jeffrey s sutton financial disclosure report for 2009

8/3/2019 Jeffrey S Sutton Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/jeffrey-s-sutton-financial-disclosure-report-for-2009 1/8

I . ~ o 1 0 FINANCIAL DISCLOSURE REPORT n ~ p o , . t R e q l ~ f i ’e d ~ v t h < , E t h i c si~ Governme,t .4el ~’19 78

R e ~ , . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 ts u.xc. o/v,..+~" m ~ - ~ O

I. I’ers~n Reporting (I~st nam e, first, middle initial) 2. C~;urt or Organlzalion 3. Date o[ Report

Sutlo~. Jel]?ey S. S~xth Circuit Co~t of Appeals 05112/2010

4. Title (A~icle III j;~dgcs indi~te active or senior statu~: 5a . Report Type (check apprt~pfia l¢ ~e) ; 6. R~porting P~riod

magisl~are judge~ indicate full- ~r pad-time)

~ Nominafim~. Date 01/(11121~9

L.:.g. Circuit Judge~ [nitiat ~ A ..... I ~ Final to

1213112009

5b. ~ Amend~ I~e~rt

7. Chambers or Office Address 8. On the baxi~ of the information contained in this Report and anymodificu~ions perl=ining thereto, it is. i=t my opinion , in t.ompliance

85 Mar~otli Boulevard ~vJlh applicable law~ and regulalioll~.

Columbus. OFt 43215

Reviewing O[ficer Dare

I M P O R T A N T N O T E S : rt, e i,~strut’tion~ acco,npa,tylng this form mu.~t be followed. Com plete alt part~,

checking the NO NE boa’Jbr each part where yau havem ; reportable b,Jbrntation. S~gn on lust page.

1 . P O S I T I O N S . t~e.~,~,,~i.ai~,i,t,,.t.,,~:s~.t,..

[~ NONE ( /~) r~Tortablepositions.)

POSITION NAME OF ORGAN I~ATIONIF~NTIT¥

I. Adjunct Faculty The Ohio Slate IJmversity College t~l’Law

3.

4.

5.

I 1 . A G R E E M E N T S . (fleporti,,g i,,,lividnt, l t,,,I.I,; ~ee l,t,. 14-1¢t ,~]fili,,g in~trt,,’ti,,n,.)

N O N E

P A R T I E S A N D T E R M S

1. 1995 Ohio Public Emplo>ee’s Retirement System; vested retiremem accoum.

2 . 1 997 Ohio Slate Teacher’s Retirement System; vesled retiremem accmmt.



[Namef P e r s o n R e p ~ r t in ~ D a r e o f R e p o r !FINANCIAl. DISCLOSURE REPORT

of 8 Sutton, Jeffrey. S . 0 5 / 1 2 / 2 0 1 0

I lL N O N - IN V E S T M E N T I N C O M E . tR e V , , , , i ,, ~ iudividuol and ~’1 .... ... ; . t e e p p . 1 7 - 2 4 o [ f i l iu g i n s t r u c t i o n s . )

A. Filer’s Non-Investment Income

NONE ~ro reportable non-investment income.)

D A T E SOURCF~ AND TYPE I N C O M E _{yours, not spouse’s)

I. 2009 The Ohio Slate U niversity College of La,.v $26.550.00

B. Spouse’s Non-lnveslment Income - qy,,u were murried durh*A , an),portion of the reportittg )’eur. o~mph’te thi.s section.

(Dolhtr am~,ut~t ~tol t ~qtdt’t’d ~XCeDt.fi~r honor.trio.)

~ N ONE (No reportable non-investntent income.)

DATE SOURCE AND TYPE

1 . 2 0 0 9 ]he Columbus Academy - teacher

D NONE (No reportable reimbmsements.)

SOURCE D A T E ~ LOCATION P U R P O S E I T EM S p~ID OR P[~,OVIDED

I, George W ashington 1/22-23/09 Washington, DC M o rn C ou t! C om pe ti ti on . T mn sp or ta ti om M e at s, R oo mUniversity

2. University of Texas at Austin 1123-24/09 Austin, TX Participate in event. Transportations, Meals, Room

3. Texas "Fech University School 2/4-5/09 Lubbock, TX Speech at Texas rech. T~-anspottation, Meals, Roo mof Law

4. Comell Law Schoo] 2/20-22/09 Ithaca, NY M o ot Co ur t C om pe ti ti or L T ra ns po rt at io n, M ea ls . R oo m

5. American Hankruptcy 3 / 1 4 - 1 7 / ( } 9 New Y ork, NY Moot Court Competition. Transporlation, Meals, Roominstitule

6. University of Notre Dame 3/19-21/09 Noue Dame, IN Speech at Notre Dame. Transportation, Meals, Room



i ~ r n e o r " P e r s o n Reporlin~ D s t e o f R r p o r !FINANCIAl, DISCLOSURE REPORT

of 8 S ~ , o n , J em e V . S .

7. University of Michigan Law 4 / 1 - 2 . / 0 9 Ann Arbor, MI M oot Court Compelilion. Trnnsporlation, Meals, Room

School

8. University of V irginia 4/3-5i09 Charlottesville, VA Moot Court Competilion. Tvansp~rta~io~, M eals, Roon~

9 . The Federalist Society 4/7-8/09 Ckicago, IL Speech at U niversity of "fra~spor~ation, Meals, RoomChicago.

Brigham Young University 4/23-25/09 Pmvo, UT Speech at Brigham Young T~-ansportation, Meals, RoomUniversi~.

1 I . National Association of I ) f i / l 6 - 1 7 / 0 9 Colorado Springs, CO P arlic ipate in event. T rartspo~ tation, M eals, RoomAttorneys General

12 . American Constitution 6i18-19/09 Washin~10n, DC P ar tic ipa te in e ven t. T rans po rta tio n, M eals, R oo mSociety l’or Law and Policy

13 . The Federali~,t Society 11/12-12 /09 Washington. DC Pa~icipate in event. "Fmnspo~tation. Meals, Room



FINANCIAL DISCLOSURE REPORT

[ N ....

fP ..... R ~ p o r , l n g D a t e o f R e p o r !

of 8 s u u o n , J e f f re y S. 0 5 1 1 2 1 2 0 1 0

V . G I F T S . a,wtuae.~ t~mse to s~ou,~ a.a depenae.t chiCa~en: ~e~l,p. :,~-3 1

NONE CVo reportable g~s.)

~ DESCRIPTION

2.

3.

5 .

V I . L I A B I L I T I E S . a , , c ; , , a , , . ~ , ; . . . . . . ¢ ~ ......... ~ depc,,tlent ,’hihlrc,,; set’pp. 32 -3.t of filing

NONE OVo r~ortoble liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT

of 8 S u t t o n , J e f f r e y S . 0 5 ! 1 2 ! 2 0 1 0

VII. I N V E S T M E N T S a n d T R U S T S - i . . . . . . . . . . . . . ~.~,,

~ NONE (No reportable income, assets, or transactions.)

A. B. C. D.

D c s c r J p l i o n o f A s s c l s [ Income dugng G r o ~ s v a l u e a l c , d m T r a n ~ a c l i o n ~ d u r i n g r e p o r ti n g ~ r i o d

( h ~ c l u d m g t m ~ t a s s c ~ ) r c p o ~ a ln g p e r io d o f r c p o r t i ~ g

I (I) 1 2 ) (I ) (2 ) : (~ I ( 2 ) ( 3 ) 1 ~ ) (5 )

I~ d c I C~C 2 Mcth~ b u y . s e l l ,

[ m u ~ ’ d d ! ~ [ C o d e 2 ~ C o d e }b u y e r / s e l l e r

j (A-H) o r i n t . ) f l - P ) C~e 3 r e d e m p t i o n ) / U-P) ( A - H } ( i f p r i v a t e

I. Chase checking account A Interest J T

2. Fidelily cash reserves account A Interesl J T

3. Ohio defeFred comp plan/S&P 500 Index A Dividend K T

4. Ohio deferred cornp plan - Bond Ftmd A I n t e r e s t J T

5. Fideltly hwestment Grade Bond Fund (IRA) A Interesl J T

6. Fideli|y Cash Reserves Mutual Fund (IRA} A I n t e r e s t J T

7. Fidelity Select tiealth Cm~ Mutual Fund A Dividend K TlIRA)

g. Fidelily Sp~rlltrl 5 0 0 I n d e x M u t u a l F u n d A Dividend K T(IRA)

9. Fidelity Strategic Bond Ftm d (IRA) A Imerest J T

lO . Fidelily Cash Reserve.,, Mutual Fund (IRA) A l m e ~ e s ! J T

I 1 ~ Fidelhy Magellan Ivlutual Fund (IRA} A Dividend J 1 "

1 2 . Fidelity Overseas M utual Fund (IRA) A Di,,idcnd .I T

1 3. Fidelity B lue Chip MutnaI Fund A Drddend I T

1 4. Fide[lly Growth & Income Mutual Fund A Dividend J T

1 5 . Vanguard Ohio Tax-E:,.empt Money Market ! 13 Interest K TFund

1 6 . Vanguard S&P 500 Index Ftmd (1~) ~ Dividend M T

17. llousehold Finance Corpora6on bonds A Inlerest K 1 "

(See Columns CI and D3) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 0 0 0 = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 PI "51,000.,001 - $5,L"~,000 P 2 = . ’ $ 5 . 0 0 0 . 0 0 1 - $ 2 5 . 0 0 0 , 0 ~ J



FINANCIAl, DISCLOSURE REP ORT.x .... fP .....Reporting Da|eofRepar,

[

of 8 s . tt o n , J e f f r e y S . 0 S / ~ ~ ’ : 0 ~ 0

~N ONE (No reportable income, a~sets, or transacti~n~.)

A. i B C. D.

Descnpliun of Asscls Incon~e during G ~ o s s

(including in,st asse~ ~ rept~ing F, eriod

Place "(X )" alicr each asset T y p l c 2 ~ e . g . . %’ahte

[

V[duc , Tyt~ (c g.. ~ Date Valtle Gain Identity of

exempt l~um prior disclos~e [ Ct,dc I div.,rc~t. Code 2 Met~~

buy. selL m n~’dd,’yy Code 2 C~e I buyer/seller

1 8. Vanguard S&P 500 Index Fund B Dividend M T

19..Admiral Treasub’ Money Markel C I n t e r e s t M T

20 . TIA~CREF Retirement Plan A lnLtDiv. K T

See Co umn~ C aud D3) N = $ 2 5 0 , 0 0 1 - $ 5 00 , 0 0 0 O = $ 5 0 0 ,0 0 1 - S 1 . 0 : ~ , 0 0 O P I = $ 1 .0 0 0 , 0 0 1 - S L 00 0 ,0 0 0



FINANCIAL DISCLOSURE REPORT ~ .....~,. .....,~or,,.~ I ~=,~o,.~pIIage 7 of 8 Sutton,Jeffrey S. 05/12/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part Vll. Investments and Trusts

Items 17 through 20 ~e part ~)|’a trust.



FINANCIAL DISCLOSURE REPORT ~ N .... f P ...... R t ’ p a r l i n g D a , e o f R e p o r t

of 8 S u t t o n , J e f f r e y S . 0 5 / 1 2 / 2 0 1 0

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor o r dependent children, if any) isaccurate, true, and complete to the best of my know ledge and belief, and that any informalion nut reported was w ithheld because It met applicable statutoryprovisions permitting nan-disclosure.

I further certify thai" earned income from outside employment and honoraria and the acceptance of g ifts which have been reporled are incompliance w ith the provisions of 5 U .S.C. app. § 501 ct. seq., 5 U .S,C. § 7353. and Judicial Conference regulations.

NOT E : A NY IND IVID I_A L ’I IOK ~ O\VINGLY A ND \VILF LLLY F A LS IF IES ORF A IL , ’, ,;T OF ILET H IS REP ORT M A VB ES U B J EC T T OC IVl l ,AND CR IMINAL SANCT IONS (5 U.S.C. app. § 104)

F I L IN G I N ST R U C T I O N S

Mail signed original and 3 additional copies to:

Connnittee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301One Columbus Circle,

Washington, D.C. 20544

jeffrey s sutton financial disclosure report for 2009

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