jeffrey s white financial disclosure report for 2010

8/3/2019 Jeffrey S White Financial Disclosure Report for 2010

1/13

AO IORev. 1 /2011FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 2010

Repor t Required b)" the Ethicsin Government Act of 1978(5 U.S.C. app. ~ 101-111 )

I . Person Rep ort ing ( las t name, f i rs t , middle ini t ia l )White , Jef f rey S.

4. Ti t l e (Ar t ic le I I I judge~ ind ica te ac t ive o r s en io r s t a tus ;magi s t r a t e ju dges i ndi cat e f u l l - or par t - t i me)U.S. District Court Judge - Active

7. Chamber~ or O f f i c e A d d r e s sU.S. Dis t r ict Cour t , Nor thern Dis t r ict of Cal i f .4 5 0 Go l d en Ga t e A ven ueSan Fran cisco, CA 94102

2. Court or OrganizationU.S. Dist r ic t , Northern Cal i f

3. Date of Report05/07/2011

5a. Report Type (check appropriate type)] Nomina t ion, Date[] Initial [] Annual [] Final5b. [] Amended Repoxl

On the basis of the information contained in this Report an d anymodifications pertaining thereto, it is, in my opinion, in compliance,aith applicable laws and regulations.

Reviewing O f f icer D a t e

6. Report ing Per iod01/01 /2010

to12/31/2010

I M P O R T A N T N O T E S : T h e in s tr u c a o n s accompanying thls form must be followed Complete all parts,checking the NONE bo x for each part where you have no reportable informat ion. S ign on last page.

I . P O S I T I O N S . r R o p o r ~ . g individual o n l y : s e e p p . 9 - 1 3 o f f i ll n g i ns t ruc t lon~)[ ~] N O N E (No reportable positions.)

POSITION

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITY

II . A G R E E M E N T S . t R e ~ , o r a, g in d l v l d u a lo n t v ; s e en , . 1 4 - 1 6 of filing instructions.)~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS


2/13

F I N A N C IA L D I S C L O S U R E R E P O R TPage 2 of 13

N a m e o f P e r so n R e p o r t i n g\Vhite , Jeffrey S.

D a t e o f R e p o r t05/07/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . tRepo.i.g individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investment Income--] NONE non- inves tmen t i ncome . )N o reportable

DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )1. Oct-Dec Ordck H errington Define.d B enefit Plan $5,850.002.3.4.

B . S p o u s e s N o n - I n v e s t m e n t In c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amount no t required except for hon orar ia .)

N O N E (N o reportable non-investment income.)DATE SOURCE AND TYPE

1.2.3.4.

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertai ....(Inc ludes those to spouse and dependent ch i ldren; see pp . 25 -27 o f f i l ing ins t ruc t ions . )

~] (No repor table re imbursem en t s . )ONE

2.3.4.

5.

S O U R C E D A T E S L O CA T IO N P UR PO SE ITEM S PAID OR PROV IDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 3

N a m e o f P e r s o n R e p o r t in gW h i t e , J e f f r ey S .

D a t e of Repor t05/07/201 I

V . G I F T S . a , d u d e , , h o , e t o . ,p o . , , and depen dent chi ldren; see plx 28-31 of f i / ing instrucdons.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.

5.

VALUE

V I . L I A B I L I T I E S . ( lndudes those of spouse and de penden t chi ldre .: see pp. 32-33 offiling lnstructionx)~ N O N E ( N o reportable liabilities.)

CREDITOR1. W ells Farg o Ban k2.3.

4.5.

Credi t CardDESCRIPTION VAL UEC ODE

J


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 4 of 13

N a m e o f P e r s o n R e p o r t i n gWhi te , J e f f re y S .

D a t e o f R e p o r t05/07/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , v o t u ,, tr a n ~ a c t i o m ( I n c l u d e s t h o s e of spouse and dependent children; s e e p p . 3 4 - 6 0 of filing instruction~)N O N E (No reportable income, assets, or transactions.)

Descr i p t i on of Asset s Tr ansact i ons du r i ng r epor t i ng per i od( i ncl udi ng t r u st asse t s)

P l a c e " ( X ) " a f t e r e a c h a s s e texem pt from prior disclosure

Income during G r o s s v a l u e a t e n dr epor t i ng per i od o f r e p o r t i n g p e d o d(I) (2) (I) (2) (I) (2) (3) (4) (5 )

A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fC o d e I di v . , r en t . C o d e 2 M e tho d b uy , se ll , m m / d d / y y C o d e 2 C o d e I b u y er / se l l er( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

I. IS H ARES MS CI Eafe In d ex Fun d A Dividend K T2. GM AC 0% Bond N o ne K T3. ISHARES DJ US Basic Materials A Dividend K T4. IS H ARES Go ld man S ach Tech I5. IS H ARES US Co n sumer No n cycl ic6. ISHARES US Consumer Cyclic7. ISHARES DJ US Energy Sector8. ISHARES DJ US Financial Sector

A Dividend L TB Dividend L TA Dividend L TB Dividend L TA Dividend K T

9. ISHARES DJ US Healthcare Sector1 0 . IS H ARES DJ US Teleco m mun ica tio n s

B

B

Dividend L TDividend K T

I 1 . ISHARES DJ US Util i t ies Sector B Dividend1 2 . Consumer Discrectionary Sector SPDR A Dividend1 3 . Consum er Staples Select Sector SPDR Trust B Dividend1 4 . Financial Select Sector SPDR A Dividend

KLLK

T

T

T

T

1 5 . Heal th CareSelect Secto r SPDR1 6 . Industrial Select Sector SPDR1 7 . Technology Select Sector SPDR

A

B

B

Dividend K TDividend L TDividend M T

I. Income Gain Codes :(Scc Columns B I and D4)

2. Value Codes(See Columns CI and D3)

3. Value Melhod Codes(Scc C ohmm C 2)

A=$1,000 or lessF =$50.001 - $100.000J-$15.000 or lessN =$250.001 - $500.000P 3 =$25.000.001 - $50.000.000Q=AppraisalU =Book Value

B=$1,001 - $2.500G =$I00.001 - $1,0~0.000K =$15.001 - $50.000O =$500.001 - $1.000.000R =:Cost (Real Estate Only)V =Oth e r

C =$ 2 .5 0 1 - $ 5 ,0 00I11 =$1.000.001 -L = $ 5 0 .0 9 1 - S I 0 0 .0 00P I = $ 1 .0 0 0 .0 01 - $ 5 .0 0 0 .00 0P 4 =M o r e th an $ 5 0 .0 00 .0 0 0S =Ass~ssnlentW = Estimated

D ~$5,001 - $15,000112 =More than $5.000.000M =$100,001 - $ 2 5 0 . 0 0 0P2 =$ 5.000.001 - $25.000.000T ~ash Mar ket

E =$15.001 - $50,000


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 5 of 13 Ia m e o f P e r s o n R e p o r t i n gWhi te , J e f f re y S . D a t e o f R e p o r ~05/07/2011

N O N E (No reportable income, assets, or transactions.)A. B. C. D .

Descr i p t i on o f A s s e t s I n c o m e du r i ng G r o s s v a l u e a t e n d Tr ansact i ons du r i ng r ~aor t i ng per i od( i ncl udi ng t r u st asse t s) re po rt in g p er io d o f r q~3r tin g p er io d

(i) (2) (~) (2) (i ) ( 2 )P l a c e " ( X ) " a f t e ~ e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o f

e x e m p t fr o m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m m !d d / y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C od e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e[ ( Q - W ) t r a n s a c t i o n )

1 8 . Leg g M aso n C l ea r b r i d g e D i ver s i f i ed Lar g e A D i vi d en d J TC ap Gr o w t h F un d

1 9 . I SH A R ES - S& P Eur o 3 50 I n d ex A D i vi d en d K T

20. Op p en he imer In t l Diver is f i ed Fun d Clas s A A Dividend K T21 . Op p en he imer Glo ba l Fun d Clas s A A Dividend K T22 . Oppenheimer Main Street Oppo. Fund Class N o n e K TA23. Op p en he imer Main S t ree t S mal l Cap Fun d N o n e K TClass A24 . O p p en he im er Se lect Value Fun d CI A No n e K T25. Oppenheimer Equity Fund Class A A Dividend K T26 . S chwab Ad viso r Cash Pre imer S w eep A Interest J T27 . S PDRH o mebui ld ers ETF A Dividend J T28 . iS hares Do w Jo n es U.S . Rea l Es ta te In d ex A Dividend J T29 . Ally Ban kCD s C Interest M T30. Gug g en he im BR IC ETF ( fo rmer ly A Dividend K TClay mored3 N Y BR IC E FT)31. California St Economic Receovery CA GO B Interest K T5.25%32. California St CA GO 5% B Interest K T33. Providen t Cred it Union (X ) A Interest J T34. Orrick Investments 2000 LLC C Int.~3iv. J U

I . Income Gain Codes: A = $ 1.000 o r less B = $ 1.001 - $ 2,500 C = $2.501 - $ 5,0~0 D = $ 5.001 - $ 15.00~(See Columns BI and D4) F =$ 50.001 . $ 100.000 G =$100.001 - $1.000.0~0 III =$1,000.001 - $5.000.000 1 1 2 = M o r e t ha n $ 5 . ( 3 0 0 .0 0 0

2. Value Codes J = $ 15.000 o r le ss K = $15.001 - $ 50.000 L = $50.001 - $ 100.000 M =$10~.001 - $250.000(See Columns CI and D3) N =$250.001 - $ 500.000 O =$500.001 - $1.000.000 P I =$ 1 .0 00 .0 01 - $ 5 .0 00 ,0 00 P 2 = $ 5. 0D 0. 00 1 - $ 2 5. 0~0 .0 00

P3 =$2 5.0~0.001 - $50.000.000 P4 =More than $50.000.0003. Value Method Code s Q =Appraisal R :=Cost tReal Estate Only) S =Assessment T =Cash Market(See Column C2) U = Book Value V =O~her W =Estimated

E =$15.001 - $50.000


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N a m e o f P e r s o n R e p o r t i n gW hite, Jeffrey S.

D a t e o f R e p o r t05/07/2011

N O N E (No reportable income, assets, or transactions.)Descr i p t i on of Asset s Tr ansact i ons du r i ng r epor t i ng per i od

( i ncl udi ng t r u st asse t s)

P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s c lo s u r e

I n c o m e d u r i n gr e p o r t in g p e r i o d

(1) (2)A m o u n t T y p e ( e . g . ,C o d e 1 di v . , r en t ,

(A-H) or i n t . )

G r o s s v a l u e a t e n do f r e p i n i n g p e r i o d(1) (2)

Value V al u eC o d e 2 M e th o d

( J -P ) C o d e 3

( 1 )T y p e (e.g.,buy, sell,

r e d e m p t i o n )

(2) (3) (4) ( 5 )D a t e Value Gain I d e n t i t y o f

m m / d d ,3 y Code 2 C o d e 1 buyer/seller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

35.36.37 .38.39 .

Po l l o ck M o n t g o m e r y W a s h i n g t o n T o w e rInves tors II P ar t n e r sh i pLincolnFinancial Annuity - Lincoln VIPModerate Profi le

Int./Div. KNone M

U

L i n c o l n F i n a n c i a l A n n u i ty - L i n c o l n C h o i c eP l u s

N o n e N

Pol lock 200% 2008 Independen t Inves to r s ,LLC A lnt./Div. K

40 . Citigroup IRA # 141 . -M FS Total Return Fund A

Int./Div. M

42 . -Legg Mason Clearbridge FundamentalValue Fund Class B (Y)43. -Goldman Sachs Bank USA CDs M at ur ed 12/03/10 M44 . -Citibank NA South Dakota Bank Dep ositP r o g r a m45 . -Legg M ason Clearbridge Fundam entoValue Fund Class A46. -Re yn ol d s Am er ic an In 7. 5 % B ond

1 4 7 . -Textron Inc 6.5% Bond4 8. - Alc oa In c 6 % B on d49 . -Entergy New Orleans Inc 5.25% Bond5 0. - Dow Ch em i c al Co 6. 85 % Debs5 1. - Ai rg as In c 2.8 5% B o nd

B uyB uyB uyB uyB uyB uy

12/07/1012/07/10112/07/1012/07/1012/07/1012/07/10

JJJ

J

JJ

I . Income Gain Codes: A = $ 1,000 o r less B = $ 1,001 - $ 2,500 C = $2,501 - $ 5.000 D =$5.001 - $15.000(See C o lumns BI and D4) F = $50.001 - $ 100,000 G = $100.{X }I - $1.000.000 III =$1.000,001 - $5.000,000 112 =More than $5.000.000

2. Value Cod~ J = $ 1 5 . 0 0 0 o ~ " l e s s K = $15,001 - $ 50.000 L =$50.0O I - $ 10~.000 M =$109.001 - $250.000(Sc Columrts CI a n d D 3 ) N =$250.001 - $ 500,000 O =$50~,001 - $ 1,000.000 P I =$1,000.(X } I - $ 5.000.000 P2 = $5.000.001 - $25.00~.000

P3 =$2 5.000.001 - $50.000.0~0 P4 =More Ihan $50.000.0~03. Value Method Code s Q =Appraisal R =Cost (Real Estate Only) S ~Asscssmenl T =C~h Market(S e e Co h tm n C2) O =Book Value V =Other W =Eslimatcd

E =$15.001 - $50.000


7/13


N a m e o f P e r s o n R e p o r t i n g\ V hi t e , J e f f re y S .

D a t e o f R e p o r t05/07/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m . , v a l u e , .a . ~ a c t lo ~ a n c l u d e s t h o s . o / s p o u s e a . d dependent children; s e e p l x 3 4 - 6 0 of filing instructions)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e ts )

P l a c e " ( X ) " a f te r e a c h a s s e te x e m p t fr o m p r i o r d i s c l o s u r e

I n c o m e d u r i n g G r oss v al u e a t endr e po r t i n g p er i o d o f r e po r t i n g p er i o d

(I) (2) (I) (2) (i ) (2) (3) (4) ( 5 )A m o u n t T y p ( e . g . , V a l u e V a l u e T y p e ( e . g ., D a t e V a l u e G a i n I d e n t i t y o fC o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l, r n n f f d d / y y C o d e 2 C o d e I b u y e r ! s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p l i o n ) O - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

52. - Amerian Exp res s Cred i t Carp 3% Bo n d Buy 12/07/1053. -Hartford Finl Services Group 4.75% Bond Buy 12/07/10

54. - Mo rg an S tan ley Glo ba l S ub 4 .75% No tes Buy 12/07/1055. -Bank of America 5.375% Notes Buy 12/07/1056 . - Fo r tun e Bran d s In c 6 .375% Bo n d Buy 12/07 /1057 . - Gen wo rth F in an c ia l 5 .75% B o n d Buy 12/07/1058 . -Southwest Airl ines Co 5.25% N otes Buy 12/07/1059. -Sunoco Inc 4.875% Bonds Buy 12/07/1060 .

J

JJJJJJ

61 . Citigroup IRA # 262 . -MFS TotalRetum Fund A63. - Leg g s Maso n C learb r id g e V alue Fun dClas s B (Y)64 . -GEMoney Ban kCD65. -Cit ibank NA South Dakota Bank Deposi tPro g ram66 . - Leg g Maso n Clearb r id g e V alue Fun d Clas sA67 . - Ban k Of America Carp 4 .875% B o n d s68 .

A Int./Div.

Matured 12 /13/10

Buy 12/21/10

I . Income Gain Codes: A =$1,000 or less B = $ 1,001 - $ 2,500 C = $2.501 - $ 5.000 D $5.0~1 - $15.000(See Columns B1 and 1)4) F = $50,001 - $ 100,000 G = $100.001 - $1.000.090 III =$1.000.001 - $5.000.000 1 1 2 = M o r e th a n

2. Value Codc~ J = $ 1 5 . 0 0 0 a t " l e s s K = $ 1 5 . 1 3 0 1 - $ 5 0 . 0 0 0 L =$50.001 - $100.000 M =$100.001 - $250.000(See Columns CI and D3) N =$250,001 - $ 500.000 O =$500,001 - $1.000,000 P I =$ 1. 000 .0 01 - $5 .00 0, 000 P 2 -$ 5. 00 0. 001 - $25.000.000

P3 =$25.000.001 - $50,000.000 P4 =More Ihan $50.000,0003. Value Method Code s Q =Appraisal R =Cost (R eal Eslatc Only) S A s s e s s m e n t T =Cash Markc~(See Column C2) U Book Value V =Otho" W -Eslimatcd

E =$ I 5.001 - $50.000


8/13


N ame o f Per son R ep or t i ngWhite, Jeffrey S.

D a t e o f R e p o r ~05/07/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n e o , ~ e , , , o l ~ e , t r a n ~ a e , i o n s ancludes those of spouse a n d d ep en d en t c h i l d r en ; s ee p p . 3 4 - 6 0 of f il ing instructions.)~-~ (No reportable assets , orONE income, t ransact ions. )

A. B. C. D.Description of Assets Incom e during Gross value at end Transactions during reporling period(including trust assets) r e p o rt i n g p e r i o d o f r e p or t i n g p e r i o d

I (I) (2) (I) (2) (I) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fexem pt from prior disclosure Code I d i v . , r e n t , Code 2 M e th o d buy, sell, mm!dd~), Code 2 Code I b uye r/se ller[ (A-II) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) (A-tl) (ifprivate

I ( Q - W ) t r a n s a c t i o n )

69 . Char les Schwab- IRA Rol lover7 0. - S chwab Ad vise r Cash Prem ier7 1. -Financial Select Sector SPDR7 2. -Goldman Sachs Group Inc Bond 4.5%7 3. -India Fund, lnc74 . -Industrial Select Sect SPDR7 5. -ISHARES FTSE/Xinua China 257 6. - JP Mo rg an Chase an d Co Bo n d7 7. -Bellsouth Cap Funding7 8. - IS H ARES - MS CI Aus t ra li a In d ex79 . - ISHARES- MSCI Canada Index80 . - IS H ARES - MS CI EAFE In d ex Fun d81 . -ISHARES- MSCI Emerging Markets Inde:~82 . - IS H ARES - MS CI Jap an In d ex83 . - IS H ARES - MS CI M alays ia In d ex84 . -ISHARES - S&P Europe 350 Index85 . -ISHARES - S&P Latin America 400 Index

F Int./Div. PI T

Matured 06/15/10 K A

Matured 11/15/10 K

Matured 02/15/10 K

I . Income Gain Codes: A =$1,000 or less B -$1,001 - $2.500 C = $2.501 - $ 5,000 D = $ 5.001 - $ 15,000(See Columns B I and I)4) F =$ 50.001 - $ 100,000 G -$ 100.001 - $ 1.000.000 I I I =$1.0~O.001 - $5.000.000 1 1 2 = M o r e t ha n $ 5 . 0 0 0 . 0 0 0

2. Value Codc~ J =$15.000 or less K =$15.001 - $50.0~) L =$50,001 - $100.000 M =$100,001 - $250.000(See Columns CI and D3) N =$250.001 - $500.000 O =$ 500.001 - $1.000.0OO PI =$1,000.001 - $5.000,000 P2 =$5,000.001 -

P3 =$2 5.000.001 - $50.0~0.000 P4 =Mort: than $50,0(~,0003. Value Method Co~cs Q -Appraisal R ~osl (Real E.sta le Only) S =Assessment T ~Cash Markcl(See Column C2) U =Book Value V =Other W -Eslima~ed

E :$15,001 - $50,000


9/13


N a m e o f P e r s o n R e p o r t in gWhite, Jeffrey S.

D a t e o f R e p o r t05/07/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v a t u e , t ~ a , ~ o c a o , ~ (includesthose ofspouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Descr i p t i on of Asset s Tr ansact i ons du r i ng t ~aor t i ng per i od( i ncl udi ng t r u st asse t s)

P l a c e " ( X ) " a f t e r ~ a c h a s s e texempt from prior disclosure

I n c o m e d u r i n gr epor t i ng per i od

(I) (2)A m o u n t Type (e.g.,C o d e I d iv . , r en t ,

(A-H) or i n t . )

G r oss v al u e a t endof r epo r t ing pe r iod

(I) (2)V alue V a lue

C o d e 2 M e tho d(J -P ) C o d e 3

(t)T y p e (e.g..b u y , se l l ,


( 2 ) ( 3 ) ( 4 ) (5)D a t e Value Gain Identity of

mm/dd/yy Code 2 C o d e 1 buyer/seller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

86 . - IS HAR E S - G lo ba l In d u s t r i a l s

87 . - Ph o e n i x C o 7 . 45% Pr e f e r r ed

88 . -Aetna Inc 7.875% B ond8 9. -Conoco Phillips Bond 4.4%

90. - Disn ey (W al t ) Co mp an y 6.375% Bond91. -General Electric Cap Corp 5.25% Bond

92. -General Electric Cap i ta l Co rp 6% Bond93. -Geneeral Electric Cap t ia l Co rp 4.8% Bond94. -Goldman Sachs Group Inc 5.45% Bond

o95. -Hewlet t-Packard Co 5.25Yo Bond96 . - H o n eywel l In te rn a t io n a l 6 .125% Bo n d97 . - Pep s iCo In c4.6 5% Bo n d98 . - Ver izo n Co m mun ica t io n s 4 .35% Bo n d s99 . - W el ls Farg o & Co m p an y 6 .375% Bo n d

o100. -Du Pont de N em ours 5.00Yoo101. -California St CA GO- Taxab le 4.85 Vo

102. -Caterpillar- Fiancial Services Corp 6.2%

I . Income Gain Codes: A =$1.000 or less B = $ 1,001 - $ 2.500 C = $ 2.501 - $ 5.000 O =$5.0~1 - $15.000(Scc Columns BI and D4) F =$50.001 - $10~.000 G =$I00.001 - $1.000.0~0 It I =$1.000.001 - $5.000.000 112 =More than $5.0~0.000

2. Value Codes J = $ 15.000 o r le ss K = $ 15.001 - $ 50.000 .L = $ 50.001 - $100.00~ M = $ 10 0 .0 0 1 - $25 0 .~ISee Columns CI and D3) N =$250.001 - $50~.000 O =$500.001 - $1,000.000 PI =$1.00~.001 - $5.000.000 P2 =$ 5.000.001 - $25.00~.000

P3 =$ 25.000.001 - $50.000.000 P4 =Mo re than $ 50.000.00~3. Value Method Co~es Q =Appraisal R = Cost (Rcal Estate Only) S =Ass~ssmem T -~Sash Markc~

(See Column C2) U =Book Value V =OIher W =Estimated

E =$15,001 - $50.0~0


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V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t . e , t r a , ~ a c t io n s a n c l . d e s ,h o s ~ o / s p o a s e a n d d . p ~ n a e . t children; seeVl~ 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

Descr i p t i on of Asset s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dO) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,e x e m p t f r o m p r i o r d i s c l o s ur e ! Code I d iv. , r en t ,

(A-H) or i n t . )

103. -Dell Inc 5.625%1 0 4 . -Hewlet t Packard - Electron ic Data Sys tem6%105. -IBM Corp 6 .5%106. -Pf izer Inc 4.45%107. -Wyeth (Pfizer) 5.5%108 . - iS hares MS CI Turkey In d ex109. -Berksh i re H athaway Bo n d 4 .5%110. -Cal i fomia S t CA GO - Tax able 3%I I I. -California St CA GO- Taxab le 3.95%112 . -Cali fo rn ia S t CA GO - Tax able 6 .2%113. -I l l in o i s S ta te GO- Taxab le 2 .76 6 %114. - H ershey Co m p an y 5% Bo n d1 1 5 .

116. Schwab IRA Account1 1 7 . - S chwab Ad viso r Cash Prem ier - S weep1 1 8 . - Gug g en he im BRIC ETF ( fo rmer ly

Claymo re /BNY BR IC EFT)119. -Po w ershares QQQ Nasd aq 100

G r oss v al u e a t endo f r e p o r t i n g p e r i o d

(I) (2)V al u e Value

C o d e 2 M e th o d( J -P ) C o d e 3

(I)T y p e ( e . g . ,buy, sell,


Tr ansact i ons du r i ng r epor t i ng per i od

(2) (3) (4) ( 5 )D a t e Value Gain Identity o f

m m , d ff y y Code 2 Code I buye r/se ller( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

B uy 02/I 1/10 KB uy 03/25/10 KB uy 11/19/10 KB uy 06/21/10 LB uy 03/19/10 LB uy 02/04/10 K

A Int./Div. L

I . Income Gain Codes: A = $ 1,000 o r less B = $ 1,001 - $ 2,500 C = $ 2,501 - $ 5,000 D = $ 5,001 - $ 15,000(Sec C o lumns B[ and D 4 ) F =$50.001 - $lO0,000 G =$100.001 - $1,000,000 Ill =$1.000,001 - $5.000.000 H2 = M or e than

2. Value Codes J = $ 15.000 o r le ss K = $15.001 - $ 50.000 L = $50.091 - $ 100.000 M = $100.001 . $250.0~O(See Colum ns CI and D3) N = $250,001 - $ 500.000 O = $50~.001 - $ 1.000.000 P I = $ 1. 00 0. 00 1 - $ 5. 00 0. 00 0 P 2 = $5 .0 00 ,0 01 - $ 25 .0 00 .0 00

P3 =$25.000.001 - $50.090,000 P4 =More than $50.000.0003. Value Method Code s Q =Appraisal R =Cost (Real Estate Only) S =Asscssm.,:nt T ~=Cash Markl(S e e Co h lm n C2) U :Book Value V =Other W =Estimated

E =$15,001 - $50.000


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V I I . I N V E S T M E N T S a n d T R U S T S - in c o , ,, e, v ot u e , ~ o ,~ o ,~ i o ,~ ( i nc lude~ those o f spouse an d dependent children; see pp. 3 4 - 6 0 o f f i l l n g i n s t r u c t i o n s . )D (No rep or table i ncome , asse t s , or t ransact ions . )ONE

A. B . C . D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( in c l u d in g t r u s t a s s e t s ) r e p o r t in g p e r io d o f r r p o r t i n g p e r i o d

(I) (2) (I) (2) (I) (2) (3) (4) ( 5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u e T y p e ( e . g ., D a t e V a l u e G a i n I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M et h o d b u y , s e l l , mm/dd~y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r in L ) ( J - P ) C o d e 3 r e d e m p t io n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

120. -iShares S&P 500/Barr B rowth121. -iShares S& P G lobal 100

I. n c o m e G a i n C o d e s : A =$1.000 or less B =$I,001 - $2,500 C = 52,501 - $ 5,000 D = $ 5.001 - $ 15.000( S e e C o l u m n s B I and IM ) F :$50.001 - $ 100,000 G = $ 100.001 - $1.000.000 I I I = $ 1 .0 0 0 . 0 O I - $ 5 ,0 0 0 . 0 0 0 I 1 2 = M o re t h an $ 5 . 0 0 0 . 0 0 0

2. V a l u e C o d e s J = $ 1 5 . 0 ~ O o r l e s s K =$15.001 - S50.0~) L =$50.0~1 - $ IO0.000 M =$100,001 - $2 50.0~0(See C o lumns C I and O3) N =$250.001 - $ 500.0~0 O =$500,001 - $ 1.000,000 P I =$ 1,000.001 . $ 5.000,000 P2 =$ 5.000,001 . $25,0~0,000

P3 =$25.000.001 . $50.000.000 P4 =More than $50,000.0~O3. Value Method Code s Q =Appraisal R =Cost (Real Estate On ly ) S =Assessment T =Cash Market(See Column C2) U =Book Value V =Olhcr W =Eslimated

E =$15,001 - $50.000


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V III . A D D IT IO N A L IN F O R M A T IO N O R E XP L A N A T IO N S .


13/13


Name of Per son R epor tingWhi te , J e f f re y S .

Date of Report05/07/2011

IX. CERTIFICATION.I ce r t ify tha t a l l i n fo rm a t io n g iv e n a bo v e ( in c lud in g in fo rm a t io n p e r t a in in g to m y sp o u se a n d m in o r o r d e p e n d e n t ch i ld re n , i f a n y) i s

a c cu r a te , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t ut o r yp ro v i s io n s p e rmi t t i n g n o n -d i sc lo su re .I f u rt h e r ce r t i fy t h a t e a r n e d i n c o m e f r o m o u ts i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p ta n c e o f g i f t s w h i c h h a ve be e n r e p o r t e d a r e i ncompl ian ce wi th the p rovis ions o f 5 U .S .C. app . 501 e t . seq . , 5 U .S .C. 7353 , and Jud icia l Conferen ce r egulat ions .

Signature: S/Jeffrey S. W hite

N O T E : AN Y I N D I V ID U A L W H O K N O W I N G L Y ] A N D W I L F U L L Y F A L S IF I ES O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C I V I LAND CRIM INAL S ANCTIONS (5 U.S .C. ap p . 104)

C o m m i tt e e o n F i n a n c ia l D i s c lo s u r eA d m i n i s t ra t i v e O f f i ce o f t h e U n i t e d S t a t e s C o u r tsSui te 2- 3 01One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4

jeffrey s white financial disclosure report for 2010

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