richard a caputo financial disclosure report for 2010
TRANSCRIPT
8/3/2019 Richard A Caputo Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 201 0
Report Required by the Ethics
in Government Act of 1978
(5 U.S.C. app. §§ 101-111)
1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )
Ca pu to , A . R ich a rd
4. Title (Article lII judges indicate active or senior status;
magistrate judges indicate full- or part-t ime)
U.S. Dis t r ic t Judge - Senior
7. Chambers or O ffice Address
19 7 South Main StreetWilkes -Ba r re , PA 18701
2. Court o r Organizat ion
U .S . D i s t . C t . M .D . o f PA
3. Date of Report
05/04/201
5a. Repor t Type (check appropr iate type)
] Nomination, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the bas i s of the informat ion contained in thi s Repor t and an ymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.
R e v ie w i n g O f f i c e r D a t e
6. Reporting Period
01/01/2010
to
12/31/2010
1MPOR TANT NO TES: The ins tructions accompanying this form mu st be fot towed. Com plete al l parts ,
checking the NONE box for each part where you ha ve no reportable information. Sign on last page.
I. P O S I T I O N S . t R e p o n i n g i n d i v id u a t o n l y ; s e e p p . 9 - 1 3 of f!ling instructions.)
D N O N E (No reportable positions.)
POSITION
1 . Co-Trustee ~ Trust
2. Co-Execu tor Estate # I
3.
4.
5.
NAME OF ORGANIZATION/ENTITY
I I . A G R E E M E N T S . t R e p o n i n g individual only; seepp. 14-16 offiling instructions.)
~] N O N E (No reportable agreements.)
D A T E PARTIES AND TERMS
SEE ACCOUN TANTS’ COMPILATION REPORT
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FINANCIAL DISCLOSURE REPORT
Page 2 of 9 Ia m e o f P e r s o n R e p o r t in g
Caputo, A. Richard
D a t e o f R e p o r t
05/04/2011
I l L N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i . g individual and spouse; seepp. 17-24 of f!ling instructions.)
A. Filer’s Non-lnvestm ent Income
2.
3.
4.
N O N E (N o reportable non-investment income.)
DATE SOURCE AND TYPE INCOME
( y o u r s , n o t s p o u s e ’ s )
B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
N O N E (No reportable non-investment income.)
DATE SOURCE AND TYPE
1.
2.
3.
4.
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.
(Includes those to spouse and dependent children," see pp. 2 5-27 off!ling instructions.)
~] N O N E (No reportable reimbursements.)
2.
3.
4.
5.
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
SEE ACCOUN TANTS’ COMPILATION REPORT
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FINANCIAL DISCLOSURE REPORT
Page 3 of 9
N a m e o f P e r s o n R e p o r t in g
Caputo, A. Richard
D a t e o f R e p o r t
05/04/2011
V . G I F T S . a n , ’ i u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)
N O N E (No reportable gifts.)
SOURCE DESCRIPTION
1 .
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a n cl ud e s t h o s e o S s p ou s e u n d dependent children; see p p . 3 2 - 3 3 of filing instructions.)
N O N E ( ’ N o reportable liabilities.)
CREDITOR DESCRIPTION
1 .
2.
3.
4.
5.
VALUECODE
SEE ACCOUN TANTS’ COMPILATION REPORT
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FINANCIAL DISCLOSURE REPORT
Page 4 of 9 Iame of Person Repor t ing
Caputo, A. Richard
D a t e o f R e p o r t
05/04/2011
V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , v u l u e , tr u n s u c , io n , a n c l u d e s th o s e o I ~ p o u s e u n d dependent children; see p p . 3 4 - 6 0 of f!ling instructions.)
N O N E ( N o reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s
( i n c l u d i n g t r u s t a s s e t s )
Place "(X)" after each asset
exempt from prior disclosure
1 . ~ Trust
2. - Ba rd C.R. Incorpora ted - Comm on Stk
3. - Bank W hitman Colfax, WA, 3 .00% Cer t o lDep, due 03/12/12
4. - Ca rn iva l Corp Pa i r ed CTF comm on s tock
5. - Chevron Corp . - Comm on Stk
6. - ConocoPhi l l ips - Comm on Stk
7. - C o m i n g , I n c . - C o m m o n S t o c k
8. - Dow Chemica l Co . - Comm on Stk
9. - In te l Corp - Comm on Stock
I 0 o - Johnson & Johnson - Common Stk
1 1 . - LPL Insured Cash Account
1 2 . - Merck & Company , Inc . - Common Stock
1 3 . - Microsof t Corp . - Comm on Stk
1 4 . - Noble Corp - Common Stock
15 . - PPL Corp - Comm on Stock
1 6 . - V e o l i a E n v ir o m e n t S p o n A D R - C o m m o n
Stock
1 7 . - Waste Management , Inc . - Comm on Stock
B. C. ¯ ..... D.
Incom e during G ross va lue at end Transactions during reporting period
reporting period ofreporting period
( 1 ) ( 2 ) (1) (2) (1) (2) (3)
Amount Type (e.g., Value Va lu e Type (e .g, Date Value
Code 1 div.. rent. Code 2 M e t h O d bu y , s e l l , , ., mm /dd! y y Code 2
(A-H) o r i n t . ) ~ J - P ) Code 3 i’ederapti0n) (J-P)
( Q - W )
D Int./Div, N T
Bu y 07/20/10 J
Bu y 05/19/10 J
Bu y 05/19/10 J
Bu y 06/15/10 J
Bu y 05/19/10 J
Bu y 07/20/10 J
(4 )
G a i n I d e n t i t y o f
C o d e 1 buyer/seller
( A -~ ( i f p r i v a t e
t r a n s a c t i o n }
1 ~ income Gaiu Codes::
(See C o lumns BI and I34)
2. Value Codes
(See C o lumns C 1 and D3)
3.Value Method Codes
(See C o lumn C 2)
A =$1,000 or less
F =$50,001 - $1001000
J =$15,000 or tess
N =$250 ,001 - $500 ,000
P3 =$25,000,001 - $50,000,000
Q =Appraisal
U = Book V alue
~ 3 = $ l , oo I - $ 2 , 5 0 0 c = $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0
G = $1 00 ,0 01 - $ 1,0 00 ,0 00 H i = $1 1000~0i ~ $ 51 00 01 000 H2 =More tha~ $5~000~000
K =$1 5,001 - $50~000 L =$50 001 - $100~000 M =$I00 001 - $250,000
O=$500,001 - $11000,000 P I = $ 1, 00 0, 00 i = $5 00 0 0 00 P 2 = $ 5, 00 0; 00 1- $2 5 ,0 00 ,0 00
P4 =More than $50;000,000
R =Cost (Real Estate Only) S =Assessment T = C ash Mark e t
V = O ther W = Est ima ted
SEE ACCOUN TANTS’ COMP ILATION REPORT
E =$15,001- $50,000
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FINANCIAL DISCLOSURE REPORT
Page 5 of 9
N a m e o f P e r so n R e p o r t i n g
Caputo, A. Richard
D a t e o f R e p o r t
05/04/2011
VII. INVESTMENTS and TRUSTS - income, vulue, , ...... t ions (Includes those o f spouse and dependent ch i ldren; see pp . 34-60 o f f i l ing instructions.)
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s
( i n c l u d i n g t r u s t a s s e t s )
Place "(X)" at ter each asset
exempt from prior disclosure
B. C. D.
Incom e during G ross value a~ end Transactions dur ng repornng period
reportingperiod : ofraporting period
(1) (2) (1) (2) (1 ) (2) (3) (4) (5 )
Amount Type(e,g., Value: ~a l u e : : : : Type(e.g. , Date Value Gain I d e n t i t y o f
Code I div., rent, Code 2 Method buy, sel l ,, m m /dd /yy Code 2 Code 1 buyer/seller
(A-H ) (A-H ) (if private
transaction)
1 8 .
1 9 .
20 .
21 .
22 .
23 .
24 .
25 .
- Weste rn Dig i tal Corp - Com mon Stock
IRA#1
- Am. E xp . Centur ion Bank , 1 .75% Cer t o f
Dep, due 09/16/11
- Bank Whitman, 3 .00% Certif icate ofDeposit, due 03/12/12
- Chevron Corp . - Comm on Stk
- Front ie r Comm unicat ions Corp . - Comm onStock
- Leucadia Na t iona l Corp . - Comm on Stk
- LPL Insured Cash Account
C Int./Div. M
Bu y 07/20 /10
Spinof f 07/12 /10( f rom l ine 28)
26 . - McDona lds Corp . - Comm on Stk
27 . - PPL Corp . - Common Stk
28 . - Ve r izon Comm unica tions , Inc . - Comm onSt k
29 . - Whole Foods Marke t Inc . - Common Stk
30 .
31 .
32 .
33 .
34 .
Ally Bank, 2 .00% Certif icate of Deposit,
due 05 /14/13
Branch Bank ing & Trus t Co . , 3 .00% Cer t o f
Dep, due 03/12/12
Chevy Chase Bank, 4.2% Cert of Depo sit,due 10 /15 /10
Goldman Sachs Bank USA, 3 .05% Cer t o f
Dep, due 02/13/12
LPL F inancia l Insured Cash Account
A Interest K
B Interest K
B Interest
B Interest K
A Interest L
T
T
T
T
Bu y 05/10 /10
Redeemed 10/15/10
1. Income Gain Codes:
(See C o lumns BI and D4)
2.Value Codes
(See C o lumns C 1 and D3)
3. Value Method Codes
(See C o lumn C 2)
A = $ L 0 0 0 m " 1 6 s ~ B ~ $ ! i 0 0 1 - $ 2 1 5 0 0 C = $ 2 , 5 0 1 - $ 5 , 0 0 0
. . . . . . . . . . . . . . . . . . . . . . . . . . . r =$50,001 - $100,000 G ~$] 00,00i : $ii0001000 HI --$1;000,001- $5,000,000
J =$1 5 , 000 o r l e s s K = $ 1 5 , 0 0 1 - $ 5 0 , 0 00 L = $ 50 , 0 0 1 : $ 10 0 , 0 0 0
N = $ 2 5 0 1 0 0 1 - $ 5 0 0 ,0 0 0 O = $ 5 0 0,0 0 1 - $ 1~0 0 0 ,0 0 0 PI =$1 , 000 , 001 - $5 , 000 ; 000
P 3 = $ 2 3 , 0 0 0 , 0 0 1 - $ 50 , 0 0 0 , 0 0 0 , P 4 = M ore t h a n $ 50 , 0 0 0 , 0 0 0
Q = Appra i s a l R = Co s t (Re a l E s t a te On l y ) S = As s e s s m e n t
U = B o o k V a l u e V = O t he r W - -Es t im a ted
D =$5,001 -$15,000
H2 =Morethan $5,000,000
M=$100,001- $250,000
P2=$5,000,001 - $25 ,000,000
T :Cash M ar ket
SEE ACCOU NTANTS’ COMPILATION REPORT
E =$15,001- $50,000
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FINANCIAL DISCLOSURE REPORT
Page 6 of 9
N a m e o f P e r so n R e p o r t i n g
Caputo, A. Richard
Date of Report
05/04/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, v.tue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E ( N o reportable income, assets, or transactions.)
A. B. C. D.
Description of Assets Incom e during G ross value at end Transact ons during reporting period
(including trust assets) reporting period of reporting period
( 1 ) ( 2 ) (1) (2) (1 ) (2) (3)
Am oun t Ty pe (e.g .. Value Value Type (e.g., D a t e Value
div.. rent. Code 2 M ethod buy, sell , mm/dd/yy Code 2
o r i n t . ) ( J - P ) Code 3 redemption) (J-P)
(Q-W)
( 4 ) ( 5 )
G a i n I d e n t i t y o f
C o d e 1 buyer/seller
(A-~l ( i f p r i v a t e
t r ansact lon l
35 . Wachovia Bank 3 .6 % insured cash account , B Interest
due 4 /16 /10
36 . Luzem e B an k Acco unts N on e K
Redeemed 04/16/10 L
37 . W acho v ia B an k Acco un t- In sured cash N on e
account38 . Wachovia Bank Money Marke t Account A Interest
39 . Wachovia Bank Money Marke t Account A Interest
40. IR A #2 N o n e
K
L
J
T
T
Closed 02/01 / 10 K
Op en 01/20/10 K
41 . - Whole Foods Marke t Inc . - Common Stk
42 . Direct T V G ro up Inc. - Co m m o n Stk N on e J
43 . NE W S Corp . CI A - Comm on Stk A Dividend J
44 . Ally Bank, 2 .05% Certif icate of Deposit, B Interest Mdue 0507/13
45 . Am. E xpress Centur ion Bank , 1 .75% Cer t o f B Interest LDep, due 09/16/11
46 . Capital One 3.8% Cert of Depo sit, due B Interest
06 /04/10
47 . Citi Bank, 3 .8% Cert of Deposit, due B Interest L
05/14/12
48 . Discove r Bank G reenwood, DE Cer t i fica te C Interestof Deposit
49 . Goldman Sachs Bank USA, 3 .05% Cer t o f C Interest LDeposit, due 02/13/12
50 . Keybank NA, 2.40% Certif icate of Deposit, B Interest Mdue 11/14/11
5 I . LPL F inancia l Insured Cash Account A Interest M
T Bu y 05/04/10 M
T
R e d e e m e d 06 /04/10 L
T
R e d e e m e d 04/19/I 0 L
T
T
T
i i n c 0 m e o a i n : C o d e s i : ; : : A~$i;000b~i~Ss . . . . B=$1i001 : $2,500
(See Columns B 1 and D4) F =$50 ,001 - $100,000 G =$100,001 - $ 1,000,000
2. V alue Codes J = $15,000 or less K =$15,001 - $50 ,000
(See C o lumns C I and D3) N =$250;001 - $500,000 O =$500,001 - $1 ,000,000
P3 =$25,000,001 - $50,000~0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)
(See C o lumn C 2) U = Book V alue V = O ther
C =$2 ,501 - $5 ,000 D =$5,001 - $15,000
HI = $1,000,001 - $5,000,000 H2 =More tha n $5,000 ,000
L -$50,001 - $ 100,000 M =$ 100,001 - $250~000
P I = $1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 P 2 -$ 5, 00 0, 00 1 - $2 5, 00 0, 00 0
P4 -More than $ 50,000,000
S =Assessment T = C ash Mark e t
W =Estimated
SEE ACCOU NTANTS’ COMPILATION REPORT
E =$15,001 - $5 0 ,000
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FINANCIAL DISCLOSURE REPORT
Page 7 of 9
N a m e o f P e r so n R e p o r t i n g
Caputo, A. Richard
Date of Report
05/04/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transact ions (Includes those of spouse and d ependent chi ldren; see pp. 34-60 of fi l ing instructions.)
N O N E (No reportable income, assets, or transactions.)
Descr ip t ion o f Asse t s I n c o m e d u r i n g
( includ ing t rus t a s se t s ) r epo r t ing pe r iod
(1) (2)
Place "(X)" after each asset A m o u n t Type (e.g..
exempt from prior disclosure Code 1 div. , ren t ,( A - H ) o r in t . )
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
(1) (2) (1) (2) (3)
V a lue V a lue Type (e,g., D a t e Value
C o d e 2 M e th o d buy, sell, : mm/dd/yy C o d e 2
(J-P) C o d e 3 r e d e m p t i o n ) ( J -P )
( Q - W )
Transact ions dur ing r epo r t ing pe r iod
(4 ) (5 )
G a i n Identity of
Code 1 buyer/seller
(A-H) ( i f p r i v a t e
transaction)
52 . MBank, 1.60% Certif icate of Deposit due B Interest
1/28/11
53 . Northstar Bank, Bad Axe, MI - Certif icate ol B InterestDeposit
54 . Sa l l ie Mac Bank , 2 .35% Cer t i f ica te o f B InterestDeposit , due 05/06/I 1
55 . Waehovia Bank 3 .6 % Cer t o f Depos i t due B Interest4/16 /10
56 . ~vacant land - Orange County, N o n eFlorida
57 . Estate #1~ vacant land, Slocum N o n eTwp Luzeme C ty - PA
M
M W
K W
Redeemed 11/29/10 K
Redeemed 04/16/10 L
!" lneome Gain Codes: A =$i;000 0r tess B =$1,001 - $ 2 , 5 0 0 C --$2,501 - $5,000
( Se e Co lum ns BI a nd 13 4) F =$ 50 00 ! - $1 00 ,00 0 G =$ 10 0,0 01 - $ 1,0 00 ,0 00 H I = $I ,0 00 ,0 01 ~ $ 5;0 00 ;0 00
2. Value Codes J =$15,000 or less K =$ t 5,001 - $50,000 L =$50,001 ~ $100,000
(See Columns C I and D3) N =$250 ,001 - $500,000 O =$5 00,001 - $1 ,000 ,000 PI =St,000,001 ~ $5~000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment
(See C o lumn C 2) U = Book V alue V = O ther W =Estimated
D =$5,001 - $15,000
H2 =M ore than $5~000,000
M =$100¢001 - $250,000
P2 =$5,000,130! - $25~000,000
T = C ash Mark e t
SEE ACCOUN TANTS’ COMP ILATION REPORT
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 8 of 9
N a m e o f P e r s o n R e p o r t i n g
Caputo, A. Richard
D a t e o f R e p o r t
05/04/2011
V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)
P a r t V I I - L i n e l ~T rus t - In fo rm a t i o n r e p o r t e d , a s i n p r i o r y e a r s , re p re s e n t s 1 0 0 % o f t he t rus t a s s e t s . H o w e v e r , t he re p o r t i n g p e r s o n ’ s ~ i s o n e o f
three beneficiar ies who share equally in the trust.
Pa r t VI I o L ine 11 - LPL F inancia l Insured Cash Account - Bank account( s) ma in ta ined by LPL F inancia l which a re made up of depos i t s a t va r ious FDICbanks. Cash in the insured cash account is transferred to various banks throughout the year a t the discretion of LPL Financial. LPL Financial does not provideinformation to the f iler with respect to the dates that the interbank transfers occur. Therefore , the f iler is precluded from indicating the open and close dates ofthe underlying bank accounts where the cash has been invested. The f iler cannot direct, inf luence or in any other manner control the transfer of the cash from one
financial institution to another .
Pa r t VI I - L ine 25 - LPL F inancia l Insured Cash Account - Bank account(s ) ma in ta ined by LPL F inancia l which a re made up of depos i t s a t va r ious FDICbanks. Cash in the insured cash account is transferred to various banks throughout the year a t the discretion of LPL Financial. LPL Financial does not provideinformation to the f iler with respect to the dates that the interbank transfers occur. Therefore , the f iler is precluded from indicating the open and close dates ofthe underlying bank accounts where the cash has been invested. The f iler cannot direct, inf luence or in any other manner control the transfer of the cash from onefinancial institution to another .
Pa r t VI I - L ine 34 - LPL F inancia l Insured Cash Account - Bank account( s) ma in ta ined by LPL F inancia l which a re made up of depos i t s a t va r ious FDIC
banks. Cash in the insured cash account is transferred to various banks throughout the year a t the discretion of LPL Financial. LPL Financial does not provideinformation to the f iler with respect to the dates that the interbank transfers occur. Therefore , the f iler is precluded from indicating the open and close dates of
the underlying bank accounts where the cash has been invested. The f iler cannot direct, inf luence or in any other manner control the transfer of the cash from onefinancial institution to another .
Pa r t VI I - L ine 51 - LPL F inancia l Insured Cash Account -Bank account( s ) ma in ta ined by LP L F inancia l which a re made up of depos i t s a t va r ious FDICbanks. Cash in the insured cash account is transferred to various banks throughout the year a t the discretion of LPL Financial. LPL Financial does not provideinformation to the f iler with respect to the dates that the interbank transfers occur. Therefore , the f iler is precluded from indicating the open and close dates of
the underlying bank accounts where the cash has been invested. The f iler cannot direct, inf luence or in any other manner control the transfer of the cash from onefinancial institution to another .
Part VII - Line 56 - Orange County, Florida property - Information reported, as in pr ior years, represents 100% of the value. However , the reporting person’s
~ s o n e o f t h r e e i n d i v i d u a l s w h o o w n t h e p r o p e r t y i n e q u a l s h a r e s .
Part VII - Line 57 - This is property in Estate # 1 .
SEE ACCOUN TANTS’ COMPILATION REPORT
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FINANCIAL DISCLOSURE REPORT
Pag e 9 o f 9
Nam e of Person Repor t ing
Caputo, A. Richard
Date of Repor t
05/04/2011
IX. CERTIFICATION.
I c e r ti f y th a t a ll i n f o r m a t io n g iv e n a b o v e ( i n c lu d in g i n f o r m a t io n p e r t a in in g t o m y sp o u se a n d m in o r o r d e p e n d e n t c h i ld r e n , if a n y ) i s
a c c ur a t e , tr u e , a n d c o m p le t e t o th e b e s t o f m y k n o w le d g e a n d b e l i e f , a n d th a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i th h eld b e c a u se i t m e t a p p l i c a b le s t a tu to r yp r o v i s io n s p e r m i t ti n g n o n - d i sc lo su re .
I f u r th e r c e r ti f y th a t e a r n e d i n c o m e f r o m o u t s id e e m p lo y m e n t a n d h o n o r a r i a a n d th e a c c e p ta n c e o f g i f t s w h ic h h a v e b e e n r e p o r t e d a r e i ncomp liance with the prov is ions of 5 U .S.C. app. § 501 e t . seq . , 5 U.S.C. § 7353 , and Judic ia l Conference regu la t ions .
Signa ture: $/A. Richard Capu to
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C IV I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 04 )
Commit tee on F inancia l DisclosureAdm inis t ra t ive Off ice of the Uni ted Sta tes Cour tsSui te 2-301
One Columbus Ci rc le , N .E .W a s h in g t o n , D . C . 2 0 5 44
SEE ACCOUNTANTS’ COMPILATION REPORT
8/3/2019 Richard A Caputo Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/richard-a-caputo-financial-disclosure-report-for-2010 10/10
ACCOUNTANTS’ COMPILATION REPORT
The H onorable A. Richard CaputoUnited States District CourtScranton, Pennsylvania:
We have compiled the financial disclosure report of the Honorable A. Richard Caputofor the year ended D ecembe r 31, 2010, included in the accomp anying prescribed formin accordance with Statements on Standards for Accounting and Review Servicesissued by the American Institute of Certified Public Accountants. We have alsocom piled the additional information presen ted in the financial disclosure report.
Our com pilation was l imited to presenting in the form prescribed by The C omm ittee on
Financial Disclosure, Administrative O ffice of the United States C ourts information thatis the representation of the individual whose financial disclosure report is presented.
We have not audited or reviewed the financial disclosure report and the additionalinformation referred to above a nd, accordingly, do not express an opinion or any otherform of assurance o n it.
The financial disclosure report and the additional information are presented inaccordance with the requirements of The Committee on Financial Disclosure,Adm inistrative O ffice of the United States C ourts, which differ from ge nerally acceptedaccounting principles. Accordingly, this financial disclosure report is not designed forthose who are n ot informed ab out such differences.
Except as prescribed by the requirements of The Committee on Financial Disclosure,Administrative Office of the United States Courts, this financial disclosure report is
intended to present the assets of The H onorable A. Richard Capu to at estimated currentvalues and liabilities at estimated current amounts.
The report is intended solely for the information and use of the Honorable A. Richard
Caputo a nd T he C omm ittee on F inancial Disclosure, Administrative O ffice of the U nitedStates Courts, and is not intended to b e, and should no t be, used by an yone other thanthese sp ecified pa rties.
Wilkes-Barre, PennsylvaniaMay 4, 2011