8/3/2019 Richard P Matsch Financial Disclosure Report for 2009

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I ,a n I n FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e Ethicsin Government Act o f 1978,,

Rev. t /2010 FOR CALEN DAR YEAR 2009 (S U .S.C. app. f f101-111,)

! . P~ r son Repor t i ng ( l as t nam e, f i r s t /mi ddl e i n i t i a l ) 2 . Cou r t o r Organ i r~ ien 3 . D a t e o f R e p o r tM a t s c h , P ~ i e h a rd P . D is t r i c t Cou r t , D enver , CO 0 5 / 3 / 2 0 ] 0

4 . T i t l e ( A r t i c l e I t I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6. Repor t i ng Per i odm a g i s t r a t e j u d g e s i n d i o a t e f i l l l - o r p a r t - t i m e )i [ : : ] N o m i n a t i o n , D a t e 01/ 01 / 2009U . S . D i s t r i c t J u dge - S e n i o r ! [] In i t i a l [] A n n u a l [] Final to12/ 31 / 2009! S b . [ ] A m e n d e d R e p o r t

7 . Cham b er s or Of f i ce Addr e . ~s i 8 . O n t h e b ~ . ~ i s o f t .h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n t i a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o ~ i t i s , in m y o p i n i o n , i n c o m p l i a n c eUp. i t ed Sta te s D is t r i c t Cou r t wi t h appl i cab l e l aws and r egul a t i ons .182 3 Stou t S t r ee tD e n v e r , C O 8 0 2 5 7 [ R e v i e w i n g O f f i c e r D a t e

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I . P O S I T IO N S . m , p o , ~ g i n d ~ , l o n l ~ ; se , p r . ~ ~ ~ of filing ir~trttctian~)N O N E ( N o reportablepos~tions.)

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FINANCIAL DISCLOSURE REPORT Name of P ....Reporting D a t , of R e por tP a g e 2 of 6 M a t s c h , R i c h a r d P . 0 5 / 3 / 2 0 1 0

I lL N O N - IN V E S T M E N T IN C O M E . (Reportingindividual andspous,; s,epl~ 17-24 off!ling m s t r u c t i o n s ~ )A. Filers Non-Investment Income

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8/3/2019 Richard P Matsch Financial Disclosure Report for 2009

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V . G I F T S . a . ~ d , , , ~ , ~ , , , o ~ , . . .. . . , ~ dependent children; seepp, 28-31 af3qling instructions.)NONE (No reportable gifts,)

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VII. INVESTb~ENTS an d TRUSTS - into ....N~ ~o repo~able income, assets, or ~ansachons.)

A. B. C. D.~c~p t ion o f Asse t~ I n c o m e d u ~ n g G m ~ v a l u e a t ~ d T~cfio~ ~ng ~ing p~fiod( i n c l u ~ g t ~ s t ~ s e ~ ) r~ing ~fi~ ~ of r~o~g p~(2 ) (l ) ~ (2 ) (1 ) (2) ] (3)[ (4) (5 )P l ~ e " ~ ) " a ~ r ~ c h ~ s c t T~(.g ., Value [ Value T ~ ( e . # , ~ D~ ~ Va}~I, G~in I d ~ O ~ o fe x e m p t ~ m p f i o r ~ s l ~ u r C o ~ 1 ( d i v . , r ~ t , C ~ e 2 [ M e & ~ b a y , s e , ~d~ C~e2 ~ Code I b uyer / se~e/

[ ~ (Q-~ ~etion)1 . C h ee ~ ng Ac co st , W el ls Fa rg o B ~ k A I nt er es t L T2. Abbot t Lab - com m on E D i v i d e n d

3 . I B M - c o m m o n B D i v i d e n d4. M er ck - eor r , mon D D i v i d e n d

! 5 . F i rs t C o m m o n w e a l t h F i n a n c i a l C o r p . B D i v i d e n d6. 3 - M ( M i n n . M i n i n g & M f g . ) C D i v i d e n d7. P o t o m a c E l e c t r i c P o w e r ( P e p c o H o l d i n g s ) B D i v i d e n d8 . N o r f o l k S o u th e r n C o r p . A D i v i d e n d9. Hosp i ra , Inc .

I0. B a n k N Y M e l l o n D D i v i d e n d1 I. F i r st C l e a r i n g W e l l s F a r g o A D i v i d e n d1 2 . F i r st C l e a r i n g W e l l s F a r g o A I nt er es tt3 .

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0 5 1 3 / 2 0 1 0 IV I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicatepartofRepor~.)

P a r t \ q I . In v e s t m e n t s a n d T r u s t sL i n e 9 - n o i n c o m e r e c e i v e dL i n e s 1 1 & 1 2 - W a c h o v i a S e c u r i t i e s a c c o u n t s t r a n s f e r r e d t o F i r s t C l e a r in g - W e l l s F a r g o .

I n P a r t VI I, p a g e 4, li n e s 2 -1 3 C o l u m n C w a s n o ~ b e c a u s e a l l o f t h o s e i t e m s o f in c o m e w e r e f ro m s e c u r i t i e s t h a t a r e s o le l y o w n e d b y a n dI h ~ v e .n o k n o w l e d g e o f t h e v a h ~ e o f t h o s e s e c u ri t ie s , h a d a n i n v e s W a e n t p o r tf o l i o b e f o r e w e w e r e m a r r i e d . B y p r e m a r i t a l a g r e e m e n t , s h ~ ~ a s ~m a m t m n e d h e r o w n f i n a n c e s w i t h a s e p a r a t e b a n k a c c o u n t , h e r o w n b r o k e r a g e a c c o u n t , h e r o w n f i n a n c i a l a d v i s e r a n d h e r o w n b o o k s a n d r e c o r d s , Th e o n l y ~ s s e to w n e d i s o u r r e s id e n c e .W e f i le t a x r e tu r n a n d I u n d e r s t a n d t h a t r a i s e s a p r e s u m p t i o n o f k n o w l e d g e o f t h e s o u r c e s o f i n c o m e t h a t i s r e p o r t e d . O u r r e t u r n is p r e p a r e d b y a na c c o u n t a n t a n d e ~ e h o f u s s e p a r a t e l y p r o v i d e s h i m w i t h t h e n e c e s s a r y i n f o r m a t i o n a n d s u p p o r t i n g p a p e r s . I a m w i l l i n g t o s i g n t h e r e t u r n i n r e l i a n c e o n h e r h o n e s t y

m r e p o r t i n g .h a s p r o v i d e d m e w i t h t h e i d e n t i f i c a t io n o f h e r s o u r c e s o f i n v e s t m e n t i n c o m e t o e n a b l e m e t o c o m p l y w i t h t h e d i s q u a l i f ic a t i o n r e q u i re m e n t s o f 2 8U . S .~ ? ~ ~ ~ , ~ 4 5 . / v t y r e q u e s t t o p r o v i d e t h e a d d i t i o n a l i n f o r m a t i o n n e c e s s a r y t o c o m p l e t e C o l u m n C i n P a r t V I I, p a g e 4 , l i n e s 2 -1 2 , w a s d e n i e d b a s e d o n h e ro b s e r v a t i o n t h a t g r a n ti n g m e a c c e s s t o h e r f i n a n c i a l r e c o r d s w o u l d b e c o n t r a r y t o o u r p r e -n u p t i a l a g r e e m e n t w h i c h w e h a v e s c r u p u l o u s l y f o l l o w e d d u r i n g t h e 5 0y e a r s o f o u r m a r r i a g e . I r e s p e c t h e r d e c i s i o n .

t r e q u e s t e d o u r t a x a c c o u n t a n t t o p r e p a r e s e p a r a t e t a x r e t u r n s . H e d i d s o a n d t h e a d d i t i o n a l t a x t h a t I w o u l d b e r e q u i r e d t o p a y i n a s e p a r a t e r e t u r n w o u l d b e as u b s t a n ti a l b u r d e n . I be l i e v e t h a t I h a v e m a d e a g o o d f a i t h e f f o r t t o c o m p l y w i t h t h e r e p o r t i n g p r o v i s z o n s o f t h e l a w .

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FINAN CIAL DISCLOSURE REPORT N ~ m o f P ~ n a ~ p o ~ t in g ~ a ~ e o f R e p o .Page 6 of 6 M a t s c h , R i c h a r d P . 0 5 1 3 / 2 0 1 0

IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tm t o ~ ,p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

N O T E : AN Y IN D I V I D U AL WH O K N O WI N G L Y AN D WI L F U L LY F AL S IF IE S O R F AIL S T O F I LE T H I S R E P O R T M AY B E S U B J E C T T O C I V I LA N D C R I I ~ I IN A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

F IL IN G I N S T R U C T I O N SM a i l s ig n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i tt e e o n F in a n c i a l D i s c lo s u r eA d m i n i s t r a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E.W a s h i n g t o n , D . C . 2 0 5 4 4