helene n white financial disclosure report for 2009

8/3/2019 Helene N White Financial Disclosure Report for 2009

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, ~ : / - ~ - ,~ 0 1 0[

FENANCIAL DISCLOSURE REPORT Report Required by the EthL R~v I /2OlO FOR CALENDAR YEAR 2009 ( 5 u . s .c , a p p . l o m u )

I. Person Reporting (last ~amc. firsL m iddle mittal) 2. Court or Organization 3, Date of R eportWhite, Helene N. 6th Circuit 9/13/2010

~ 4. Tfae (~cle IIIjudges indicate act)re or s~mor sm~s; - 5a. Repo~ Ty~ (cheek appr~nale ~) 6. Reporting Periodmagts)ra~ judges indicate ~ll- or~ Nomination, Date 01/01 ~009

C,rcmt~udge ~ Imual ~ ~ ~nual ~ Final to12/31120097. Chamberx or Of U~e Address 8. On the basis of the information contained m i~is Report and anymodifications pertaining thereto, iis, ~ my opinion, in compliam ee211 W. Ford Street, Sate [ 610 ~th applicable laws and r~ulations.Deuo~t, MI 48226

Refiewiag OWner Dale

IMPORTANT NOTES: The instru~lh, ns accompanying this farm must be followed Complete all parts,checking the NONE box for each part where you have no reportable information. Si#n on lastpage.

1 . P O S I T I O N S . ~ s , m , ;, g individual only; see pp. 9-15 of f ihng instructions.)~ NONE (No reportoblepoMtions.)

POSITION N AM E OF QR .GANIZATION/ENTITY1. Partner NJH Associates2 Partner NJHA Associates3 Partner RN.1H Associates

4 Member MWCM LLC t " - ;

5 Membe~ Powder Inc. LLC " 7 ~6 Trustee Trust #1 ( - -)

7 Trustee T~st #2 ~: -~ ~

9 T~tee Family Fo~da~onTrustee Trust

II Custodmn brokerage account #1 UGMA1 2 . Custodian brokerage account #2 UGMA

13 Director Jewish Federahon ofMetropohtan Delro~t

14 Duector Detroit Inst)tute of Arts15 Director, Vice President Jvs

1 6 . Trustee Rholick Foundation


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FINANC IAL DISC L O SUR E R E P O R T , ~ a ~ * e o f P e r s o n Reporting Date of ReportPage 2 of 77 White, H e l e n e N . 9/13/2010

17 Member Home Prop., LLC

I I . A G R E E M E N T S . ~ o ~ . ~ individual only; seepp. 14-I6 of f!ling instruc~io.~)D N O N E (No reportable agreements . )

DATE PARTIES AND TERMSI Pension Wayne Coun~

2 Pension Stale o f M i c h ~ g a ~


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! Name of Person Reporting Date of ReportP a g e F IN A N C I A L 3 o f 7 7 D I S C L O S U R E R E P O R T I White, H elene N. 9/13 /2010

I I I . N O N - I N V E S T M E N T I N C O M E . ( R , p o r ,, . ~ individual and spoase; see pp. 17-24 of f!ling in~tructwns.)A. Fl iers Non-Investment Income

NONE (No reportable non-investment income.)DATE , ~OURCE AN D TYPE INCOME(yours, not spouses)

1. 1/14/20009 Payment owed for executor fee for~ estate (D.O D. 11/30/05) $426,866 00

2

3.4

B . S p o u s e s N o n - l n v e s tm e n | In c o m e - i f you were married during an) portion of the reporting ),ear, complete this sectlor~(Dollar amount not required ~cept for honororto )

[~ NONE (No reportable non- inves tment income.)DATE SOURCE ANDT Y P E

I

2

3.

4

IV. REIM BURSEMENTS ..... , p o , , o a o , . l o d ~ , t . ~ o o a , e . , e r t a l .... ,.(Includes those to spouse a nd depend ent chil~en, see pp 25-27 of f i l ing instrttcttons )

NONE (No reportable retmbursemencs.)SOURCE DATES kOCATION PURPOSE 1TEM S PAID OR PROVIDED

I

2.

3.

4.5.


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Name of Person R eport ing Da~e of ReportPageFINANCIAL4 of 77 DISCLOSURE REPOR T ~hite~ H e l e n e N , 9/13/2010

V . G I F T S . a n e l u d ~ ~ o ~ e , o , p o , ,, e a ~ d d e p e u d e n t c h i ld r e n ; see pp. 2 8 - 3 1 of filing instructions.)N O N E (No repo rtable gi f ts .)

S O UR C E DESCRIPTION VALUE1234.5

V I . L I A B I L I T I E S . ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 ~ - - 3 3 o f f i ll n g i n s , r u c t i o n s . )[~ NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODEI Hlberma Bank Mortgage on real estate M

2.3.

5.


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FINANCIAL DISCLOSURE REPORT Na~le of P ..... R e p o r t i n g D a t e o f R e p o r tPage 5 of 77 White, nelene N. 9/13/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o ~ - e , ~ o l ~ , ~ , . .. .. rio.s ( I n c lu d e s t h o s e o f s p o u . . .. d d~pend em children; see pp. 3-60 of filing ~stru~ons,)NO~ ~o reportable income, ~sets, or tra~actions.)

D~pt~on of Ass~ I n c o m e d u ri n g [Gross va~e al end ~ Tr~sacaons dunng reining ~r~od(including ~ ~) r~o~ing pe~d of r~po~mg ~nod ~iPla~ "(X)" after ~ch ~et ~ A m o un t Y~e (g.. V alue Value T~e (e.g, Date I Value ~ Gain ]denn~ of

e x e m p i ~ o m p r io r d ~ s c l o s m C o d e 1 dw, rent, C o d e 2 Melh~ b u y , ~ 1 1 , mm~/~ Code 2 , Co~ I buys/seller( A - H ) o r m L ) O - P ) ~de 3 t~ption) (J-P) (A-H) ( i f p r i v a t ~~ ( O - W ) ~ t r a n s a c t i o n )

1. Brokerage account # 1

2 -American Funds Balanced Fund class B A Dividend J T3. -USB money market A Interest J T

4 Brokerage account #2

5 - MM fund A I n t e r e s t J T

6 -CSCO None J T

7. -ORCL None K T

8. -SSTI None J T9, - JAVA None J T

I0 -AGWFX None K T

1 I -CSTGX None J T1 2 . -BTZ B Dwtdend K T

13 - F R D P X A D ~ v i d e n d K T14 -SLMCX None L "I-

Brokerage account #3

16 -NWS A Dividend J T] 7 -AGWFX None J T

I Income Gain Cod~ A =$1,0~ or less B -~i.001 - $i~0~ C ~$2.~1 - $5.~ D ~5,~1 - $15,~ E -$15,~1 - $50,~

(~ Columns C I ~d DJ) N =$250,~1 - $500,0~ 0 =$5~.~1 - ~ 1.0~.~ P l = $ 1 , ~ 0 , ~ 1 -P3 ~25,~.~1 - $50.0~,~0 P4 =More ~(See Colu~ C2) U =B~k Vatue V ~her W ~E~mat~


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FINANCIAL DISCLOSURE REPOR T r ~ . , . , o f] ~ o , a ~ p o a t . , D . t ~ . f R , p o .Page 6 of 77 W hite , He lene N. 9 1 1 3 / 2 0 1 0

VII . INVESTM ENTS and T RUSTS -~ N O N E (N o reportable incom e, ~sets , or transact ion. )

~ A B. C D.~s~ption of A~e~ ~come d~ng Gross ~]~ at ~d ~fa~sac~ons dung r~fl]~g ~nod[ 0ncludmg ~t ~scts) reporting~n ~ of ~ponmg ~od

, ~mpt hum pno~&sclosu~ Cvde I div,renk Co&~ Me~d buy, sell, ,m~d~ ~ Code2 ~ C~e 1 buyeUsel]~, (A-H) or mr) Code 3 r~d~pnon) , 0-P) (A-H) (ifpm~te~ _

1 8 . -F~PX A D ~ v ~ d e n d K T

1 9 . - P H S T X A Diwdend J T

2 0 . Brokerage account #4 cuslUOMA21 -ABALX A D~wdend J T

22 -CSTGX None ] T

23 -FRBAX A D~stnbulmn .1 T

2 4 . -AGWFX None J T

25 Brokerage account #5 cust UGMA

2 6 . -CSTGX None J T

2 7 . -FRBAX A D i s t r i b u t i o n J T

28 -ABALX A D~stnbution K T

2 9 . -F~rst Fed BK CTFDEP A Imerest Sold 01/22/09

30 -INTEGRA BANK CD A Interest J T B uy 01/22/09

31 . Brokerage account #6

3 2 . -FPFC A Dividend J T

33 -GENZ None J T

34 -MSFT A Dividend J T


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FINANCIAL DISCLOSURE REPO RT Na =eofP ersonRepa r t ing Da t eo fReportPage 7 of 77 W hite , H e l e n a N . 9 / 1 3 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . . . . , , ~ . , , ~..,~oc,o.s a.a.d.~ ,h ,,~, oYn , . .. . . . ~ ~,, ~ ,~ , ,~; ~ ~ . s ~ . y f a ~ ~ , ~ o ~N O N E (No reportable income, assets, or transactions.)

D e m r i~ i o n o f A s s e t s j I n c o m e du r i n g G ro s s va l u e a~ e n d , T~nsa~ons dung re~ng period0ncluding ~sl ~se~) : rep~ng pen~ o f re p o m n g p e r i o d ~~ (2 ) ~ 1 ) 1 2 ) (1 ) (2) t {3) [ (4) (5 )P l a c e " I X ) " a f i~ e a c h a s s e t T~ (c g.. : V a ~ u e Value T)~e (e g, Date j Value Gain Id~t~ ofex~pt fromprior d,scl ..... ~t ] d ...... ~ C~e2 M e t h o d ~ b~,sell, ~dd/. Code2 : Code l buy~/se,er~ (A-H) [ o r m ~ ) ( J - p ) ~de 3 [ ~ d e m p ti o n ) (J-P) ] (A-H) (ffpn~te

3 5 . Brokerage account #7

36 -JNJ B Dwidend L T

37 -Money Market Funds A Interest J T

38 -Brokerage account #8

39 -Money Markcl A lnleresl J T

~0 -GE A Dtvidend J T

4 1 . -ASEI A Dividend J T

4 2 . -RCMT None J T

43 Brokerage account #9

4 4 . -ADLXY A Interest J T

45 -ASEI A D ~ v ~ d o d J T

46 -ELX None J T

47 -QLGC None K T

: 4 8 401k and 457 St ot M|ch

49 --SSga S&P 500index L T

5 0 . --SSga MidCap Index M T

5 1 - -S Sg a R us se l 2 00 0 i nd ex M T

t Income Gain Codes" A =$1,000 or Jess B =$1,001 - ~..500 C -~12.501 - $5 000 D =$5.001 - $15.000I- = $ 1 5 . 0 0 1

2 V a l u e C o d e s J = $ 1 5 . 0 0 0 o r l e s s K = $ 1 5 . 0 0 1 - $ 5 0 . 00 0 L = $ ~ 0 . 0 0 t - $ |00.000 M = $ 1 U O . 0 ~ I - $ 2 5 0 . 1 ) 0 0t S e e C o l u m n s C I a n d D 3 I N = $ 2 5 0 . 0 0 t - 5 0 0 . 0 0 0 0 = ~ 5 0 ~ . 0 0 1 - $ 1 0 0 0 . 0 0 0 P l = $ 1 , 0 0 0 . 0 0 1 - $ 5 , 0 0 0 . 0 0 0 P 2 = $ 5 , 0 0 0 0 1 " $ 2 5 . 0 0 ~ , 0 0 0


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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tP a g e F IN A N C I A L 8 o f 7 7 D I S C L O S U R E R E P O R T W hi te , H e l eneN. 9 / 1 3 / 2 0 1 0

V II. INVESTMENTS an d TRUSTS - iN O N E ( N o reportable income, assets , or t ransact ions .)

D e s c n p tm n o f A ~ e t s I n c o m e d u n n g G ro s s v a l u e a t e n d]

Transac~ons du~mg re~g period(including t~st asse~) reposing ~n~ of ~o~mg period ,

P l a c e " i X ) " a f te r e a c h ~ s e t I ~oun~ T~ (c g, V a l u ~ Value T~e (e g, Date [ Value Gain Identt~ of~ e m p t f ro m p r io r d ~ s c l o s u re C~e I dry, ~nt, C o d e 2 Me~od b~, sell, ~d~ ~ ~de 2 Code I buy~!sell~( A - I t )

( Q -W ) [ ~saction)

5 2 . --Amer Fun~ E~o/Pac Gr M T

5 3 . Wayne County DefComp

54 ...... Lord Abbotl Mid Cap Fd J T

55 Isreal Bonds ugma 4/10 B Interest K T

56 Isreal Bonds ugana a/l 1 B Interest K T

57 lsreal Bonds ugma 4/I I B Interest K T

58 Isreat Bonds ugma 4/2010 B Interest K T

5 9 . RN.IH A ssoc ltd. parlner F lnl/Div N T6 0 . For assets of KNJH see lines 69 - 370

6 1 . Roaring BrookCap~tal Fund None N T62 Great Plains Energy. stock A D~wdend J T

6 3 . Marc Phannaceu||cal stock None J "I-

6 4 . Trusf #1 FWRT, shared benefictal interest A Interest J T

6 5 . Trust #2 RWLTIf GST A, Trustee D Dtv~dend N T

66 -- hmited partnership interest in Ra~IJH seehnes 69 -37067 Trust #3 RWLTIT GST B . Trustee D D~vidend N T

6 8 . -----Itd partnership interest in RN JH Seetrees 69 - 370

1 Income Oam Codes A =$1,0~ or I~sg B =$1,t~31 - $2,500 C =$2,50! - $5,~0 D ~5,~1 - $15.~0 E =$15,~1 - $50,~


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. FINANCIAL DISCLOSURE REPORT N~me of Person Reporting Date of Re portPage 9 of 77 I ~,Vhlte, H e l e n e N . 9/13/2010

N O N E ~ o reportable income, a sse ts , or t ransact tons. )Desgrlpt lo~ of A s~ Income dunng [ Gross value at end T~nsac~lons dnnng re~mng pgnod(including t~st as~ts) reposing period ~ of reposing periodO) ~2) ~ O) (~) ~ 0) (2)

Place"(X)" after each asset [~ount T~e (.g, [ Value Value T~e (e.g., I Date Value[ Gain Id~ti~ ofexempt from prior d~sclosuro , Cede I dw.. r~ ~ Code 2 Method buy, sell, ~ ~5~ ~ Code 2 ~de I buyer/seller(A-H) oymt)[

(J-P) Code 3 r~pt~on) ~ O-P) (A-H) (if private(Q-W) ~ ~ [ t~saction)

6 9 . -----TOCQX

7 0 . -----RNJH-- Accnl#1- # 5 F lnt./Div. PI T

71 ..... Money Market L T

72 ..... ACN Sold 02/25/09 J

73. -----BAX Sold 02.r25/09 J

74 ..... B B Y Sold 0 2 / 2 5 1 0 9 J

75 ..... B A Sold 02r25/09

7 6 . -----CAM Sold 02/25/09

7 7 . -----CL Sold 02f25/09

7 8 , -----DELL Sold 0 Z / 2 5 . " 0 9

79 ..... ESRX Sold 02/25/09

80 ...... GD Sold 02/25/09

81 ..... GILD Sold 0 2 / 2 5 1 0 9

82 ...... GR Sold 0~25/09

!83 ...... HA L Sold 02/25!09

8 4 . - ..... H RS Sold 02/25!09

85 ...... H I q Z Sold 0 2 , r 2 5 / 0 9

{See Cola~s CI and D3) N =$250,~1. $5~,000 O =$500.~1 - $1,~.~ PI =$ I.~,~1 - $5,~.~ P2 =15.~,001 - 1~ ~.~


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FINANCIAL DISCLOSURE REPORT I N a m e o f P e r so n Reporting D a t e o f R e p o r tPage 1 0 of 77

I White, Helene N. 9/13/2010V I I . I N V E S T M E N T S a n d T R U S T S - . .e o , ~ e . ~ 1 ~ . ~ . . . . . a o n s a , a . a ,, f h o ~ , o / , p o . s e . ~ a ~ , ~ ~ i ~ , ,~ ; , . ~ ~ . ~ - 6 0 o f ~ , .~ i ~ , ~ a ~ o . ~ . )

NONE ~o reportable income, ~se ts , or wansact ions. )A. B. C ~ DDescription of A~ Income d~ng G r o s s v a l u e a t e n d

~Tmnsacltons dunng re.fling period(mcl~mg ~st as~ts) re~amg penM of r~mg ~od

PIEe "~" a f l~ ~eh ~l ~ ~ount T~e (g, Value [ Value T~(e g, Dale Value G a i n Identl~ ofexempt from prior dt~lo~ [ C o d a I d i v . r e n ~ C o d e 2 ~ M e t h o d b u y . ~ 1 1 , ~m~d~ I Code 2 C o d e I buyer/~]ler( A - H ) ormt) J - P ) 1, C o d e 3 r~emption) , ; (J-P) ( A - H ) 0fpnvate~ ( Q - W ) I : t ~ n ~ c t ~ o n )....... ~ ~ ,86 ...... H UN Sold [02/25/09 J87. - ..... IB M Sold 02/25/09 J88. - ..... JN J Sold 02/25/09 J89 ....... K R Sold 02/25/09 J9 0 . - . .. . . LLY Sold 02/25/09 J

9 1 . -----LMT Sold 02/25/099 2 . - ..... MC D Sold !02/25/09 J A93 ..... MSFT Sold 02/25/09 J

9 4 . ----MUR Sold 02/25/09 J9 5 . -----NOV Sold 02~5/09 J96 ..... NIKE Sold 0 2 1 2 5 / 0 9 J

9 7 . - - -- - N L I E Sold 02/25/09 J9 8 . . . . . ORCL S o l d 0 2 / 2 5 / 0 9 J

99 ...... PX Sold 0 2 / 2 5 1 0 9 JlO0. -----STT Sold 02/25/09 J101. -----UTX Sold 02/25/09 J102. -----YUM Sold 02/25/09 J

{ S C o l ~ s C I a n d D $ ) N -S250~1 - ~ 5 0 0 , ~ 0 =$5~,~1 - $1,~,0~ P I = Sl,~ 0,~ l $ 5,~ ,0 ~ P 2 = 55.~ 0,~ i - $2 5. ~.~


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FIN~ICIAL DISCLOSURE REPORT NameofPersottReperting DateefReportPage 1 1 o f 77 W hite, Helen eN. 9 / 1 3 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i . . .. e , ,~ t ,e , ~ . . . .. . ao , s ( t ,c~.des t , ose 4spou $~ o ,d #~.~. t ~u ~,~. ; ~ ~. s 4.noNONE ~o reportable income, ~sets, or tramactio~.)

D ~ s c n p t io n o f A ~ e ~ lncom~ d~ng G r o s s v a l u e a t ~ n d T~n~cdons during re.grog period(including t~t ~se~) repomng ~od j_ of r~ing periodO) (2) ~ (~ (2 ) (l) (2) ~ ~3) ~ (4) (5 )

Place "(X)" deer ~ch ~set ~nt T~e (e g, ~ Value Value T y p e ( e g , Date ~ Value G a i n Id~t~ ofex~pt ~om prior discl~u~ C o d e I div., r~t. ~ C o d e 2 M e t h o d b a y , s e l l , mm/ddb$ I Code 2 C o d e I buyer/seller(A-m / o r m t ) ~ ( J - P ) C o d e 3 r e a e m p t , o n ) I J - P ) ~ A - 8 ) ( i f p r i v a t e( Q . W ) , ~ r ~ s a c f i o n )

103. -----NB R Sold 02/25/09 J

I~. -----ABT Sold 0 2 / 2 5 1 0 9 J

105 .... A~I Sold )2/25/09 J

106. -----ACS Sold 02~5/09 J

107 ..... AMGN Sold ~ 0 ~ / 2 5 ;0 9 J

108. -----APA Sold 0~25~09 J

%9. -----A~OL S o l d 02/25/~ J A~ lib. -----AV P Sold 0~5/09 J

1 1 1 . --~--AZO Sold 02/25i09 J A

l ! 2 ..... B DX Sold 0 2 1 2 5 / 0 9 J

113 ..... B MY Sold 02/251~) J

114 ..... CO H Sold 0~25/09 J

115 ..... CM! Sold 0ff25,09 J

116 ..... FDX Sold 02/25/09

11 7 ..... F~ ~ld ~ 0 ~ 2 5 / 0 9 J

] 1 8 . -----GIS Sold02~5/09 J

1 1 9 . -----H~ Sold 0~25/09 J

(~Colu~s Cl and D3) N =$250,~1 - $500,~ 0 =$5~,001 - S 1,0~,~ PI =$ I.~0.~1 - $5 ~.~ F2 ~5,~0,~1 - $25,~,~ ,


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Name of Person Reporting F INANCIAL DISCLOSURE R EP ORT D , * e o r R e p o .Page 1 2 of 77 W hite, H e l e n e N . I 9 I I 3 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S .... o~, .... l u o , transactions (Includes those of ~pouse and dependent children; see pp, 34-60 of filing instructions.)[] N O N E ( N o reportable income, assets , or t ransact ions ,): A B. C. D.i Description of Assets i Income during Gross value at end Transacuon~ during reporting(including trust assets) ~rtmg period of reporting period

[ Code I d~v ren~ Cnd~ 2 Method buy, sell, mm/dddyy I Code 2 ! Code I buyer/seller[ exempt from prior disclosure ! [I-P) i (A-H)(A-H) or mr.) { . l - P ) Code(Q_W)3redemption)

[- rransact~on)(ffpnvale

[20. -----HPQ Sold 02/25109 J

121. -----K Sold 02t25/09I

122 .....MON Sold 0~25/09 J

123 .....NSC Sold 02/25/09 J

124 .....STJ Sold 02 /25 / 09 J A

125 ..... RIG Sold 02/25/09

126. -----VAR Sold 02/25/09 J

. 127. ----WMT Sold 02/25/09 J

! 128 .....XTO Sold 02/25/09 J

Merged 02/20/09129 .....MM Fund (w~th line 7])130 ......H YP Sold 02/25~09 J

131 ......WASCX Sold 02/25/09 N

$32 ......~-tMCX S o l d 0 2 ~ 2 5 1 0 9i33 ...... RMUCX Sold 02125109 M

134 ........ABIYX Sold 02/25!09 J

135. - ......BGRFX Sold 02/25/09 J

136 .......DNVYX Sold 02/25/09 K

Value Me~d C~es Q =App~m~! R ~os~ (Real ~te Only~ S =~e~me~ T ~b M~el


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" FINANCIAL DISCLOSURE REPO RT . x ~ . , . o f P e r s o n a e p o ~ i .aPage 13 o f 77 W hite, H e l e n e N . 9 / 1 3 / 2 0 1 0

VII. I N V E S T M E N T S a n d T R U S T S - i,.o.,, , v.t... ~, , socao . , a~c t ,d . , ,hos . oy , , .... ~ d~ n~ n t c hUdr e n; s e e p p . 3 4 - 6 0 o f f il ln g instru~o~)NONE ~o reportable income, ~sets, or transactions.)

] De~npfion of Asse~ ~come during ~oss value at end Tr~ct~om d~ng re~ng ~rtod: (including trust as~) t r~g period of r~omng pen~ ( 4 ) ( 5 )[ Place"(X)"afi~ch as~t ~ount ~ T~c (e g, Va~e ~ V a l u e T~e (e g, ~ Dale ~ V alue~ Gain ldent~ of~empt from ~tor dtscl~ure Co~ I dry, r~L C~e 2 M c ~ o d b~, sell, [~~ C~e 2 [ ~de I buyer/~ll~ (A-~ o r m r ) ( J . p ) C o d e 3 red~paon) ~ ( J - P ) (A - H ) ( i f p r i v a t e ( Q - W ) [ I t~saeaon)

137 ....... AEGFX Sold 02/25/09 J

i38 .......G F A F X Sold 02/25/09 K

t 39 .......LZE~ Sold 0 2 f 2 5 1 0 9 J

140 .......GDLXV ~ld ; 0 2 / 2 5 / 0 9 J

141 .......L M T X X Sold 0~25t09 J

1 4 2 . - ...... R Y O T X Sold 0 ~ 1 2 5 t 0 9 J

~43 .......PueOo Rico HSG Rev bond Sold ~/02/~ K C

~ 1 ~ - - M M F u n d M~ged 02t20/09(~th line 71)I45 ...... A W H Sold 0~5/09 J

146 ......COV Sold 02/25/~ J A

147 ...... S T X Sold 0 Z 1 2 5 / 0 9 J

~ 48 .......TYC Sold 0~25/09 J

149 ....... TEL Sold 0~25/09 J

150 ....... WFT Sold 0 2 / 2 5 1 0 9 J

151 ......VRGY Sold 0~5/~

152 ......A B T Sold 0~5/~ J A

1 5 3 . - ...... ALKS Sold 0ZQS/@ J A

Itmome Gain Codes A =$1.O0O ~" less B --~1.001 - $2.500 C =$2.501 . $5.000 D =$5.OOI- $15.OOOE =$ I 5.0OI - 1:50.000

(See Columns BI .and D4) F -~50,0~1 - $100.000 G =$|00,00| - $1,000.000 HI =$1,000 001 - $5,000,000 112 =Mote than $5.000.000Value Codes J =$15.000 nr less K =$15.001 - $50.000 L =$50.001. $100.000 M *$ I OO.OOI - $2.~0.000

!

ISee Value Columns Method CI Cod~s and D3)NQ P~ =Appca~sal=$250001=$25O000Ol" ~;500,ll00. $50,000,000

0 R ~.Cost =$500,0011Real. Estate $1,090,000 Only)

sP4 FI :A~cssmeot =$1.000,001 =More than $50" $ 5.000.0~O 000.000P2.~7~sb =$ 5.0OO,OO1Markta = $25,000.000 ....(See Colunm C2) U =Book Value V --C, thet W =Esttmated


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FINANCIAL DISCLOSURE REPOR TPage 1 4 of 77 w h i t e , H e l e n e N. 9 / 1 3 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ t , ~ l . , ,r ..... ~o., (Includes those of sp .... n d d e p e n d e n t c h i l d r e n ; see pp, 34-60 of filing instruction~.)D NONE (No reportable income, assets, or transactions.)

........ A ......... B - - : -- - C ]- DD e s c r i p t io n o f A s s e t s lncomedunng G r o s s v a l u e a t e n d I T r a n s a c t io n s d u n n g r e p o rt in g p e r io d

( i n c l u di n g I r U s t a s s e t s ) [ reporting period o f r e p o r t in g p e r i o d IP l a c e " ( X ) " a f t e r e a c h a s s e t iA m u n t I Type (e g., Value Value T y p e ( c .g , D a t ~ Value G u m I d e n t i ty o f

e x e m p t f ro m p r i o r d ~ s c l o s u r e d C o d e 2 ; M e t h o d b u y , ~ 1 1 , r n n ~ d d ! y y C o d e 2 Code l buyer/seller! ~ i ~ ( J - P ) I C o d e 3 m d e m p t m n ) i I ( J - P ) I (A-H) ( f f p n v a t e

154 ....... AMZN Sold 02/25/09 J B

1 5 5 . - ...... AX P Sold 02/25i09 J

1 5 6 . - ...... AMGN Sold 02/25/09 J

1 5 7 . - ...... APC Sold 02~5109 J

58 ....... AMAT Sold ,0Zt25/09 J

15 9 ....... ADSK Sold : 0 2 / 2 5 1 0 9 J

160. - ...... BHI Sold 02/25/09 JI.1 6 1 . - ... . .. BAC Sold 2/25 J

1 6 2 . - ...... B B B Y Sold 0205/09 J

1 6 3 . - ...... B R K B Sold 02/25/09 J

164 ....... BIIB Sold 0 2 [ 2 5 1 0 9 J A

] 6 5 . - ..... BRCM Sold 02/25/09 J

166 ...... CV C Sold 0 2 / 2 5 1 0 9 J A

r Sold 0 2 / 2 5 . / 0 9 Ji 167 ...... CSCO168 ..... KO Sold 02/25/09 J A

16 9 ...... CMCSK Sold 02/25/09 J1 7 0 . - ..... CREE Sold 02/25/09

P3 =$25,~0 ~1 - $50.0~,~ p4 =More ~an $50,~0 0~


15/77

" [ N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tF I N A N C I A L D I S C L O S U R E R E P O R T [ I White, ltelene N.9/13/20]0Page 1 5 of 77

VII. INVESTMENTS and TRUSTS - ~ , , eo , .N O N E (No reportable income, assets, or transactions.)

A B C ] DD e s e n p n o n o f A s s e ts I n c o m e d u n n g G r o s s v ~ l u e a t e n d T r a n s a c ~ o n s d u n n g r e p o rt in g p e r to d

( i n c l u d i n g t r ~ s t a s s e t s ) r e p o a m g p e r io d o f r e p o r t i n g p e r i o d(l) ! (2) (~) (2) [ (l) i (~) (3) (4) (~ )

P l a c e " ( X ) " a f t e r e a ~ , h a s s e t Amoun~ [ Type (e g, V a l u e Value T y p e ( e g , Date i Value G a i n I d e n t d y o fe x e m p t f ro m p r io r d ~ s c l o s u r e Code I [ d ~ v . r e n t . C o d e 2 M e t h o d buy, sell, I r n / d d i 3 3 ] C o d e 2 C o d e 1 buyer/sellero r a n t ) ( . l - P ) C o d e 3 r e d e m p l m n ) ( J - P ) ( f f p n v a t e! ( Q - W ) i t m n s a c U o n )

171. - ...... DELL Sold 02/25!09 J

172 ....... DISCA Sold 02/25/09

173. - .. .. . DIS Sold 02/25109 J

174 ....... DO V Sold 02/25/09

175 ....... DD Sold 02/25/09

176 ....... EBAY Sold 02/25/09 J

177 ...... EMR Sold 0 2 / 2 5 1 0 9 J A

178 ....... EXPE Sold 0 2 1 2 5 / 0 9 J

| 79 ....... ERTS Sold 02/25/09 J

180 ...... X OM Sold 02/25/09 J A

181 ...... FR X Sold 02/25/09 J

182 ....... SE N Sold 0 2 / 2 5 1 0 9 J

183 ....... GP S Sold 0~25/09 J

184, - ....... DNA Sold 0~25/09 J C

g5 ....... GE Sold 0~25/09 J

86. - ....... GENZ Sold 0 . 2 / 2 5 / 0 9 .I C

187 ....... H D Sold 0 2 1 2 5 . , 0 9 J

I ..... Gain Codes A =$~.0~ ~r less B ~ $1.00i - $2.500 C ~$Z501 - $5.000 "--- D-~i~l --~15.0~ " E =$15.0Ol - $50.000(See Columns B I and D4) F =$50,001 - $100,~)O G =$100,001 - $1,000,000 H I =$ I 000 001 - $5,(X10,000 112 =Mo~e th~x~ $ 5.000.000"va|ue Codm J =$|5,001) or less K = $15.001. $50,000 L =$50 00l- $190.000 M =~100,001- $ 25 0 .0 0 0(See Columns C1 and D3) N =$250.001 - $500.000 0 =$500 001 - $I,(~0,000 PI =$1,1)90,001 - $5,000 000 P2 =$5,000,001 - $25,000,000


16/77

FINANCIAL DISCLOSURE REPORT ] N a m e o f P e r s o l t R e p o r t in g D a t e o f R e p o r tIage 16 of 77 white, Helene N. 9/13/2010V I I . I N V E S T M E N T S a n d T R U S T S - inco~,e. ,.,luc, , ,*,saeaous (Includes those of spouse and dependent chi ldren; see pp. 3 4-60 of f i l lng instruct lon~)[] NONE (No reportable income, assets, or transactions.)

A. l n c o m e B ~ u ~ i n g - DD e s c r i p t io n o f A s s e t s.

G o s s v a l u e a ! e n d T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

Place "~)" aft ..... h~set [Amoum ] I,,pe (e.g, [Date CodelValue V a l u ~ T~ (e g, i Vatue Gain ld~ntl~ ofx~pt from prior dt~losure C o d e 1 ~ d ~ v . , r e n g C o d e 2 ~ Q M e t h o d b u y , s e l L ~m~ C o d e 2 buyer/~ll~

188. - ....... H ON Sold 0~5/~ J189. - ..... INTC Sold 0 2 1 2 5 / 0 9 J190. - ....... IB M Sold ! 0 2 / 2 5 1 0 9 J191 ....... JN J Sold 02/25/091 92 ....... JPM Sold 02/25/09193. o----KFT Sold 02/25/09 J194. - ..... LLL Sold 02/25/09 J A95. - ....... LWSN Sold 02/25/09 J

196. - ...... LBTYA Sold 0 2 / 2 5 1 0 9 J1 9 7 . - ........ LBTYK Sold 02/25/09 J1 9 8 . - ....... MR K Sold 02/25/ID J199 ........ LINTA Sold 02/25/09 J A

2 0 0 . - .......LCAPA Sold 0 2 1 2 5 1 0 9 J201. - ....... L M D I A Sold 1 0 2 / 2 5 / 0 9 J2 0 2 . - ....... MSFT Sold 02/25/09 J

2 0 3 . - ...... N V S Sold 02/25/09 J204 ....... N V LS Sold 02/25/09 J

I Income Gain Codes A =$1.000 or less B =$1,001 - $2,500 C =$2,501 - $5.000 D--~5,001 - $15,000 E -$15,001 - $50.00~

( S e e C o l um n s C I n n d D 3 } N = $ 2 5 0 0 0 1 - $ 5 0 0 . 0 0 0 0 = $ 5 0 0 . 0 0 1 , $ 1 . 0 0 0 0 0 0 P I = $ 1 . { ~ 0 . 0 0 1 - $ 5 . 0 0 0 . 0 0 0 P 2 = $ 5 . 0 0 0 , 0 0 1 -


17/77

F INANCIAL DISCLOSURE REP OR T N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPage 1 7 of 77 W h i t e , lt e le n e N . 9 / 1 3 / 2 0 1 0

N O N E ( N o reportable income, assets , or t ransact ions .)A B C DD e s c r i p t i o n o f A s s e t s I n c o m e d o n u g G r o s s v a l u e a t e n d T r a n s a c l s o n s d u n n g r e p o r l m g p e r io d( i n c l u d in g ~ r u s t a s s e t s ) ~ r e po am g pe ri o d o f r e po r t i n g p er i o d

P l a c e " ( X ) a f t e r e a c h a s s e t , A m o u n t ] T y p e ( e . g . , V a l u e Value T y p e ( e . g . , Date i Value | Gain I d e n h r y o f: ~ C o d e Ix e m p t fr o m p r i o r d i s c l o s u r e I (A-H) [ dw.. ren~, C o d e 2 I v f e t h o d buy, sell, , m m / d e C y 3 . , C o d e 2 | C o d e 1 buyer/seller, ormt) ( J - P ) C o d e 3 r e d e m p t lo . ) i i (JP) [ (A-H) (,fpnvate, ( Q - W ) I [ J t r a n s a c f o n )205. -----PLL Sold 02/25/09 J206. - ..... PEP Sold 02/25/09 J A207 --PFE Sold 02/25/09 J208. - ..... PG Sold 02/25/09 J A209. - ..... RTN Sold 02/25/09 J A210 ..... SNDK Sold 02/25/09 J211, - ...... SL B Sold 02/25/09 J212 ...... SHLD Sold 0 2 ; 2 5 / 0 9 J213 ...... SS D Sold 02/25/09 J214 ....... S I I " Sold 0 2 1 2 5 / 0 9 J215 ....... TSM Sold 02/25/09 J216 ....... TX N Sold 02/25/09 J217 ...... TWX Sold 0 2 / 2 5 1 0 9 J218 ..... UL Sold 02/25!09 J219 ...... UN H Sold 02/25/09 J220 ...... V Z Sold 02/25/09 J221 ...... V OD Sold : 0 2 /2 5 1 0 9 J

" ( S e e C 0 1 u m ~ C I a n d D 3 ) N = $ 2 5 0 , 0 0 ] - $ 5 ~ .~ O = $ 5 0 0 , 0 0 1 - $ l , ~ J , ~ PI ~$1,~,~1 - $5.0~,~ P2 ~5,~.~1 - $25.~.~(~e Col~ C2) U = B ~ k V a l ue V ~h~ W = F - ~ f f m a t c d


18/77

FINANCIAL DISCLOSURE REPORT ] ~ e o f P ..... Reporting Date of ReportPage 1 8 of 77

I Whie, Helene N. 9 t 1 3 / 2 0 1 0

~ NONE ~o re~rtable income, assets, or tra~actiom.)A. [ B C 1 DDes~pt,on o,Assets ~eomed~ng Gross value at ~d ~ T ......~o~ d~m g reporting per,od(including ~sl as~ts) ~e~amg pen~ of repo~ng period I

Phce "(X)" nfler ~h ~t I~~t ~ T~ (e g, Value [ Value T~ (e g, [ Date Value Gain lde~ti~ ofexempt ~om prior ~l~re ~ Code 1 ~ d~v.. tenK Code 2 [ M~od buy, sell [~/d~ Code 2 Code 1 buyer/~ller(A-H){ ormt.) (J-P) ~ Code3 rcdempt,on) : (J-P) ~ (A-tl)I Ofpnvate~ (Q-W) I [ tr~ctmn)

222. ----WMT Sold 0~2~/09 J A

223. - ...... WY Sold 02/25/09 J224. -----WYE Sold 0 2 . / 2 5 / 0 9 J A225 ..... AB X Sold 02/25/09 J226 ..... B A Sold 02/25/09 J227. -----CAT S o l d 02/25/09228 .... -GOOG Sold 02/25/09 J229. -----LH O Sold 0 2 1 2 5 / 0 9 J2 3 0 . -----MDR Sold 02/25t09 J231. -----MTG Sold 02/25/09 J2 3 2 . -----NDAO Sold 02/25/09 J233 ..... NO V Sold 02/25/09 J2 3 , t . -----NVDA Sold 02/25/09 J235 ..... QCOM Sold 02/25/09 J

2 3 6 . - - - - - P o H H B Y Sold 0 2 , 2 . 5 / 0 9 J

2 3 7 . -----UPS Sold 0~25/09 J238 ..... WFT Sold 02/25/09 .I A

I n c o m e G a i n C o d e s A -~l.000 or less B = $ 1 . 0 0 1 - $ 2 . 5 0 0 C ~ $ 2 5 1 ) 1 - $ 5 . 0 0 0 D = $ 5 . 0 0 1 - $ 1 5 . 0 0 ~ I : = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 02 , V a l u e C o d e s J ~ $ 1 ~ , 0 0 0 o r le s s K = $ 1 5 , 0 0 1 - $ 5 0 ,0 0 0 L = $ 5 0 , 0 0 1 - $ |0 0 , 0 0 0 M = $ 1 00 , 0 O I - $ 2 5 0 , 0 0 0(S~Colun~ I anti D3) N = $ 2 5 0 , 0 9 1 - $ 5 0 0 , 0 00 O = $ 5 0 0 . 0 0 1 - $ 1 , 0 0 0 ,0 0 0 P I = $ 1 , 0 0 0 . 0 0 1 - $ 5 , 0 9 0 0 ~ 0 P 2 - $ 5 , 0 0 0 , 0 0 1 - $ 2 5 0 0 0 , O O 0

(Se~ Colunm C2) U =Book Value V = O ~ b m W =Estimated


19/77

FINA~qCIAL DISCLOSURE REPORT N ~ m , o f P e r s o n Repotting Dat~ of Repor~Page 1 9 of 77 White, H e l e n e N . 9 / 1 3 / 2 0 1 0

NONE ~o reportable incom e, ~sels , or transact ions . )A B . C D~ s c n p ~ o n of Assets Income dung G r o s s v a l ~ a t e n d Tmnsactio~ dung ~e~g period(:~ludlng trust ~s~ts) re~mg ~nod o f rc p o ~ m g p e r i o d

O)~ (2) (~) j ( 2 ) ~) (2 ) O) [ (4) ~)Place "(~" aR~ e~h ~set ~ount I T~ (g., Value ~ Value T~ (e g, D a l e Value [ Gain l d c n t ] t y o fCode I dw, renk C o d e e Me~ b u y , s e l l ,x~pt flora prior ~l~ure mm/d&~ Code 2 I Code I buyer/sell~{ A - H ) o r m r . ) ( 2 - P ) C o d e 3 r~empuon) (J-P) (A-~ 0fpnvate(~W) ~ r ~ s a c t i o n )239. ---- MM F ~d Merg~ 0~20/09~(~th hne 7])240. -----RIG Sold 02/25/09 J24 ! ..... TYC Sold 0 2 1 2 5 . 0 9 J2 4 2 ...... A Sold 0~25/09 J243 ..... AX P Sold 02Q5/09 J

2 4 4 ...... AM P Sold 0 2 / 2 5 / 0 9 1 J245 ....... B K Sold 0Z~25/09 J246 ...... B B B Y Sold 02/25/09 J247 ....... B R K B Sold 02/25/09 J2 4 8 ...... H RB Sold 02/25/09 J24-9 ...... CV S Sold 02/25/09 J

2 5 0 ...... CN Q Sold ,02/25/09 J25 I. -----CAH Sold 02/25/09 J2 5 2 ......C Sold 0 2 2 5 1 0 9 J253 ...... CMCSK Sold 02/25/09 J254 ...... CO P Sold 02/25/09 J255 ...... -COST Sold 02/25/09 : J


20/77

FINANC IAL DISC L O SUR E R E P O R T ~ a , ~ e o f P e r s o n R e p o r t i n g Date olReport [Page 20 of 77 White, Helene N. 9113/20]0V I I . I N V E S T M E N T S a n d T R U S T S - i n e o ~ . ~ a l . ~ , , r , n , n e a o * s a n e l , a ~ t h o s e of spoas and dependent children; see pp. 34-60 o / f ! l i n g instructions.)[ ] NONE (No reportable income, assets, or transactions.)

A i B ] C. DD ~ c s c n p t i o n o f A s s e t s ~ I n c o m e d u n n g [ G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r in g ~ e p o r t m g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) reporting period o f r e p o r h n g p e r i o dt (I) (2)

l(l) ( 2 ) ( 1 ) ] (2)I (3)I (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t j A m o u n t T ) p e ( e g . . Value Value T y p e ( e . g . , Dale ] Value Gain l d e n n t y o fe ~ e m p t fr o m p r i o r d ~ s e l o s u r e Cde 1 d,v. rent, Code2 M e t h o d b u y , s e l l ,

[ m m i d d / y y i C o d e 2 ~ C o d e 1 buyer/seller(A-H) i o r m l ) ( J - P ) C o d e 3 r e d e m p t io n )[ ](J-P) (A-H)

( t f p n v a t e[ i i ( Q - W ) I t r a n s a c t i o n ): 256 ...... DVN[ Sold ] 0 2 / 2 5 / 0 9 J A257 ...... DEO Sold 02/25/09 J2 5 8 . - .. . .. EOG Sold 02/25/09 J A259 ..... ESR.~ Sold 02/25/09, J260 ....... TV Sold 02/25/09 J2 6 1 , - ...... H OG Sold 02/25/09 J262 ....... HP Q Sold 02/25/09 J2 6 3 , - ...... I R . M Sold 02/25/09 J A264. - ...... JPM Sold 02/25/09 J265 ....... L Sold 02/25/09 J266 ........ MSFT Sold 02/25/09 J267 ....... MCO Sold 02/25/09 J268 ....... NWSA Sold 02/25/09 J269. - ....... OX Y Sold 0 2 / 2 _ 5 / 0 9 J C270 ....... P M Sold 02/25/09 J ! A271 ...... - P G Sold 02/25/09 J232. - ....... PG R Sold ! 0 2 / 2 5 1 0 9 J

3 V a l ~ M e ~ b ~ C ~ e ~ Q ~ ~ p ~ a s al R ~ (R~I ~a~ Only~ S ~ A s ~ e s s m ~ t T ~sh


21/77

N a m e o f P e r s o n R e p o r t i n g Date of R e p o r t

/ White, Helene N.9/IM2010age :21 of 77

V I I . I N V E S T M E N T S a n d T R U S T S - ~ .come, ~ .o , , .. . . . . ,;o . s a~ c~udo~ ,h ose o f ~ o ~ o . d ~ d ~ ~ i ~ ;N O N E (No reportable i~com e, a~sets , or t ramact ions .)

D e s c d p l i o n o f A s s e ~ ] Income d~ng G r o s s ~ a l u e a t e n d T~nsac~ons dung ge~nmg period [~ ~mg ~nod of~epomng pen~0) /~) 0) (~) ~ O)

I .... plfiompno, d,scl .... C~I I d,v,r~ : Code2~ Method, b~,sdl, ~/d~,Co~2 C~eI

buy~/~ll~~

I ~ (A-~ ] Grim) : ( J - P ) Code3 ~ ~ d c m p t ~ o n )27L - ....... SE E Sold 02/25/09 J274 ...... T~ Sold 02/25/09

2 7 5 . - ...... UN H Sold 02/25/09276 ...... V MC Sold 02/25/09277. ........ WF ~ Sold 02/25/09278 ..... CSCO Sold 02~5/09

2 7 9 .... GOOG Sold 02/25/09280 .... H RB Sold 0 2 / 2 5 1 0 9281. -----JNJ Sold 02/25109 J282 .... SG P Sold 02/25/09 J A

" 2 8 3 ..... TX N Sold 02/25/09I284. ---- MM Fund Merged 02/20/09(with line 7]2 8 5 ....AM C R Sold 02/25/09 J286. -----BRGYY Sold 02/25/09 J C287. - ..... B P Sold 02/25/09

288. - ...... B I : / P Q Y Sold 02,r25/09 J2 8 9 ....... STD Sold 02/25/09 J

2 Value Cod~ J =$15,0~ or


22/77

F INANCIAL DISCLOSURE REP ORT S . . e o r r e , s o n R o p o , , i .~ O . t e o f R . p o ~ tPage 22 of 77 W h i te , H e le n e N . 9/13/2010

V I I . I N V E S T M E N T S a n d T R U S T S - ; . c o ~ e , ~ , l ~ e , iransactions (Includes Ihose of spouse and dependent children; see ptx 34-60 of filtng instruction&)N O N E (No reportable income, assets, or transactions.)

D e s c r i p U o n o f A s s e t s I 8 C DI n c o m e d u n n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r l m g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) ] r e p o r t in g p e r i o d o f r e p o r a n g p e r i o d

e x e m p t frompnor~sclosur , div, r e n k Code 2 / M et h o di (~-H) or rot) (J-P)~

Cod~3 t~empt, on)~

[ (A-H) (,fpnvate

290. - ......BAYRY Sold ~ 0~25/09 J A

291 .... .. C A J S o l d 02/25/09 J292 ...... DT Sold 02/25/09 J

2 9 3 . . . . . . FBRW Y S o l d 0 2 1 2 5 1 0 9 J294. - . . . . . . G SK S o l d 02!25/09 J29~. 2 .. . . . .oov " S o l d 02/25/09 J29~. - . . . . . .. H G K G Y S o l d 0 2 / 2 5 1 0 9 J B297. - ..... ING S o l d 0 2 1 2 5 1 0 9 J298. - . . . . . . KCRPY S o l d 0 2 1 2 5 1 0 9 J2 9 9 . - . .. .. L Y 6 - S o l d 0 Z / 2 5 1 0 9! J300 . - . . . . . IBDRY S o l d 02/25 /09 J301 ....... NABZY S o l d 02/25/09 J3 0 2 ........ N~ G S o l d 0 2 1 2 5 1 0 9 J

303. ----~--NTT Sold 02/25 /09 J304. - . . . . . . N V S S o l d 02/25/1D J 0 ~ . . . . . ----FOR~Y " S o l d 02/25 /09 J3 ~ 6 ...... EN L S o l d 02/25 /09 J

[See CoI~ C2) U =B~k Value V ~h~ W =~t~mated


23/77

FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t in g D a l e o f R e p o r tPage 23 o f 77 W h i te , l t e l e n e N . 9/13 /2010

VII. I N V E S T M E N T S a n d T R U S T S - ~ , ~ o , ,e . ~ , ~ , o , , ~ , ~ , ~ o , , ~ ~ n e ~ , , , ~ , ~ o ~ o / ~ e . . . . . . , ~ , ~ e e ~ , , , ~ , , ~ c ~ , ~ , ~ , e , , ; x ~ ~ , ~ . ~4-~0--] NONE (No reportable incom e, asse ts , or t ransact ions. )--- A B C. D.

D e s c r i p t to n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c n o n ~ d u r in g r e p o r t i n g l W e f i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e n o d o f r e p o r t i n g p e r i o d(1) (~) (l) [ ~ ( 1 ) (~) (3)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e g . . Value i Value T y p e ( e g . , D a t e Value G a i n I d e n t i t y o fe x e m p t f ro m p r i o r d i s c l o s u r e C o d e I d i e , r e n t , C o d e 2 M e t h o d b u y , s e l l , m r r d dd / y y C o d e 2 C o d e 1 buyo/seller( A - H ) o r r o t ) ( ! - p ) : C o d e 3 r e d e m p t m n ) ( J - P ) ( A - t t ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

307. - ...... RWEO Sold : 0 2 / 2 5 / 0 9 J B

308 ...... RD S Sold 02/25/09 J

309 ..... SS L Sold 0 2 1 2 5 / 0 9 J A

310 --~--SEOAY Sold ! 0 2 / 2 5 / 0 9 J

31 I . - . .. .. . SCGLY Sold ] 0 2 1 2 5 / 0 9 I

312 ...... TSM Sold 0 Z t 2 5 i 0 9 J

313 ...... NZT Sold 02/25/09 J

314 ..... TEl: Sold 02/25!09 J A

315. -----TLSYY Sold 02/25/09 J

316. ---TOT Sold 0 2 / 2 5 , 0 9 J

317. ----RBS Sold 02/25/09 J

318. ----SI Sold i 02/25/09 J

319 ..... TM Sold 0 2 1 2 5 / 0 9 J

320 .... UL Sold 02/25/09 J

3 2 1 . ----UOVEY Sold 02/25/09 J

322 .... UPMKY Sold 0 2 , r 2 5 / 0 9 J

323. -----lShares Barclays T~ps BD FD B uy 02/25/09 L

{See Columns CI and 1)3) N =$250.001 - $500,00{) O =$500.00t - $1,0OO,000 PI =$1,00{).0[}1 - $5.000 000 P2 =$5.000.091 - $25.000.000

ISec Column C2) U ~Book V alue V - - O ~ h e r W =Esumated


24/77

" FINANCIAL DISCLOSURE REPORT Na me ol Pe rso~ Re portin g Da te of Re portPage 2 4 of 77 White, Helene N. 9 / 1 3 / 2 0 1 0

V I I . IN V E S T M E N T S a n d T R U S T S - i ,com eo ~1~, , ~,o ,~ac~o,~ anau des ,ho,o o/~o~ ~ ~d~ ~U ~,~ ~ ,p. ~-~0~OHE ~o reportable income, ~sets, or transactions.)

D ~ c n p t m n o f A s s e ~ s ~ I n c o m e d u ~ n g G r o ~ v ~ l u e a [ e n d Tra~acfio~ dung re~mg period(incl~ing ~st as~ts) reposing pvn~ , of repoSing pen~ ~:: 0) C2) ~) (2 ) (0 (2)I~ (3) (4)PI~ "~)" a~er ~ch ~t i A m o u n t T~ (e g, Val~ Value , T~e (e.g.. Da~ [ Value G u m I d cn ~ U o fe x ~ p l f r o m p r io r d ~ s c l o s u r e ~ C o d e I d~v, r~L C o d c 2 Me~od ] buy, sell, m~d~ , Code 2 C o d e 1 b u y e r / s e l l e r, ( A - H ) o r i n ~ ) ( J . P ) C o d e 3 I r~emption) ( J - P ) (A-H) [ ( f f p r i v a t e

....... ~ (~W) ~ [ [ w~sacuon)

3 2 4 Sold 04/02/09 J A(pa~)325. Sold 07/02/09 K A

326 ..... 1Shares S&P SMCAP 600 Val B uy 02/25/09 J

327 Sold 04/02/09 J A( p a r t )328. Sold 07/02/09 J A( p a r t )3 2 9 , -----IShares SmCap 600 Growth B u y 02/25/09 J330. Sold 0 4 / 0 2 1 0 9 J A( p a n )3 3 1 . Sold 07/02/09 J A

3 3 2 . -----IShares S&P M~d Cap 400 Value B uy 02/25/09

3 3 3 Sold 0 4 1 0 2 / 0 9 J A(part)3 3 4 Sold 07/02/09 J A(part)

3 3 5 . -----IShares S&P Mid Cap 400 Growlh B uy 02/25/09 J

3 3 6 Sold 0 4 1 0 2 / 0 9 J A(part)3 3 7 Sold 07/02/09 J A(pa~)3 3 8 ..... Vanguard Total Bond Mkt B uy 02/2~/09 N

3 3 9 Sold 0 4 1 0 2 / 0 9 J(part)340 Sold 07/02/09 J A(pa~)

C o l u m n s C I a n d D 3 ) N = $ 2 5 0 . ~ 1


25/77

Name of Person Reporting Dale of ReportF INANCIAL DISCLOSURE REP ORTWhite, H e l e n e N .age 25 of 77 9 / 1 3 / 2 O l 0

V I I . I N V E S T M E N T S a n d T R U S T S - i , c o ., ,, , , ,, ,, , ~ , . .. .. t i ~ n s ( ~ n c ~ u d e s t h ~ s e o f s p ~ s ~ n d d ~ p e n d e n t c h i ~ d r ~ n ; s e e p p . 3 4 ~ 6 ~ D t i ~ g i t ~ t r u ~ t i ~ n s ~[---] N O N E ( N o r e p o r t a b le i n c o m e , a s s e t s , o r t r a n s a c t io n s . )

A. B C D., D e s c n p t m n o f A s s e t s ~ I n c o m e d u ri n g G r o s s v a l u e a t e n d T r a n s a c l ~ o n . s d u n n g r e p o r t in g p e r i o d:, (including trust assets) reporting period of reposing permd,, o - - i ~ - q ~ 2 ) ( 1 ) ( 2 ) (1) (2) (3) 1 ~ (5)

Place " (X)" af le~ each asset Amount [ Type (e g., Value Value Type (e g. I Date Value Gain Identity of]: exempt from prior daselosur

Code I i d~v., rent, Code 2

1Method

buy, sell, ralrt/dd/yy Code 2 [ Code 1 buyer/sellerI (A-H) or int.) {J-P) Code3 redemption) (J-P) " (A-H) 0fpnvale

i341. -----IShares S&P 500 Growth B uy 0 2 1 2 5 1 0 9 M342, Sold 0 4 1 0 2 / 0 9 K B( p a r t )3 4 3 . Sold 0 7 t 0 2 1 0 9 K C

( p a ~ )3 4 4 . - - - - - I S h a r e s S & P 5 0 0 0 V a l u e B u y 0 2 1 2 5 / 0 9 M

3 4 5 Sold 04/02/09 K C( p a r t )3 4 6 . Sold 0 7 / 0 2 , 0 9 K D(part)347 ..... S&P NA Na! Resources B uy 02/25/09 K

3 4 8 B uy 0 7 1 0 2 / 0 9 K

349. -----IShares Barclay I-3YR TRS B uy 02/25/09 K

3 5 0 . B u y 04102/09 K

3 5 1 . B u ~ , 07/02/09 K

352 .....V a n g u a r d E M G M K T S B u y 02/25,99 J

3 5 3 . S o l d 0 4 / 0 2 / 0 9 1 J A( p a r t )3 5 4 . S o l d 07/02/09 J B( p a a )3 5 5 . - - - - - V a n g u a r d E u r o p e a n B u y 0 ~ 2 5 / 0 9 L

3 5 6 S o l d 04/0~09 K B(pan)3 5 7 Sold 07102/09 ! K C{ p a r t )

{~ e Co l , , ur~ s C I aud D 3 ) N - $ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 ~ 0 =$ 5 0 0 ,0 0 1 - $ 1 ,0 0 0 ,0 0 0 PI =$1. 000 , 001 - $5 , 0~ 0 , 0Q0 P2 =$5,0oo,~201 - 525,00o,0~o3 Value Method Codes Q =Apl~.a~saI R :=Co st (R eal Estate Only) S =A ~sessm ent T = Cash Mark~


26/77

Na me o f Pe ~on Report ing D ate o f ReportFINANCIALpage 26 of 77 DISCLOSURE R E P O R T " ~ % i te , H e l e n e N . 9 / 1 3 / 2 0 1 0

V I I . IN V E S T M E N T S a n d T R U S T S - i~c ..... t~e, tr ..... lions (lnclad~s those of spouse and depe~dent children; see pp. 34-~O of filing instr.ctionx.)D NONE (No reportable income, assets, or transactions)-- A. , B. C D.

Description of Asse~. i Income during Gross value at end T~nsacuons during reporting period(including trust assets) relx~mg period of reporting I~riod ]Place "(X)" afl~ ~ch ~set I Amoum T~e (e g, V alue V alue i T~e (e g, Date ,~ V alue [ Gain 1 ldent,w o1"

CA-H) or rot) (J-P) C~e 3 ~emptton) ~ ~ (I-P) [(A-H)0fpfvate

358. ----Vanward Pacxfic B~ 02~5109 K

359 Sold 0 4 /0 2 /0 9 J A( p a r t )360. Sold 07/02/09 J B(part)361. -----Blackrock Global Buy 02/25/09 M

362. -----Ivy Asset A B uy 02/25/09 M

3 6 3 Sold 04/02/09 K B( p a r ~ )3 6 4 . - ..... F~rst Eagle Global A B uy 02/25/09 M

365. So ld 04/02/09 K A( p a n )366. -----GARTY B uy 02f25/09 L

367. Sold 04/02/09 K B(part)368. -----Ivy High Income B uy 04/02/09 L

369 .....Vanguard PElT B uy 07/02/09 K

370 .....Ur!! First STR Income B uy 07/01/09 M

3 7 1 . Trust #4, RWLTITNAR,trustee: D Interest Pl T

372 ....BOA MM Fund

373. Trust #5 RWLTITHW shared beneficial D lnt./Div P I Tinterest:374. --US Treasury MMFund

[ 3 ,,alueMe,~dCodes O=Apwatsa[ R


27/77

FINANCIAL DISCLOSURE REPORT ] Name of Persou Reporting Date of Reper~I W h i te , H e |e .~ r ~ .age 27 o f 77

VII. INVESTMENTS and TRUSTS -NONE ~o reportable incom e, ~sets , or transact ions . )

A B C DDe~nptlon of Assets Income during Gro~s v~lue at end Tr~s~ctto~ d~g re~mg period(including trust ~ets) rep~mg ~fiod of r~o~mg p~od

Pla ce " (~ ) " a f mt ea ch ~ l . Mount ~ ~ (e.g., Valoe Value T~ (e.g., . Date V a ~ e O ~m I demi ~ o fexempt ~rom prior disclosure Code I . dry, ren~ C o& 2 ~tMd buy~ ~II, ~*~ C~ 2 C o d e 1 b u yer /~ l l e r(A-H) i or mr) 0 - P ) Code 3 r~dempUon) ~ U-P ) (A-H) (if prwate(q-w) ~ ~sact, on)

375. --Brokerage Account - (T~K F~DS)

376 .....WASCX (1~ Asset) Sold 02/18/09 L

377 ..... NHMCX (Nuveen) Sold 02!18/09 L

378. -----RYOTX Sold 02/20/09 J

379 ..... BGRFX Sold 02/20!09 J

380 ..... ABIYX Sold 0 2 ~ 2 0 / 0 9 J

381. -----LMTXX Sold 02/20/09 J

t82. -----WACPX Sold 0~20/09 J

383. -----PAIBX Sold 0Z,20/09 J

384. -----DNVY X Sold 0zr20!09 K

385 ..... LZEMX Sold 02/20/09 J

386 ..... AEGFX Sold 02/20/09 J

387 ..... GRAFX Sold 0~20/09 K

388 ..... ISbares Barclays T~ps BD FD B uy 0 2 1 2 5 1 0 9 J

Sold 07,r21/09 J A3 8 9 (part)390. -----]Shares S&P SMCAP 600 V ~l B uy 0 2 / 2 5 1 0 9 J[~ Sold 07/21/09 J AI (part)

(S~2 Columo~ C1 a~d D3) N --~250,001 - $500,flOe, O = $ 5 0 0 . 0 0 1 - $ 1 , 0 0 0 , 0 0 0 Pl =$I,~00.001 - SS.0PA),000 P2 -$5,1~R),001 $25,000,000


28/77

Name of Pe rson Reporting Data of ReportFINANCIAL DISCLOSURE REPORT[ White, Helena N.

9/13/2010age 28 of 77V I I . I N V E S T M E N T S a n d T R U S T S - i.co.,e, .l~e, , , . . . . . n o . , (lncludesthose of ~p ......d depend~n, children; see pp. 34-60 of filing instructions.)~] NONE (No reportable income, assets, or transactions.)..... A. ] 1 3 . C. D.Descnpt*on of Assets Income donng Gross value at end Transacuons during repo~tmg p~nod

repor~ingpenod ~ ofrepo,tmg periodincluding trust assets) . k (2) - .i~- i | (l ) ~ 2 ) (l ) I c2) ~3) ; (4) ( 5 )Place "(X)" after each a~set Amount T~ (g, [ Va~e Value T~ (e.g, ~ Da~ Val~ i Gum Id~ntx~ of~em~ompnord,~losure [Codel ~ dsv..~n~ ~ Code2 Method buy. sell, [~ Code2 C~I buy~/~ller(A-H) ~ or int ) (J-P) Code 3 x~empt)on)

392. ----1Shar~s S~ap 600 Gro~h Bu y 02~/09 J393 Sold 07121/~ J A

394 .....IShares S&P M~d C~p 4~ Value B u~ 0~25109 J

395. Sold 07~1109 J A(~)396 .....IShares S&P M~d Cap 4~ Gro~h B uy 02~5109 J

397. Sold 07~110~ J A398. -----Vanguard ~o~a] Bond Mk~ Buy ~5/09 L

~99. B uy 07~ 1/09 K4~ ..... ISh~ 8&P 500 Grow*h B uy 02!25/09 K401. Sold 0~/21/~ J A

(pa~)402. ----4Shares S&P 5000 Val~e B uy 02/25/~ K

403. Sold 0~/21/~ K C(pa~)

~. -----S&P NA Na~ Resources B uy 02i25/09

405. ~uy

406. -----IShares Barclay 1-3YR TRS Buy 02~5/09

4 0 7 B uy 0 7 ! 2 1 ! 0 9 J408, ----Vanguard EMG MK TS B uy 02/25/09 J

(See ~OJ~ ~l and D3) N


29/77

N a m e o f P e t~ o n R e p o r t i n g D a t e o f R e p o r tP a g c F I N A N C I A L 2 9 o f 7 7 D I S C L O S U R E R E P O R T W h i t e, H e l en e N . 9 / 1 3 / 2 0 1 0

VII. ~EST~NTS and TRUSTS -~o ..... t ~ . , ,~ o ~ ~ d ~ , ~ o ~ o y ~ .. .. .. ~ d ~ . d ~ , ~ n ~ ~ ~. ~ - ~ 0 o f ~ g ~ o~~ NONE ~o reportable income, ~sets, or transactionQ

Descnpuon of As~ts I n c o m e d u ri n g~

G r o s s v a l u e a t e n d Transacaons during ~r~ng ~nod(mchdmg ~st ~se~) r~omng period o f r e p o r t i n g p e r i o d--~1) (2) ~ (1) (2) (1) i (2) (3) [ (4) (5 )Place "(~" aR~ ~ch ~set i~ount T~ (e g, ~ Va~e Value ~ T~e (e.g., D a ~ e Value~ Gain l d e n t ~ W o fexempt from photO.loire ~ C o d e I dw. renL ~ C o d e 2 ~ Me~od b a y . s e l l , ~m~ C o d e 2 C~ 1 buyer/seller( A - H ) , o r m r ) ~ ( J - P ) , C o d e 3 red~p~mn) ~ [ J - P ) ( A - H ) ( f f p n v a t e

4~ Sold 07/21/09 J D(pa~)~ 10 .....V~guard E~opean Buy 0 2 1 2 5 / 0 9 K4 1 1 Sold 0 7 / 2 1 / 0 9 J C

{ p a r t )412 ..... Vanguard Pacific B uy 0 2 / 2 5 1 0 9 J4 1 3 Sold 07/21/09 J A( p a r t )414 ..... Blackrock Global B uy 0 2 1 2 5 / 0 9 K

4 1 5 B u y . 0 3 / 0 4 1 0 9 J416 Sold 07/21/09 J B(part)417. -----Ivy Asset A B uy 02/25/09 K4 1 8 Bu y 0 3 / 0 4 1 0 9 J

1 4 1 9 Sold 0 7 / 2 1 / 0 9 J A(part)420 ...... F~rs! Eagle Global A B uy 02~5/09 K4 2 1 B uy 03t04/09 J4 2 2 . Sold 07/21/09 J B(part)423 ..... GARTX B uy 07t~4/09 K

424 ..... Vanguard REIT B uy 07/21/09 J425 Trust #6 shared RGWRT, beneficial interest B lnl./Div. J T

~ Colu~s CI and D3) N = $ 2 5 0 , ~ 1 - $ 5 0 0 , 0 ~ 0 =1500,~1 - $1,~,~ PI =$1,~,001 - $5.0~.~ P2 =$S.~,~I - ~5,~ ~~ S e e C o l u ~ C 2 ~ U = B ~ k V a l u e V ~ b ~ W = E s u m a l e~


30/77

N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFINANC IAL DISC L O SUR E R E P O R T[ W hite, H e l e n e N .Page 30 of 77 9 / t 3 J 2 o ~ o

N O N E ( N o reportable income, assets , or t ransact ions .)A B , C. D,

D e s c r i p ti o n o f A ~ s e t s Income during G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g r e p o r ti n g p e r io d( i n c l u d i n g r m s t a s s e ~ s ) r e p o r t i n g p e r i o d o f r e p o r h n g p e r i o d(2) (t) (2) (t) (2)~ (3) (4) (5)P l a c e " ( X ) " a t ~ e r e a c h ~ s e t A m o u n t T y p e ( e g . , V alue Value T y p e ( e g . , Date [ Value G a i n I d e n t i t y ofe x e m p t f ro m p r m r d t s e l o s ur e [ C o d e I d r y . , r e n t , C o d e 2 M e t h o d buy, sell m m / dd /y y ~ C o d e 2 C o d e 1 buyer/seller: ( . A - H ) orint) ( J - P ) C o d e 3 r e d e m p t m n ) [ ] ( J - P ) ( A - H ) ( f f p r i v a l e: ( Q - W ) ~ ~ t r a n s a c n o n )~_ ,

426. -Columbia Cash Reserves Money Market D~stributed 1 0 1 / 0 9 / 0 9( p a , t )427. -Blacluock Insured Municipal Income T~us~ K T Distributed 0 1 / 0 4 1 0 94 2 8 . --Easton Vance Inured Mumc~pal D~stnbuted 01/09/09429 --Delcath systems Dislnbuted 0 1 1 0 9 t 0 9430. --Tampa Fla Rev B ond Distributed 01/09!094 . 3 1 --Polk CnW Fla School Brd B ond Distributed 01/09/09432 ---Frankliu Florida Tax Free Income Fund M T Distributed 0 1 1 0 9 1 0 94 3 3 -V endees Interest in unimproved Calif real Distributed 0 1 / 0 9 1 0 9estate434, MWCM LLC, ltd ptr, RE dvlpmnt Macomb, l None M WMI4 3 5 . Powder Inc. LLC, jnl interest in condo in None M WCoppper Mnt, Co436 Codomimum, SnowmassCo None O W4 3 7 NJH Associates, panner limded partnersbip F D~stnbutton N Winterest m:

438 -Vendees mterestin ummporoved Cahfi~mi~p r o p e r t ~ j439. -BJW Associates Real Estate NYC

440 -Lexington Ave Assoc Real Estate NYC

441. -F~rst Sutton Assoc Real Estate NYC4 4 2 . -Asbury Plaza V enture, Real Eslate, Chicago


31/77

INamef Person Reporting Date of ReportP a g c F I N A N C I A L 3 1 o f 7 7 D I S C L O S U R E REPORT ] W hite, nelen eN. 9 / 1 3 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i ,, c o ,, ,~ ~ = t .e . t r a = o ~ o , ~ a n i , a ~ those o/ ~v .. . . . . d dependent children; see p p . 3 4 - 6 0 of firing instructions.)

N O N E (No repo rtable income, assets , or t ransact ions .)D e s c n p u o n o f A s s e t s I n c o m e d u n n g /Grass value at ~d T r a n s a c t m n s d u ri n g rc p o r lm g p e r m d( i n c l u d i n g t r u s l a s s e t s ) r e p o r ti n g p e r i o d [of reporting period(t) (2 ) (1) (2) (1 ) (2) O) ! (4) (~ )P l a c e " ( X ) " a f t e r e a c h a s s e t ] A m o u n t T y p e ( e . g . , Value Value T y p e ( c g . . D a ~ e Val~c Gain l d c n ~ a t y o f

~ x v m p t f ro m p r io r d ~ s c l o s u r e : C o d e I & v r c n L C o d e 2 M e t h o d b u y , s e l l , w~n!dd!yy , Code 2 Code I b t r y e r / s c l l c r

4 4 3 - A lm a A s s o c ia t e s , R e a l E s ta t e A r k a n s a s4 4 4 -Belmont Ma&son Assocmles Real EstateNYC4 4 5 -Lincoln lerrace Assocmtes, NYC

~4 6 NJH A Associates, lid partnership interest None K W

4 4 7 -4400Umverslty Lid Parlnersh~p448. 2001 Trust, shared beneficial interest G [ n t . f D i v . P2 T

449. -----NY Pub IMPS B ond B uy 0 3 1 1 9 . . 0 9 L

450. -----NY Pub IMPS B ond B uy 0 3 1 1 9 1 0 9 L

451. -----JPM Private Eqmty B uy 04/03/09 M

4 5 2 ....Columbm NY Tax Exempt Reserves Sold 01/09/09 PI

453 ..... JPM Tax Free MM B uy 01/09/09 Pl

4 5 4 _ -----US Treas B ~lls B uy 07/02/09 P I

455. Redeemed 12/31/09 P 1

456. -----CalifRevenue B ond B uy 09/29/09 L

457. -----AT&T BO ND Sold 01/29/09

458 ..... NYNY GO Bonds459 .... NY Cfly Water Bonds

..... A =$1 000 o r l es s B =$1,001 . $2.500 C =$2,501 _ $5,000 D =$5,001 . $15,000 E =$| 5.001 - |sa.oool ~ m = G a i n C o d e s(S~ CoI~s B 1 ~d ~) F = $ 5 0 . ~ t - $ 1 ~ , ~ 0 G = 1 1 0 0 ~ l - ; l .~ , 0 O 0 H I =$ I,~,~l - $5.~.0~ H 2 = M o r e ~ a o

(See Col~ C2~ U ~ ~ al~ V ~t W = E s t ~m a l e d


32/77

FINANC IAL DISC L O SUR E R E P O R T N a m e o f P ..... Reportin g Da te of Re portPage 32 of 77 Whites Hdene N. 9/13/2010V I I . I N V E S T M E N T S a n d T R U S T S - ~ c o , , , ,~ r ~ , . ~ o ~ c ~ , a ~ . d , , t S o , , 0 ~ . .. .. ~ del~ngent children; s e c p tx 3 4 - 6 0 of f i l ing instructlon.g)

N O N E ( N o reportable incom e, assets , or t ransact ions .)A B C I D .D e s c r i p t i o n o f A s s e t s ! I n c o m e d u ri n g G ~ o s s v a l u e a t e n d ] T r a n s a c t io n s d u r i n g r e p o r ti n g p e r to d( i n c l u d i n g t l u s t a s s e t s ) r e p o l ~ m g p e r i o d [ o f r e p 0 r tm g p e r i o d i(1) (2) I (1) (2~ (I) (2) i(3) {.a) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m ou n t T y p e ( e g . , V alue V alue T y p ~ ( e .g , Date ! Value G a i n l d e m J t y o f

e x e m p t f ro m p r i o r d i s c l o s u r e ~ , C o d e 1 dw, rent, C o d e 2 M e t h o d buy, sell, n m d d d i 3 ,. " y i C o d e 2 Code | buyer/seller

tl~ ( A - H ) _o r m t ) ( J - P ) C o d e 3 r e d e m p t i o n ) r , ( J - P ) I( A - H ) ( t f p r i v a t e:: (Q-W) I t . . . . . t, oo,

460 ..... Puerto Rico Rev. B ond B uy 0 3 / 0 5 1 0 9 L461. 2006 Trust: shared beneficial interest F I n t . / D i v . PI T

4 6 2 ..... P R Bond B uy 03/10/09 L463 .... -BY State Bond B uy 03/19/09 L

464. -----NY State B ond B uy 03/19/09 L

465 .... Calif Rev Bond B u y . 09/29/09 L466. -----CalifRev 8ond B uy 09/29/09 L467 ..... AT&T (Bond) Sold 0 1 1 2 9 1 0 9 N468 ..... NYNY GO Bonds

469 ..... NY C~ty Water Bonds

4 7 0 ..... US Treas B fl|s B uy 09/01/09 PI

4 7 I . Redeemed 10/1/09 P I

4 7 2 .....Columbia Cash Reserve Sold ! 0 1 / 2 6 / 0 9 L4 7 3 2007 Trust, shared beneficial interest G I n t . / D r y P2 T

4 7 4 . -----PR B ond B uy 03/I0109 M

475 ..... NY Bond B uy 03/I 9/09 M476. -----NY B ond B uy 03/19/09 M

[ ~e Colons CI ~d D3) N =$250.~1 - $5~,000 0 =$500.001 - $~.0~,0~ Pl =~l.~0,0Ol - ~5,~,0~ P2 =[5.~0.~1 - $25 ~,~


33/77

F INANCIAL DISCLOSURE REP ORT [ Name of P .... R e p o r t i a g D a t e O f R e p o r tPage 33 of 77I vtrhite, Helene N.

9/13/2010

V I I . IN V E S T M E N T S a n d T R U S T S - Z . c o m o . . * t , . t r ,, ~ . ~ o . , a . c 1 , a , s ~ o ~ . o f . , o ~ , , ,d d~nd~t chtldr~; see p p . 3 4 - 6 0 of filing ins.uc~on~)N O N E (No reportable income, assets, or transactionsO

A B. ~ C DD e s c r i p ti o n o f A s s e ~ ]acom~ d~g Gro~ value al cad Tran~ac~om dunn~ ~e~nm~ ~nod0~ludmg ~st ~e~) ~ r~onmg p~d ~ of reporting p~odO) [ (2) [ O) [ ( 2 ) (O ~ (2) ,P i a c ~ " ( X ) " ~ t ~ r ~ c h ~ s e l ~ount ~ T ~ ( ~ g , , Va~e Value T~e (~.g, ~ Dale Value G a i n t d ~ B u ~ o fe x e m p t & o r e ~ o r d ~ s c l o s u re C o d e I ~ d r y , r e n ~ C o d e 2[

M e t h o d b u y , s e l ~ , ~~ C o d e 2 C~ I buys/seller(A-~ ] o r t n t ) j ( J - P ) Code3 r e ~ m p t to n ) t J - P ) ( A - H ) (ff pn~ter ] ( Q - W ) [47~ ..... US Treas Bdl~ ~dcemed 07/0~09 P2478. B uy 07~09 P2479 Redeemed 1 2 / 3 1 ! 0 9 P2480 ..... CaI Rev Bond B uy 0 9 1 2 9 / 0 9 M

:481. -----Columbia Treas Res Sold ! 0 1 1 0 9 / 0 9 PI482 ..... Columbia NY Tax Exempt Reserves Sold O 1 : 0 9 1 0 9 P2483. -----JPM Tax Free MM B uy 0 1 1 0 9 1 0 9 P2484 ..... AT&T (Bond) Sold 01/29/09 N4 8 5 ..... N YN YGOB o n d s486. -----NYC~tyWaterBonds

4 8 7 ..... JPM Private Equdy B uy 0 4 1 0 3 1 0 9 N488 Estate JJ~3i,. executor and shared beneficmlInterest:489. -----BOA accnt ~l A Interest O490 ..... BOA accnt #2 Closed I/1/09

491. -----WRB Associates 2 office ..... bldgs Dtstnbuted 01/01/09Long Island492. -----NJH, limited pannershtp interest Distributed 01/01/09493. - ..... NJHA , Imtled partnership interest Distributed 0 1 / 0 1 1 0 9

t S e e C o l ~ n C 2 ) u = B ~k V~ V ~h~ W =~.~md


34/77

]Namef Person Reporting Date of Repo~ P a g e F I N A N C I A L 3 4 o f 7 7 D I S C L O S U R E R E P O R T [ W h l te , H e l e n e N . 9 / 1 3 / 2 0 1 0V II. INVESTM ENTS and TRUSTS -

N O N E (No reportable income, assets, or transactions.)A ~ B C D

D e s c s t p U o n o f A s ~ t s ,, I n c o m e d m m g G r o s s v M u e a t e n d T ~Oons du n g r e ~ m n g ~ n o d( m c M d m g t r u s t a s s e t s ) r ~ o ~ m g p e r i o d o f r e p o s i n g(~ ~ ~i) ~2) O) (2) (3) --(~) ( 5 )Da~ Value Ga~ Id~ ofPlace "(X)" aft~ och ~t ~ouat T~ (e 8-, Value Value T~ (g., ~d~ Code 2 Co~ I buyeris~ll~ex~pt flora pnur d~sclosure I C~e I dw., r~L C o d ~ 2 M e t h o d buy, sell,~A - H ) ..... ~ _(Q-W)~-~-- : j V ~ s a c t ~ o n )494. -----Col~b~a NY Tax Exem pl Res~ Distributed 01/09/094 9 5 , -Marc Pharmaceutical stock J T496, -Smtth Barney brokerage accnt J T

4 9 7 , -entrada networks mc

498 --neo-slem Inc499. -zhone teehnologms

5 0 0 Columbia NY Tax Exempt Reserves G Interest P2 T

5 0 1 . -- B uy 01/31/09 J

5 0 2 . -- Sold 0 2 / 2 8 1 0 9 P2(P~)5 0 3 . -- B uy 03/31/09 K

5 0 4 Sold 0 4 1 3 0 / 0 9 M(part)!505. -- Sold 05/31/09 0(part)

5 0 6 . - Sold 06/30/09 O(par05 0 7 . - Sold 07/31/09 P !(part)5 0 8 . -- Sold 08,31/09 P2(part)5 0 9 . -- Sold 09/30/09 PI( p a r t )

:510. - Sold 10/31/09 PI( p a r t )

lncome Gum Codes A =$1,000 or less B --% 1.001 - $2.500 C ~$2.501 - $5.000 D =$5.0OI - $15.000 E =$15.0OI(See Column:; B 1 alld D4) F =$50,001 - $100 000 G =$IOO,001 - $1,000,000 111 --~1 000,001 - $5.000.000 112 =More than $5,000,000Value Codes J =$15 000 or less K =$15,001 - $50,000 L =550,001 - $100,000 M =$100,0OI - $250,000( S e e C o l u m n s C I a t .d D 3 } N - - - $ 2 5 0 . 0 0 1 - $ 5 0 0 , 0 0 0 0 = $ 5 0 0 . 0 0 1 - ~ | . 0 0 0 , 0 0 0 P l = $ 1 . 0 0 0 , 0 0 1 - $ 5 . 0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - 1 2 5 0 0 0 . 0 0 Op~ =$25,00(I,0tI - $~0.000,000 P 4 = M o r e th a n $50,000.t30gV a l u e M e t h o d C o d e s Q =Appraisal R = C o s t (Real Estate Only) S = A s s e s s m e n t T = C ~ s h Marketf S e e C o l um n C2) U = B o o k V a l u e V = O th e r 9 = E s n m a te d


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F INANCIAL DISCLOSURE REP ORT S.m. of Per*oi l Reporting Date of Re portPage 35 of 77 W hite, H e l e n e N . 9 / 1 3 / 2 0 1 0

V I I . I N V E S T M E N T S a n d TRUSTS - ~.eo,,,, ~,~ , t,a.,=cn~ ., a.cl.a,, ~o,, oi,ro,,, .,~ ~ , ~ , .~ t ~ i ~ a ~ , . : , ~ , p ~ . 3 4 - 6 0 of filing ins~uc~n,)N O N E ~ro reportable income, ~sets, or transaction)

De~nplmn of A~ In.me during ~ Gross value at end Tr~sacoons during ~mg ~nod(including ~st as~) ~ r~o~mg ~r~ of repomng pe~od

([) (~) (t) (~) ~ 0) i (X~ (3) ~4) (5)Pla~ "(X)" ~ ~ch ~set ~ Amount T~ (e g., VaM~ Value [ T59e (e.g, ~ Date Value Gain Identt~ of~pt ~om prior d~sclo~ Code 1 dw., renL Code 2 Me~od ~ buy, sell, ~ m~d& ~ Code 2 Code 1 buyer/sellerC~e 3 te~mpnon) (J-P) (A-H) (ff~vateA-H) or inI ) 0-P) ~~Q-W) ] om~s~on)

511. -- Sold 11/30/09 N(pa~)512 -- Sold 1~31/09 N

513 Del SWR Rev Bond A Interest L T B uy 10/30/09 L

5 1 4 Rhohck Foundation, Trustee E I n t . / D r y . PI T

515 ..... Cash Accumlatlon Trust

5!6 ..... ATVI B uy 01/16/09 J

5 1 7 Sold 0 7 1 0 1 / 0 9(part)518 ..... AT G

5 1 9 . -----AFG B uy 02/26/09 J

5 2 0 B uy 04/29/09 J

521. Sold 10126/09 K(pan)522 Sold 10127/09 K C(part)523 .....AP A B uy 01106/09 J

i524 Buy 07/30/09 J525 Sold 10/02/09 K( p a a )526. -----T Bu~, 04/03/09 J

Sold 05:08/09 J527. (part)

(~e Cd~s CI and D~) N =g250 ~l - i~0,000 O =~5~.001 - ~ i,~,~0 PI =$1,~,001 - $5,~,0~ P2 =$5.~,001 - $25 ~,~


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Name of Person ReportlugF INANCIAL DISCLOSURE REP ORT[ W h i t e, H e | en e N .

Da teofReportPage 36 of 77 9 / 1 3 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S -ingome, value, tea .... ~ions (Includes those of ~p~$and d~pendent children; see pp. 34-~0 of fillng instructions.)[ ] NONE ( No reportable income, assets, or transactions.)

A. ! B C. D.Descnphon of Assets I Income dunng Gross value at end TransacUoas during reporting period[including trust assets) I repo~ng pcnod of~portmg ponod! (2) O) (2) (1) (_9) (3) i (4) -- ~) ---~Place "(X)" aft= each asset AmoUntcode 1ype (e g, V alue V alue Type (e.g., Date Value i Gain [ Identity ofexempt from prior d~selosure dry., ~ent, Code 2 Method b uy, sell, .m m/d d/yy Code 2 ~ Code 1 I buyer/seller(A-H) or mt ) (J-P) Code 3 redemption)

(Q-W) i [~ transac~on)

528. Sold 07/01/09 J( p a r t )529. Sold 08/05/09 J530. -----CPKI Sold 0 2 /10 /0 9 J A531. -----CSCO B uy 01/23/09 J532 .....GLW Sold 01/13/09 J( p a r t )

.533. Sold 02./23/09 J

534. -----CVS Buy 04/03/09 J535 B uy 05/07/09 J536. Sold 07/01/09 J537. B uy 08/0409 J

I 538 ..... DNR Sold 08/17/09 J ( p a r t )539 B uy 10/06/09 J540. -----EQT Sold 05/02/09 J C( p a r t )541. Sold 06/18/09 K C

(parl)542. -----XOM B uy 04/29/09 K

543 B uy [ 08/03/09 J544 B uy 09/17/09 J

Income Gain Codes

Columns C 1 ~d D~) N =I250 ~1 - $500,000 0 =$500.001 - ~1,000,0~ P[ -~ I,~.~1 - ~5,~.~ P2 =lS,~,O0l - ~25,~,~


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FINANCIAL DISCLOSURE REPOR T N a m e o f P e r s a n R e p o r t ia g D a t e o f R e p o r ~Page 3 7 of 77 Whi te , l le l e n e N . 9/13/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i=o,~e, ,o~.,, = ~ = ~ , n $ a n a u d ~ , h o ~ , q ~ p o u , e ,~ ~ , ~ , ~ , children; see p p . 3 4 - 6 0 Grilling in~u.ion~)NONE ~o reportable incom e, assets , or transact ion. )

A B C " D l~s~puon of Asset~ Income dunng Gross value at end Tr~sacuons ~nng re~ng period

(including ~st ~ts) rcpomng ~od of reining ~od(2) O) -" (2)- [ (~) : (2) (3)Place "(X)" a~ ~ch ~t ~ount ~ T~(e.g. V alue V a[~e [ T~ (=.g, ~ Da ~ Va~eexemp~ from pnor disclo~r C~e ~ ~ d~v, ~ Code 2 Method ~ buy, ~ll, Code 2[d~ Co~e ~ buy~/seli~

~4~ Sold 10!02/09

5 4~ So ld 12/1 ~109 K A

547 .....FISV B uy 02/19/09 J

5 4 8 B uy 0 5 / 0 4 / 0 9 1 J

549 .....FRX Sold 01/27/09 J( p a r t )55 0 Sold 03102/09 J

~51 ..... X EL Sold 01/09t09 K

552 .....G E Sold 05/08/09 J( p a n )553 Sold 07107109 J(p~)554 Sold 10/07/09 K( p a r t )555 .....H CC Sold 01/26109 J( p a r t )556. Sold I 0/30/09 K( p a a )557. -----HPQ B uy 10;19i09 J

5 5 8 . - -- -- I N T C B u y 1 0 / 1 4 / 0 9 K

559 ..... I V Z B u y 05/26/99 J

56 0 Sold 03/06/09 J(part)561 Sold 04/03/09 J( p a r t )

2 Value Cod.~ J =$ 1.5.000 or less K =$15,001 - $50,000 L :$50,001 - $100.f~O M =$100,001 - $250.000 (See ColurnDs CI and D3) N -$250.001 - $500.000 0 =$500.001 $1,000,000 PI =$1,000.001 - $5.000,0Q0 P2 =$5,000,001 - 11~5,000,000

(Sce Co urtm C2) U =B ook V alue V =C~h~r W =Esllmaled


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F INANCIAL DISCLOSURE REP ORT [ Name of Person Reporting D ate o fR e p o l ~Iage 3 8 of 77 W h i te , H e le n e N . 9 / 1 3 / 2 0 1 0VII. I N V E S T M E N T S a n d T R U S T S - i .co~, . . . . i,~. ~n~ec,lo.~ a, c t~,~ t~o~

N O N E (No reportable income, assets, or transactions.)A. B C D.D e s ~ : n p t l ~ n o f A s s e t s I n c o m e d u r i n g G r o s s " . a l o e a t e n d : T r a n s a c t t o n s d u r in g ~ e p o r t m g p e r i o d

( in c l u d in g m a s t a s s e t s ) I reporting l~enod o f r e p o r t i n g p e r i o d( I ) ! ( 2 ) ] ( 1 ) ! ( 2 ) I ( ! ) ( 2 ) ( 3 ) ( 4 ) : ( 5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e g . , Value : Value T y p e ( e g , D a t e Value G a i n I d e n t i t y o f

e x e m p t f ro m p r i o r d : s e l o s o r e C~de I I d ~ . . , r e n t .I

C o d e 2 t Me~od I b u y , s e l l , r n t r d d d . , y y C o d e 2 C o d e I i buyer/seller(A-H) ] o r m t ) ( J - P ) C o d e 3 i r e d e m p t i o n ) ( J - P ) ( A - H ) ! ( f f p r i v a t ei ~ .... [ ( Q -W ) i t r a n ~ a c , , o n )

562. ----IRM Sold 01/09/09 K( p a r ~ )5 6 3 Sold 04/24/09 .15 6 4 . Sold 0 7 / 0 7 1 0 9 J

(part)5 6 5 . Sold 08/04/09 K B(part)5~6 Sold 1 1 1 1 7 7 0 9 i J567 ..... JN J B uy 03/19/09 J568. ---JPM

569. -----KSS Sold 02/17/090 , a r t )i 5 7 0 . Sold 08/18t09, (paa)

57! . -----M AN Sold ; 0 4 1 1 4 / 0 9t ( p a r t )~ , 5 7 2 . Sold 04~1;09

5 7 3 . -----MI B ond Redeemed 08/01/09 K5 7 4 . -----MDT Sold 0 5 ! 2 2 1 0 9 K(part)

5 7 5 , -----MSFT B uy 0 4 : 2 0 / 0 9 J

576. B uy 08!06/09 J

577 B uy 09/I 1/09 J5 7 8 . -----MYP


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F INANCIAL DISCLOSURE REP ORT I Name of P ... . Reporting Da,e of ReportPage 39 o f77I W h i t e . H e l e n e N .

9 / 1 3 / 2 . 010

VII. INVESTMENTS and T R U S T S - t, co.~ .... i ~ e , t , ansactlons ([ tmludes those of sp . . . . . nd dependent children; see pp. 34-60 of f i l lng instruction&)--] N O N E (No reportable income , assets , or transact ior~v.)

Descnptton of Agsels Income dunng ] Gross value at end Transactmns during reporting period(including trust asse~) reporting period i ofreporhng period

Place "(X )" after each asset i Amount Type (e g, Valnc Value [ Type (c.g, Date [ Value Gain ldemdy ofexempt from prior d~closure Code 1 dsv, rent, Code 2 Method [ buy, sell, rm~dd,b,y [ Code 2 Co& : I buyer/seller(A-H) nrint) i (J-P) Code3 ]redemption) / (JP) !(AII) 0fpnvate(Q-W) [ .... .___~.. ~__ transacoon)

579 ..... N U B uy 0 3 /2 0 /0 9 K

5 8 0 B uy 05/05/09 J

5 8 1 ..... PFE Sold 01/28/09 J(part)

5 8 2 . Sold 02/10/09 J

583 ..... P P D I B uy 02/23i09

5 8 4 Sold 0 7 1 0 7 1 0 9 J(part)5 8 5 . Sold 07/27/09 J(part)5 8 6 . Sold 0 7 , 3 0 ! 0 9 J(part)5 8 7 . Sold 09/01/09 J

5 8 8 ..... RS G Sold 0 6 / 2 2 1 0 9 K(part)589 Sold 07/23/09 J A(part)5 9 0 ..... SS W Sold 02/02/09 J(part)5 9 1 . Sold 0 2 1 2 4 / 0 9 J

592 ..... TTEK Sold 05/13709 J B(part)593 Sold 07/29/09 J C(pa~)594. Sold l 1/17109! J B595. -----TMO Sold 04727/09 i K C(part)

Income Gain Co~es A = $ 1 . 0 0 0 o r l e s sV a l u e C o d ~ J ~ $ l 5 0 0 0 o r l e s . ~ K ~ $ 1 5 . 0 0 | - $ 5 0 C O O L = $ 5 0 . 0 ~ 1 - $ 1 0 0 . 0 0 0 M =$100.00l - $250.000{See Columns CI and D3) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 ,0 0 0 0 ~ $ 5 0 0 . 0 0 1 - $ I , I) ~ O . 0 0 0 P I - : $ 1 , 0 9 9 , 0 0 1 - $ 5 , 0 9 0 . 0 0 9


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FINANCIAL DISCLOSURE REPOR TPage 40 of 77 W hite , H e l e n e N . 9 / 1 3 / 2 0 1 0

VH . INVES TM ENTS a n d TRUSTS -~ NO~ income, assets, or transactions.)eportableA B. C,D e s c r i p ti o n o f A s s e ~ I n c o m e d u f i B g G ro ~ s v a l u e a t e n d Tr~saclmm during re~g ~n~(including ~t asse~) r e p o s i n g p e r i o d of ~nmg p~od

Ident~ ofexempt ~m prior ~sclosur dw., renL Code 2 M~ buy, sell,IA - H ) ormt)~ ( Q - W ) ~ ~ ...... ~ __ t~saction)

596. Sold 08/20/09 J C

597. -----T~ Sold 0102109 3( p a a )5 9 8 . Sold 0 7 / 3 0 1 0 9 J

vw o600 ..... WEC Bond Sold 08/04/09

6 0 1 ..... AP C B uy 04/09/09 J

602. B uy 08/04/09

6 0 3 B uy 12/09/09 K

6 0 4 Sold 07/07/09 J(p~)605. Sold 10/07/09 J B(part)606 Sold I0/21/09 J C( p a r t )607 ..... AAPL B uy 01/09/09 J

608 B uy 02/18/09 J

609 Sold 02/25/09 J(part)1 6 1 0 ..... B R K B B uy 01 /26/09 l

611. B uy 0 5 I I 5 / 0 9 J612 ..... IWC Sold 08/12/09 K C(part)

Income G~m Cod~ A =$1.000 o~ less B = $1,001 - $2,500 C =$2,501 - $5,000 D =15,001 - $15,000 E =$15,1~)1 - $50,000(See Colurrms B I and D4) Ic =5,50,001 - $100,000 G =$10~J,O01 - 5, l J)00.000 HI =5,1.000,0~l - $5,000,000 1t2 =More that3 $5.000.00~Value Codes J =$15,000 or ]~s K =5,15.001 - $50,000 L =5,50.001 - $100.000 M =$100,0OI - $250.~30(S~e Columns CI and O3) N =$~50,001 - $500,000 O =$500.001 - $1.000,000 PI =$1.000.00l - $5 O00,000 P2 =$5,000,001 - $25,1]00,000


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FINANCIAL DISCLOSURE REPORT N.meof P e r s o n Reporting Date of ReportPage 41 of 77 White, Helene N. 9/13/2010

NONE ~o reportable incom e, ~sets , or transact ions . )A B. C D.

Desc~ptton of Asse~ In,me dunng Gross value at end ~ Transactto~ durmg rc~ng ~tod(including m~st a~) rcpofling ~od of re~mg p~nod

(2) (0 (2) (1) (2) (3) (~1 (5)Phce"~)"afler ~ch~se l Imo u ntl T ~(~.g., Value Value T ~ e (e g ., Date ~ V alu e Gain Id~ dDoferupt di glmure Code 2~ div., ren~ Code 2 Method buy, scH, n~d~ ~ Code

613. Sold 0~17/09 K C(part)614 ..... MHS Sold 01/09/09 K

615 .....METSold 03/06~09(pa~)

616, Sold 04/03109 J

61 7 ~ld 05/12/09 J B

6 1 8 ..... UY G Sold 03/12/09{ p a r t ): 6 1 9 Sold 0 4 1 0 7 / 0 9

62 0 ..... StiPGY Sold 07/27!09( p a r t )621 ..... TEVA Buy 04/2~09

622 B uy 04/29/091

6 2 3 . B u y 08/07/09 J

62 4 Buy 10/02/09 J

625 Sold 0MI0109 J A(part)626 ..... WEC Sold 09~06109 J A(part)62 7 Sold 05/15/09 J(part)628 Sold 07129/09 J

629. -----XEL (Duphcate hne 535)

( S c C o i ~ n ~ C ~ a n d D 3 ) N = $ 2 5 0 . ~ I - ~ 5 0 0 , 0 ~ O = $ 5 0 0 0 0 1 - ~ I , ~ . ~ 0 P l = $ I . ~ , 0 0 1 - $ 5 , 0 ~ , ~ P 2 = $ 5 , ~ ) 0 , 0 0 1 - $ 2 5 , ~ 0 ~

3 Value Meted C~cs Q = Appt msal R ~ost (Real ~atc Only~ S ~ssment ~ =Cash M~ket


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N a m e o f P e r s o n R e p o r t i n g D a t e o f ReportFINANCIAL DISCLOSURE REPORT[ W hite , He erie N.age 42 of 77 9 / 1 3 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i , , . . . . . . t,,e, a " . . . . . t ions (Includes these of sp . . . . . . d dependent children; seepp. 34-60 of f i l ing instructions.)[~] NONE (No reportab le income, assets , or transact ions . )

A B C. DD e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u n n g r e p o s i n g p e r i o d( m c l u d m g t ru s t a s s e ~ ) r e p o r h n g p e r i o d , o f r e p o r t i n g p e r i o d

P l a c e " ( X ) " a f r o " e a c h a s s e t AmountI T y p e ( c . g , Value Value T y p e ( c g , D a t e Value G a i n l d e n t t t y o fe x e m p t f ro m p r io r d ~ s c l o s u r e C o d e I d ~ v , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / dd /y y C o d e 2 C o d e I ] buyer/seller( A - H ) o r m t ) ( J - P ) C od e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( f f p r i v a t e( Q - W ) _ _ t r a n s a e n o n )

630. -----FHLM C631. -----GILLETTE Co Bonds Sold 08/04/09 K632. -----WEC B ond Sold 08/04/09 K633 ..... D~s Bond Sold 08/04/09 K634. -----EMR B ond Sold 08/04/09 K635. ----IBM B ond Sold 08/04/09 K636. ----AT&T note Sold 08/04/09 K637. -----FL Pwr It Bond Sold 08/04/09 K638. -----Boeing Note Sold 08/04/09 K639. -----WF Note Sold 08/04/09 K640 ..... BOA Note Sold 08/04/09 K641. -----WWJ Note Sold 08/04/09 K642. -----GECP Bo nd Sold 0 8 / 0 4 1 0 9 K

: 643. -----KB LY CLK Nole Sold 08/04/09 K644. -----K OA Sold 08/04/09 K

645. -----US Treas Notes Sold 08/05/09 L(part)646 ..... Abbott B uy 04/I 5/09 J

Income Gala Codes A :$1,000 or less B --$1,001 - $2,500 C =$2.501 - $5,009 D =$5,001 - $15,00~ E =$15,001 - $ 50.000(Se e C olum ns B 1 an d D4 ) F =$ 50,0 OI - $1 00.0 00 G =$100.001 - $1.000.000 It I ~$1 000.1KII - $5,000.000 112 =More lh~a

{ Se~ Columns CI and D3) N ~$250,001 - $500.000 O =$500.001 "- $1.000,000 Pl =$1.000.001 - ~5,009,009 P2 =$5.000.001 - $25.1~0,000I )3 =$25. (~ O , 09 1 - $50 , 000. 000 P4 =More ea~ $50 , 000 , 00{ }{See Colunm C2) U =Bo o k Va lue V ~ O i b e r W = En l m n~e d


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FINANCIAL DISCLOSURE REPORT N a m e o f Person Reporting D a t e o f R e p o r tPage 43 of 77 W h i te , H e le n e N . 9/13 /2010

V I I . I N V E S T M E N T S a n d T R U S T S - i ,~o .~ . vo /~ , , ,o . soe~o~ a , dud ,s thos~ o~o ~ ~ ~, ~,~.: ~ ~. ~0 oy,~i.g i .~.~,~.~NONE ~o reportable income, assets, or tra~actions.)

A B C. l DD e s c n p t m n o f A s s e t s In.me dunng G r o s s v a l ue a ~ e n d ] Transac~ons dunng ~e~ng ~r~od(including ~st ~) re,grog ~n~ of re~mg penod ~0) ~ (2) (0 < 2 ) ~ (0 (2) (3) (~) ( 5 )P l a c e " ( X ) " a f te r ~ c h ~ s l ~ounl [ T~ (g., Value Value i; T~ (e g., ~t Value G a i n Ident~ of~empt ~om prmr d~sclo~re Code 1 I div, real C o d e 2 M e t h o d b~, sell, ~ C o d e 2 C o d e 1 buyer/seller(A-~ o r m r ) ( J - P ) C o d e 3 red~ption) ( J - P ) ( A - H ) ( f f p n v a ~ e: ( Q - W ) ~ ~sacUon)

~7 B uy ~/20/09 J

648 Sold 07/28/09 J A(parO649 ..... Affihated Computer B uy 05/22/09 K

650 B o y 06/03/09 J

6 5 1 Sold I 1 / 0 3 / 0 9 K B( p a r t )652. Sold 11/16/09 K C( p a r t )653 .....AGL Res lnc B u y 01/08/09 J654 Sold 07/30/09 J A

655 ..... AMGN B uy 0 4 1 2 9 1 0 9 J

656 B uy 07/30/09 J

657 B uy 0 9 1 2 3 1 0 9 J

658. -----APOL B uy 05/I 5/09 J

659 B uy 07/30/09 J

660 B uy 09/28/09 J

661 .....AVAGO B u y 10/21/09 K

662 ..... CA G B uy 01/28/09 J6 6 3 B uy 1 2 1 2 4 1 0 9 J

Income Gain Codes- A =$1,000 or le~s B =$1,001 . $2.51]O C =$2.501 - $5.000 D ---$5.001 - $15.000 E--S15.0OI- $50,000(See Columns B I and D4) F =$50,001 - $100,000 G -~100,001 - $1,000.000 HI =$1.000,001 - $5.000.000 H2 =Mo re than $5.000 000value Codes J =$15.000 or less K =$15,001 - $50.000 L -$50.001 - $100.000 M =$100.001 - $250.000( S e e C o l u m n s C I a n d D 3 ) N = $ 2 5 0 . 0 0 1 - $ . ~ 0 0 ,0 0 0 O = $ 5 0 0 . 0 0 1 - $ 1 0 0 0 . 0 0 0 P l = $ 1 . 0 0 0 0 0 1 - $ 5 , 0 0 0 , 0 0 0 P 2 = $ 5 . 0 0 0 . 0 0 1 - $ 2 5 . 0 0 0 , 0 0 0P3 =$25,000.00! - $50,000.000 p4 =More than $50.000,000V a l u e M e t h o d C o d e s Q = A p p r a is a l R = C o s l ( R e a l I L ~ u a te O n l y } S = A s s e s s m e n t 3 : = C a s h M a r k e t( S e e C o lu m n C 2 ) O = B o o k V a l u e V - - O ~ h ~ W = E s t im a t e d


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FINANCIAL DISCLOSURE REPOR T [ Name of Person Reporting Date of ReportPage 44 of 77 I w,VII. INVESTMENTS an d TRUSTS - i ........ ~ , , , t r .....t ions ( l , ,dudes those of sp . . . . . .d del~endent ch i ld ren; s e e p p . 3 4 - 6 0 o f f i n n g i n s t ru c t io n s . )

[~ N O N E (N o re p o r t ab l e in co m e , a s se t s , o r t ran sac t i o n s . )A. B C D

Descnplton orAssets Income dunng Gross value at end Transactions during reportmg periodOncludmg frost assets) , reporting period of reporhng period

(]) (2) ( I ) (2) [ (3) (4} ( 5 )I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t Am o u n t T y p e ( e g , Value Value T y p e ( e . g , Date Va]ne (3am I d e n t i t y o f

exempl fromprior disclosure Code I d ) v , rent, Code 2 Method buy, sell, mnddd/yy Code 2 Code 1 buyer/seller(A-H) or rot) (J-P) Code 3 redemption) I (JP) (A-H) 0fpnvate( Q -W ) ~, I1 t r a n s a c t i o n )

664, Sold 07/07/09 J A( p a r t )665. ----FMC B uy 05/11/096 6 6 B u y 07/30/09 J

667. B u y 08/27/09 K

668. B uy 11/09/09 J

669. S o l d 10/06/09 J C(pan)670. - - - - - C P O B u y 10/29/09 K6 7 1 B u y I I/03 /09 J

6 7 2 . -----Devon Energy B uy 12/07/09 K

6 7 3 . B uy 12/21/09 J

6 7 4 . ----Devry B uy 1 0 1 1 5 1 0 9 K

675 ..... IB M B uy 01/09/09 K

6 7 6 B u y 04/27/09 J677 ..... MM C B uy 0 1 / 2 1 / 0 9 J

678 B uy 02/I 1/09 J

679 S o l d 05/06/09 K680 ..... MC D B uy 05/13/09 J

Income Gain Codes A=$1 000 or less B-~I,001 -$2 ,500 C =$2,501 - 55,000 D =$5,001-515,000 E =515,001 - $50.000(See Coh~mns B I and D4 ) F =$ 50,001 - 5100.000 1 3 = $ 1 00 .0 01 - $ 1 ,0 ~0 ,0 00 H 1 = $ 1 ,0 0~ ,0 01 - 5 5. 00 0, 0~ 1 H2 =More thanValue Code~ J ~$15,000 ot less K -$15.001 - $50,000 L =$50,001 - $100,000 M =$100,O01 - 5250,000{See Columns C I and D3) N ~$250,001 - $500,000 O =$500.001 - $1.00~),000 Pl =$1,00O.00l - $5,000,000 P2 =25,000,001 - $25.000,000

P3 =$25.000.001 - $50,000.000 P4 =Mote than $50,000.000Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessmenl T --Cash Market(See Column C2) U rB ook Vn lue V , :Olho W =Esttma~ted


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FINANCIAL DISCLOSURE REPOR T i s~ e o ~ r ~ o ~ a ~ p o ~ t ~ . ~ D a t e o f R e p o r tPage 45 of 77 W h i te , i t e le n e N . 9 / 1 3 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i n o ~ , ~ ~ e l ~ , , ~ n . ,a a i o , , a n a u d ~ , h o s e o l s P . . . . . d dependent ch ildren; see p p . 3 4 - 6 0 of filing instrucaang)N O N E (No reportable income, assets, or transactions.)

A i ~ ! c DDescription of Asset:~ [ Income during Gross value at cad Transactions dunng reportlug period(including trust assets) I reporting imnod i of reporting period,~" O ) ( 2 ) ~) (2) O) (2) (3) [ ~4) [ (5 )Place "(X)" afxer each asset t[.Amount Typ~ (e.g. Value Value "l"ype (e g, [ Da~e Value [ Gain] Identtry ofexempt fiom prior d~sclosttre i Code I div., rent, Code 2 Method buy, sell, i mm;dddyy Code 2 Code I buyer/selleri (A-H} ormt.) (J-P) Code3 redemption) i U-P) (A-H} ! (ffpnvate

[ (Q-W) Ii t t ......ron)

681 B uy 07/30/09 J

682 B uy 09/28/09 K

683 .... M H P B uy 11/16/09 K

684 .....N E B uy 11/13!09 K

685 B uy l 1/27/09 J

686 .....NBL B uy 01/02:09 J

687. B uy 08/04/09 J

6 8 8 B uy 08/07/09 J

689 ..... NTRS B uy 08/26/09 K6 9 0 . Sold I 0 / 2 6 / 0 9 K

6 9 1 ..... PEP B uy 05/04/09 K6 9 2 . -----DBA B uy I 0 t 2 6 / 0 9 K

6 9 3 ..... PG B uy 04,28/09 J

6 9 4 . Sold 07/30/09 J( p a r t )695. -----RGA B u 3 03i03/09 J

~ 9 6 . B uy 07/31/09 J6 9 7 Sold I 0 , r 2 9 / 0 9 K( p a r t )

I Income Gain Cod~s A =$1 000 or I~ss B =$1,001 - $2,500 C =$2.501. $5.000 O -~5,0~11 - $15.000 E ~$15.001 - $50.000(See Columnt B I and 04) F =$50.001 - $10~ ,000 G =$10It,001 - $1,000,O00 HI =$1.000.001 - $ 5 0 ~O .0 00 H 2 =M or e th an $5 ,0 00 .00 0

2. Value Codes d =$15,000 or 1~ K =$15.001 - ~50,01X) L =$50,001 - $100,000 M =$100 0OI - $250,000(S~e Co|urnB~ C I and D3) N =$250,001 - $500 000 O =$500.001 - $1,D~0,000 P I = $ l. 00 1 1. 00 l - $5 ,0 00 ,0 0 0 P 2 = 15 00 0. 00 1 - $2 5 0 00 ,0 00

P3 =$25 000,0Ol - $50,000,000 p4 =More ~aa $50] V al~Method Codes Q ~Appt,~sal R =Cosl (R ea l Eat~te On ly) S =A ssessm en t "~ =Cash Market

(See Column C2) U =B ook V alue V =Other W =Egttmated


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Name of Person Reporflmg Date of ReportFINANCIAL DISCLOSURE REPORT Iage 46 of 77 W h i t e , n e ~ e , , ~ N . 9 / 1 3 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . o , value, t ...... tiont (Includes those of sp ...... d dependent children; seepp. 34-60 of f!ling instruclions,)

N O N E ( N o reportable income, assets , or t ransact ions .)Description of Asset~ I Income dunng , Gross value at end Transactions danng reporting period(including trust assets) [ reporting period of reporting period

Place "(X )" after each asset [ Amount Type (e g., Value[ Value Type (e g, I Date Value Gain Identity ofexempt from prior disclosure I Code 1 d~v,, rent, Method , .Code 2 I buy, sell, [ mm/dd/.vy Code 2 Code l buyer/seller

I i i (Q-W)__ ,[ tran~cUon)

698. ----S.IM Buy 06/23/09 K

699. B u y 08/06/09 J700 ..... SPDR GLD B uy 02/12/09 J701 ..... TYC B uy 05/I 1/09 J702 ..... US B B uy 0 1 t 2 6 1 0 9 K703. B uy 04/08/09 J704. Sold 08/20/09 K D705 .... WM T B uy 0 5 1 1 5 1 0 9 K7 0 6 . B uy 0 9 1 2 3 1 0 9 J707. W-R Faro. Foundahon, Dir E Int./Div. PI T7 0 8 ..... US Treas cas res insll

709 ..... AI G7 1 0 . -----AMGN

7 1 1 . -----BRK B

712. - - -- - X O M

713. -----GE7 1 4 . --J-fAR

~ (~ Colu~s CI and D3) N =$250.~1 - [5~.~ 0 =g~.001 - $1.0~,0~ PI =SI.~.001 - $5,0~,~ P2 ~S5,~0,~1 - $25.~0,~


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F INANCIAL DISCLOSURE REP ORT ] N a m e o f P ..... R e p o r t i n g D a t e o f R e p o r tPage 47 of 77

I W h i t e , i t e le n e N .9/13/20t0

VII. INV ESTMENTS and TRUSTS -NONE ~o reportable income, ~sets, or transaction.)

A B C. ; DDescnptmn of AsseB Income dunng G ross va~e al end ~ T~nsacUons during ;c~nm g period

(including ~ st as~S) ~mg period ofr~mg p~fiodPIa~"(X)" after ~eh ~set ~ount T~e (e g, V alue V alue T~e (e_g, Date ~ Value ] G ain ~ Idenh~ of

~emptfrompnord~clomre Codel div.,r~ Code2 Metho~ I buy, selk I~d~t~I Code2 ICodel ~ buyer/seller(A-H) or ml) (J-P) Code 3 redemption) ~ (J-P) Y(A-~ (i fp~vatej Q-W) [ ] t ~ ~sactloa)

715. -----~TC

716 .... MH S

717 ..... M P , X

718 ..... PFE

7 1 9 . -----TXN

7 2 0 . -----VZ

7 2 1 . ----WFC722 ..... T L T

723 ..... IEF

7 2 4 . -----SHY

7 2 5 Brok erage Account #I0 G Int./Div. P2 T

726 ..... Avlsta Corp B uy 03/04/09 L7 2 7 B uy 0 3 / 1 6 1 0 9 J

7 2 8 B uy 04/07/09 L729. Sold 09/17/09 L E

(pail)730 Sold 0 9/17/09 K D( p ~ )731. Sold 09/17/09 M E

Ineom Gain Codes A =$ 1.000 or less B =5 I,O01 - $2.500 C ~$2,501 - $5 000 D --$5.001 - $ I 5,000 E ~$ I 5,0OI - $50,000(See Colunms BI and D4) F -$50,001 - $100.000 G --$100,001 - $1.000,fl00 HI =$l,000.00l - $5.000,000 142 ~More than $5,000.0~t)V alu~ Codes J =$15.000 oi" k~s K =$15,001 * $50,000 L =$50,0O I - $100,000 M =$I00.DOI - $250.000(ge~ Columns C I nod D3} N =~250,001 - $500,000 O =$500,001 - {1,000,000 P1 -={;.000 001 - $5,000.000 P2 -{5 0 0 0 , 0 0 1 - $ 2 5 . 0 0 0 , 0 0 0P3 ~$25,000 001 - $50 000 000 P4 =Mole than $50.000.000V alue Method Codes Q ~Appra,sal R =Coal (Real Estate Only) S =Assessment T =Cash Market(See Colum~ C2~ II -Book Value V ~Other W =Estlmaled


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Iame of Person Reporting Date of Repor~FINANCIAL DISCLOSURE R EPORTIPage 48 of 77 w h . e , n e l e n e N .

9 / 1 3 1 2 0 1 0

~ NO~ ~o reportable income, ~sets, or transactions.)Desertion of As~ Income d~ng Gross value at end ~ Tmnsactm~ dung re~g ~d~

r (mcl~mg ~st asse~) ~ng ~n~ [ of~poning period ~ ~[ ~ O) (~) ~) ~ (~) ] (~) (3) (~ 1 ~ )P]ace"(~" after ~h ~set ~nt T~e (c g., . Value i Value [ T~e (eg., .[ Da~ Value] Gain ldenti~,of ~;

I ~empt from prim di~l~ure Code I d~v. real Code 2 Me~od buy. sell, ~ md~ Code 2 Code l buyer/seller [

[ ~ (A-H)ormt) [ (J-P, , Co~3 . redempt,on ~ (J-P) (A-H) (,fpriva,c (Q.~ . rr~sacr~on) ~

732. ----Smucker B uy 05/I 5~9 M

7 3 3 . Sold 08/07/09 M E

734 .... Abbott t,aboratones B uy 1 0 / I 5 / 0 9 L

735 ..... American WTR WKS CO lnc New Con B uy 07/14/09 L

736. -----Ash Grove Cem Co B uy 05/12/09 J

7 3 7 B uy 05/15/09 K

7 3 8 . B uy 05/27/09 L

7 3 9 B uy 0 9 1 1 0 / 0 9 K

7 4 0 . ----Berkshire Hathaway Inc DI CL A Fml~ B uy 0 3 / 0 4 1 0 9 LCommon7 4 1 . B uy 07/24/09 L

742 ..... Boswell JG CO Corn B uy 0 5 0 9 1 0 9 M

743 ..... BP PLC A.DR B uy 0 4 , 2 8 1 0 9 K

7 4 4 . B uy 07/24/09 L

745 ..... Bristol Myers Sqmbb B uy 10/15/09 K

746 ..... Central I, ntral ILL Lt Co PFD B uy 11/30/09 L

747. ----Coca Cola Co B uy :03/04/09 K7 4 8 B uy 05/06/09 K


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FINANCIAL DISCLOSURE REPOR T N ~ , , o f r e r s o . R e ~ . s , g t ~ t e o f R e p o , ~Page 49 of 77 W hite , H e l e n N . 9 / 1 3 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i ~ o ~ , ~ . . l~ , , , .~ o ~ o ~ a ~ t ~ a ~ , ~ , o ~ o o / n , . . .. . , a ~ e ~ . ~ ~ i t ~ , - ~ ~ p . ~ - ~ o o / , ~ ~ ~ t r ~ o . ~ .N O N E ( N o reportable income, assets , or t ransact ions .)

A. B. C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u n n g [ G r o s s v a l u e a t e n d T r a n s a c n o n s d u r i n g r e p o r t i n g p e r i o d

( i n c ] o d ~ n g t r u s t a s s e t s ) I reporting I ~ n o d Iio f r e p o r ~ t n g p e r i o dP l a c e " ( X ~ " a f t e r e a c h a s s e ~ Amount Type (e g, " v a l u e Value T y p e ( e g , Date i Value G a i n I d e n t i t y o f

e x e m p t fr o m p r i o r d i s c l o s u r e Code 1 [ d i v , r e n t , [ C o d e 2 M e t h o d b u y , s e l l , I m m / d d/ y y [ C o d e 2 C o d e I b u y e r / s e l l e ri [A-H) [ o r m t ) ( l - P ) [ C o d e 3 r e d e m p t io n ) : ( J - P ) i (A-H) 0fpnvalet r a n s a c t i o n )

7 4 9 ..... Conocophflhps B uy 07/14!09 L7 5 0 . -----Elpaso P~pehne Partners LP Corn Unit B uy 03/04/09 MLT D7 5 1 ..... Enterprise Produc~s PPTNS LP B uy 0 3 / 0 4 1 0 9 M

7 5 2 . -----Federated Investors Inc CL B B uy 12/10/09 M

7 5 3 . -----F~rstNall BK AIo.ska B uy 03/13/09 L

7 5 4 B uy 07~8;09 K7 5 5 B uy 09/17/09 K756 ..... Johnson & Johnson B uy 0 3 1 0 4 1 0 9 K

7 5 7 B uy 05/06/09 L758 ..... K~mberly Clark Corp B uy 04/28/09 K

7 5 9 . B uy 05/06/09 L

760 ..... Kraft Foods Inc CL A B uy 0 3 1 1 6 / 0 9 L :7 6 1 . B uy I M / 0 7 1 0 9 L

762 ..... L~|ly Eh & Co B uy 10/15/09 L

7 6 3 ..... M & T B ank Corp B uy 09/I 1/09 M

7 6 4 . -----Merck & Co lne New Comm N/C B uy 10/15/09 K7 6 5 ..... M ~ c r o s o f ~ C o r p B uy 03/04/09 K

I C~s CI and DJ) N =$250 ~ 1 - $500,0~ O =~5~.~1 - $1,~ 0~ Pl :gl.~0,~l - g5,0~.~ P2 =$5,~.~1. $25 ~0,~~ P3 =$25.~,~1 - ~50.0~,~0 P4 =More ~ $50,~0 ~


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FINANCIAL DISCLOSURE REPORT ~ a ~ o ~ V ~ , s o ~ a ~ p * , ~ ] D a t o f R e p o r tPage 50 of 77 W h | te , H e l e n e N . ] 9 / 1 3 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i.co~, ~.~., tr .... ao.. (Includes those of S p O u S e a nd dependent ch ildren; see p p . 3 4 - 6 0 of f i l lng i

helene n white financial disclosure report for 2009

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