john g heyburn ii financial disclosure report for 2009

8/3/2019 John G Heyburn II Financial Disclosure Report for 2009

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Dla~ 21 2010 3:26PM HP LRSERJET FR I I p. 1

A M E N O M E N TUNITED STATES DISTRICT COURT

WESTERN DISTRICT OF KENlUCKYCHAMBERS OF UNITED STATE~ COURTHOUSEJOEN G. l tEYBURN H L O U | S V / L L E , K Y 4 0 2 8 2UNFrED STAFF_,S DISTRICT JUDGE (502) 625-3620I

May 21, 2010

Mr. George ReynoldsAdministrative Office of the U.S. CourtsThurgood Marshall Federal Judiciary_ BuildingOne Columbus Circle, N.W.Room 2-323Washington, DC 20544

Re: Self-Initiated Amendment to 2009 Financial Disclosure ReportDear Mr. Reynolds:

Please consider this letter as a self-initiated amendment to my 2009 Financial DisclosureReport. I would ask that this letter and the amendment contained in it be made a part of my 2009report for disclosure purposes.

My 2009 Financial Disclosure Report (Section VII, line 65) shows that a trust, designatedMPS Trust, contained assets described as BP PLC ADR as of J,muary 1, 2010. On May 13,2010, the entirety of my interest in BP PLC ADR were sold from that account.

Thank for your altention to this matter.Sincerely,


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A 0 1 0 ] FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b ) " t h e E t h i c sin Govet~ment Act o19781/2010 FOR CALENDAR YEAR 2009 (5 u.s.c, app. . 10-1-111)1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date o f ReportHEYBURN I1, JOHN G. U.S D.C K_ENT/CKY WESTERN 04/2912010

4. Title (Arlicle ]ll judges indicate active or senior slams: 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate fall- or part-tlme)] Nomir.~.tlon, Date 01/01/2009DisrfictCclurtJudge(Aetive) [] Initial ~] A .... I [] Fm,fl to12/31/2009

I 5b. [] Amended Report7. Chalnbers or Office Address [ 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance239 U.S. Courthouse with applicable I~v~s and regulations.Louisvi l le , KY 4 0202

Re~iewing Officer Date

I M P O R T A N T N O T E S : Ihe instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

1 . P O S I T I O N S . (lCeportinf individual #nly; seepp. 9-13 of filin. in.tructions.)~ NONE (No reportablepositions.)

POSITION NAM E OF ORGANIEATION[ENTITY1. Trustee Charitable Foundation- H

~ NONE (Nb reportable agreements.) :"D ATE PARTIES A ND TERM S

I.


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FINANCIAL DISCLOSURE REPORT N .... [P .....Reporting Dat~.ofRep0rlPage 2 of 1 0 HEYBURN II, J O H N G . 0 4 , 2 9 7 2 0 1 0

111. NON-INVESTMENT INCOM E. cswo-i.gA. Filers Non-lnvestment Income

NONE (No reportable non-investment income.)!)ATE SOURCE AND TY P E INCOME( y o u r s , n o t s p o u s e s )

I.2,3.4.

B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - if yoa weft married during an)portion of the rtporting ),ar, complete this section.(Dol lar c~rnount not required except for honoraria)[-~ N O N E (No reportable non-investment income.)

DAT~ SOURCE AND TYPEI.2.3.

IV . R E I M B U R S E M E N T S -r~,,,,s~, .... t o n , t o U g ~ m g , ~ o o ~ , . . . .. . i .... ~(Includes tho~e to ~7~mre and depcndent children s*~ pp 25-27 of filinq instructtot~.)

---] N O N E (No reportable reimbursements.)~_QURCE DA TES LOCATION PURPOSE. ITEMS PAID OR PROVIDED

1. Louisiana State Bar October 16, 2009 New Orleans, L A Symposium SpeakerAssociation2.3.4.

5.


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FINANCIAL DISCLOSURE REPORT .~ .... of Person Repor,lng D a , e o f R e p o t ,Page 3 of 1 0 H~V~UR.~ n, JO~ C. 0 4 / 2 9 i 2 0 ~ 0

[~ N O N E ~ o repor tab leSO U RCE D ESCRIPTIO N VALUE

1.2.3,4.5.

V I . L I A B 1 L I T I E S . a , , ~ , d ~ , ~ o ~ , o / . ,r o . . . .. a dependent chi ldren; see p p . 3 2 - 3 3 of f i l ing ins truct ior t~ . ,l[~] NONE (No reportable liabilities.)

CREDITOR D ESCRIPTIO N V A LUE C OD EI. Capital Onc Visa Credit Card J2.3.4.5.


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FINANCIAL DISCLOSURE REPORT I ,~ ..... r~. ,o~ ~po.i~Page 4 of 10 [ nEvmJR~ m JO~N ~.VI 1. I N V E S T M E N T S a n d T R U S T S - i .......... ~,,,, ~ .......ons (lncludtx thosr ,sp ...... d depe~tnt chi ldren; , r~pp. 34-60 of f i l ing ins t ruc , ,~ i . )

NONE ~o reportable income, assets, or transactions.)

of A~e~ [ I ...... d~ing I G ...... lue at end T, ..... ions d~ng r~ing p~odescription~cluding trust ~sets) [ reporting pefi~ ~ ofrepoaing

I. I.S. Trust D Dividend

2. F.F.S. Trust C DividendHILLIARD LYONS 2RUSTEE(IK) D Dividend N V

4. Hilliard-Lyon Govt Fd. L "F

5. Banco Bilbao Vizcaya Sold 03,,25/09 J B

6. ~r~hire Hathaway-B L T

7. Chevron K T

8. Exxon Mobil L T

9. Growth Fd. Of Amcfica M T

10. HILL1ARD LYONS TRUSTEE D Dividend N T(lRA)-tlilliard-Lyon Govt Fd.1 i. 1Oa. Growth Fd. of Amcrica Sold 3/25/09 bl E

12. Inve~t.Co.of Am. Sold 3/25i09 L E"~3. Smallcap Wld.Fd. Sold 3/25,09 L Ei4 ~ Hiltiard Lyons Growth Fd M T Bu y 3/25i09 M

15. Bond Fd of Am~ic~ M T Buy M16 . O~R IN~ESTMgNTS "

17. Hill ia~d-Lyon G ovt ~d. B Dividend ~ T


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FINANCIAL DISCLOSURE REPORT , ~ . . . . o t r , . . . . ~ + o o r ~ . ~Page 5 of 1 0 n~v~um ~ n,~on~ ~. [

0 4 , ~ 9 / z m 0

NONE (,~ reportable income, t~sets, or transactions.)

[ DescnptioaefAsse~ / I ..... d~tng [ G ...... lue atend{~cludingtmstas~ts) [ re~ingpefod A ofrep~ingpefiod ;Place "(X)" +l~ ..... ha.et ~mo~t~ Type(eg.+ Vai~ l Value I Type(e,g., Date V~ ~ Gain [ Identityof

1 8. Aragon A Di~dend J T

1 9 . American Tower Corp A Dividend J T2 0 . Apple Inc. A Dividend K T

2 1 . Berkshire 1 tathaway A Divid~:nd M T Sold 6 1 2 5 / 0 9 J B2 2 . Bristol Myers Squibb C Dividcnd L T

2 3 . BrownForman Inc. A Dividend L "1"2 4 . Chevron Corp. B Dividend M T

Citadel Broadcasting /" A Dividend Sold 3]9/09 J2 6 . Clorox Co. A Dividend L T2 7 . Colgate Pahnolive A Dividcnd L T2 8 . Co~tco A Dividend K

1 2 9 . Daktronics. Inc. A Dividend Sold 8 / 2 0 1 0 9 J B3 0 . Disney Co. A Dividend K T3 1 . Ebay Inc. sold 3/9/09

3 2 . Emerson Electric Co I" A Dividend J T 3 3 . Exxon Mobil B Dividend M T

3 4 . General Electric Co. B Di~,idend L T Sold 12/21/09


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F I N A N C IA L D IS C L O S U R E R E P O R T ~ . , e o f ~ e . . . . ~ p o r . o . ~ ~ ) ~ t ~ o f f e r o r ,Page 6 of 1 0 HEYB U R N 1 1 , J O H N G. 0 4 / 2 9 1 2 0 1 0

VII. I N V E S T M E N T S a n d T R U S T S - i .......... t,,, ,, ...... no,, a,,.~,~,,,~o,oNONE ~ reportable income, assets, or ~ansactions.)

, B C. [ D.~p~o~; of As~e~ ~ Income d~ing G r o s s ~ a h ~ a l e n d(inctu~ng m~t ~s~s) r e p o s i n g p e r i o d ofrepo~g ~6od m ~ m ~ o ~/ ~F ....... ~3~ -~~ ......... ~ .......e x e m p t ~ o m p r io r d i sc l o s ~ e C o d e 1 d i v . r e n t , C~e 2 Meth~ ] b u y , s e l l . : m n ~ d & , ~ C ~ t e 2 C~e 1 b u y e r / s e l l e ri (A-It) ~ o t ~ t . ) { J - P ) C~e 3 ] r c d ~ n p f i o n ) ~ ( 3 - P ) ( A - H ) { i f p r i v a t e

3 5 . Gl~xcoSmithKline PLC* (~ A Divided K T3 6 . Goldman Sachs A Dividend J T

! 3 7 . Growth Fd. Of Amcrica A Dividend L T3 8 . Hillia~-d L yons Growth B Dividend K T3 9 . Horne Depot Inc. A Dividend K "i"

" ~ 0 . Johnson and Johnson A Dividend M "I"4 1 . Kimberly-Clark Corp A Dividend K T4 2 . McGmw-HillCos. A Dividend Sold 1 2 / 1 9 / 0 9 K C

4 3 . Mcdtroni Inc. A Dividend K T4 4 . Merck and Co. A Dividend K T4 5 . Microsofl A Dividend M T Sold 3/9/09 J A46 . Moody$ A Dividend K T4 7 . Pepsico A Di, idend l T Bu y 3/9/09 J

" 4 8 . Powcrshares Global Exch. A Dividend K T Buy 6/I/09 K

4 9 . Proctor & Gambill B Dividend M T5 0 . Schlumbdrgcr Ltd (W ) A Di,idend L T5 1 . Starbu,,:ks Corp. A Dividend Sold 3/9/09 K B


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FINANCIAL DISCLOSURE REPORT N .... lrPe .... Reporiing [ Date olRepor!Page 7 of 1 0 I1EYBURN II, JOHN G. I0 4 / 2 9 / 2 0 1 0

VII. INVESTMENTS and TRUSTS - i .......... i.e. transactivns "lnclud~ those of sp ......d depgMent children; see pp. 34-~ of ]~ling i~.uclion.~)NONE ~o reportable income. ~sets, or transactions.)

Des~p~ion of Asse~ Income d~ng(mclu~ng t~ assets) r~oning pc~ ! of re~rtmg pc6~ ~ . .

Place"(X)" after each asset Amour T~e(e.g., Value [ V~ue T~ (e.g., [ Date ] Value ! Gain Identity of

I 5 2 . SY Ba~ Co~. A Dividend Sold 3/24/09 K B

5 3 . US W ireless Online, lnc. A Dividend J T5 4 . Walgreen Comply A Divklend K T5 5 . Wyeth, fo~erly Amer.~ome Prod. C Dividend Sold 1 2 / 1 4 , 0 9 L D5 6 . Zimmer Hldgs A Dividend Sold 1 2 / 1 4 / 0 9 K C5 7 . TRUST- (HRH Tr.) D Dividend N T5 8 . Bai~ BondFuad5 9 . Blzc~ock Fd.

" ~ 0 . Gen.Elect. 6 1 . lshares6 2 . JP Morgan Co.6 3 . TRUST (MPS Tr.)- Armanda Moncy D Dividend N TMkt.Fd.6 4 . Ky. Tax Exempt Money Fd

65. BP PLC ADR ""

6 6 . Coca Cola Co

6 7 . G e n e ra l E le ct r ic

6 8 . G l a x o S m i th K l i n e


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FI N A N C I A L D I S C L O S U R E REPORTPage 8 of 10 0 4 / 2 9 / 2 0 1 0V 11. INVESTMENTS and TRUSTS - in ....... I . , , tr ....."l ions (Includes those o fsp . . . . . nd d .penden t ch i ldren; s e . pp . 34-6~ o f f i l lng i t ts lruc t ions . )

I~ N O N E (No reportable income, assets, or transactions.)A. I B. C. D.

Dc~wiption of Assets l a c o ~ : u e d t : . ri n g i Gross value at end Tree, sections dunng reporting period(including tnzst assets,) ; reporting period [ of reporting period

~---" .......... ~" " O) .....Place "IX)" af~r each as.set Amount Type (e.g.,~ Value Value Ty~ (e,g., Date~/ Value~l Gain lder, tity ofexempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, m n dd d~ y C od e 2 J Co de 1 i buyer/sellerIA-tl) or int.) (J-P) Code 3 redemp~on) (J-P) i (A-H) (ifprivale

i (Q-W) i tr~sac fion)

69 . Honeywell Intl.

70 . Johnson&Johnson

7 1 . McGraw-tiill Co.7 2 . Nokia Corp.

!73. Proctor&Gamble7 4 . Schlumberger Ltd.7 5 . Texas Instruments

7 6 . CHARITABLE FOUNDATION - (JGH Fd. C Dividcnd7 7 . 73a. I Iilliard Lyons Growth Sold 5 / 2 0 1 0 9 J A7 8 . ING ReliaSt,n" las.Co. Univcrsal 1,ire Policy N V7 9 . MONY W hole Life K V


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F I N A N C IA L D IS C L O S U R E R E P O R T [ N ....I" P ......Repor ling [ Dale o f I~p0r!Page 9 of 10|1 H E Y BU R . N II, . 1 OIIN G . [

04/29/2010

V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S .


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F I N A N C IA L D IS C L O S U R E R E P O R T [N ..... .... I Da,eo ,.epo.Page 10 o f 10

[ H E Y B U R N I f, J O H N G . [0 4 . t 2 9 / 2 0 1 0

I X . C ER TI F I C A TI O N .I certify that all information given above (including information pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and complete to the best of m y know ledge and belief, and that any information not reported was w ithheld because it tact applicable statutoryprovisions permitting non-disclosure.1 further certify that earned income from outside employm ent and honoraria and the ac ceptance of gifts vchich have been reported are incompliance with the provisions of 5 U.S.C. app. 50 1 ct. seq., 5 U.SoC. 735 3, and Judicial Conference regulations.

Signa

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY .4~ND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRIIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies ~o:

Committee on Financial DisclosureAdministrative Office of the Uniled States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

john g heyburn ii financial disclosure report for 2009

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