vanessa l bryant financial disclosure report for 2009

8/3/2019 Vanessa L Bryant Financial Disclosure Report for 2009

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.ao to ] FINANCIAL DISCLOSURE REPORT R e p o r t a e q , , i, ,a b y t h , z t h i ~in Go vet~ment Act of 1978R o y . 1 / 2 0 t O I FOR CALENDAR YEAR 2009 ( ~ u . s . c , a p p . ~ I O l - I I l )I. Person Reporting (last name, first, middle initial) 2 . Court or Organiza tion 3 . Date of ReportBryant, Vanessa L. District Court for the District of Connecticut 05/3/20|0

4. Title (Article Ill judges indica|c active or senior stapas; Sa. Report Type (check appropriate type) 6. Reporting Periodmagis~atejudges indicate full- or parbtime)[] Nomination, Date 01/01/2009

United States District Judge-Active [] Initial V LZ~ Annual [] Final to12131/20095b. ~1 Amended Reporl

7, Chambers or Office Address 8, On th e bas is of th e information co nta ined in th is Report and a nymodifications pertaining thereto, it is, in my opinion, in compliance450 Main Street with applicable laws and regulations.Room 320Ha rtford, Connecticut 06t 03 Reviewing Officer D a te

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NO NE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ca epo,a.g~ NONE ~o reportable positions.)POStTION N~E OF ORGANIZATION/ENTITY

I.

3. .. :~ (.-

I I . A G R E E M E N T S . t R e m , a , g imtividuat only; $e pp. 14-16 of filing instruction.L)N O N E (No reportable agreements.)

DATE PART IES AND T E RM SI.


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FINANCIAL DISCLOSURE REPORTPage 2 of 10 ~ r y a n t , w . e s s~ L . o 5 / 3 ~ z o ~ 0

III. NON-INVESTM ENT INCOM E. ~,~oran~l,~vida~A. Filers Non-lnvestment Income

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE INCOME(yours, not spouses)

I.2.

3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were married daring any por t ion o f the repor t ing year , complete this section.(Dollar amoshi not required exceptJbr honoraria.)

~, NONE 0Vo reportable non-investment income.)DATE SOURCE AND TYPE

1 . 2 0 0 9 ~ " ~ i ~ , ~ : ~ ! ; ~ i i ~ ~ " , ; i ! , : ~ : ~ i , ~ i " ; i ; , ; ~ S a l a ~ a n d B o n u s

3.4.

I V . R E I M B U R S E M E N T S - , ~ o ~ , o , t o ,i o ~ . Ioa~in~. /ood.( l n c l u d ~ t h o , ~ e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 . . 2 7 ~ ! ~ f ! l i n g itlstruetiott~.)

~ NONE (No reportable reimbursements.)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Federal Bar Council 02/1412009-2/21/2009 Lo s Ca bo s, M ex ico 2009 W inter Co nt: Eithic Tra vel/Lo dging a nd M ea ls2. N Patent Law Assoe 3/22/2009 New Yo rk, NY Seminar Lo dging and M ea ls3. Quinnipiac University 9/18/2009 Ha mden, CT Symposium Meal4.5 .


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V I. LIAB ILITIES. anc~.d~sD N O N E ( N o reportable liabilities.)

CREDITOR DESCPdPTION V ALUE CODEI. B a n k o f A m e r ic a Revolving K2. A C S S t u d e n t L o a n K3. C a p i t o l O n e Revolving K4. C h a s e Revolving K

6. Nelne! S t u d e n t L o a n K


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t in g ] D a t e o f R e p o r tPage 4 o f 1 0 B r y a n t , V a n e s s a L. [ 0 5 1 3 1 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - ~co,,,., ..t,,e, t , , , ~ , , ~ o m , anctuaes those of sp ..... d dependent children; see pp. 34 -60 of filing ittstructiora.)

N O N E (No reportable income, assets, or transactions.)A. B. C. i D.D e s c r i p t io n o f A s s e t s t Income during Gross value at end :. T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i ~ lu d i n g t r u s t a s s e t s ) [ reporting period o f r e p o r t i n g p e r i o d

P l a c e " ( X ) " a f t e r e a e h a s s e l /A ...... t] Type(e.g., V a l u e Value T y p e ( e . g . , Date | Value Gain [ ldentityofe x e m p t f r o m p r i o r d i s c lo s u r e ] Code 1 div., rent, C o d e 2 M e t h o d b n v , s e l l , m m i d d / y y [ C o d e 2 i C o d e I ~ . buyer/seller(A-H) ,, or in ) ( J - P ) Code3 r e d e m p t i o n ) [ (.I.p) : : ( A - H ) ( i l p ~ i v a t e/ i ( Q - W ) i ~ r a n s a c t i o n )

~ - ~ ~ , ~ 1 o ~ e n t M W2. A~vance Micro A Dividend J T Bu y 08/03t09

3. Aetna A Dividend Sold 10/20/09 J4. Alliance Berstein G lobal A A Dividend J T5 . Amgen, Inc A Dividend J T6. Apple Computer lnc A Dividend Sold I 1 / I 8 / 0 9 J C7. Apple lne A Dividend J T Bu y 02/04/09 .18. Arlisan M idcap A Dividend Sold 0 8 1 0 6 1 0 9 K A9. AT & T A Dividend J T Bu y 08/03,09 J

1 0 . Authenticate Holding Corp A Dividend J T~ 1 . Bank of America A Dividend ] J T Bu y 09/24/09 J1 2 . Bear Stems Temp Fund A Dividend J Tt3. Best Buy A Dividend Bo y 01/19/09 J1 4 . Sold 08/03/09 J

15 Black Rock High Income A Dividend J T1 6 . Sold I 0 ! 2 0 / 0 9 J1 7 . Bosloo Scientific A Dividend J T


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r so n R e p o r t i n g [ ~.,oa.,o.Ia g e 5 o f 1 0 Bryant, Vanessa L. 0513/2010V I I . I N V E S T M E N T S a n d T R U S T S - / . c o . ,e . , ~ , ,e , , .a , , . .c . o . ~ a . a , ,, ~ e s tho.e of .oo. .e ~ . ~ ~ e ~ e ~ e ~ children; see p p . 3 4 - 6 0 of filing instrttcrlons.)

NONE (No reportable income, assets, or transactions.)

Oncluding trust asseLg)L....._r~_P_..~tn g P~!~Od ! f r e p r t i n g p eridP l a c e " ( X ) " a f t ~ r e a e h a s s e { i A m o u m T y p c ( e , g , , Vr, lueValue| ~ D a t ~ ] V a l ~ e l G a i n I I d ~ n t ~ t y o fCode I , T y p e (e,g., mnddd/yy[A - H ) o r i n t . ) ( J - P ) C o d e 3 r ~ d e m p t i o n ) (J-P) ] (A-I-t) [ ( i f p r i v a t e

1 8 . BP P,L.C. A Dividend J T Bu y I1/08/09 J1 9 . Calypte Biomedical A Dividend J T

2 0 . China Pete Chem Corp A Dividend J T2 1 . China Life Insurance Co . LTD A Dividend B uy 09!26/09 J2 2 . Sold 1 1 / 0 8 / 0 9 J2 3 . Dryfus Premier FDS S & P Star A Dividend J T2 4 , Ex x on Mo bil A Dividend J T2 5 . Fidelity Bo nd Index Fund F Dividend K T2 6 . Fidelity Freedom 2020 A Dividend K T

2 7 . Fidelity Retirement Mo ney Ma rket A Dividend Sold o 8 / o 6 / 0 9 12 8 . A Dividend Sold 08/06t09i de li ty U S Bond2 9 , General Electric A Dividend J T Bu y !08!03/0930. Sold 06/12/093 1 . GoG gle In(: A Dividend J T Bu y 1 1 1 0 8 / 0 9 J3 2 . Harbor Small Cap Value A Dividend J T3 3 , Hewlett Packard A Dividend Sold 02/04/09 J3 4 . Invitrogen Co rp A Dividend Bu y 06/12/09 J


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P a g e F I N A N C I A L 6 o f 1 0 D I S C L O S U R E R E P O R T ] Bryant . V anessa L. 0 5 i 3 a 0 1 0VII. INVE STM E NTS and TRUSTS - ~eo .. . . t,o. ~ , , , ~ , c t i o ~ o ~ c l ~ , ~ t ~ o ~

~ NONE ~o reportable income, assets, or wansactions.). .. .. .. .. .. .. .. .. .. .. ~ . .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. .. . s . 7 ....................~ ...........................................

De~ription of Assets Income ~ring Gross value at end Tr~sactions during ~poaing

Place "(X)" after each as~t Amount ~ T~ (e.g., V a l ue Value Ty~ (e.g.,

3 5 . Sold 0 9 t 2 4 i 0 9 i J36 . [ shares TR (Goldman) A Dividend J T -

37 . Johnson & Johnson A Dividend J T Buy 10i20/09 J

38 . Mass Mutual Retirement N o n e N W

3 9 . M erck Co A Dividend Sold 1 0 9 ! 2 4 / 0 9 J A40. Microsoft A Dividend B uy i 0 6 / 1 2 / 0 9 J

41. Sold 11/08/09 J A42 . M u n d e r F u n d s I n t e ra c t A D i v i d e n d J T 34 3. M u nder Fu nds TR A D i v i d e n d J T44 . ~i~i:~i~,~ !~,~ ~,"?~ii?F,~ n40lK A Dividend Sold 08/06/0945 . ~:~, : ~ { R e s t n c e d S t o c k U n i t s None Expired46. Retkement E Dividend O W47 . (~ ~ ::; ]Options None Expired

[48 Common Stock None Sold 08/06/0949 : ~ t i " I M alti Sector Growth A Dividend Sold 08/06/0950 . None Sold 0 8 / 0 6 / 0 95 I, Realnet Wo rk Space Inc A Dividend J T


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FINANCIAL i a m ~ o f P e r s o n R e p o r t in g D a t e o f R e p o r tDISCLOSURE REPORTI B ~ n t , V a n ~ s s a L 0 ~ / 3 / 2 0 1 0

a g e 7 o f 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i n , o , e . ~ . t , ~ . . . . n o ~ (lnclua,, those o f s p o u s e a n d dependent children; see p p . 3 4 - 6 ~ of filing instructlo~)

N O N E (No reportab& income, assets, or trat~actions.)

D~ription of A s s e ~ I n c o m e d u r i n g ~ Gross value at end Transactio ns during ~ing peri~( i n c l u d i n g , t r u s t a s s e t ~ ) ~aing period ] of repoaing peri~P l a c e " ( X ) ~ a f t e r ~ c h a s s e t Amount ~ Ty~ (e.g.. [ Value I Value Value Gain Identi~ ofe x e m p t f r o m p r i o r d i s c lo s u r e C o d e I ~ d i v . , r e n t , [ Code 2 ~ Me~

Ty~ (e.g., D a t ebuy, sell, m~d~ Code 2 C~e I buyer/seller( A - H ) [ o r i n t . ) ~ ( J - P ) ~ Co de3 ~emptio n) (J-P) [ (A-H) (ifpfivate

5 2 . Realnetworks Space lnc A Dividend B uy 04/06/09 J5 3 . Sold 08/03/09 J5 4 . Research inMo tion A Dividend J T Bu y 11/08/09 J5 5 . Sold 1 0 / 2 0 / 0 9 ] J5 6 . Russell EQ 1-I A Dividend J T5 7 . Russell EQ 111 A Dividend J T5 8 . Rus~ll Fixed Income A Dividend J T5 9 . Russess Select Value-I A Dividend J T

! 6 0 . Sociedad Quimca M inera De Chile A Dividend J T6 1 . Starbucks Corp A Dividend Sold 1 1 / 0 8 1 0 9 J6 2 . Strips TINT 11/1516 / A Dividend J T6 3 . Symantee Corp A Dividend J T Bu y 04/06/09 J6 4 . U.S. Savings Bonds A lm./Div. Redeemed 11/01/09 J A

6 5 . United Slates Oil LP Units A Dividend J T6 6 . Verizon Communications A Dividend .1 T

l 67 . Virtus A Dividend J T Sold 09/09/09 J D(part)6 8 . Wa l-Marl Stores lnc A Dividend Sold 04/06/09 J B


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Jame of Person Reporting [ Date of ReportF IN A NC IA L D IS CL O SU R E R E PO R T] Bryant , V anessa L. [

05/3/2010a g e 8 o f 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i n c ~ r a e ~ a ~ e ~ t r a ~ s a c a ~ r ~ ( I n c I u d e s t h ~ x e ~ f $ p ~ u s e a n d d e p e n d e n t c h i ~ d r n ~ s ~ e p p . ~ 4 ~ 6 ~ f ~ i n g ~ n s t r u c t ~ n s . )--] N O N E ( N o reportable income, asset~, or transact(ore.)

Description of Assets I Income during [ Gross value at end ] Transactions during rewrfing period(including trust assels) i repotting period I ofrepotting period[ (~~---~-- ] - ~ ; - 7 - ~ > - - - ~ . . . . . . . . . . . . . i ~ ; . . . . . . . . . . ~ - ~ - ~ - i _ ~ i ~ - i ~ , ~ - ~ , . . . . . . . . . . . . . . . 2 ~ i . . . . . . ."1Place "(X)" after each asset [ A m o u n t i T ~ C o . ,. , / v,,~ I Valu* I Typ~ (e.g., i Date ] Value j Gain t Identity ofexempt from prior disc~sure ,[ Code(A.H)l ,] div., rent, [ Code 2 ,] Method_ [ buy, sell, m m i d & y y C o d e 2 t C o d ~ 1 buyer/setterI ! or mr.) [ (J-P) Code 3 redemption) (J-P) ! (A-H) ( fprivate

...................................................................... ii ......................_~[ ........................I (QW) I! , ~1 :, ~ransact,on) ,

1. Income Gain


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FINANCIAL DISCLOSURE REPORT Name of Per,on Reporting [ Date of Repo~Page 9 o f 1 0 B r y a n t , W o o ~ , ,~ . I o ~ / ~ / ~ o , oviii. ADDITIONAL INFORM ATION OR EXPLANATIONS. and~c~ ,epa,toIR~o ,~


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FINANCIAL Ia m e o f P e r s o n R e p o r t in g ] D a t e o f R e p o r tDISCLOSURE REPORT[ Bryant , V anessa L. [

05/3/2010age 10 of 10IX. CERTIFICATION.

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned Income from outside enlployment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U,S.C. app. 501 et. seq., 5 U.S.C. 7353. and Judicial Conference regulations.

NOTE: ANY INDIVIDUAl, W H O KNOW INGLY AND W ILFULLY FALSIFIES OR FALLS TO FILE TH IS REPORT M AY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app . 104)

FIL ING INST RUCT IONSM ail signed original and 3 additiona l copies to:

Com mittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Co lumbus Circle, N.E.W ash i ngl o n, D . C. 205 44

vanessa l bryant financial disclosure report for 2009

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