david m lawson financial disclosure report for 2010

8/3/2019 David M Lawson Financial Disclosure Report for 2010

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AO lO:!iiiill ]R e ~ . 1 / 2 0 ~ 1 ] FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act ~f 1978(5 U.S.C. app..~k" 101-111)

I . P e r s o n Reporting ( last nam e, f irst , middle init ial)Lawson, David M.

4. Ti t l e (Ar t i c l e 111 judges indica te ac t ive or senior s t a tus ;magistrate judges indicate full- or part-t ime)

U.S. D is t r ic t Judge - ac t ive

7. Chambers or Office A d d r e s s231 W . L a fa ye t t e B lvd . Rm . 802Detroi t , MI 48226

2 . C o u r t o r O r g a n i z a t io nU.S. Dis tric t Court , E.D. Mich

5a. Repor t Type (check appropr ia te type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n the basis of the informat ion c o n t a i n e d i n t h is R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e J a w s a n d r e g u l a ti o n s .

Reviewing Off icer D a t e

3. Date of Repor t05/10/2011

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

IMPORTANT NOTES: The ins tructions accompa nying this form mu st be followe~ Co mplete a l l par ts ,checking the NONE box for each p art where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individua l only; see pp. 9-13 of filing instruct ions . )~ N O N E (No reporta blepositions.)

1. Custodian2. Direc tor3.

4.5.

POSITION NAME OF O R G A N I Z A T I O N / E N T I T YC us tod ia n a c c oun t s 1 th rough 9

High S ie r ra , Inc .

I I . A G R E E M E N T S . m e t , o n i n g individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

D A T E PARTIES A N D T ER M S


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FINANCIAL DISCLOSURE REPORTP a g e 2 o f 1 0

N a m e o f P e r s o n R e p o r t i n gLawson, Dav id M.

D a t e o f R e p o r t05/10/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o s i n g i n d i v l d u o l o n d s p o u s e ; s e e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investment Incom eD (No reportable non-investment income.)O N E

DATE SOURCE AND TYPE

I. 6/23/I 0 Rutte r Group - - semina r taught2. 8/30/10 T h o m a s M . C o o l e y L a w S c h o o l - - T e a c h i n g3. 1 2/21 /I0 T ho m as M . C o o ley L aw Scho o l - - T eachin g4.

INCOME(yours , not spouses)$500.00

$7,000.00$10,000.00

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during an.vportion of the reportingyear, complete this section.(Dollar am ount not required except for honoraria.)

D N O N E (No reportable non-investment income.)DATE

I . 1-12/2010

2.

3.

4.

SOURCE AND TYPEFor d M oto r Company - - wages

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children; see pp. 2 5-27 o filling instructions.)

D N O N E (No reportable reimbursements.)

1. SEAKDATES

4-22-2010 to4-26-2010

SOURCE LOCATIONNaples, Florida

PURPOSESeminar taught

ITEMS PAID OR PROVIDEDTransportation, lodging, meals

2. SEAK I 1-10-2010 to N a p l e s , F l o r i d a Se m in a r ta u g ht T ra n sp o rta tio n , lo d g in g , m e a ls11-15-2010


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N a m e o f P e r s o n R e p o r t i n gLawson, David M.

D a t e o f R e p o r t05/10/2011

V . G I F T S . ( I n c l u d e s t h o s e t o s p o u s e a n d dependent children; see p p . 2 8 - 3 1 of filing instructions.)NONE (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . (Includes those of spouse and dependent children; see pp. 32-33 of fillng instructlong)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTP a g e 4 o f 1 0 Ia m e o f P e r s o n R e p o r t in gLawson, David M. D a t e o f R e p o r t05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m , v o W . e, transactions (Includes those of,spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during(including trust assets) reporting period( l) (2 )Place "(X)" after each asset Amount Type (e.g.,exempt from prio r d isc losure C o d e I div., rent,(A-H) o r i n t . )

I. Boston Capi ta l Fund S e r ie s 302. Walt D isney Company common s tock3. High Sier ra , Inc .4. A m e r i ca n F u n d s - G r o w t h F u n d o f A m e r i c a( C u s t o d i a n )5. Char te r One Bank6. IXIS AEW Rea l Es ta te Fund (Custodian)7. IXIS CGM A dvance Ta rge ted Equi ty Fund( C u s t o d i a n )8. B o n d F u n d o f A m e r i c a A *9. N e w E c o n o m y F u n d A *

1 0 . New Prespec t ive Fund A*I I . F o r d M o t o r C o m p a n y C o m m o n1 2 . F o r d M o t o r C o m p a n y C o m m o n1 3 . F o r d M o t o r C o m p a n y C o m m o n1 4 . BGI Life Pa th Fund*

1 5 . Cole Rea l Es ta te Inves tment Trus t

1 6 . F P A N e w In c o m e F u n d *1 7 . F P A N e w In c o m e F u n d *

Gross va lue a t endof reporting period(I) (2)

V alue V a lu eCode 2 Method

( J - P ) Code 3(Q-W)

A I n t e r e s t J TA Dividend

N o n e K TB Dividend K TA Interes t K T

N o n e J TA Dividend J TA lnt. /Div.A lnt. /Div.A Int./Div.

N o n e L TN o n e L TN o n e L T

A Int./Div. J TC Distr ibution L T

N o n eN o n e

Transactions during reporting period

(I) (2) (3)Type (e.g., D a t e V al ue

buy, se ll, m m /dd/yy Code 2redemption) ( J - P )

S o l d 01/25/10 J A

S o l d 01/20/10 J A

S o l d 01/20/10 J AS o l d 01/20/10 J AS o l d 11/03/10 K E(part)B u y 03/05/10 K( a d d l )B u y 03/11/10 K

(a dd l )

Bu y 01/20/10 L

Bu y 02/08/10 KS o ld 05 /1 1 /1 0 K

(4 ) (5)Gain I d e n t i t y o f

Code 1 buyer/seller(A-H) ( i f p r i v a t e

t r a n s a c t i o n )

A

1 . In co me Ga in C o d es : A =$1,000 or less B = $1 ,001 - $2,500 C = $2,501 - $5 ,000 D =$5,001 - $15,000(See Col um ns BI and D4) F = $50,001 - $100,000 G = $1 00,001 - $1 ,000,000 H I $1.000,001-$5.000,000 H2 =More than $5,000,000

2. V a lu e C o d es J $15,000 or l e s s K = $1 5,001 - $50,000 L = $50,001 - $1 00.000 M = $1 00,001 - $250,000(See Col um ns CI and D3) N = $250.001 - $500,000 O =$5 00,001 - $1 ,000,000 P 1 =$ 1 ,0 00 ,0 01 - $ 5 ,0 00 .0 00 P 2 = $ 5, 00 0, 00 1 - $2 5, 00 0, 00 0P 3 -$25,000,001 * $50,000,000 P 4 = M ore than $50,000,0003 . Val ue Met hod Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscs.,mcnt T - C a s h M a r k e t( S e e C o l u m n C 2 ) U = Bo o k V a lu e V -Oth e r W = E s t ima lcd

E =$15,001- $50,000


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FINANCIAL DISCLOSURE REPORTPage 5 o f 10

N a m e o f P e r so n R e p o r t i n gLawson, Dav id M.

D a t e o f R e p o r t05/10/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l ~ e, transactions (Includes those of spouse and dependent children; see pp. 34-60 ,,filling instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(t ) ( 2 )Place "(x)" after each asset A m o u n t T y p e ( e . g .,exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t . )

1 8 . F P A N e w I n co m e F u n d A Dividend1 9 . H ar bor Fund Bond Fund* A Int./Div.20 . Fir s t Eagle G loba l Fund* A lnt ./Div.21 . Fir s t Eagle G loba l Fund* A Int . /Div.22 . Fir s t Eagle G loba l Fund A Int./Div.23 . Fir s t Eagle G loba l Fund* A Int./Div.24 . Fir s t Eagle G loba l Fund* A Int . /Div.25 . Fir s t Eagle G loba l Fund* B Dividend26 . Royce Fund 100 D* A Dividend27 . T Row e Pr ice In t l Funds Emerging Mkts A Dividend28 . Harbor Fund In t IFund* N o n e29. H a r b o r F u n d l n t l F u n d * N o n e30 . H ar bor Fund I n t l Fund* N o n e31 . Blackrock Globa l Al loca t ion Fund* B Dividend32 . D o d g e & C o x S t o c k F u n d * B Dividend33 . Fa irholme Funds* A Dividend34 . I VA Fiduciar y T r us t Woldwide Fnd* A Int./Div.

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) C2 )

V a l u e ValueC o d e 2 M e t h o d

( J - P ) C o d e 3(Q-W)

K TJ TK TK TK TJ T

K TK TJ T

K TL T

L TK T

Transactions during reporting period

(l) (2) (3)Type (e.g., Da te V a l u e

b u y , s e l l , m m /d d / y y C o d e 2re d e m p t io n ) (J -P )

Bu y 05/05/10 KBu y 02/08/I 0 JBu y 04/30/I 0~ KBu y 05/11/10 K( add l )Bu y 12/20/10 KBu y 01/25/10 KSo ld 04 /30/1 0 K(part)Bu y 10/25/10 J( add l )Bu y 04/30/10 KBu y 12/20/10 JBu y 101/25/10 KBu y 04/30/10 J( add l )Sold !10/25/10 LBu y 01/25/10 KBu y 01/25/10 K

Bu y 01/25/10 KBu y 01/25/10 K

( 4 ) ( 5 )Gain I d e n t i t y o f



B

1. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See C o lu m n s B I and D 4 ) F -$50,001 - $ 1 00,000 G = $1 00,001 - $1,000,000 H 1 =$ 1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 H 2 = M or e t ha n $ 5 ,0 00 ,0 00

2. V alu e C o d es J = $1 5 .000 or le ss K -$15 ,001 - $5 0,000 L =$ 50,001 - $100,000 M = $100,001 - $250,000(See Col um ns CI and D3) N =$25 0,001 - $ 500,000 O = $5 00,001 - $1,000,000 P 1 = $1 ,0 00 ,0 01 - $ 5 ,0 00 ,0 00 P 2 =$ 5 ,0 00 ,0 01 - $ 25 ,0 00 ,0 00

P3 =$25,000,O01 - $50,000,000 P4 =More than $50,000,0003. V a lu e Me th o d C o d es Q =A ppr a i s a l R =Cost (Real Estate Only) S = Asse ssmen t T -Cash Markc!(Scc Col um n C2) U = Bo o k V a lu e V =Ot her W =Estimaled

E =$15,001 - $5 0,000


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FINANCIAL DISCLOSURE REPO RTPage 6 o f 10

N a m e o f P e r so n R e p o r t i n gLawson, David M.

D a t e o f R e p o r t05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~] N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( i nc luding t r us t a s s e t s ) repor t ing pe r iod o f r e p o r t i n g p e r i o d

(1 ) (2 ) (1) (2)Place "(X)" after each asset Amount Type (e.g., V a l u e Value

exempt from prior disclosure Code l div . , r en t , C o d e 2 M e tho d( A - H ) or int,) (J-P) C o d e 3

(Q-W)

O)Type (e.g.,buy , se l l ,

r e d e m p t i o n )

Transac t ions dur ing repor t ing pe r iod

(2) (3) (4)D a t e V a l u e G a i n

mm/dd/y~ Code 2 Code 1( J - P ) ( A - H )

( 5 )I d e n t i t y o f

b uye r / s e l l e r( i f pr ivate

~ansaction)

3 5. IVA Fiduciary Trust W oldwide Fnd* A Dividend L T36. Keel ey Funds Smal l Cap* B Dividend L T

Bu y 04/30/10 K( add l )Bu y 01/25/10 K

37 . S e l e c t ed A m e r i c a n S h a r e s C l a s s D * C D i v i d e n d L T Bu y 01/25/10 K3 8. Thomb urg Invmnt Trust Intl A* A Dividend K T Bu y 10/25/10 K3 9 . Pimco Real Returu A Int./Div. Bu y 01/12/10 K40 . P i m c o R e a l R e t u rn

41 . P i m c o R e a l R e t u rn



lnt./Div. Bu y 01/29/10(add l )lnt./Div. Bu y 02/26/10(add l )Int./Div. B u y 03/31/10( a d d l )

A Int./Div. Sold 04/30/10 K A44. Bond Index Fund None J Bu y 01/12/10 K45 . B o n d I n d e x F u n d

46 . B o n d I n d e x F u n d




50 . B o n d I n d e x F u n d51 . B o n d I n d e x F u n d

None

None

None

None

None

NoneNone

B u y 01/29/10 J( a d d l )B u y 02/26/10 J( ad d l )B u y 03/31/10 J( ad d l )B u y 04/30/10 K( a d d l )B u y 04/30/10 J( a d d l )B u y 05/28/10 J( ad d l )Bu y 06/30/10 J( add l )

1. I n c o m e G a i n C o d e s :(See Colunms Bl and D4)

2. V a l u e C o d e s(Sec Columns CI and D3)

3. V a l u e M e t h o d C o d e s( S e e C o l u m n C 2 )

A =$1.000 or lessF =$5 0.001 - $ 100.000J $15,000 or l e s sN = $250,001 - $500.000P3 -$25.000.001 - $5 0.000.000Q =AppraisalU = Bo o k V a lu e

B=$1,001 - $2,500G =$ 100.001 o $1,000.000K=$15,001 - $50,000O =$500,001 - $1,000,000R -Cost (Rea l Es t a t e Onl y )V -Oth e r

C =$2.501 - $5.000H 1 =$ 1.000,001 - $5.000,000L =$50.001 - $ 100,000PI =$1,000.001 - $5.000,000P4 =More than $50.000.000S = Asse ssmen tW = E s l ima ted

D =$ 5 .001 - $15,000H2 =More than $5,000,000M =$1 00.001 - $250.000P2 =$5.000.001 - $25.000,000T =Cash Marke t

E =$15.001 - $50,000


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FINANCIAL DISCLOSURE REPOR TPage 7 o f 10

N a m e o f P e r so n R e p o r t i n gL a w s o n , D a v i d M .

D a t e o f R e p o r t05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - n c o m e , v a lu e , transactions (Includes those of spouse and dep endent children; see pp. 34-60 of filing instructions.)~ N O N E (No reportable income, assets, or transactions.)

A. B. C.Description o f A ssets Incom e during Gross value at end(including trust assets) reporting period o f rep orting p eriod

(1) (2) (t) (2)Place "(X)" after each asset Amount Type (e.g:, Value V a l ueexempt from prio r d isc losure Code 1 div., rent, Code 2 Method(A-H) o r i n t . ) ( J - P ) Code 3

(Q-W)

O)T y p e ( e . g . ,b u y , s e l l ,


T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e V al ue Gainmm/dd/yy Code 2 Code I

(J-P) (A-H)

(5 )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e


52 . B o n d I n d e x F u n d N o n e53 . B o n d I n d e x F u n d N o n e54 . B o n d I n d e x F u n d N o n e55 . B o n d I n d e x F u n d N o n e56 . B o n d I n d e x F u n d N o n e57 . B o n d I n d e x F u n d N o n e58 . P i m c o T o t a l R e t u rn F u n d A Int .fDiv.

K TK T

Bu y( add l )Bu y( add l )Bu y

( add l )Bu y( add l )Bu y( add l )Bu y( add l )Bu y

07/30/1008/31/1009/30/1010/29/10! 1/30/10

12/31/1001/29/10

JJ

J

J

JJ

J59 . P i m c o T o t a l R e t u rn F u n d A lnt ./Div.60 . P i m c o T o t a l R e t u rn F u n d A Int . /Div.61 . P i m c o T o t a l R e t u rn F u n d A Int . /Div.62 . P i m c o T o t a l R e t u rn F u n d A lnt ./Div.63 . P i m c o T o t a l R e t u rn F u n d A Int . /Div.64 . P i m c o T o t a l R e t u rn F u n d A lnt ./Div.65 . P i m c o T o t a l R e t u rn F u n d A Int . /Div.66 . P i m c o T o t a l R e t u rn F u n d A Int . /Div.67 . P i m c o T o t a l R e t u rn F u n d A Int . /Div.68 . P i m c o T o t a l R e tu m F u n d A Int . /Div.

Bu y 02/26/10 J( add l )Bu y 03/31/10 J( add l )Bu y 04/30/10 J( add l )Bu y 05/28/10 J( add l )Bu y 06/30/10 J( add l )Bu y !07/30/10 J( add l )Bu y 08/31/10 J( add l )Bu y !09/30/10 J( add l )Bu y 10/29/10 K( add l )Bu y 11/30/10 J( add l )

1. In co m e G ain Co d es: A = $1 ,000 or Icss B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000( Se e C olu mn s B I a nd D4 ) F =$ 50, 00 1 - $1 00,0 00 G =$ 100,001 - $ 1,000,000 H 1 = $1 ,000,001 - $ 5,000,000 H2 =M ore than $ 5,000,0002. V alu e C o d es J = $1 5 ,000 or le ss K = $1 5,001 - $50,000 L = $50,001 - $1 00,000 M =$100.001 - $25 0,000(See C o lu mn s C I an d D3) N = $250,001 - $500,000 O =$500,001 - $1,000,000 P 1 = $ 1 .0 00 .0 01 - $5 ,0 00 ,0 00 P 2 = $5 ,0 00 ,0 01 - $2 5, 00 0, 00 0

P3 =$ 25,000,001 - $50,000,000 P4 -More than $50,000,0003. V a lu e Me th o d C o d es Q =A ppr a i s a l R Cost (Rea l Es t a l e Onl y ) S = Asse ssmen t T = C ash Mark e t( S e e C o l u m n C 2 ) U = Bo o k V a lu e V O t h e r W =Estimated

E =$15,001 - $5 0,000


8/20

FINANCIAL DISCLOSURE REPORTPage 8 o f 10

N a m e o f P e r s on R e p o r t i n gLawson, David M .

D a l e o f R e p o r t05/10/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c o , ~ e , v a t u e , t r u n s a c t i o n s a n c l u a e s t h o s e o / ~ p o ~ .~ e ~ n d d e p e n d e n t children; see p p . 3 4 - 6 0 of filing in.structions.)[-~ N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r ip tio n o f A s se ts In c o m e d u r in g G ro ss v a lu e a t e n d( in c lu d in g tr u s t a s s e ts ) r e p o rt in g p e rio d o f r e p o r t i n g p e r i o d

(l) (2 ) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Value

exempt from prior disclosure C o d e 1 div . , r en t , C o d e 2 M e t h o d( A - H ) or in t . ) 0-P) C o d e 3( Q - W )

(l )Type (e.g.,buy , se l l ,


T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e V al ue Gain

m m/dd/yy Code 2 Code I(J-P) (A-H)

Iden t i ty o fb u y e r / s e l l e r

( i f p r i v a t et r a n s a c t i o n )

69 . Pimco Total Return Fund A Int./Div. (addl)BUy12/31/10 J

I . In co me Ga in C o d es : A = $1,000 o r less B = $1,00t - $2,501) C = $2,501 - $5,0~ D =$5,001 - $15,0~0(See Col um ns BI and D4) F =$5 0,001 - $100,000 G =$1 00,001 - $1,000,000 H I = $1 ,000,001 - $5,000,000 H2 = M ore than $5,000,000

2. Value Codes J -$15,000 or less K =$15,001 - $50,000 L =$ 50,001 - $ 100,000 M =$1 00,001 - $250,000(See Col um ns CI and D3) N =$25 0,001 - $500,000 O = $5 00,001 - $1,000,000 P I = $1 ,000,001 - $5,000,000 P 2 :$5,000,001 - $25,000,000

P 3 =$25,000,001 - $50,000,000 P 4 -M o re than $5 0,~ 00,0003. V a lu e Me th o d C o d es Q =A ppr a i s a l R =Cost (Real Estate Only) S = Asse ssmen t T = C ash Mark e t(See Col unm C2) U = Bo o k V a lu e V =Ot her W = E s t ima ted

E =$15,~01 - $5 0,000


9/20


N a m e o f P e rs o n R e p o r t i n gL a w s o n , D a v id M .

D a t e o f R e p o r t05/10/201 I

VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. ~ln,licate part of report.)I . C u s t o d i a n p o s i t i o n s i n P a r t I a r e fo r a c c o u n t s u n d e r t h e U n i fo rm G i f t s t o M i n o r s A c t .2. Inves tmen ts in P ar t VI I des ignated wi th an as t r i sk ( *) a r e he ld in an I RA o f r epor ter o r spouse .


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FINANCIAL DISCLOSURE REPORTPage 10 ofl0

Nam e of P~rson Report ingL a w s o n , D a v id M .

D a t e o r " R e p o r t05/10/201 I

IX . CERTIFICATION.1 c e r t i f y th a t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yprov i s ions permi t t i ng non -d i sc losu re .I f u r t h e r c e rt i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc ompl ia nc e ~ v i th the p rov i s ions o f 5 U. S . C . a pp . 501 e t . s e q . , 5 U. S . C . 7353 , a nd J ud ic i a l C onfe re nc e re gu la t ions .

Signatu re: S/David M. Lawson

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


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F I N A N C I A L D I SC L OSUR E R E P O R TPage 2 of" 1 0


D a t e o f R e p o r t08/15/2011

I II . N O N - IN V E S T M E N T I N C O M E . Cnc po.ing individaal a.dsp ....s e e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investment Incom e

~ N O N E (No reportable non-investment income.)D A T E S O U R C E A N D T Y P E

1.6/23/10 Rut ter G roup - - seminar taught2.8/30/10 T h o m a s M . C o o l e y L a w S c h o o l - - T e a c h in g3. 12/21/10 T ho m a s M . C o o le y L a w Scho o l - - T e a chin g4.

INCOME(yours, not spouses)$500.00

$7,000.00$10,000.00

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were ma rried during any portion of the reporting year, com plete this section.(Dol lar am ount not requi red except for honorar ia . )

D N O N E (No reportable non-investment income.)DATE

I. 1-12/20102.3.4.

SOURCE AND TYPEF o r d M o t o r C o m p a n y - - w a g e s

I V . R E I M B U R S E M E N T S --transportation, Iodglng, food, entertainment.(Includes those to spouse ond depen dent chi ldren; see pp. 2 .$ -27 of f i l ing instruct ions .)D NONE (No reportable reimbursements.)

D A T E S1. S E A K 4-22-2010 to

4-26-2010

SOURCE LOCATIONNaples , Flor ida

PURPOSES e m i n a r t a u g h t

ITEMS PAID OR PROVIDEDTransportation, lodging, meals

2. SEAK 11-10-2010 to Nap les , F lo r ida S e m i n a r t a u g h t Transpor ta t ion , lodg ing , meals11-15-2010


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D a t e o f R e p o r t08/I 5/2011

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No reportable gif ts.)

SOURCEI.2.3.4.5.

D E S C R IPT IO N VALUE

V I . L I A B I L I T I E S . ( i n c l u d e s t h o s e o ls p o u s e a n d d e p e n d e n t children; see pp. 3 2 - 3 3 of f!ling instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.4.5.

V A L U E C O D E


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N a m e o f P e r s o n R e p o r t in gLawson , David M.

D a t e o f R e p o r t08/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~] N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d(in clu d in g tru s t a s se ts ) r e p o r tin g p e rio d o f r e p o r tin g p e r io d

(1 ) (2 ) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e

exempt from prior disclosure C o d e I div., rent, C o d e 2 M e tho d( A - H ) o r in t .) ( J - P ) C o d e 3

( Q - W )

I. Boston Cap ital Fund Series 302. Wa lt Disney Company comm on s tock3. High Sierra, Inc.4. Amer ican Funds - Growth Fund o f Amer ica(Custodian)5. Charter One Bank6. IXIS AEW Real Estate Fund (Custodian)7. IXIS CGM Advance Targeted Equity Fund(Custodian)8. Bond Fund o f Amer ica A*9. New Economy Fund A*1 0 . New Prespect ive FundA*I1. Ford Motor Company Comm on1 2 . Ford Motor Company Comm on1 3 . Ford Motor Company Comm on1 4 . BG I Life Path Fund*1 5 . Cole Real Estate Investment Trust

1 6 . FPA New Income Fund*1 7 . FPA New Income Fund*

A I n t e r e s t J TA Dividend

None K TB Dividend K TA Interest K T

None J TA Dividend J TA lnt.iDiv.A lnt./Div.A Int./Div.

None L TNone L TNone L T

A Int./Div. J TC Distribution L T

NoneNone

Transac t ions du r ing r epo r t ing pe r iod

(i ) (2) (3)Type (e.g., D a t e V a l u ebu y , s e l l , m m / d d / y y C o d e 2

r e d e m p t i o n ) ( J - P )

S o l d 01/25/10 J

Sold 01/20/10 J

Sold 01/20/10 J

S o l d 01/20/10 JSold l 1/03/10 K(par t )B u y 03/05/10 K( a d d l )B u y 03/11/10 K

( a d d l )

B u y 01/20/10 L

B u y 02/08/l 0 KS o l d 05/11/10 K

( 4 ) ( 5 )Gain I d e n t i t y o f



A

A

I . I nc ome Ga in Codes : A = $1,000 o r less B = $1,001 - $2,500 C = $2,501 - $5 ,000 D = $5,001 - $15,000(See Co lu mns BI and D4 ) , F = $50,001 - $100,000 G = $100,001 - $1,000,000 H 1 = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 H 2 = M or e t ha n $ 5 ,0 00 ,0 002. V a lue C o d es J = $15 ,000 or le ss K = $15,001 - $50,000 L =$50,001 - $100,000 M = $ 100,001 - $250,000(See Co lu mns C I and D3 ) N =$250,001 - $500,000 O =$5 00,001 - $ 1,000,000 P 1 = $1,000,001 - $5,000,000 P2 = $5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. V a lue Me th o d C o d e s Q =Appraisal R =Cost (Real Estate Only) S =A ssessmen t T C a s h M a r k e t(See Co lu mn C2 ) U =Book Valu e V =Other W = Es t im a te d

E =$15,001- $50,000


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N a m e o f P e r s o n R e p o r t i n gLawson , David M.

D a l e o f R e p o t 08/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a ~ a c , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s cr ip tio n o f A ss e ts In c o m e d u r in g( inc luding t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 d iv . , r en t ,( A - H ) or in t . )

1 8 . FPA New Income Fund A Dividend1 9 . Harbor Fund Bond Fund* A lnt./Div.2 0. F ir st Ea g le G lo b a l F u nd * A Int./Div.21. Firs t Eagle G lobalFund* A Int./Div.2 2. F ir st Ea g le G lo b a l F u nd A Int./Div.23 . First Eagle Globa l Fund* A Int./Div.2 4. F ir st Ea g le G lo b a l F u nd * A Int./Div.2 5. F ir st Ea g le G lo b a l F u nd * B Dividend26 . Royce Fund 100 D* A Dividend2 7 . T Row e Pri ce Int l Funds Em e r g ing M k t s A Dividend2 8. H a r b or F u nd ln t l F u nd * None29 . Harb or Fund lntl Fund* None3 0. H a r b or F u nd In t lF u nd * None31 . B lack r ock G loba l A ll o ca t ion Fund* B Dividend3 2. D od g e & C o x St oc k Fu n d* B Dividend

3 3. Fa ir ho lm e Fu nd s* A Dividend34 . IVA Fiduciary Trust Woldwide Fnd* A Int./Divo

Gross value at en do f r e p o r t i n g p e r i o d( I ) ( 2 )

V a l u e ValueC o d e 2 M e th o d

( J - P ) C o d e 3(Q-W)

K TJ TK T

K TK TJ T

K TK TJ T

K T

L T

L TK T

Transact ions du r ing r epo r t ing pe r iod

0) (2) (3)Type (e.g., D a t e V a l u e

b uy, se l l , mm/dd/yy C o d e 2r e d e m p t i o n ) (J-P)

Bu y 05/05/ I 0 KBu y 02/08/10 J

B u y 04/30/ I 0 K

B u y 05/11/10 K( a d d l )

B u y 12/20/10 K

Bu y 01/25/10 K

S o l d 04/30/l 0 K(part)B u y 10/25/10 J( a d d l )Bu y 04/30/I 0 K

Bu y 12/20/10 J

Bu y 01/25/10 KBu y 04/30/10 J( a d d l )S o l d 10/25/10 LBu y 01/25/10 K

B u y 01/25/10 K

Bu y 01/25/10 KBu y 01/25/10 K

(4 ) (5 )G a i n I d e n t i t y o f

C o d e 1 buyer/seller(A-H) (if private


I . I nc ome Ga in Codes : A =$1,000 o r less B = $1,001 - $2,500 C = $2,501 - $5 ,000 D -$5,001 - $15,000(See Co lu mns BI and D4 ) F = $50,001 - $100,000 G = $100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. V alue C o d es J = $15,000 o r le ss K =$15,001 - $50.000 L =$50,001 - $ 100,000 M -$100,001 - $250,000( S e e C o l u m n s C I and D3) N =$ 250,001 - $500,000 O = $500,001 - $1,000,000 P 1 =$1,000,001 - $5,000,000 P2 -$5,000,001 - $25,000,000

P3 = $25,000,001 - $50,000,000 P 4 = M o re than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S = As s e s s m e n t T =Cash Marke t(See Co lu mn C2 ) U = Bo o k V a lue V =Other W = Es t im a te d

E =$15,001- $50,000


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Name of Per son Repor tingL a w s o n , D a v i d M .

Date of Report08115/2011

V I I . I N V E S T M E N T S a nd T R U S T S - i n e o , .e , v a ~ u e , t r a . s .c t io . s a . , .t .a e s t h o ~ e o ~ r ~ p o u ~ ~ . d dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)D NONE(No reportable income, assets, or transactions.)

A. B. C.Descript ion o f Assets Income dur ing Gross value at end(including trust assets) repo rting period of reporting period(1 ) (2 ) (1) (2)

Place "(X )" after each asset A m oun t Type (e.g., V alue V a lueexempt f rom prior disc losure Code 1 div., rent, Code 2 Method(A-H) o r i n t . ) ( J - P ) C ode 3(Q-W)

(I )Type (e.g.,

buy, sell,redemption)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value G ainmm/dd/yy Code 2 Code 1

( J - P ) (A-H)

(s)I d e n t i ty o f



35 . IVA Fiduciary Trus t Woldw ide Fnd * A D ividend3 6 . K e e l e y F u n d s S m a l l Ca p * B D ividend

L

LTT

Bu y 04/30/10 K( add l )Bu y 01/25/10 K

37 . S e l e c t e d A m e r i c a n S h a r e s C l a s s D * C D ividend L Bu y 01/25/10 K38. Thom burg Invmnt Trus t ln t l A* A D ividend K Bu y 10/25/10 K39. P i m c o R e a l R e t u r n A Int ./Div. Bu y 01/12/10 K40 . P i m c o R e a l R e t u r n A Int ./Div.41 . P i m c o R e a l R e t u m A Int ./Div.42 . P i m c o R e a l R e t u r n A ln t ./Div.43 . P i m c o R e a l R e t u r n A Int ./Div.

Bu y 01/29/10 J( add l )Bu y 02/26/10 J( add l )Bu y 03/31/10 J( add l )S o ld 04/30/10 K A

44 . B o n d I n d e x F u n d N o n e J T Bu y 01/12/10 K45 . B o n d I n d e x F u n d46 . B o n d I n d e x F u n d47 . B o n d I n d e x F u n d48 . B o n d I n d e x F u n d49 . B o n d I n d e x F u n d

50 . B o n d I n d e x F u n d51 . B o n d I n d e x F u n d

N o n eN o n eN o n eN o n eN o n e

N o n eN o n e

Bu y 01/29/10 J( add l )Bu y 02/26/10 J( add l )Bu y 03/31/10 J( add l )Bu y 04/30/10 K( add l )Bu y 04/30/10 J( add l )Bu y 05 /28/10 J( add l )Bu y 06/30/10 J( add l )

1. I nc ome Ga in Codes :(See Co lu mns BI and D4 )

2.Value Codes(See Co lu mns CI and D3 )

3.Valu e Method Codes( S e e C o l u m n C 2 )

A =$1,000 or lessF =$50,001 - $100,000J =$15,000 or lessN =$ 250,001 - $500,000P3 =$25,000,001 - $5 0,000,000Q =AppraisalU =Book Valu e

B -$1,001 - $2,500G = $100,001 - $1,000,000K -$15,001 - $50,000O $500,001-$1,000,000R =Cost (Real Estate Only)V =Other

C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50,001 - $ 100,000P I =$1,000,001 - $5,000,000P4 -More than $50,000,000S = As s e s s m e n tW = Es t im a te d

D =$5,00t - $15,000H2 =More than $5,000,000M $100,001 - $250,000P2 =$5,000,001 - $25,000,000T =Cash Marke t

E =$15,00t - $50,000


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! N a m e o f P e r s o n R e p o r t in gLawson , David M.

D a t e o f R e p o r t08/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)[~] N O N E (No reportable income, assets, or transactions.)

A. B. C.D escrip tion o f A ssets Incom e during Gross value at end(including trust assets) repo rtin g perio d o f rep ortin g p eriod

(1) (2) (1) (2)Place "(X)" af ter each asset A mo un t Typ e (e.g ., Value V al u e

exempt f rom p rior disc losure Code 1 div., rent, Code 2 M ethod(A-H) o r i n t . ) ( J - P ) C ode 3(Q-W)

(l)b u y , s e l l ,


T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4 )

D a t e Value Gainmm/dd/yy C o d e 2 Code 1

(J-P) (A-H)l d e n t i t y o f



52 . B o n d I n d e x F u n d53 . B o n d I n d e x F u n d54 . B o n d I n d e x F u n d55 . B o n d I n d e x F u n d56 . B o n d I n d e x F u n d57 . B o n d I n d e x F u n d58 . Pimco Tota l Return Fund59 . Pimco Tota l Return Fund60 . Pimco Tota l Return Fund61. Pimco Tota l Return Fund62 . Pimco Tota l Return Fund63. Pimco Tota l Return Fund64 . Pimco Tota l Return Fund65 . Pimco Tota l Return Fund66 . P i m c o T o t a l R e t u r n F u n d67 . P i m c o T o t a l R e t u r n F u n d68. P i m c o T o t a l R e t u r n F u n d

N o n eN o n eN o n eN o n eN o n eN o n e

A lnt./Div.KK

Bu y 07/30/10(add l )Bu y 08/31/10

( a d d l )B u y 0 9 / 3 0 / I 0

( a d d l )Buy I 0 / 2 9 / I 0

( a d d l )Buy l 1 / 3 0 / I 0( add l )

T Bu y 12/31/10( add l )T Bu y 01/29/10

JJJ

JJJJ

A Int ./Div.A Int ./Div.A ln t ./Div.A In t jDiv .A ln t ./Div.A Int ./Div.A ln t ./Div.

B u y( a d d l )Bu y( a d d l )Bu y(a d d l )Bu y

( a d d l )Bu y

(a d d l )Bu y(a d d l )Bu y( add l )

02/26/10

03/31/1004/30/10

105/28/1006/30/1007/30/1008/31/10

JJJJJ

JJ

ln t ./Div. Bu y( add l ) 09/30/10 J

Int ./Div. Bu y( add l ) 10/29/10 KA Int ./Div. Bu y( add l ) 11/30/10 J

1. I n co m e Ga in C o d e s :(See Co lu mns BI and D4 )

2.Value Codes(See Co lu mns CI and D3 )

3.V a lue Me th o d C o d e s(See Co lu mn C2 )

A:$1, 000 or l css=$50,001- $I00,000$15,000 orlcss-$250,001- $500,000

P3 $25,000,001- $50.000.000= A p p r a i ~ |=Book Value

B =$1,001- $2,500G =$100,001 -$1,000,000K =$15,001 -$50,000O=$500,001 -$I,000,000R = C o s t (Re a l Es ta te O n ly)V :Ot h er

C =$2,501 -$5,000HI :$1,000,001 -$5,000,000L ~ $50,001- $I00,000PI =$1,000,001 - $5,000,000P4 -More than $50,000,000S =A ssc ssmc a tW = Es t im a te d

=$5,001- $15,000H2 =More~an $5,000,000M-S100,001- $250,000P2 =$5,000,001- $25,000,000

= C a s h M a r k c l

E =$15,001 -$50,000


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F IN A N C I A L D I SC L O S U R E R E P O R TPage 8 o f 10

N a m e o f P e r s o n R e p o r t in gLawson , Dav i d M.

D a t e o f R e p o r t08/15/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing lnstructions.)N O N E (No reportable income, assets, or transactions.)

A. B~D e s c r i p t i o n o f A s s e t s Income during( in c lu d in g tr u s t a s s e ts ) r e p o r tin g p e r io d

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 d iv . , r en t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)V a l u e Value

C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( 1 ) (2) (3)Type (e.g., D a te V a lu eb uy, se l l , mm/dd/yy C o d e 2

r e d e m p t i o n ) ( J - P )

(4 ) (5 )Gain I d e n t i ty o f

Code I buyer/seller(A-H) ( i f p r i v a t e

~ r a n s a c t i o n )

69 . Pimco Total Return Fund7 0. TPS G Fu nd ** *7 I. Detroit Edison Comm on Stock7 2 . F id e li ty I n ve st m e nt s Ma n a ge d F u nd *

A Int . /Div.

A Int./Div.A Int./Div.

Bu y 12/31/10( a d d l )

Sold (15/05/10Sold 0 i /04/10

BA

I . Income Gain Codes: A =$1,000 or less B =$1, 001 $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Column s B I and I )4) F =$50,001 - $100,000 G = $100,001 - $1,000,000 H 1 =$ 1, 00 0, 00 1 - $ 5 ,0 00 ,0 00 H 2 =M o re t ha n $ 5 ,0 00 ,0 00

2. Value Codes J = $15,000 or less K = $15 ,001 - $5 0,000 L =$50,001 - $ 100,000 M =$ 100,001 - $250,000(See Co lu mns CI and D3 ) N = $250,001 - $500,000 O =$ 50 0,0 01 - $ 1,0 00, 000 P I = $1 ,000 ,00 1 - $5 ,00 0,0 00 P2 =$5,000,001 - $25,000,000P 3 =$25,000,001 - $50,000,000 P 4 = M ore thar t $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T = C a s h Ma rk e t(See Co lu mn C2 ) U = Bo o k V a lue V Other W =Estimated

E =$15,001 - $50,000


19/20

F I N A N C I A L D ISC L OSUR E R E P OR TPage 9 o f 10

N a m e o f P e r s o n R e p o r t in gL a w s o n , D a v i d M .

Da~e of Report08/15/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.I . Cu s to d ian p o s i t io n s in Par t I a re fo r acco u n t s u n d e r the U n i fo rm G i f t s to M in o rs A ct .2 . In v e s t m e n t s i n P a r t V I I d e s i g n a t e d w i t h a n a s t r i s k ( * ) a r e h e l d i n a n I R A , S3. T he in ves tmen t in the T PS G Fu n d w as rep o r ted in e r ro r o n the 2009 rep o r t . A cco rd in g to p ag e 34 o f the f i lin g in s t ru c t io n s , in ves tmen t s in T hr i f t Sav in g s P lan sare n o t requ i red to be rep o r ted . 5 U .S .C . A p p en d ix . s ec t io n 102( i ) ( l(A ) .


20/20

FINANCIAL DISCLOSURE REPORTPag e 1 0 o f 1 0

Name of Person Report ingL a w s o n , D a v i d M .

Date of Repor t08/15/201 I

IX. CERTIFICATION.1 c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i s

a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y in f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o ryp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t he r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a e g e p t a n c e o f g i f t s w h i c h h a ve b e e n r e p o r t e d a r e i ncompl iance w i th the p rovis ions o f 5 U.S.C. app . 501 e t . seq . , 5 U.S.C. 7353, and Jud ic ia l Conference r egu la t ions .

Signatu re: S/David M . Lawson

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O FI L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 10 4 )

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david m lawson financial disclosure report for 2010

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