national msme awards - 2016 - dcmsme - user...
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GOVERNMENT OF INDIA MINISTRY OF MICRO, SMALL & MEDIUM ENTERPRISES OFFICE OF THE
DEVELOPMENT COMMISSIONER (MSME)
NATIONAL MSME AWARDS - 2016 MICRO, SMALL AND MEDIUM ENTERPRISES (MSME)
Applications to be submitted online
Last Date: 15th October, 2017
1. OBJECTIVES
The Micro, Small and Medium Enterprises (MSMEs) in India have undergone a vast development
in the last five decades. The MSMEs have registered tremendous growth as also progress in terms of
quality production, exports, innovation, product development and import substitution. Entrepreneurial
efforts have made it possible to produce a number of items, which hitherto were imported. In quite a
few cases new variants so produced are having additional attributes than their original versions and are
capable of solving a multitude of user problems.
The Indian entrepreneurs are very creative and innovate new products and process as well as
provide innovate services to remain competitive in domestic and global market. This has become
possible to encourage such innovative efforts and promote this spirit in larger interest of qualitative
development of MSME. The Ministry of MSME recognizes these entrepreneurs for their outstanding
performance and by conferring awards motivate and encourage them.
2. CATEGORIES OF AWARDS
Categories of National MSME Awards for the year- 2016
S. No.
Categories of Awards Application Form No.
Numbers
1 Product/ Process Innovation-6 numbers NMA-1
Innovation-Micro & Small (I,II and III Award) 3
Innovation-Medium (I,II and III Award) 3
2 Outstanding Entrepreneurship (Manufacturing) - 14 numbers
NMA-2
2
Entrepreneurship- Micro (I,II, III Award and Special Award to best Handicapped ( Divyang) entrepreneur)
4
Entrepreneurship- Small (I,II and III Award) 3
Special award to best SC/ST entrepreneur 1
Special award to best woman entrepreneur 1
Special award to best NER entrepreneur 1
Special award to best Handicapped ( Divyang) entrepreneur 1
Entrepreneurship - Medium (I,II and III Award) 3
3 Outstanding Entrepreneurship (Service)- 4 numbers NMA-3
Micro & Small (I,II, III Award and Special Award to best Handicapped ( Divyang) entrepreneur)
4
4 Lean Manufacturing Techniques-3 numbers NMA-4
Micro -I Award 1
Small-I Award 1
Medium -I Award 1
5 Quality Products one each in following 10 selected products in Micro & Small Enterprises -10 numbers
NMA-5
Paints & Varnishes 1
Rubber Molded Products 1
Precision Machine Components 1
Auto Components 1
LED and LCD information Display System 1
Electronic Smoke Detectors/ Fire Alarms/ Pollution Detectors and Monitors
1
Refractory 1
Confectionary Products 1
Leather Hand Bags 1
Readymade Garments 1
6 Export Awards -20 numbers NMA-6
Outstanding Export Performance in Micro Enterprises (Mfg) I and II Award
2
Outstanding Export Performance in Small Enterprises(Mfg) I and II Award
2
Best Exporter Woman Entrepreneur in Small Enterprises(Mfg)
1
Best Exporter SC/ST Entrepreneur in Small Enterprises(Mfg) 1
Best Exporter NER Entrepreneur in Small Enterprises(Mfg) 1
Outstanding Export Performance in Medium Enterprises(Mfg)
1
Outstanding Export Performance in Micro & Small Enterprises (Service)
1
Outstanding Export Performance in Medium Enterprises (Service)
1
Outstanding Export Performance one each in following 10 Selected Products in Micro, S mall & Medium Enterprises
Paints & Varnishes 1
Rubber Molded Products 1
Precision Machine Components 1
Auto Components 1 LED and LCD information Display System 1
3
Electronic Smoke Detectors/ Fire Alarms/ Pollution Detectors and Monitors
1
Refractory 1
Confectionary Products 1
Leather Hand Bags 1
Readymade Garments 1
7 Outstanding Performance Awards to States/UTs-3 NMA-7
Outstanding Awards for the Contribution in the Promotion & Development of MSMEs (I,II & III Award) to the States/UTs
3
TOTAL 60
Prize:
i. All awards (except 3 awards to Outstanding Performance award to States/ UTs) will carry cash prize of Rs.1.00 lakh, a Certificate and a Trophy.
ii. 3 awards to States/ UTs for their Outstanding Performance will carry a certificate and a trophy.
iii. No TA/ DA, Hotel Charges etc. will be paid.
3. PERIODICITY & ELIGIBILITY
The MSMEs should have been in continuous manufacturing /services for last four years. The
awards will be given for each year to deserving Micro, Small & Medium Enterprises which have
Udyog Aadhaar Memorandum (UAM). MSMEs would also register in MSME Databank, web portal:
www.msmedatabank.in (click on register and then MSME) before submission of their application.
Registration at MSME Databank is mandatory for MSMEs even if they have earlier obtained UAM.
4. CRITERIA
The evaluation for Award will be done on the basis of various parameters mentioned in the
proforma.
5. COMPOSITION OF STATE LEVEL SELECTION COMMITTEE (SLSC)
5.1 The State Level Selection Committee will consist of: 1. Secretary, Department of MSME/ Industries of State Govt. /U.T. Chairman 2. Director of MS ME/Industries, State Govt. Member
3. One Representative each from two State level MSME Associations to be nominated by Director, MSME-DI &
approved by the Chairman Member 4. Director, MSME-DI Member Convener
5.2 The Awardee shall not be nominated or considered for the same or lower category of award in the
subsequent 5 year (s). However, there will be no bar for an awardee to be nominated or considered for a higher category of award in subsequent year.
5.3 MSME-DI of respective state will send applications recommended by State Level Selection Committee along with evaluation of marks as per enc losed criteria format to the office of the
Development Commissioner (MSME), Min is try of MSME, Govt. of Ind ia,7th
Floor, A-Wing, Nirman
Bhawan, New Delhi-110108, latest by 31.10.2017.
5.4 For online application of States/UTs, these are to be sent directly to the Office of DC (MSME)
for evaluation at NLSC level with a Certificate in the prescribed Format by State/ UT Government by Head of MSME Department where there is a separate Department. In case, if there is no such separate
department, then a certificate in the prescribed Format should be signed by Head of the concerned department looking after MSMEs in the respective State/ UTs.
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6. COMPOSITION OF NATIONAL LEVEL SELECTION COMMITTEE (NLSC)
The National Level Selection Committee will consist of:
I Additional Secretary & Development Commissioner, (MSME), Ministry of MSME, Govt. of India, - Chairman
II Two Secretaries, Department of Industries of State Govt. to be nominated
by Govt. of India, - Member
III Managing Director, National Research Development Corporation (NRDC), or his nominee, - Member
IV Director General, BIS or his nominee, - Member V President, Laghu Udyog Bharti, - Member VI President, Federation of Associations of Small Industries of India (FASII), - Member
VII 3 industrialists to be nominated by Hon’ble Union Minister (MSME). -Member VIII Additional Development Commissioner O/o DC(MSME) - Member Convener
7. METHODOLOGY
For purposes of selecting MSME for consideration for awards, the following procedure will be
observed:- (i) The applications will be scrutinized first by Director, MSME-DI for State Level Selection
Committee. (ii) The applications will further be scrutinized by the technical officers of concerned division in the office of the DC (MSME) for evaluating the mark as per the criteria before submitting to NLSC for
selecting the awardees. The qualifying marks will be 60% (50% in case of SC/ST, PH & NER including Sikkim) for consideration by the SLSC / NLSC.
8. PRIVILEGE
The winners of the awards shall have the privilege of allowing their employees to wear labels, pins,
ties, logo or other distinctive badges with the symbol of the Awards indicating the year of Award
inscribed on it. The entrepreneurs can also use the symbol on their letterheads or any advertisement
issued along with the year of the award. The amount of cash prize received by winners is exempted
under section 10(17) of Income Tax Act 1961.
9. HOW TO APPLY
The eligible enterprises and States/UTs will submit online applications comprising of Part-I and Part-II of
the relevant category of awards. An enterprise can apply for more than one category of award. The last date for
submission of application is 15.10. 2017.
❖❖❖❖❖
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PART-I
Please affi x
one high res olut i o n
ph ot o (siz e
8 c m x 5 c m)
A. Name of Entrepreneur (English)
B. Name and address of Enterprise (English)
________________________________________________________________________________________________________________________________
District ------------------------------------------------- State ---------------------------------
Pin Code ------------------
STD Code & Telephone Numbers:
Tel. (O): ---------------------------------------------------------------------------------------------------
Mobile No. --------------------------------------------------------------------------------------------------
E-mail: ---------------------------------------------------------------------------------------------------
C. Whether the Entrepreneur belongs to SC/ST, Physically Handicapped - Yes/No
(Please attach certificate)
D. (a) Udyog Aadhaar Memorandum: Tick Appropriately (Micro/ Small/ Medium)
Number :
Date:
(b) Databank Registration of enterprise: Number :
Date:
6
E.
Name of Products Attach Photo of products
F. Attach photo of Front /Rear View of Building of Enterprise showing name Board etc.
Front Attach Photo Rear Attach Photo
G. Have you ever been awarded earlier by this Ministry, Yes/No
if yes, Pl Tick (I, II or III Award) and year of Award.
H. Details about the Enterprises:
S. No.
Items 2013-14* 2014-15* 2015-16* 2016-17*
1 Original investment in Plant & Machinery/Equipment (Rs.
in lakh) cumulative upto 31st
March
2 Original investment in Plant & Machinery/ Equipment (Rs. in lakh) net addition during the year
3 No. of Employees as on 31st March
4 Value of Annual Turnover/ Sales (Rs.in lakh)
5 Net Profit (after taxes) (Rs. in lakh)
6 Export- (i) Direct (Rs. in Lakh)
(ii) Specific product/ supplies to strategic organizations
Column marked asterisk (*) are Mandatory fields. Please attach relevant extracts indicating details from Audited Financial Accounts supporting each of the above information. For number of employees, please provide self certification as per the proforma mentioned below:-
CERTIFICATE It is certified that year-wise number of employees in respect of M/s…………………………………………….., is as mentioned under:- Particulars 2013-14 2014-15 2015-16 2016-17
[I] Year [II] No. of Employee
(i)Regular /Permanent (i) (ii)Adhoc/Temporary (ii) /or through Contractor
It is also certified that amount deposited in respect of employee under PF/CPF is mentioned as under: Particulars 2013-14 2014-15 2015-16 2016-17 Remarks
Attach copy of
Challan/Documents
[I] Year Amount of PF/CPF(in Rs.) No. of Employee
Authorized Signatory (with stamp & Date)
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I. Please give write up as per the format* mentioned below of not more than 300 words about
yourself, your enterprise and the products(s) manufacture d/service(s) rendered by indicating
your achievements to justify as to why your application deserves to be considered for the
award
* Format
1. About the Entrepreneur: 2. About the Enterprise: 3. Achievement of the Enterprise: 4. Growth in Investment in Plant and Machinery, Export & Net Profit for the last three years: 5. Photograph (High Resolution) of the Entrepreneur: 6. Two Photographs of the Products 7. One Photograph of the enterprise (Sl. No. 1 – 3 not more than 150 words) Note: - Sl. No.1 may include brief details about the entrepreneurs(s) including his personal details. - Sl.No.2 may include the basic details of the enterprise. - Sl.No.3 may include achievements, not only terms of business/production but also in terms of special recognitions in these areas as well as conservation/social causes, if any. - Sl. No. 4 should be in words/in tables.
Note: 1. Mandatory columns to be filled-up.
2. If the requisite attachment is not enclosed, 0 (Zero) Mark will be awarded.
3. Suppression of information by the applicant is liable to blacklist the unit and the unit shall not be
eligible for consideration of awards in future.
4. MSME-DI will check the information and attachments enclosed by the applicants and authenticate
the calculations / other information before sending to State Level Selection Committee (SLSC).
8
Parameters & Proforma for Evaluation and Awarding Marks
(Product/ Process Innovation)
NAM-1 Part-I (Weightage-70%)
S.
No. Parameters for
Awarding Marks Maximum
Marks
MSME-DI
CHECKED
the information/
supporting
documents
Marks
allotted by State Level Selection
Committee
Marks
suggested by
Technical group
Brief
comments
(Reasons for deviation in
marks)
(1) (2) (3) (4) (5) (6) (7)
1 Whether Innovative Development is 10
(i) Product development - 10 Marks
(ii) Process/Design Development - 5 Marks
(iii) No Product/Process/ Design Development - 0 Mark
Please give details and attach/ upload relevant evidences.
Yes Yes/No
2 Whether enterprise has in- house R&D/Innovation facilities approved by
DSIR
20
(i) Yes - 20 Marks
(ii) others - 10 Marks
Please give details and attach/ upload approved evidences of DSIR.
Yes Yes/No
3 Products / Processes Developed
through (Ref. S. No. 9 ) 10
(i) Recognized Incubation Centres - 10 Marks
(ii) Others (Unrecognized) -5 Marks
(iii) None - 0 Mark
Please give details and attach/ upload approved evidences of Competent Authority.
Yes Yes/No
4 Whether Innovative Development is 10
i. No innovative Development - 0 Mark
iii. Successful Development - 5Marks
iv. Commercialized - 10 Marks
Please give details and attach/ upload approved evidences.
Yes Yes/No
9
5 Patents/design/obtained or applied for
(Marks to be awarded for any one of (i)and(ii) as applicable (II) in case due
to innovated specific Product
/supplies to strategic organizations
(viz. Defense etc. where obtaining patents not permissible, full marks
may be awarded).
10
(i) Obtained -10 Marks
(ii) Applied for - 5 Marks
(iii) No initiative - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/No
6 Whether innovation (product/process) is eco-friendly.
5
i. Yes, with supporting documents - 5 Marks
ii. No -0 Mark
Please give details and attach/ upload approved evidences.
Yes/No
7 Standardization 10
(ii) Obtained BIS Mark/International/ National Standard (RDSO, GMP,BEE, FSSAI, Ag Mark etc) -10 Marks
(ii) Product equivalent to any other Specification -5 Marks
(iii) No Standardization - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/No
8 Energy conservation Measures 10
i.Yes, with supporting documents i.e. Certified Energy Audit Report -10 Marks
ii. Energy conservation measures adopted by enterprises - 5 Marks
iii. No initiative - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/No
9 Obtaining ISO-9000 Series/14000/22000 /HACCP/ GMP/ equivalent certification
15
i. 3 years & above -15 Marks
ii. less than 3 years &above 2 years -10 Marks
iii. less than 2 years - 5 Marks
iv. No - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/No
Total 100
10
Part-II (Weightage: - 30%)
1 Pollution Control Measures
Note: (Full marks may be given if
these measures are not applicable to
this industry subject to presentation of relevant NOC from the Competent
Authority/Enterprise exempted by
State Govt.)
15 15
(i) Yes -15 Marks
(ii) No - 0 Mark
Please give details and attach/ upload approved evidence of the Competent Authority.
Yes/No
2 Value of Average Annual Turnover/
Sales of 3 years 15 25
(i) up to Rs.100 lakh - 5 Marks
(ii) above Rs.100 lakh & up to Rs.500 lakh - 10 Marks
(iii) above Rs.500 lakh -15 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 o f the
applications.
Yes/No
3 Growth rate of Average Annual
Turnover/ Sales of 3 years from 1st
year.
15 15
(i) growth rate up to 10% - 5 Marks
(ii) growth rate above 10% & up to 20% - 10 Marks
(iii) growth rate above 20% -15 Marks
(v) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises)
of Part – 1 of the applications.
Yes/No
4 Growth rate of Net Profit (after Taxes)
of 3 years. 15 15
(i) No growth - 0 Mark
Average growth rate up to 10% - 5 Marks
(ii) Average growth rate above 10% to 20% - 10Marks
(iii) Average growth rate above 20% - - 15 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applicat ions.
Yes/No
11
5 Exports (Direct) of Innovated
products/process during last three years.
Note: In case due to specific product/
supplies to strategic organizations
(viz. Defense etc. where exports not permissible, marks may be awarded
on the basis of average growth rate
of supply to strategic organizations.
20
(i) No growth - 0 Mark
ii)Average growth rate up to 10% - 5Marks
(iii) Average growth rate above 10% to 20% - 10 Marks
(iv) Average growth rate above 20% - -20 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applicat ions.
Yes/No
6 Value of Export Average of 3 years of Innovate d products/process.
20
(i) No Export - 0 Mark
(ii) up to Rs.50.00 lakh - 5 Marks
(iii.) above Rs.50.00 lakh &up to Rs.100 lakh - 10Marks
(iv) above Rs.100.00 lakh -20 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applicat ions.
Yes/No
TOTAL 100
Weightage: Part-I - 70%, Part-II -30%.
Signature
Name and Designation of Marks Evaluation Officer
of MSME-DI/ DC (MS ME)
12
Parameters & Proforma for Evaluation and Awarding Marks
Outstanding Entrepreneurship (Manufacturing) (Application Form: NMA-2)
Part-I (Weightage-70%)
S.
No.
Parameters for Awarding Marks Maximum
Marks
MSME-DI
CHECKED
the
information/ supporting
documents
Marks
allotted
by State Level
Selection
Committe
e
Marks
suggested
by Technical
group
Brief
comments
(Reasons for
deviation
in marks)
(1) (2) (3) (4) (5) (6) (7)
1 Value of Average Annual Turnover/Sales of 3 years
15
(i) up to Rs.100 lakh - 5 Marks
(ii.) above Rs.100 lakh &up to Rs.500 lakh -10 Marks
(iii) above Rs.500 lakh -15 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applicat ions.
Yes/ No
2 Growth rate of Average Annual
Turnover/Sales of 3 years from 1st
year.
15
(i) growth rate up to 10% - 5 Marks
(ii.) growth rate above 10% & up to 20% -10Marks
(iii) growth rate above 20% -15 Marks
(iv) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applicat ions.
Yes/ No
3 Growth rate of Average Net Profit
(after Taxes) of 3 years from 1st year 15
(i) growth rate up to 10% - 5 Marks
(ii.) growth rate above 10% & up to 20% -10 Marks
(iii) growth rate above 20% -15 Marks
(iv) No growth -0 Mark
13
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises)
of Part – 1 of the applications.
Yes/ No
4 Use of Technology 10
(i) Developed Technology -10 Marks
(ii) Conventional - 5 Marks
Please give details and attach/ upload approved evidences.
Yes/ No
5 Exports (Direct) during the period
Note: In case due to specific
product/supplies to strategic
organizations (viz. Defense etc.
where exports not permissible,
marks may be awarded on the basis of value of products supplied to
strategic organizations.
15
Value of Export Average of 3 years
(i) up to Rs.20 lakh - 5Marks
(ii.) above Rs.20 lakh &up to Rs.100 lakh -10 Marks
(iii) above Rs.100 lakh -15 Marks
(iv) No Export -0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applicat ions.
Yes/ No
6 Exports (Direct) during the period
Note: In case due to specific product/ supplies to strategic
organizations (viz. Defense etc.
where exports not permissible, marks may be awarded on the
basis of average growth rate of
supply to strategic organizations.
15
Average Growth rate of export value
of 3 years from 1st year
(i) Average growth rate up to 10% -5Mark
(ii.) Average growth rate above 10% & up to 20% -10 Marks
(iii) Average growth rate above 20% -15 Marks
(iv) No growth -0 Mark
14
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises)
of Part – 1 of the applications.
Yes/ No
7 Obtaining ISO-9000 Series/ 14000/
22000 /HACCP/ GMP certification 15
i. 3 years & above -15 Marks
ii. less than 3 years &above 2 years -10 Marks
iii. less than 2 years - 5 Marks
v. No -0 Mark
Please give details and attach/ upload approved evidences.
Yes/ No
8 Standardization 10
(i) Obtained BIS Mark/International/National Standard (RDSO, GMP,BEE, FSSAI, Ag Mark etc) - 10 Marks
(ii) Product equivalent to any other Specification -5 Marks
(iii) No Standardization - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/ No
9 Pollution Control Measures Note: (Full marks may be given if these measures are not applicable
to this industry subject to
presentation of relevant NOC from
the Competent Authority/
Enterprise exempted by State
Govt.
10
i. Yes - 10 Marks
ii. No - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/ No
10 Safety Measure 10
i. Yes, with Certificates from Appropriate Authority - 10 Marks
ii. Measures adopted - 5 Marks
iii. No - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/ No
11 Energy conservation Measures 10
15
(iii) Yes, with supporting documents i.e. Certified Energy Audit Report -10 Marks
ii. Energy conservation measures adopted by enterprises - 5Marks
iii. No initiative - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/ No
12 Employees Welfare Measures. Full
marks may be given, if not applicable. 10
(i) Yes, ESI - 10 Marks
(ii) No, ESI - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/ No
13 Whether any training provided to staff/officials to upgrade their skill.
10
(i) Yes, with supporting documents from externalexpert/ agency - 10 Marks
(ii) Yes, with supporting documents from internal expert - 5 Marks
(iii) No training provided - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/ No
14 Employees Welfare Measures. Full
marks may be given, if not applicable. 10
(i) Yes, CPF - 10 Marks
(ii) No, CPF - 0 Mark
Please give details and attach/ upload relevant evidences of the concerned period.
Yes/ No
15 Employees Welfare Measures. Full marks may be given, if not applicable.
10
(i) Yes, Bonus - 10 Marks
(ii) No, Bonus - 0 Mark
Please give details and attach/ upload relevant evidences of the concerned period.
Yes/ No
16 Customers satisfaction and feedback
report 10
i. Yes, with supporting documents - 10 Marks
ii. No - 0 Mark
16
Please give details and attach/ upload relevant evidences of the customers for the concerned period.
Yes/ No
17 Employees Welfare Measures. Full
marks may be given, if not applicable.
10
(i) Yes, Reward Scheme - 10 Marks
(ii) No, Reward Scheme -0 Mark
Please give details and attach/ upload relevant documentary evidences for the concerned period.
Yes/ No
Total 200
Part-II (Weightage-30%)
1 Average Growth rate upon cumulative Investment in Plant & Machinery
15
(i) growth rate up to 10% - 5 Marks
(ii.) growth rate above 10% & up to 20% -10 Marks
(iii) growth rate above 20% -15 Marks
(v) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises)
of Part – 1 of the applications.
Yes/ No
2 Basic Amenities / Facilities at Work
Place 5
(i) Toilets, Yes - 5 Marks
(ii) Toilets, No - 0 Mark
Please give details and attach/ upload photographs as evidence.
Yes/ No
3 Average Growth rate upon
Employment 15
(i) growth rate up to 10% - 5 Marks
(ii) growth rate above 10% & up to 20% - 10 Marks
(iii) growth rate above 20% -15 Marks
(v) No growth - 0 Mark
17
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises)
of Part – 1 of the applications.
Yes/ No
4 Whether First Generation
Entrepreneur 10
(i) First Generation/Start-up - 10 Marks
(ii) Others - 5 Marks
Please give details and attach/ upload relevant evidences.
Yes/ No
5 Basic Amenities / Facilities at Work
Place 5
(i) Drinking Water, Yes - 5 Marks
(ii) Drinking Water, No - 0 Mark
Please give details and attach/ upload photographs as evidences.
Yes/ No
6 Basic Amenities / Facilities at Work
Place 5
(i) Medical First aid , Yes - 5 Marks
(ii) Medical First aid , No - 0 Mark
Please give details and attach/ upload photographs evidences for the period.
Yes/ No
7 Export (Direct) NB : In case due to specific
products/supplies to Strategic
organization viz. Defense etc. where export were not permissible full
marks may be awarded on the basis
of value of products supplied to
strategic organizations.
20
(i) 3 years export - 20 Marks
(ii) 2 years export - 10 Marks
(iii) 1 year export - 5 Marks
(iv) No export - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises)
of Part – 1 of the applications.
Yes/ No
18
8 Basic Amenities / Facilities at Work Place
5
(i) Canteen, Yes - 5 Marks
(ii) Canteen, No - 0 Mark
Please give details and attach/ upload photographs as evidences for the period.
Yes/ No
9 Credit Rating of Enterprises 20
(i) Yes, 3 years - 20 Marks
(ii) Yes, 2 years -10 Marks
(iii) Yes, 1 year - 5 Marks
(iv) No - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/ No
TOTAL 100
Weightage: Part-I - 70%, Part-II -30%.
Signature
Name and Designation of Marks Evaluation
Officer of MSME-DI/ DC (MSME)
19
Application Form NAM -3
Parameters & Proforma for Evaluation and Awarding Marks
Outstanding Entrepreneurship (Service)
Part-I (Weightage-70%)
S. No.
Parameters for Awarding Marks Maximum Marks
MSME-DI
CHECKED the
information/
supporting
documents
Marks allotted by
State Level
Selection
Committee
Marks suggested
by
Technical
Division
Brief
comments (Reasons
for
deviation
in marks) (1) (2) (3) (4) (5) (6) (7)
1 Use of Technology 10
(i) Advanced - 10 Marks
(ii) Conventional -5 Marks
Please give details and attach/ upload approved evidences by Competent Authority of use of advance technology with 2 photographs and brief write-up. In case of use of conventional technology please attach 2 to 3 photographs.
Yes/ No
2 Customers Satisfaction / feedback
report 10
(i) Excellent with supporting documents - 10 Marks
(ii) Good - 5 Marks
(iii) No such initiatives taken -0 Mark
Please give details and attach/ upload relevant evidences for the period.
Yes/ No
3
Value of Average Annual
turnover/services of 3 years
15
(i) up to Rs.50 lakh - 5 Marks
(ii) above Rs.50 lakh & up to Rs.100 lakh -10 Marks
(iii) above Rs.100 lakh -15 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part –1 of the
applications.
Yes/ No
4 Growth rate of Average Annual Sales/services of 3 years from 1
st year
15
(i) Average growth rate up to 10% - 5 Marks
(ii) Average growth rate above 10% &up to 20% - 10 Marks
20
(iii) Average growth rate above 20% -15 Marks
(iv) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the
applications.
Yes/ No
5 Growth rate of Average profit of 3
years from 1st year (After Taxes) 15
(i) Average growth rate up to 10% - 5 Marks
(ii) Average growth rate above 10% &up to 20% - 10Marks
(iii) Average growth rate above 20% - -15 Marks
(iv) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the
applications.
Yes/ No
6 Obtaining ISO-9000
Series/14000/22000/
HACCP/equivalent certification
15
i. above 2 years -15Marks
ii. less than 2 years &above 1 year - 10 Marks
iii. less than 1 year - 5 Marks
iv. No - 0 Mark
Please give details and attach/ upload evidences by relevant agency.
Yes/ No
7 Standardization 10
(iv) Services conforming to user’s Specification -10Marks
(ii) Services conforming to enterprise’s Specification - 5 Marks
(iii) No Standardization - 0 Mark
Please attach supporting documents for the relevant period.
Yes/ No
8 Modernization efforts 10
(i) Excellent with supporting documents - 10 Marks
(ii) Good -5 Marks
(iii) No such initiatives taken -0 Mark
Please attach supporting documents for the relevant period.
Yes/ No
21
9 Safety Measures 10
(i) Yes, with supporting documents/ certificate from appropriate Authority -10 Marks
(ii) Measures - 5 Marks
(iii) No such initiatives taken – 0 Mark
Please give details and attach/ upload approved evidences of the Competent Authority.
Yes/ No
10 Whether any training provided to
staff/officials to upgrade Skill 10
Yes, with supporting documents by external expert -10 Marks
Yes, with supporting documents by internal expert - 5 Marks
(iii) No - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/ No
11 Qualification of Entrepreneur as on 31.3.2017 (Mark any one)
10
(i) Bachelor Degree and above - 10 Marks
(ii) Others - 5 marks
Please give details and attach/ upload relevant evidences.
Yes/ No
12 Employees Welfare Measures
(full marks may be awarded on
submission of documentary proof or if not applicable.
5
(i) Yes, CPF - 5 Marks
(ii) No, CPF - 0 Mark
Please give details and attach/ upload relevant evidences for the period.
Yes/ No
13 Employees Welfare Measures (full marks may be awarded on
submission of documentary proof,
or If not applicable.
5
(i) Yes, Bonus - 5 Marks
(ii) No. Bonus - 0 Mark
Please give details and attach/ upload relevant evidences for the period.
Yes/ No
14 Employees Welfare Measures (full
marks may be awarded on
submission of documentary proof, or If not applicable.
5
(i) Yes, ESI -5 Marks
(ii) No, ESI -0 Mark
22
Please give details and attach/ upload relevant evidences for the period.
Yes/ No
15 Employees Welfare Measures (full
marks may be awarded on submission of documentary proof,
or If not applicable.
5
(i) Yes, Reward Scheme -5 Marks
(ii) No, Reward Scheme -0 Mark
Please give details and attach/ upload relevant evidences for the period.
Yes/ No
Total 150
Part-II (Weightage: 30%)
1 Basic Amenities / Facilities at Work Place
10
(i) Toilets, Yes - 10 Marks
(ii) Toilets, No - 0 Mark
Please give details and attach/ upload photographs as evidences.
Yes/ No
2 Basic Amenities / Facilities at Work
Place 10
(i) Drinking Water, Yes - 10 Marks
(ii) Drinking Water, No - 0 Marks
Please give details and attach/ upload photographs as evidences.
Yes/ No
3 Basic Amenities / Facilities at Work
Place 10
(i) Medical First aid , Yes -10 Marks
(ii) Medical First aid , No - 0 Marks
Please give details and attach/ upload photographs as evidences.
Yes/ No
4 Employment Growth of 3 years 20
(i) Average growth rate up to 10% - 5 Marks
(ii) Average growth rate above 10% & up to 20% - 10 Marks
(iii)Average growth rate above 20% - 20 Marks
(iv) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applications.
Yes/ No
5 Whether First Generation
Entrepreneur 20
(i) First Generation - 20 Marks
(ii) Others - 10 Marks
23
Please give details and attach/ upload relevant evidences.
Yes/ No
6 Basic Amenities / Facilities at Work
Place 10
(i) Canteen, Yes - 10 Marks
(ii) Canteen, No - 0 Mark
Please give details and attach/ upload photographs as evidences.
Yes/ No
7 Average Growth rate of Cumulative Investment in Plant & equipment
20
(i) Average growth rate up to 10% - 5 Marks
(ii) Average growth rate above 10% &up to 20% - 10 Marks
(iii) Average growth rate above 20% &up to 30% - 20 Marks
(iv) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applications.
Yes/ No
Total 100
Weightage: Part-I - 70%, Part-II -30%.
Signature Name & Designation of Officers
MSME-DI/ DC(MSME)
24
Application form (NAM-4) Parameters & Proforma for Evaluation and Awarding Marks
Lean Manufacturing Techniques
Part-I (Weightage-70%)
S.
No. Parameters for
Awarding Marks Maximum
Marks MSME-DI
CHECKED
the information/
supporting
documents
Marks
allotted by State
Level
Selection
Committ
ee
Marks
suggested by Technical
Division
Brief
comments (Reasons
for
deviation
in marks)
(1) (2) (3) (4) (5) (6) (7)
1 Whether Enterprise has adopted 5S
system 15
i. Yes, up to 5S level - 15 Marks
ii. Up to 2S level - 5 Marks
iii. No initiative -0 Mark
Please give details and attach/ upload approved evidences.
Yes/No
2 Whether Enterprise has
implemented Standard Operating Procedures (SOPs)
10
i. For all processes – 10 Marks
ii. Partially for some processes - 5 Marks
iii. No initiative - 0 Mark
Please attach relevant details. Yes/No
3 Whether enterprise implemented
Enterprise Resource Planning (ERP)
system
15
For all processes through recognized External Software - 15 Marks
For all processes through Internal Software - 10 Marks
iii. Partially for some processes - 5 Marks
iv. No initiative - 0 Mark
Please attach relevant details. Yes/No
4 Whether enterprise Implemented
Energy conservation Techniques 15
i. Excellent Techniques, supporting with Certified Energy Audit report - 15 Marks
ii. Excellent Techniques with supporting documents - 10 Marks
iii. Good Techniques - 5 Marks
iv. No initiative - 0 Mark
25
Please give details and attach/ upload approved evidences.
Yes/No
5 Whether enterprise implemented Poka – Yoke instructions
15
i. For most of production process -15Marks
ii Just introduced - 5 Marks
iii No initiative - 0 Mark
Please attach relevant details approved evidences.
Yes/No
6 Obtaining/Maintaining ISO -9001 15
i. 3 years & above - 15 Marks
ii. less than 3 years &above 2 years - 10 Marks
iii. less than 2 years - 5 Marks
v. No - 0 Marks
Please attach relevant details approved evidences.
Yes/No
7 Obtaining/Maintaining ISO -14001 15
i. 3 years & above - 15 Marks
ii. less than 3 years &above 2 years - 10 Marks
iii. less than 2 years - 5 Marks
v. No - 0 Mark
Please attach relevant details approved evidences.
Yes/No
8 Any reward scheme introduced for
employees for suggesting Lean
manufacturing
10
i. Yes , with supporting documents - 10 Marks
ii. No - 0 Mark
Please attach relevant details approved evidences.
Yes/No
9 Whether Enterprise provides training to its staff on lean
manufacturing techniques
10
i. Yes, with supporting documents by external experts /agency -10 Marks
ii. Yes, with supporting documents by internal experts - 5 Marks
iii. No - 0 Mark
Please attach relevant details approved evidences.
Yes/No
26
10 Technology/Strategy adopted for
Lean Manufacturing 15
I By approved consultant/agency - 15 Marks
ii Self - 5 Marks
iii. No strategy adopted - 0 Mark
Please attach relevant details approved evidences with brief Write-up.
Yes/No
11 Growth rate of Average Turnover/ Sales of 3 years.
15
i. Average growth rate up to 10% - 5 Marks
ii. Average growth rate above 10% up to 20% - 10 Marks
iii. Average growth rate above 20% -15 Marks
iv. No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applicat ions.
Yes/No
Total 150
Part-II (Weight age-30%)
1 Value of Average Annual Turnover/ Sales of last three years
15
(i) up to Rs. 100 lakh - 5 Marks
(ii.) above Rs.100 lakh & up to Rs.500 lakh -10 Marks
(iii) above Rs.500 lakh -15 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applicat ions.
Yes/No
2 Pollution Control Measures-
10Marks
Note:(Full marks may be given if these measures are not applicable to this industry subject to presentation
of relevant NOC from the
Competent Authority/ Enterprise
exempted by State Govt.
10
i. Yes - 10 Marks
ii. No - 0 Marks
Please attach relevant details approved evidences with brief Write-up.
Yes/No
27
3 Employee Welfare Measures 5
(i) Yes, ESI - 5 Marks
(ii) No, ESI - 0 Marks
Please give details and attach/ upload relevant evidences for the period.
Yes/No
4 Basic Amenities at Work Place 5
(i) Canteen, Yes - 5 Marks
(ii) Canteen, No - 0 Marks
Please give details and attach/ upload photographs as evidences.
Yes/No
5 Employee Welfare Measures 5
(i) Yes, CPF - 5 Marks
(ii) No, CPF - 0 Marks
Please give details and attach/ upload relevant evidences for the period.
Yes/No
6 Employee Welfare Measures 5
(i) Yes, Bonus - 5 Marks
(ii) No, Bonus - 0 Mark
Please give details and attach/ upload relevant evidences for the period.
Yes/No
7 Basic Amenities at Work Place 5
(i) Toilets, Yes - 5 Marks
(ii) Toilets, No - 0 Mark
Please give details and attach/ upload photographs as evidences.
Yes/No
8 Growth rate upon cumulative Investment in Plant & Machinery
20
(i) growth rate up to 10% - 5 Marks
(ii) growth rate above 10% & up to 20% -10 Marks
(iii) growth rate above 20% -20 Marks
(iv) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applicat ions
Yes/No
9 Growth rate of average Net Profit
(after Taxes) of 3 years 20
(i) Average growth rate up to 10% - 5 Marks
(ii) Average growth rate above 10% & upto 20% - 10 Marks
(iii) Average growth rate above 20% - 20 Marks
28
(v) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applicat ions
Yes/No
10 Basic Amenities at Work Place 5
(i) Drinking Water, Yes - 5 Marks
(ii) Drinking Water, No - 0 Mark
Please give details and attach/ upload photographs as evidences.
Yes/No
11 Basic Amenities at Work Place 5
(i) Medical First aid , Yes -5 Marks
(ii) Medical First aid , No - 0 Mark
Please give details and attach/ upload photographs as evidences.
Yes/No
Total 100
Weightage: Part-I – 70%, Part-II -30%.
Signature
Name and Designation of Marks Evaluation
Officer of MSME-DI/DC(MSME)
29
14
(Application Form: NMA- 5)
Parameters & Proforma for Evaluation and Awarding Marks Quality Products
Part-I (Weightage-70%)
S.
No. Parameters for Awarding Marks Maximum
Marks MSME-DI
CHECKED
the
information/
supporting documents
Marks
allotted by
State Level Selection Committ
ee
Marks
suggested
by Technical
Division
Brief
comments
(Reasons
for deviation
in marks) (1) (2) (3) (4) (5) (6) (7)
1 Testing of Raw materials used / Components/sub assemblies
15
i. Adequate - 15 Marks
ii. Others - 5 Marks
iii. No - 0 Mark
Please give details and attach/ upload relevant evidences with brief write-up and photographs.
Yes/ No
2 Testing equipment/ instrument
available with enterprise 15
i. Adequate -15 Marks
ii. Others - 5 Marks
iii. No - 0 Mark
Please give details and attach/ upload relevant evidences with brief write-up and photographs.
Yes/ No
3 Improvement in Quality Assurance Techniques
15
i. Excellent, with supporting documents - 15 Marks
ii. Good - 5 Marks
iii. No - 0 Mark
Please give details and attach/ upload relevant evidences with brief write-up and photographs.
Yes/ No
4 Obtaining ISO-
9001Series/14000/22000/ HACCP/ GMP /equivalent
certification
15
i. 3 years & above -15 Marks
ii. less than 3 years &above 2 years - 10 Marks
iii. less than 2 years - 5 Marks
v. No - 0 marks
Please give details and attach/ upload relevant evidence.
Yes/ No
30
5 Standardization 15
Obtained BIS Mark/International/National Standard (RDSO, GMP,BEE, FSSAI, Ag Mark etc) - 15 Marks
(ii) Product equivalent to any other Specification - 5 Marks
(iii) No Standard - 0 Mark
Please attach relevant evidences Yes/ No
6 Getting instruments/Gauges/test
rigs Calibrated on regular
intervals
10
i. Yes, with supporting documents - 10 Marks
ii. No - 0 Mark
Please attach relevant evidences of Competent Authority.
7 Any reward scheme introduced for
employees for suggesting Improvements Leading to Quality /
Productivity improvement
10
i. Yes, with supporting documents - 10 Marks
ii. Yes, write-up - 5 Marks
iii. No - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/ No
8 Whether Enterprise has given skill knowledge to the staff and workers
for Quality Assurance
10
i. Yes, with supporting documents - 10 Marks
ii. others - 5 Marks
iii. No - 0 Mark
Please attach relevant evidences for the period.
Yes/ No
9 Whether Enterprise has Quality
Audit Team 10
i. Yes, with supporting documents, 3 years -10 Marks
ii. Yes, with supporting documents, less than 3 years - 5 Marks
iii. No - 0 Mark
Please give details and attach/ upload relevant evidences for the period.
Yes/ No
31
10 Energy conservation measures 10
i. Yes, with supporting documents, i.e. Energy Audit Report -10 Marks
ii. Write up -5 Marks
iii. No initiative - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/ No
11 Standard of Packaging 10
i. Excellent with supporting documents -10 Marks
ii. Good - 5 Marks
iii. Poor - 0 Mark
Please give details and attach/ upload relevant evidences.
Yes/ No
12 Inventory Control Method 10
i. Excellent with supporting documents -10 Marks
ii. Good - 5 Marks
iii. Poor - 0 Mark
Please give details and attach/ upload relevant evidences.
Yes/ No
13 Use of Technology 10
(i) Developed - 10 Marks
(ii) Conventional - 5 Marks
Please give details and attach/ upload approved evidences of use of developed technology with brief write-up and photographs. In case of conventional use of technology please attach 2 to 3 photographs.
Yes/ No
14 Value of Average Annual
Turnover/Sales of last 3 years
15
(i) up to Rs.100 lakh - 5 Marks
(ii.) above Rs.100 lakh & up to Rs.500 lakh -10 Marks
(iii) above Rs.500 lakh & up to Rs.1000 lakh -15 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the
applications
Yes/ No
15 Growth rate of Average Annual
Turnover/Sales of last 3 years. 15
(i) growth rate up to 10% -5 Marks
32
(ii) growth rate above 10% & up to 20% -10 Marks
(iii) growth rate above 20% -15 Marks
(iv) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the
applications
Yes/ No
16 Growth rate of Average Net Profit
(after Taxes) of 3 years from 1
st year
15
(i) growth rate up to 10% -5 Marks
(ii) growth rate above 10% & up to 20% - 10 Marks
(iii) growth rate above 20% -15 Marks
(iv) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the
applications
Yes/ No
Total 200
Part-II (Weightage-30%)
1 Employee Welfare Measures 5
(i) Yes, CPF - 5 Marks
(ii) No, CPF - 0 Mark
Please give details and attach/ upload relevant evidences for the period.
Yes/ No
2 Employee Welfare Measures 5
(i) Yes, Bonus - 5 Marks
(ii) No, Bonus - 0 Mark
Please give details and attach/ upload relevant evidences for the period.
Yes/ No
3 Growth rate upon cumulative Investment in Plant & Machinery
15
(i) growth rate up to 10% - 5 Marks
(ii) growth rate above 10% & up to 20% - 10 Marks
(ii) growth rate above 20% -15 Marks
(iv) No growth - 0 Mark
33
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the
applications
Yes/ No
4 Growth rate upon Employment 15
(i) growth rate up to 10% - 5 Marks
(ii) growth rate above 10% & up to 20% - 10 Marks
(iii) growth rate above 20% - -15 Marks
(iv) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the
applications
Yes/ No
5 Exports (Direct) during the
period Note: In case due to
specific product / supplies to
strategic organizations (viz. Defense etc. where exports not
permissible, marks may be
awarded on the basis of average
growth rate of supply to
strategic organizations.
15
(i) 3 years export -15 Marks
(ii) 2 years export - 10 Marks
(iii) 1 years export - 5 Marks
(iv) No export - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the
applications
Yes/ No
6 Value of Export Average of last 3
years 15
(i) up to Rs.20 lakh - 5 Marks
(ii)above Rs.20 lakh & up to Rs.100 lakh - 10 Marks
(iii) above Rs.100 lakh - 15 Marks
(iv) No Export - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the
applications
Yes/ No
7 Growth rate of Average of export
value 15
34
(i) Average growth rate up to 10% - 5 Marks
(ii) Average growth rate above 10% -10 Marks
(iii) Average growth rate above 20% -15 Marks
(iv) No growth - 0 Mark
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the
applications
Yes/ No
8 Basic Amenities / Facilities at Work
Place 5
(i) Toilets, Yes - 5 Marks
(ii) Toilets, No - 0 Mark
Please give details and attach/ upload photographs as evidences.
Yes/ No
9 Basic Amenities / Facilities at Work Place
5
(i) Drinking Water, Yes - 5 Marks
(ii) Drinking Water, No - 0 Mark
Please give details and attach/ upload photographs as evidences.
Yes/ No
10 Pollution Control Measures NoteFull marks may be given if
these measures are not applicable
to this industry subject to
presentation of relevant NOC from the Competent Authority/
Enterprise exempted by State Govt.
5
i. Yes -5 Marks
ii. No - 0 Mark
Please give details and attach/ upload approved evidences.
Yes/ No
11 Employee Welfare Measures 5
(i) Yes, ESI - 5 Marks
(ii) No, ESI - 0 Mark
Please give details and attach/ upload relevant evidences for the period.
Yes/ No
12 Basic Amenities / Facilities at Work
Place 5
(i) Medical First aid , Yes - 5 Marks
(ii) Medical First aid , No - 0 Mark
Please give details and attach/ upload photographs as evidences.
Yes/ No
35
13 Basic Amenities / Facilities at Work
Place 5
(i) Canteen, Yes - 5 Marks
Canteen, No - 0 Mark
Please give details and attach/ upload photographs as evidences.
Yes/ No
Total 120
Weightage: Part-I – 70%, Part-II -30%.
Signature Name and Designation of Marks Evaluation Officer
of MSME-DI/ DC(MSME)
36
14
Application Form: NMA-6 Parameters & Proforma for Evaluation and Awarding Marks
Export Awards
S.
No. Parameters for Evaluation Marks Maximum
Marks MSME-DI
CHECKED
the
information/
supporting
documents
Marks
given
by
SLSC
Marks
given by
DC
(MSME)
Brief
comments
(Reasons
for
deviation
in marks)
(1) (2) (3) (4) (5) (5) (6)
1 Exports (Direct) Average export value of last 3 years
20
(v) No Export -0 Mark
(ii) up to Rs.500 lakh -5 Marks
(ii.) above Rs.500 lakh & up to Rs.10000 lakh -10 Marks
(iv) above Rs.10000 lakh - 20 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applicat ions.
Yes/ No
2 Exports (Direct) Average Growth
rate of export value of 3 years 20
(i) Average growth rate up to 10% - 5 Marks
(ii.) Average growth rate above 10% & up to 20% -10 Marks
(iii) Average growth rate above 20% - 20 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of
the applications.
Yes/ No
3 Percentage of average export to average
Annual Turnover of last 3 years. 35
(i) up to 10% - 10 Marks
(ii.) above 10% & up to 20% -20 Marks
(iii) above 20% & up to 30% - 35 Marks
37
Please Attach Calculation Sheet as per the example given in the application. Data should match as given at Serial Number H (Details about the enterprises) of Part – 1 of the applications.
Yes/ No
4 Status of Export House for the year
2015-16 25
No Star - 0 Mark
One Star - 5 Marks
Two Star - 10 Marks
Three Star - 15 Marks
Four Star - 20 Marks
Five Star - 25 Marks
Please give details and attach/ upload approved evidences by the Competent Authority (If no relevant document is attached 0 Mark will be awarded.
Yes/ No
TOTAL 100
Example:
Signature
Name and Designation of Marks Evaluation Officer
of MSME-DI/ DC(MSME)
2013-14 2014-15 2015-16 2016-17 Value
(Rs. in lakh) 20 25 18 30
Growth Rate (25-20) x100 = 25% 2 0
(18-25) x100 = -28% 25
(30-18 )x100 = 66.66% 18
Average Growth Rate of 3 Years
25+(-28)+66.66/3=21.22%
38
I certify that I have cleared income tax dues and I am not involved in any economic or other
offence for which legal action/enquiry is pending and also the above information furnished by me is
correct. I undertake to refund the cash prize, return the trophy and certificate, if awarded to me, in case it
is ever found that the information furnished above was incorrect. Further I may also be liable for any
action under the law of the land for any false declaration.
Place:
Date:
SIGNATURE OF THE ENTERPRENEUR
SEAL OF THE ENTERPRIS
39
RECOMMENDATIONS OF THE STATE/UT LEVEL SELECTION
COMMITTEE (SLSC)
Name of the enterprise: _________________________________________
State: _________________________________________
Category of Awards: _________________________________________
Out of …… % Weight age
Marks
Marks Awarded (Part-I) 70
Marks Awarded (Part-II) 30
Total
Recommendation :- We have gone through the submissions made by the
entrepreneur and after thorough scrutiny have found it to be a fit case for
consideration by the National Level Selection Committee for National Award for
( P l e a s e T I c k ) Micro/ Small / Medium Enterprise.
Name & Address of the
Members Designation Recommended Signature
40
Application Form: NMA-7
Application form for the State/ UTs for Outstanding MSME Awards-2016
1. Name of the State/ UT:
2. Name of the Ministry/Department dealing with MSMEs in the State/ UT:
3. Name of the Minister in charge of MSME with contact details , if any:
4. Name of the Principal Secretary/Secretary/officer of the Department of
MSME:
5. Correspondence Address of the Department dealing with MSME in the State/
UT:
Email:
Mobile/ Phone Numbers:
Fax Number:
41
PART-I
Information of the States/UTs in respect of MSMEs
1. Budgetary support by States/UTs Govt. To MSMEs:
2013-14 2014-15 2015-16 2016-17
Amount (Rs. In
crores)
%age Growth
2. Establishment of enterprises in respect of States/UTs
2015-16(w.e.f.18.09.2015) 2016-17
UAM
(Udyog Aadhar
Memorandum)
(in Nos.)
Micro
Small
Medium
Total
%age Growth in total No. of UAM
3. Disposal of cases under MSEFC in the States/UTs:
2013-14 2014-15 2015-16 2016-17
Total No. of cases under
Facilitation Council
Micro
Small
Total
Total No. of cases disposed as per
Act
%age Growth of total No. (Micro
and Small Enterprises) of disposal
of cases
4. Capacity Building: Training of People at District Industries Centre (DIC)
2013-14 2014-15 2015-16 2016-17
No. of people trained
%age growth in No. Of
people trained
5. Credit Guarantee Scheme in the States/UTs
2013-14 2014-15 2015-16 2016-17
No. of MSEs benefitted
%age growth in terms
of No. of MSEs
benefitted
42
6. PMEGP Implementation in the States/UTs
2013-14 2014-15 2015-16 2016-17
No. of Units benefitted
%age growth in terms
of Units benefitted
7. Single Point Registration under NSIC in the States/UTs:
2013-14 2014-15 2015-16 2016-17
No. of Units Registered
%age growth in No. Of
units
Example for calculation of growth rate:-
Financial
Year *
2013-14 2014-15 2015-16 2016-17
Value 20 25 18 30
Growth rate (25-20) x100 = 25%
2 0
(18-25) x100 = -28%
25
(30-18 )x100 = 66.66%
18
Average
Growth rate
of 3 years
25+(-28)+66.66/3=21.22%
* As applicable.
43
PART-II
Parameters and Proforma for Evaluation and Awarding Marks
Outstanding State/UTs MSME Awards
S. No
Parameters for Awarding Marks Max.
Marks
Marks
given by State/ UT
Govt.
Marks
given by NLSC
Remarks
1 Growth rate of average budgetary support by States/UTs Govt. to
MSMEs of 3 years from 1st year.
20
(i) No growth - 0 Mark
(ii) growth rate up to 10% -5 Marks
(iii) growth rate above 10% & up to 20% - 10 Marks
(iv) growth rate above 20% - 20 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given (Details about the State/ UTs)
of Part – 1 of the applications.
2 Growth in establishment of enterprises
in respect of States/UTs.
20
(i) No growth - 0 Mark
(ii) growth rate up to 10% - 5 Marks
(iii) growth rate above 10% & up to 20% - 10 Marks
(iv) growth rate above 20% - 20 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given (Details about the State/ UTs)
of Part – 1 of the applications.
3 Implementation of Public Procurement Policy in the States/UTs:
Whether States/UTs has own Public Procurement Policy
10
If Yes -10Marks
If No -0 Mark
(If Yes, Please attach relevant documentary evidences)
4 Whether States/UTs has separate
MSME Department 10
If Yes -10Marks
If No -0 Mark
44
5 Disposal of cases under MSEFC in the
States/UTs: 15
(i) No growth - 0 Mark
(ii) growth rate up to 10% - 5 Marks
(iii) growth rate above 10% & up to 20% -10 Marks
(iv) growth rate above 20% -15 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given (Details about the State/ UTs)
of Part – 1 of the applications.
6 Whether the States/UTs has mechanism
for State/ UT level Awards/ certification
to MSME.
10
If Yes -10 Marks
If No - 0 Mark
(If Yes, Please attach relevant documentary evidences)
7 Whether State/ UT have own Revival
Policy for recovery of sick MSMEs.
15
(i) Yes - 15 Marks
(ii) No - 0 Mark
(If Yes, Please attach relevant documentary
evidences)
8 Ease of doing business in the States/UTs:-
I. Is there common applications for
MSMEs for availing benefits of the
different Scheme of the MSME of the
State:-
10
If Yes -10 Marks
If No - 0 Mark
(If Yes, Please attach relevant documentary
evidences i.e. a copy of common application form).
II. Establishment of Grievance cell for
MSMEs:
10
If Yes -10Marks
If No - 0 Mark
(If Yes, Please attach brief write-up giving
45
details such as effective date w.e.f. and progress as on date etc.)
III. Whether the States/UTs have been
implementing their own schemes for the
benefit of MSMEs
10
If Yes -10 Marks
If No - 0 Mark
(If Yes, Please attach a brief write-up
indicating such schemes)
IV. Whether the States/UTs have been
implementing the Schemes of the
Ministry of MSME, other than Credit
Guarantee Scheme and PMEGP for the
benefit of the MSMEs
10
If Yes 10 Marks
If No - 0 Mark
[If Yes, Please attach brief write-up on the
Scheme and number of beneficiaries (Scheme-wise) for last three years].
V. Credit Guarantee Scheme in the
States/UTs
15
(i) No growth - 0 Mark
(ii) growth rate up to 10% -5 Marks
(iii) growth rate above 10% & up to 20% -10 Marks
(iv) growth rate above 20% -15 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given (Details about the State/ UTs)
of Part – 1 of the applications.
VI. PMEGP Implementation in the States/UTs
15
(i) No growth - 0 Mark
(ii) growth rate up to 10% - 5 Marks
(iii) growth rate above 10% & up to 20% - 10 Marks
(iv) growth rate above 20% -15 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given (Details about the State/ UTs)
of Part – 1 of the applications.
46
VII. Implementation of Single Point Registration under NSIC in the States/UTs:
15
(i) No growth - 0 Mark
(ii) growth rate up to 10% - 5 Marks
(iii) growth rate above 10% & up to 20% - 10 Marks
(iv) growth rate above 20% - 15 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given (Details about the State/ UTs)
of Part – 1 of the applications.
9 Capacity Building: Is there any mechanism to train the people by DIC
15
(i) No growth - 0 Mark
(ii) growth rate up to 10% - 5 Marks
(iii) growth rate above 10% & up to 20% -10 Marks
(iv) growth rate above 20% -15 Marks
Please Attach Calculation Sheet as per the example given in the application. Data should match as given (Details about the State/UTs)
of Part – 1 of the applications.
Sub-Total-I(1-9) 200
10 No. of awards received in National Award – 2016 by States/ UTs
Weightage of marks
[Sl. No. (vi)
of example]
Evaluation
in this
category
would be
done at the
O/o DC
(MSME)
Level on
the basis of
the weight
age of the
awards
being
received by
States/UTs
as per the
example*.
(i) First Award -15 Marks
(ii) Second Award -10 Marks
(iii) Third Award -5 Marks
(iv) No Award -0 Mark
Sub Total-II
Grand Total (I+II)
47
* Example for calculation of weightage of marks in respect of Outstanding States/UTs
MSME Awards:
Category of
Award
Weightage
Maximum
Marks
/Awards
(A)
Number of
Awards being
awarded to
States/UTs
(B)
Total
Marks
(A)X(B)= C
Weightage
Calculation of
Marks
D=(C X …%)
(i) (ii) (iii) (iv) (v) (vi)
1st Award 50% 15 2 30 30 x 50/100=15
IInd Award 30% 10 4 40 40 X 30/100=12
IIIrd Award 20% 5 5 25 25 X 20/100= 5
Sub-Total -II 32
*****
Certificate by State / UT Government
It is certified that the information / documents provided in the application form
(Part-I, Part-II) are correct.
Signature & Stamp of the Authority
Note: Certificate by State/ UT Government by Head of MSME Department where there is a separate Department. In case there is no such department, then a certificate should be
signed by Head of the concerned department looking after MSMEs in the respective State/ UTs.