janice rogers brown financial disclosure report for 2009

8/3/2019 Janice Rogers Brown Financial Disclosure Report for 2009

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,~o 1o FINANCIAL DISCLOSURE REPORT Reportin G o v e r n m e n t R e q u i r e d A c t b Y t h e o f lE t h i c s ~ 7 8R e ~ . // 2 o l o FOR CALENDAR YEAR 2009 (J v .s .c , app. .0" IoI-H / )

I, Person Reporting (last name, first, middlc initial) Z. Cour! or Organlutlon 3, Date o t ReportBROWN, JANICE R. U.S,C.A, D.C. CIRCUIT 5/10/2010

4. TId (A~iclc Ill judgcs indica~ active ~ senior s~tus; 1 5 ~ . Report Type (chcck appropr la~magis~t judges indicate full- or ~ Nomin~llon. Date 01/01~009CIRCUIT~UDGE ~ laidal ~ Am,u~l ~ Fiaal toI ~3 I12009

5b,, ~ Amended R~po~,. Chambers or Office Address 8. On the basis of Ike Information contained is this Repo H and anymodifications pe~alnlmg thereto, It Is, in my opinion, In ompliance333 CONSTITUTION AVEHUE, H,W. with applicable Jaws and r~ulatlons.WASHInGTOn, D.C. 20001

Reviewing ~ficer Date

IMPOR TANT NOTE S: The Instructions accompanying th is form m ust be fo l lowed. Com plete u l l part .v ,checking the NONE box for each part where yo. have no reportable information. Sign on last page.

I. POSITIONS. ~o,,,~~ NONE (No reportablepositio~.)

POSI~ON NAME OF ORGANIZATION/ENTI~I. REGENT PEPPERDINE ~IVE~ITY

--2. " " ~~ e "3. ;--,4. ;~"

II. AG REEM ENTS. t~,m ,,~,~ N O N E (No reportab le agreements .)

DATE PARTIES AND TERMS1 . 2 0 0 9 C A L I F O R N I A JUDG ES RETIREMENT SYSTEIvl, PENSION DEFERRED TO 2014


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F I N A N C IA L D I S C L O S U R E R E P O R T N , , ~ , o r r , ,~ o o ~ p o , - a , ~ o , t ~Page 2 of 6 B R O W N , J A N I C E R , 5 / 1 0 / 2 0 1 0

1 II . N O N -I N V E S T M E N T I N C O M E . t R ~ p o , ,, . x i .di . i,~ot ,n~ ,~,o . , , , , . ~,p. ~r-u o mi~A. Fl iers Non-Investm ent Incom e

N O N E ( N o r e por t ab le n o n - i n v es t m e n t i n c om e . )D A T E S O U R C E A N D T Y P E ( y o u r s , n o t

I. 2009 PENSION $37.9~6

2.2~9 PE NSION $4~.157

3.

4,

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - tf y,~ w*r, married du~ng any portion af th~ rt~ing ytat, tom, leg ~fs(D, Ilar ~ount not required *xcept for honoraria.)~ NONE 6Vo reportable non-investment income,)

~ S O U R C E A N D T Y P EL 2009 OLD TOWN T R O L L E Y

2.

3.

4.

IV . R E IM B U R SE M E N T S -(Includes th,se m spouse and dependent cbddren." see pp. 25 27 ~ffding imtruvtion$.)

N O N E (No reportable reimbursements.)SOURCE D A TES LOCATION PURPOSE |TEMS PAID QI~ PROVIDED

I.

2.3.4.

5.


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~ N O N E ( N o repo r table l iabil i t ies . )~ DESCRIPTION V ~ . L U E C O D E

I.2.3.

5.


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INtmef P e r s o n R e p o r t i n g Dale of ReportFINA1NCIALpage 4 of 6 DISCLOSURE REPORT ] eaOW ~,JANICE R.VII. INVESTMENTS and TRUSTS -i .... e , VaZ~, tr.nsa~Zon$ anlttlfe$thostofspouge

N O N E (No repo r table income, asse t s , or t ransact ions . )Description of Assets ~ Inoome during Gross value Jt end i TrJnsactions during rel~orting period(including m~st ,~sscls) reporting period of reporting period

Place "(X)" afl .... h .... t iAmount! Type(e.g. Value ] Value [ Type(e.g., Date Value i Gain IdenmyofCode I div teal Code 2 Method I buy sell mm/dd/~ Code 2 I Code I i buyer/sellerexempt f r o m p r i o r d i s c l o s u r e (A-H) I or int.) (J-P) Code.~ redemption) (J-P)

] I ( Q - W )

I. FEDERAL JU DICIAL CREDIT UNION A Interest K T2. CHARLES SCHWAB BANK ROTH IKA - A I n t e r e s t J TI (CASH)3. CItARLES SCHWAB B ANK ROTH IRA - A Interest J T2 (CASH)4. NATIONWIDE RETIREMENT C Dividend M TSOLUTIONS 401-K5. NATIONWIDE RETIREMENT SAVING S None K TPOOL6 .... NATIONWID~~ARTMORE ID None K TMODERATE FU ND7. ---HARTFORD ADVISORS None J T8. ---T. ROWE PRICE MID CAP GROWTH None K TF U N D9, ---DWIGHT ASSET MGMT STB VALUE None K TFUND

1 0 .

1 2 .

1 3 .

1 4 .

P3 =~2L0~,~I - $5~.0~,~ P4 =Mort


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FINANCIAL DISCLOSURE REPORT r ~ . . .e . r P . r ,o ~ R , ~ o . ~ . g t ~ . . . . f a , p o r fPage 5 of 6 B R O W N . JA N I C E i ~ 5 1 1 0 f 2 0 1 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~z~i,.,.mnoIRopo.~


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Page 6 of 6 BROW N, JANICE IL 5 / 1 0 / 2 0 1 0IX. CERTIFICATION.

i certify that all information given abov e (including information pertaining to my spouse and m inor or dependent children, If any) isaccurate, true, and comp lete to the best of my knowledge and belief, and that any Information n ot reported was withheld because It met applicable statutoryprovisions permitting non-disclosure.! further certify that earned Income from outside employm ent and honoraria and the acceptance of gl~s which have been repo rted are Incompliance with the prev isions of 5 U .S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

S i g n a t u r e

NOTE: ANY INDIVIDUAL WHO KNOW INGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY B E SUBJECT TO CIVILAND CRIMINA L SANCTIONS (S U.S.C. app. 104)

F I L I NG I NST R U CT IO NSMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdm inistrative Office.of the U nited States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

janice rogers brown financial disclosure report for 2009

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