phyllis j hamilton financial disclosure report for 2010

8/3/2019 Phyllis J Hamilton Financial Disclosure Report for 2010

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. AO 1 0R e v . 1 1 2 0 1 1 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Repor t Requir ed by the ~hicsin Gover nment A ct o f i978(J U. S . C . a pp . 1 0 1 -1 1 1 )

I. Person Repo r t ing ( l t~ t name , f i r s t , m i d d l e I n i t i a l)H A M I L T O N , P H Y L L I S J .

4. Title (Article II1 Judges Indicate active or senior status;m a g i s t r a t e j u dg e s i n d i c a t e f u l l - o r p a r t - l i m e )

DISTRICT JUDGE - ACTIVE

7. Cham bers or Off ice AddressU S D I S T R I C T COU R T1301 CLAY STREETO A K L A N D , C A 9 4 6 1 2

2. Cour t or Orgsu lzat lonU S D I S T R I C T C O U R T N O R T H E R N D I S T R I C T O FC A L IF O RN IA

3 . Da te o f Repor t05/06/2011

S t . Repo ts Type (cbeck appropr ia te type)] N omirmdo~ D a t e[] Initial ~ .Annual [] Final5 0 . [] A m e n d e d R e p o r t8. O n t h e b a s i s o f t h e in f o r m a t i o n c o n t a i n e d I n t h i s R e p o r t a n d an ymodif icat ions per ta in ing there to , It I~ in my op inion, in c o m p l i an c ewith app l icable laws and regulat ions.

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

R e v ie w in g O f f i c e r D a t e

IMP ORT AN T N O TES: T he instructions accompanying thi~ form must be followed Complete all parts,checking the NONE box for each part where you have no reportable informatiott Sign on iast pag~

[~] N O N E ( N o reportable positions.)

3.

4.5.

P O S I T I O N NAM E OF ORGANIZATION/ENTITY

PARTIES AND TERM S


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F I N A N C I A L D I SC L O S U R E R E P O R TPage 2 of 7

N a m e o f P e r s o n R e p o r t in gH A M I L T O N , P H Y L L I S

D a t e o r R e p o r t05/06/20 ! 1

H I . N O N - IN V E S T M E N T I N C O M E . ts~o~.~ ~,~.,~ ..~ ~m ~,o: ,o, ~,~ ~.u offab,~ ~tr.et~o,,~A. Fliers Non-Investm ent Incom e

~] N O N E ( N o r e p o r ta b l e n o n - in v e s tme n t in c o me . )D A TE SO U R C E A N D TY P E

2.

3.

4.

( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you wtr~ married dttring any pottion of the ~ng ~ar, ~mpl~t ~b t~o~(~l~r ~ount ~t r~u~d e~ept for ho~i~)

~ N O ~ ~ o reportable non-inv~tment income.)SOURCE AND TYPE

I . 01-07 2010 O A KL A N D C IT Y A T T O RN EY S O F F IC E - SA L A RY2.0 8-12 2 0 1 0 SA F E W A Y . IN C - S A LA R Y3 .0 9-1 2 20 1 0 P U B L I C E M P L O Y E E S R E T I R E M E N T S Y S T E M - R E T I R E M E N T B E N E F I T S4.

IV. REIM BURSEM ENTS -,,-.~.., , ,ao,, , toa.~,/oo,~, ,~,...~,~.L(Includes those to spo~e and dependent children: see pp. 25-2 7 of filing instructions.).~ N O N E (N o reportable reimbursements.)

]o

2.3.4.5.

SOURCE D A T E _ . ~ _ L O C A T I O N PURPOSE ITEMS PAID OR PROVIDED


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Ia m e o f P e r s o ~ R e p o r t | n ~P a g e F IN A N C I A L 3 o f 7 D I S C L O S U R E R E P O R T I H A M I L TO N , P HY L L IS J .V . G I F T S . a , ~ . , ~

NO~ ~o reportable g~s.)

~ DESCmPTION1 .

3.4.

Da te o f Repo r t05/06/2011

V I . L I A B I L I T I E S . ( I n d u d e ~ a ~ o s t o f , p o , , , e a n d d t p ~ n d t n t ~it~r~n: ~ e , p p . . ~ z - J . ~ o f ] ~ t t n g i n ~ u a i o n = )---] N O N E (No reportable l iabil ities . )

3.4.5.

CREDITORFDIC ( took ov~t Colonia l Bank)

D E S C R I P T I O NMOR TG AG E ON R E NTAL PR OPE R TY, COLUMB IA, S C ( P t . V II ,line 2)


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FINANCIAL DISCLOSURE REPORTPage 4 of 7

N a m e o f P e r * o n R e p o r t i n gHAM ILTON, PHYLLIS J.

Date of Re~ort05106/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - ~ c o m e . v , t, e . ~ o ~ a ~ o ~ t tn c ~ , ~ . . ~ o , o f , ~ * , , * ~ d d c p ~ t c h i l d r e n ; ,ee p p . 3 4 - 6 0 of filingN O N E ( N o rep ortable income, assets, or transactions.)

A. B. D.D e s c r ip t i o n o f A s s e t s I n c o m e d u r i n g T r ~ n ~ t i o n s d u r i n g r e p o r t in g per iod( i n c l o d t n g t r u s t a s s e ~ ) r e p o r t i n g p e r i o d

(11 (2) (t ) (2) (3) (41p h t e . . ~ " ( X ) " a l K - r e ~ c h ~ s ~ e t Am ount Type (e.g., T y p e ( g ., D~ e V f l u eexempt ~m #~ dmlo~ ~ i ~., ~L b~ , ~ 1 1 , ~ ~de 2 C~e I b~/~ller

~tion)

I. W ells Fargo Bank - IRA A I n t e r e s t2. R e n t a l P r o p m - t y , C o l u m b i a , S C ( 9 / O 4 ) D R e n t

3. W ells Fargo Bank Aeeount~ B I n t e r e s t4. Ally B ank Accounts A I n t e r e s t5. E-Tn~le Bank Accounts C I n t e r e s t6. I n t e l S t o c k A Dividend7. A g i l e n t S t u c k None8. M icrosoft Stock None9. Nnsdaq 100 Fund NoneI0 . Janus Woflwide M utual Fund A Dividendl I. Harbor Bond Fund M utual Fund A Dividend1 2 . Vanguard Index 500 M utual Fund B Dividend1 3 . J a n u s M e r cu r y F u n d M u t u a l F u n d A Dividend

1 4 . Sal~o Equity M utual Fund A Dividend1 5 . W ells Fargo Advantage Fund (formerly A Dividendk n o w n ~ S t ro n g )1 6 . US Savings Bonds C I n t e r e s t17. Fidelity Puritan Fund A Dividend

Gross value at e n do f t ~ - p o n i n g period{I) (2)

Value ValueCod, 2 M e t h o d( J - P ) C o d e 3

M T

M T

1 TJ TJ T

J TK T

K T

L T

T

M T

M T

Sold 03/03/10 L( p a r t )

I. Income Gaio Code.a: A = $1,000 o r k s* B = $1,001 - $2 .500 C =$2.~,01 - $5,.000 D =$S.00! - $ I $.000( S ~ Co l u n m s 13 1 en d I M) F =$ .50.001 - $100,000 G =$ 100.001 - $1.000,000 HI -$1,000.001 $$.0(X3.000 H2 -Mott : thin

($ * Colmmas 121 and D3) N =$250.001 - $500.000 O =$500.O01 - $1.0~O.000 PI =$ 1.000.001 - $5.000,000 P2 = $$.000. t]O| -P3 =$25.000.001 - $$O.000.O00 p4 =M c~ "t~ t~ n $ 5 0 .0 0 0 .~

3 . V a l u e M c b e d C o d e s Q - A p p t a ~ s ~ R = C o s t ( R e a l E s t a t O n l y ) S =Ass~$sm~m T = C a s h M a r k e t(S ~ C o h m m C 2 ) U =Bo o k V m l u ~ V ~ W =Estimated

E = $ I . ~ , 0 0 1 - $ . S O , 0 0 0


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N ame o f Pe r ton R e p o r t i n gH A M I L T O N , P H Y L L I S J .

D a t e o f R e p o r t05106/201 !

---] N O N E (No r e p o r ta b l e in c o me , a s s e ts , o r t r a n s a c t io n s . )A. B. C. D.D e s c r i p t io n o f A s s e ts Incom e darin g G ross v alu~ at end Transactions durin8 reporting period(including trust a s ~ t s ) r e p o rt i n g p e ri o d o f r t - p o r t in g pe rio d

(1) (2) (1) (2) (I ) (2) (3) (4) (5 )p l a c ~ " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g ., D a t e Value Gain Identi ty ofe x e m p ~ f z o m p r i o r " d i s c l o s u r e C o d ~ l d i v . , r m a L Code 2 M e t h o d buy , se ll, m m /dd/yy C o de 2 C o de I buy~/se l le r(A-H) o r i n f . ) ( J - P ) Code 3 r e d e m p t i o n ) (J.P) (A-H) ( i f p r i v a t e

( Q - W ) t ransaction)

1 8 . Vanguard Windsor Fund

1 9 . Royce V alue Fund

2 0 . L if epa th In de x 2 0 20

21 . P I M C O T o l a l R e t u r n

22 . H a r t f o rd I n t l O p p o r t u n i t y H L S

23 . Hartford Small Company HLS24. Lord Abbott Small Cap V alue25 .

A DividendA Dividend

A Dividend

D Dividend

A Dividend

A Dividend

A Dividend

JLJJJ

S o ld 03 /01 /1 0 JSold 03 101110 J

T Bu y 09/01/10 JT B uy 03/01/10 MT B u y 03/01/10 JT B uy 03 /01 /10 JT B uy 03/01/10 J

A

A

A , ,~ 1.000 or I~! : = ~ 5 0 , 0 0 1 -J-$D,000 or kssN - $ 2 5 0 , O 0 1 -P 3 - $ 2 5 . 0 0 ~ ,1 3 0 1 - $ 5 0 . 0 0 0 . 0 0 0Q =Al~nai~alU ~ B ~ l t Value

B ~ $ 1 . 0 ~ 1 - $ 2 , 5 0 0G J$ 1 0 O . 0 0 1 - $ 1 . 0 0 0 , 0 0 0K*$1 5 ,0 0 1 . $5 0 . 0 0 0O.=$5~Q,001 - $1,000,0QOR ~ C o s t ( R e a l E s ~ a t ~ O ~ l y )

C -52.501 - $5.000I I I -$1,000,0Q 1 - $ $ , 0 0 0 , 0 0 0L -$50,001 - $100,1300P| "~1.0O0.001 - $5.0~0.0~0P 4 = Mo r e l ean $ ~ 0 , 0 0 0 , 0 0 0W ~ E s ~ i n ~ d

D - $ ~ , 0 0 1 - $ 1 5 . 0 0 0H 2 - M o r e I b m $ 5 , 0 0 0 . 0 0 0M - $ I 0 0 . 0 0 1 - $ 2 5 0 . 0 0 0P 2 - $ 5 . ( ~ 3 . 0 0 i -

T - ~ as h Mar ket

E -$15,001- $50.000


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N a m e o f P e r s o n R e p o r t i n gH A M I L T O N , P H Y L L I S J .

Da te o f R t po rt05/06/20 ! 1

VIH. ADDITIONAL INFORMATION OR EXPLANATIONS.


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 7

N ame o f Pe r son Repor t ingH A M I L T O N , P H Y L L I S J .

Date of Re p o r t05106/2011

IX. CERTIFICATION.! c e r t if y t h a t a l l I n f o r m a t i o n g i v e n a b o v e ( i n c l u di n g I n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) I s

a c c ur a t e , tr u e , a n d co m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e It m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d is c l o s ur e .I f u rt h e r c e r ti f y t h a t e a r n e d I n co m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i ch h a v e b e e n r e p o r t e d a r e i ncom pl i ance w i th the p ro v i s i ons o f 5 U. S. C . app . 501 e t . seq . , $ U. S.C . 7353 , and Judici a l C onfe rence regula t i ons .

N O T E : A N Y I N D I V ID U A L W l lO K N O W I N G L Y A N D W I L FU L L Y F A L S I F IE S O R F A I L S TO F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LAND CR IMINAL S ANCTIONS ( 5 U.S .C. ap p . 1 0 4 )

C o m m i t t e e o n F i n a n c i a l D i s cl o s u r eAdm in is t r a t ive Of f ice o f the Un i ted S ta te s Co ur t sSuite 2-301On e Co lumbus Ci rc le , N.E .W a s h i n g t o n , D . C . 2 0 5 4 4

phyllis j hamilton financial disclosure report for 2010

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