vanessa l bryant financial disclosure report for 2010

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  • 8/3/2019 Vanessa L Bryant Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0

    Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)

    1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , middle initial)~Bryant, Vanessa L.

    4. Title (Article 111 judges indicate active or senior status;m agistrate judges indicate ful l- or par t-t ime )

    United States District Judge-Active

    7. Chambers or O f f i c e A d d r e s s450 Main StreetRoom 320Hartford, Connecticut 06103

    2. C ourt or O rganizationDistrict Court for the District of Conn ecticut

    3 . D a t e o f R e p o r t05/31/2011

    ! 5a. Report Type (cheek appropriate type)~] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the b asis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

    Reviewing Officer Date

    6 . R e p o r t i n g P e r i o d01/01/2010

    to12/31/2010

    IMPORTANT NOTES: The instruct ions accomp anying this form m ust be fol lowecL Com plete al l parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . m e ~ , o n i n g individual only; seepp. 9-13 of f i l ing instructions.)~ (No reportablepositions.)O N E

    PO S I T I O N

    2.

    3.

    4.5.

    N A M E O F O R G A N I Z A T I O N / E N T I T Y

    I I . A G R E E M E N T S . ( R e p o r t i n g individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

    DATE P A R T I E S A N D T E R M S

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    FINANCIAL DISCLOSURE REPORTPage 2 of 8

    N a m e o f P e r s o n R e p o r t in g~Bryant, Vanessa L.

    D a t e o f R e p o r t05/31/2011

    III. N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-lnvestment Income

    ~ (No reporta ble incom e.)O N E non-investmentDATE SOURCE AND TYPE

    2.

    3.

    4.

    INCOME( y o u r s , n o t s p o u s e s)

    B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were ma rried during anyport ion of the report ing year, comp lete this sect ion.(Dollar am ount not required except for honoraria.)

    N O N E (No reportable non-investment income.)

    1.20102.20103.

    DATE SOURCE AND TYPE

    -Salary and Bonus

    I V . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 25 -27 of f!ling instructions.)

    ~ (No repor tab le re imbursements . )O N ESOURCE DATES LOCATION PURPOSE

    1 . Just the Beginning 9.30.10 - 10.3.2010 Atlanta, GA Legal ConferenceFoundation2. N Y Patent Law A ssoc 3 .25 .10 N e w Y o rk , N Y S e m i n a r Meals3.4.5.

    ITEMS PAID OR PROVIDEDMeals and lodging subsidy

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  • 8/3/2019 Vanessa L Bryant Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 4 of 8

    N a m e o f P e r s o n R e p o r t in gBryant, Vanessa L.

    Date of Report05/31/2011

    V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse a nd dependent children; seepp. 34-60 o f filing instructions.)N O N E ( N o reportable income, assets, or transactions.)

    A. B, C. D.Description of Assets Incom e during G ross value a t end transactions during reporting period(including trust assets) reporting period of reporting period

    (1 ) (2 ) (1) (2) (1 ) (2) (3) (4) (5 )Place "(X )" after each asset Amount Type (e.g., V alue V alue Type (e.g., Date Value Gain Identity of

    exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, m m /d d/y y C od e 2 C o d e 1 buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 redem ption) (J-P) (A-H) (if private( Q- W ) transacnon)

    2. Advance M icroG Rent M WA Dividend J T

    3. Alliance Berstein Glob al A A Dividend J4. Amgen, Inc5. Apple Inc6. AT&T

    A D ivid en d

    A Div idend

    A Div idend

    J

    J

    J

    T

    T

    T

    JJ

    7. Authenticate Holding Corp

    8. Bank of America

    9. Bear Stems Temp Fund

    1 0 . Best Buy

    1 1 . Black Rock High Income

    1 2 . Boston Scientific

    A D ivid en d

    A Div idend

    A D ivid en d

    A Div idend

    A Div idend

    A Div idend

    J

    J

    T

    Sold

    T

    TT

    12/17/10

    13. BP P.L.C. A Dividend J1 4 . Calypte Biomedical

    1 5 . China Pete Chem Corp

    1 6 . China Life Insurance Co. LTD

    A DividendA Dividend

    A Dividend

    S o l d 12/17/10

    1 7 . Dr y f us P r em ier FDS S & P S ta r A Div idend J

    i income Gain C0d6g: . . . .(See Co lu m ns BI and D4)

    2. Value Codes(See Columns C 1 and D3)

    3.Value Method Codes(See Column C2)

    A=$1,000 orlcssF =$50,001- $I00,000J=$ t5 ,000or lessN =$250,001 -$500,000P3 =$25,000,00t- $50,000,000Q =AppraisalU =Book Value

    B =$1,001 -$2,500G=$100,001 - $1,000,000K =$15,001- $50,000O=$500,001 - $1,000,000R -Cost(Real Estate Only)V =Other

    c = $ 2 , 5 O l - $ 5 , o o oH1=$1,000,001-$5,000,000L =$50,001- $100.000P1 =$1,000,001- $5,000,000P4 =M orethan $50,000,000S =A ssessmentW =Estim ated

    D =$5,001 - $I 5,000H2 =More than $5~000~000M =$100,001 - $250,000P2 =$5,000,001- $25,000,000T =Cash Mark e t

    E=$15,001- $50,000

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    FINANCIAL DISCLOSURE REPORTPage 5 of 8

    N a m e o f P e r s o n R e p o r t i n g~i~ ~!~ Bryant, Vanessa L.

    Date of Report05/31/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~] N O N E (No r. eportable income, a ssets, or transactions.)

    Description of Assets( including trust assets)

    Place "(X)" after each assetexem pt from prior disclosure

    1 8 . Duke En ergy1 9 . Exxon Mobil20 . Fidelity Bond Index Fund21 . Fidelity Freedom 202022 . Frontier Communications Corp23 . Frontier Communications Corp24 . General Electric25 . Google Inc26 . Harbor Smal l Cap Value27 . Invitrogen Corp28 . I shares TR (Goldm an)29 . Johnson & Johnson30 . Mass Mutual Retiremen t3 1. M icrosoft32 . Munder Funds Internet33 . Munder Funds TR34 . ~~ Retirement

    I n c o me d u r in greporting period

    (1 ) (2 ~Amount Type (e.g.,C ode 1 div. , r en t ,

    ( A - H ) or int.]

    A Dividend

    A Dividend

    F DividendA DividendA DividendA Dividend

    A DividendA Dividend

    A Dividend

    A DividendA DividendA Dividend

    None

    A DividendA DividendA Dividend

    E Dividend

    Gross value at end Transactions during reporting periodof reporting period(1) (2) (1) (2) (3) [ (4) (5 )

    V alue V alue Type (e.g., Date Value Gain Identity ofCode 2 Method buy; sell, mm/dd/yy Code 2

    ( J - P ) Code 3 redemption) (J-P)( Q- W )

    T Buy 12/17/101 J

    J T

    K T

    K T

    J T

    J T

    J T

    J T

    J T

    J T

    J T

    N W

    O W

    Buy 07/02/10 JSold 12/17/10 J

    Sold 12/17/10 JSold 12/17/10 J

    Code 1 buyer/seller(A-H) (if private

    transaction)

    1. Income Gain Codes:(See Columns B 1 and D4)

    2.Value Codes(See Columns C I and D3)

    3. Value Method Codes(See Column C2)

    A=$1,000 or lessF=$50,001 - $100.000J=$15,000 or lessN =$250,001 - $500,000P3=$25,000,001 - ,$50,000.000Q=AppraisalU =Book Value

    B=$1,001 - $2,500G =$100,001 - $1,000,000K=$ ! 5,001 - $50,000O =$500,001 - $1,000,000R =Cost (Real Estate Only)V =Other

    C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50;00i- $100,000P 1 =$ 1 ,000,001 -$5~000,000P4 =More than $50,000,000S =A ssessmentW =E st im ated

    D =$5,00t -$15,000H2 =More than $5,0001000M=$100,001- $250,000P2 =$51000;001- $25,000,000T =Cash Mark e t

    E=$15 ,001-$50 ,0~0 . . .. .

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    FINANCIAL DISCLOSURE REPORTPage 6 of 8

    N a m e o f P e r s o n R e p o r t i n g~y~i~Bryant , . ,~ Vanessa L

    D a t e o f R e p o r t05/31/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , ~ a i . e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D.Description of Assets Income dur ing Gross va lue a t end Transactions during reporung period

    (including trust assets) reporting period of reporting period(1) (2) (I) (2) (I) (2): (3)

    Place "(X)" after each assel Amount Type (e.g., V alue V a lue Type (e.g., Date V a l u eexempt from prior disclosure Code 1 div . , rent , C od e 2 M eth od b uy , se ll , mm/dd/yy Code 2 ~ Code l buyer/seller(A-H) or int.) I J-P) C o d e 3 r e d e mp t i o n ) (J-P) (A-H) (if private

    ( Q - W ) transaction)

    35 . Realnet W ork Space Inc A Dividend J T36. Research in M otion A Dividend J T

    37 . Russell EQ 1 -I A Dividend J T38 . Russell EQ III A Dividend J T

    39 . Russell Fixed Incom e A Dividend J T40. Russess Select Value-I A Dividend J T41 . Sociedad Quim ca Minera De Chile A Dividend J T42 . StripsTINT 11/1516 A Dividend J T43. Symantec Corp A Dividend J T

    44. United States Oil LP Units A Dividend J T45. Verizon Com munications A Dividend Sold 12/17/10 J

    46. Virtus A Dividend J T Sold 08/30/10 J D

    1. Income Gaio Codes: A =$1;000 or tess B =$1;001 =$2,500 C =$2,501 - $5,000(See Colunms BI and D4) F =$50,00i ~ $100,000 G =$t00,001 ~ $i,000~ 000 HI =$1,000,001. $5,000,000

    2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000(Sec Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P 1 =$1,000,001 - $5,000,000

    P3 =$25,000,001 - $50,000,000 P4 =More than $5(},000,0~03. V alue M ethod C odes Q =A ppraisal R =Cost (Real Estate Only) S =Assessment

    (See Co lu m n C2 ) U =Book Value V =Other W = E s tima ted

    D=$5,001-$15,000 E=$t5 ,001-$50 ,000H2 =Morethafi$5;ooo~ooo .......M=$100i001- $250;000P2=$5,000;00i ~ $25,000,000T =Cash Mfirket

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    FINANCIAL DISCLOSURE REPORTPage 7 of 8

    Na me of Person Reporting~Bryant, Vanessa L.

    VI II . ADDI TI ON AL I N FOR MAT I ON OR EXP LAN ATI ON S. (lndieatepart of report.)

    Date of Report05/31/2011

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    FINANCIAL DISCLOSURE REPORTPage 8 of 8

    N ame of Person Reporting~Bryant, Vanessa L.

    Date of Report05/31/2011

    IX. CERTIFICATION .1 cert i fy tha t a l l i n format ion given ab ove ( includ ing informat ion pert a in ing to my spouse and m inor or depende n t ch i ldren , i f any) i s

    accurate , t rue , and complete to the best of m y k nowledge and bel i ef , and tha t an y informat ion not reported was w i thheld because i t met appl icable s t a tutoryprovisions permit t ing n on-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et . seq., 5 U.S.C. 7353, and Judicial Conference regulat ions.

    Signature: S/Vanessa L. ~Bryant

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A LS I F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a pp . 1 0 4 )

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544