants than feline calicivirus. In a study,

where norovirus was detected by PCR after cleaning the contaminated surface,

cleaning with detergent followed by disinfection with sodium hypochlorite

(chlorine concentration 5000ppm) was the most effective method in eliminating

the contamination and preventing further transfer (Barker et al. 2004). Sodium

hypochlorite (chlorine concentration of 1000 to 5000ppm) is currently

recommended to be used as disinfectant on norovirus-contaminated surfaces

(Weber et al. 2010). Phenol/ethanol-containing disinfectant and sodium

hypochlorite are effective against rhinovirus preventing the transmission from

contaminated disks to fingers, whereas quaternary ammonium- and phenol-based

products have significantly less efficacy (Sattar et al. 1993).

It is well documented that certain pathogens, including many viruses, survive

on environmental surfaces (Boone & Gerba 2007). However, there is less

evidence about the connection of environmental contamination to the number of

HAIs (Hota 2004). In few studies done on the effect of routine surface

disinfection on HAI rates, there was no significant difference in HAI rates after

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the use of disinfectants versus detergents in cleaning (Dettenkofer et al. 2004).

Thus, there is no international consensus on the routine disinfection of non-

critical surfaces in health-care settings (Daschner & Schuster 2004, Rutala &

Weber 2004). An intervention with improved environmental disinfection in a

preschool, including the use of disinfectants for cleaning, disinfection of toys and

surfaces in the school bus, and improved hand hygiene, decreased the number of

respiratory tract and gastrointestinal infections in preschool children (Krilov et al. 1996). Regular washing of toys and cleaning of surfaces together with intensified

hand hygiene with AHG reduced the number of infections among children and

personnel in CDCCs (Uhari & Mottonen 1999).

2.3.3 Safety of hygienic procedures

Disinfectants have the potential of being harmful both to patients and personnel in

health care and to environment. Extensive use of certain disinfectants, (e.g.

quaternary ammonium compounds, chlorhexidine, aldehydes) in low

concentrations may lead to development of resistance bacteria, and disinfectants

cause pollution of water systems (Daschner & Schuster 2004, Dettenkofer &

Block 2005). Many disinfectants, aldehydes, quaternary ammonium compounds,

triclosan and sodium hypochlorite, are reported to cause skin irritation and

allergies (Daschner & Schuster 2004). However, the relevance of these hazards

has been questioned (Rutala & Weber 2004). Peroxygen compounds are probably

safer for consumer and environment (Dettenkofer & Block 2005, Dettenkofer &

Spencer 2007).

Absorption of substances from the skin is different in children than in adults,

which is especially true in the neonatal period. Hexachlorophene and

chlorhexidine were earlier used in bathing of newborn infants to reduce the

number of staphylococcal colonization and infections. This was stopped as these

antiseptic products were shown to absorb from intact skin into circulation both in

term and preterm neonates (Cowen et al. 1979, Curley et al. 1971).

Hexachlorophene is neurotoxic; spongiform changes in myelinated tracts of the

brainstem were found in preterm infants after being bathed with hexachlorophene.

The type of myelinopathy was similar to what had been seen after

hexachlorophene intoxication in animal experiments (Powell et al. 1973). It is not

well known how alcohol is absorbed percutaneously. There are single reports of

toxic absorption of alcohol from skin in children when alcohol was used in

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antisepsis. The use of methylated ethanol in skin antisepsis in a premature

neonate led to hemorrhagic skin necrosis and a rise in blood ethanol and methanol

levels (Harpin & Rutter 1982). In a two-year old girl pre-operative use of

bandages soaked with ethanol led to skin damage and a rise of blood ethanol level

up to 0.8‰ (Puschel 1981). The introduction of AHGs in public places raised

discussion in the USA of whether the presence of AHGs should be seen as a fire

hazard as alcohol products are flammable (Voss et al. 2003). However, only few

cases of fire incidents have been reported during the time with widespread use of

AHGs. In Germany seven non-severe cases of fire occurred per 25,038 hospital

years of AHG use. Four incidents were related to HCWs’ use of matches or

cigarette lighter while hands were still wet with AHG. Two cases were due to

vandalism and one caused by a suicidal intention (Kramer & Kampf 2007). After

a couple of years of AHG use in healthcare facilities in the USA, no fire incidents

related to AHGs were reported (Boyce & Pearson 2003).

Problems with skin are one of the most commonly reported reasons for low

compliance to hand hygiene among HCWs. Skin irritation and dryness of hands

with the use of AHG and chlorhexidine-containing soap was evaluated in a trial

where these products were used for hand hygiene during two study periods

(Boyce et al. 2000). Both self-assessment and objective visual assessment of skin

irritation and dryness suggested that regular AHG use causes less skin problems

than hand washing with antimicrobial soap and water. When epidermal water

content was assessed by electrical capacitance measurements, it was shown that

hand washing with soap and water decreased the epidermal water content

significantly whereas no significant change was seen after the period with regular

AHG use (Boyce et al. 2000). There are differences between AHG products from

different manufacturers when it comes to skin irritation, which affects HCWs

compliance to AHG use (Barbut et al. 2007, Girard et al. 2006). In a double-

blinded, randomized setting among nurses in ICU, skin tolerability of AHG was

significantly affected by the type of emollient in the AHG; among the AHGs

available HCWs preferred that with glycerol. The type of alcohol, ethanol

compared to isopropanol, did not affect the skin tolerability of AHG. Other

factors that were significantly associated with skin alteration were male sex, fair

skin and skin alterations before the study (Pittet et al. 2007).

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2.3.4 Current strategies in organizing prevention of hospital-associated infections

Pediatric aspects in organizing prevention

Both isolation policies and hygienic procedures have been shown to have an

effect on the spread of infections in pediatric wards. Gastroenteritis transmits

easily to roommates (Ford-Jones et al. 1990, Gaggero et al. 1992, Nakata et al. 1996). Isolation precautions, gloves and gowns, and cohorting, reduce the number

of HAIs caused by RSV, especially when combined with good compliance with

hand hygiene (Isaacs et al. 1991, Leclair et al. 1987, Macartney et al. 2000,

Ruuskanen 1995). Both respiratory and gastrointestinal viruses can remain viable

on environmental surfaces (Kramer et al. 2006), and unless disinfection is

appropriate they can be transferred through HCWs’ hands to patients, or directly

from surfaces or inanimate objects, such as toys, to patients. As hands can act as

vector for viruses, hand hygiene among HCWs is one of the single most

important precautions to prevent the spread of viruses. In pediatric wards, where

viruses cause most of the HAIs, AHGs are the first choice for hand hygiene

(Boyce et al. 2002). However, hand washing with soap and water may have better

efficacy than alcohol against norovirus and influenza virus (Grayson et al. 2009,

Hall et al. 2011, Liu et al. 2010).

The lowest HAI rates in pediatric hospitals have been reported in isolation

ward and infectious diseases ward (Ford-Jones et al. 1989, Pacini et al. 1987).

Pacini et al. described their infectious diseases ward as two-person rooms, where

the only difference in the ward structure compared to other wards was an

anteroom, a wider space at the entrance to patient room with a sink, hand washing

agents, and gowns and gloves available. The authors thought that the main reason

for the lower number of rotaviral HAIs in the infectious diseases ward was better

compliance with hand hygiene and that isolation policies were better followed, as

HCWs were used to caring for patients with infectious diseases. These data

suggest that separate wards for infectious diseases are preferable in pediatrics in

order to prevent HAIs. Crowding in the ward may be an important risk factor for

HAI. Patient density and nursing hours per patient days are associated with the

number of HAIs in pediatric wards so that there are more HAIs during the times

when patient density is high and there is nurse understaffing (Archibald et al. 1997, Moisiuk et al. 1998, Stegenga et al. 2002). There were a significant

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correlation between the monthly patient to nurse ratio and the gastrointestinal

HAI rate. During the times that preceded gastrointestinal HAI the mean nursing

hours per patient day was 12.5 compared to 13.0 during the time after which there

were no HAIs (p<0.05). In the periods with low staffing (nursing hours per

patient day less than 10.5) the risk of gastrointestinal HAI was almost three times

higher than during other times (Stegenga et al. 2002).

Rotavirus infection can be asymptomatic, and rotavirus has been found in the

stools of symptom-free children in hospital (Dearlove et al. 1983, Eiden et al. 1988). This asymptomatic shedding of rotavirus may lead to HAIs unless

compliance to infection control procedures is good with all patients. Similarly,

adults can have an asymptomatic rotavirus infection with virus excretion

(Anderson & Weber 2004). It is documented that HCWs often stay at work while

having an upper respiratory tract infection (Cunney et al. 2000). These respiratory

viruses can be transmitted from HCWs to patients, which was the case with

rhinovirus in a neonatal unit (Valenti et al. 1982).

Vaccinations are one possibility to achieve better infection control in pediatric

wards. Introduction of rotavirus vaccination has led to a significant decrease in

the number of hospital-associated rotavirus infections (Anderson et al. 2011). In

Finland there has been a decrease in the number of rotavirus infections that lead

to hospitalization after the introduction of rotavirus vaccine in 2009 (Puustinen et al. 2011). In efficacy studies rotavirus vaccine was 85–98% protective against

severe rotavirus infection, and 74–87% protective against rotavirus infection of

any severity. Routine rotavirus vaccination is recommended by the Advisory

Committee on Immunization Practices (ACIP) starting at the age of 2 months

(Cortese et al. 2009). Annual vaccinations are the most effective method to

prevent influenza infection. ACIP recommends influenza vaccination to all

persons older than 6 months (Fiore et al. 2010). In Finland children from 6 to 35

months of age are recommended to take influenza vaccination. Older children are

vaccinated based on their risk profile (Terveyden ja hyvinvoinnin laitos 2011).

HCWs are recommended to take influenza vaccination as they are at greater risk

of being infected and vaccinating HCWs protects patients against hospital-

associated influenza. Especially children under 6 months of age are at increased

risk for influenza as they cannot be vaccinated themselves (Advisory Committee

on Immunization Practices & Centers for Disease Control and Prevention (CDC)

2011, Maltezou & Drancourt 2003). Still, the coverage for influenza vaccination

remains low among HCWs. The vaccination rate among nursing staff for

influenza A H1N1 was 15% in a NICU where an outbreak with H1N1 influenza

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took place (Tsagris et al. 2012). Increase in the influenza vaccine coverage among

HCWs is associated with significant reductions in hospital-associated influenza

rate and influenza infections among HCWs (Salgado et al. 2004).

There are some other possibilities to prevent HAIs, especially gastroenteritis.

There is some evidence that prophylactic use of probiotics reduces the risk of

hospital-associated gastroenteritis in children 1 to 36 months of age. In a placebo-

controlled, randomized trial children who got Lactobacillus GG had less diarrhea

during hospital stay than those in control group, 3 per 45 (6.7%) vs. 12 per 36

(33%). There was no difference in rotaviral shedding in stools between the

Lactobacillus GG group (9/45, 20%) and controls (10/36, 28%), but the rate of

symptomatic rotavirus infection was lower in those who were given probiotics,

2.2% vs. 17% in control group (Szajewska et al. 2001). Probiotics intake reduces

the number and length of diarrhea episodes in young infants in CDCCs (Weizman et al. 2005). Being breast-fed protects against hospital-associated rotavirus

infection. During a rotavirus epidemic 10.6% of breast-fed children got rotavirus

during hospitalization; all infections were asymptomatic. At the same time, the

rate of rotavirus infection was 32.4% among non-breast-fed children, of whom

66% were symptomatic (Gianino et al. 2002). It has been suggested that

lactadherin, a glycoprotein in humanmilk, protects against symptoms of rotavirus

infection (Newburg et al. 1998).

New, emerging infectious diseases, such as severe acute respiratory syndrome

(SARS) and novel influenza viruses, have caused wide public concern during the

last decade. Infection control procedures have been re-evaluated in many health-

care settings in order to be prepared for a new pandemic. There are also other

threats that may challenge pediatric infection control practices in becoming years.

Measles has caused epidemics during the last years especially in Western Europe

where vaccine coverage has decreased (Centers for Disease Control and

Prevention (CDC) 2011, Muscat 2011). Being transmitted through aerosols,

measles can spread quickly in healthcare settings if diagnosis is delayed and air

isolation is not practiced. A measles outbreak took place in a pediatric emergency

department with five secondary cases during a four-hour exposure, one being a

HCW (Centers for Disease Control and Prevention (CDC) 2012).

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3 Aims of the study

The specific objectives of this study were:

1. To evaluate the magnitude of hospital-associated infections during and after

hospitalization in a pediatric ward other than ICU (Study I, Study II).

2. To identify factors that influence infection transmission in pediatric hospitals

(Study II).

3. To evaluate the possibility of continuous surveillance for hospital-associated

infections during hospitalization and after discharge using electronic data

collection (Study III).

4. To evaluate the safety of hygienic procedures (Study IV).

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4 Subjects and methods

4.1 Hospital-associated infections in pediatric infectious diseases ward (I)

The data were collected prospectively for two years, from June 2001 to May

2003, in a ward for pediatric infectious diseases in Oulu University Hospital. All

the patients hospitalized in the ward during the two years were included. The

ward has nine rooms for patients, and they are mostly used as single rooms. Each

room has an isolation system of two doors separating it from the corridor, and

only one of the doors is opened at a time. In the space between the doors there is a

sink with soap and an alcohol hand gel available, and similar facilities are located

in each room as well.

We defined HAIs according to the CDC definition, saying that an infection is

classified as hospital-acquired when there is no evidence that it was present or

incubating at the time of admission (Garner et al. 1988). Similarly, an infection

that is acquired in hospital and becomes evident after discharge is regarded as a

HAI. We used a time limit of 72 hours after admission to hospital or at home after

discharge for HAI based on the incubation periods of acute respiratory and

gastrointestinal viral infections (Lessler et al. 2009).

Data concerning the patient’s stay in hospital were collected from the hospital

records to a separate sheet (Table 6). When the child was discharged a follow-up

questionnaire was given to the parents with a request to fill it in and send it back

after 14 days (Table 6). Parents were asked whether the child had shown any

symptoms of a new infection and when the symptoms had appeared.

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Table 6. Data gathered in the questionnaires concerning the patient’s stay in hospital and the two-week period after discharge.

Data collected in hospital Data reported by parents after discharge

Patient’s age Time needed for full recovery

Clinical diagnoses Appearance and timing of symptoms of new infection

Etiology of infection -Fever

Duration of hospitalization -Rhinitis

Number of patients in the room -Cough

Treatment with antimicrobials -Diarrhea

HAI in hospital -Vomiting

Condition at the time of discharge -Other symptoms

Medical help sought

Attendance at child day-care center

The diagnoses of HAI during hospitalization were based on symptoms and

clinical findings of respiratory or gastrointestinal infection, the etiology being

examined when this was clinically indicated. The diagnoses of HAI after

discharge were based on the appearance of new symptoms after discharge

reported by parents. Gastroenteritis was defined as the appearance of diarrhea or

vomiting within 72 hours after discharge. Respiratory infection was defined as the

appearance of rhinitis or cough within 72 hours after discharge.

During hospitalization, fecal specimens were taken to detect rotavirus and

adenovirus antigens to identify the etiology of diarrhea. In Finland the annual

epidemic season for rotavirus lasts from January to May, while RSV infections

have a peculiar seasonal distribution in periods of two years. Every second year

(odd numbers: 2001, 2003, etc.) there is first a smaller RSV epidemic in the

spring followed by the main epidemic at the end of the year (Waris 1991),

continuing into the beginning of the next year, whereas in the years between the

epidemics there are practically no cases of RSV in Finland. To cover this variation

we extended the survey over two full years.

The HAI frequency during hospitalization was taken to be the number of

HAIs relative to all children included in the study. The post-discharge HAI

frequency was calculated relative to the number of children who participated in

the follow-up. We assumed that the occurrence of HAIs follows a Poisson

distribution and defined 95% CI on this basis. The mean values for continuous

variables (age in years, length of hospitalization in days) in each subgroup were

calculated and the statistical significances of the differences were tested with one-

way ANOVA. Post hoc comparisons between the groups were tested with Tukey’s

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test. Proportions were compared using the chi-square and standard deviation tests

(SND). Spearman correlation coefficients were calculated between the monthly

HAI rate and the number of patient days. Logistic regression analysis was used to

find risk factors for HAI. Odds ratios (OR) and their 95% CIs were calculated for

age, number of patients in the room and antimicrobial therapy (yes/no). For the

risk analysis the data were classified by diagnosis on admission, and that variable

was also included in the logistic modeling.

4.2 Hospital-associated infections in four pediatric wards (II)

The survey was performed in three hospitals: Oulu University Hospital, Finland,

University Children’s Hospital, Basel, Switzerland, and North Karelia Central

Hospital in Joensuu, Finland. Data collection was planned together by the authors

prior to the study and similar questionnaires were used in all hospitals (Table 6).

Data were collected prospectively for two years in each hospital between the

years 2004 and 2008 (Table 7). In the hospital in Joensuu active surveillance of

HAIs was started in 2006 when electronic follow-up became available. We

anticipated that the two-year follow-up would cover annual respiratory and

gastrointestinal virus epidemics as well as one major RSV epidemic in both

countries as two-year periodicity of RSV epidemics has been described both in

Finland and in Switzerland (Duppenthaler et al. 2003, Waris 1991). All

hospitalized patients were included in the survey, as there were no exclusion

criteria.

The hospitals in Oulu and Basel offer care up to the tertiary level and the

hospital in Joensuu up to the secondary level. Oulu University Hospital has a

pediatric department with 103 beds. The survey was conducted in the ward for

infectious diseases (Table 7). The University Children’s Hospital in Basel is a

pediatric hospital with 131 beds. The survey was carried out in two general

wards, a pediatric ward for children older than one year and an infant ward for

those younger than one year (Table 7). North Karelia Central Hospital in Joensuu

is a secondary care hospital with 27 beds for pediatric patients. The survey

applied to a ward with six rooms for 2 to 5 general pediatric or surgical patients

each and two isolation rooms (Table 7).

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Table 7. Characteristics of the hospitals participating in the survey of HAIs.

Ward characteristics University Hospital

Oulu

University Children’s

Hospital, Basel1

North Karelia Central

Hospital, Joensuu

Linguistic background2 Mainly Finnish

speaking

60% German speaking Mainly Finnish

speaking

Type of the ward Infectious diseases General pediatric General pediatric

Patient capacity 9 22 20

Number of single rooms 9a 22a 2

Area (m²) 605 755 724

Area of rooms (% of total) 143 (24) 298 (39) 151 (21)

Average room size (m²) 15.9 13.5 18.9

Doors to patient rooms Two doors One door One door

Toilet in patient rooms Yes No No3

Nurses per shift 1.5 to 4 2 to 7 2 to 6

Use of AHG Yes Yes Yes

Active cohorting according to the

viral etiology

Yes Yes No

Form of follow-up Electronic On paper Electronic

Response rate in follow-up 84% 59% 71%

Survey period 3/2005-10/2007 10/2004-9/2006 5/2006-5/2008 1Two wards: pediatric ward and infant ward 2Denotes the language used in the questionnaires aOccasionally more than one patient per room 3Toilets only in single rooms used as isolation rooms.

Alcohol hand rub is actively used and the nurse-patient ratio is similar in all

wards (Table 7). Type of wards and the number of available single rooms are

different in the three hospitals (Table 7). Active cohorting according to specific

viral etiology is actively performed based on point-of-care tests for influenza

viruses and RSV in Oulu and for rota- and adenovirus in Basel. The results of

antigen detection tests for respiratory viruses and for gastrointestinal viruses are

available during the next office day in Oulu. Results from multiplex PCR for

adenovirus, influenza viruses, metapneumovirus, parainfluenzaviruses, and RSV

are available within 24 hours in Basel. Active cohorting according to viral

etiology is not practiced in Joensuu (Table 7).

We used a HAI definition of CDC (Garner et al. 1988), with a 72-hour time

limit for infections occurring during hospitalization and after discharge. The

diagnosis of a HAI during hospitalization was clinical, performed by the health

care personnel working on the wards. The etiology of a HAI was analyzed as

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clinically indicated. The data on HAIs during hospitalization were recorded by the

health care personnel except in Oulu, where medical records were reviewed from

patient records in retrospect.

Data concerning the patient’s stay in hospital were obtained from the hospital

records. The patient’s condition at the time of discharge (symptomatic/fully

recovered) was recorded in Oulu and Basel but not in Joensuu. The post-discharge

follow-up was conducted using a standardized questionnaire (Table 6), this being

done electronically in Oulu and Joensuu (e-mail, short message service (sms) or

phone call, according to the parents’choice). An information sheet describing the

post-discharge follow-up and its questions was given to parents at the time of

discharge, and they were asked to return it seven days later. Those who did not

answer were contacted by phone. The follow-up in Basel used a paper

questionnaire form, which was given to the parents at the time of discharge. They

were asked to send it back to the hospital after two weeks, and a reminder letter

was sent to those who did not return it on time.

Our post-discharge follow-up was based on new symptoms of a probable

viral infection as reported by parents. The viral etiology of new infections was not

tested unless the patient was rehospitalized. To avoid counting the continuation of

already existing symptoms of infection as HAIs, we defined respiratory HAI as a

new symptom of respiratory tract infection in those who were not hospitalized for

a respiratory tract infection, unless they had fully recovered and become ill again

(Fig. 1). Similarly, gastroenteritis was recorded as a HAI only in patients who had

not been hospitalized for gastroenteritis, unless they had fully recovered and

become ill again. For patients hospitalized for other infections or non-infectious

diseases, all reported symptoms of infection in the relevant time frames were

regarded as signs of HAIs (Fig. 1).

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Fig. 1. Study profile and flowchart of patients according to their diagnoses on admission to hospital.

To study possible reporting bias, all families in Basel who had not returned the

questionnaire two weeks after discharge from hospital were contacted by

telephone over a two-month-period. Data on new symptoms of infection were

received from 70 families by letter in this way and from 156 families by a

telephone interview.

All data were combined and analyzed in the Department of Pediatrics at the

University of Oulu. Similar definitions were used for post-discharge HAIs

throughout the analysis. Gastroenteritis was defined as the appearance of diarrhea

or vomiting within 72 hours after discharge. Respiratory infection was defined as

the appearance of rhinitis or cough within 72 hours after discharge. The HAI

frequency during hospitalization was taken to be the number of HAIs relative to

all children included in the study. The post-discharge HAI frequency was

calculated relative to the number of children who participated in the follow-up.

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Mean values were calculated for continuous variables (age in years, length of

hospitalization in days), and proportions were compared using the chi-square test.

As the hospitals differed in infrastructure and settings, ward-specific risk factors

for HAIs within each ward were searched by using multivariate logistic

regression analysis with the method where all variables were entered to a model

at the same time. ORs and their 95% CIs were calculated for age (per year of

age), hospitalization time (per day of hospitalization time), shared room (yes/no)

and antimicrobial therapy (yes/no). The analyses were performed using SPSS

(Chicago, IL, USA) for Windows, version 12.0.1.

4.3 Continuous follow-up for hospital-associated infections (III)

When we started prospective HAI surveillance in the ward for pediatric infectious

diseases at Oulu University Hospital in 2001, it was done by collecting data

during and after hospitalization with paper questionnaires. Later we were offered

a chance to participate in a project in which mobile phones and e-mail were to be

used to perform HAI surveillance (Coronaria Ltd, Oulu, Finland). This electronic

means of follow-up was used from March 2005 onwards.

In the conventional follow-up, the data were collected using questionnaires

on paper in two phases (Table 6). The first questionnaire concerned the time in

hospital and the second questionnaire covered the time after hospitalization (Table

6). The data were transferred from the questionnaires to a database by a nurse. All

the patients in the ward were included in the surveillance program.

In the electronic follow-up most of the data concerning hospitalization could

be taken directly from the hospital database by means of a record linkage,

reducing the amount of data entry work. For the post-discharge follow-up, parents

were offered the alternatives of sms, e-mail or phone call to be used for answering

in seven days after discharge. At the time of the deadline a reminder with the

questions was sent to the parents by the chosen data collection method, and if

they did not answer in time they were contacted by phone. The questions in the

electronic questionnaire were similar to those in the printed questionnaires used

earlier except that the answers were coded with numbers or letters to ease

management.

We measured the time per patient that HCWs in the ward needed for

collecting the data and informing the parents about the HAI follow-up with both

methods of surveillance. The costs of the follow-up were then calculated from the

time spent on it and the average wages for HCWs in our department. The monthly

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costs of employing a nurse were estimated to be €4830 and those for a secretary

€2850. Other expenses in the conventional follow-up were two sheets of paper

and one envelope with postage for each patient. The cost of the electronic follow-

up was €600 per month paid to Coronaria Ltd, who took care of the record

linkage and databases. The price also included information sheets for parents,

post-discharge data collection and reminders sent to parents. The costs of

surveillance were calculated both per patient and per year of follow-up. For

comparison, we also calculated the annual costs of a follow-up for 1000

hospitalized patients with both follow-up procedures, this being a figure that came

close to the true number of patients that we had in the conventional follow-up

(964 per year).

The frequency of HAI during hospitalization was taken as the number of HAI

cases relative to all the children monitored, and the post-discharge HAI frequency

was calculated relative to the children who participated in the follow-up, i.e., for

whom data were received. CDC definition for HAI was used (Garner et al. 1988).

Mean values were calculated for continuous variables (age in years, length of

hospitalization in days). Standard deviation test (SND) was used to compare the

response rates.

4.4 Safety of alcohol hand rubs (IV)

The improvement of infection control practices in CDCCs, including the use of an

AHG, was shown to reduce the number of episodes of any infection among

children significantly (Uhari & Mottonen 1999), and based on these results,

AHGs have been recommended for use by both personnel and children at CDCCs

in Oulu. As parents and CDCC personnel have been concerned about children’s

use of AHGs, and there have earlier been cases where the use of alcohol in skin

disinfection lead to toxic effects (Harpin & Rutter 1982, Puschel 1981), we

wanted to make sure that the use of AHGs is safe in children in CDCC

environment. We conducted an experimental trial at two CDCCs in February

2006 to evaluate the safety of AHG use among children, and a questionnaire

survey among all the CDCCs in Oulu to evaluate the use of AHGs.

Theoretically, a subject’s blood alcohol level would increase significantly

after using a hand gel containing 70% ethanol if this were totally absorbed

through the skin. Ethanol is equally distributed in all body fluids (De Martinis et al. 2006). Thus the maximum rise in the blood alcohol level of a child weighing

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10 kilograms would be about 0.15‰ after using 1.5 mL of AHG and double that

if 3 mL were used. These blood alcohol levels are high enough to be both

measurable and harmful. Correspondingly, the figure would be 0.075‰ with a

1.5 mL dose for a child weighing twenty kilograms and 0.0375‰ for a child

weighing forty kilograms.

Eighty-two children varying in age from 3.5 to 7.2 years (mean 5.7 years,

standard deviation (SD) 1.1), 37 of whom were males, participated in the

experiment in two CDCCs in Oulu. The children were asked to rub their hands

with AHG, and all contacts between the hands and the mucous membranes (eyes,

mouth, nostrils) were observed and counted during the first 15 minutes afterwards

(Fig. 2). Alcohol concentrations in expiratory air, reflecting the absorption of

alcohol through the skin, were measured using an official alcometer as issued to

the police (Alco-sensor III, identification number 1062558) before and 15 and 60

minutes after use of the AHG. The measurement threshold of the alcometer was

0.01‰. The dose of AHG used was 1.5 mL at one day-care center and 3.0 mL at

the other. Each child’s participation in the trial was voluntary and subject to

written consent from the parents.

Fig. 2. Experiment design.

The use of AHGs in CDCCs was evaluated with a questionnaire asking about the

frequency of its use, the occasions on which it took place and possible risk

situations that had happened. The attitudes of the personnel to the use of an AHG

were evaluated using a Likert scale with respect to ease of use (1=easy,

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5=difficult), convenience and usefulness. Medians were used to describe these

data as they were not normally distributed. One questionnaire was sent to each of

the 70 CDCCs in Oulu and to each member of the staff of six randomly selected

ones, so that in the end we received 128 completed questionnaires representing 68

CDCCs. The working experience of the respondents varied from one month to 26

years (mean 10 years, standard deviation (SD) 7.3 years) and the group size from

8 to 28 children (mean 19 children, SD 5.2). The analyses of the results

concerning the features of AHG use in each CDCC were performed using only

one randomly selected answer from those CDCCs where more than one person

had answered. The attitudes and personal practices of the personnel were

analyzed using all 128 answered questionnaires.

4.5 Ethical considerations

An ethical committee was consulted about the study protocol for HAI follow-up

in pediatric wards during and after hospitalization. All the patients in the wards

under study were followed up for HAIs during the hospitalization as part of

routine care. Participation in the post-discharge follow-up was offered to all

patients, but it was voluntary and participation status did not affect the treatment.

According to the Medical Research Decree (Finnish Acts and Decrees 1999) and

Declaration of Helsinki, Ethical Committee reviewing was not needed due to the

nature of the survey.

We wanted to study the safety of AHGs in children’s use as it is not known

whether alcohol from the hand rub is absorbed through skin and mucous

membranes in children, especially as children often tend to put their hands into

their mouths even though wet with AHG. The use of AHGs in CDCCs is

suggested after it has been shown that their use reduces the number of infections

in children and personnel (Uhari & Mottonen 1999). It was assumed that their use

is safe as AHG is used in small amounts on rather small skin surface, and it

evaporates in 15 to 30 seconds. Participation in the experiment was voluntary, and

an informed written consent for participation was given by parents. The study

protocol for the AHG safety study was approved by the Ethical Committee of

Northern Ostrobothnia Hospital District.

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5 Results

5.1 Hospital-associated infections in pediatric wards during and after hospitalization (I, II)

5.1.1 Results from the follow-up study in Oulu University Hospital

During the study period from 6/2001 to 5/2003 1927 patients were hospitalized in

the infectious diseases ward in Oulu University Hospital. The mean length of

hospitalization was 3.0 days (standard deviation (SD) 1.8 days), including the

days of admission and discharge as full days. The mean age of patients was 3.0

years (SD 3.5 years). Almost all patients (90%) had a single room. The most

common diagnoses were gastroenteritis, 566 cases (30.6%), and wheezing

bronchitis, 437 cases (23.6%). A total of 709 patients (38.4%) were treated with

antimicrobials.

Twenty-one out of the 1927 patients (1.1%, 95% CI 0.7% to 1.7%) contracted

a HAI during their stay in the ward. All of them were cases of gastroenteritis, and

seven out of the eighteen tested were rotavirus-positive. The parents of 1175

patients (61%) returned the follow-up questionnaires, and 304 of these patients

(26%) were reported as having been taken ill again during the 14 days, including

86 cases (7.3%, 95% CI 5.9% to 9.0%) whose symptoms started within 72 hours

of discharge. Thus the total HAI rate was 8.4%, with 80% of these (86/107)

occurring at home after discharge. Diarrhea was the most common clinical

symptom among those taken ill within the first 72 hours (49%), followed by

vomiting (42%), fever (34%), rhinitis (31%) and cough (16%). Rhinitis was the

most common symptom among those who got ill 4–14 days after discharge

(53%).

The 1927 patients accounted altogether for 5504 patient days during the two-

year follow-up for which monthly HAI occurrences were recorded and HAI rate

was calculated per 100 patient-days for each month. The epidemic seasons for

respiratory and gastroenteric viruses, especially RSV and rotavirus, were reflected

in the number of diagnoses on admission to our ward per month, the peaks in the

HAI rate being found to coincide with high numbers of respiratory infections with

decreases in the rate at times when we had primarily gastroenteric patients (Fig.

3).

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Fig. 3. Monthly appearance of hospital-acquired infections (HAI) per 100 patient days and the number of patients cared for because of gastrointestinal (GI) and respiratory tract (RTI) infections at the pediatric infectious disease ward during a two-year follow-up.

The rate of HAIs was associated with the number of patient days spent in the

ward, Spearman’s coefficient for the correlation between the monthly HAI rate

and patient-days being 0.42 (P=0.04) (Fig. 4).

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Fig. 4. Monthly appearance of hospital-acquired infections (HAI) per 100 patient days and the amount of patient days at the pediatric infectious disease ward in a two-year follow-up.

Sixty-one percent of the parents returned adequately filled in follow-up

questionnaires. To evaluate possible reporting bias, i.e., to find out if the rate of

symptoms after discharge was different between respondents and non-

respondents, we pursued an intensified surveillance policy for a three-month

period from November 2002 to January 2003, during which there were 185

patients in the ward and 126 (68%) of the parents returned the questionnaires. The

59 non-respondent parents were interviewed by phone after the two-week follow-

up. Thirty-three (31.0%) out of the 126 patients whose parents returned the

follow-up questionnaire during the intensified surveillance period from November

2002 to January 2003 became ill. Among the patients whose parents were

contacted by phone, 13 out of 59 (22.0%) had become ill. Thus, even though the

difference between the groups was not significant, we had slightly overestimated

the occurrence of HAIs in the data gathered from the respondents during the

routine surveillance.

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The patients who developed a HAI were younger than those who remained

healthy (Table 8). The mean hospitalization time was longer for those who had

symptoms of a HAI during their stay at hospital when compared with the other

patients (Table 8). Those who developed HAI symptoms on the fourth day or later

during the 14 days after the discharge did not differ in their length of stay in

hospital from those whose symptoms had started within 72 hours.

Table 8. Appearance of signs and symptoms of a new infection during hospitalization and <72 hours or 4 to 14 days after discharge.

Variables In hospital <72 hours after

discharge

4 to 14 days after

discharge

No new symptoms

N=21 N=86 N=218 N=831

Age (years, mean) 1.6 2.4 2.5* 3.4

Length of hospital

stay (days, mean)

6.0** 3.0 3.0 3.0

Shared room in

hospital (N, (%))

4 (20.0) 8 (10.1) 14 (6.8) 70 (9.8)

Attending a CDCC

(N, (%))***

3 (25.0) 15 (18.1) 40 (18.8) 134 (17.1)

When an overall significant result was obtained in the analysis of variance, the comparison was

continued with post hoc analysis.

*4 to 14 days vs. no, P 0.003

**In hospital vs. any other group, P<0.001

***Comparison between proportions with an overall chi-square test, which gave a non-significant result.

In the logistic regression analysis the patient’s age was the only significant

independent variable associated with the risk of contracting a HAI in the whole

data, with older age providing protection against HAI with an OR (per year in

age) of 0.92 (95% CI 0.85 to 0.99, P=0.02). Among the patients with respiratory

infections, a shared room increased the risk of HAI with an OR of 2.3 (95% CI

1.1 to 4.8, P=0.03), as 10 out of the 90 (11.1%) who were in a shared room

developed a HAI as against 38 out of the 789 (5.1%) in a single room. Treatment

with antimicrobials did not significantly affect the HAI frequency.

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5.1.2 Results from the international multicenter follow-up study

Altogether 5119 patients were hospitalized in the three hospitals during the

periods concerned, 2838 of whom (55%) were males (Table 8). The most

common reasons for hospitalization in Oulu and Basel were gastroenteritis and

respiratory infections, while in Joensuu 60% of the patients had surgical, other

medical or neurological diseases leading to hospitalization. Altogether 1792

patients (35%) received antibiotics (Table 9).

Table 9. Detailed information on the patients included in the survey of hospital-associated infections in four pediatric wards.

Variables Oulu Basel Joensuu

Pediatric ward Infant ward

N=2309 N=961 N=799 N=1050

N (%) N (%) N (%) N (%)

Mean length of hospitalization (days (SD)) 2.7 (1.4) 5.2 (5.6) 7.4 (13.5) 3.3 (6.7)

Mean age (years (SD)) 2.9 (3.2) 5.9 (5.0) 0.6 (0.60) 5.7 (4.7)

Male 1309 (57) 499 (52) 424 (53) 606 (58)

Single room1 2258 (98) 806 (97) 617 (89) 492 (47)

Two-person room1 48 (2.1) 25 (3.0) 74 (11) 256 (24)

Three-person room1 3 (0.1) 1 (0.1) 5 (0.7) 169 (16)

Room for >3 persons1 - 1 (0.1) 1 (0.1) 13 (13)

Main diagnosis on admission

Respiratory infection (RI) 709 (42) 364 (38) 306 (38) 197 (22)

Gastroenteritis 599 (36) 196 (20) 136 (17) 97 (11)

RI and gastroenteritis 19 (1.1) 26 (2.7) 27 (3.4) 0 (0.0)

Other infection 282 (17) 158 (16) 157 (20) 67 (7.4)

Non-infectious diseases 71 (4.2) 217 (23) 172 (22) 547 (60)

Treatment with antibiotics 909 (39) 359 (37) 273 (34) 251 (24) 1Only available data are presented for different room types in Basel, i.e., missing data are not shown

separately.

The overall HAI frequency was 12.2%, with 80% of cases occurring after

discharge from hospital. We found marked differences in HAI frequencies

between the wards, the figure being lowest in the general pediatric ward for older

children in Basel and highest in the general pediatric ward in Joensuu (Fig. 5).

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Fig. 5. Hospital-associated infections in hospital and within 72 hours of discharge in the four wards.

Altogether 122 out of 5119 patients developed a HAI during hospitalization,

giving a HAI frequency of 2.4% (Table 10). The most common in-hospital HAIs

in Oulu and in Basel were gastroenteritis, 27% of the cases of which were caused

by rotavirus in Oulu and 85% in Basel, the rest being mainly respiratory

infections.

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Table 10. The number of HAIs in four pediatric wards during hospitalization and within 72 hours of discharge from hospital.

Variables Oulu Basel Joensuu

Pediatric ward Infant ward

HAI in hospital (N/N1, (%))* 18/2309 (0.8) 10/961 (1.0) 35/799 (4.4) 59/1050 (5.6)

HAI after discharge (N/N2, (%))* 218/1941 (11.2) 28/578 (4.8) 37/463 (8.0) 86/748 (11.5)

Gastrointestinal HAI 108 (5.6) 14 (2.4) 19 (4.1) 37 (4.9)

Respiratory HAI 98 (5.0) 14 (2.4) 17 (3.7) 41 (5.5)

Both respiratory and

gastrointestinal HAI

8 (0.4) - 1 (0.2) 8 (1.1)

Other infection 4 (0.2) - - -

Total HAI rate 12.0% 5.8% 12.4% 17.1%

*Significant difference in proportions with the chi-square test (P<0.001)1Number of patients surveyed for HAIs in hospital 2Number of patients surveyed for HAIs after discharge

Post-discharge follow-up data were received on 3729 (73%) patients (Table 6).

Altogether 365 patients (9.8%, 95% CI 8.9% to 10.8%) developed a viral HAI

that manifested after discharge from hospital. The overall frequency of

gastrointestinal HAI after discharge was 4.8% (N=178) (95% CI 4.1% to 5.5%).

Altogether 170 children (4.6%, 95% CI 3.9% to 5.3%) developed a respiratory

HAI and a further 17 (0.5%, 95% CI 0.3% to 0.7%) showed symptoms of both

respiratory and gastrointestinal HAI (Table 10). In total 464 children out of the

3729 (12%) visited a doctor within the first week after discharge, including 67

who were diagnosed as having gastroenteritis and 75 as having upper respiratory

tract infection.

When the cumulative occurrence of hospital-associated gastroenteritis and

respiratory infections during the first seven days after discharge in the case of the

infectious disease ward in Oulu was plotted against time, the occurrence of

gastroenteritis was seen as an accelerated curve after hospitalization, whereas the

occurrence of respiratory infections was as expected, i.e., constant in time (Fig.

6). This indicates that hospitalization increased the rate of gastroenteritis above

the expected linear pattern. In the general pediatric ward in Joensuu both the

occurrence of gastroenteritis and that of respiratory infections exceeded the

expected rate, and a similar phenomenon was found in the two general wards in

Basel, but with less marked differences (Fig. 6).

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Fig. 6. Timing of the appearance of respiratory infection (RI) and gastroenteritis (GE) in children whose symptoms appeared after discharge. Assuming that the general infection rate in a large population over a short cumulative observation time will remain constant, the infection rate would be seen as a straight line when plotted against time in the case of no HAIs. The dotted line in the figure represents this straight expected line (EL) for infections.

The ward-specific risk factors for HAI were analyzed separately for each ward

(Table 11). Sharing a room significantly increased the risk of HAI in the infant

ward in Basel (OR=5.5, 95% CI 2.4 to 12.2), but this association could not be

analyzed in the pediatric ward in Basel or in the infectious disease ward in Oulu,

where single rooms were used almost exclusively. Among the HAIs that

manifested themselves in hospital a longer hospitalization time was associated

with a higher HAI risk in every ward except the general ward in Joensuu. This

may be related to the fact that more than half of the patients in this ward had been

hospitalized for other than infectious diseases in Joensuu. Treatment with

antibiotics was associated with a higher HAI risk in the infant ward in Basel and

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in the general ward in Joensuu, while young age increased the risk of HAI after

discharge in Oulu and in Joensuu (Table 11).

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Tabl

e 11

. Ris

k fa

ctor

s fo

r ho

spita

l-ass

ocia

ted

infe

ctio

ns (

HA

Is)

occu

rrin

g du

ring

hos

pita

lizat

ion

and

afte

r di

scha

rge.

Odd

s ra

tios

(OR

) and

95%

con

fiden

ce in

terv

als

(CIs

) for

risk

fact

ors

are

pres

ente

d fo

r eac

h w

ard.

Var

iabl

es in

logi

stic

regr

essi

on m

odel

ing

Oul

u B

asel

Jo

ensu

u

Ped

iatri

c w

ard

Infa

nt w

ard

O

R (9

5% C

I), P

O

R (9

5% C

I), P

O

R (9

5% C

I), P

O

R (9

5% C

I), P

HA

I in

hosp

ital

Age

(per

yea

r)

0.72

(0.5

1 to

0.1

0), 0

.048

0.

71 (0

.51

to 0

.98)

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73

When all the families of discharged patients had been contacted over a period of

two months in Basel, the total HAI rate within 72 hours after discharge was 7/79

(8.8%) in the children whose follow-up data were obtained by letter and 15/156

(9.6%) in those whose families were contacted by telephone, given that no

follow-up questionnaire had been received. This difference was not statistically

significant.

5.2 Continuous follow-up for hospital-associated infections (III)

During the follow-up study with paper questionnaires from 6/2001 to 5/2003 in

the infectious diseases ward in Oulu 1927 patients were recruited for the

conventional follow-up, and 1175 (61%) returned the questionnaires adequately

filled in. During the following study period with electronic questionnaires 1940 of

the 2309 recruited patients (84%) sent the post-discharge information to us. The

difference in response rate was statistically significant (P<0.001). In the electronic

follow-up 20% of the parents chose to answer by sms (response rate 74%), 63%

by e-mail (response rate 85%), while 17% wanted us to call them in order to

collect the data (response rate 92%) (Table 12).

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Table 12. Participation in the post-discharge follow-up of HAI using conventional and electronic procedures. The main results obtained in the two periods are presented in the table.

Variables Paper questionnaire Electronic questionnaire

N=1927 N=2309

Time period 6/2001-5/2003 3/2005-10/2007

Response rate in total (%)* 61 84

Response rate in sms1 follow-up (%) - 74

Response rate in e-mail follow-up (%) - 85

Response rate in phone call follow-up (%) - 92

Time used for data collection by HCWs per patient 33 minutes 13 minutes

Costs of follow-up per patient €15.07 €13.61

Costs of data collection per year (1000 patients2) €15,070 €12,490

HAI at home 86 (7.3%) 214 (11%)

HAI total3 8.4% 12.2%

Mean age of patients (years) 3.0 2.9

Mean length of hospitalization (days) 3.0 2.7

*Statistically significant difference between the response rates, P<0.0001 1short message service 2For comparison, the annual costs were calculated for 1,000 patients per year with both follow-up

procedures, since this figure was close to the average number of patients treated during the conventional

follow-up (964 per year). 3Sum of HAI rates during hospitalization and the post-discharge period

The time spent by the HCWs on the conventional follow-up was 33 minutes per

patient, compared to 13 minutes per patient on the electronic follow-up. Most of

the savings in time arose because no data entry procedure was needed. In the case

of conventional follow-up a nurse used 20 minutes per patient for collecting data

concerning hospitalization and informing parents, and 10 minutes per patient for

data entry. A further 3 minutes per patient were used by a secretary for preparing

the follow-up questionnaires. The other costs in the conventional follow-up were

€0.041 per patient for two sheets of paper and an envelope with postage, making

the total cost €15.07 per patient. As we had 964 patients annually over that period,

the costs of performing the survey were €14,525 per year.

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Fig.

7. C

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o fo

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-up

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.

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The costs of the electronic follow-up included the time spent on it by the HCWs

and the monthly price of €600 paid to Coronaria Ltd for administering it. On the

electronic follow-up 5 minutes per patient were used by a secretary for collecting

data concerning hospitalization and 8 minutes per patient were used by a nurse for

informing parents about the post-discharge follow-up, making the cost of the time

spent by the HCWs €5.29 per patient. As we had an average of 72 patients per

month, the total cost of the follow-up per patient was €13.61 during the period

concerned and €11,783 per year. When the costs of the two follow-up procedures

were calculated for 1000 patients per year, they were €15,070 in the conventional

follow-up and €12,490 in the electronic follow-up, so that the latter gave a saving

of 17.1% in annual expenses (Table 12), or €2.58 per patient given a total of

1,000 patients per year.

5.3 Safety of alcohol hand rubs (IV)

In the experimental trial 47 children rubbed their hands with 1.5 mL of AHG and

35 with 3.0 mL. All the alcometer results remained below the measurement limit

of 0.01‰, suggesting minimal or no alcohol absorption from the hand gel. The

number of contacts between the hands and the mucous membranes varied from 0

to 30 per child during15 minutes (mean 2.4 times, SD 4.3).

According to the questionnaires, AHGs were used in every CDCC, only

among adults in 11 of the 68 CDCCs (16%), and also regularly by the children in

50 of them (74%). In the remaining seven CDCCs the children had only used

AHGs at times of epidemics. The mean time for which an AHG had been used in

the CDCCs was 7.4 years (SD 3.3). The most common occasions for AHG use by

the personnel were before serving food and after cleaning secretions, whereas

hand washing with soap was most common after going to the toilet (Table 13).

The children most often used an AHG before eating, and washed their hands with

soap after going to the toilet (Table 13).

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Table 13. Use of AHG and hand washing with soap and water in different situations by personnel and children at 68 CDCCs.

Data collected in questionnaires Personnel (N=68) Children (N=68)

AHG Soap1 AHG Soap1

At the start of the shift (n, (%)) 40 (59) 39 (57) 34 (50) 38 (56)

Before serving food2 (n, (%)) 59 (87) 47 (69) 51 (75) 45 (66)

After serving food2 (n, (%)) 10 (15) 25 (37) 1 (1.5) 35 (51)

Before changing diapers3 (n, (%)) 7 (12) 6 (10) 0 (0.0) 2 (3.4)

After changing diapers3(n, (%)) 47 (81) 36 (62) 9 (16) 22 (38)

Before blowing one’s nose (n, (%)) 5 (7.4) 5 (7.4) 0 (0.0) 1 (1.4)

After blowing one’s nose (n, (%)) 53 (78) 33 (49) 22 (32) 22 (32)

After cleaning secretions (n, (%)) 61 (90) 52 (76) - -

After going to the toilet (n, (%)) 49 (72) 59 (87) 29 (43) 60 (88)

At the end of a shift (n, (%)) 26 (38) 31 (46) 4 (5.9) 3 (4.4) 1Washing hands with soap and water or with water only 2The questions for the children were ‘Before eating’ and ‘After eating’. 3There were 58 persons taking care of children who wore diapers.

Forty-three out of the 128 respondents (34%) always washed their hands with

soap before using an AHG, and the majority, 120 out of 128 (94%), used soap

when their hands were visibly dirty. Seventeen (13%) always washed their hands

with soap before using the AHG. The day-care workers used an AHG from zero

to 50 times per day (mean 6.7 times per day, SD 6.8), and the children from zero

to eight times per day (mean 2.4 times per day, SD 1.7).

The personnel found the use of an AHG easy, the median assessment for ease

being 1.2 (interquartile range 1.0 to 1.4) and the median for usefulness 1.2

(interquartile range 1.0 to 1.4), given that a score of one on a Likert scale denoted

either easy or useful. The median for convenience was 2.4 (interquartile range 1.2

to 3.0).

One case of a fire had occurred when a worker had lit a fire while his hands

were still wet with AHG. In addition, 25 of the 128 respondents (20%) reported

consequences of AHG usage which they believed to be dangerous or harmful. The

most common (15 comments) concern was that children put their fingers in their

mouths or eyes after using the AHG. Three people mentioned skin problems due

to the use of an AHG, while other problems mentioned were splattering of the gel

when applying it (6 comments) and children sniffing their hands after using the

gel (one comment). The reasons for using alcohol for hand antisepsis were well

understood by the personnel, as 98 persons (77%) said it was to prevent the

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spread of infectious diseases or to improve hygiene. Four respondents (3%) did

not know why an AHG was used.

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6 Discussion

We found out that 5.8 to 17.5% of the patients hospitalized in pediatric infectious

diseases and general pediatric wards got HAI during hospitalization or within 72

hours after the discharge. The majority of these HAIs became evident at home,

the frequency of HAIs during hospitalization varying from 0.8 to 5.6%.

Gastroenteritis was the most common HAI during hospitalization, and it was

often caused by rotavirus. It has earlier been reported that during the epidemic

seasons 3.6 to 14% of children get gastrointestinal HAI and 4.2 to 17% get

respiratory HAI during hospitalization (Isaacs et al. 1991, Macartney et al. 2000).

6.1 Post-discharge follow-up in hospital-associated infection surveillance

According to our results, a large proportion of HAIs become evident after

discharge, including all the hospital-associated respiratory infections, which is

understandable in view of the known incubation period for RSV (4 to 6 days) and

the short mean hospitalization time among our patients (3 days). This emphasizes

the importance of follow-up after discharge from hospital to avoid

underestimating HAIs. Most surveys of HAIs in pediatric settings have not

included a systematic follow-up after discharge. In one survey where the follow-

up was conducted after discharge by means of phone calls, 144 out of 817

(17.6%) hospitalized children contracted hospital-associated gastroenteritis, one

third of which occurred at home, whereas in our study 80% of all HAIs occurred

after discharge (Grassano Morin et al. 2000). In our study the parents reported the

symptoms as they do in real life, without any special facilities or criteria, which

makes it possible to apply the results to an ordinary population. Earlier self-

assessing of symptoms of common cold has been shown to be reliable compared

to a physician’s observations (Macintyre & Pritchard 1989).

In total, the observed rate of HAIs during hospitalization (1.1%) in our study

was rather low as compared to the previously reported frequencies of pediatric

HAIs, which vary from 3.6% to 14%. The possible reason for the low rate of

HAIs in our study may be the frequent use of disinfection of the hands with AHG

by personnel at our ward. Many viruses, including rotavirus, are sensitive to hand

hygiene products containing 60% to 90% ethanol (Ansari et al. 1989, Bellamy et al. 1993, McDonnell & Russell 1999, Sattar et al. 2000). The use of alcohol hand

gel was recommended for routine decontamination of the hands in the CDC

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80

guideline in 2002 (Boyce et al. 2002, Larson 1995). Even so, hand washing with

soap and water is still common in many institutions in comparison to the use of

alcohol hand gel, even during a hand hygiene campaign (Zerr et al. 2005).

The use of single rooms for most patients is probably another important part

of preventing HAIs at our ward. When rooms were shared during our study

period, patients with the same symptoms or with the same assumed pathogens

were placed in the same rooms in order to prevent the spread of pathogens. In

previous studies, a shared room has been shown to be a significant risk factor for

the transmission of rotavirus infection (Ford-Jones et al. 1990, Gaggero et al. 1992), but rotavirus also transmits between patient rooms (Nakata et al. 1996).

One of the lowest HAI frequencies during hospitalization alongside the results of

our present study has been reported by Ford-Jones et al., who observed a rate of

1.3% among patients admitted to an isolation ward, compared to 6.0% in the

whole pediatric hospital (Ford-Jones et al. 1989). Similarly, one of the lowest

HAI rates was reported in the infectious diseases ward in a pediatric hospital

(Pacini et al. 1987). We suggest that those results together with ours show that

low HAI rates can be achieved with good compliance to infection control

procedures.

The peaks in the HAI rate were found to coincide with high numbers of

respiratory infections, with decreases in the rate at times when we had primarily

gastroenteric patients. This is in accordance with the findings of Cavalcante et al. and may also reflect the fact that crowding of the ward is one of the most

important risk factor for HAI (Archibald et al. 1997, Cavalcante et al. 2006,

Moisiuk et al. 1998). Transmission of respiratory viruses can be better prevented

with single room bedding than that of enteric viruses. One reason for lower

number of HAIs during the gastroenteritis epidemics maybe reduced recognizion

of new gastrointestinal HAIs in patients who had gastroenteritis on admission. In

them diarrhea and vomiting after the discharge were counted as HAI only if

patient was reported to be symptom-free at the time of discharge.

6.2 Ward structure and the risk of hospital-associated infections

In the multicentre follow-up study we found clear differences in HAI frequencies

between the pediatric wards. In all wards most viral HAIs became evident after

discharge. The highest HAI frequency was found in the general pediatric ward in

Joensuu, where shared rooms were used most often, active cohorting according to

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81

viral etiology was not performed, and where more than half of the patients had

been hospitalized for non-infectious diseases. By contrast, the lowest HAI rate

was found in the general pediatric ward in Basel, where the patients were older

and most of them were treated in a single room. Based on these results we suggest

that single room bedding is effective in preventing HAIs. It also seems that

treating patients with infectious diseases in a separate unit with active cohorting

according to viral etiology is advantageous compared with a general ward.

Our findings are in line with previous findings that a general pediatric ward

had a higher rate of gastrointestinal HAIs than specialized non-infectious wards

(Ford-Jones et al. 1990), and that the lowest HAI rate in a pediatric hospital was

documented in an infectious diseases ward, the majority of the HAIs being

gastrointestinal infections (Ford-Jones et al. 1989). Earlier it has been suggested

that better compliance with hygienic procedures explains lower number of HAIs

in infectious diseases wards compared with other pediatric wards (Pacini et al. 1987). It is also known that an increased number of roommates increases the risk

of hospital-associated gastroenteritis (Ford-Jones et al. 1990), whereas cohorting

of patients has been reported to reduce the risk of hospital-associated RSV

infection (Isaacs et al. 1991, Macartney et al. 2000).

The post-discharge cumulative occurrence of gastroenteritis in an infectious

disease ward with isolation rooms in Oulu was seen as exceeding that expected

after discharge, whereas the occurrence of respiratory infections was as expected

in the general population. In the other wards the occurrence of both

gastrointestinal and respiratory HAIs exceeded that expected after hospitalization,

this phenomenon being most pronounced in the general ward in Joensuu. With the

use of single rooms we could prevent well the spread of respiratory viruses, but

gastrointestinal viruses spread despite this precaution. By analyzing rotavirus

strains it has been shown that rotavirus spreads between patients located in

different rooms in pediatric wards (Nakata et al. 1996). However, cohorting

reduces the transmission of RSV (Isaacs et al. 1991, Macartney et al. 2000).

Rotavirus survives well on environmental surfaces, making spread via indirect

contact possible and infection control more demanding. Another challenge is that

asymptomatic children can excrete rotavirus before and after a symptomatic

infection (Goldmann 1992). Our findings are in accordance with these spreading

mechanisms for infections.

When we analyzed ward-specific risk factors for HAI, young age and longer

duration of hospitalization were found to be risk factors in most wards, as seen in

previous studies (Bennet et al. 1995, Cavalcante et al. 2006, Ford-Jones et al.

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82

1990). Young children are at increased risk for HAIs as they are still developing

immunity to common pathogens and get viral infections easily. Treatment in a

shared room appeared to be associated with an increased risk of HAI during

hospitalization in the infant ward in Basel. In the wards that used mainly single

rooms, the association was not statistically significant. Another factor associated

with the risk of HAI was the use of antibiotics. This may be partly a matter of

misinterpretation of the symptoms, as it is not always possible to distinguish

gastroenteritis signs and symptoms due to HAI from the side effects of

antibiotics.

Alcohol hand rubs play an important role in hand hygiene in hospitals, and

besides their efficacy against bacteria, they are effective against common viral

pathogens, among them also non-enveloped viruses; adenovirus, rhinovirus and

rotavirus (Ansari et al. 1989, Bellamy et al. 1993, Boyce et al. 2002, McDonnell

& Russell 1999, Sattar et al. 2000). A lower number of gastrointestinal HAIs has

been shown to be associated with the use of alcohol hand rubs (Zerr et al. 2005).

Alcohol hand rubs were actively used in each of the wards studied here. Although

a high patient-to-nurse ratio has been shown to increase the rate of hospital-

associated gastroenteritis (Stegenga et al. 2002), there were no marked

differences in this respect between the wards we studied.

The strength of our study was that the follow-up of viral HAIs was done both

in hospital and for one week after discharge. The post-discharge follow-up

enabled us to observe viral HAIs that were most likely acquired already in

hospital but became evident after an incubation period at home. In addition, we

collected data prospectively by using similar questionnaires in three different

hospitals for two years in order to cover the seasonal variation in infectious

diseases and make data comparable between the wards.

The limitation of our study was that we might have overestimated the overall

occurrence of HAIs appearing after discharge by calculating all infection

symptoms reported by parents within 72 hours after discharge as HAIs. It is

impossible to define accurately what proportion of the infection symptoms

registered after discharge by the parents were HAIs and which were coinciding

viral infections as they occur in the general population. However, we saw an

increase in infection symptoms above the expected line of infections in

population. The response bias may also have affected the results in different ways

in the different wards since those who did not return the questionnaires had more

HAIs (as assessed by active follow-up by telephone) than those who returned

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them in Basel, whereas we found the opposite earlier in Oulu. In Joensuu, the

child’s condition at the time of discharge was not recorded and we assumed that

all children were still symptomatic when discharged. Therefore we may have

underestimated the occurrence of new symptoms in Joensuu.

Data collection methods were different in the hospitals under study.

Electronic questionnaires were used in the two study centers in Finland whereas

questionnaires on paper were used in Basel. Electronic questionnaire response

rate was higher than those for the paper versions, 81% versus 59%. It has been

found earlier that data collected by electronic means are equivalent in content to

data collected using paper questionnaires but have less missing data (Bushnell et al. 2003, Junker et al. 2008, Ryan et al. 2002).

6.3 Continuous surveillance for hospital-associated infections

We found out that electronic data collection was a convenient way of performing

a continuous post-discharge follow-up for HAIs, as it both yielded a higher

participation rate and lowered the costs. The parents accepted the electronic data

collection methods well, so that 84% of the parents participated in the post-

discharge electronic data collection, whereas the response rate achieved by

conventional methods was 23 percentage points lower. Most of the parents in the

electronic follow-up chose to answer by e-mail, but all the electronic options

showed high participation rates. Electronic follow-up enabled us to send

reminders to parents, which may partly explain the higher participation rate.

Earlier, respondents have found electronic questionnaires convenient, and

there was a high correlation between the data collected by electronic

questionnaires and questionnaires on paper (Bushnell et al. 2003). The use of

computers in answering did not cause anxiety even though many of the

respondents used computers infrequently (Cook et al. 2004). Patients prefer

electronic data collection to paper system when it is done using computers, but

data collection with paper to a telephone or interactive voice response system.

Using electronic data collection reduces the study costs as no data entry is needed,

and electronically collected data are of better quality with fewer lacking answers

(Ryan et al. 2002, Velikova et al. 1999, Welker 2007). In daily symptom

recording data collected using an electronic or telephone diary has been shown to

be more accurate than those in paper diaries, electronic diaries offering the

possibility of recording the time the diaries were filled in (Lauritsen et al. 2004).

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Data entry was the most laborious part of the conventional data collection

procedure, whereas with electronic questionnaires we could take the data directly

from the hospital database by record linkage. No additional data entry work was

needed for the post-discharge data either, which made the data easily available for

showing trends in HAI rates. It has been shown previously that electronic

methods can reduce the costs of data collection in clinical trials by as much as

55% (Pavlovic et al. 2009), and that a saving of USD0.63 per patient can be

achieved in surgical wound infection surveillance when automated data entry with

optical scanning is used (Smyth et al. 1997). In our study the data collection costs

decreased by 17% a year with electronic follow-up, implying a saving of €2.60

per patient. These calculations naturally included only the costs in terms of health

care facilities. We estimated that the parents spent approximately the same

amount of time answering the electronic questionnaire as they did filling in the

paper questionnaire.

In this case the electronic surveillance was administered by a private

collaborator, and we paid a fixed price of €600 per month for it. In addition,

besides normal patient care, nurses spent some time on data collection and

informing parents about the arrangements for the post-discharge period, which

increased the expenses. The most expensive parts of the electronic data collection

were the phone calls made to some parents in order to collect post-discharge data

and the reminders sent to parents. Both were included in the monthly price,

however, only 17% of the parents chose phone calls as primary method of

answering. As the data were collected in an electronic form, no data entry was

needed by the private company. Our experience was that electronic data collection

is a recommendable way of organizing HAI surveillance. Use of electronic data

collection led to reduced costs even when we used a private collaborator to

organize it. When electronic means are used for HAI surveillance, an automatic

alarm can be used to identify sudden changes in HAI rates to allow quick

responses. It is probable that electronic data collection will become more common

as time goes by, and most of the costs are caused by following up participation

and reminding those who do not answer.

6.4 Use of alcohol hand gels among children

AHGs were shown to be a safe option for hand hygiene in child care facilities.

Ethanol was not absorbed when the children at the CDCCs used an AHG for hand

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85

disinfection in the experimental trial, even though there were as many as 30

contacts between the hands and the mucous membranes. There was no sign of any

elevated alcohol concentration in the children’s alcometer measurements,

although theoretically the amount of alcohol used could have caused a measurable

rise in blood alcohol (De Martinis et al. 2006).

Attendance at a CDCC is a significant risk factor for infectious diseases such

as diarrhea, common colds, otitis media and pneumonia (Louhiala et al. 1995,

Louhiala et al. 1997). It is possible to reduce the number of infections at CDCCs

by improving the practices of the personnel in changing diapers, serving food and

especially hand hygiene (Uhari & Mottonen 1999), and the most effective way of

achieving the latter and preventing the spread of viruses is to use AHGs (Boyce et al. 2002). In our study we found this to be safe in CDCC environment.

Two cases of toxic absorption of alcohol in children have been described

earlier, that of a pre-term infant, where this condition may explain the toxic

absorption of alcohol and the resulting skin damage (Harpin & Rutter 1982), and

that of a two-year-old girl in whom a keloidal scar was exposed overnight to a

wrapping containing alcohol (Puschel 1981). Cases of percutaneous absorption of

disinfectants have been documented after skin cleaning with hexachlorophene and

chlorhexidine in newborn and premature babies (Cowen et al. 1979, Curley et al. 1971, Powell et al. 1973), and this issue has recently been re-evaluated in

connection with the wider use of chlorhexidine in obstetrics and neonatal care in

developing countries in order to reduce neonatal mortality (Mullany et al. 2006).

A single case of toxic use of AHG by a child in CDCC has been reported in

Finland (Lukkarinen & Kujari 2009). A four-year-old girl was brought to

emergency room from CDCC because of lowered consciousness and

inappropriate behavior. No other cause for the condition was recovered, but blood

ethanol was found to be elevated up to 1.9‰. It came out that the girl tended to

lick her hands after using AHG, and liked the taste of it. To achieve this high a

level of blood ethanol, an intake of an amount of 30 mL of AHG with 70%

ethanol was needed for her weight. The results from our trial confirm that when

AHG is used with normal dosing (1.5 or 3.0 milliliters), no measurable level of

ethanol is absorbed even when there are several contacts to mucous membranes.

The reasons for using AHGs are well understood among CDCC personnel,

and their use is taken as a significant improvement. It has been shown earlier that

secondary transmission of infections to family members can be reduced by using

an AHG at home if there are children who attend a CDCC (Lee et al. 2005,

Sandora et al. 2005), and a recent review of the role of AHGs in hand hygiene in

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home and community settings has recommended its active use to prevent the

transmission of infectious diseases (Bloomfield et al. 2007).

Our study confirmed that the use ethanol containing AHGs is safe in children.

There had been one incident of fire in CDCC when matches were used while

hands were still wet with AHG. A few similar cases have been reported in

Germany; some of the fire incidents were due to vandalism (Kramer & Kampf

2007). In the USA no fire incidents were reported after a couple of years of AHG

use in hospitals (Boyce & Pearson 2003). These data suggest that the risk of fire

incidents related to AHGs is minimal. Other ingredients used in the hand gels are

glycerin and often glycerylcocoate. These skin-conditioning agents are commonly

used in cosmetic products and have been found to be safe in animal and clinical

test (Johnson Jr 2004).

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7 Conclusions

We found that a remarkable number of children get a HAI, the HAI rate being the

highest in a mixed pediatric ward where 17% of patients got a new infection. The

majority of these infections become symptomatic after discharge and they remain

unreported unless HAI follow-up is extended to cover the immediate time at

home after hospitalization. Viral HAI frequency was highest in the general

pediatric ward, suggesting that patients with contagious diseases should be treated

separately. In the wards with lowest HAI rates the majority of patients were in

single rooms and active cohorting was done. These isolation practices were

especially beneficial in preventing respiratory HAIs.

Electronic follow-up for HAIs is a feasible way of doing HAI surveillance

both during hospitalization and after discharge. Post-discharge follow-up is

needed to find out the number of viral infections children get after being

hospitalized. Main focus in infection control is still on bacterial infections despite

the known challenges in prevention of transmission of viruses. Documentation of

viral HAIs is important in order to get more focus on the prevention of spread of

viruses in health care settings. Based on the experiences of this study both a better

response rate and lower costs were achieved with HAI follow-up with electronic

questionnaires. With electronic follow-up continuously collected data are easily

available, showing the trends in HAI rates, which helps us to identify unexpected

peaks in HAI rates so that quick responses can be made. To facilitate this, an

automatic alarm can be set to recognize increased HAI rates. Data is also

available to be used in giving feedback to HCWs to maintain the motivation for

infection control. Continuously collected data will facilitate in measuring the

effect of future interventions to reduce HAI rates.

AHGs are important in preventing viruses from spreading both in healthcare

settings and other facilities with a high number of viral infections spreading. Use

of AHGs was found to be a safe and convenient method for hand hygiene at

CDCCs. Based on our results it can be concluded that the use of AHGs at CDCCs

can be recommended for the children as well as the staff, as all the alcometer

results were below the measurement threshold in children after hand rub.

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Original articles I Kinnula SE, Renko M, Tapiainen T, Knuutinen M & Uhari M (2008). Hospital-

associated infections during and after care in a paediatric infectious diseases ward. J Hosp Infect 68: 334–340.

II Kinnula S, Buettcher M, Tapiainen T, Renko M, Vepsäläinen K, Lantto R, Heininger U & Uhari M (2012). Hospital-associated infections in children: a prospective post-discharge follow-up survey in three different paediatric hospitals. J Hosp Infect 80: 17–24.

III Kinnula S, Renko M, Tapiainen T, Pokka T & Uhari M (2012) Post-discharge follow-up of hospital-associated infections in paediatric patients with conventional questionnaires and electronic surveillance. J Hosp Infect 80: 13–16.

IV Kinnula S, Tapiainen T, Renko M & Uhari M (2009). Safety of alcohol hand gel use among children and personnel at a child day care center. Am J Infect Control 37: 318–321.

Original publications are reprinted with the permission of Elsevier.

They are not included in the electronic version of the dissertation.

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SCRIPTA ACADEMICA

OECONOMICA

EDITOR IN CHIEF

PUBLICATIONS EDITOR

Senior Assistant Jorma Arhippainen

Lecturer Santeri Palviainen

Professor Hannu Heusala

Professor Olli Vuolteenaho

Senior Researcher Eila Estola

Director Sinikka Eskelinen

Professor Jari Juga

Professor Olli Vuolteenaho

Publications Editor Kirsti Nurkkala

ISBN 978-951-42-9899-8 (Paperback)ISBN 978-951-42-9900-1 (PDF)ISSN 0355-3221 (Print)ISSN 1796-2234 (Online)

U N I V E R S I TAT I S O U L U E N S I S

MEDICA

ACTAD

D 1165

ACTA

Sohvi Kinnula

OULU 2012

D 1165

Sohvi Kinnula

HOSPITAL-ASSOCIATED INFECTIONS AND THE SAFETY OF ALCOHOLHAND GELS IN CHILDREN

UNIVERSITY OF OULU GRADUATE SCHOOL;UNIVERSITY OF OULU, FACULTY OF MEDICINE,INSTITUTE OF CLINICAL MEDICINE,DEPARTMENT OF PAEDIATRICS