sharon prost financial disclosure report for 2009

8/3/2019 Sharon Prost Financial Disclosure Report for 2009

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. s o 1 o I FINANCIAL DISCLOSURE REPORT in Govermnent Act of 1978&~. i,~Oi0 ] FOR CALENDAR YEAR 20091. Person I*.cporting (last name, tirol, m~ddle initial) 2. Court or Organizat ion 3. Date of Report

Prowl, Share.P, Federal Circuit 05/12/20

4. Tit le (Article I l l judges indicate active ,or senior status: 5a. R~por t Type (check app ropr iate type) 6. Reporti~lg Period~ Nominatmn, l)a~e 01[0112009

Circ~tilJudge-Active ~ Initial ~ Annual ~ Final to[ 2/3 I.20095b. ~ Amended Re~3~

7. C h a m b e r s o r O ff i c e Addr e s s 8. O n the basis of the informat ion conta ined in this Repo rt and anymod if ica tions perta in ing Ihere to , i t i s~ in my opia ioo , in c o m p l i a n c e[J.S. Come of Appeals. Fed CJr with appl icable laws and regu lat ions .717 Madison PI . . NWW~shi n ~ t o n . D C 2 0 a 3 9" RevieBfing Officer Dale

1MPOR TANT NOTES: lhe instructions accompanying this form must be Jbllowed Complete all parts,checking the NONE box f!~r each part ~v here you have no r~portable informatiot~. S~ gn on laxt page.

I . P 0 S I T 1 0 N S . m ~ o . i , ,u i . d * , . ia , , .~ , , ,, ; _ ~ , ; ,- ~ ~ . 9 - ~ ~ ol2fiti,Le i . s t r u t r i oNONE (No reportable positions.)

POSII"ION N A ME OF OR GA N IZA T ION /E N T IT Y

~

DAIE PA R T IE S A N D T E R MS


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FINANCIAL DISCLOSURE REPORT N ......fPer$onReporting DateofReportPage 2 of 9 *ros t , Sharon 05;12/20t0

I lL N O N - IN V E S T M E N T I N C O N I E . (Reporting individual andspouse; seepp. I7-24 oJfiling instruction*)A. Fliers Non-Investment Income

N O N E (No ~-eportable non-investme)~t income.)D A T E S O U R C E A N D T Y P E IN COME(yours, not spouses)

3.4.

B , S p o u s e s ~on-lnveslmeat I ntome - if you were married during any portion of the reporting. ear complete this section.

NONE gNo reporlable no~-irn,estmen~ income.)DATE SOURCE AND TYPE

3.4 .

I V . R E I M B U R S E M E N T S . - ,r ~ , . , ~ o r , , a o , , , i,,~ai,,v . ~,,,,J. ,,,,,,,,,i ....... ,.~ N O N E (,,~ reportable reimbu~zsements.)

SOURCE DATES LQCATION PURPOSE ITEMS PAID OR PROVIDED[ New York Intellectual 3 1 2 6 1 2 0 0 9 - 3 / 2 8 i 2 0 0 9 Ne~ York City, New York P an elis t a nd Din ne r in T ra ns po rta tio n, tbo d, lo dg in gProperty Law Association Honor of Federal JudiciaW2. Federal Circui~ Bar 6118/2009-6Q0/2009 Wh ite St ~l ph ur Sp ri ng s, C on fe rc nt :e pa ne li st Transpo~ation, tbod, lodgingAssociation West Virginia3. h~tellectua] Pmpeay Law 9 . , 2 5 / 2 0 0 9 - 9 1 2 6 1 2 0 0 9 Chicago, Illinois Symposium panefisr Transportation, food, lodghagAssociation of Chicago4 . Ime}lectual Prope~y Law [ l/I 1,2009-1 I iI 5/2005 Punla (?ana. Domm icat~ Conl~rencc panelist %ansportat ion, [bod, lodgingScctk)n of the State Bar of Rep~blicGeorgia5.


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FINANCIAL DISCLOSURE REPORT[ Name of P .....

Reporting

[

Date of Repot!Page 3 of 9 Pro~t, Sharon 05/12/20t0

V . G I F T S . a , , a ,, a ~ a , o ~ - , ~ t , , ~ p o , , .~ . , ,, u d , ~ , a ~ childre,,; see p p . 2 8 - 3 1 oJ~Hing in.qtruction~)NONE (No reportable

SOURCE DESCRIPTION VALUE1.2.3

4.5.

~ N O N E (No reportable liabilities.)CREDITOR DESCRIPTION VALUE CODE

1 .

3 ,4.

5.


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FINANCIAL DISCLOSURE REPO RT r ~ .... f P e r s o n R e p o r t i n g [ D a t e o f R e p o r ~ IIage 4 of 9 P r o s t , s h a k o , o~2~o~oV II . IN E S I M E N T S a n d T R U S T S - i ............. ~ . . . . . . . . . .. . . . . ,~,,, , , at e l u d e s t l o ~ e 4 ~ P . . . . . . d d e p e n d , n t c k i l d r e n : s e e p p 3 4 - 6 0 o ] : f ! l l tl g i . . . .. . . . . .. i o t a . )

~ NONE (No reportable income, assets, or transactions.)A. B. C. D .

~ i a c l u d i n g l r t l s t a s s e l s ) reposing period o ~ r e p o r t i n g p e r i o d0) {2) (1 ) ~.2) (1 ~ (2) ( .31 (4) ~ 5 )P l a c e * ( X ) " a i d e r e a c h a s . ~ ,e ~ A m a u m T y p e l e . g . , V a R m V a l u e Type e.g. D a t e V a l u e G a i n I d e n t R y o fe x e m p t f r o m p r i o r d i s c l o s u r e C o d e [ d i v . , r e n ~ , C o d e 2 M e t h o d b u y , s e l l , m u v & t . " y y C u d c 2 C o d e I b u y e r . ~ M l e r~ A - H ) o r i n t . l ll-P) Code3 , r e d e m p t i o n ) ( ~ - I q I A - H ) ( i f p r i v a t e( Q . W ) :~ t r a n s a c t i o n )

L Municipal Bond, Chicago, IL CIass ~DG A Interest Sold 0 1 . 0 2 ] 0 9 M A2. Muuicipal Bond, Oklahoma City, OK MIA A Interest Sold 0 3 / 1 0 7 0 9 M AV , T R3. ML Fundamental Grov:th Mutual Fund None J T4. Payless Shoe+ [nc.lSee Part VIll)5. Venture Sl,,)tes Inc.(See Part VIfl)

6. CMA rax-Exempt Fund A Interest J TReserve frime Money Market A Dividend J T

8 , Geaerat Electric Company A Dividend J T9. Pioneer- Pioneer "valne Fund CIA A Dividend K T

t O . American Funds - S m a l l C ap W o r l d F u n d None ,I Tlnc C[A1 I . WGt. Itoldings Inc. D Dividend K T12 Am erican Fuuds- Capital World Growth None K "1"Income Fundt? American Funds - Growth Fund America None Sold l0 15,09 J AI n c .14 . Rental Pruperty. Silver Spring, MI) D Rent M W15 . United Slams Semite FCU - Account B Interest 1 + "1"i6 . United States Senate - ROFH IP,-,~ A Interest .I T!7 . Pioneer - Pioneer Mid-Cap Growth Fund - A l)ividend K T


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FINANCIAL DISCLOSURE REPO RT I i N a n , e o f P . . . .. R e p o r t i n g [ D a t e , f f R e p o r lPage ~ of 9 ~ r o st , S h a r o n 0 r , l ~ . .~ G l 0V I I . I N V E S T M E N T S a n d T R U S T S --z ............. t , , ~ , , . . . . . . , i o . . , a . ~ . a . ~ t ~ , o , ~ o f . ~ .......... d dependent chitdren; see pp. 34-60~ffilinginstructions.)~ NONE (No reportable income, assets, or transactions.)

A. B. C . D.D e . r i p ) io n o f A s s e t ~ I n c o m e d u r i n g G r o s ~ v a l u e a t e n d " [ r a n s a c l i o ~ s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o ~ l i n g p e r i o d o f r e p o r t i n g p e r i o d

~) ~ 2 ) ~ ~.2) t~ ) ] (2) ~3) (4; (5 )P l a c e " 1 X Y a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V a lu e V a lu e " [ 2 p e ( e . g . , :. Date V a l u e G a i n I d e n t i t ye x e m p t f ? ~ m p r i G ) d i s c l o s u r e C o d e 1 d i v . . r e n t , C o d e 2 M e t h o d buy. ~tl. . m m , d g ~ y v C o d e 2 (ode l buyer;seller( A - H ) o r m t ) d - P } C o d e 3 r e d e m pt i o n ) ( J - P ~ ) A - H ) ( i f p r i v a t e( Q - W ) ~ t r a n s a c t i o n i

[g . M&~ Bank - IRA A lnteresl J T1 9 . PNC Bank - IRA (formerly known as Riggs A Interest J TNational Bank)

20 U.S. Oovemmen~ Fund - Tbe Reserve Fund A Dividend J 1 "- IR A

21 Me ri l[ Lync h l. it ~ " In suranc e Ca sh Surre nde r A Dividend 1 _ TValu e2 2 . PNC Bank - (TDs (tbrmerly known as Riggs A I m c ~ e s t K "INatitmal Bank)

2 3. American Funds - Eoro Pac Growth A Dividend J T2 4 . Goldmaa Sachs TR Mid- Cap Va lu e Fu nd None J 1 "25 Penta i r Inc . A Dividend J T_26. American CcntnW New Opportunities None J r2 7. Eaton Vance Large Cap Value A Dividend J T2 8 . t 3 u y I 0 i 1 5 / 0 9 J{addl )29 HartR~rd Growth Opportunities None .I T30 Bo y 1 0 ! 1 5 1 0 9 Jtadd l)3 1 . ,,\rtio Global lro,cstmen~ Funds lrtlcmationat A Dividend J TI q a i ~ y I t 13 2 , MFS Valne Fund A Dividend Sold 1 0 ? 1 5 / 0 9 J A

133 , Oppenheimer Value Fund A Dividend Sold 02/03i09 J A3 4 . Royce Pmmsylvania Momal Fond A Dividend J T

[See C*,i~a has B 1 and D4 } F =S5 O,O01 - $ 100,000 (i - $ 100,001 - $13~)0.000 111 -$ [ .O00.()O I - S 5,0(~,000 112 = More than $ 5,000,0~12 Va h~ e Co d e s J-SlS,000orlcas K 515,L~1-$50,000 L - $ 50.OOI- S I00,000 M=$1OO,O0! .$250.000


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N a m e o f P e r s o n R e p o r t i n g D a l e o f R e p o r tFINANCIAL D1SCI~OSURE REPORT~ r o s t , S h a , o nage 6 o f 9

VII. ! NVESTMENTS and ]RUSTS -- i ........... ~ . . . . . . . . . . . ,io,,, (Includes those of .,~ .......... a d e p e n d e t t t c h i l d r e n ; s e e p p . 3 4 - 6 0 o [ f i l i n g i . .. . . .. . K o n s . )~ OVo r~7~ormble i~wome, assets, or transoctions.)ONE

A . B. C. D.D e s c r i p t i o n o f A s s e t s incline during G r o s s v a { u e a ~ e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d{ i n c l u d i n g u u s t a s s e t s ) r e p o t l i a g p e r i o d o f r e p o r t i n g p e ~ i o d(1~ 12) 0) (2) ( t) (2) (3) (4) ( 5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ~ Value Value T y p e ( e . g . D a t e Value G a i n l d e n i t y o f

e x e m p t f i o m p r i o r d i s c h ~ s u r e C o d e I d i v . , r e n t . C o d e 2 M e th o d btly, sell. : : m m , " d ~ y y C o d e 2 C o d e I b u y e f f s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ] ~ U - P ) ( A - H ) ( i f p r i v a t e.3 5 . Ihmuburg [mernadonal Valne None Sold 1 0 / 1 5 / 0 9 J ] A 1I I3 6 . Wells Fmgo A dvantage Small Cap None Sold 10/15/09 J A3 7 . W~stcorc Sma!t Cap Value Fund A Dividend J T38 "r~an,samer ica EquiU,. l~"tmd No n e So l d 09/25.:09 J A3 9 . Delaware VaRte Fumt None Bu y 02,03/094 0 . Sold 09/25/09 J A. , 1 1 . Municipal Bond L ubbock, TX A I n t e r e s t Bu y 0 , 4 / 0 3 / 0 9 K42 . So l d (19104.09 K A4 3 . iShares Russell [00{} Growth Index Fund A Dividend J T Buy 09/25/094 4 . B~ y I 0 / t 5 / 0 9 J{addI)4 5 . iShares Russe[l lO00",,aluc Index Ftmd A l ) iv idend J T Bu y 0 9 , 2 5 / 0 9 .1 :16. Bu y I 0 i i 5 / 0 9 ,I(addI)4 7 . Municipal Bond Olm,~ iX I n t e r e s t K T Bu y 0 9 . 1 4 / 0 9 K48 Mm~icipat Bond .lefferson County. CO A Interest K T Bu y 0 4 / I 7 / 0 9 1 K: 1 9 . Municipal Bond Purdue Univ. A luterest K T Bu y ] 0 4 i 0 6 1 0 0 K5 0 . Municipal Bond ( .uyahoga OH Comm . Coi l . A Interest K T Bu y 03/30/09 K5 1 . Municipal Bond Oregon St. Dpt. Admin. A Interest K T Bu y 03/30/09 K


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FINANCIAL DISCLOSURE IREPORT [~ .... fP .....Reporting DateofReportPage 7 of 9] J.ro~t. s,,ron 0 5 n 2 / 2 o 1 0

N O N E (NO reportable income, assets, or transactions.)A. B. C. D.Descripd~m of A sse~s ]llcom ~ during Gross va lue at end Transactions durin~ rcp~rting period

(includh~g trust asse~s) reporting period a f r e pos i ng pe dodO) (2 ) 1~ (2~ ~ (~) (2~ (3~ (4~Place "1X}" af t e r each asse t A mo u n t [ype (e .g . , V alue V alue Type (e .g. . ; Date Va l u e Gain [dentiD" ofexempt i rom pr ior di sctosu te Code [ di t . . ,~nt , (Jodc 2 Method buy sell . ~mm.d~Uyy Cod~ 2 Code i buFc~,.seller(A-H) or mt . I f J-P) Code 3 redem ption) ~ J-P! IA-tl) (if private(Q-W) ~ransacfion)

52. Municipal Bond Spring Branch= TX IndpL A In te rest K T B uy 03,19/09 Kj S c ho o ! D i s t .3 Municipal Bond Oregon S1 Brd. Ed. A In te rest K T B uy 03/I3/09 K

54 . Municipal Bond .San Antonio, TX Elec. & A In te rest K T Buy 03/09:09 KGas Re , ,

55. Mumcipal Bond New York, NY Trans. Fin. A In te rest K T B ny 03/11/09 K56. Municipal Bond University Tex. A In te rest K T B~.,, i 03.10,09 K

: ~ , 7 . Municipal Bond Energy Northwest Wa. A l n t e~es t K T Bu y 03/03,09 KElec .58 . Municipal Bond Met. Nsh-Dvd TNElec. A In te rest K " 1 Bu y :03/04.,09 KRe v .

. 59. Municipal Bored Geor~ia~ A lnteres~ K T Buy. 0 ~ ~ , " , . r ~ / 0 9 K


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FINAN CIAL DISCLOSURE REPORT ~,,,e of P ..... R e p o r t i l l g I ) a ~ e o f R e p o r tPage 8 of 9 P r o ~ t . S h a r o nVIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part VII L ine 4 - Payless Sho es Inc - This struck w as sold 7/28./2008 but was inadvertently not listed as sold on last years financial disclosure.Part VII L ine 5 - Ven ture Stores Inc - This stock ",,i-as sold 7"28~2008 but was inadveAently not listed as sold on last years financial disclosure.


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FINANCIAL DISCLOSURE REPORT ~am~ o f P . .. .. . R ep o rt in g D a t e o f R e p r w t ]Iage 9 of 9 Prost , Sharl l , n 0 5 / 1 2 , i 2 0 1 0IX. CERTIFICATION.

I cert ify that al l information given a bove (including information pe rtaining to my spouse and m inor or depend ent chi ldren~ if any) isaccurate, true, and complete to the best of my knowledg e and belief, and tha~ any information not reported w as withheld because i t m et applicable statutoryprovisions perm~tt lng non -disclosure.i furlhcr certify that earned income flom out.s ide em pioymeut and h onoraria and the acce ptance of gifts which have been repor|ed are incom pliance w ith t i le provis ions of 5 U.S.C. app. 501 et . seq. , 5 U.S,C, 7353, and Judicial Conference regulat ions .

Signatm

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAIL S TO FII ,E THIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FtI ,IN G IN STR UCTIO N SMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United Stales CourtsSuite 2-30 I()he Columbus Circle, N.E.W a shington~ D.C. 2054 4

sharon prost financial disclosure report for 2009

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