-
8/3/2019 David F Hamilton Financial Disclosure Report for 2010
1/7
AO 10Rev. 1/2011
FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0
Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)
I. Person Reporting (last name, first, middle initial)
Hamilton, David F.
4. Title (Article Ill judges indicate active or senior status;magistrate judges indicate full- or part-time)
2. Court or Organization
USCA - Seventh Circuit
5a. Report Type (check appropriate type)
] Nomination, D a t e
Active Circuit Judge
7. Chamber~ or O ffice Address
21 I South Indiana AvenueSuite 219Bloomington, Indiana 47405
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it Is, In my opinion, in compliances~th applicable laws and regulations.
Re,dessing Officer Date
3. Date ofR e p o r t
05/12/201 I
6. Reporting Period
01/01/2010to
12/31/2010
I M P O R TA N T N O T E S :The instructions accompanying this form must be followe ,! Complete all parts,checking the NONE box for each part where you have n o reportable information. Sign on iast page.
I . P O S I T I O N S .(Report ing individual only; seepp. 9-13 of Jql ing instructions.)
D (No reportablepositions.)O N E
POSITION
I. Member
2.
3.
4.
5.
NAM E OF ORGAN IZATION /ENTITY
Advisory Board, C enter for Const i tut ional Democracy in Plural Societ ies
I I . A G R E E M E N T S .(Reporting individual only; see pp. 14-16 of filing instructions.)
[-~ N O N E (N oreportable agreements.)
DATE PARTIES AND TERMS
-
8/3/2019 David F Hamilton Financial Disclosure Report for 2010
2/7
FINANCIAL DISCLOSURE REPORT
Page 2 of 7
N a m e o f P e r so n R e p o r l i n g
Ham ilton, David F.
D a t e o f R e p o r t
05/12/201 I
I II . N O N - IN V E S T M E N T I N C O M E .(Reporting indlvidual and spouse; see pp. 17-24 of filing instructlons.)
A. Flier s Non-Investment Incom e
~ (No reportable income.)O N E non-investment
DATE SO UR C E A N D TYPE
2.
3.
4.
I N C O M E( y o u r s , n o t s p o u s e s )
B . S p o u s e s N o n - I n v e s ( m e n t I n c o m e - ~ f y o u w e r emarriedd u r i n g a n y p o r t i o n o fth r epo r t i ng)ear, complete this section.(Dollar amount not required except for honoraria.)
D (No reportable non-investment income.)O N E
DATE
I . Jan-Dec.
2.
3.
4.
SOURCE AND TYPE
City of Bloom ington, Indiana salary
I V . R E I M B U R S E M E N T S- transportation, lodging, food, entertainment.(Includes those to spouse and de pendent children; see pp. 25 -27 of filing instructions.)
D (No reportable reimbursements.)O N E
SOURCE
I. Yale Law School
2.
3.
4.
5.
DATES LOCATION PURPOSE
04/23/10-04/27/10 New Haven, CT Moot court
ITEMS PAID OR PROVIDED
Travel, meals and lodging
-
8/3/2019 David F Hamilton Financial Disclosure Report for 2010
3/7
FINANCIAL DISCLOSURE REPORT
Page 3 of 7
Nam e of Person Reporting
Hami l ton , Dav id F.
D a t e o f R e p o r t
0 5 / 1 2 / 2 0 11
V. G I F T S .a n c l u d e s , h o s o , o s p o u s e a , d d e p o n ~ e , tchildren; seep p . 2 8 - 3 1of filing instructions.)
N O N E (N oreportable gifts.)
SOURCE DESCRIPTION
I.
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a , c l .d , s, h o s , o / , ~ , o u s , , ,d , ~ , ~ e . d o , tchildren; see p p . 3 2 - 3 3of filing instructions.)
D N O N E (N oreportable l iabilit ies.)
2.
3.
4.
5.
CREDITOR DESCRIPTION
S L M A Student loans
IU C redit U nion M ortgage on rental properly
VA L U E C O D E
L
L
-
8/3/2019 David F Hamilton Financial Disclosure Report for 2010
4/7
FINANCIAL DISCLOSURE REPORT
Page 4 of 7
N a m e o f P e r s o n R e p o r t in g
Ham ilton, David F.
Date ofR e p o r t
05/I 2/2011
V I I . I N V E S T M E N T S a n d T R U S T S -inco~,,, ,al.e,transactions( I n c l u d e sthose of spouse a nd depen dent chi ldren ; seepp. 34-60 of f i ling instruct io ns.)
N O N E(No reportable income, assets, or transactions.)
Descr ip t ion o f A sse ts Income dur ing
( i n c l u d i n g t r u s t a s s e ts ) r e p o r t i n g p e r i o d
(I )P l a c e " ( X ) " a f te r e a c h a s s e t A m o un t T y pe (e .g . ,exempt from prior disclosure Code I d iv.0 r en t ,
( A - H ) or int .)
Gross va lue a t end
o f r e p o r t i n g p e r i o d(i) (2)
Value ValueC o d e 2 M e th o d
(J-P) C o d e 3( Q - W )
Ty p e ( e . g . ,b u y, s e l l ,
r e d e m p t i o n )
Tr a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)D a t e Value G a i n
m r r d d d / y yC od e 2 C od e I(J-P) ( A - H )
(5 )I d e n t i t y o f
buyer/seller( i f p r iva te
t r a n s a c t i o n )
2.
4.
5.
6.
7.
8.
9.
I0 .
II.
1 2 .
1 4 .
JP Mo rgan Chase - Indianapolis (formerlyBank One)
Northwestern Mutual Life policies
Salomon Sm ith Barney U.S. Treasury Bonds
Vanguard Primecap
Vanguard Money Market
Vanguard Total Stock Index
Vanguard Tax Mgd. Cap. App.
Vanguard Tax Mgd. Growth & Income
Vanguard Tax Mgd. International Fund
Vanguard Tax Mgd. Small Cap
Vanguard Growth Index Roth IRA
Hilliard Lyons Senbanc Fund
CREF Growth Fund
A Interest
C Dividend
A Interest
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
B Dividend
L
L
J
J
M
K
J
J
K
J
J
T
T
T
T S o l d 03/17/10(part)
S o l d 12/03/10(part)
T
T
T
T
Sold 06/21/10
T
J
J
B
C
1 5 . CREFGlobal Equities
1 6 . Fidelity Blue Chip Growth
1 7 . Fidelity Growth Company
B
A
A
Dividend
Dividend
Dividend
K
J
J
T
T
T
1. Income Gain Codes:(See Columns BI and
2. Value COdc~(See Columns C I and D3)
3. Value Method Codes(See Column C2)
A =$1,000 or lessF =$50,001 -J =$15,000 or less
N $250,001 - $500,000P3 =$25,000,001 - $50.000.000Q =Appraisal
U =Book Value
B -$1.001 - 52,500
G -$100,0~1 - $1.000.0~0K $ 1 5 . 1 K I I -$50.000O =$500.001 -$1.000.000
R -Cost (Real E~tale Only)V -Other
C =$2,501 - $5,000H I =51,000.0~ I - $5L =$50.001 - $100,000PI -$1.000.001 -$5,000,000
P 4 More than $50.000.000S ~As~cs~mcnt\ V = E ~ . t i r n a te d
D = $ 5 , 0 0 1 - $ 1 5 , 0 0 ~
H 2 = M o r e t h a n $ 5 , 0 0 0 , 0 0 0
M - $ I 0 0 . 0 0 1 - $ 2 5 0 , 0 0 0
P 2 = $ 5 . 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0
T = C a s h M a r k c t
E =$15.001 - $50,000
-
8/3/2019 David F Hamilton Financial Disclosure Report for 2010
5/7
FINANCIAL DISCLOSURE REPORT
Page 5 of 7
N a m e o f P e r s o n R e p o r t in g
Hamilton, David F.
D a t e o f R e p o r t
05/12/201 I
V I I. IN V E S T M E N T S a n d T R U S T S- income, value, transactions(Includesthose of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E(No reportable income, assets, or transactions.)
Description of Assets Income dur ing
(including trust assets) reporting period
(i) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n tTy p e ( e . g . ,
exempt from p rior disclosure C o d e 1 div. , r en t ,( A - H ) or in t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d
(l) (2)Value ValueC o d e 2 M e th o d(J-P ) C o de 3
( Q - W )
O)Ty p e ( e . g . ,b u y, s e l l ,
r e d e m p t i o n )
Tr a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)D a t e Value Gain
mm/dd/yy Code2 Code I(J-P) (A-H)
(5 )I d e n t i t y o f
b u y e r ! s e l l e r( i f p r iva te
t r a n s a c t i o n )
1 8 . Fidelity Overseas A Dividend
19. Fidelity Ag gressive Growth A Dividend
J
J
T
T
20 . Fidelity Em erging Markets A Dividend J T
21 . Fidelity Spartan U.S. Equity Index A Dividend K T
22 . Bloomington, IN R ental Property - boughtB Rent M R1994 - $118,000
23 . IU Credit Union A Interest L T
24 . Vanguard International Stock Index A Dividend
25. Lincoln Financia l Growth & Income FundA Dividend
J
J
T
T
26 .
27 .
I. Income Gain Codes: A =$ 1.000 or le:,s B =$1.001 - 52,500 C =52,501 - $5,000 D =$5,001 - $15,000
{See Columns B I and D4) F =S50.001 - S 100.000 G =5100.001 - $1.000.000 HI =$1.000.001 - $5.1)00.000 H2 =Mo re than $5,000.000
2. Value Codes J =$15.000 or less K =515.001 - $50,000 L $50.001 - $100,000 M = $100,001 - $2 50,000
(see Columns CI and D3) N -$2 50.001 - 55 00.0~ 0 O =5500.001 - $1,000.000 P I = $1 .0 00 .0 01 - 5 5, 00 0, 00 0 P 2 -$ 5, 00 0, 00 1 - $ 25 .0 00 .0 00P3 -$25.000.001 - $50.00~.000 P4 =Mo re Ihan $50,000,000
3. Value Method Codes Q -Apprai,al R =Cost (Real Estate Only) S =Assessment T =Cash Market
[Sce C olum n C 2) U =Book Value V O t h e r W =Estimated
E =$15,001 - $50,000
-
8/3/2019 David F Hamilton Financial Disclosure Report for 2010
6/7
FINANCIAL DISCLOSURE REPORTPage 6 of 7
Name of Person Reporting
Hamilton, David F.
Date of Report
05/12/2011
VIII . ADDITIONAL INFORM ATION OR EX PLANATION S.(Imticotepar, ofreport.)
-
8/3/2019 David F Hamilton Financial Disclosure Report for 2010
7/7
FINANCIAL DISCLOSURE REPORTPage 7 of 7
Nam e of Person Reporting
Hamilton, DavidF.
Date of Report
05/12/2011
IX. CERTIFICATION.
1 cer t i fy that a ll informat ion given above ( including informat ion per ta ining to m y spouse and m inor or dependent chi ldren, i f any
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it meprovisions permitting non-disclosure.
1 fu r the r ce r ti fy tha t ea rned income f rom ou t s ide employment and honora r ia and the accep tance o f g i f t s ~vh ich have been repor ted a re incompliance with the provisions of 5 U.S.C. app. 501 et . seq. , 5 U.S.C. 7353, and Judicial Conference regulat ions.
Signature: S/David F. Ha m ilton
NO TE: ANY IN DIVIDUAL WHO KN OW INGLY AN D WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUAN D CRIMIN AL SAN CTION S (5 U.S.C. app. 104)
Com mittee on Financial DisclosureAdm inistrative Office of the United States CourtsSuite 2-301One C olumbus Circle , N .E.W ashington, D.C. 20544