john g heyburn ii financial disclosure report for 2010

8/3/2019 John G Heyburn II Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0R e p o r t Required by the E t h l e s

in Goven~cent Act of!978(5 U.S.C. app. ~ 101.111)

I . P e ~ R e p o r t i n g ( L ~ t r , ~ m e , f ~ . t . m i d d l e i a i t i ~ l )H E Y B U R N If, JOHN G.

4 . T i t l e ( A r t i c l e I I I j ~ g e s i n d i c a t e m a i v c o r s c ~ i o r s t a r e s ;t m g i s t r a c e j u ~ g ~ i n d i ~ t e f u l l - o r p ~ r t - r i m c )

D i . ~ ic t C o t ~ b u l g e ( A c t iv e )

7. ~t~,mber~ or Offke Addr~239 U.S. Co~r thou~eLo~isv~|lc . KY 40202

U.S.D.C,K.F~NCTUCKY W E S T E R NR e p o r t T y p e ( c h c c . k ~ p p . , o p d a t ~ ~ 9

[ ] I n i t i a l [] Ann~l ] Fins!

3. D a t e nf Rcp0~to 3 / 2 8 r 2 o i i

6 . R e p o r t l a g P e r i o dOl/0Ii20t0

to12.r ] U2010

modllgations pertaining therelo, I t L% tn m y ~ ln l on , In o mpFmacewith applicable laws amJ regnindon~

I M P O R T A N T N O T E S : 7~e instructions ac,-o,,,pan.vin~ thh foem muff be follmctd. Complete ,,11 pat,re,cl~ecking the NONE box for each part whe re .Vou hart no reportable infortrmtion. Sign on iast page.

I . POSITIONS. m , .m ~ ,~ ~ ,~ . , , ~[~ N O N E ( N o repor~ableposifiom.)

POSITION NAME OF ORGANIZATION/ENTITY]o

2 ,

3~

I I . A G R E E M E N T S . e ~ , , ~ ~ , ,~ e , ,, a ,, ~ , ; ,, ~ , ~ . u.~r~ * f f d i r ~ u ~ r ~ , f f o n t )1~ N O N E ( N o reportable agreements.)

PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 9 | ]E YB U R N I I , JO H N G . 03t2g/2011

Ill. NON-INVESTMENT INCOME. ~s,~,,,~,,tA. Fliers Non-lnvestment Income~] NO N E ( N o reportable non-investment income)

~ SOURCE AND TYPE

B . Sp o n s e $ N o n - l n v e st m e n t I n c o m e - O J* . , m ~ ~ , ~ , ~ d(Dollar antotmt not rrquirat ~xc*p: for I:~moraria.)

D N O N E ( N o reporlable non-investment income.)

L 12/15/102.3.4.

S O U R C E A N D T X P _ E _No , on Heal th:m, lee . - D~ e~to~s F~ e

I V . R E IM B U R SE M E N T S -(l~c~ud~ ~ M ~pov~ amt ~j~nd~nt c~fl~en: ~ea pp. 25--27 ~]fillng Iratrm~r~.)

,~ N O N E (N o reportable reimbursements.)S O U R C E ~ K I ) C A T . I _ ~ .

1. Natio~ml Con/ren~ on C l a s s October 1 3-14,2010 C h i c m g o , 1 L. ~ iO m (A m . Bar A ssoc .} SymposiumIT EM S PA ID O R PR O VIDEI~T r a n s p . o r ta t io n . R o o m ~ M e a l s

2. Ontario Bar Assoc. Nov . 30-Dec , I . 2010 Toronto , Canada Symposium Speaker Tra~on. Room and Meals3. A m . Conf. lnsL D ecem ber 7-9, 2010 N ew Y o r k , N Y S ym po sium Sp eak er T nm spo rtatiou, R oo m aad M eals4.


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FINANCIAL DISCLOSURE REPORTPage 3 of 9

I.

D~tt of Rtport03/28/2011

N O N E ( N o reportable liabilities,)

!. Capital On e Visa2.

3.4.

5.

Credit Card


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FINANCIAL DISCLOSURE REPORT"Page 4 of 9 H E YB U R N i i , JO H N G .

Date of Report03/28/201 !

N O N E (No reportable income, msets, or transoctiotxs.)

Co~ 2 M e d ~ e dO - P ) Code 3

, (Q-w)

O) Idemity of{ i f p d v a ~ e

D Divi&~!C Dividend

3. HILI .JARD LYON S TRUSTEE(IRA) Dividend

4. | t i l l i=d-Lyo~ Goct Fd.

6. Chevron

L TK T

7. Exxon Mobil L T

1 0 .

II.

1 2 .

1 3 .

14 .

G r o w t h F d . Of Amcr ica M

IIILL!ARD LYONS TR,USTEE OP.A)-~I! Di~d-Lyon Gov tNew W orld Fd .

Div idend N TL T Bu~ ~

Capital Income Bkh. F d .

Hil lia rd Lyo~ Grow th Fd

.Bond Fd of America

L T

L

Bu y 6 / 2 _ 5 L

Sold 6/25 M

O T H E R I N V E S T M E N T S

D

Amazon A Dividrnd 1 T Bu y " 9/20 J

1 6 . Americ ,~ Tower Corp A Divi~nd J TIZ Apple Inc, A Dividend K T


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FINANCIAL DISCLOSURE REPORTPage 5 o f 9 Inme of P erson ReportingHEYBURN II , JOl lN G. 03t2g/2011N O N E ( N o reportable income, assets, or transactions.)

(I) IC~eli ~v.,r~ C~2

~ M~

i~ . ~h~ H~way A Divld~ M T

d u r i n g r ~ p o r t in g p e ~ . o d

(I )T y p e ( e . g .,

19 . Brittol M ytn .~lu~bb C IMvi&ml L T I"~ 0. B ro wn Fo rm an In c. A Dividend L T

6/25/ J C

~1. Ch~,rroa Corp. B Dividend M T

22 . Clorox Co. A Dividend L T

23 , Colgat~ Palmoliv* A Dividend

24 . ~ostco A Dfvidcnd K T Bu y 9/20/

25 . Disney Co. A Dividend

2 6 . Eme rs on E le c ~c C o . A DividendK T

27 . Exxon Mobi l B Dividend28 . Gen~l Elect r ic Co. B Dividcnd ~ 9 . GlaxcoSmithKlin~ PL C li [] A Dividend30 . Goldman Sachs A Dividend

L TK TJ T

(P~)(part)

6/251 L F12/7/ K B

"~1~ Growth Fcl Of Am er ica A Dividend L32 . Hilliard Lyons Grow th B Dividend K T

33 . Home D epot Irlc. A Dividend K T Sold 4/21 K C34 . Johixgon and Johnson A Dividend M T Sold ! 1/30 K D( p a r t )


6/9

FINANCIAL DISCLOSURE REPORTPage 6 of 9 HEYBURN I f , JOHN G.D a t e o f R e p o c t

03/2~2011

VII. INVESTMENTS and TRUSTSN O N E ( N o reportable income, assets, or transactions.)

( i e ~ l m l l n g I r a ~ ZIm:ome ~rir*g

relmrting periodo ~ n t T y p e (e.g.! d i v ~ r e n t ,. I - l ) ~ ~ t .)

35 . Kimborly-ClaA Co~p A Dividend

36 . MeO tronic Inc . A Dividend

Sold i 1/30

Sold 6 /24/KJ

37 . Merck a~d Co . A Dividend K T S O M

" 3 & Microsoft A Dividend M T ~ld

39 . M~ys A Divide~ Sold

"~ . P~ico A Divide~ J T

12/7/

6 /24/

6/24/

41 . Powe~ hare* Globa l Exch. A Divich:nd Sold 9/28/ K_42 . Proctor & Gambill B Dividend L T Sold ! 1/30 K~ 3 . Schk~betgrr ttd~[~ A Dividend L T

D

C

C

D

D

44 . US W it less Online , Inc , A Dividend .I T45 . Wa]g~m Company A Dividend K T Sold 3/15/ J C46 . ~ R U S T - 01gH Tr:) D Dividend M T4 7 , B a i r d B o n d F u n d4 S ~ Bla~krock Fd.

49 . Gea.Elect.

5 i. JP Morgan Co~


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FINANCIAL DISCLOSURE REPORTPage 7 o f 9

N a m e ol Person Reportlagl lEYB U R N i i, J OHN G. 03/28/201 !

NONE (No reportable income, assets, or transactions.)

P I ~ : " ( X ) " a A e rc x ~ m p ( f r o m p r io r

(3 ) ( 4 ) (~ 1

52 . T R U S T (MPS Non.exempt Tr . ) - ArmandaMoney J~lkt.Fd.53 . Ky. Tax Exempt Money Fd

54 . B P P L C A D R

Dividend M T

Sold 5113/

55 . Coca Cola Co

5 6 , Gen ia l Elec tr ic57 . GlaxoS mithK-line P L~

" 5 8 . Honeywell Intl.

Sold 6 /24/

59 . Johnson & Johnson6 0, M cG ra w-H ill C o ,

6 I. Nokia Corp. 6 / 2 4 162 . l~x~tor & Gamble Sold 6/24!

6 3 . S c h l u m b e r g e t L t d .

6 4 . T ~ x a s I n s t r o m c n t s S o l d 6/241.4

65 . ING ReliaStarlns.Co. Uaiversal LifePolicy N V

6 6 , MONY Whole Life


8/9

FINANCIAL DISCLOSURE REPORTPage 8 o f 9 I~ m e o f Pec ~ a ~VI I I . A D D IT I O NA L I NF O R MAT I O N O R EXP LA NAT I O N S .

| ,

N O T E l - T h e I . S . T r u s t a n d t h e F . F . S . T r u s t a r e t r u s t s u n d e r w h i c h I a m n o t a d i r e c t i n c o m e o r p r i n c i p a l b e n e f i c i a r y . I a m n o t a t r u s t e e a n d h a v e n o c o n t r o l o v e rthe invcstmen~. I receive incomc by a~signmcnt~ ! do not read or review any records of investments and h~ve ]ittl~ Imowledg of them. -Consequently, I do not believc that the individual invesm~ent~ within the trust create a confiic~ or are necessosy to I~ reported.


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FINANCIAL DISCLOSURE REPORTPage 9 of 9 IIEYBURN If, JOIIN G.IX. CERTIFICATION.

I ce r t i fy that a l l Informat ion g iveu above ( including lnformat io~ per ta inLng to my spouse and m inor or dependent cbU dren , I f any) [ saccurate , true , and comp le te to the bes t of my kno wledge and be l ie f , and that any informat ion not r epor ted w as withhe ld because I t met ,ppl lcable x ta tutorypra~ts ions perm it ting no n-disclosure .] fu r ther ~er f i fy tha t ea rned Incom e f rom outs ide em ployme nt and honorar ia and the aeceptsnce of gi f~ which have been repor ted a re ineompf ian~e w Rb t be provis ion~ o f 5 U.S .C. app. 501 e t . s eq ., 5 U.S .C. 735~ and Judicial Conference regul , flons .

N O T E : A N Y I N D I V I D U A L W H O K ~ O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F A I L S T O F I L E T H I S RE P O R T M A Y B E S U B JE C T T O C I V I LA N D C RI MI N A L SA N C I~ O N S ( 5 U .S .C . a pp . 1 04)

FILING INSTRUCTIONSM ail signed original and3 addit ional copies to :

Com mit tee on F inancia l Disc losureAdministrat ive Office of the United States CourtsSuite 2-301Oae Co lumbus Circle , N.E,W ashington, D,C. 20544

john g heyburn ii financial disclosure report for 2010

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