richard e dorr financial disclosure report for 2010

8/3/2019 Richard E Dorr Financial Disclosure Report for 2010

1/11

FINANCIAL DISCLOSUR E REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . Person Re por ting ( las t name, f ir s t , middle init ial)Dor r , R i cha rd E.

4 . T i t le (Ar t icle 111 judges indicate act ive or sen ior s ta tus ;magistrate judges indicate full- or part- time)Act i ve US D i s t r ic t C our t

7 . C h a m b e r s o r Of f i c e Ad d r e s s2 2 2 J o h n Q . H a m m o n s P a r k w a yS ui t e 3100S pr i ng f i e l d , MO 65806

2. Cour t o r Or ganiza t ionUS D i s t ri c t C our t W e s t e rn Di s t r i c t o f MO

3. Date o f Repor t05/04/2011

i 5a. Report Type (check appropriate type)

] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report

i 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith applicable laws and regulations.

6. Report ing Pe riod1/01/2010

to12/31/2010

R e v i e wi n g O f f i ce r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part wh ere you have no reportable information. Sign on last page.

I . P 0 S I T I O N S . ~ R e p o n i n g i n d i v id u a l only; see p p . 9 - 1 3 of filing instructions.)~] NONE (No reportable positionsO

POSITION

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

II . AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)~ (No reportable agreem ents.)ONE

DATE PARTIES AND TERMS


2/11

FINANCIAL DISCLOSURE REPORTPage 2 of 1 1

Name of Person ReportingD o r r , Richard E.

Date of Report05/04/2011

III. N O N - I N V E S T M E N T I N C O M E . tRepo.ln~ indi~idunl and sponse; see pp. I7-24 of filing instructions.)A. Fliers N o n - I n v e st m e n t I n c o m e

[] NO NE (No reportable non-investment income.)DATE SOURCE AND TYPE

2.3.4.

INCOME( y o ur s , n o t s p o us e s )

B . S p o u s e s N o n - ln v e s t m e n t I n c o m e - if you were married during anyportlon of the reportingyear, complete this ~ection.(Dollar amount not required except for honorariaO

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

I.2.3.4.

I V . R E I M B U R S E M E N T S -- ,ro .spor,a ,lon, Iod gi .g , lood. en t e r , a in m en ~(Includes those to spouse and dependent children; see pp~ 25-27 of filing instructions.)~] NONE (No reportable reimbursements.)

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


3/11

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 1

Na me o f Pe rs on R e por t ingD o r r , R i c h a r d E .

D a t e o f R e p o r t05/04/20 ! 1

V . G I F T S . (Includes those to spouse and dependent children; see pp, 28-31 of fillng instructions.)N O N E (No reportable gifts.)

S O U R C E D ES C R IP T IO NI.2.3.4.5.

VALUE

V I . L I A B I L I T IE S . ( in c t u d e s t h o s e o f s p o u s e o n d d e p e . d c n t children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.4.5.

VALUECODE


4/11

FINANCIAL DISCLOSURE REPORTPage 4 of 11

I N a m e o f P e r s o n R e p o r t in gDorr , Richard E.


V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a l a e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

A. B. C.D e s cr i p t i o n o f A s s e t s In c o m e d u r i n g G ro s s v a l u e a t e n d( in c lud in g t rus t a s se t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(1) (2) (t) (2)Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e

exempt from prior disclosure C o d e 1 d i v ., r e n t , C o d e 2 M e t h o d( A - H ) o r in t . ) (J-P) C o d e 3

(Q-W)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(l ) (2) (3)Type (e .g., D a t e Valuebuy, se l l , mm/dd/yy Code 2

r e de mpt ion) ( J - P )

(4 ) (5 )Gain Identity of

Code 1 buyer] se l ler(A-H) ( if pr ivate

transaction)

I. Commerce Bank Account A Int./Div. K T2. Signature Bank CD (X) A Int./Div. J T3. B R O K E R A G E A C C O U N T # 1 Ed w a r dJ one s4. -OReilly Automotive (ORLY) Comm on None N TStock5. -SunAmerica Life Ins Polari s Variable None K TAnnui ty6. -Hartford Life Director Variable Annui ty None K T7. -Great Southern Ban k (GSBC) Comm Stk B Dividend L T B uy 01/10/10 J

B uy 04/14/10, JBu y 10/13/10 J

10 . -Guaran ty Fed Bancshares lnc (GFED) None J TComm Stk

1 I . USAA Investm ent M gm t Co. IRA C Dividend M T12. - U S A A G NM A T r u s t13 . - U S A A H i g h - Y i e ld O p p o r t u n i ti e s F u n d1 4 . - U S A A I n c o m e F u n d1 5 . - U S A A I n c o m e S t k F u n d16 . - U S A A S & P 5 0 0 I n d e x F u n d M e m b e rS ha re s1 7 . - U S A A S h o r t - T e r m B o n d F u n d

I . Income Gain Co des: A =$1.000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(See Columns B I and D4) F = $50,001 - $ 100,000 G = $ 1 00,001 - $1 ,000,000 H 1 = $ 1,000,00 t - $ 5,000,000 H2 =More than $5,000,000

2. Value Codes J = $ 15.000 or le ss K = $ 1 5,001 - $ 50,000 L = $ 50.001 - $ I00,000 M =$100,001 - $250,000( S ee C o l um n s C I an d D 3) N = $250.001 - $ 500,000 O = $500,001 . $ 1.000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P 3 =$2 5,000,001 - $50.000.000 P 4 = M ore tha n $ 50,000,0003. Value Method Codes Q = A p p ra i sa l R =Cost {Real Esta te Only) S =A ssessm en t T =C ash Mar k e t( S ee C o l um n C 2 ) U =B o o k V al ue V =Ot he r W =E st i m a t ed

E =$15,001 - $50,000


5/11


N a m e o f P e r s o n R e p o r t i n gDorr , Richard E.


V I I . I N V E S T M E N T S a n d T R U S T S - i n c om e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)~] N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( in c lud in g t rus t a s se t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d(1 ) (2 ) (t) (2)

Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u eexempt from prior disclosure Code I d i v ., re n t , C o d e 2 M e t h o d( A - H ) o r in t . ) (J-P) C o d e 3( Q - W )

18 . C e n t r a l Tm st a nd I nve s t m e n t C o C ON DUI TIR A19 . - C AS H EQUI VALEN TS20 . - - F e de ra t e d Pr i m e Obl i ga t i ons21 . -FIXED INCOM E FUND S2 2. - -F e d T o ta l R e tu rn Bo n d23 . - - P i m c o F o r e i g n B o n d - U n h e d g e d24 . - - Va ngua rd I n f l a t i on Pro t e c t e d25 . - - F e de ra t e d Hi gh Yi e l d B ond26 . - - V a n g u a r d S h o r t - T e r m I n v G ra d e2 7 . - - Va n gu a rd l n t- T er m I n v Gr ad e28 . --VGD GNMA29 . -EQUIT Y MUT UAL FUND S30 . - - VGD De vMkt I nde x31 . - -Vanguard Inst Index FD Inst Shrs ( fmlyV a n g u a r d 5 0 0 I n d e x )32 . - - D F A U S M i c r o C a p33 . - - D F A U S S m l C a p

E Dividend O T


(I) (2) (3 )Type (e .g., D a t e Value

buy, sell, mm/dd/yy Code 2r e de mpt ion) ( J - P )

(4 ) (5 )Gain Identity of

C o d e 1 b u y e r / s e l l e r( A - H ) (if private

t r a n s a c t i o n )

34 . - - DF A US S m l C a p Va l

1. Income Gain Codes: A =$1,000 or less B = $ 1 ,001 - $ 2 ,500 C = $2 ,501 - $ 5,000( S ee C o l um n s B I an d D 4) F = $ 5 0 , 0 0 1 - $ 100,000 G =$100.001 - $ 1 ,0 0 0 . 0 0 0 H I =$1 ,000,001 - $5,000,0002. Value Codes J = $ 15,000 or le ss K = $ 1 5,001 - $ 50,000 L = $50,001 - $ 100,000

( S ee C o l um n s C I an d D 3) N :$2 50 , 001 - $500 . 0~ , O :$500,00t - $ | ,000,000 PI =$1,000,001 - $5,000,000P3 =$25~000.001 - $50.000.000 P4 =M ore than $50.000,0003 . V a l ue Met ho d C ed es Q =Appraisal R =Cost (Real Estate Only) S =A ssessm en t( S e e C o l u n m C2) U =Book Value V :Oth er W =E st i m a t ed

D=$5,001- $15,000H2 =Mo r e t han $5 , 000 , 000M=$100 . 001 -$2 50 , 000P2 =$5.000,001 -$25,000,000T =C ash Mar k c t

E =$15 , 001 -$50 . 000


6/11


Name of Person ReportingDorr, Richard E.


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~-] N O N E (No reportable income, assets, or transactions.)

A, B. C.D e s c r i p t i o n o f A s s e t s In co m e d u r i n g Gro s s va l u e at e n d

( in c lu d in g tru s t a s se ts ) re p o r tin g p e r io d o f r e p o r t i n g p e r i o dO) ( 2 ) (0 (2)

Place "(X)" after each asset A r u o u n t Type (e.g., Va lu e Va l u eexempt from prior disclosure Code I d iv ., re n t , C o d e 2 M e t h o d

( A - H ) o r in t . ) ( J - P ) C o d e 3( Q - W )3 5. - - D FA US La r ge Ca p V a l

3 6 . - -DFA Intl V al3 7. -- DFAIntl Smcap Val

3 8. - - DFAIn t l Sm l CO

3 9. - - DFA EMERG M KTS VAL40 . --DFA EMERG M KTS

41 . - -DFA EmergM kts Sm all Cap42 . - -Pimco Com m odity Real Return

43 . -- Northern Global Real Estate

44. - - Vanguard Grow th Index

45. Ozark National Ordin ary Life Ins. Policy

46 . Central Trust and Investm ent Co RevocableT r u s t # 147 . - Cash Equivalents48 . --Federated Prim e Obligation s

49 . -Fixed Income Funds50 . - - F e d e r a t ed T o t a l R e t u r n B o n d

51 .

A lnt./Div. J TA Dividend K T


( 1 ) (2) (3)Type (e.g., D a t e V a l u e

b uy , s e l l , mm/dd/yy C o d e 2r e d e m p t i o n ) (J-P)

Bu y 10/04/10 JBu y 11/15/10 J

( 4 ) ( 5 )Gain Identity of

Code I buyer / se l ler( A-H) (if private

transaction)

I . Income Gain C odes: A =$1,000 or less B =$1.001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000( S ee C o l um n s B 1 an d D 4) F =$50,001 - $1 00,000 G = $ 1 00 ,0 01 - $ 1,0 00 .0 00 H 1 = $1 ,0 00 .0 01 - $ 5, 00 0, 00 0 H2 =More than $5,000,0002, Va lue C o des J =$15,000 o r le ss K =$15,001 - $50.000 L = $50,001 - $100,000 M =$100,001 - $250,000( S ee C o l um n s C I an d D 3) N =$250,001 - $500,000 O =$ 50 0,00 1 - $1 ,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00 P2 = $5,000,001 - $25,000,000

P3 = $25.000,001 - $50,000.000 P 4 -M o r e t han $50 , 000 , 0003. Value Method C~3dcs Q =Appraisal R =C o s t / Rea l E s t a le On ~y ) S =A ssessm en t T C a s h M a r k e t( S ee C o l um n C 2 ) U :B o o k V al ue V ~ O t h e r W :Es t imated

E =$15,001 - $50,000


7/11

FINANCIAL DISCLOSURE REPORTPage 7 o f 11

N a m e o f P e r so n R e p o r t i n gDorr, Richard E.

Date of Report05/04/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)NONE (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gro s s v a lu e a t e n d T ra n s a ct i o n s d u r i n g re p o r t i n g p e r i o d

( in c lu d in g tru s t a s se ts ) re p o r t in g p e r io d o f r e p o r t i n g p e r i o d(1) (2) (1) (2) (1) (2) (3) I (4)

?lace "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u e Type (e.g., D a t e Value [ Gain Identity ofexempt from prior disclosure C o d e 1 div., rent, C o d e 2 M e th o d b u y , s e l l , mm/dd/yy Code 2 [ Code 1 b u y e r / s e l l e r( A - H ) o r i n t .) (J -P ) C o d e 3 r e d e m p t i o n ) (J P) ( A - H ) (if private

( Q - W ) t ra n s a ct i o n )

52 . Buy 12/15/10 J53 .54 .55 .56 .57 .

- -Federated High Yield B ond

--Federated Ultra-Short Bond

-o Pimco Foreign Bon d-Unhedged

S o l d 06 /10 /10 J A(part )Sold 10/05/10 J A(part )Sold 10/05/10 J A(part )S o l d 10/05/10 J A(part )B uy 11115/10 J

58 . B uy 12/15/10 J59 . Sold 10/05/10 J A6 0. -- V an gu ar d G NM A Buy 10 /04 / l 0 J61 . Buy I 1/15/10 J6 2 .63. - - Van guard Inf lat ion Protected

Sold 10/05/10 J(part )B u y 10/04/10 J

A

B uy 11/15/10 J6 5. B uy 12/15/10 J66 .

67 .

68 .

Sold 06/10/10 J(part)Sold 10/05/10 J(part)S o l d 12/06/10 J( p a a )

A

A

I.Income Gain Codes:( S ee C o l um n s B I an d D 4)

2. Value Codcs( S ee C o l um n s C I an d

3. Value Mcthod Codes~S ee C o l um n C 2 )

A =$1,000 or lessF=$50,001 - $100,000J-$15,000 or tessN =$250,001 - $500.000P3 =$25.000.001 - $50.000.000Q =AppraisalU =B o o k V al ue

B=$1,001 - $2,500G=$ 100,001 - $1,000.000K = $ 15,001 - $50,000O ~ $ 5 0 0 , 0 0 1 - $| ,000,OO0R ~-Cosl (Rcal Esta te Only)V ~ Other

C -$2 , 501 - $5 , 000H 1 = $1,000,001 - $5,000,000L -$50,001 - $ 100,000P I =$ ! ,000,001 - $5,000,000P4 -More than $50,000,000S =A ssessm en tW =E st i m a t ed

D =$5,001 - $15,000H2 =More than $ 5,000,000M =$100,001 - $250,000P2 =$5,000,00| - $25,000,!)00T =C ash Mar k e t

E =$ I S ,001 - $50,000


8/11



D a t e o f R e p o r t05/04/201 I

VII. INVESTMENTS and TRUSTS -N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descrip tion o f A sse ts Incom e during Gross va lue a t end Transactions during reporting period(including trust assets) r e por t ing pe r iod of reporting period

(1) (2) (l) (2) (I) (2) (3) (4) (5 )Place "(X)" af ter each asset Amount Type (e .g., Value Value Type (e .g., Da te Value Gain Identity ofexempt from prior disclosure Code 1 div., rent , Code 2 Me thod buy, sell , m m /d d/yy C od e 2 C o d e 1 buyer / se l ler(A-H) o r i n t . ) (J-P) C ode 3 redem ption) ( J - P ) ( A-H) (if private( Q - W ) t ransaction)

6 9. - -Vanguard Sht-Tenn ln v Grade B u y 10/04/10 J70 . Buy 11/15/10 J71 . Sold 10/05/10 J(par t )72 . - -V a n g ua r d I n t -T e r m I n v G r a d e B u y I 1/15/10 J7 3 . Sold 1 0 / 0 5 / 1 0 J(part)7 4 . -Equity Mutu al Funds75 . - - D F A U S M i c ro C a p S o l d 10/05/10

(par t )76 . - -DFA I n t l Sm l C O S o l d 10/05/10(par t )77 . - - D F A l n l l S M C A P V a l S o l d 10/05 /10

(par t )78 . - -D F A U S S M C A P V A L S o l d 10/05 /10

(par t )79 . - -D F A U S L A R G E C A P V A L B u y 10/04110

J

J

J

J

J

AAAA

80 . B u y 11/15/10 J81 . B u y 12/15 /10 J82 . S o ld 06 /1 0 /1 0(pa n )83 . Sold 10/05/10(part)84 . Sold 12/06/10(part)85. - - D F A U S S M L C A P S o l d 10/05/10(pa n )

J

JJJ

A

AA

A

I . Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2 , 501 - $5 , 000 D =$5,O~1 - $1 5,000( S ee C o l um n s B l an d D 4) F =$50.001 - $100,000 G =$1 00.001 - $ 1.000,000 H I = $1 ,0 00,001 - $5,000,000 H 2 = Mo re than $5,000,0002. Va lu e C o d es J = $15.000 or le ss K = $1 5,001 - $50.000 L = $50,001 - $1 00,000 M $100 ,001-$2 50 ,000( S ee C o l um n s C I an d D 3) N =$250,001 - $ 500,000 O =$500,001 - $ 1,000.000 P I = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 P 2 - $ 5, 00 0, 00 1 - $2 5, 00 0, 00 0

P 3 =$ 25,000 ,00| . $50,000,000 P 4 =M o re than $50.000,0003. Vnlu Method Cod es Q =Appraisal R =Cost (Real Estate Only) S =A ssessm en t T =C ash Mar k e t( S ee C o l um n C 2 ) U =B o o k V al ae V ~Othcr W =E st i m a ted

E =$15,O01 - $50,000


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FINAN C1AL DISCLOSURE REPORTPage 9 o f 11



V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~] N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r ip t i o n o f A ss e t s In c o m e d u r i n g Gr o s s v a l u e a t e n d

( in c lu d in g tr u s t a s s e t s ) re p o r t in g p e r io d o f r e p o r t i n g p e r i o dO) ( 2 ) ( 1 ) ( 2 )

Place "(X)" after each asset A m o u n t Type (e.g., V a l u e Valueexempt fromprior disclosure C o d e 1 d i v ., r e n t , C o d e 2 M e t h o d( A - H ) o r i n t . ) (J-P) C o d e 3( Q - W )

(i)Type (e.g.,

buy, se l l ,r e d e m p t i o n )


(2) (3) (4)Date Value Gain

mm/dd/yy Code 2 C o d e i( J - P ) ( A - F O

( s )identity of

b u y e r / s e l l e r(if private

t r a n s a c t i o n )

86 . - - D F A I N T L VA L U E B uy 11/15/101 J87 . B u y 12/15/10 J88 .89 .

9 0.9 1.

- -DFA Em erging M kt Value

--DFA Emerging Mkts

- -VGD Deve loped Mkt Index

Sold 10/05/10 J A(part )Sold 10/05/10 J A(part)Sold 10/05/10 J A(part )Buy 11/15/10 J

9 2. B uy 12/15/10 J9 3. Sold 10/05/10 J A9 4. - - V G D l n s t ln d e x F D l n s t S h r s ( f r m l y V GD500 I nde x)9 5.

B uy 10/04/10 JB uy 11/15110 J

9 6.9 7.9 8.

- - Pimco Comm odity Real Return

-- Northern G lobal Real Estate

S o ld 1 0/05/1 0 J A(part)S o ld 1 0/05/1 0 J A(part)B uy I I115110 J

9 9 .1 0 0 . - - V a n g u a r d G r o w t h I n d e x

Sold 10/05/10 J(part)B uy 11/15/10 J

A

101. Sold 10/05/10 J(part) A

I. Income Gain Codes:ISee Columns 13t and D4)

2,Value Codes( S ee C o l um n s C I an d D 3)

3. Value Method Codes( S ee C o l um n C 2 )

A =$1,000 or lessF =$50,001 - $100,000

=$15,000 or lessN =$250.001 - $500,000P3 =$25.000,001 - $50.0t)0.000Q =AppraisalU =B o o k V al ue

B =$1 , 001- $2 , 500G =$100,001 - $1,000,000K =$15 , 001 -$50 , 000O=$500,001 - $1,000,000R =C o s t ( Rea l E s t a t e On l y )V -O the r

C =$2,501- $5,000HI =$1,000,001-$5,000,000L -$50,001 -$100,000PI =$1,000,001 - $5,000,000P 4 ~M o r e t han $50 , 000 , 000S = A s ~ s s m e n tW = Es t imatc d

D=$5,001- $15,000H2 =Mo re than $5,000,000M=$100 , O01- $ 2 50 , 000P2=$5,000,001- $25,000,000T = Cas h Mar ket

E =$15,001- $50,000


10/11

FINANCIAL DISCLOSURE REPORTPage 10 o f 11

N a m e of Person R e p o r t i n gDoff, Richard E.


VIII. ADDITIONAL INFOR MA TION OR EXP LA NATIONS. a,,,~i~t~,,~,-,osre~,on.)1. Pa r t VI I L i ne 18. S p r i ng f i e l d Trus t C o . i s now known a s C e n t r a l Trus t a nd I nve s t m e n t C o .2 , Pa r t VI I L i ne 46. Re voca b l e Trus t #1 i s he l d a t C e n t r a l Trus t a nd I nve s t m e n t C o . a nd m a na ge d t he sa m e a s t he C ondui t I RA re f l e c t e d i n Pa r t VI I L i ne 18.3 . Pa r t VII L i ne s 25 , 26 a nd 27 . The se t hre e a sse t s we re p r e vi ous l y l i s t e d i n t he S p r ing f i e l d Trus t C om pa ny R e por t s unde r t he he a d i ng " Eq ui t y Mut ua l F unds"a nd I i nc l ude d t he m i n m y p r i o r d i sc l o sure r e po r t s unde r t ha t he a d i ng . N ow t ha t C e n t r a l Trus t a nd I nve s t m e n t ha s t a ke n ove r , t he se a sse t s a r e l i s t e d unde r "F i xe dI ncom e F unds . " I ha ve cha nge d t he m a cco rd i ng l y i n t h i s r e po r t .


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N a m e o f P e r s o n R e p o r t i n gDorr, Richard E.

Date of Report05/04/201 I

IX . CERTIFICATION.I c e r ti f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i ch h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatur e: S/Richard E. Dorr

N O T E : A N Y I ND I VI D U A L W H O K N O W I NG L Y A N D W 1 L F U L L Y F A L S I F IE S O R F A IL S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I VI LAN D C RI MI N AL S AN C TI ON S (5 U.S .C . a pp . 104)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

richard e dorr financial disclosure report for 2010

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