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DA GMS 2013 | THURSDAY NOVEMBER 21ST | TRIBECA ROOFTOP, NY

8:30-9:30 REGISTRATION AND NETWORKING BREAKFAST

9:30-10:00 Morning Keynote Q&A Anthony Scaramucci, Founder and Managing Partner, SkyBridge CapitalMohan Virdee, CEO and Founder, Markets Media

THE MAIN DEBATE (10:10AM - 1:00PM)

10:00-11:00 MAIN DEBATE PART 1: INSTITUTIONAL INVESTING • How sustainable is the U.S. economic recovery, and what are the risks of a stall?• To taper or not to taper: Fed still in the driver’s seat• European sovereign debt is out of the headlines, for now. Has the issue receded for good?• Slowing growth in China and implications for Asia and elsewhere• As correlations unwind, will security selection again be rewarded?• Hunting for yield in a low-yield world: how can investors clear return hurdles? • Alternatives go mainstream amid the promise of diversification and uncorrelated returns• Will risk management remain at the forefront of institutional investors’ priorities?• How are investors balancing risk and return? What has changed in asset-allocation models?• What will be the key themes for institutional investing in 2014 and beyond? Moderator:

Arun Kaul, CFA, President, AK Capital Management,LLC Participants: Markus Schomer, CFA, Chief Economist, PineBridge Investments Wesley A. Sparks, CFA, Head of US Taxable Fixed Income, Schroders Douglas Famigletti, President and Chief Investment Officer, Griffin Asset Management

Christine Gaelzer Helou, CFA, Managing Director, CoreCommodity Management John Griffin, Senior Risk Manager, Hartford Investment Management Company

Torsten Slok, Ph.D, Chief International Economist, MD, Deutsche Bank Securities

11:00-11:15 REFRESHMENT BREAK

11:15-12:00 MAIN DEBATE PART 2: FIXED-INCOME TRADING • The search for liquidity amid a constrained big-bank sector• How has the role of the major banks changed, and what are the implications for the buy side?• From high touch to low: update on the ‘electronification’ of bond markets• What does automation mean for different sectors and markets within fixed income?• Which emerging trading platforms are making a splash? Is consolidation inevitable in this area?• Long and winding road: what’s left on the regulatory front that will affect bond trading?• Derivatives spotlight: trading interest-rate and credit-default swaps post-Dodd-Frank• Swap execution facilities: less than two months in, what have we learned? Moderator:

Isaac Chang, Global Head of Fixed Income, KCG Holdings Participants: Fred Cohen, SVP and Director, Municipal Bond Trading, Alliance Bernstein Greg Gurevich, CFA, Managing Partner and Founder, Maritime Capital Woody Garavente, Market Director, Interest Rate Swaps, Tradeweb Markets Jesse Fogarty, CFA, FRM, MD, Portfolio Management, Cutwater Asset Management Saad Aslam, Global Head Credit Policy, Risk Review & Credit Risk Regulatory Interaction, Credit Suisse

12:00-1:00 MAIN DEBATE PART 3: EQUITIES TRADING• Is lower volume the ‘new normal’ or can a rebound be expected in the next year or two?• With buy-side traders more self-sufficient, what are the limits to the DIY movement?• What are the challenges and opportunities for equity traders moving into multiple asset classes? • New in the toolbox of today’s trader: speed and connectivity via shared services• Speed vs. venue: which is more important in achieving best execution?• Liquidity sourcing across capitalizations and borders• Update on technology including smart order routers, OMSs and EMSs• With Transaction Cost Analysis de rigueur, what’s the next-gen way to measure performance? Moderator:

Alfred Eskandar, Chief Executive Officer, Portware Participants: Phil Mackintosh, Managing Director, Investment Banking division, Credit Suisse Bryan Harkins, Chief Operating Officer, Direct Edge David Johnsen, Director, Head of Equities Electronic Trading Business Development, Barclays William Lishman, Head of Equity Trading for the Americas, Schroders Ryan J. Lee, CFA, Director, Autobahn Equity Trading, Deutsche Bank Securities Inc.

Thomas Kalafatis, Managing Director & Head, Prime Services Group, CIBC World Markets Inc.

1:00-2:15 NETWORKING LUNCHEON

1:00-2:15 PRIVATE LUNCHEON Hosted by Software AG Dr. John Bates, CTO, Intelligent Business Operations and Big Data, Software AG The Next Generation of Trading Systems and how they will approach automated trading, aggregation, pricing and risk in the future.

2:30-3:45 THE MEETINGS A series of highly informed yet informal roundtable sessions, organized across sectors and asset classes with some of the most influential leaders within their respective fields of expertise. Please see following page for a detailed list of “THE MEETINGS”

• Investors • Alternatives • Exchanges

• Equities • Emerging Managers • Fixed Income

• Technology • Wealth Management • Around the World

3:45-4:30 THE LATE DEBATE: CLOSING SESSION Do We Have Market Crises Under Control?• Mission critical: crisis lessons from the past five years• Identifying a fast-developing crisis and maneuvering around it• Is it possible to predict a market crisis in advance?• What are the technological and regulatory implications of crises?• Cutting edge: what are the latest innovations in crisis management Moderator: John Bates, CTO, Intelligent Business Operations and Big Data, Software AG Participants:

Mike Downey, VP/Relationship Management, NYSE Euronext Alexander Fleiss, Chairman & Chief Investment Officer, Rebellion Research William O’Hara, Associate, Pico Quantitative Trading Niki Fotheringham, Vice President - Compliance Manager, Global Banking & Markets, HSBC Securities (USA) Inc.

4:30-4:35 CLOSING REMARKS

4:30-6:30 NETWORKING COCKTAIL RECEPTION

INVESTORS ALTERNATIVES & HEDGE FUNDS INTRODUCTION BY:

CALDWELL INVESTMENT MANAGEMENT Brendan Caldwell, President & CEO

CHAPIN HILL ADVISORS

Kathy Boyle, President

CORECOMMODITY MANAGEMENTChristine Gaelzer Helou, CFA, Managing Director

NEW LEGACY CAPITALAdam Geiger, President and Chief Investment Officer

HENNION & WALSH ASSET MANAGEMENTKevin Mahn, President & Chief Investment Officer

CHARTER BRIDGE CAPITAL MANAGEMENTGeorge Roeck, COO, CFO

COMMONWEALTH ASSET MANAGEMENT LLCHenley Smith, CIO

BNP PARIBASYelena Shulyatyeva, Economist

WEXBrent Kochuba, Sales and Relationship Manager

STANPHYL CAPITAL MANAGEMENT LLCMark Spiegel, Managing Member

GLAZER CAPITAL MANAGEMENTStephane Azra, Director of Business Development

MARINUS CAPITAL ADVISORSNajib Canaan, Managing Member and Chief Investment Officer

*Key issues affecting institutional investors such as the geopolitical and economic environment, the hunt for yield and the impact of

federal tapering.

INTRODUCTION BY: MARKETS MEDIA

Mohan Virdee, Founder, CEO

CREDIT SUISSE AM

Jordan Drachman, Director, Head of Alternative Beta Strategies Group

ALTERNATIVE STRATEGY PARTNERSBrian Haskin, Chief Executive Officer

ALPHACLONEMaz Jadallah, Chief Executive Officer

EFG ASSET MANAGEMENTMatias Ringel, Head of Funds Research

QUANTZ CAPITALMilind Sharma, Chief Investment Officer

ISAMRiva Waller, Chief Operating Officer

PRELUDE CAPITALMichael Marcus, Director of Manager Research

COMMONWEALTH FINANCIAL NETWORKBrad McMillan, VP, Chief Investment Officer

DIREXIONEd Egilinsky, Managing Director, Head – Alternative

OLD GREENWICH CAPITAL PARTNERSJeff Arsenault, Principal

CBOEJim Lubin, Senior Managing Director

WEXAnthony Spina, Sales and Relationship Manager

*New investment opportunities owing to a variety of factors such as

innovation, regulation and evolving market dynamics are fueling demand for alternative assets among retail and institutional investors.

WEALTH MANAGEMENT AROUND THE WORLD INTRODUCTION BY:

SRE SOLUTIONS, LLCSharon R. Egilinsky, CEO

MORGAN STANLEY

Jennifer Hartmann, Senior Vice President

UNICORN ADVISORY GROUP Sandra Kim, Consultant

OICAlan Grigoletto, Vice President of Education

NORTHERN TRUSTEra Jacqueline Yoo, Managing Director, Wealth Management

TYCHE CAPITAL ADVISORS LLC John Macaluso, ‎Research Analyst

SOUTHPORT HARBOR ASSOCIATES LLCSabine Hairabedian, Managing Director

GOLDSTEIN CAPITAL CORP.Paul Goldstein, President

ISEKris Monaco, Business Development Officer

ALPHABRIDGE CAPITAL MANAGEMENT LLCJohn Pagli, Business Development

GREENWICH INVESTMENT MANAGEMENT Drew Collins, President and Director

*Wealth Management has been touted as one of the key growth areas over

the next decade. This roundtable session will explore some of the key trends in institutional and individual wealth management. Who are the key players

in this market and what are the factors driving investor growth opportunities.

INTRODUCTION BY: PERSEUS TELECOM

Bruce Gibson, VP Business Development

SANDGLASS CAPITAL MANAGEMENT

Michelle Kelner Founder

ROCKWELL GLOBAL CAPITAL Peter Cardillo, Chief Market Economist

DIRECT EDGETony Barchetto, Head of Strategy

OUNAVARRA CAPITALHarvey Glover, Director

PINEBRIDGE INVESTMENTS Markus Schomer, Chief Economist

DISTINCTIONSamantha MacRae Foerster, Founder

DROIT FINANCIALBrock Arnason, Partner

*Explore trading and investing opportunities in Brazil, China, Russia and frontier markets. What are the challenges and opportunities that

managers confront when operating within these regions.

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FIXED INCOME TECHNOLOGY INTRODUCTION BY:

PARAGON PUBLIC RELATIONSSimon Hylson-Smith, Founder and CEO

ACUITY CAPITAL MANAGEMENT LLC

David Harris, CIO

CREDIT SUISSE FIXED INCOME Ryan Sheftel, Global Head of eCommerce for Fixed Income

Currency and Commodities

ING IM INTERNATIONALDorian Garay, PM - Global Investment Grade Fund

CBOEJohn Angelos, Director Institutional Marketing, Credit Derivatives

DEUTSCHE BANKRobert Yablonowitz, Director, Global Markets

TERAEXCHANGEChristian Martin, CEO and Co-Founder

CITI INVESTMENT MANAGEMENTRichard Michalowski, Head of US Equity & Fixed Income Trading

HARTFORD INVESTMENT MANAGEMENT COMPANYJohn Griffin, Senior Risk Manager

REBELLION RESEARCH Alexander Fleiss, President, Chief Investment Officer & Chief Risk Officer

MORGAN STANLEY INVESTMENT MANAGEMENTAbe Riazati, Head of Fixed Income and Liquidity Risk

DROIT FINANCIALSatya Pemmaraju, Founding Partner

*Central banks continue to wield massive influence; what are the latest

liquidity patterns and advances toward a more electronic market?

INTRODUCTION BY:

MARKETS MEDIASteve Marlin, Senior Reporter

TRADEWORX

Mani Mahjouri, Chief Strategist & Chief Investment Officer

ROBUST METHODS LLCKarim Taleb, Chartered Financial Analyst

GARRETT ASSET MANAGEMENTElliot Noma, PhD, Founder

BROADWAY TECHNOLOGY Joshua Walsky, Co-Founder & CTO

EQUINIX Henrique Hablitschek, Senior Business Development Manager

NYSE TECHNOLOGIESVarghese Thomas, SVP, Global Head of Infrastructure Solutions

DIRECT EDGESaro Jahani, Chief Information Officer

CPQIRipsy Arora, US Sales Manager

SOFTWARE AGMark Beliveau, RSM, Financial Services

REDI GLOBAL TECHNOLOGIESJosh Schubkegel, Chief Technology Officer

*How can capital markets firms harness technology to drive innovation, maximize performance, and improve agility throughout the enterprise?

EXCHANGES EQUITIESINTRODUCTION BY: DOW JONES

Paul Arena, Account Executive

NYSE EURONEXT

Mike Downey, VP/Relationship Management

TMXMatthew Dowd, Business Development Manager, USA

BM&F BOVESPAMarcelo Gualda, Business Developer

TRAIANAJohn Burchenal, Global Head of Partners and Alliances

DIRECT EDGEBryan Harkins, Chief Operating Officer

TERAEXCHANGELeonard Nuara, President & Co-Founder

CME GROUPJennifer Ziehe, Director, Client Development & Sales,

Asset Managers Segment

OMEGA ATSSean Debotte, Director of Business Development

PERSEUS TELECOMDan Watkins, Director of Products and Marketing

OPTIVERJerry Swarbrick

INTERCONTINENTALEXCHANGE -NYSEMike Hedrick, Associate, Sales & Relationship Management

ISE Jeanine Hightower, Business Development officer

*Consolidation & fragmentation are happening concurrently, as exchanges look for expansion opportunities while compressing costs.

INTRODUCTION BY: MARKETS MEDIA

Terry Flanagan, CFA, Managing Editor

BARCLAYS

Anthony Pallone, Head of Electronic Sales US

CREDIT SUISSEAna Avramovic, Equities Trading Strategist

SCHRODERSWilliam Lishman, Head of Equity Trading for the Americas

RBC CAPITAL MARKETSMark D’Souza, Director, Global Electronic Sales and Trading

CREDIT SUISSEDmitry Bulkin, US Equities Trading

PETA TRADING LLCYan Zhang, Principal

TMX DATALINXKeith Jemaitis, US Sales Director

DEUTSCHE BANK SECURITIES INC.Ryan J. Lee, CFA, Director, Autobahn Equity Trading

*With tepid trading volume apparently the ‘new normal’, how have market participants adjusted their sourcing of liquidity?`

EMERGING MANAGERS

INTRODUCTION BY: MARKETS MEDIA

David Griffiths, Managing Director

MOW & AYWMichael Oliver Weinberg, CFA, Chief Investment Officer

DELWAR CAPITAL MANAGEMENTDel Warmington, Managing Partner

RFI INVESTMENTSSteve Ruoff, Fixed Income; Portfolio Management

RFI INVESTMENTSRon Connors, Founder & Co-CIO

STANPHYL CAPITAL MANAGEMENT LLCMark Spiegel, Managing Member

XP SECURITIESHenrique Cardoso, Trader

TYCHE CAPITAL ADVISORS LLCTariq Zahir, Managing Member

MARINUS CAPITAL ADVISORSJoe Quinn, Head of Marekting

PERSEUS TELECOMMarselen Spencer, Sales Director

SONICA CAPITALJerry Bright, Director of Marketing and Investor Relations

GRIFFIN ASSET MANAGEMENTDouglas Famigletti, President and Chief Investment Officer

*Viewpoints from smaller and newer asset managers about what it takes to launch and sustain a successful business.

CO-SPONSORS:

SPONSORS:

LEAD SPONSORS:

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One local point of contact Financial@Equinix.com

DATA CENTERS FOR THE WELL-CONNECTED

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CBOE Holdings, Inc. (NASDAQ: CBOE) is the holding company for Chicago Board Options Exchange (CBOE), the CBOE Futures Exchange (CFE) and other subsidiaries.

CBOE, the largest U.S. options exchange and creator of listed options, continues to set the bar for options and vola-tility trading through product innovation, trading technology and investor education. CBOE Holdings offers equity, index and ETP options, including proprietary products, such as S&P 500 options (SPX), the most active U.S. index option, and options and futures on the CBOE Volatility Index (the VIX Index). Other products engineered by CBOE include equity options, security index options, LEAPS options, FLEX options, and benchmark products such as the CBOE S&P BuyWrite Index (BXM).

CFE offers an all-electronic, open-access market model, with traders providing liquidity and making markets. CFE currently offers eight contracts: CBOE Volatility Index (the VIX Index) futures (VX), Mini-VIX futures (VM), S&P 500 Vari-ance futures (VA), CBOE NASDAQ-100 Volatility Index (VXN) futures (VN), CBOE Gold ETF Volatility Index (GVZ) security futures (GV), CBOE Crude Oil ETF Volatility Index (OVX) security futures (OV), CBOE Emerging Markets ETF Volatility Index (VXEEM) security futures (VXEM) and CBOE Brazil ETF Volatility Index (VXEWZ) security futures (VXEW).

CBOE Holdings is home to the world-renowned Options In-stitute and www.cboe.com, the go-to place for options and volatility trading resources.

CIBC (TSX, NYSE: CM) is a leading Canadian-based global financial institution. Through our three main businesses, Retail and Business Banking, Wealth Management, and Wholesale Banking, CIBC provides a full range of financial products and services to more than 11 million individual, small business, commercial, corporate and institutional clients globally. We have more than 42,000 employees dedicated to helping our clients achieve what matters to them; delivering consistent and sustainable earnings for our shareholders; and, giving back to our communities. CIBC’s wholesale banking business provides a wide range of credit, capital markets, investment banking and research products and services to government, institutional, corporate and retail clients in Canada and in key markets around the world.

Deutsche Bank is a leading global investment bank with a strong private client franchise. A leader in Germany and Europe, the bank is continuously growing in North America, Asia and key emerging markets. With more than 100,000 employees in 73 countries, Deutsche Bank offers unparal-leled financial services throughout the world. The bank competes to be the leading global provider of financial solu-tions for demanding clients creating exceptional value for its shareholders and people.

Direct Edge is your partner in trading. We are committed to innovation and superior customer service that helps our Members move their business lives forward. Direct Edge handles approximately 10 percent of U.S. equity trading volume daily and is the fourth largest equities exchange in the world by notional value. We deliver valuable connectivity and market data services, dynamic trading functionality across two distinct platforms — EDGA and EDGX — and outstanding market operations support. We work collabora-tively with our Members as a trusted advisor for navigating the capital markets. Learn more at www.directedge.com. `

Dow Jones & Company is a global provider of news and business information, delivering content to consumers and organizations via newspapers, Web sites, apps, video, newsletters, magazines, proprietary databases, conferenc-es, and radio. Dow Jones has produced unrivalled quality content for over 100 years and today has one of the world’s largest news-gathering operations with 2,000 journalists in more than 50 countries, including The Wall Street Journal, America’s largest newspaper by total average circulation. Other premier brands include Barron’s, MarketWatch, Fac-tiva, Dow Jones Risk & Compliance, Dow Jones Venture-Source, and DJX. Its information services publish in 13 lan-guages and distribute content in 28 languages, combining technology with news and data to support business decision making. The company pioneered the first successful paid online news site and its industry leading innovation enables it to serve customers wherever they may be, via the Web, mobile devices, Internet-connected televisions, and tablets.

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Equinix, Inc. (NASDAQ: EQIX) IBX data centers provide a neutral meeting place for the world’s electronic trading community in the top 16 global financial markets. Offering a neutral foundation for competition and collaboration Equinix interconnects some 700+ trading venues, market data providers and market participants inside the world’s largest multi-asset financial ecosystem.

Liquid Holdings Group is a cloud-based technology and man-aged services provider to the global hedge fund and active trad-ing markets. We provide hedge funds and other asset managers with the best way to de-risk their business, enhance decision-making, improve transparency and ultimately put more money into their investors’ pockets. Our clients leverage Liquid platform - the industry’s first OERMS, a single system that combines best of breed capabilities across order, execution and risk manage-ment as well as any-time investor reporting and shadow NAV. The platform is end-to-end, including managed services to automate middle- and back-office operations such as broker reconciliations and corporate actions. And, its SAAS delivery allows our clients to reduce costs by partnering with a single vendor to manage mission-critical functions and operations through a broker-neutral platform purpose-built for multi-asset, multi-currency investing.

While our business is new, the technology is market-tested and has been in use for six years plus by the most demanding port-folio managers and traders, and its adoption rate is strong with over 45 clients and growing. We are headquartered in New York City with offices in Hoboken, Aventura and London. Visit us at www.liquidholdings.com to learn more.

As developers of the award-winning Metro electronic trading and market-making platform, Chicago-based OptionsCity Software has helped traders make markets and trade on the world’s lead-ing derivative markets since 2006. OptionsCity continues to innovate with the development of Freeway, a low-latency server-based algorithmic trading platform designed for deploying user-built multi-asset strategies. Through Freeway, traders gain access to The Algo Store, a one-of-a-kind online algorithm repository, providing a cutting-edge collaborative environment and a market for creating, purchasing, and downloading algorithms. OptionsC-ity products are built on power, speed and reliability that options traders require to have full control over trading, safety and risk management. OptionsCity is a certified Independent Software Vendor on leading derivative exchanges. For more information, please visit www.optionscity.com.

The Options Industry Council (OIC) was created to educate investors and their financial advisors about the benefits and risks of exchange-traded equity options. Options are a versatile but complex product, and that is why OIC conducts hundreds of seminars, distributes educational brochures, maintains a website, and offers live help from options professionals.

Our experienced options seminar instructors provide valuable insight on the challenges and successes that individual investors encounter when trading options. In addition, options industry professionals have created the content in our software, brochures and website. Appropriate compliance and legal staff ensure that all OIC-produced information includes a balance of the benefits and risks of options.

OIC was formed in 1992. Today, its members include BATS Op-tions Exchange, BOX Options Exchange, C2 Options Exchange, Chicago Board Options Exchange, International Securities Exchange, MIAX Options Exchange, NASDAQ OMX PHLX, NAS-DAQ Options Market, NYSE Amex Options, NYSE Arca Options and OCC. These organizations have one goal in mind for the op-tions investing public: to provide a financially sound and efficient marketplace where investors can hedge investment risk and find new opportunities for profiting from market participation. Educa-tion is one of many areas that assist in accomplishing that goal. More and more individuals understand the versatility that options offer their investment portfolio, due in large part to the industry’s ongoing educational efforts.

Portware is the financial industry’s leading developer of broker-neutral trading systems for global equities, futures, options and FX. Portware Enterprise, the company’s flagship trading platform, is a fully customizable execution management system for single stock, portfolio, index and algorithmic trading.

Portware provides access to over 450 global trading destinations from a single trading environment, while the system’s flexibility and open architecture allows users to easily customize Portware Enterprise to meet their specific trading and workflow integra-tion requirements. Portware Enterprise has been implemented at more than 130 firms worldwide, including tier one investment managers, hedge funds, and sell-side program trading desks.

Software AG helps organizations achieve their business objectives faster. The company’s big data, integration and business process technologies enable customers to drive operational efficiency, modernize their systems and optimize processes for smarter decisions and better service. Building on over 40 years of customer-centric innovation, the company is ranked as a leader in 15 market categories, fueled by core product families Adabas and Natural, ARIS, Terracotta, webMethods, JackBe and also Alfabet and Apama. Software AG has ca. 5,300 employees in 70 countries and had revenues of €1.05 billion in 2012. Learn more at www.softwareag.com.

TeraExchange is a CFTC registered swap execution facility (SEF) offering market participants an anonymous, multi-asset class central limit order book (CLOB) for interest rate swaps, credit default swap indices and FX derivatives.

With benchmark and bespoke instruments listed, TeraEx-change enables participants to initiate, hedge, consolidate or terminate a diverse set of risk positions. TeraExchange also offers institutional investors a direct-to-dealer (or request-for-quote) trading protocol integrated into its CLOB including compression and unwind services for full life-cycle management.

In addition to its core trading platform, TeraExchange offers two other trading tools for institutional investors. TeraDirect is a front-end execution management system that provides real-time pricing from a range of execution venues, as well as other tools needed to trade on TeraExchange. Tera-Check is a proprietary pre-trade credit risk management engine for market participants, including futures commis-sion merchants (FCMs). TeraCheck integrates seamlessly with in-house and external credit hub systems. Participants may also connect to TeraExchange via FIX, FAST, FpML and other protocols.

The Montréal Exchange (MX), Canada’s national derivatives exchange owned and operated by TMX Group, offers retail and institutional investors – both domestic and foreign – a wide range of risk management products that protect their investments and ensure growth. Our futures and options products cover major asset classes, including interest rates with a time horizon of one day to 30 years, equities, FX, and Canadian stock indices.

Canadian Derivatives Clearing Corporation (CDCC) is a wholly-owned subsidiary of MX, which ensures the integrity and stability of the Canadian market by acting as the central counterparty guarantor. CDCC also guarantees all over-the-counter products that are cleared through its Converge clearing services.

TMX is headquartered in Montréal, Quebec, with interna-tional offices in London (U.K.) and New York (U.S.)

To learn more, visit www.m-x.ca.

Tradeweb Markets builds and operates many of the world’s most efficient financial marketplaces and pioneered signifi-cant milestones in the development of electronic trading and trade processing. Since 1998, Tradeweb has operated a global fixed income and derivatives trading network, which harnesses the distribution of the major investment banks with more than 2,000 institutional clients. In addition to its dealer-to-client institutional marketplace, the company operates Dealerweb, its inter-dealer division, which includes the Hilliard Farber, RaffCap, and J.J. Kenny Drake groups. Tradeweb Markets also provides trading services to the financial advisor community through its Tradeweb Retail platform.

Founded in 2000, Traiana operates the industry-standard platform for electronically processing over-the-counter FX, exchange traded derivatives, CFDs and cash equities trades. Traiana’s flagship offering, the Traiana Harmony Network, is the leading platform for connecting all market participants to automate post-trade processes, reducing the risk and cost of trade processing. Today, Traiana is con-nected to over 500 firms. The network includes all major market participants including prime brokers, executing banks, retail platforms, buy-side firms and execution venues. Traiana has offices in New York, Chicago, London, Tel Aviv and Tokyo. Traiana is owned by ICAP plc. - the world’s largest interdealer broker.

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Intelligent Business OperationsPerformance, speed and insight at any scale

• Real-time Analytics • Ultra-low Latency Messaging • In-Memory Data Management

APAMA