richard d rogers financial disclosure report for 2010

8/3/2019 Richard D Rogers Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act o f 1978(5 U.S .C. app. 101-111)

1. Per son R epor ting ( las t name, f ir s t , middle in i t ia l)R o g er s , R i ch ar d D.

4. Ti t le (Art ic le 111 judges indicate act ive or senior s ta tus ;magistrate judges indicate full- or part- time)

2. Cour t o r Organiza tionU S Di s t r ic t C o u r t , To p eka K S

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e

US Se n io r D i s t r i c t J ud g e

7. Chambers or Of f ice Address41 0 F e d e ra l B ui ld in g4 4 4 S E Q u i n cy S t .T o p e k a K S 6 6 6 8 3

[] Initial [] Annual [] Final5h. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compllanee

w i t h a p p l i e a b l e l a w s a n d r e g u l a t i o n s .

Reviewing O f f ice r Date

3. Date of Report04/20/2011

6. Repor ting Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,checking the NON E box for each part where you ha ve no reportable information. Sign on last page.

I . P 0 S I T I 0 N S . tReporang indiv idua l only; see p p . 9 - 1 3 of f!ling instructions.)~] N O N E (No reportable positions.)

POSITION NAM E OF ORGANIZATION/ENTITY

2.

3.

4.5.

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERM S


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F IN A N C I A L D I SC L O S U R E R E P O R TPage 2 of 8

N a m e o f P e r so n R e p o r t in gRogers, Richard D.

D a t e o f R e p o r t04/20/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investment Incom eD N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME( yo u r s , n o t sp o u se s )1. 2010 K an sas Farm Bureau Re t i remen t Pen s io n $2,877.002. 2010 K an sas Pub l ic Emp lo yees Re t i remen t Pen s io n $1,785.003.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - i f you were ma rried during any port ion of the report ing year, complete this sect ion.(Dollar amount n ot required except for honoraria.)~] N O N E (N o reportable non-investment income.)

DATE SOURCE AND TYPE1.2.

3.

4.

I V . R E I M B U R S E M E N T S - t ranspor tuaon , lodging, food, e n t e r t a i n m e n t .(Inclades those to spouse and dependent children; see pp. 25-27 offiling instructions.)

[] (No reportable reimbursements.)ONE

2.3.4.5.

S O U R C E DATES LOCATION PURPOSE ITEM S PAID OR PROV IDED


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N a m e o f P e r s o n R e p o r t i n gP a g e F I N A N C I A L 3 of 8 D IS C L O S U R E R E P O R T

I R o g e r s , Richard D.

V . G I F T S . a n c i u d e s , h o s e t o s p o u s e ~ n d d e p e . d e n t children; see p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

Date of Report04/20/2011

VALUE

V I . L I A B I L I T IE S . a n c l u d e s t h o s e olspouse and dependent ch i ldren; see pp . 3 2-33 o f f i l ing ins truct ions .)~-~ (No reportable liabifities.)O N E

C R E D I T O R D E S C R I P T I O N V A L U E C O D E1 . State Mutual Ins. Co. . Po l i cy Loans J2. V eteran s Li fe In s . Pol icy Loans J3. N orthweste rn M utu a l L ife Ins . P o licy L o an s J4. K S Farm Bureau Li fe In s . Co . Pol icy Loans J5.


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F I NANCI AL DI SCL O S URE RE P O RTPage 4 of 8

N a m e o f P e r s o n R e p o r t in gRogers, Richard D.

D a t e o f R e p o r t04/20/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco , , e , va lue , ~ a n s ~ c t l o n s a n c l u d e $ t h o s e of spouse and dependent children; see p p . 3 4 - 6 0 of filing instructions.)[] NONE income, assets, or transactions.)(~Voeportable

1. Weste rn Resou rces common s tock2. Fidel i ty State Bank3. N u v e e n T a x E x e m p t4. Oi l Roya l t y -Oklahoma5. Bk o f Amer ica s av in g s6. Ci t i g rou p common s tock7. Credi t Union 18. Targe t common s tock9. Sou the rn Co . common s tock

1 0 . B k of Amer ica commo n s tock1 1 . A T & T c o m m o n s t o ck1 2 . Cap. Fed . common s tock1 3 . Ver i z on common s tock1 4 . P r o c to r & G a m b l e c o m m o n s t o ck1 5 . O N E O K c o m m o n s t o ck1 6 . J ohnson & J ohnson common s tock1 7 . 3M Co . comm on s tock

D Div idend MA I n t e r e s t JA Div idend KA Royal ty JA I n t e r e s t JA Div idend JA Int./Div. JA Div idend JA Div idend K

A Div idend JA Div idend JA Div idend JA Div idend JA Div idend JA Div idend JA Div idend JA Div idend J

TT

TTTTTTT

TTTTTTTT

Bu y 04/15/10

Bu y 07/2 !/10 J

Z Qai~ ~odes ........................ ....... : K ~15 ,001 ~ $~6 ;~0: L--$50,001- $i00~000 M =$100,00i - $250,00 0(See Colu mns CI and D 3 ) IN =$250,001 ~ $5001000 O =$500;001, $1 000;000 P 1 = $ 1 ; 0 0 0 ; 0 0 1 ~ $ 5 ; 0 0 0 ; 0 0 0 P2 =$5,000.00i - $25,000,000P3 =$25;000~00i $50,000.000 P4 ~M~ie ~han $50,000.0003. Value Method Codes Q =Appraisal : R -~ost (Real Estate Only) S =A s s es s men t T - -Cas h M ar ke t(Se e C o lum n C 2 ) U =Book Valu e V = O ~ b . ~r W ~Eslimated

E =$15,001 - $ 5 0 , 0 0 0


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F I NANCI AL DIS CL O S URE RE P O R TPage 5 of 8

N a m e o f P e r s o n Report ingR o g e r s , R i c h a r d D .


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , n e , v a t u e , ~ a , ~ a c t i o n ~ a n c t a d e s th o s e u y ~ p o ~ e n n d d e p e n d e n t c h U d r e n ; ~ e e ~ , ~ , . 3 4 - 6 0 of f i l ing instructions.)[] NONE income, assets, or transactions.)~ o reportable

1 8 . B arc lays comm on s tock A Div idend J T1 9 . B ri ti sh Pe t ro l eu m comm on s tock A Divid en d J T20 . Roya l Du tch She l l comm on s tock A Divid en d J T21 . B u r l ing ton N or the rn comm on s tock A Divid en d J T22 . V a n g u a r d t a x - e xe m p t b o n d f u n d D Divid en d M T Bu y 04/25/1 0 J23 . KS Fa rm B u reau L i fe Ins . i n t e re s t on B Interest J Tpol icies24 . Westar En erg y In e P re fe r red A Divid en d J T25 . Dupont A Divid en d J T26 . G en era l E lec tr ic A Divid en d J T

27 . Accentu re s t ock A Divid en d J T28 . Conoco Phil l ips stock A Divid en d J T29 . Eli Lil ly s tock A Div idend J T Bu y 06/23/10 J30. F e r r e l l G a s L P A Interest J T Bu y 11/01/10 J31 . Progre ss Ene rgy s t ock A Divid en d J T32 . Altria A Divid en d J T33 . Caterp i l l a r A Divid en d J T34 . Exe lon Corp . A Divid en d J T Bu y 06/07/10 J

1 . Incom e G ain C odes: A =$1.000 o r le ss B -$1,001 - $2,500 C =$2,501 - $5.000 D =$5.001 - $15,000(Se e C o lU m n s B I a n d IM/ F =$50,001 - $100,000 :G =$ 101 3. 001 - $ 1.000 .000 H I ~ $1 .0 00 .00 1 - $5 .0 00 .0 00 H2 = More than $5.000.000

2. Valu e Codes .I =$I 5.0~0 or less ~ ~-$15.001 - $50.~0 L =$5 0.001 - $100,0~0 M =$100~001 - $250,000{Se e C o lum n s C I a n d D3) N = $250.001 - $500.000 O =$500,001 - $1.000.000 PI ~$1.000.001 - $5.000.000 P2 =$5.000.001 - $25.000,000P3 = $25 ,000.001 - $50,000,000 P 4 = M ore tha t $5 0.000.0003 . Valu e M eth od Codes Q =Appraisal R = Cos t ( R ea l E s t a te On ly ) S =A s s es s men t T = C a s h Ma rke t(Se e C o lum n C 2 / U =Book Valu e V =Other W -Es t im a ted

E = $1 5 ,0 0 1 - $5 0 .0 0 0


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F IN A N C I A L D I SC L O S U R E R E P O R TPage 7 of 8

Nam e of Per son Repor tingR o g e r s , R i c ha r d D .

Date of Repor t04/20 /2011

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndlcatepartofrepor~)N o n e


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F I NANCI AL DIS CL O S URE RE P O R TPage 8 of 8

N a m e o f P e r s o n R e p o r t in gRogers, Richard D.


IX . CERTIFICATION.I c e r t i fy tha t a l l i n fo rma t io n g ive n a bo ve ( i n c lud in g in fo rma t io n p e r t a in in g to my sp o use a n d min o r o r d e p e n d e n t c h i ld re n , i f a n y ) i s

a c c ura t e , t rue , a n d c o mp le t e t o the be s t o f my k n o wle d g e a n d be l i e f , a n d tha t a n y in fo rma t io n n o t r e p o r t e d wa s wi thhe ld be c a use i t me t a p p l ic a b le s t a tu to ryp ro v i s io n s p e rmi t t i n g n o n - d i sc lo sure .I fu r the r c e r ti fy tha t e a rn e d in c o me f ro m o u t s id e e m p lo y m e n t a n d ho n o ra r i a a n d the a c c e p ta n c e o f g i f t s which ha ve be e n re p o r t e d a re i nc o mp l i a n c e wi th the p ro v i s io n s o f 5 U. S . C . a p p . 5 01 e t . se q . , 5 U. S . C . 73 5 3 , a n d J ud ic i a l Co n fe re n c e re g u la t i o n s .

Signature: S[ Richard D. Rogers

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U. S .C . a p p . 1 04 )

Committee on Financial DisclosureA d m i n i s t r a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

richard d rogers financial disclosure report for 2010

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