david f hamilton financial disclosure report for 2010

8/3/2019 David F Hamilton Financial Disclosure Report for 2010

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AO 10Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)

I. Person Reporting (last name, first, middle initial)

Hamilton, David F.

4. Title (Article Ill judges indicate active or senior status;magistrate judges indicate full- or part-time)

2. Court or Organization

USCA - Seventh Circuit

5a. Report Type (check appropriate type)

] Nomination, D a t e

Active Circuit Judge

7. Chamber~ or O ffice Address

21 I South Indiana AvenueSuite 219Bloomington, Indiana 47405

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it Is, In my opinion, in compliances~th applicable laws and regulations.

Re,dessing Officer Date

3. Date ofR e p o r t

05/12/201 I

6. Reporting Period

01/01/2010to

12/31/2010

I M P O R TA N T N O T E S :The instructions accompanying this form must be followe ,! Complete all parts,checking the NONE box for each part where you have n o reportable information. Sign on iast page.

I . P O S I T I O N S .(Report ing individual only; seepp. 9-13 of Jql ing instructions.)

D (No reportablepositions.)O N E

POSITION

I. Member

2.

3.

4.

5.

NAM E OF ORGAN IZATION /ENTITY

Advisory Board, C enter for Const i tut ional Democracy in Plural Societ ies

I I . A G R E E M E N T S .(Reporting individual only; see pp. 14-16 of filing instructions.)

[-~ N O N E (N oreportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORT

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N a m e o f P e r so n R e p o r l i n g

Ham ilton, David F.

D a t e o f R e p o r t

05/12/201 I

I II . N O N - IN V E S T M E N T I N C O M E .(Reporting indlvidual and spouse; see pp. 17-24 of filing instructlons.)

A. Flier s Non-Investment Incom e

~ (No reportable income.)O N E non-investment

DATE SO UR C E A N D TYPE

2.

3.

4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s ( m e n t I n c o m e - ~ f y o u w e r emarriedd u r i n g a n y p o r t i o n o fth r epo r t i ng)ear, complete this section.(Dollar amount not required except for honoraria.)

D (No reportable non-investment income.)O N E

DATE

I . Jan-Dec.

2.

3.

4.

SOURCE AND TYPE

City of Bloom ington, Indiana salary

I V . R E I M B U R S E M E N T S- transportation, lodging, food, entertainment.(Includes those to spouse and de pendent children; see pp. 25 -27 of filing instructions.)

D (No reportable reimbursements.)O N E

SOURCE

I. Yale Law School

2.

3.

4.

5.

DATES LOCATION PURPOSE

04/23/10-04/27/10 New Haven, CT Moot court

ITEMS PAID OR PROVIDED

Travel, meals and lodging


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Nam e of Person Reporting

Hami l ton , Dav id F.


0 5 / 1 2 / 2 0 11

V. G I F T S .a n c l u d e s , h o s o , o s p o u s e a , d d e p o n ~ e , tchildren; seep p . 2 8 - 3 1of filing instructions.)

N O N E (N oreportable gifts.)

SOURCE DESCRIPTION

I.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a , c l .d , s, h o s , o / , ~ , o u s , , ,d , ~ , ~ e . d o , tchildren; see p p . 3 2 - 3 3of filing instructions.)

D N O N E (N oreportable l iabilit ies.)

2.

3.

4.

5.

CREDITOR DESCRIPTION

S L M A Student loans

IU C redit U nion M ortgage on rental properly

VA L U E C O D E

L

L


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N a m e o f P e r s o n R e p o r t in g

Ham ilton, David F.

Date ofR e p o r t

05/I 2/2011

V I I . I N V E S T M E N T S a n d T R U S T S -inco~,,, ,al.e,transactions( I n c l u d e sthose of spouse a nd depen dent chi ldren ; seepp. 34-60 of f i ling instruct io ns.)

N O N E(No reportable income, assets, or transactions.)

Descr ip t ion o f A sse ts Income dur ing

( i n c l u d i n g t r u s t a s s e ts ) r e p o r t i n g p e r i o d

(I )P l a c e " ( X ) " a f te r e a c h a s s e t A m o un t T y pe (e .g . ,exempt from prior disclosure Code I d iv.0 r en t ,

( A - H ) or int .)

Gross va lue a t end

o f r e p o r t i n g p e r i o d(i) (2)

Value ValueC o d e 2 M e th o d

(J-P) C o d e 3( Q - W )

Ty p e ( e . g . ,b u y, s e l l ,

r e d e m p t i o n )

Tr a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e Value G a i n

m r r d d d / y yC od e 2 C od e I(J-P) ( A - H )

(5 )I d e n t i t y o f

buyer/seller( i f p r iva te

t r a n s a c t i o n )

2.

4.

5.

6.

7.

8.

9.

I0 .

II.

1 2 .

1 4 .

JP Mo rgan Chase - Indianapolis (formerlyBank One)

Northwestern Mutual Life policies

Salomon Sm ith Barney U.S. Treasury Bonds

Vanguard Primecap

Vanguard Money Market

Vanguard Total Stock Index

Vanguard Tax Mgd. Cap. App.

Vanguard Tax Mgd. Growth & Income

Vanguard Tax Mgd. International Fund

Vanguard Tax Mgd. Small Cap

Vanguard Growth Index Roth IRA

Hilliard Lyons Senbanc Fund

CREF Growth Fund

A Interest

C Dividend

A Interest

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

B Dividend

L

L

J

J

M

K

J

J

K

J

J

T

T

T

T S o l d 03/17/10(part)

S o l d 12/03/10(part)

T

T

T

T

Sold 06/21/10

T

J

J

B

C

1 5 . CREFGlobal Equities

1 6 . Fidelity Blue Chip Growth

1 7 . Fidelity Growth Company

B

A

A

Dividend

Dividend

Dividend

K

J

J

T

T

T

1. Income Gain Codes:(See Columns BI and

2. Value COdc~(See Columns C I and D3)

3. Value Method Codes(See Column C2)

A =$1,000 or lessF =$50,001 -J =$15,000 or less

N $250,001 - $500,000P3 =$25,000,001 - $50.000.000Q =Appraisal

U =Book Value

B -$1.001 - 52,500

G -$100,0~1 - $1.000.0~0K $ 1 5 . 1 K I I -$50.000O =$500.001 -$1.000.000

R -Cost (Real E~tale Only)V -Other

C =$2,501 - $5,000H I =51,000.0~ I - $5L =$50.001 - $100,000PI -$1.000.001 -$5,000,000

P 4 More than $50.000.000S ~As~cs~mcnt\ V = E ~ . t i r n a te d

D = $ 5 , 0 0 1 - $ 1 5 , 0 0 ~

H 2 = M o r e t h a n $ 5 , 0 0 0 , 0 0 0

M - $ I 0 0 . 0 0 1 - $ 2 5 0 , 0 0 0

P 2 = $ 5 . 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0

T = C a s h M a r k c t

E =$15.001 - $50,000


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N a m e o f P e r s o n R e p o r t in g

Hamilton, David F.


05/12/201 I

V I I. IN V E S T M E N T S a n d T R U S T S- income, value, transactions(Includesthose of spouse and dependent children; see pp. 34-60 of filing instructions.)

N O N E(No reportable income, assets, or transactions.)

Description of Assets Income dur ing

(including trust assets) reporting period

(i) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n tTy p e ( e . g . ,

exempt from p rior disclosure C o d e 1 div. , r en t ,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(l) (2)Value ValueC o d e 2 M e th o d(J-P ) C o de 3

( Q - W )

O)Ty p e ( e . g . ,b u y, s e l l ,

r e d e m p t i o n )

Tr a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e Value Gain

mm/dd/yy Code2 Code I(J-P) (A-H)

(5 )I d e n t i t y o f

b u y e r ! s e l l e r( i f p r iva te

t r a n s a c t i o n )

1 8 . Fidelity Overseas A Dividend

19. Fidelity Ag gressive Growth A Dividend

J

J

T

T

20 . Fidelity Em erging Markets A Dividend J T

21 . Fidelity Spartan U.S. Equity Index A Dividend K T

22 . Bloomington, IN R ental Property - boughtB Rent M R1994 - $118,000

23 . IU Credit Union A Interest L T

24 . Vanguard International Stock Index A Dividend

25. Lincoln Financia l Growth & Income FundA Dividend

J

J

T

T

26 .

27 .

I. Income Gain Codes: A =$ 1.000 or le:,s B =$1.001 - 52,500 C =52,501 - $5,000 D =$5,001 - $15,000

{See Columns B I and D4) F =S50.001 - S 100.000 G =5100.001 - $1.000.000 HI =$1.000.001 - $5.1)00.000 H2 =Mo re than $5,000.000

2. Value Codes J =$15.000 or less K =515.001 - $50,000 L $50.001 - $100,000 M = $100,001 - $2 50,000

(see Columns CI and D3) N -$2 50.001 - 55 00.0~ 0 O =5500.001 - $1,000.000 P I = $1 .0 00 .0 01 - 5 5, 00 0, 00 0 P 2 -$ 5, 00 0, 00 1 - $ 25 .0 00 .0 00P3 -$25.000.001 - $50.00~.000 P4 =Mo re Ihan $50,000,000

3. Value Method Codes Q -Apprai,al R =Cost (Real Estate Only) S =Assessment T =Cash Market

[Sce C olum n C 2) U =Book Value V O t h e r W =Estimated

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 6 of 7

Name of Person Reporting

Hamilton, David F.

Date of Report

05/12/2011

VIII . ADDITIONAL INFORM ATION OR EX PLANATION S.(Imticotepar, ofreport.)


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FINANCIAL DISCLOSURE REPORTPage 7 of 7

Nam e of Person Reporting

Hamilton, DavidF.

Date of Report

05/12/2011

IX. CERTIFICATION.

1 cer t i fy that a ll informat ion given above ( including informat ion per ta ining to m y spouse and m inor or dependent chi ldren, i f any

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it meprovisions permitting non-disclosure.

1 fu r the r ce r ti fy tha t ea rned income f rom ou t s ide employment and honora r ia and the accep tance o f g i f t s ~vh ich have been repor ted a re incompliance with the provisions of 5 U.S.C. app. 501 et . seq. , 5 U.S.C. 7353, and Judicial Conference regulat ions.

Signature: S/David F. Ha m ilton

NO TE: ANY IN DIVIDUAL WHO KN OW INGLY AN D WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUAN D CRIMIN AL SAN CTION S (5 U.S.C. app. 104)

Com mittee on Financial DisclosureAdm inistrative Office of the United States CourtsSuite 2-301One C olumbus Circle , N .E.W ashington, D.C. 20544

david f hamilton financial disclosure report for 2010

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