oecd reviews of evaluation and assessment in education: sweden - stockholm – 7 december 2011

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Image: dan / FreeDigitalPhotos.net Deborah Nusche Policy Analyst Education and Training Policy Division OECD Directorate for Education Stockholm – 7 December 2011 OECD Reviews of Evaluation and Assessment in Education: SWEDEN

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Deborah Nusche Policy Analyst Education and Training Policy Division OECD Directorate for Education The OECD Review on Evaluation and Assessment Frameworks for Improving School Outcomes, launched in late 2009, is designed to respond to the strong interest in evaluation and assessment issues evident at national and international levels. It will provide a description of design, implementation and use of assessment and evaluation procedures in countries; analyse strengths and weaknesses of different approaches; and provide recommendations for improvement. The Review looks at the various components of assessment and evaluation frameworks that countries use with the objective of improving student outcomes. These include student assessment, teacher appraisal, school evaluation and system evaluation. The analysis focuses on primary and secondary levels of education.

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Page 1: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Image: dan / FreeDigitalPhotos.net

Deborah Nusche

Policy AnalystEducation and Training Policy Division

OECD Directorate for Education

Stockholm – 7 December 2011

OECD Reviews of Evaluation and Assessment in Education: SWEDEN

Page 2: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

OECD Review on Evaluation and Assessment Frameworks for Improving School Outcomes

Page 3: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

●Purpose: To explore how systems of evaluation and assessment can be used to improve the quality, equity and efficiency of school education.

●The Review will:

Synthesise research-based evidence on the impact of evaluation and assessment strategies and disseminate this knowledge among countries.

Identify innovative and successful policy initiatives and practices.

Facilitate exchanges of lessons and dialogue.

Identify policy options for governments to consider.

OECD Review on Evaluation and Assessment Frameworks for Improving School Outcomes (2009-2012)

Page 4: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

OECD Review on Evaluation and Assessment Frameworks for Improving School Outcomes: SCOPE

• The Review looks at different elements of evaluation and assessment.

• Student assessment;

• Teacher appraisal;

• School evaluation;

• System evaluation;

• Comprehensive approach: Investigation of each component individually, as well as the coherence of the framework as a whole (including the links between the different components).

Page 5: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Overarching policy question: “How can assessment and evaluation policies work together more effectively to improve student outcomes in primary and secondary schools?”

OECD Review on Evaluation and Assessment Frameworks for Improving School Outcomes: SCOPE

Page 6: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

24 countries: Australia, Austria, Belgium (Flemish Community), Belgium (Fr.), Canada, Czech Rep., Denmark, Finland, France, Hungary, Iceland, Ireland, Israel, Korea, Luxembourg, Mexico, Netherlands,

New Zealand, Norway, Poland, Portugal, Slovak Republic, Slovenia and Sweden.,

12 countries: Australia, Belgium (Flemish Community), Chile, Czech Republic, Denmark, Luxembourg, Mexico, New Zealand, Norway, Portugal, Slovak Republic

and Sweden.

Page 7: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

●Outputs:●24 Country Background Reports: 9

are completed, more to come soon.●12 Country Reviews: AUS, DNK, NOR,

SWE completed, more to come soon. ●12 Literature Reviews /conceptual

papers on issues including: formative and summative assessment; teacher evaluation; school evaluation; education standards; use of results.

●Final Comparative Report: to be completed in 2012

OECD Review on Evaluation and Assessment Frameworks for Improving School Outcomes: OUTPUTS

All outputs are available at www.oecd.org/edu/evaluationpolicy

Page 8: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

OECD Review on Evaluation and Assessment Frameworks for Improving School Outcomes

Page 9: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

The Country Review visit to Sweden (May 2010)

• Sweden: first Country Review of the OECD project

• Preparatory work: data analysis, bringing existing OECD work on Sweden together

• Country background report prepared by Sweden

• Formation of an expert team

• 6 day visit to Sweden

– Meetings with the national authorities and all key stakeholder groups

– Visits to 4 municipalities and 6 schools

– In each school: group meetings with the leadership team, teachers and students

Page 10: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

OECD Review on Evaluation and Assessment Frameworks for Improving School Outcomes

Page 11: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

System

School

Classroom

Student assessment

Teacher appraisal

School evaluation

System evaluation

Evaluation and assessment framework

Structure of the OECD Review report for Sweden

1. The Evaluation and Assessment Framework

2. Student assessment3. Teacher appraisal4. School evaluation5. System evaluation

Page 12: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

The Evaluation and assessment framework

Page 13: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Sweden’s approach to evaluation and assessment is built on high trust system fostering ownership, participation and commitment: Students at the centre: students are part of their own assessment; student feedback is valued

and contributes to teacher appraisal and school evaluation Teacher professionalism: teachers are trusted professionals; strong focus on teacher-based

assessment in the classroom; teachers score national tests ; A strong focus on school self evaluation: conceived as a collaborative process; availability of

self-evaluation tools

…complemented with national goals and feedback mechanisms A focus on providing clear expectations from the centre Working towards a data-rich environment: rich feedback for schools Transparency in monitoring and reporting

Evaluation and assessment framework: Strengths & Challenges

Page 14: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

School evaluation

System evaluation

Student assessment

Evaluation and assessment framework: Key elements are well established…

ResponsibilityResponsibilityInstrumentsInstruments

Student assessment

Teachers

With support from NAE

School evaluation

School

Municipality

National Inspectorate

Student assessment

Curriculum, syllabi, criteria

National tests in Years 3,5,9 and upper secondary

National test bank

School evaluation

School self-evaluation tools

Municipal quality reports

Inspection visits & reports

System evaluation

International student assessments

National assessments

Thematic reviews

System evaluation

Ministry

NAE

Inspectorate …BUT more work is necessary to integrate them in a coherent framework

Teacher appraisalTeacher appraisal

School leader

Evaluation and assessment framework

Page 15: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Student assessment

Page 16: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Sweden has a balanced approach to student assessment…

– Broad approach to assessment with a mix of classroom-based assessments and performance-based national assessments

….but lacks an externally validated measure of student performance

– But all types of assessment are corrected and graded by students’ own teachers

– Variability in teachers’ assessment skills– Issues of fairness in student assessment and

grading – Limits to the use of aggregate test scores as

measures of school, municipality and system performance

System

School

Classroom

Student assessment

Teacher appraisal

School evaluation

System evaluation

Individual components: Strengths & Challenges

Page 17: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Teacher appraisal

Page 18: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Swedish teachers are trusted professionals…– Teachers have a high degree of autonomy– Appraisal and salary progression is up to

individual school leaders

…but do not have sufficient opportunities for professional feedback

– Teacher appraisal is not regulated by law– There are no professional standards for

teachers– Little guidance and support to enhance

teacher appraisal – Limited career progression opportunities

System

School

Classroom

Student assessment

Teacher appraisal

School evaluation

System evaluation

Individual components: Strengths & Challenges

Page 19: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

School evaluation

Page 20: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

There has been strong investment in school evaluation…

– School evaluation builds on a mix of school self-evaluation, municipal school evaluation and national inspections

– A variety of quantitative and qualitative feedback

…but there are large variations in local capacity – Great variability in municipal evaluation and

school self-evaluation approaches – Traditions of professional autonomy– Shift towards greater accountability might

jeopardise the improvement function

System

School

Classroom

Student assessment

Teacher appraisal

School evaluation

System evaluation

Individual components: Strengths & Challenges

Page 21: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

System evaluation

Page 22: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Education system evaluation is well established…

– Education system performance is monitored through a broad range of tools

…but data collection and presentation could be further improved

– National data on learning outcomes relies on teacher grading

– Since teacher grading is uneven, the use of grades as measures of municipality and system performance is not appropriate

– Data presentation could be optimised for use by stakeholders

System

School

Classroom

Student assessment

Teacher appraisal

School evaluation

System evaluation

Individual components: Strengths & Challenges

Page 23: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Summary of key issues

– Developing a coherent framework for evaluation and assessment– Building teachers’ assessment capacity and increasing the reliability of

national assessments – Establishing teacher appraisal as an integral part of the evaluation

and assessment framework – Articulating school self-evaluation and external school evaluation– Strengthening education system monitoring

Page 24: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Where to go from here?

5 suggestions

Page 25: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

School evaluation

System evaluation

Student assessment

Suggested next steps (1): Establish a strategic plan or framework for E&A

Take stock and map all the existing

elements of E&A and clarify purposes

Take stock and map all the existing

elements of E&A and clarify purposes

Clarify responsibilities and

encourage cooperation

Clarify responsibilities and

encourage cooperation

Follow up with competency

descriptions and training

Follow up with competency

descriptions and training

Identify underdeveloped

elements and missing links (e.g.

how teacher appraisal and

school evaluation can reinforce each

other)

Identify underdeveloped

elements and missing links (e.g.

how teacher appraisal and

school evaluation can reinforce each

other)

Map existing tools and support to

optimise practices

Map existing tools and support to

optimise practices

Teacher appraisal

The improvement of teaching and learning should be at the centre

Page 26: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

School evaluation

System evaluation

Schoolprincipal appraisal

Student assessment

Develop a framework of teaching standards

Can help to align key elements of the teaching profession such as initial

training, registration, professional development, regular appraisal and career

advancement

Develop a framework of teaching standards

Can help to align key elements of the teaching profession such as initial

training, registration, professional development, regular appraisal and career

advancement

Articulate teacher appraisal and school evaluation

Articulate teacher appraisal and school evaluation

Strengthen developmental

appraisal-Internal school process

-Linked with PD and school development

Strengthen developmental

appraisal-Internal school process

-Linked with PD and school development

Suggested next steps (2) : Develop teacher appraisal as part of the E&A framework

Introduce a system of teacher

registration to determine career-

progression

-Registration at key stages in the career-More summative-Stronger external

component

Introduce a system of teacher

registration to determine career-

progression

-Registration at key stages in the career-More summative-Stronger external

component

Teacher appraisal

Hold school principals accountable for teacher appraisal

Hold school principals accountable for teacher appraisal

Page 27: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Teacher appraisalCountry Examples?

Chile:The Good Teaching Framework provides

clear guidance to all aspects of the

teaching profession

Australia:Appraisal gives access to Advanced Skills Teaching

Positions

New Zealand:professional body of

teachers holds the lead role in defining teacher

standards

Page 28: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

School evaluation

System evaluation

Student assessment

Suggested next steps (3): Increase the reliability of national assessments

Make the existing tests more reliable

• Initial teacher training

• Professional development• Systematic moderation

Make the existing tests more reliable

• Initial teacher training

• Professional development• Systematic moderation

Consider adaptations in test design

“complex assessments”

Consider adaptations in test design

“complex assessments”

Consider developing a national

monitoring sample survey

Consider developing a national

monitoring sample survey

Teacher appraisal

Page 29: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Increase reliability of national assessmentsCountry Examples?

New Zealand: The National Education

Monitoring Project

Denmark:Computer-based

assessments provide rapid feedback

Queensland, Australia:Moderated

internal assessments

Page 30: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

School evaluation

Self evaluationMunicipal evaluation

Inspections

System evaluation

Student assessment

Suggested next steps (4): Further develop internal and external school evaluation

Maintain and reinforce the

improvement focus

Maintain and reinforce the

improvement focus

Learn from successful schools

across SwedenTo identify these, need to develop reliable national

assessment system

Learn from successful schools

across SwedenTo identify these, need to develop reliable national

assessment system

Continue to refine quality indicators for

school evaluation

Continue to refine quality indicators for

school evaluationTeacher appraisal

Further strengthen schools’ self evaluation capacities

Provide additional training resources Continue to focus

inspections on this aspect

Further strengthen schools’ self evaluation capacities

Provide additional training resources Continue to focus

inspections on this aspect

Page 31: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

School evaluationCountry Examples?

Hong KongLearning from innovating

schools

New Zealand:collaborative

school evaluation model

Scotland:Web-based resources for

school self-evaluation, basedon the Inspectorate’s Evaluation framework

Page 32: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

School evaluation

System evaluation

MunicipalCentral

Student assessment

Suggested next steps (5): Strengthen education system monitoring and mobilise existing data

Further build evaluation capacity

at central and municipal levels

- Knowledge management nationally

- Capacity building at the municipal level

Further build evaluation capacity

at central and municipal levels

- Knowledge management nationally

- Capacity building at the municipal level

Improve mobilisation of existing

information

Improve mobilisation of existing

information

Explore ways to more reliably

monitor education outcomes at the

system level

Explore ways to more reliably

monitor education outcomes at the

system level

Teacher appraisal

Page 33: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Pointers for policy development– Map out overall framework – Include missing components (esp. teacher appraisal)– Ensure articulation between components (e.g. teacher appraisal and

school evaluation; school self-evaluation and external evaluation)– Increase reliability of national assessment system – Further develop internal and external school evaluation– Strengthen national system monitoring

To conclude: completing the evaluation and assessment framework

Page 34: OECD Reviews of Evaluation and Assessment in Education: SWEDEN - Stockholm – 7 December  2011

Image: dan / FreeDigitalPhotos.net

Thank you!

[email protected]

www.oecd.org/edu/evaluationpolicy