judith w rogers financial disclosure report for 2010

8/3/2019 Judith W Rogers Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act o f 1978(5 U.S .C. app. 101-111)

1. Person Rep or t ing ( las t name, f i r s t , middle in i t ia l)R og e r s , J ud it h W .

4. Title (Article II1 judges indicate active or senior status;magistrate judges indicate full- or part- time)

2. Court or Organizat ionD. C . C i r cu i t

5a. Repor t Type (check appropr ia te type)] N o m i n a t i o n , D a t eCircu i t jud g e , ac t ive

7 . C h a m b e r s o r O f f i c e A d d r e s sU.S. Court of Appeals333 Const i tut ion Av. , N.W.Washington, D.C. 20001

[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance

w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Office r Date

3 . D a t e o f R e p o r t04/29/20

6. Repor t ing Per iod01/01/2010

to12/31/2010

IMPORTANT NO TES: The ingtructions accompanying this form m ust be fol lowea~ C omplete al l par ts ,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . t R e v o r a n g i n d i v i d u a l only; see p p . 9 - 1 3 of fillng instructions.)~] N O N E (No reportable positions.)

POSITION

2.

3.

4.

5.

NAM E OF ORG ANIZATION/ENTITY

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

D A T E PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t i n gRogers, Judith W .

D a t e o f R e p o r t04/29/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o . i n g i n d i v id u a l a n d s p o u s e ; see p p . 1 7 - 2 4 of f i l ing instructions.)A. Filers Non-Investm ent Incom e[ ] N O N E (No reportable non- inves tment income.)

DATE SOURCE AND TYPE I N C O M E( your s , no t s pous e s )1 .2010 D.C. Judges R e t i rement Fu nd $ 96 ,147 . 402.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - lf you w er e m a r r ied du r in g a n y p o r t i o n of the repor t ing year , comple te this section.(Dollar amount n ot required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1.2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertalnmen~(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

[] (No reportable reimbursements . )O N E

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7

Name o f Pe rson Report ingR o g e r s , J ud i t h W .

V . G I F T S . anelnde, ,ho,e to spo .....d dependent chi ldren; see p p . 2 8 - 3 1 of f i l i ng ins t ruc t ions . )

D N O N E ( N o reportab le gifts.)S O U R C E D E S C R I P T I O N1 . C. Marvin n e c k l a c e2.3.4.5.

Date of Repor t04/29/2011

VALUE$1,200.00

I

V I . L I A B I L I T I E S . a n e t u a e s t h o s e o l s p o u s e a . d dependent children; see p p . 3 2 - 3 3 of fihng instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.4.5.

V A L U E C O D E


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N a m e o f P e r s o n R e p o r t in gRogers, Judith W.

Date of Repor t04/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco , ,e , v ,lue , t r ,,~ct ions ( Includes those o f spouse a nd depen dent ch i ldren; see pp . 34-60 o f f i l ing instruct ions. )~] N O N E (No reportable incom e, assets, or transactions.)

1 . S u n Tr u s t B k . A In te re st M T

2. A m . Fd s : In v . Co . o f A m e r . D Di v i dend N T

3. Am .Fds. : Wash. Mut. Inv. Fd. D D i vi de nd N T4. Am . F ds . : N ew Pe r s p . F d . D Di v i dend N

5. Am . F ds . : Gr ow t h F d . Am er . C Di v i dend N

6. Am . F ds . :C ap . W r l d . Gw t h & I nc . F d . C Di v i dend M

7. Am . F ds . : S m . C ap . W r l d . F d . A Di v i dend L

8. A m . F d s : N e w W o r l d F u n d - A A Di v i dend J

T

T

T

T

T

Bu y 0 3/2 4 /10(add l )Bu y 0 3/2 4 /10(a dd l )

B uy 03/24/10( add l )

B uy 03/24/10

JJ

J

J9. Am . F ds : Ca p i t a l W or l d B ond F d -A A D i vi de nd J

1 0 . Am . F ds :Ca p i t a l W or l d B ond F d -! A D i vi de nd K1 1 . Am . F ds : Ne w W or l d F d -A A D i vi de nd K

T

T

T

Bu y 0 3/2 4 /10 J

Bu y 0 3/2 9 /10 K(addl )Bu y 03/29/10 K

1 2 . Am . F ds : US G ovt S e c . F d . -A A D i vi de nd L1 3 . Inc . F d . Am e r . ( IRA) D D i vi de nd Distributed 04/07/10 J1 4 . Am . S kd: T . R ow e Pr i ce L g C ap Gr ow t h N o n e L

1 5 . Am . S kd : Ma r i s ic o Ca p G rowth N o n e L1 6 . A m . S k d : G o l d m a n S a c h s S m C a p V a l N o n e K T1 7 . A m .S kd : In te m a tl Gro wth N o n e L

: $100 000 G =$100.001 : $1.000:0002. Value Codes J =$15.000 or less K =$15,001 ~ $50.000

( See Co l u m n s C | an d 133) 1" 4 = $250,00| - $500,000 O =$500,001 = $1,00 0,000P3 =$25,000,001 - $50.000~0003. V a lue M elhod C od es Q =A ppraisal R = Co s t ( Rea l E s t a t e O n l y )

( S ee C olumn C 2 ) U = Bo o k V a l u e V =O ther

L ~ $ ~ 0 1 0 0 i ~ $ i 0 0 ~ 0 0 0

s = A s ~ e . . . .. . ,W = E st i m a t ed


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N a m e o f P e r s o n R e p o r t i n gRogers, Judith W .

D a t e o f R e p o r t04/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c om e , v u l u e , ~ u ~ a c t l o n s ( I n c lu d e s t h o s e o f spouse and dependent children; see p p . 3 4 - 6 0 of filing instructions.)D (No reportable assets , orONE i ncome, transactions.)

1 8 . A rn .S k d : V a lue P o rtfo lio N o n e L1 9 . Arn.Skd: W el l s Fa rgo Adv . VT Sm al l Cap N o n e KGrth Class 1

T

T

1. income Gain Codes:1See Co l u m n s BI an d D 4/

2. Value Codes( S ee C olumns C I and D3 ]

3 . V al u e M ct h o d Co d es( S ee C olumn C 2 )

A = $1 .000 o r less B = $1 .001 - $2.5 00F =$50.001 - $100.000 O = $100. 001 - $1 , 000, 000J = $15 .00~ o r la ss K = $15.001 - $50.000N =$250.001 - $5 00.000 O =$5 00.001 - $1.000.000P 3 = $ 2 5 . 0 0 0 .0 0 1 - $50.000.000Q = Ap p r a i sa l R -~2ost (Real Estate Only)U = Bo o k V a l u e V = O t he ~

C = $2, 5 01 - $5 . 000HI --$1.000.001 - $5.000.000L =$50.001 o $100.000PI =$t.000.001 - $5.000.000P4 =More than $50.000.000S = Assessm en tW = E s t i m a t ed

D =$5.001 - $15.000H2 =More than $5.000.000M = $100. 001 - $25 0, 000P2 =$5,000.00i - $25,000.000T = C a s h M a r k e t

E - ~ $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0


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N a m e o f P e r s o n Report ingR o g e r s , Ju d i t h W .

D a t e of Repor t04/29/2011

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndicatepartofrepor~)III. Net income repor ted.VII . Lines 1 4 - 1 9: I h o ld an annu i ty i n Am eru can Skan dia ( "Am .Skd. ") , which bu ys and s e l l s funds du r ing th e yea r . Hold ings an d v a lu a t ions re f l ec t yea r - ends t a t e m e n t I r e c e i ve d .


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 7Name of Person Repor tingR o g e r s , J ud i t h W .

Date of Report04/29/2011

IX . CERTIFICATION.I c e r t i f y t h a t a l l i n fo rm a t i o n g i v e n a bo v e ( i n c l u d i n g i n fo rm a t i o n p e r t a i n i n g t o m y sp o u se a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u ra t e , t ru e , a n d c o m p l e t e t o t h e be s t o f m y k n o wl e d g e a n d be l i e f , a n d t h a t a n y i n fo rm a t i o n n o t r e p o r t e d wa s wi t h h e l d be c a u se i t m e t a p p l i c a b l e s t a t u t o ryp ro v i s i o n s p e rm i t t i n g n o n - d i sc l o su re .I f u r th e r c e r t i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e p o r t e d a r e i nco m p l ian ce wi th the p ro v i s io n s o f 5 U.S .C. ap p . 5 01 e t . s eq . , 5 U.S .C. 735 3, an d Jud ic ia l C o n feren ce reg ula t io n s .

Signature: S/Judith W. Rogers

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I LF U L L Y F A L SI F IE S O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C o m m i t t e e o n F i n a n c i a l D i s cl o s u r eA d m i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a t e s C o u r tsSu i te 2 - 301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D .C . 2 0 5 44

judith w rogers financial disclosure report for 2010

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