john f walter financial disclosure report for 2010

8/3/2019 John F Walter Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/john-f-walter-financial-disclosure-report-for-2010 1/8

AO I01/2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Governmen t Ac t o f l978(5 U.S .C app. §§ I01-111)

I . Per~ n R epor t i ng ( l ~ s t name, I i r~ t , m i ddl e In i t i a l ) : L C o u r ~ o r O r g a m l z a f l o n ] . D a t e o f R e p o r ~

W a h e ~ , J o h n F . U . S . D i s t r ic l C o u ~ L C D - C A 05/ 13/ 201 I

5a , Repot s Type (c he~ k appropr i a t e t yge). T I ~ ( A r ~ k l e I I I Judge~ Indk’~ t e ac t i ve or s~ mi orm a g i s t ra t e j ~ g ~ s i a d i c a u : f u l l - o r p a r t - ti m e )

U . S . D i s t r i c t J u d g e - A c t i v e

U.S. Dist r ic t Cour t3 1 2 N . Spr ing S t .Lo s A n g e l e s , C A 90 0 1 2

] N o m i n a t i o n , O a I ¢

[] Initial [] Annual [] F i n a l

Sb. ~] Amended R ~ p o r l

O n ~ b a s ~ o [ t h e i n f o m a f l o n c o n t a l .~ I n t ~ s R e p o ~ a n d a n y

m ~ i F K a t l o ~ p e ~ a l n i u g t h e r ~ o , it i k I n m y o ~ n ~ n , I n ¢ e m p l i a n c e

with appl~ble l a~ and rqula( ion~

6 . R e p o r t i n g P e m d

0 1 /0 1 / ’ 2 0 1 0

to

12/ 31/ ’2010

R e v i e w i n g O f f i ce r D a t e

I M P O R T A N T N O T E S : me instructions accompanying this form mast be followecL Complete all par~,

checMn g the NONE box for each part where you have no reportable in format ion . S ign on las tpag , ,

N O N E ( N o r e por t a b l e po s i t ion s . )

P O S I T I O N N A M E O F O R G A N I Z A T I ON / E N T I T Y

3.

4.

5.

I I. A G R E E M E N T S . m~.~g ~ . . ~ o . ~ : ~ , , p ~ ,- ~ of ~.~ in.n~ctioat)

~] N O N E ( N o r e p o r t a b l e a g re e m e n t s , )

D A T E . P A R T I E S A N D T E R M S



FINANCIAL DISCLOSURE R EPORT

o f 8

I11. N O N - I N V E S T M E N T I N C O M E . ~ R , ~ ,, ~ ,t

A. Flier’s N o n - I n v e s tm e n t I n c o m e

~-] N O N E non-im,e~tment income.)o r e por ta b l e

D A T E SOURCE AND TYPE

2.

3,

4.

B . S p o u s e ’ s N o n - l n v e s t m e n t I n c o m e - lf .t.ou were marri¢~ during any portion of lhe repordng year, complete thit section.

(Dol lar amoun t not requi red excep t f or hono~rio . )

[~ N O N E ( N o r e p o r t a b l e n o n - i n v e s tm e n t i n c o m e . )

D A T E SO U R C E A N D T Y PE

I.

2.

3.

4.

D a t e o r ’ R e p o r t

05/I 3/2011

I N C O M E( y o u r s , n o t s p o u s e ’ s )

IV. REIMBU RSEM ENTS -(Im:ludes those to spouse and depen dent children; see pp. 23- 2 7 of fi ling ir~tructions. )

[~] N O N E ( N o r e p o r t a b l e r e i m b u r s e m e n t s . )

2.

3.

4.

5.

S O U R C E D A T E S L O C A T I O N PURPOSE ITEMS PAID OR. PROVIDED




of 8

N a m e a | P e r ~ o m R e p o r t in g

Wa lter , John F.

D a t e o f R e p o r ~

05/13/201 I

[] NONE (No reportable gifts.)

S O U R C E D E S C R I P T I O N

I.

2.

3.

4.

5.

VALUE

~-] N O N E (No reportable liabilities.)

CI~DITOR D E S C R I P T I O N

I.

2.

3.

4.

5 .

VALUECODE



FINANCIAL DISCLOSURE REPOR T

o f 8

N O N E ( N o reportable income, assets , or transact ions.)

2.

3.

4.

5 .

6,

7.

8.

9.

~ 3.

1 4 .

1 5 .

1 7 .

A. B. C.

D e s c T i p f i o n o f A e , s ~ s Income during G ro s s v a ] u ~ a t t : m : l

( i n c l u d in g m m a . s s c .t s ) r ~ o r t i a g i x r k ~ o f r e p o r t i n g p e r i o d

(i) (2) (I) (2)

Pla¢~ "(X)" afte* each asset

e x e m ~ from I~ior disclosure

Tnm~t iom d u n n g r e p o r t i n g

(I) (2) (3) (4)

A m o u r T y p e (e.g., V~lue Va l u e

C o d e I d i v ~ n m t , CoO¢ 2 M e t ho d

( A - H ) o r i n t . ) C o d e 3

(Q.W)

Ty ~ (e.g~ D a t e Valu~ Gain

b,~,, ~ll, m m /d d/yy C od e 2 Code 1

r e d e m p t i o n ) (J.P) (A.H)

(~ )

Idemity o f

( i f p f i v z l c

I . Income G a in C od¢~ A " ,~ 1 .0 ~0 or ~ B ~S I ,OOI - S2.500 C " S 2 . 5 0 1 - 55,000 D "$5 , 0~1 - $1 5 . 000

( . ~ e C o l m n m B I Z ~KI D 4 ) F - $ 5 0 . 0 0 ! - $ 1 0 0 . 0 0 0 G = $ 1 0 0 , 0 0 1 - $ 1 . 0 0 0 . 0 0 0 HI =$1.000 ,ODI - $$.000 .000 ~ - M o r e t l m a $ 5 . 0 0 0 , 0 0 0

2. Vth~ ~ J -$15.000 o¢

( S e ¢ C 0 h m m . t C I t a x i D ~ ) N =$2~.001. $500.000 O -$5 00 ,0 01 - $1 ,0 00 .0 00 p i =$ i .o 00 .0 01 . $ ~ .0 00 .0 00 P 2 . , $ 5 . OOO.O~ I - $25. C00. 00 0

E "$15 . 001 - $ ~ 0 , 0 0 0



F I N A N C I A L D I SC LOS U R E R EP O R T

P a g e 5 o f 8 [am ¢ of P ers on Repor t i n g

Walter , John F.

D a t e o f R e l m r t

0 5 / I 3 / 2 0 1 1

V l l . I N V E ST M E N T S a n d T R U S T S

N O N E (No reportable income, assets, or transactions.)

D c s c r l p t l o n o f A s s e t s I n c o r r ~ d u r i n g

( i n c l u d i n g m ~ s t a s s e t s ) r e p o r t i n g i x ’ r i n d

(I) (2)

P l ac c "(X)" af t e r each a s s e t A m o u n t Ty’~ (e . g . ,

e x e m p t f r o m p r i o ~ d i s c l o s u r e C o d e I d iv . , r cnk( A - H ) or i n l . )

2 0 .

24 .

~ 6 .

2 7 .

2 8 .

~ 9 .

3 2 .

G r o s s v a l u e a t ~ n d

o f r e p o r t i n g p e r i o d

(i) (2)

Value Valu~

C O d ~ 2 Me t h od

( J - P ) C o d e 3

(Q-W)

(t )

"ryl~ (~..

redemp t i on)

T r a n s a c t io n s d m a n g r ~ p o r t i n g p e r i o d

( 2 ) ( 3 ) ( 4 ) (5)

D a t e V a l u e Gain I den t i t y o f

mm/dd/yy COd~ 2 Code i b u y c r l . ~ l l e r

( J - P ) (A-H) ( i f p r i v a t e

m m s a c t i o n )




o f 8

Name of P e r s o n R e p o r t i n g

W il ier , John F.

D a t e o f R e p o r t

0 5 1 | 3 1 2 0 1 I

V i i . I N V E S T M E N T S a n d T R U S T S

N O N E ( N o reportable income, assets, or transactions.)

T y p e l e . g .,

b uy,

r e d e m p t i o n )

T n m s a c f i o n s du~i ng r ~: po r l i ng pe r i od

(2) (3) (4)

Date V a l u e Gain I d c m i t y o f

r m W d d / y y C o d ~ 2 C o d e I buy er / s e l l e r

( J - P ) (A-H) ( i f pr iva te



F I N A N C I A L D I S C L OS U R E R E P O R T

P a g e 7 o f 8

Nim¢ o f Per~m R~r~ la~

W a i t e r , J o h n I ~ .

D a l e o f R e p o r ~

05/I 3/2011

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I ON S .




P a g e 8 o f 8

IX. CERTIFICATION.

Na me o f P e r so n Re p o r t in g

W a l t e r , J o h n F .

I c e r t i f y t h a t a l l I n f o rm a t io n g ive n a b o ve ( In c lu d in g i n f o rm a t io n p e r t a in in g tQ m y s p o u s e a n d m in o r o r d e p e n d e n t c h i l d r e n , i f a n y ) I sa c c u ra t e , t ru e , a n d c o m p le t e t o t h e b e s t o f m y " kn o wle d g e a n d b e l i e f , a n d th a t a n y i n f o rm a t io n n o t r e p o r t e d wa s wi th h e ld b e c a u s e i t m e t a p p l i c a b l e s t a t n | o ry

p ro v i s i o n s p e rm i t t i n g n o n - d i s c lo s u re .

! fu r th e r c e r t i fy t h a t e a rn e d i n c o m e f ro m o u t s id e e m p lo ym e n t a n d h o n o ra r i a a n d th e a c c e p t a n c e o f g i ft s wh ic h h a ve b e e n r e p o r t e d a r e Inc o m p l i a n c e wi th t h e p ro v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . $ e q . , 5 U . S . C . § 7 3 5 3 , a n d J u d ic i a l C o n f e re n c e r e g u la t i o n s .

Signa ture : S / J ohn F . W a l t e r

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y FA L S I F I E S OR F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I I V l IN A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s c lo s u r eA d m i n i s la - a t i v e O ff ic e o f t h e U n i t e d S t a t e s C o u r t s

S u i l e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D .C . 2 0 5 4 4

john f walter financial disclosure report for 2010

Documents