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EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
ECHO_SUB_742509_PREV20_EPICURO
BEST PRACTICES ANALYSIS
Date: February 2018
Version: Final
Responsible Partner: European University Cyprus
Task: B
Activity: B.1
Availability: Public
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Sommario
BEST PRACTICES ANALYSIS ................................................................................................................. 1
1 DEFINITION OF RESILIENCE ....................................................................................... 4
2 THE GLOBAL TARGETS OF THE SENDAI FRAMEWORK FOR DISASTER RISK REDUCTION 2015-2030 ............................................................................................. 6
3 DEVELOPMENT OF THE CITIES’ RESILIENCE FRAMEWORK............................ 7
3.1 Analysis of existing resilience frameworks ...................................................................7
3.1.1 National Infrastructure System Model family (NISMOD) ............................................ 7
3.1.2 The model of area-picture of potential threats from/to CI in the Baltic Sea
Region .......................................................................................................................................................... 8
3.1.3 UNISDR Disaster Resilience Scorecard for Cities ........................................................... 9
3.1.4 I2UD’s Climate Change Adaptation and Resiliency Framework .............................. 11
3.1.5 Vulnerability to Resilience (V2R) Framework ................................................................ 12
3.1.6 The Climate Resilience Framework .................................................................................... 13
3.1.7 DFID’s resilience framework ................................................................................................. 14
3.1.8 The City Resilience Framework ........................................................................................... 15
3.1.9 City Strength Diagnostic: Resilient Cities Programme ............................................... 16
3.1.10 Singapore’s Adaptation Approach .................................................................................. 17
3.1.11 The PEOPLES Resilience Framework ............................................................................. 18
3.1.12 Gibson and Tarrant (2010) on various conceptual models on organisational
resilience ................................................................................................................................................... 19
3.1.13 Comparative analysis of Resilience Frameworks ........................................................................ 22
3.1.14 Synthesis ..................................................................................................................................... 25
3.2 Two factors influencing resilience at any framework ............................................ 26
3.2.1 Nature of interdependency among infrastructures ......................................................................... 26
3.2.2 Climate change ................................................................................................................................ 26
3.3 Cities’ resilience: sources of good practices ............................................................. 28
3.4 General .................................................................................................................................... 29
3.5 Projects .................................................................................................................................... 30
3.6 Early warning systems ....................................................................................................... 30
3.7 Urban heat islands .............................................................................................................. 31
3.8 Sustainable drainage system .......................................................................................... 31
3.9 Best practices identified within Epicuro project ....................................................... 32
3.10 Conclusions ............................................................................................................................ 37
3.11 Technology in good practices .......................................................................................... 38
3.12 People centred approach for (procedures to) success .......................................... 39
3.13 Steps forward ........................................................................................................................ 40
4 BIBLIOGRAPHY - REFERENCES ................................................................................. 43
5 ANNEX EPICURO PARTNERS’ BEST PRACTICES ANALYSIS .......................... 48
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
5.1 Good practices description format ................................................................................ 48
5.2 Best practices presentation ............................................................................................. 50
5.3 Alba Iulia Municipality ........................................................................................................ 51
5.4 EPC ............................................................................................................................................ 66
5.5 Town & Country Planning Association ......................................................................... 78
5.6 EKODOMA ............................................................................................................................... 95
5.7 City of Skopje ...................................................................................................................... 111
5.8 City of Vejle.......................................................................................................................... 124
5.9 Municipality of Vicenza .................................................................................................... 135
5.10 Province of Potenza........................................................................................................... 142
5.11 Salaspils ................................................................................................................................ 156
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
1 Definition of resilience
Definitions of resilience Author
The ability of a system, community or society
exposed to hazards to resist, absorb,
accommodate, adapt to, transform and recover
from the effects of a hazard in a timely and
efficient manner, including through the
preservation and restoration of its essential basic
structures and functions through risk
management.
UNISDR, 2009
Capacity to anticipate, prepare for, respond to
and recover from the effects of hazards with
minimum damage to the social-wellbeing, the
economy and environment
US EPA
Capacity of a community, its members and the
systems that facilitate its normal activities to
adapt in ways that maintain functional
relationships in the presence of significant
disturbances.
Paton, 2007
Resilience refers to three conditions that enable
social or ecological system to bounce back after a
shock. The conditions are: ability to self-organize,
ability to buffer disturbance and capacity for
learning and adapting
Levina and Tirpak, 2006
E.Tompkins et al. 2005 from
Levina
The ability of a system to recover from the effect
of an extreme load that may have caused harm.
UKCIP, 2003
Ability to prevent, withstand, recover from and
learn from the impacts of extreme weather
hazards.
Hallet, 2013
The amount of disturbance a system can absorb
and still remain within the same state or domain
of attraction; the degree to which the system is
capable of self-organisation; the ability to build
Carpenter et al., 2001
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and increase the capacity for learning and
adaptation.
A function indicating the capability to sustain a
level of functionality or performance for a given
building, bridge, lifeline network, or community,
over a period defined as the control time
Renschler et al., 2010
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
2 The Global Targets of the Sendai Framework for
Disaster Risk Reduction 2015-2030
The seven global targets are:
1. Substantially reduce global disaster mortality by 2030, aiming to lower the average per 100,000 global mortality rate in the decade 2020–2030 compared to the period 2005–2015;
2. Substantially reduce the number of affected people globally by 2030, aiming to lower the average global figure per 100,000 in the decade 2020–2030 compared to the period 2005–2015;9
3. Reduce direct disaster economic loss in relation to global gross domestic product (GDP) by 2030;
4. Substantially reduce disaster damage to critical infrastructure and disruption of basic services, among them health and educational facilities, including through developing their resilience by 2030;
5. Substantially increase the number of countries with national and local disaster risk reduction strategies by 2020;
6. Substantially enhance international cooperation to developing countries through adequate and sustainable support to complement their national actions for implementation of the present Framework by 2030;
7. Substantially increase the availability of and access to multi-hazard early warning systems and disaster risk information and assessments to people by 2030.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
3 Development of the CITIES’ resilience framework
In this section we review and analyse existing resilience frameworks developed by various scholars and organisations in order to understand the components used in such frameworks. Besides the two frameworks (UNISDR & 100 Resilient Cities) that mostly affect EPICURO project due to Province of Potenza and Vejle City participation, there exist several others that reveal additional aspects of cities resilience. Based on the analysed information, the components for incorporation within the EPICURO framework have been identified for further use by the cities.
3.1 Analysis of existing resilience frameworks
This section gives a general description of different frameworks and analyses the components incorporated within these frameworks.
NOTICE: Because resilience and adaptation are closely related concepts, some frameworks presented below combine both resilience and adaptation approaches.
The resilience frameworks can in general be categorised according to their aims and target audience. Some frameworks have a policy-maker focus hence are more relevant to National level or Government actions at a strategic level and as such can be classified as high level. Other frameworks are aimed at a local level or are more stakeholder focussed and as such can be categorised as operational level. The resilience approaches below can be categorised under the basis of the above taxonomies. It is important to underline that cities / regions in different countries have different degree of autonomy from the Central Government and therefore different ones may be suitable, depending on the characteristics of each case. In addition, as many actions need financing, the way of interaction between, cities, regions and central governments on planning and financing activities play also an important role.
Furthermore, resilience has two main time frames:
i. Short term, linked to service provision continuity (how to optimize flows in the critical units
providing important services), especially under disruptive events, how to sustain the supply
chain of the infrastructure that provide such services.
ii. Long term, linked to adaptation ability that would result in the services provision structure
being able to cope with climate change over the longer time horizon.
As one can notice there are frameworks launched by international organizations and associations,
but there are also ones linked to national efforts (i.e. Singapore). FOR EPICURO project, that means
that in order to achieve and sustain resilience, cities must have always look what other do at global
level, but at the same time be in position to recognize –and not be afraid to include in Action plans-
the local unique characteristics that may influence the whole effort. Especially medium size cities
must balance between success factors imported through the various resilience initiatives and the
local unique identity –and characteristics- the cities have. Potenza case of the last 15 years showed
that this is a difficult task to accomplish (always partially, always trying to =), but there is no other
alternative.
3.1.1 National Infrastructure System Model family (NISMOD)
The UK Infrastructure Transitions Research Consortium (ITRC, 2015) delivers research, models and
decision support tools which enable analysis and planning of national infrastructure systems. As part
of this, ITRC has tackled four major challenges as detailed below (ITRC, 2015, P.3):
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and Humanitarian Aid www.epicurocp.eu
- How infrastructure capacity and demand can be balanced in an uncertain future – by developing methods for modelling capacity, demand and interdependence in national infrastructure systems in a compatible way under a wide range of technological, socio-economic and climate futures.
- What the risks of infrastructure failure are and how to adapt national infrastructure to make it more resilient - by analysing the risks, vulnerability and consequences of interdependent infrastructure failure and by identifying ways of adapting infrastructure systems to reduce risks in the future.
- How infrastructure systems evolve and interact with society and the economy, by examining the complex relationship between infrastructure, the economy and society.
- What the UK strategy should be for integrated provision of national infrastructure in the long term by using new methods to develop and test alternative strategies for Britain’s national infrastructure.
The National Infrastructure System Model (NISMOD) family contains four components including a
model for long-term performance, a model of risk and vulnerability, a model for regional
development and a national database of infrastructure networks. The long-term performance model,
which is presented in Figure 3.1, is the focus, as it constitutes infrastructure resilience.
Figure 3-1 National Infrastructure System Model - Long-term Performance - NISMOD-LP (Source: ITRC, 2015)
The factors that influence demand for infrastructure services in the future are combined with
alternative strategies for infrastructure provision. Combinations of scenarios and strategies are input
into the modules that compute demand for various infrastructure system models such as energy,
transport, digital communications, water, wastewater and solid waste, now and in the future. The
model then outputs sets of metrics for future infrastructure performance.
3.1.2 The model of area-picture of potential threats from/to CI in the Baltic Sea Region
Another layered approach has been proposed concerning the vulnerability assessment of critical infrastructures and their networks in the Baltic Sea Region as illustrated in Figure 3.2.
The elements of critical infrastructures and their networks, on the one hand, may be vulnerable to
damage caused by external factors and on the other hand, may pose actual or potential threats to
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INTERDEPENDENT LAYERS − three-layered grid of the Baltic Sea
LAYER OF DYNAMIC THREATS
coming from/to: − shipping, − port operations.
coming from/to: − pipelines, − electric cables, − oil rigs, − wind farms.
LAYER OF CLIMATIC HAZARDS (NATURAL) HAZARDS coming from/to: − winds, − waves, − sea water, − air, − precipitation, − ice conditions, − fog.
THREE-LAYERED GRID OF THE BALTIC SEA THREATS
scale depending on the number of vulnerable critical infrastructures
− none,
− one,
− two,
− three,
− four,
− five or more.
LAYER OF STATIC THREATS
C O N S E Q U E N C E S TO/FROM
CRITICAL INFRASTRUCTURES
port infrastructure
energy infrastructure
transport infrastructure
other critical infrastructures and networks. The expected threats associated with the critical
infrastructures located in the Baltic Sea area have been divided into the following 3 layers:
- Layer of dynamic threats, - Layer of static threats, - Layer of natural hazards associated with weather and climate change.
As critical infrastructures are often interconnected and interdependent, the combination of these
three layers can help to indicate critical infrastructures, which can be affected and can affect other
critical infrastructures in a fixed area of the Baltic Sea Region. This in turn will help to determine the
critical infrastructures based on their level of vulnerability.
Figure 3-2 The model of area-picture of potential threats from/to critical infrastructures in the Baltic Sea Region (Source: GMU, 2016)
3.1.3 UNISDR Disaster Resilience Scorecard for Cities
The Disaster Resilience Scorecard has been prepared by the United Nations Office for Disaster Risk Reduction (UNISDR) and provides a set of assessments that allow cities to gauge how resilient they are to natural disasters. The aim of the scorecard is to: aid cities to establish a baseline measurement of their current level of disaster resilience, to identify priorities for investment and action, and to track their progress in increasing their disaster resilience over time. It is made up of 85 disaster resilience evaluation criteria which focus on the following features:
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and Humanitarian Aid www.epicurocp.eu
Research, including evidence-based compilation and communication of threats and needed responses.
Organisation, including policy, planning, coordination and financing.
Infrastructure, including critical and social infrastructure and systems and appropriate development.
Response capability, including information provision and enhancing capacity.
Environment, including maintaining and enhancing ecosystem services.
Recovery, including triage, support services and scenario planning.
The scorecard is based on the UN’s ten essentials The scorecard treats the topic of resilient infrastructure by subdividing it into issues, and offering measurement indicators and measurement scales. For example:
Subject/Issue Item measured Indicative Measurement
Indicative Measurement Scale
Comments
Electricity Customer service days at risk of loss.
“Electrical energy loss factor”. If a = estimated # of days to restore regular service area-wide b = % of user accounts affected … then electrical energy loss factor = a x b
(Example – 1.5 day’s loss of service for 10% of user accounts in city = loss factor of 15%; 3 days’ loss of service for 50% of user accounts in city = loss factor of 150%)
5 – No loss of service even from “most severe” scenario
4 – No loss of service even from “most probable” scenario
3 – Loss factor of 1-25% from most probable” scenario
2 – Loss factor of 25-100% from “most probable” scenario
1 – Loss factor of 100-200% from “most probable” scenario
0 – Loss factor >200% from “most probable” scenario
Loss of service should be assessed relative to the “normal” state:
- If “normal” service is electricity 24 hours a day then loss of service is anything that reduces this;
- If “normal” service is electricity for less than 24 hours per day, then loss of service is anything that reduces this still further.
Designated critical asset service days at risk of loss from energy failure.
“Electricity critical asset (ECA)
loss factor”.
If a = estimated #
5 – No loss of service even from “most severe” scenario
4 – No loss of
Critical electrical assets are those that are either:
- Essential for the operation of some
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of days to restore regular service area-wide
b = % of critical assets affected
… then ECA loss factor = a x b
(Example – 1.5 day’s loss of service for 10% of critical assets in city = loss factor of 15%; 3 days’ loss of service for 50% of critical assets in city = loss factor of 150%)
service even from “most probable” scenario
3 – Loss factor of 1-25% from most probable” scenario
2 – Loss factor of 25-100% from “most probable” scenario
1 – Loss factor of 100-200% from “most probable” scenario
0 – Loss factor >200% from “most probable” scenario
part of the energy grid for the city;
- Essential for the functioning of some other critical asset (say, a water treatment plant or a rail line).
Loss of service refers to service from the main electricity supply.
Service may be provided either from the asset itself or via a designated alternative/back-up.
3.1.4 I2UD’s Climate Change Adaptation and Resiliency Framework
The Institute for International Urban Development (I2UD) has developed a climate change
adaptation and resiliency framework mainly focusing on low-income urban populations who tend to
live on exposed sites that are prone to environmental and weather related risks. Urban policies
related to climate change have largely been focused on mitigation, but I2UD (2014) claims that there
has recently been a shift toward the development of resilient cities that can respond and adapt to
climate related disruptions. The I2UD framework, which is shown in Figure 3.3, reflects this shift.
Figure 3-3 I2UD’s Climate Change Adaptation and Resiliency Framework (Source: Institute for International Urban Development (I2UD)
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
The I2UD framework is different from other frameworks due to its focus on the local level, whereas
most climate change policies are often developed on a national scale. The framework provides an
approach for local authorities to conceptualize climate change adaptation in a manner that
recognizes their particular circumstances; organize policies around this issue; and affect change
(I2UD, 2014).
Based on the documentation of climate change effects and adaptation approaches developed by the
International Panel on Climate Change (IPCC), this integrated framework focuses on the specific risks
faced by informal and lower-income settlements and offers a way to both understand and address
the underlying causes of risks. I2UD views risk as a combination of three components such as
exposure to natural hazards due to geographic location; vulnerability to small- and large-scale
weather events due to socioeconomic conditions; and lack of institutional capacity to adapt due to
inadequate infrastructure systems, inefficient land management, and a lack of inclusive development
policies. These three components provide the basis of the framework
3.1.5 Vulnerability to Resilience (V2R) Framework
Practical Action, which is an international non-governmental organisation (NGO) that uses
technology to challenge poverty in developing countries, has developed a resilience framework
entitled ‘from vulnerability to resilience (V2R)’ (Pasteur, 2011) as shown in Figure 3.4.
Figure 3-4 V2R Framework (SOURCE: Practical Action, Bangladesh)
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Vulnerability is the degree to which a population or system is susceptible to, and unable to cope with, hazards and stresses, including the adverse effects of climate change (Pasteur, 2011). The causes of vulnerability are based on the extent of exposure to hazards and the social and economic conditions of the people or the system. Vulnerability is further increased by a situation of uncertainty such as climate change. This coupled with a lack of knowledge, understanding and accessibility to information and resources increase vulnerability. The V2R framework was therefore developed to tackle the causes and consequences of vulnerability. As such V2R considers four key components for incorporation within the framework. They are exposure to hazards and stresses; fragile livelihoods; future uncertainty; and weak governance as shown in Figure 3.4.
The V2R framework mainly aims to improve the livelihoods of poor people in relation to multiple hazards and an uncertain future and thus could be used in the context of community resilience.
The above framework, which is not specific to infrastructure though, seems to be a Governance
mechanism for high-level resilience management in developing countries.
3.1.6 The Climate Resilience Framework
The Climate Resilience Framework (CRF) provides a conceptual framework for assessing vulnerabilities and risks, identifying resilience strategies—and creating an open, inclusive learning process to identify specific measures and processes that can address the uncertainties of climate change through action and implementation (Friend and MacClune, 2013, p.9).
The Climate Resilience Framework that has been developed by the Institute for Social and Environmental Transition-International (ISET-International), has a combination of two loops as indicated in Figure 3.5. One loop is about understanding vulnerability and the other is about building resilience. The vulnerability loop helps clarify factors that need to be included in the diagnosis of climate vulnerability, and structures the systematic analysis of vulnerability in ways that clearly identify the entry points for responding. The resilience loop supports strategic planning to build resilience to climate change, prompting new and practical ways of thinking about the challenges of adapting to climate change. Combining these two loops will lead to a shared learning dialogue process to achieve the integration of vulnerability and resilience elements.
Figure 3-5 Climate Resilience Framework (CRF) – (Source: The Institute for Social and Environmental Transition-International - ISET-International)
The resilience framework has three core components: systems, agents and institutions. The framework further identifies the factors and characteristics of each of these components that are important to enhance and to identify the indicators to measure the success which are presented below (Friend and MacClune, 2013):
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Defining Disaster Resilience: A DFID Approach Paper 7
2.2 How resilient is a country, community or household?
Determining levels of resilience is an important part of understanding the concept. And most definitions of resilience share four common elements which can be used to do this: context; disturbance; capacity; and reaction. Together these elements form a resilience framework (see below) which can be used to examine different kinds of resilience (for example, of growth or of governance systems) and help determine the level of resilience that exists.
The four elements of a resilience framework
Exposure
Stresses
Shocks
Adaptive capacity
2. Disturbancee.g. natural
hazard, conflict, insecurity, food
shortage, high fuel prices.
3. Capacity to deal with disturbance
4. Reaction to disturbance
e.g. Survive, cope, recover, learn,
transform.
Bounce back better
Collapse
Bounce
back
1. Contexte.g. social group,
region, institution.
Sensitivity
System or
Process Recoverbut worse than before
Resilience of what?
Resilience to what?
The framework above is a simplified representation of the elements to be considered when examining resilience. In practice the picture is more complex: the response curve could be slow and uneven due to, for example, the political context, secondary shocks or lack of information. Stresses can be cumulative, building slowly to become a shock, and both shocks and stresses may result in a number of different reactions. Each element of the resilience framework is explored below with specific reference to disaster resilience.
WHAT IS DISASTER RESILIENCE?
Systems: are considered the combination of ecosystems and infrastructure systems. The characteristics of systems are flexibility and diversity; redundancy, modularity; and safe failure.
Agent: refers to people and their organizations, whether as individuals, households, communities, private and public sector organizations, or companies. The characteristics of agents are responsiveness, resourcefulness and capacity to learn.
Institution refers to the rules, norms, beliefs or conventions that shape or guide human relations and interactions, access to and control over resources, goods or services, assets, information and influence. The characteristics of institutions are access rights and entitlements; decision-making processes, information flows and application of new knowledge.
3.1.7 DFID’s resilience framework
The Department for International Development (DFID, 2011, P.6) defines resilience as the ability of
countries, communities and households to manage change, by maintaining or transforming living
standards in the face of shocks or stresses without compromising their long-term prospects. The
resilience framework built upon this definition has used four elements such as context; disturbance;
capacity to deal with disturbance; and reaction to disturbance as shown in Figure 3.6.
Figure 3-6 DFID’s Resilience Framework (Source: Department for International Development)
The framework emphasises that resilience should always be contextualized in order to answer the question of ‘resilience of what’, as the significance of resilience differs across a range of different contexts. The next stage is to understand the disturbance to address the question ‘resilience to what’ where they have considered the immediate shocks and the long-term stresses as the main forms of disturbances. The third step is about the ability of the system or process to deal with the shock or stress based on the levels of exposure, the levels of sensitivity and adaptive capacities. And the final
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step is the reaction to disturbance, which might be ‘bounce back better’ for the system or process concerned in the best case (DIFD, 2011).
3.1.8 The City Resilience Framework
The City Resilience Framework developed by the Rockefeller Foundation and Arup International Development provides a framework for conveying a common understanding of resilience in the context of cities (see Figure 3.7). Through the framework resilience is defined as: ‘The capacity of cities to function, so that the people living and working in cities – particularly the poor and vulnerable – survive and thrive no matter what stresses or shocks they encounter’. The framework defines resilient systems as having the following seven qualities:
1. Reflective: Reflective systems use mechanisms to continuously evolve, and will modify standards or norms based on emerging evidence, rather than seeking permanent solutions based on the status quo.
2. Robust: Robust design anticipates potential failures in systems, making provisions to ensure failure is predictable, safe, and not disproportionate to the cause.
3. Redundant: Redundancy refers to spare capacity purposely created within systems so that they can accommodate disruption, extreme pressures or surges in demand. It includes diversity: the presence of multiple ways to achieve a given need or fulfil a particular function. Examples include distributed infrastructure networks and resource reserves.
4. Flexible: Flexibility implies that systems can change, evolve and adapt in response to changing circumstances.
5. Resourceful: Resourcefulness implies that people and institutions are able to rapidly find different ways to achieve their goals or meet their needs during a shock or when under stress.
6. Inclusive: Inclusion emphasises the need for broad consultation and engagement of communities, including the most vulnerable groups. Addressing the shocks or stresses faced by one sector, location, or community in isolation of others is an anathema to the notion of resilience
7. Integrated: Integration and alignment between city systems promotes consistency in decision making and ensures that all investments are mutually supportive to a common outcome. Integration is evident within and between resilient systems, and across different scales of their operation. Exchange of information between systems enables them to function collectively and respond rapidly through shorter feedback loops throughout the city.
The framework has 12 indicators under the four categories of: 1) health and wellbeing of individuals; 2) infrastructure and environment; 3) economy and society; and 4) leadership and strategy. Its indicators were defined in terms of a city’s ability to fulfil and sustain its core functions, which in turn rely on a combination of assets, systems, practices and actions undertaken by multiple actors.
Health & Wellbeing of Individuals
Infrastructure &
Environment
Economy &
Society
Leadership &
Strategy
1.Minimal human vulnerability
4.Reduced physical exposure and vulnerability
7.Collective identity and mutual support
10.Effective leadership and management
2.Diverse livelihoods and employment
5.Continuity of critical services
8.Social stability and security
11.Empowered stakeholders
3.Adequate safeguards to
6.Reliable communications and
9.Availability of financial resources
12.Integrated development
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human life and health
mobility and contingency funds
planning
Figure 3-7 City Resilience Framework (Source: Arup and the Rockefeller Foundation, 2014)
3.1.9 City Strength Diagnostic: Resilient Cities Programme
The CityStrength Diagnostic was developed by the World Bank and the Global Facility for Disaster Reduction and Recovery (GFDRR) to facilitate a dialogue among stakeholders (e.g. government, civil society, residents, and the private sector) about risks, resilience, and the performance of urban systems. Because cities depend on a complex network of infrastructures, institutions, and information – the CityStrength Diagnostic first evaluates resilience on a sectoral basis and then brings together the findings to holistically assess a city’s resilience.
The CityStrength Diagnostic consists of 5 stages, book-ended by leadership commitment for
resilience on the front-end and a longer-term engagement with development partners through
financing or technical assistance at the back-end, as illustrated in Figure 3.8.
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and Humanitarian Aid www.epicurocp.eu
Figure 3-8 City Strength Diagnostic Stages
This model is an implementation method involving diagnostics and resilience building.
3.1.10 Singapore’s Adaptation Approach
The National Climate Change Secretariat (NCCS, 2012) Singapore emphasises that adaptation
measures, which require time to implement, have to be taken into consideration early. As such
identifying and understanding the risks and impacts of climate change on public health, energy
demand and biodiversity are crucial to help developing adaptive measure to address these risks. The
Singapore Government has therefore devised a resilience framework to guide their efforts towards
safeguarding Singapore against projected climate change effects over the next 50 to 100 years. The
framework is presented in Figure 3.9 and this belongs to the category of a national framework.
Figure 3-9 Singapore’s Adaptation Approach (SOURCE: The National Climate Change Secretariat (NCCS), Singapore)
The framework presents the steps of an adaptation approach to climate change for the Government
of Singapore. It involves understanding the local climate and identifying the vulnerabilities, risks and
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impacts of climate change in order to formulate adaptation options. The options are then assessed
and prioritised for implementation as adaptation measures. The implementation must be monitored
and the options evaluated for their effectiveness. This feeds into the review strategy, which will
further feed towards a better understanding of the local climate. There is an on-going development
of this at the Future Resilient Systems (FRS) Research Group at Nanyang Technological University in
Singapore where a new approach that views resilience as a dynamic process involving physical
infrastructures, organizational/institutional structures and social behaviour, is being currently
explored in a new 3 year project.
3.1.11 The PEOPLES Resilience Framework
The PEOPLES resilience framework has been established for defining and measuring disaster
resilience for a community at various scales. Seven dimensions characterizing community
functionality have been identified and are represented by the acronym PEOPLES: Population and
Demographics, Environmental/Ecosystem, Organized Governmental Services, Physical Infrastructure,
Lifestyle and Community Competence, Economic Development, and Social-Cultural Capital as
depicted in Figure 3.10. The proposed PEOPLES Resilience Framework provides the basis for
development of quantitative and qualitative models that measure continuously the functionality and
resilience of communities against extreme events or disasters in any or a combination of the above-
mentioned dimensions (Renschler et al., 2010).
Figure 3-10 PEOPLES Resilience Framework (Source: U.S. Department of Commerce, National Institute of Standards and Technology, Office of Applied Economics Engineering Laboratory)
The framework has seven layers, where interdependencies between and among these layers are key
to determine the resilience of communities. The disaster resilience of communities is measured at
different scales ranging from individual to groups, local, regional, state level, national level and global
level. Further the framework has established a comprehensive list of components and
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subcomponents of each dimension of the framework (refer Renschler et al., 2010 for the complete
list). A software (Personal BrainTM) platform is used which is capable of linking and dynamically
visualizing all seven PEOPLES dimensions in multiple layers of components and properties of
functionality and resilience as well as pointing to information about quantitative and qualitative
concepts, algorithms or models in various databases. This model also provides the flexibility to
overlay the layers or even to add layers depending on the context.
3.1.12 Gibson and Tarrant (2010) on various conceptual models on organisational resilience
a) The integrated functions model of resilience
Integrated models that are based around a robust risk management programme can be a major contributor to organisational resilience. In such models, risk management provides the foundation that links different organisational capabilities such as emergency, business continuity, security and crisis management. Risk management provides a common understanding of how uncertainty arising from highly volatile environments can affect the organisation’s objectives and provides the means by which these specialised capabilities can then address that uncertainty. However, while this may be a significant contributor to resilience it is not a complete picture.
Figure 3-11 Integrated functions model of resilience
b) Attributional resilience model
In this ‘attributional model’ the key drivers for creating resilience are:
The organisational values - establishing commitment, trust and strong internal alignment and creating a common purpose.
Leadership - establishing a clear strategic direction based upon an understanding of risk, empowering others to implement the strategic vision, and engendering trust.
The Australian Journal of Emergency Management Volume 25, No. 02, April 2010
10
The ‘integrated functions model’ of resilience
Early concepts of organisational resilience, particularly
from the UK and USA were based around re-badging
various approaches to business continuity management
(BCM) and relabelling them as resilience. This often
presented us with what was labelled as a ‘resilience
process’, or ‘resilience system’. More recently there has
been emergence of resilience management system
cycles, apparently claiming to do for resilience what
IS09001 has done to quality assurance. Accordingly, we
believe there is a danger that such highly prescriptive
approaches not only fall short of what resilience is
about, but that the prescriptive nature may even reduce
resilience, particularly when faced with ‘black swan’
events (completely unanticipated, extreme consequence
events). Over the last few years this has been
demonstrated time and time again, when strongly
prescriptive processes failed to adapt when the
environment changed suddenly (Taleb, 2007) for
example as occurred in the Enron Collapse (Committee
on Energy and Natural Resources, United States
Senate, 2002; Millon, 2003), Katrina (Walker, 2006) and
the global financial crisis. This does not mean that all
such approaches should be avoided.
An evolution of this process/management system
thinking has seen a number of integrated models
proposed, with some implemented successfully into
a range of different organisations (including in the
organisation of one of the authors). We believe that
those integrated models that are based around a robust
risk management program can be major contributors
to organisational resilience. In such models, risk
management provides the foundation that links different
organisational capabilities such as emergency, business
continuity, security and crisis management (Figure 3).
Risk management provides a common understanding
of how uncertainty arising from highly volatile
environments can affect the organisation’s objectives
and provides the means by which these specialised
capabilities can then address that uncertainty. However
while this may be a significant contributor to resilience
it is not a complete picture.
The current work undertaken by the joint Australia and
New Zealand Standards working group has taken this
concept to a whole new level into the development of
the draft standard on business continuity – managing
disruption-related risk (Standards Australia, 2009a),
using the new risk management standard (Standards
Australia, 2009b) as the driving concept.
Attributional resilience model
Recent approaches have sought to explain resilience
from the perspective of the features of highly resilient
organisations. Such models demonstrate what
organisational attributes can help an organisation
deal with uncertainty and adversity. Accordingly, these
models can provide an insight into the types of change
that an organisation needs to consider making as it
strives towards improving its resilience.
The ‘attributional model’ of resilience (Figure 4) was
developed in a series of workshops by the Resilience
Community of Interest (Resilience COI, 2009) is a good
example of this approach. . In this ‘attributional model’
the key drivers for creating resilience are:
• The organisational values - establishing commitment, trust and strong internal alignment and creating a common purpose.
• Leadership - establishing a clear strategic direction based upon an understanding of r isk, empowering others to implement the strategic vision, and engendering trust.
The ‘values’ and ‘leadership’ attributes in turn create
an organisational culture and capability that is aware
of, understands and is sensitive to internal and
external change. This high level of change sensitivity
or acuity (understanding the past, monitoring the
present and foreshadowing the future) allows
indicators to be identified in the lead-up to dramatic
change. This in turn facilitates closer integration of
the disparate parts of the organisation and through-
chain interdependencies, enabling them to better work
cooperatively together to a common set of goals a
disruptive event unfolds.
FIGURE 3. Integrated functions model.
FIGURE 4. Attributional resilience model.
Agility
Awareness
Change
sensitivity
Communication
Integration
Inter –
dependencies
Values
Leadership
Enhanced
resilience
EPICURO
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and Humanitarian Aid www.epicurocp.eu
Figure 3-12 Attributional resilience model
c) Composite resilience model
A drawback of the attributional models is the lack of attention paid to the ‘harder’ elements that contribute to resilience. The composite resilience model provides a different viewpoint that considers both soft and hard elements’ operation: processes, infrastructure, technology, resources, information and knowledge. Key to the model is the central importance of strategy and policy in establishing an operational duality, the capability to operate in both routine and non-routine environments.
Figure 3-13 Composite resilience model
d) Herringbone model of resilience
To try and provide more of a one-stop shop model, the herringbone model was developed to encapsulate the concepts of the other three models provided above and to fill in some of the gaps.
Figure 3-14 Herringbone model of resilience
The Australian Journal of Emergency Management Volume 25, No. 02, April 2010
10
The ‘integrated functions model’ of resilience
Early concepts of organisational resilience, particularly
from the UK and USA were based around re-badging
various approaches to business continuity management
(BCM) and relabelling them as resilience. This often
presented us with what was labelled as a ‘resilience
process’, or ‘resilience system’. More recently there has
been emergence of resilience management system
cycles, apparently claiming to do for resilience what
IS09001 has done to quality assurance. Accordingly, we
believe there is a danger that such highly prescriptive
approaches not only fall short of what resilience is
about, but that the prescriptive nature may even reduce
resilience, particularly when faced with ‘black swan’
events (completely unanticipated, extreme consequence
events). Over the last few years this has been
demonstrated time and time again, when strongly
prescriptive processes failed to adapt when the
environment changed suddenly (Taleb, 2007) for
example as occurred in the Enron Collapse (Committee
on Energy and Natural Resources, United States
Senate, 2002; Millon, 2003), Katrina (Walker, 2006) and
the global financial crisis. This does not mean that all
such approaches should be avoided.
An evolution of this process/management system
thinking has seen a number of integrated models
proposed, with some implemented successfully into
a range of different organisations (including in the
organisation of one of the authors). We believe that
those integrated models that are based around a robust
risk management program can be major contributors
to organisational resilience. In such models, risk
management provides the foundation that links different
organisational capabilities such as emergency, business
continuity, security and crisis management (Figure 3).
Risk management provides a common understanding
of how uncertainty arising from highly volatile
environments can affect the organisation’s objectives
and provides the means by which these specialised
capabilities can then address that uncertainty. However
while this may be a significant contributor to resilience
it is not a complete picture.
The current work undertaken by the joint Australia and
New Zealand Standards working group has taken this
concept to a whole new level into the development of
the draft standard on business continuity – managing
disruption-related risk (Standards Australia, 2009a),
using the new risk management standard (Standards
Australia, 2009b) as the driving concept.
Attributional resilience model
Recent approaches have sought to explain resilience
from the perspective of the features of highly resilient
organisations. Such models demonstrate what
organisational attr ibutes can help an organisation
deal with uncertainty and adversity. Accordingly, these
models can provide an insight into the types of change
that an organisation needs to consider making as it
str ives towards improving its resilience.
The ‘attributional model’ of resilience (Figure 4) was
developed in a series of workshops by the Resilience
Community of Interest (Resilience COI, 2009) is a good
example of this approach. . In this ‘attributional model’
the key drivers for creating resilience are:
• The organisational values - establishing commitment, trust and strong internal alignment and creating a common purpose.
• Leadership - establishing a clear strategic direction based upon an understanding of risk, empowering others to implement the strategic vision, and engendering trust.
The ‘values’ and ‘leadership’ attributes in turn create
an organisational culture and capability that is aware
of, understands and is sensitive to internal and
external change. This high level of change sensitivity
or acuity (understanding the past, monitoring the
present and foreshadowing the future) allows
indicators to be identified in the lead-up to dramatic
change. This in turn facilitates closer integration of
the disparate parts of the organisation and through-
chain interdependencies, enabling them to better work
cooperatively together to a common set of goals a
disruptive event unfolds.
FIGURE 3. Integrated functions model.
FIGURE 4. Attributional resilience model.
Agility
Awareness
Change
sensitivity
Communication
Integration
Inter –
dependencies
Values
Leadership
Enhanced
resilience
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
The ‘herringbone’ recognises that an organisation possesses a substantial range of capabilities and undertakes a range of activities (collectively what the organisation ‘does’) that will contribute towards improved resilience. Furthermore, the organisation also exhibits a number of characteristics (‘how’ the organisation operates) that will affect the effectiveness of the capabilities and activities and help to enhance the organisation’s resilience.
Some of the critically important factors in helping to create a resilient state by helping all aspects of the organisation to better operate in a non-routine environment are listed below.
Acuity – the ability to recognise precedence - what has occurred in the past; situational awareness - what is happening now and foresight - understand what could happen in the future. Acuity provides the ability to take this information and identify early warning indicators of dramatic change and provides an understanding of possible options for dealing with it.
Ambiguity tolerance – the ability to continue making decisions and taking action at times of high uncertainty.
Creativity and agility – operating in novel ways to work around problems at a speed that matches volatility.
Stress coping – that people, processes and infrastructure continue to operate under increasing demands and uncertainty.
Learnability – the ability of the organisation to use the lessons of their own and others’ experiences to better manage the prevailing circumstances, including using lessons in real time as they emerge.
e) The resilience triangle model
Collectively, the previous models demonstrate that resilience arises out of a complex interplay of
organisational elements or capabilities that contribute to resilience when they adapt to a significant
change. The challenge now is to encapsulate this complexity in a simple model construct. The
resilience triangle model attempts to show that all three types of capabilities: process capabilities;
resources and infrastructure capabilities; and leadership, people and knowledge capabilities, that are
essential for organisational resilience.
Figure 3-15 Resilience Triangle Model
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3.1.13 Comparative analysis of Resilience Frameworks
The following Table presents a comparison of the frameworks against some main features including
time horizon, level of applicability (local, regional, national etc.), the main components, and the
context for which the frameworks were designed
Table 3-1 Comparative analysis of resilience frameworks
Type of framework / emphasis
Short term operational
Local / regional
Long term strategic
City / country
Components
Context
1.NISMOD –long term performance model
To tackle major challenges on - Balancing infrastructure capacity and demand in an uncertain future - Risks of infrastructure failure and how to adapt national infrastructure to make it more resilient - How do infrastructure system evolve and interact with society and the economy - What should the UK strategy be for integrated provision of national infrastructure in the long term
Scenarios, strategies of infrastructure provision, infrastructure system models, metrics of future infrastructure performance
National Infrastructure
2. Model area-picture of potential threats from/to CI
Focused to CI and networks at Baltic Sea Region
Dynamic threats, Static threats, Natural hazards associated with weather and climate
CI and their networks
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3. UNISDR Disaster Resilient Scorecard
To assess the level of cities’ resilience to natural disasters
85 disaster resilience evaluation criteria focusing on 6 features one of which is infrastructure
City resilience
4. I2UD’s Climate Change Adaptation and Resiliency Framework
To understand and address the causes of risks faced by low-income population (local level policy)
Exposure to hazards, vulnerability to small to large scale weather events and lack of institutional capacity
Local community (low-income) resilience
5. Vulnerability to resilience framework (V2R)
To tackle causes and consequences of vulnerability
hazards and stresses; fragile livelihoods; future uncertainty; and weak governance
Community resilience
6.CRF (Climate Resilience Framework)
To create inclusive learning process to identify measures to address uncertainties of climate change
Systems, agents, institutions
Understanding vulnerability and building resilience to climate change
7. DFID’s resilience framework
Emphasise that contextualising is importance to react to disturbance
Context, Disturbance, Capacity to deal with disturbance, Reaction to disturbance
Context is to be defined (resilience of what)
8. City Resilience Framework
To convey common understanding of resilience in terms of cities
7 qualities , 12 indicators one of which is related to infrastructure
City resilience
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and environment
9. City Strength Diagnostic: Resilient Cities Programme
to facilitate a dialogue among stakeholders about risks, resilience, and the performance of urban systems
Resilience building through 5 stages
(Diagnostic model)
Cities (which depend on complex network of infrastructure, institutions, and information) resilience
10. PEOPLES Resilience Framework
To define and measure disaster resilience for a community at various scales considering the interdependencies of the components
Population & Demographics, Environmental/Ecosystem, Organized Governmental Services, Physical Infrastructure, Lifestyle and Community Competence, Economic Development, and Social-Cultural Capital
Community resilience
11. Integrated functions model of resilience
Robust risk management programme
Emergency, business continuity, security and crisis management
Organisational resilience
12. Composite Resilience model
strategy and policy in establishing an operational duality, the capability to operate in both routine and non-routine
Processes, infrastructure, technology, resources, information and knowledge.
Organisational resilience
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and Humanitarian Aid www.epicurocp.eu
The table represents an eclectic bundle of features and perspectives of resilience frameworks and
has informed the preparation of the layered resilience model under this task.
3.1.14 Synthesis
The review of several existing resilience frameworks indicates noticeably that hazards, risks and
vulnerability should essentially be part of the resilience framework. The other component is the
capacity of the system to deal with the disaster in order to improve its resilience. As illustrated in the
DFID (2011) framework it is important to focus on the ‘resilience of what’ and ‘resilience for what’
questions, as we intend to develop the resilience framework for a particular system. As such, the
focus of the proposed framework should be specifically given for the resilience of infrastructures and
services provision structures (resilience of what) for climate hazards (resilience for what). The
frameworks on city resilience all have infrastructure as one of their components. Another
observation noted within some of the frameworks is the multi-dimensional approach. The
infrastructure system could involve more than one resilience parameter and therefore the
framework could possibly take a multi-dimensional form. Taking into account the nature and
incorporation of multidimensional components within a resilience framework, a layered approach is
preferable as it has the flexibility to modify each layer (each component) independently and yet the
collective output will be based on the interconnection between the layers.
The experience transferred to EPICURO partners from both Vejle and Potenza, underlined the fact
that transdiplinary approaches are necessary for success, yet are difficult to be achieved. However
such an approach makes clear to all parties involved the multidimensional character of resilience and
the fact that all its elements interact between each other. In most cases the clear identification of
resilience process, the understanding of its mechanisms and how it influences people’ lives is a
matter of well educated, capable people with horizontal, critical view of aspects.
environments
13. Herringbone model
to encapsulate the concepts of the other three models (11, 12, 13) and to fill in some of the gaps
Activities, capabilities and characteristics were combined to achieve resilience
Organisational resilience
14. Resilience Triangle model
To encapsulate complexity into a simple structure
process capabilities; resources and infrastructure capabilities; and leadership, people and knowledge capabilities
Organisational resilience
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Thus, within the EPICURO project implementation resilience framework will be treated as one with
multi-dimensional components, incorporating risks and capacities with the focus on training /
educating people to serve continuation of services provision to citizens under any conditions, gain of
deep knowledge on climate change impacts challenge the operational levels of cities, and how it
affects planning and decision making activities at city levels.
3.2 Two factors influencing resilience at any framework This section reviews the factors affecting or influencing cities’ resilience, under any framework to be followed.
3.2.1 Nature of interdependency among infrastructures
Modern societies are becoming increasingly dependent on l infrastructure systems to provide essential services that support daily life within cities. These systems do not act alone as they are interdependent on many other systems at multiple levels for smooth operation. Further, infrastructure facilities such as transportation, telecommunications, healthcare, water supply and electricity are deeply embedded within social systems in cities. City infrastructure managers and emergency planners therefore require a more holistic approach in order to understand the complex and cascading impacts and consequences of the networked infrastructure systems rather than considering them as individual systems.
For example, when considering flooding, the impacts may arise either directly from the flooding of an asset, or indirectly because of the asset’s role within an infrastructure network. For instant, the flooding of a pumping station, an access road, an electricity substation or a chemical supply depot may affect the normal operation of dependent treatment works. While frameworks are in place for assessing flood risk, including systems of flood defence assets (DEFRA/EA, 2004; Dawson et al., 2005; Dawson and Hall, 2006; Flikweert and Simm, 2008), these methods cannot be easily extended to cases where the physical interdependency of assets is the essence of the problem. The potential importance of considering risk arising from the dependencies within asset networks has been recognized by the water industry (Halcrow, 2008; Water UK 2008); however, there are no detailed publications of how this might be done in practice as little has been done to address the challenge of evaluating flood risk within networks of interdependent assets, hence there is much potential in such research.
As such, infrastructure resilience includes both the physical systems themselves and their
dependence and interdependence on other infrastructure. Cutter et al. (2008) highlight that the high
degree of interdependency among infrastructure will reduce their resilience as a disruption to one-
sector cascades into impacts onto another (McDaniels et. al. 2008). This point has to be seriously
considered, as the majority of infrastructures are tightly interconnected. This nature of
interdependencies poses a challenge in achieving overall resilience.
3.2.2 Climate change
Infrastructures are generally designed and constructed in accordance to national building codes and
infrastructure standards (Auld and Maclver, 2007; Connor et al., 2013). These codes and standards
set out climatic design values which aim to build resilience to climate in infrastructures (Ruth et al.,
2007; Auld, 2008). These include environmental loads such as wind, rain intensities, water level,
waves, cold and hot temperatures and humidity as well as calculated return periods for extreme
weather (Connor et al., 2013).
Climatic design values are calculated through analyses of historical climate data and trends, with the
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assumption that the average and extreme weather conditions of the past will represent conditions
over the lifetime of a given infrastructure (Ruth et al., 2007; Auld, 2008, Connor et al., 2013; Auld and
Maclver, 2005; Auld and Maclver, 2007; Infrastructure Canada, 2006; Means et al., 2010). Existing
infrastructure has thus been designed using climatic design values which assume that climate
exhibits stationarity and stationary return levels i.e. no change to the frequency of extreme climate
events over time (Klein et al. 2009; Means et al., 2010). In fact, most infrastructure continues to be
designed on the basis of historical climate data, extrapolating from historical trends to forecast
future trends and conditions (NRCNA, 2008; Boyle et al., 2014).
However, climate change predictions indicate that future climate patterns will not be consistent with
those of the past. According to the IPCC (2014) the frequency of climate extremes has been changing
and is likely to continue changing in the future. Under climate change, climate conditions are
expected to change considerably over the life of long-lived infrastructure, such as bridges (100
years), rail tracks (60+ years) and water supply networks (50 years) etc. (Thom et al., 2010;
Infrastructure Canada, 2006). Climate change will initiate a new climate regime with increases in
extremes, the impact of which will be a reduction in the “effective” return period of extreme events
that existing structures were built to withstand (Auld and Maclver, 2007). For example, Hennessy et
al. (2007) report that design values for extreme events are very likely to be exceeded regularly by
2030 whilst an analysis by Kharin and Zwiers (2000) concluded that the return period of extreme
rainfall events may, on average, be reduced by a factor of two. This means that, under a changed
climate, a current 20-year rainfall event could occur every 10 years.
As the effective return periods of extreme events change with the climate, weather extremes will
tend to exceed the design specifications for structures more frequently and earlier during the
expected service life of an infrastructure, decreasing the durability and resilience of the structure,
possibly imposing reconstruction, retrofit or relocation (NRCNA, 2008, Infrastructure Canada, 2006).
The changing climate will, in effect, shorten the lifespan of existing structures in many regions (Auld
and Maclver, 2007). Climate change will further interact with existing risks (e.g. ageing infrastructure,
rising demand etc.) and act as a multiplier potentially altering infrastructure ‘tipping points’ (Lal et
al., 2012).
As a result, there is a growing argument that current design standards may not be sufficient to
accommodate the impacts of climate change (NRCNA, 2008; Regmi and Hanaoka, 2014). Current
planning and design of new infrastructure may be inadequate to handle climate change as historical
data used to predict statistical events can no longer be assumed to represent the conditions
expected over the life of a an infrastructure (Connor et al., 2013). The assumption of climate
stationarity during the design, maintenance and retrofit of infrastructures is no longer sufficient (Lal
et al., 2012). Climate change thus impacts on the resilience of critical infrastructure. How resilient a
particular infrastructure is, depends on its adaptive capacity which in turn depends on several
factors. The main factor affecting the adaptive capacity to climate change of a particular
infrastructure is its lifetime, for example short lived infrastructure such as telecommunications which
are updated every 20 years are better able to take into account of the changing climate regime than
water networks which may have a lifetime of 50 years. Furthermore, factors such as age, location
(e.g. coastal infrastructure) and maintenance levels will also impact on the adaptive capacity of a
particular infrastructure and thus its resilience to climate change (Auld and Maclver, 2007; Thom et
al., 2010).
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and Humanitarian Aid www.epicurocp.eu
It must be noted that consideration of climate change in the resilience framework is complicated by
the inherent uncertainties of climate change predictions. Climate change predictions thus far are
based on global climate models which have the greatest accuracy but which provide future
projections at the global or continental scale and not at the regional scale required by infrastructure
owners and operators , as well as city leaders. In addition, there are uncertainties in future
socioeconomic developments as well as any future response to climate change which will also affect
the extent and risks of the climate change experienced (NRCNA, 2008; Infrastructure Canada, 2006;
Sanders and Phillipson, 2003).
Interdependencies of infrastructures and services provision in the complex environment of a city and
how they evolve within the climate change impacts is an important aspect. However in many cases
other important issues remain unsolved or neglected such as the location of an infrastructure /
service, the maintenance level, the training of operators/ servants etc. In EPICURO project, we will try
to assess those –and other – important issues through training and pilot activities.
3.3 Cities’ resilience: sources of good practices Cities’ resilience is a horizontal topic that influences almost all aspects of economic and social life.
Therefore the sources on elements that are part of cities’ resilience are being increased in numbers,
continuously. In case articles are being included the increase is exponential.
At this section we present:
A series of general links that lead to cities’ resilience concepts and topics, where anyone can work a little bit more to identify the exact element is interested in. Each city that is interested in one or more elements of city resilience must make a more focused search. Some of them are representative articles, while others are dynamic sources of information. Some are specific examples of cities that dealt with some aspect(s) of resilience.
Links to projects, since many of them dealt with cities’ resilience and such kind of projects are (and will be) running in many countries and at European Union level. Most of them include in the publicly available deliverables case studies / good practices that may be proven useful for the EPICURO project cities.
Some examples of sources related to two (2) specific challenges that were mentioned by EPICURO cities, such as the Hydrogeological risks early warning systems and the urban heat islands, which may be also part of the EPICURO training activities. In both cases, the examples are representative to make clear the series of actions that must take place in a city facing such challenges, and check some specific examples of cities that dealt (are dealing) with those challenges.
In addition, we present the sources of good practices, used by the EPICURO partners to peak up information and analyse them in scope of future adaptation and adoption by themselves or any other of EPICURO partners. Despite the fact that using a EUC provided questionnaire, descriptions are detailed and many parameters have been taken into consideration, each city that finds interest any of those good practices has to reconsider the analysis undertaken, to make sure it applies to their characteristics.
Finally we mention some sources about good practices in water sustainable drainage systems, where United Kingdom has done a lot of excellent work.
EPICURO
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and Humanitarian Aid www.epicurocp.eu
We must mention that the presented sources derive from national and international organizations,
professional associations, academic / research institutes, NGOs and private companies. Despite the
difference in each entity objectives and the divergent interests that may exist, all sources provide a
valuable view on each element of resilience, so that appropriate planning and activities can take
place. Most sources are operational / functional ones, although there are plenty of scientific articles
available per category (we only chose few).
3.4 General https://www.cdp.net/en/research/global-reports/cities-infographic-2017/cities-in-action
http://c40-production-
images.s3.amazonaws.com/other_uploads/images/445_C40_CRAFT_v11.original.pdf?1453129528
http://www.c40.org/
http://www.preventionweb.net/arise/good-practices
http://www.oecd.org/cfe/regional-policy/resilient-cities.htm
http://www.100resilientcities.org/resources/
http://www.unisdr.org/we/campaign/cities
http://www.covenantofmayors.eu/index_en.html
http://siteresources.worldbank.org/INTEAPREGTOPURBDEV/Resources/Primer_e_book.pdf
http://www.rggi.org
www.ncdc.noaa.gov
https://www.resalliance.org/publications
http://www.100resilientcities.org/21-ways-to-make-european-cities-more-resilient/
http://www.unisdr.org/files/26462_handbookfinalonlineversion.pdf
http://resilient-cities.iclei.org/fileadmin/sites/resilient-
cities/files/Resilient_Cities_2016/Documents/Resilient_Cities_2016_Report.pdf
http://www.unisdr.org/we/coordinate/hfa
https://www.brisbane.qld.gov.au/community/community-safety
http://resilient-cities.iclei.org/bonn2011/resilience-resource-point/resilience-library/costs-and-
finance/
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and Humanitarian Aid www.epicurocp.eu
3.5 Projects https://www.pulseproject.info/#pulse
https://www.resilienceconnections.org/projects/13
https://www.conted.ox.ac.uk/about/3s-recipe
https://www.conted.ox.ac.uk/about/3s-recipe
http://brigaid.eu/new_related-projects/
https://www.h2020darwin.eu/
http://opticits.com/2016/06/27/european-research_resilience_uk-friends/
http://smr-project.eu/home/
http://resistand.eu/
http://www.interreg2seas.eu/en/WRC
http://www.ramses-cities.eu/results/
http://www.turas-cities.eu/
http://www.iclei-europe.org/topics/climate-change-adaptation/
http://www.resccue.eu/resccue-project
http://www.resin-cities.eu/home/
http://jpi-urbaneurope.eu/project/resilient-cities/
http://ec.europa.eu/regional_policy/en/projects/ALL
http://ec.europa.eu/environment/life/project/Projects/
http://climate-adapt.eea.europa.eu/knowledge/tools/sat
https://ec.europa.eu/info/eu-regional-and-urban-development/cities/priority-themes/climate-
adaptation-cities_en#project-databases-and-examples
http://urbact.eu/resilient-europe
3.6 Early warning systems http://www.wmo.int/pages/prog/drr/projects/Thematic/MHEWS/MHEWS_en.html#goodpractices
https://www.hindawi.com/journals/amete/si/434023/cfp/
http://www.preventionweb.net/files/24259_implementingearlywarningsystems1108.pdf
https://opengeospatialdata.springeropen.com/articles/10.1186/s40965-016-0010-3
https://climatecolab.org/contests/2017/A2R-Anticipating-Climate-
Hazards/phase/1318612/proposal/1333769
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
https://climatecolab.org/contests/2017/A2R-Anticipating-Climate-
Hazards/phase/1318612/proposal/1333769
http://www.unisdr.org/files/608_10340.pdf
http://www.adaptation-undp.org/early-warning-systems-ews-different-types-hazards
http://www.meted.ucar.edu/communities/hazwarnsys/ffewsrg/FF_EWS.Chap.8.pdf
http://www.hydrology.gov.np/new/hydrology/_files/9a8425b638e7ad05eb8276bc22802456.pdf
3.7 Urban heat islands https://www.epa.gov/heat-islands
https://scied.ucar.edu/longcontent/urban-heat-islands
http://thegreencity.com/the-causes-and-effects-of-the-urban-heat-island-effect/
http://www.actionbioscience.org/environment/voogt.html
http://www.cityofsydney.nsw.gov.au/vision/towards-2030/sustainability/carbon-reduction/urban-
heat-island
http://www.citymetric.com/topic/urban-heat-islands
http://www.whiteroofproject.org/urban-heat-islands
3.8 Sustainable drainage system https://www.islington.gov.uk//~/media/sharepoint-lists/public-
records/planningandbuildingcontrol/publicity/publicconsultation/20122013/20121220goodpracticeg
uide2suds
https://www.nibusinessinfo.co.uk/content/sustainable-drainage-systems-suds-best-practice
http://www.rtpi.org.uk/media/12398/ea_suds_final_a4_280308.pd
http://www.stormtech.com.au/information/best-practices-environmentally-sustainable-drainage
https://www.ice.org.uk/news-and-insight/the-civil-engineer/april-2017/sustainable-drainage-
systems
http://www.knollandsseptictanks.co.uk/downloads/drainage/guidance-to-proprietary.pdf
https://www.london.gov.uk/sites/default/files/lsdap_final.pdf
http://www.gov.scot/Topics/Environment/Wildlife-Habitats/16118/EcoTraining/suds
http://www.ecrr.org/Publications/tabid/2624/mod/11083/articleType/ArticleView/articleId/3316/R
ural-sustainable-drainage-systems.aspx
http://www.engineeringnaturesway.co.uk/category/best-practice/
http://www.floodrisk.co.uk/sustainable_urban_design_systems_suds.htm
http://www.hrwallingford.com/news/new-suds-manual-delivers-practical-guidance-for-sustainable-
drainage-systems
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
3.9 Best practices identified within Epicuro project
In the following table we summarize the best practices identified by EPICURO project partners,
categorizing them in subsectors, indicating if they are technologies or initiatives and the source of
material. Below the table we present the best practices per partners, providing again the link to the
source of info used for best practice description. Some they might cover broader areas of interest.
The best practices description -following the questionnaire developed within EPICURO framework is
presented in the special annex in the final part of the report.
BEST PRACTICE INITIATIVE TECHNOLOGY SUB SECTOR SOURCE OF BEST PRACTICE
A Transdisciplinary Approach to the Case of Drought in Chile
YES Recovery (from) & Planning (for) – Extreme Weather Conditions
http://www.mdpi.com/2071-1050/8/9/905
A report on recovery and rebuilding in southern Alberta
YES Recovery (from) & Planning (for) – Extreme Weather Conditions
https://www.iclr.org/images/Alberta_flood_risk_2013_PDF.pdf
Adaptation plan guidelines for the city of Padova
YES Planning - Building resilience
http://www.padovanet.it/notizia/20160713/padova-resiliente
Resilience observatory
YES Planning - Building resilience
http://www.osservatorioresilienza.it/chi-siamo
“we resilient strategy” implementation
YES Planning – Building resilience
http://provpzresilient.wixsite.com/provpzresilient
“making cities resilient” implementation
YES Planning - Building resilience
www.goteborg.se
Working together on climate change
YES Planning - Building resilience
www.tcpa.org.uk/planning-and-climate-change-coalition
Climate change adaptation
YES Planning - Building
http://www.interreg4c.eu/fileadmin/User_Up
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
action plan & SWOT analysis guidance
resilience load/PDFs/L9_GRABS_factsheet.pdf
Tool creation to update information on climate change impacts and adaptation activities
YES Planning - Building resilience
http://www.varam.gov.lv/lat/publ/seminari/sem_klimats/?doc=24069
Urban Heat Islands assessment and analysis
YES Planning – Building Resilience
http://www.skopje.gov.mk/Uploads/Resilient%20Skopje%20Strategy%20ENG.pdf
Green cadaster to tackle air and water pollution
YES Planning – Building Resilience
http://www.skopje.gov.mk/Uploads/Resilient%20Skopje%20Strategy%20ENG.pdf
Green zoning variance
YES Planning – Building Resilience
http://www.vicenzaforumcenter.it/NEWS/pagina247065.html
On line learning to improve education on resilience
YES YES Training – Building Resilience
www.smr-project.eu
School on Resilience aspects
YES YES Training - Building resilience
http://www.progetto-rena.it/resilienza/
Waste water treatment plan
YES YES Prevention of Risks
No on line information, available
Flood risk mapping to improve flood information system
YES YES Prevention of Risks
http://www.varam.gov.lv/lat/publ/seminari/sem_klimats/?doc=24069
http://www.varam.gov.lv/eng/fondi/EEA_Norv/european_economic_area_financial_mechanism_programme__national_climate_policy/
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
?doc=18233
Coast fortification of river Maza Jugla in 2014
YES Prevention of Risks
No on line information, available
Floods prevention –Detention Basins
YES Prevention of Risks
https://www.regione.veneto.it/web/ambiente-e-territorio/opere-infrastrutturali-per-la-sicurezza-dal-rischio-idraulico
http://repository.regione.veneto.it/public/cc767edcf7f83fc0679189c82d9e81f5.php?lang=it&dl=true
http://www.comune.caldogno.vi.it/pagina496_bacino-di-laminazione.html
ALBA IULIA:
http://www.mdpi.com/2071-1050/8/9/905 A Transdisciplinary Approach to the Case of Drought in
Chile
https://www.iclr.org/images/Alberta_flood_risk_2013_PDF.pdf A report on recovery and rebuilding
in southern Alberta
EPC:
http://www.padovanet.it/notizia/20160713/padova-resiliente Adaptation plan guidelines for the city
of Padova
http://www.osservatorioresilienza.it/chi-siamo Resilience observatory
http://www.progetto-rena.it/resilienza/ School on Resilience aspects
TCPA:
www.tcpa.org.uk/planning-and-climate-change-coalition Working together on climate change
http://www.interreg4c.eu/fileadmin/User_Upload/PDFs/L9_GRABS_factsheet.pdf Climate change
adaptation action plan & SWOT analysis guidance
http://www.ciria.org/Memberships/The_SuDs_Manual_C753_Chapters.aspx
https://www.sepa.org.uk/media/143195/lups-gu2-planning-guidance-on-sustainable-drainage-
systems-suds.pdf
http://www.susdrain.org/
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
http://www.hrwallingford.com/BlogRetrieve.aspx?PostID=627513&A=SearchResult&SearchID=19618
78&ObjectID=627513&ObjectType=55
Sustainable Drainage Systems
https://www.gov.uk/guidance/the-thames-barrier
http://www.climatechangenews.com/2014/01/07/londons-climate-resilience-tested-as-
thames-barrier-rises-for-138th-time/
http://www.bbc.co.uk/news/magazine-26133660
http://www.gre.ac.uk/ach/gmc/research/projects/runningriverthames/governance/overvie
w-of-river-functions
http://www.climatechangenews.com/2014/01/07/londons-climate-resilience-tested-as-
thames-barrier-rises-for-138th-time/
https://en.wikipedia.org/wiki/Thames_Barrier
https://getrevising.co.uk/diagrams/london_and_the_thames_estuary
http://ukclimateprojections.metoffice.gov.uk/media.jsp?mediaid=87898&filetype=pdf
http://www.cems.uwe.ac.uk/~cjwallac/CPDA_SE/thamesbarriercase.htm
https://21stcenturychallenges.org/the-thames-barrier/
Flooding & Coastal: Thames Barrier
EKODOMA:
http://www.varam.gov.lv/lat/publ/seminari/sem_klimats/?doc=24069
http://www.varam.gov.lv/eng/fondi/EEA_Norv/european_economic_area_financial_mecha
nism_programme__national_climate_policy/?doc=18233
Flood risk mapping to improve flood information system
http://www.varam.gov.lv/lat/publ/seminari/sem_klimats/?doc=24069
Tool creation to update information on climate change impacts and adaptation activities
SALASPIS:
http://www.salaspils.lv/images/salaspils_vestis/2015/SalaspilsVestis_9.10.2015.pdf Construction
of culvert regulator system in Avoti Salaspils
Coast fortification of river Maza Jugla in 2014 - No online available information
CITY OF SKOPJE:
http://www.skopje.gov.mk/Uploads/Resilient%20Skopje%20Strategy%20ENG.pdf
Urban Heat Islands assessment and analysis
http://www.skopje.gov.mk/Uploads/Resilient%20Skopje%20Strategy%20ENG.pdf
Green cadaster to tackle air and water pollution
VEJLE:
On line learning to improve education on resilience - www.smr-project.eu
Waste water treatment plan - No online available information
VICENZA:
https://www.regione.veneto.it/web/ambiente-e-territorio/opere-infrastrutturali-per-la-
sicurezza-dal-rischio-idraulico
http://repository.regione.veneto.it/public/cc767edcf7f83fc0679189c82d9e81f5.php?lang=it&
dl=true
http://www.comune.caldogno.vi.it/pagina496_bacino-di-laminazione.html
Floods prevention –Detention Basins
http://www.vicenzaforumcenter.it/NEWS/pagina247065.html
Green zoning variance
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
PROVINCE OF POTENZA:
http://provpzresilient.wixsite.com/provpzresilient “we resilient strategy” implementation
www.goteborg.se “making cities resilient” implementation
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
3.10 Conclusions
The cities participating in EPICURO gathered enough good practices that show the variety and
complexity of the CITIES RESILENCE issue. In total twenty one (21) good practices were identified,
described in detail, in a way that make it easier for adaptation and adoption within the context of
EPICURO project. Adoption will be partially done and can be integral part of the Local Adaptation
Strategy Plans (LASPs) and the pilot events planned to assess their most mature elements.
To analyze the good practices selected, a very detailed questionnaire have been used that tried to
depict that selection and analysis of good practices is a very demanding task if successful adaptation
and adoption is expected as a next step. Filing the questionnaire with information revealed most
dimensions of resilience concept that must be taken into consideration by territorial partners in
EPICURO. In fact the range of good practices selected and analyzed confirmed what international
frameworks for city resilience have already declared. Resilience covers the totality of economic and
social life and cities have to change the view under which many activities take place in their territory
to promote joint planning, interaction and integration of all resilient related activities in place or
planned in their territories.
The best practices selected by the partners covered a wide range of activities:
From applications that ease implementation of city resilience initiatives to procedural
solutions that can foster acceptance of the resilience concept from stakeholders and
citizens.
Other good practices are related to technologies of low level (i.e. for stopping floods
through mechanical infrastructures) which installation must comply with complicated
procedures.
Some good practices deal with aspects influencing quality of life (i.e. green zones in
urban areas), which initially may seem irrelevant with city resilience, yet it is not as
resilience is a concept that (must) be embedded in most aspects of our lives.
Few good practices were derived from past disasters’ analysis in order to reveal the key
aspects that decreased (or increased) resilience of societies at that time.
Redesign of cities (or parts of them) as a result of impact analysis from climate change is
also an important issue that bridges disaster risk reduction with urban and territorial
planning and development.
Availability, reliability and usability of information related with resilience aspects is also
an important theme, together with the best way to exploit this information and armor
the city against climate change impacts.
Participation of all major stakeholders together with local communities and each single
citizen of the cities’ broader territory, with big cities leading also neighboring ones in the
way to achieve true resilience to disasters. Some good practices showed emphatically
that action or territorial coordination plans must be in place to secure spread or
resilience in most of regional / local policies and avoid omission of critical elements for
effective and efficient implementation.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Last but not least, concepts such as circular economy and innovation were mentioned,
that show the direction towards which territorial partners must head on. Something we
further comment on it in conclusions.
The variety of good practices and the fact that many more can be identified as important for cities’
resilience and relative to EPICURO project, underline the need for integration and interaction among
the basic pillars of EPICURO project: Best practices, SWOT analysis, Strategic teams’ creation,
Adaptation Plans and their pilot testing, Active participation of Stakeholders and Citizens and
Learning and Training activities.
3.11 Technology in good practices From the cities perspective –within the activity of identifying and collecting good practices- the
technological dimension of resilience has not been in the epicenter of their efforts and they focus
mostly on good practices that deal with procedural and support of decision making issues. Being also
aware of the existing situation in many European cities of medium and big magnitude, the approach
of EPICURO territorial partners seem reasonable. Cities participate in many projects of a wide
spectrum concerning sectors, aim and objectives, many of which are related to establishment of
technological items for different applications in different sectors of economic and social life. ICT
technologies for traffic control, quality monitoring of environment, optimization of logistics in ports,
railway hubs and logistics centers, technologies for critical infrastructures protection, cameras and
sensors in perimeter of cities for floods, fires and other risks early warning, smart technologies for
volunteers and active citizens and the catalogue is big and still growing.
All these technologies could be used for purposes of increasing cities resilience, since they have
functionalities that overcome their purpose for establishment and can serve wider ones. However
there exist some challenges hard to tackle:
Cities do not know what kinds of technologies are being used in their territory, by which
stakeholders and what they can offer in city resilience strategy planning and implementation.
Therefore, a clear, dynamic mapping of used or to be used (for scheduled investments –
activities) is necessary. Such a mapping has to be updated every time a technology is being
used –or definitely scheduled to be used- by the responsible stakeholder to avoid
overlapping in effort, to achieve synergies and create the sense of unity to all members
engaged in city resilience. Many of these technologies are being developed within the
framework of co-financed projects and thus involved research/ academic institutes can play
a positive role to make transparent such technologies to all resilient alliance stakeholders,
propose alternative uses and encourage and support them.
It is necessary to map also the technologies available in the market that will support the
effective and efficient implementation of city resilience strategy and action plan and that
mapping has to be reviewed regularly –once per one or two years-. In that way, the team
that is responsible for city resilience strategy would be in position to benchmark available
technologies in the market with those being used by key stakeholders of the city in terms of
costs, uses, functionalities, etc. This is a major problem all big cities face and academic,
research institutes can play a critical role there.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Last but not least all users / owners of technologies that can contribute to optimization of
city resilience strategy implementation must be convinced that they benefit from that
strategy (in terms of increased security, social responsibility etc) so that they can cooperate
and even invest in city resilience in the long term. Such change of mind set can happen in the
framework of businesses social responsibility, through a transparent procedure. That
procedure can lead to Public Private Partnership for resilience that will foster future
resilience efforts and secure their sustainability.
In the complicated operating environment of a big city it is difficult (and time and effort consuming)
to accomplish such tasks, especially when everyday politics consume much of available time and
effort. That is the reason why the territorial partners of EPICURO choose good practices that are
linked to procedures / technologies that brought good results in specific sectors / fields that are
related to city resilience. Such an approach is fully understood, however it must be evaluated under
a broader scope: that of transferability to other field and integration with other good practices or
existing practices within the city. Otherwise we face the possibility to have excellent good practices
for a field that do not contribute to other fields or cannot be used elsewhere and then we will create
a similar problem to the one of integrating technologies and cannot hope to optimize strategy for
city resilience.
It is inevitable that the three different EPICURO activities that are in progress during the first
implementation period of EPICURO a) Good practices selection, b) SWOT analysis execution, and c)
Strategic Teams Formation, have to converge and interact among each other, using also the
experience partners have from other projects and related initiatives. Such interaction can only be
done within the training activities both local and international one. Therefore, it is necessary to
include such sessions and formulate them very carefully in order to have usable, transferrable results
with high added value for the territorial partners. Structuring training events must be a tailor made
process for each partner, beside the general session- with transferability of results being a secondary
dimension of the effort, due to unique characteristics of each city’s environment. Such approach can
reveal the need for technologies, their availability and easiness to get and use to increase cities’
resilience.
3.12 People centred approach for (procedures to) success
What will make the difference in the success of EPICURO implementation will be the integration
factor of all each main elements/ deliverables. Integration must prevail to any other priorities during
training and demonstration / pilot activities. In EPICURO case integration means people. To be more
specific:
A) Each territorial partner must identify people that succeed in the past, in achieving complex
initiatives -such as city resilience- in the past independently of the sector / field those initiatives
belong to. It could be an integration of a territorial innovation system, or an optimization of city’s
transport system, or even a major administrative reform. Such kind of people will be able to identify
the key factors (some time being so obvious that we cannot identify the,) that will determine the
success degree of resilience strategy and action plans’ implementation and progress and can provide
decision making teams with valuable hints on obstacles that must be removed in time.
B) A rare category of people that will also be valuable for EPICURO case are those that have a clear
horizontal perspective of the strategies / policies / initiatives that are going on (or scheduled) within
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
the city and can see / predict / propose synergies and integration activities. Usually such people have
been served in many key positions that needed strong policy and decision making capabilities and
are basic pillars of city’s activities independently of political changes. The identification, motivation
and exploitation of the knowledge and knowhow –mostly tacit, so not included in procedures and
reports- of such people can be proved critical for achieving resilience goals.
NOTICE: People from categories A and B could be the same.
Since the main focus of the good practices selected is in procedures and decision making processes
that can transform the cities into dynamic resilient organizations, people with deep knowledge of
each city cases can play an important role. These people must be used within EPICURO project as
much as possible. The conclusion of this procedure could then finalize the most critical aspect of the
single project deliverable “Good practices” which is the practical way in which best practices will be
adapted and adopted by territorial partners and use for fostering the resilient case.
During search for good practices on resilient cities, we identified that a key source of good practices
have been projects, financed in various frameworks. However, several projects in civil protection
initiative but also in Interreg, showed clearly that best practices selection and analysis has little to
offer if the adaptation and adoption procedure is not clear to the partners and there is no wider
perspective of the best practice usability. Beside that factm we emphasize that It is absolutely true
that an overlooked source of potential obstacles but also of useful catalysts in regards best practices
implementation is the other European projects that have been implemented within a city under
various initiatives and by various entities of the city or/and located in the city. Almost all approved
projects include the element of best practices selection and implementation whether they refer to
innovation or to transport, energy efficiency, civil protection etc. It would be useful to question
entities such as Development Agencies of Cities, Provinces, Departments of European projects and
research Institutes that implement a variety of projects in the area of territorial partners to check
what went wrong in past cases of best practices or which were the elements that lead to successful
adaptation and adoption.
In EPICURO we do not underestimate the need to achieve political commitment and support by
politicians that act at local and regional level to better implement city resilient strategy, however we
take for granted such commitment and support since climate change has already and without doubt
started to affect our cities. In all cases that important decision making must be made that hypothesis
will be tested.
Also networking and interaction with other projects and initiatives is very important to accelerate the
learning procedure and make fast progress even in cities that have not made much on resilience so
far. Especially, interaction of EPICURO with UNISDR and Rockefeller 100 resilient cities initiatives will
help improve the dynamic character of EPICURO deliverables and results, while contributing any key
findings of the project to a much larger audience with appointed teams that tackle various problems
emerged in concept practical implementation.
3.13 Steps forward In cities’ resilience concept where we have already two international initiatives (UNISDR and
Rockefeller 100 resilient cities) and within the complex dynamic of big cities it is hard to tell the
added value of a best practice if there is no clear adaptation and adoption procedure with time
framework, no integration with other elements, no interaction with existing procedures and no pilot
implementation time, under an integrated framework that in case of EPICURO will be formulated by
Strategic Teams Formation and Training.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Resilience concept is a complex concept even though its definition can be really simple, as we have
already presented. The case is such because resilience refers to almost every aspect of our life, to
quality of living and to secure efforts and results for economic and social development and cohesion.
Most critical aspects of resilience have been presented in good practices partners selected. Even if
the variety and differentiation of interests and views can be disappointing making convergence seem
hard, the truth is that every one and all together good practices reveal the path to radically improve
resilience levels of our societies. Making resilience an indispensable part of all cities; policies and also
a priority for communities and citizens.
Action plans, cooperation among stakeholders and public, lessons learnt from past events,
continuous training and use of updated, reliable, validated information, as well as integration of
technologies, are some of the issues that were initially described in the EPICURO approved proposal,
acknowledged as elements that need further investigation. Best practices selection and analysis
validated those forecasts and underline further the need for integration and interaction among the
various elements of EPICURO cities resilience strategy implementation. It is clear that even though
each case is unique and the answers that will be given will be tailor made, partners have to create a
map of how the various elements interact among each other and how they can plug in or get
unplugged, serving the main objective of maximizing cities’ resilience.
Final and most important conclusion is that territorial partners must create an environment that will
favor INNOVATION in the field of resilience. The complexity and challenges of the concept resemble
the one of creating an environment that will favor innovation for creation of new products by
businesses with the cooperation of research institutes, regional and other public authorities, creating
high added value services and products constantly, following the changes in a series of parameters
worldwide. In a similar way constant innovation (in processes / procedures, services, products) in the
field of resilience must be the main objective of territorial entities. Transfer of knowhow and
knowledge from other sectors can be done, to make resilience an indispensable part of strategies,
policies and activities of territorial authorities. Such approach was evident from UNISDR contribution
–through province of Potenza-and from Vejle presentation of resilient house –more or less an
incubator for resilience-.
A flow chart of steps towards creating a favorable to innovation environment for resilience can be
drafted during the training events (especially the international one) and that can be an important
contribution of EPICURO project. If such will be the intention of project partners we can create a
preliminary methodology that will help them in start working on creating that innovation
environment, including guidance on benchmarking criteria for best practices and activities,
technological connectivities that can foster innovation in resilience etc. Elements are present in best
practices, need only inclusion in a methodological framework.
The findings from best practices collection were proved evident by the findings in SWOT analysis
(Task B2 delivered by the TCPA). In EPICURO we have cities that approach resilience with different
speed and a lot of resilience elements vary a lot among them. Therefore the SWOT analysis revealed
a wide range of topics that are resilient linked, categorized in Risks & Vulnerabilities, Governance &
Knowledge, Policies & Strategies, Economic Challenges, and Community Engagement & Stakeholder
Networks. In all categories many subcategories can be defined and those mostly for floods risk that is
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
the common one among most of EPICURO cities. Therefore RESILIENCE is a dynamic continuous way
of policy making and culture creation, rather than a static approach.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
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Auld, H.E. 2008, "Adaptation by design: the impact of changing climate on infrastructure", Journal of
Public Works and Infrastructure, vol. 3, pp. 276-288.
Bahadur, A., Peters, K., Wilkinson,E., Pichon,F., Gray, K and Tanner, T ( 2015), The 3As: Tracking
Resilience Across Braced, Working paper, BRACED Knowledge Manager [Online] Available from:
http://www.braced.org/ [Accessed April 2015]
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and Humanitarian Aid www.epicurocp.eu
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5 Annex Epicuro partners’ best practices analysis
5.1 Good practices description format
Form for Description and Analysis of Good Practice
Field / Category of Good Practice (to be chosen /named by partner)
EPICURO Partner:
Acronym (if applicable)
Contact details
Name - Sirname
Organisation
Entity that Implemented the Good Practice (it can be the Partner itself but also any other entity):
Source of Good Practice / lessons Learnt - Additional elements
Web links:
Bibliography:
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
Goals / Objectives and Achievements:
Stakeholders Involved:
Implementation phases and current stage:
Adaptation to EPICURO PROJECT (small description)
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been implemented.
Regulatory Context:
Procedural Context:
Technological Context:
Socio-Economic Context:
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Skills and Competences Context (being necessary for Implementation of best practice):
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation):
History of establishment (Need for the Best Practice):
Parameters to be consider:
Priorities Identified:
Actions Carried Out:
Implementation Responsible Entity:
Resources/means used (human, material, financial…):
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice already
implemented
Objective: compare the results obtained through implementation to the objectives set at the selection
/establishment of the good practice. Please provide as many tangible / measurable results / indicators
as possible.
Description:
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries (entities &
people)
Impact on policies (national, regional, local, other stakeholders policies):
Impact on people (Beneficiaries and general public):
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into legislation
or/and in entity’s procedures / strategy followed by entities or in a broader disaster risk reduction
strategy
Integration into strategy of organization:
Integration into Legislation:
Integration into entity’s procedures:
Integration into general risk disaster reduction strategy:
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the good practice
to other entities / partners. How the entity or others can learn from Good practice implementation
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Success Factors (political, technical, human, financial ...):
Risk Factors:
Willingness to collaborate with other EPICURO partners (in case of intra consortium transfer of good
practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN IMPLEMENTED BY AN
EPICURO PROJECT PARTNER)
5.2 Best practices presentation Below we present the best practices analysis selected by EPICURO partners, after completing the
information needed in the provided -by EUC- questionnaire. In that way adaptation and adoption by
any partner choosing a best practice would be much easier and EUC will provide support in the
procedure. Best practices adoption is estimated to happen during the pilot cases after training and
other activities have been completed.
In some best practices, partners have not yet completed some fields of the questionnaire. That
happened either because the relative information is not provided by the sources of the best practice,
or because such information (I.e. related to adaptation and adoption issues) needs other activities of
EPICURO to be completed before can be provided.
This is the reason each partner will select the best practices that are more suitable for its case
and will use them during project implementation after SWOT analysis, Strategic teams formation
and local training activities will have been completed and once pilot actions will have been
decided.
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5.3 Alba Iulia Municipality
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: A Transdisciplinary Approach to the Case of Drought in
Chile
EPICURO Partner: The Municipality of Alba Iulia
Acronym (if applicable)
Contact details
Name - Surname Sasu Ovidiu Ioan
Organisation Alba Iulia Municipality
Email [email protected]
Entity that Implemented the Good Practice: Center for Climate and Resilience Research
in Santiago, Chile.
Source of Good Practice / lessons Learnt - Additional elements
Web links:
http://www.mdpi.com/2071-1050/8/9/905
Bibliography:
http://www.mdpi.com
Quick Presentation of the Good Practice
The Good Practice presents the results of a participatory process, embedded in a
transdisciplinary approach that generated concrete, context-specific knowledge in
terms of what are the main impacts of the mega-drought, existing measures to address
these impacts, and factors identified as supporting resilience to droughts. First, we
present a detailed description of the analytical framework: transdisciplinarity and the
Resilience-Wheel. Second, the research design and the methodology applied are
described. Third, we delve into the results of the study and the main implications that
emerged, with a focus on what these workshop results reveal in terms of relevant
factors for resilience building. Finally, we conclude with a summary of lessons learned
and suggestions for moving forward.
Place and Time of Implementation:
Over the last seven years (2009–2015), Chile has faced the most severe drought on
record, known as the ‘Mega-drought’, which has had profound impacts on the
environment and society. The labeling of this event as a ‘Mega-drought’ indicates the
significance of this climatic phenomenon as an iconic climate event.
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The boundary object of this study, with the approximate duration of one year (2016) is
the mega-drought experienced in Chile, specifically in the following three administrative
regions (equivalent to a state in the USA): Región de los Ríos, Región del Biobío, and
Región Metropolitana. Two of these regions were selected, given that most of the urban
population of Chile lives there as they contain the largest cities in Chile: Santiago (the
capital of the country and most populated city), and Concepción (the second most
populated). The selection of Valdivia responds to the need of incorporating a vital mid-
sized city in the south of the country. These regions and the consideration of the region
scale (and not only the city scale) were chosen specifically for the case of droughts, as
the regions where the cities are located play a pivotal role in providing services and
products to the surrounding urban population.
Goals / Objectives and Achievements:
In this study we aimed to generate context-specific knowledge about resilience factors for
addressing the impacts of drought, with the expectation that bringing forth experiential
knowledge on how impacts were addressed in the past would shed light on what
constitutes key resilience factors for practitioners working in urban contexts.
For building resilience, social learning processes are imperative. These processes
increase the likelihood of building resilience, since they embed the context-specific
expectations, capacities, experience, and knowledge of local actors. The workshops
carried out in this study served as platforms for social learning where both participants
and the research team learned about key determinants and attributes for building
resilience to drought and the usefulness of the Resilience-Wheel in guiding them in the
process of knowledge co-production.
Stakeholders Involved:
There were participants from four groups: government agencies, the academic sector,
non-government organizations and civil society organizations, and the private sector.
Invitations were delivered to 283 people, and 63 individuals agreed to participate in the
workshops (the rate of participation was 21.8%).
Implementation phases and current stage:
One workshop was undertaken in each of the three regions. In the first part of each
workshop, general information was given to participants such as scientific climate
information on the mega-drought, resilience to climate change (including a presentation of
the Resilience-Wheel with its determinants and attributes), and an overview of the
structure and activities of the workshop. Participants were then divided into discussion
groups of 10 or fewer individuals, to ensure that each participant had the opportunity to
take part in the discussion. All these discussions were transformed into Results: Impacts of
Drought and How to Build Resilience to It.
Adaptation to EPICURO PROJECT (small description):
As a concept, ‘resilience’ has increasingly influenced many fields of research, including
climate change, and gained significant traction in a number of policy domains. Given the
broad diversity of perspectives, discussion also arises regarding the ambiguity of
resilience definitions and conceptualizations, which in turn has the potential to create
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confusion among decision-makers and practitioners.
Adopting a transdisciplinary approach allowed us to co-produce key target and system
knowledge to enable a starting point for transformation knowledge. These are first
steps towards improving the way in which drought is currently addressed, with a
bottom-up approach to bridge the gap at the interface between science and policy.
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
Over the last seven years (2009–2015), Chile has faced the most severe drought on
record, known as the ‘Mega-drought’, which has had profound impacts on the
environment and society. The labeling of this event as a ‘Mega-drought’ indicates the
significance of this climatic phenomenon as an iconic climate event. With an annual
precipitation deficit between 20% and 40%, the drought has been unprecedented in
terms of its intensity, spatial extension, and, perhaps most importantly, its duration—
one or two year-long droughts are not uncommon in Chile, but the current seven-year
event is truly exceptional. The average stream flow during the period 2010–2014
declined by 30%–60% throughout central Chile. Likewise, we have witnessed record low
levels in most water reservoirs and the model-based climate projections for the 21st
century consistently indicate a marked drying trend throughout the region. The effects
of the mega-drought on physical systems include impacts on natural vegetation, snow
pack over the Andes Mountains, surface and subsurface hydrology, and forest fires. In
turn, these effects might have severe impacts on urban infrastructure and city life, such
as shortages in water supplies, reduced food availability and rising prices in the cities
surrounding regional agriculture production, heat waves, and increasing air po llution
Procedural Context:
It is important to highlight that in order to work in the co-production of knowledge
(transdisciplinary approach) that includes professionals, researchers, and civil society
representatives coming from different disciplinary backgrounds, fields, and levels of
education, what is needed is a simple tool that both is easy to understand and applies in
platforms of co-production of knowledge, such as the workshops conducted in this
study, but that also captures the advance in theory of urban and regional resilience.
Technological Context:
The Resilience-Wheel is a flexible and easy-to-use tool that can serve to evaluate both
the resilience of cities and the regions or hinterlands in which they are nested, which is
the focus of the project.
Socio-Economic Context:
Improving understanding of the mega-drought in Chile requires a broadening of the
knowledge base to include the socioeconomic context in an integrative and systematic
approach. To facilitate this process, transdisciplinary research provides what is termed
policy-relevant knowledge, which is increasingly recognized as crucial for addressing
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problems associated with climate variability and change, such as the extreme events
that characterize this mega-drought in Chile.
Skills and Competences Context (being necessary for Implementation of best practice):
In generating policy-relevant knowledge, three distinct types of information are called
for: (1) an understanding of the components and dynamics within and between systems
(systems knowledge); (2) knowledge that helps clarify and prioritize the outcomes
desired and valued by society in dealing with climate change impacts (target
knowledge); and (3) knowledge of how to transform the system, for example, by
informing policy options that deal with the effects and impacts of climate change in
society (transformation knowledge). These three knowledge types were applied in our
analytical framework as a means to structure the results of knowledge co-produced in
the workshops.
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation:
One workshop was undertaken in each of the three regions. In the first part of each
workshop, general information was given to participants such as scientific climate
information on the mega-drought, resilience to climate change (including a presentation
of the Resilience-Wheel with its determinants and attributes), and an overview of the
structure and activities of the workshop. Participants were then divided into discussion
groups of 10 or fewer individuals, to ensure that each participant had the opportunity to
take part in the discussion. Each group was guided by a facilitator, using posters and
other materials developed specifically for these workshops. The workshops sought to
incorporate the insights, visions, attitudes, preferences, and opinions of all participants,
aiming to co-produce knowledge on four topics: (a) the social, economic,
environmental, and institutional impacts of drought in the participants’ specific context
(system knowledge); (b) what has been done to address these impacts (system
knowledge) and what is valued or regarded as necessary in responding to these impacts
(target knowledge) (for Topics (a) and (b), participants were asked to summarize their
experiences in writing, and to include their contributions on a flipchart; (c) the
determinants and attributes for building resilience to drought (target knowledge). Here
participants were asked to vote for the most relevant attributes of both Resilience-
Wheels, with social and ecological subsystems (a discussion of the attributes selected
followed; (d) the role of different actors in building resilience to droughts
(transformation knowledge); here participants were again asked to write responses on
Post-It notes, which were then posted on a flipchart.
The workshops closed with a plenary session, where each group presented the results
that emerged in their respective discussions.
The analysis involved a process of building up from the data obtained in the workshops,
by conducting an analytical thematic coding for each of the topics described above.
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and Humanitarian Aid www.epicurocp.eu
History of establishment (Need for the Best Practice):
The Center for Climate and Resilience Research , established in 2015, aims at improving the
scientific understanding of climate change system, processes, and impacts along Chile, and,
on the other hand at producing assessments, scenarios, and measures to mitigate and
adapt to climate change, for example, strengthening societal resilience.In fact, the concept
of resilience provides a way for analyzing how to maintain stability in the face of change. A
social-ecological system resilient, which can buffer a great deal of change or disturbance, is
synonymous with ecological, economic and social sustainability.
Parameters to be considered:
The boundary object of this study is the mega-drought experienced in Chile, specifically
in the following three administrative regions (equivalent to a state in the USA): Región
de los Ríos, Región del Biobío, and Región Metropolitana. Two of these regions were
selected, given that most of the urban population of Chile lives there as they contain the
largest cities in Chile: Santiago (the capital of the country and most populated city), and
Concepción (the second most populated). The selection of Valdivia responds to the need
of incorporating a vital mid-sized city in the south of the country. These regions and the
consideration of the region scale (and not only the city scale) were chosen specifically
for the case of droughts, as the regions where the cities are located play a pivotal role in
providing services and products to the surrounding urban population. These three cities
and their regions were also selected as severe impacts of the drought are experienced
here and because the three main research organizations associated with the Center for
Climate and Resilience Research (CR2), in which this study was developed, are located in
these regions. This enabled us to ensure the participation of relevant actors in each
region. It is important to note that the Metropolitan Region has a semi-arid climate
(mean annual precipitation (MAP) in Santiago: 300 mm). The Region of Biobío receives
more rainfall (MAP in Concepción: 1100 mm) and the Los Ríos Region has a rainy climate
(MAP in Valdivia: 2500 mm). Despite this variation in mean annual precipitation, the
effect of the mega-drought in terms of rainfall deficit is similar for the three regions.
Priorities Identified:
In this study we aimed to generate context-specific knowledge about resilience factors
for addressing the impacts of drought, with the expectation that bringing forth
experiential knowledge on how impacts were addressed in the past would shed light on
what constitutes key resilience factors for practitioners working in urban contexts.
Actions Carried Out:
The main method applied in this research was workshops. One workshop was
undertaken in each of the three regions
Implementation Responsible Entity:
Center for Climate and Resilience Research in Santiago, Chile.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Resources/means used (human, material, financial…):
There were included participants from four groups: government agencies, the academic
sector, non-government organizations and civil society organizations, and the private
sector. Invitations were delivered to 283 people, and 63 individuals agreed to
participate in the workshops (the rate of participation was 21.8%).
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
Based on target knowledge inputs, the impacts of droughts can be addressed through a
co-production of transformation knowledge. One of the central pillars of this
transformation knowledge consists of human and institutional dimensions, in which the
definition of actors as agents of change requires input from relevant stakeholders.
Participants identified specific roles or valued outcomes for each actor in a way that
could enable resilience building, of which the most significant were: active participation
in knowledge co-production (NGOs and civil society); production and dissemination of
key scientific information (academia); generating and providing access to information,
and creating appropriate institutional settings (government); and responsibility of
companies and provision of information that they possess (private sector). This implies
that changes are necessary and transforming current practices will result in
differentiated responsibilities for all actors.
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice
already implemented
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
For building resilience, social learning processes are imperative. These processes
increase the likelihood of building resilience, since they embed the context-specific
expectations, capacities, experience, and knowledge of local actors. The workshops
carried out in this study served as platforms for social learning where both participants
and the research team learned about key determinants and attributes for building
resilience to drought and the usefulness of the Resilience-Wheel in guiding them in the
process of knowledge co-production.
Adopting a transdisciplinary approach allowed us to co-produce key target and system
knowledge to enable a starting point for transformation knowledge. These are first
steps towards improving the way in which drought is currently addressed, with a
bottom-up approach to bridge the gap at the interface between science and policy.
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people)
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Impact on policies (national, regional, local, other stakeholders policies):
One common theme is information. Knowledge generation (including research,
teaching, dissemination, and outreach) is very relevant for scientists, and the private
sector includes “provide information” as a key valued outcome. The other two groups
assign high importance to learning and using information (“inquire” in the case of the
civil society; “learning” in the case of government agencies). Another common theme is
participation, a valued outcome mentioned by civil society, state agencies, and private
sectors (in the form of “involve”). “Cooperation” and “linking” are valued outcomes
mentioned by all actor groups except for, surprisingly, NGOs and civil society. Finally,
both government agencies and the private sector mention “fund” and “finance” as
important outcomes.
Overall, it is interesting to highlight that while the roles of academia, NGOs and civil
society, and the private sector were mentioned 63, 61, and 60 times, respectively, the
role of government agencies was mentioned close to 100 times. In the Chilean context,
this is not surprising. Although the system has continued to evolve over decades, the
neoliberal tradition has, on the one hand, restricted “the public sphere” to a field that is
regulated by the state, while, on the other hand, restricting the NGOs and civil society
to a field of private interest (individual). Despite increased levels of participation in
recent years, top-down approaches remain predominant.
Impact on people (Beneficiaries and general public):
In general, the majority of the roles envisioned for the civil society and NGOs are
associated with the active participation of social actors in environmental issues, with
only two related to being “receptive” to receiving information and “following rules”.
These results are consistent with the climate change literature, which indicates that one
of the current challenges of governance in climate change is to create active
organizations capable of sharing experiences, generating a collective memory, and
strengthening social capital
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy
Integration into strategy of organization:
Based on target knowledge inputs, the impacts of droughts can be addressed through a
co-production of transformation knowledge. One of the central pillars of this
transformation knowledge consists of human and institutional dimensions, in which the
definition of actors as agents of change requires input from relevant stakeholders.
Participants identified specific roles or valued outcomes for each actor in a way that
could enable resilience building, of which the most significant were: active participation
in knowledge co-production (NGOs and civil society); production and dissemination of
key scientific information (academia); generating and providing access to information,
and creating appropriate institutional settings (government); and responsibility of
companies and provision of information that they possess (private sector). This implies
that changes are necessary and transforming current practices will result in
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
differentiated responsibilities for all actors.
Integration into Legislation:
The role of government agencies prompted the greatest variety of responses from
participants. Promoting access to, and the generation and dissemination of
“information” and “planning”, were considered the most important roles, followed by
“regulation”.
Integration into entity’s procedures:
Adopting a transdisciplinary approach allowed us to co-produce key target and system
knowledge to enable a starting point for transformation knowledge.
Integration into general risk disaster reduction strategy:
For building resilience, social learning processes are imperative. These processes
increase the likelihood of building resilience, since they embed the context-specific
expectations, capacities, experience, and knowledge of local actors. The workshops
carried out in this study served as platforms for social learning where both participants
and the research team learned about key determinants and attributes for building
resilience to drought and the usefulness of the Resilience-Wheel in guiding them in the
process of knowledge co-production.
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation
Success Factors (political, technical, human, financial ...):
Knowledge, knowhow and partnership.
Risk Factors:
Unwillingness to evolve and the oblivion one can have towards being aware of the climate
changes. From the point of view of the participants, the unwillingness to participate in such
studies and provide specialised feedback.
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: A report on recovery and rebuilding in southern
Alberta
EPICURO Partner: The Municipality of Alba Iulia
Acronym (if applicable)
Contact details
Name - Sirname Patranjean Bogdan
Organisation Alba Iulia Municipality
Email [email protected]
Entity that Implemented the Good Practice: A report on recovery and rebuilding in
southern Alberta
Source of Good Practice / lessons Learnt - Additional elements
Web links:
https://www.iclr.org/images/Alberta_flood_risk_2013_PDF.pdf
Bibliography:
https://www.iclr.org/images/Alberta_flood_risk_2013_PDF.pdf
Quick Presentation of the Good Practice
Mission is to reduce the loss of life and property caused by severe weather and the
identification and support of sustained actions that improve society’s capacity to adapt
to, anticipate, mitigate, withstand and recover from natural disasters. ICLR is achieving
its mission through the development and implementation of its programs Open for
Business, to increase the disaster resilience of small businesses, Designed for safer
living, which increases the disaster resilience of homes, and RSVP cities, to increase the
disaster resilience of communities.
Place and Time of Implementation:
There have been six disasters in Canada since 2005 that resulted in more than one billion
dollars in economic losses. Four of these large disasters were in Alberta – the 2005 flooding
in the province, the 2010 storm in Calgary, the 2011 wildfire in Slave Lake, and the 2013
flood. Damage from the 2013 flood was the largest disaster loss ever recorded in western
Canada. In June, southern Alberta experienced extensive loss and damage from riverine
flooding. More than 250 mm of rain fell over a 36 hour period in the foothills west and
southwest of Calgary and began rapidly flowing east through the province’s river valleys
bringing destruction across southern Alberta. This was the largest riverine flood damage
ever in Canada. These storms also brought heavy rains, exceeding 50 mm, in many urban
centres across southern Alberta, overwhelming stormwater and sanitary sewer systems.
Urban flood losses, including damage from water and sewage that entered homes and
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
businesses through the backup of municipal sewers, were extensive, approaching $1
billion. Actions to prevent or reduce the risk of flood damage in the province should
include actions to address both riverine and urban flooding. Riverine floods are the most
common natural hazard experienced by Canadians. The Canadian Disaster Database, for
example, identifies 62 floods in Canada during the ten-year period from 2003 through
2012, resulting in $1½ billion in riverine flood damage. This includes five floods in Alberta
accounting for flood damage as great as the combined losses in the rest of Canada.
Riverine flood damage from the 2013 flood in southern Alberta is expected to exceed the
losses from all of the flood events in Canada over the previous ten years.
Goals / Objectives and Achievements:
Best practices to prevent and reduce the risk of loss from riverine flooding are well known,
and have been tested around the world for several decades. Prohibition of development in
zones of flood risk, investments in structural flood defence and a variety of other tools are
available to eliminate or reduce the expected loss from riverine flooding. The foundation
for riverine flood management involves a clear determination of acceptable risk of flood
damage.
Stakeholders Involved:
The Institute for Catastrophic Loss Reduction (ICLR) is a world-class, independent, notfor-
profit research institute based at Western University in London, Ontario. Institute staff and
research associates are international leaders in wind and seismic engineering, atmospheric
science, risk perception, hydrology, economics, geography, health sciences, public policy
and a number of other disciplines. Core funding for the Institute is provided by Canada’s
private insurance companies. The majority of the funds supporting research by the
Institute and its research associates is provided by the federal and provincial government
agencies that support academic research in Canada.
Implementation phases and current stage:
Implement the recommendations of the Groeneveld Report on the 2005 Alberta flood.
These would include a commitment from the Government of Alberta for additional
resources for mapping and communicating flood risk, prohibiting the sale of crown lands in
designated floodplains, and other actions to reduce the risk of flood damage.
Adaptation to EPICURO PROJECT (small description):
As a concept, ‘resilience’ has increasingly influenced many fields of research, including
climate change, and gained significant traction in a number of policy domains. Given the
broad diversity of perspectives, discussion also arises regarding the ambiguity of
resilience definitions and conceptualizations, which in turn has the potential to create
confusion among decision-makers and practitioners.
Adopting a transdisciplinary approach allowed us to co-produce key target and system
knowledge to enable a starting point for transformation knowledge. These are first
steps towards improving the way in which drought is currently addressed, with a
bottom-up approach to bridge the gap at the interface between science and policy.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
There have been six disasters in Canada since 2005 that resulted in more than one billion
dollars in economic losses. Four of these large disasters were in Alberta – the 2005 flooding
in the province, the 2010 storm in Calgary, the 2011 wildfire in Slave Lake, and the 2013
flood. Damage from the 2013 flood was the largest disaster loss ever recorded in western
Canada.
Procedural Context:
A variety of policy tools should be included in a comprehensive flood management strategy
– risk mapping, flood forecasting, land use planning, building codes, defensive
infrastructure, public awareness, and a variety of other actions. Best practices find a
different balance in the roles for each of these tools when addressing urban flooding and
riverine flooding. Moreover, best practices differ when the focus is on new development or
on homes that were permitted to locate in zones that are later determined to be at risk of
flooding.
Technological Context:
This is a plan that can be implemented very easily and is also sustainable.
Socio-Economic Context:
These storms also brought heavy rains, exceeding 50 mm, in many urban centres across
southern Alberta, overwhelming stormwater and sanitary sewer systems. Urban flood
losses, including damage from water and sewage that entered homes and businesses
through the backup of municipal sewers, were extensive, approaching $1 billion. Indeed,
water damage from sewers backing up into basements and other osses due to extreme
rainfall in urban areas likely resulted in more than $20 billion in urban flood damage over
the ten year period between 2003 and 2012, including $3 to 5 billion in Alberta. Most
years, recent urban flood losses have been more than ten times greater than riverine flood
damage.
Skills and Competences Context (being necessary for Implementation of best practice):
Implement the recommendations of the Groeneveld Report on the 2005 Alberta flood.
These would include a commitment from the Government of Alberta for additional
resources for mapping and communicating flood risk, prohibiting the sale of crown lands in
designated floodplains, and other actions to reduce the risk of flood damage.
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation:
Stormwater management in Alberta is based on a minor and a major system. Rain water
from events that are likely to occur every five years or more frequently, should be carried
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
safely by the minor system of storm sewers and other municipal infrastructure without risk
of urban flooding.
Municipal officials responsible for urban flooding, the province, and other stakeholders,
like insurance companies, do not presently have the information required to effectively
manage and reduce the risk of urban flooding.
History of establishment (Need for the Best Practice):
In the 1960s and 1970s few Canadians experienced damage from urban flooding. However,
over the past few decades there has been an alarming increase in urban flood losses.
Indeed, water damage from sewers backing up into basements and other osses due to
extreme rainfall in urban areas likely resulted in more than $20 billion in urban flood
damage over the ten year period between 2003 and 2012, including $3 to 5 billion in
Alberta. Most years, recent urban flood losses have been more than ten times greater than
riverine flood damage.
Parameters to be consider:
The most important partners are the government, local authorities, emergency services,
volunteers and ong.
Priorities Identified:
Not develop a commitment in terms of structural investments in flood defence or an offer
to purchase land and property from homeowners that were allowed in the past to locate in
the floodway.
Create a provincial urban flood damage reduction strategy. This strategy should build on
existing guidance for stormwater and sanitary sewage management, and should
complement actions to reduce riverine flood damage.
Actions Carried Out:
Stormwater management in Alberta is based on a minor and a major system. Rain water
from events that are likely to occur every five years or more frequently, should be carried
safely by the minor system of storm sewers and other municipal infrastructure without risk
of urban flooding. The major stormwater management system is designed to manage the
rainfall from large storms, up to the 100-year storm, through municipal infrastructure but
also over private and public property without causing damage to homes, buildings or
infrastructure. The risk of urban flooding is distinct from the riverine flood hazard. Almost
every home located in an urban centre in Alberta is connected to the stormwater and
sanitary sewer systems and are at risk of basement flooding. Damage depends on the
severity of rainfall, overland stormwater flow conveyance capacity, the state of the sewer
infrastructure, and lot level actions by property owners.
Implementation Responsible Entity:
The government of Alberta is responsible for implementing flood-control strategies.
Resources/means used (human, material, financial…):
The resources used are of several categories, mainly people who have developed
strategies, money from the state budget, but also a number of insurance companies
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
coming to support the population.
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
Following a series of meetings with representatives of companies, public figures, ong
representatives and ordinary people in the region, identified the causes of the floods to
seek strategies for their elimination in the concept of sustainable development.
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice
already implemented
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
The 2013 flooding in southern Alberta was the largest loss event ever experienced in
Alberta. Recovery and rebuilding provides a unique opportunity to create a province that is
more resilient to natural disasters. In particular, these floods provide an opportunity for
the Government to revisit its views about acceptable risk of loss from future urban and
riverine flooding. The literature on disaster management finds that there will likely be a 12
to 24 month window when there will be strong public interest in and support for actions by
the Government of Alberta and other stakeholders to invest in actions to reduce the risk of
loss from flooding and other hazards.
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people)
Impact on policies (national, regional, local, other stakeholders policies):
The process of recovery and rebuilding provides an opportunity for the government to
consider a new approach to managing riverine flooding. The province needs to complete
and update its mapping of flood risk, consider expanding its definition of the design flood,
prohibit development in the floodway, invest in structural measures to defend homes that
were allowed in the floodplain, and consider purchasing homes destroyed by the recent
flooding so this land is used for recreation. Where homes are allowed to stay in the flood
fringe this report identifies actions, beyond the minimums announced by the government,
to reduce the damage to homes in the fringe and elsewhere outside of the floodway when
they experience flooding in the future.
Impact on people (Beneficiaries and general public):
Some families live in the floodway and flood fringe. The southern Alberta flooding in 2013
demonstrated that riverine flooding can result in death, injury and catastrophic damage to
property.
Most households in Alberta are at risk of urban flooding. Losses from urban flooding have
been growing across the province for several decades. Thousands of homes experienced
basement flooding during the June flooding when municipal infrastructure was
overwhelmed. These losses are largely preventable. The province should create an urban
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
flood damage reduction strategy setting out a plan for investing in storm water and
sanitary sewer infrastructure, and for promoting homeowner participation in reducing the
risk of loss in urban centres across the province. The Institute for Catastrophic Loss
Reduction can be a partner in the identification of best practices for lot level action by
homeowners.
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy
Integration into strategy of organization:
Based on target knowledge inputs, the impacts of droughts can be addressed through a
co-production of transformation knowledge. One of the central pillars of this
transformation knowledge consists of human and institutional dimensions, in which the
definition of actors as agents of change requires input from relevant stakeholders.
Participants identified specific roles or valued outcomes for each actor in a way that
could enable resilience building, of which the most significant were: active participation
in knowledge co-production (NGOs and civil society); production and dissemination of
key scientific information (academia); generating and providing access to information,
and creating appropriate institutional settings (government); and responsibility of
companies and provision of information that they possess (private sector). This implies
that changes are necessary and transforming current practices will result in
differentiated responsibilities for all actors.
Integration into Legislation:
In order to avoid disaster, a series of legislative frameworks will be adopted regarding
construction in the areas most affected and with the greatest potential risk. Water
drainage and drainage channels, as well as dams for capturing and driving water in the spill
area, will be used.
Integration into entity’s procedures:
Analyzing the most flooded areas, or making plans and strategies that helped to find the
best options for flood control and control.
Integration into general risk disaster reduction strategy:
Consider increasing expectations for municipal stormwater management systems to focus
on the 10-year storm for the minor system. New standards should include a margin for
uncertainty about current and future precipitation for both the minor and major systems,
in part due to the impact of climate change on frequency and severity of extreme rainfall
events.
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Success Factors (political, technical, human, financial ...):
Strategies and partnerships
Risk Factors:
Much of the damage from flooding and other natural perils is preventable through the
application of existing and emerging knowledge
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
5.4 EPC Form for Description and Analysis of Good Practice
Field / Category of Good Practice: PADOVA RESILIENTE
(chosen by EPC srl)
EPICURO Partner: EPC SRL
Acronym (if applicable) PADOVA RESILIENTE
Contact details 049 8205021
Name - Surname Dott. Patrizio Mazzetto
Organisation ENVIRONMENTAL DEPARTMENT OF PADOVA MUNICIPALITY - IUAV
UNIVERSITY VENICE (IT)
Email [email protected]
Entity that Implemented the Good Practice (it can be the Partner itself but also any other
entity): ENVIRONMENTAL DEPARTMENT OF PADOVA MUNICIPALITY - IUAV UNIVERSITY
VENICE (IT)
Source of Good Practice / lessons Learnt - Additional elements
Web links:
http://www.padovanet.it/notizia/20160713/padova-resiliente
http://www.padovanet.it/sites/default/files/attachment/Linee%20guida%20per%20la%20
costruzione%20del%20Piano%20di%20Adattamento%20al%20cambiamento%20climatico.
Bibliography:
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Guidelines and steps to be taken in order to develop an Adaptation Plan for the city of
Padua to tackle the consequences of climate change, thus consolidating a management
model based on dialogue and cooperation among public administration sectors and the
involvement of stakeholders.
Place and Time of Implementation:
PADOVA MUNICIPALITY , 2016
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Goals / Objectives and Achievements:
Providing policy maker with an instruments to develop a local climate change adaptation
plan.
Expected results:
Analysis of the climate change impacts in Padova municipality
Preparation of the local adaptation plan
Raise awareness in relation to climate change effects
Mobilize resources on projects shared with local stakeholders
Stakeholders Involved:
Padova mayor
Technical board of Padova municipality
Administrative board of Padova municipality
University faculties and researchers
Implementation phases and current stage:
Adaptation to EPICURO PROJECT (small description):
The methodological and theoretical approach described in the guidelines is built to support
local communities into the development of climate change adaptation plan, as well as to
develop other local action plans, f.i. plan for sustainable energy.
This document could be a potential method to be suggested to project partner cities, when
developing local adaptation plan
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
Procedural Context:
Technological Context:
Socio-Economic Context:
Skills and Competences Context (being necessary for Implementation of best practice):
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation):
The guideline is based on a 6 steps –methodology to develop an adaptation plan, by
analysing the main environmental issues to which the city is subjected and building a list of
potential short-term and long term impacts. Finally, the document suggests some
operative solutions to be implemented.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
The proposed methodology goes through 6 steps:
Analysis of the strategies proposed by the local urban plan
Overview of ongoing projects/actions
Analysis of new vulnerability
Proposing new actions
Tools for the new actions
Monitoring History of establishment (Need for the Best Practice):
Mitigating climate change impacts on urban systems and make them more resilient
Parameters to be consider:
Priorities Identified:
Definition of a Padova adaptation plan through a process involving all local stakeholders
Develop a plan outlining how to deal with climate change consequences, identifying roles and responsibilities, actors to be involved and monitoring
Definition of climate change factors to which Padova city is subjected
Definition of which urban systems to include in the plan (roads, infrastructures etc.)
Raising awareness among local authorities and citizens and stimulating responsible behavior
Providing training and technical support to local actors
Facilitating experience exchange between public administrations
Actions carried out:
Analysis of existing territorial plan in order to understand which strategies have been adopted so far
Analysis of a pilot area exposed to different type of risk stemming from climate change
Identification of a solutions/actions for each risk categories to be proposed when
developing the adaptation plan
Implementation Responsible Entity:
University IUAV – Venice (Italy)
Environmental department of Padova municipality
Resources/means used (human, material, financial…):
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
Among the problems and difficulties identified:
Local plans were not updated
Resilience, energy and climate change issue were not integrated in the local action plan as well as urban plan
Low level of prevention and resilience culture by local urban planners and public administrators
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–
If good practice already implemented
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
The main achieved results was the development and testing of a methodology supporting
cities in the creation of an adaptation plan and to speed up the process of urban
adaptation to climate change.
Another important results is that many cities refer to Padova Resilience as working method
to develop local plan, given the lack of national regulations and guidelines on the topic.
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people)
Impact on policies (national, regional, local, other stakeholders policies):
Many cities integrated the methodology proposed in the guidelines within their local
planning
Impact on people (Beneficiaries and general public):
Increased interest of urban and technical stakeholder towards climate change adaptation
Sustainability of the Good Practice:
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy
Integration into strategy of organization:
In the last years, from climate change mitigation plan including indirect adaptation actions,
Padova city strategy is shifted towards the development of climate change planning which
implies adaptation measures
Integration into Legislation:
Integration into entity’s procedures:
Climate change adaptation strategy is part of the local action plan for sustainable energy
Integration into general risk disaster reduction strategy:
Transferability of the Good Practice / Learning Potential:
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Success Factors (political, technical, human, financial ...):
The main success factor lies on the high level of flexibility and adaptability of the method
proposed by the guideline. Other cities can take the advantage to apply a method that
have been already studied and tested, which can be easily adapted to other entities
and/or territories. Important aspects to be considered before the plan development are:
To engage and train staff and professional who will work on the plan development
To raise awareness of political administrators so that they will support technical office in charge of plan development
Risk Factors:
Lack of prevention and resilience culture by local administrations
Lack of national guidelines for adaptation to climate change
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: RESILIENCE OBSERVATORY
(chosen by EPC)
EPICURO Partner: EPC SRL
Acronym (if applicable) OSSERVATORIO PRATICHE DI RESILIENZA (RESILIENCE OBSERVATORY)
Contact details +39 02 23995450
Name - Surname Catherine Dezio
Organisation POLITECNICO DI MILANO - DATSU (ARCHITECTURAL AND URBAN
STUDIES DEPARTMENT)
Email [email protected]
Entity that Implemented the Good Practice (it can be the Partner itself but also any other
entity):
Politecnico di Milano - DATSU (architectural and urban studies department) and cariplo
foundation
Source of Good Practice / lessons Learnt - Additional elements
Web links: http://www.osservatorioresilienza.it/chi-siamo
Bibliography:
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
Politecnico di Milano - DATSU (architectural and urban studies department).
Goals / Objectives and Achievements:
Goal: to increase public administrations, territorial entities and communities capacity
toward the implementation of more resilient urban cities.
Stakeholders Involved:
Professors
Researches
Experts in territorial policies
Experts on environmental studies
Implementation phases and current stage:
ONGOING
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Adaptation to EPICURO PROJECT (small description):
The resilience observatory collects the most significant initiatives, projects and actions
promoting territorial resilience and implemented at European and national level.
This will be useful for the updating of the two electronic list (initiatives and technologies)
over the entire project period.
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
Procedural Context:
Technological Context:
Socio-Economic Context:
Skills and Competences Context (being necessary for Implementation of best practice):
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation:
Database collecting the most significant initiatives, projects and actions promoting
territorial resilience and implemented at European and national level.
History of establishment (Need for the Best Practice):
Parameters to be consider:
Priorities Identified:
Collection of resilience practices at national level, with reference to the understanding of geographies and characteristics that differentiate and / or make close different practices;
To promote scientific advancement on resilience, based on applied research on the territory and communities, that will help to boost methodological and conceptual innovation;
To develop a set of tools and planning criteria to support the dissemination of resilience practices and the development/implementation of projects and solutions addressed to both actors and promoters (in order to support community building and planning), to economic and private actors ( to understand the opportunities for economic innovation and local development) and institutional actors (for developing guidelines and governance models and improving regulatory policies and frameworks);
To promote networking between different stakeholders through the activation of shared innovative pathways.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Actions Carried Out:
Implementation Responsible Entity:
Politecnico di Milano - DATSU (architectural and urban studies department)
Resources/means used (human, material, financial…):
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice
already implemented
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people).
Impact on policies (national, regional, local, other stakeholders policies):
Impact on people (Beneficiaries and general public):
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy.
Integration into strategy of organization:
In the last years, from climate change mitigation plan including indirect adaptation actions,
Padova city strategy is shifted toward the development of climate change planning which
implies adaptation measures.
Integration into Legislation:
Integration into entity’s procedures:
Integration into general risk disaster reduction strategy:
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation
Success Factors (political, technical, human, financial ...):
Risk Factors:
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER):
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: RENA RESILIENCE SCHOOL
(chosen by EPC)
EPICURO Partner: EPC SRL
Acronym (if applicable) RENA RESILIENCE SCHOOL
Contact details
Name - Sirname
Organisation ASSOCIAZIONE RENA
Email [email protected]
Entity that Implemented the Good Practice (it can be the Partner itself but also any other
entity): ASSOCIAZIONE RENA, CLIMALIA, ACCADEMIA GALLI
Source of Good Practice / lessons Learnt - Additional elements
Web links: http://www.progetto-rena.it/resilienza/
Bibliography:
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
October 2015 – November 2016
Goals / Objectives and Achievements:
The goal of this training initiative is to define a cognitive framework within which the
administrations and professionals can activate skills and tools to increase the
responsiveness of the socio-economic system to the multiple crises now afflicting our
societies.
Stakeholders Involved:
The training is targeted to public administration, professionals, students, researchers, civic
innovators, startuppers, enterprises, local authorities.
Implementation phases and current stage:
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Closed.
Adaptation to EPICURO PROJECT (small description):
Contents of the lectures and workshop can be used when implementing local training for
strategic teams + they could be interesting entities to invite to the international training to
be held in Vejle.
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
Procedural Context:
Technological Context:
Socio-Economic Context:
Skills and Competences Context (being necessary for Implementation of best practice):
Detailed Characteristics:
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation):
A residential learning experience for those who want to take care of the contexts in which
they live. a group of selected students (maximum 30) take part to a four days event,
staying in a unique location and with multidisciplinary faculty.
History of establishment (Need for the Best Practice):
There is the need to be able to respond to a different type of risk, especially related to
climate chance. Territories need to work in synergy to provide a correct and prompt
response.
Parameters to be consider:
NA
Priorities Identified:
Training public administrations, managers, students.
Actions Carried Out:
Lectures, workshop.
Implementation Responsible Entity:
Associazione Rena
Climalia
Accademia Galli Resources/means used (human, material, financial…):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
NA
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
NA
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice
already implemented
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
NA
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people)
Impact on policies (national, regional, local, other stakeholders policies):
NA
Impact on people (Beneficiaries and general public):
NA
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy
Integration into strategy of organization:
Integration into Legislation:
Integration into entity’s procedures:
Integration into general risk disaster reduction strategy:
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation.
Success Factors (political, technical, human, financial ...):
Risk Factors:
The participation to the initiative is to be paid by participants themselves. it is necessary to
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
involve well known speakers and to promote the initiative properly in order to raise a high
number of participants.
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
5.5 Town & Country Planning Association
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: Stakeholder collaborative working – Planning and
Climate Change Coalition (to be chosen /named by partner)
EPICURO Partner: TCPA
Acronym (if applicable) Planning and Climate Change Coalition (PCCC)
Contact details
Name - Sirname Hilde Steinacker
Organisation TCPA
Email [email protected]
Entity that Implemented the Good Practice (it can be the Partner itself but also any other
entity): TCPA and Friends of the Earth
Source of Good Practice / lessons Learnt - Additional elements
Web links: www.tcpa.org.uk/planning-and-climate-change-coalition
Bibliography:
Planning for climate change: A manifesto for building England’s resilience, 2015
Planning for climate change – guidance for local authorities, 2012
GRaBS Expert Paper 5: Collaborative working for climate change policies, 2011
Planning for climate change – guidance and model policies for local authorities, 2010
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
The PCCC was set up in 2009 and is across the UK.
Goals / Objectives and Achievements:
Its initial establishment aimed to:
make recommendations for new guidance on climate change in England, bringing together
national policies on planning and climate and on renewable energy
build consensus among a wide range of stakeholders on the benefits of new guidance; and
work with central government to ensure the fastest possible implementation of the new
guidance
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Achievements:
Local level: The PCCC gained real political support at the local authority level in February
2011 when Southampton City Council began the process of endorsing the PCCC’s model
policies as a framework to guide the development of future policy at the Council.
The PCCC received the Royal Town Planning Institute Award (RTPI) in February 2011, which
celebrated how the wider planning community can come together in a co-operative and
open way to tackle challenging policy issues and reach consensus on areas vital to the
future of our communities.
Stakeholders Involved:
PCCC was set up by TCPA and Friends of the Earth and comprises over 50 individuals and
organisations, from private sector companies, third sector charities, professional bodies,
academics, government agencies and individual general public. Full list can be seen in the
publications bibliography.
Implementation phases and current stage:
2009 - Set up PCCC and published planning for climate change statement
2010 – Publish planning for climate change guidance
2011 – Conducts activities as part of Interreg GRaBS project
2012 – Publish revised planning for climate change guidance
2015 – Publish Manifesto for Resilience
2017 (Current) – Seeking activities to implement as part of DG ECHO EPICURO project
Adaptation to EPICURO PROJECT (small description):
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
2008 Climate Change Act
2010 Flood and Water Management Act
2011 Localism Act
2012 National Planning Policy Framework
2013 National Adaptation Programme
Procedural Context:
The PCCC outputs were subject to policy requirements, but otherwise the process was
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
dependent on the goodwill of the stakeholders involved and discussions during meetings.
Technological Context: None. This best practice is about prevention at the strategy level
and not about physical implementation of solutions.
Socio-Economic Context: This was focused at the professional level with many
stakeholders representing different sections of the general population.
Skills and Competences Context (being necessary for Implementation of best practice):
Collaboration, stakeholder engagement, negotiation and conflict resolution to come to a
consensus among different stakeholders and interests.
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation:
Collaborative writing of planning guidance to support municipal governments.
History of establishment (Need for the Best Practice):
The problem was framed through the ineffectual use of UK national planning policy to
produce action on the ground to address the targets from the Climate Change Act 2008.
These national drivers were not delivering the necessary transformational change at the
local planning level.
Parameters to be consider:
National legislative, local policy and individual stakeholder interests and priorities.
Priorities Identified:
Institutional Change
Policy Change
Cultural Change
Resources
Actions Carried Out:
Publications produced
National campaigns and governmental engagement.
Implementation Responsible Entity:
TCPA and Friends of the Earth as the main organizing bodies and initiator of the various
guidance.
Resources/means used (human, material, financial…):
No core funding and rely on match-funding from NGO partners, EU project contributions
and in-kind time.
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
See details in GRaBS Expert Paper 5: collaborative working for climate change policies
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice
already implemented
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
Local level: The PCCC gained real political support at the local authority level in February
2011 when Southampton City Council, one of the GraBS partners, began the process of
endorsing the PCCC’s model policies as a framework to guide the development of future
policy at the Council.
National level: The PCCC was also delighted to receive and Royal Town Planning Institute
Award (RTPI) in February 2011, which celebrated how the wider planning community can
come together in a co-operative and open way to tackle challenging policy issues and reach
consensus on areas vital to the future of our communities.
International level: In November 2010, the TCPA, in collaboration with the Organisation for
Economic Co-operation and Development (OECD), held a high level stakeholder roundtable
meeting to highlight and discuss the role of planning in delivering sustainable, vibrant and
low-carbon cities. The event, entitled ‘Compact Cities and Climate Change’ built on the
extensive experience that the TCPA has developed by leading the PCCC and through Eu-
funded GRaBS project.
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people)
Impact on policies (national, regional, local, other stakeholders policies):
See above.
Impact on people (Beneficiaries and general public):
See above.
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy.
Integration into strategy of organization:
See GRaBS paper.
Integration into Legislation:
See GRaBS paper.
Integration into entity’s procedures:
See GRaBS paper.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Integration into general risk disaster reduction strategy:
See GRaBS paper.
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation.
Success Factors (political, technical, human, financial ...):
See GRaBS paper.
Risk Factors:
Different institutional and cultural contexts across EU nations.
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER): Yes. TCPA to share good practice
and transferability to EU partners especially on Action C.
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: GRaBS SWOT Analysis & Adaptation Action Plan
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
EPICURO Partner: Town and Country Planning Association
Acronym (if applicable) SWOT Analysis & Adaptation Action Plan
Contact details
Name - Sirname Michael CHANG ; Diane SMITH
Organisation TCPA
Email [email protected] ; [email protected]
Entity that Implemented the Good : TCPA
Source of Good Practice / lessons Learnt - Additional elements
Web links:
http://www.interreg4c.eu/fileadmin/User_Upload/PDFs/L9_GRABS_factsheet.pdf
Bibliography:
GRaBS Climate Change Adaptation Action Plan Guidance
GRaBS SWOT Analysis Guidance
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
2008 – 2011 – UK, Netherlands, Italy, Sweden, Slovenia, Greece, Lithuania, Austria
Goals / Objectives and Achievements:
Its initial establishment aimed to:
the delivery of climate change adaptation through urban greening and water management
and cooperation among decision-makers, planners, stakeholders, the private sector and
local communities;
improve stakeholder understanding and involvement in planning, delivery and
management of green infrastructure in new and existing urban mixed-use development,
based on community involvement techniques.
Achievements:
The Adaptation Action Plans are new instruments that influence policies and climate
change adaptation actions at local and regional levels, and help to integrate adaptation
planning into mainstream planning. They also establish targets to embed green and blue
infrastructure within existing and new developments.
The AAP Guidance document sets out an iterative approach towards adaptation planning
via an ‘AAP development cycle’, beginning with implementing a baseline review via a
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
SWOT analysis that identifies a region’s baseline situation. The cycle describes how to:
improve adaptive capacity, engage high-level stakeholders, and determine adaptation
measures. Once the final AAP is developed and its actions are implemented, the plan is
reviewed and the cycle recommences. The strength of the AAP process has been its
transferability to a variety of different organisations and geographical scales. The
methodology for the development of plans can be used by other regions aiming to develop
urban greening and adaptation strategies through cooperation and a participatory
approach.
Stakeholders Involved:
Decision-makers, planners, stakeholders, the private sector and local communities
Implementation phases and current stage:
April – December 2009: the partner AAP preparation with the implementation of a SWOT
Analysis. It also includes mapping out the individual partner content of the AAP and the
initiation of the process necessary to produce the plan, including community and policy-
and decision maker involvement
December – January 2010: the implementation of Stages 2, 3 and 4 of the Climate Change
Adaptation Action Planning Cycle
Adaptation to EPICURO PROJECT (small description):
This could be used for SWOT Analysis and creation of adaptation strategies of project
partners.
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
• 2008 Climate Change Act
• 2010 Flood and Water Management Act
• 2011 Localism Act
• 2012 National Planning Policy Framework
• 2013 National Adaptation Programme
Procedural Context:
This method is made in the context of the GRaBS project.
Technological Context:
None. This best practice is about strategy and analysis and not about physical
implementation of solutions.
Socio-Economic Context:
This was focused at the professional level with the capacity of each GRaBS partner and its
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
local community of stakeholders to deliver individually tailored adaptation responses
appropriate to each partner’s locality.
Skills and Competences Context (being necessary for Implementation of best practice):
The process of learning through the exchange of experience and knowledge and
involvement in the adaptation planning process lies at the heart of the GRaBS project. It
provided project partners with a range of knowledge, resources, tools, inspiration and peer
support that they needed to advance climate change adaptation in their area of operation.
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation):
A SWOT Analysis guidance and an adaptation strategy plan guidance will be created and
project partners should follow it.
History of establishment (Need for the Best Practice):
Creation of SWOT Analysis guidance
SWOT Analysis made by partners
Strategic team creation
Creation of adaptation strategy guidance
Adaptation strategies made by group of partners
Parameters to be consider:
Form of SWOT Analysis
Questions asked for SWOT Analysis
How to make guidance clear
Think about how all SWOT analysis will be put together
Adaptation strategy guidance
Priorities Identified:
Up to Local Partner.
Actions Carried Out:
Each Project Partner was required to conduct a SWOT and develop an Adaptation Action
Plan, including a High-Level Policy Statement.
Implementation Responsible Entity:
TCPA as Lead Partner and Responsible for SWOT and AAP activities.
Resources/means used (human, material, financial…):
EU project.
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
NA
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice
already implemented
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
The INTERREG IVC project GRaBS has won a prestigious RegioStars award in the category
‘Sustainable growth’. The award was given by the Commissioner for Regional Policy
Johannes Hahn and the President of the Jury, Luc van den Brande in a special ceremony on
14 June 2012.
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people).
Impact on policies (national, regional, local, other stakeholders policies):
Subject to individual project partners.
Impact on people (Beneficiaries and general public:
Subject to individual project partners.
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy.
Integration into strategy of organization:
Subject to individual project partners.
Integration into Legislation:
Subject to individual project partner nations.
Integration into entity’s procedures:
Subject to individual project partners.
Integration into general risk disaster reduction strategy:
NA
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation.
Success Factors (political, technical, human, financial ...):
Transferable and replicable for learning ie to EPICURO.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Risk Factors:
Different institutional and cultural contexts.
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER): Yes
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: Stakeholder collaborative working – Resilience and
flooding
EPICURO Partner: TCPA
Acronym (if applicable) The Sustainable Drainage Systems Manual (SuDS)
Contact details
Name - Sirname NA
Organisation CIRIA
Email See CIRIA website on SUDS: www.ciria.org/suds
Entity that Implemented the Good Practice (it can be the Partner itself but also any other
entity):
Various case studies across UK
Source of Good Practice / lessons Learnt - Additional elements
Web links:
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
http://www.ciria.org/Memberships/The_SuDs_Manual_C753_Chapters.aspx
https://www.sepa.org.uk/media/143195/lups-gu2-planning-guidance-on-sustainable-
drainage-systems-suds.pdf
http://www.susdrain.org/
http://www.hrwallingford.com/BlogRetrieve.aspx?PostID=627513&A=SearchResult&Searc
hID=1961878&ObjectID=627513&ObjectType=55
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
2007, updated in 2015
Goals / Objectives and Achievements:
This guidance document is aimed at providing comprehensive advice on the
implementation of SuDS in the UK. It provides information for all aspects of the life cycle of
SuDS, from initial planning, design through to construction and their management in the
context of the current regulatory framework. It also provides information about
landscaping, waste management and costs, as well as maximising opportunities for
community engagement.
Stakeholders Involved:
Developers, site owners, landscape architects, consulting engineers, local authorities,
architects, highway and road authorities, environmental regulators, planners, sewerage
undertakers, contractors, and other organisations involved in the implementation and
operation or maintenance of surface water drainage for both new and existing
developments.
Implementation phases and current stage:
Developed in 2007, updated in 2015.
Adaptation to EPICURO PROJECT (small description):
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
2008 Climate Change Act
2010 Flood and Water Management Act
2011 Localism Act
2012 National Planning Policy Framework
2013 National Adaptation Programme
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Procedural Context:
A compendium of good practice, based on existing guidance and research both in the UK
and internationally and the practical experience of the authors, project steering group and
industry.
Technological Context:
Technical advice on design and construction was sparse and spread across many separate
publications.
The Manual is now established as the definitive technical resource for the planning, design,
construction and operation of SuDS and is referenced widely in both national policy and
local authority guidance. It covers the technical design criteria and evaluation of SuDS
components, best practice planning, design, construction processes and long-term
maintenance and management
Socio-Economic Context:
As climate shifts and as urban populations continue to rise rapidly, the effective
management of surface water runoff becomes of crucial significance to the future
sustainability of urban areas.
The philosophy of the Manual is that drainage system design should always aim to:
a) maximise the benefits afforded by considering surface water as a valuable resource
b) minimise potential risks associated with its uncontrolled discharge to the environment
As a resource, surface water can add to and enhance biodiversity and the amenity value of
buildings, places and landscapes. Incorporating water and vegetation into urban spaces can
help reduce temperatures, reduce energy use and improve air quality – delivering urban
spaces that are more resilient to the changing climate, healthier, safer and of higher value.
Skills and Competences Context (being necessary for Implementation of best practice):
NA
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation):
The SuDS Manual provides real benefits to society and to the environment, moving surface
water from a problem to a valuable resource. The guidance includes how to plan for and
manage extreme rain events so that communities can be more resilient to flooding. There
are some excellent examples that demonstrate how good design can deliver far more
appealing places in which to live and work, and this, in time, should lead to properties that
have improved value and are easier to ensure.
History of establishment (Need for the Best Practice):
2007: first SuDS manual delivered by CIRIA
2015: In recognition of the interdisciplinary nature of SuDS as well as increased knowledge
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
and research, the SuDS manual has been updated to incorporate the latest technical advice
and adaptable processes to assist in the planning, design, construction, management and
maintenance of good SuDS.
The updated SuDS Manual incorporates the very latest research, industry practice and
guidance. In delivering SuDS there is a requirement to meet the framework set out by the
Government's 'non statutory technical standards' and the revised SuDS Manual
complements these but goes further to support the cost-effective delivery of multiple
benefits.
Parameters to be consider:
Design process
Specific site conditions
Roads and highway
Urban areas
Rainwater harvesting
Green roofs
Infiltration systems
Proprietary treatment systems
Filter strips
Filter drains
Swales
Bioretention systems
Trees
Pervious pavements
Attenuation storage tanks
Detention basins
Ponds and wetlands
Priorities Identified:
SuDS design
Water quality
Water quantity
Amenity
Biodiversity
Actions Carried Out:
Supporting guidance:
Hydrology and hydraulics (design methods and calculations)
Infiltration (design methods)
Water quality management (design methods)
Pollution prevention strategies
Inlets, outlets and flow control systems
Landscape
Materials
Construction
Operation and maintenance
Waste management
Community engagement
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and Humanitarian Aid www.epicurocp.eu
Costs and benefits
Health and safety
Implementation Responsible Entity:
Different case studies and entities.
Resources/means used (human, material, financial…):
Up to local partners
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice
already implemented
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
The breadth of the project steering group (56 members, plus contributions from a further
36 individuals) and funding bodies (19 organisations) reflects the manual's significance and
its impact whilst demonstrating a recognised need across industry.
Participants ranged from drainage engineers to landscape architects, ecologists, highways
engineers, urban planners, water utilities, environmental regulators, researchers,
manufacturers, software companies and house builders.
The interdisciplinary authoring team was led by HR Wallingford with input from the
Environmental Protection Group, Illman Young Landscape Design, Grant Associates and
Ecofutures.
The authors had a strong mandate from the project steering group that they should not be
swayed by current Government policy, but to focus on the overall objective of being the
definitive guidance document on good practice, which would be equally relevant in all UK
regions.
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people)
Impact on policies (national, regional, local, other stakeholders policies):
Taking account of current regional differences in policy, the updated Manual aims to bridge
the gap between national standards/guidance and the realities of surface water
management faced by decision-makers and practitioners throughout the UK. To support
this it provides flow charts, check-lists, case studies, development "typologies" and a 50
page design example.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Impact on people (Beneficiaries and general public):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy
Integration into strategy of organization:
Subject to individual project partners.
Integration into Legislation:
Subject to individual project partner nations.
Integration into entity’s procedures:
Subject to individual project partners.
Integration into general risk disaster reduction strategy:
Support the management of flood risk
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Success Factors (political, technical, human, financial ...):
Transferable and replicable for learning ie to EPICURO.
Risk Factors:
Different institutional and cultural contexts.
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER): NA
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
5.6 EKODOMA Form for Description and Analysis of Good Practice
Field / Category of Good Practice: support tool
EPICURO Partner: EKODOMA Ltd.
Acronym (if applicable) EKODOMA
Contact details
Name - Sirname Liga Zogla
Organisation EKODOMA
Email [email protected]
Flood risk maps for Gauja, Lielupe and Venta river basin districts and improvement of flood
information system using mapping approach
Entity that Implemented the Good Practice: Ministry of Environmental Protection and
Regional Development of the Republic of Latvia
Coordinator: Ministry of Environmental Protection and Regional Development of the
Republic of Latvia
Contractor: State Ltd. Latvian Environment, Geology and Meteorology Centre, Finnish
Environment Institute
Source of Good Practice / lessons Learnt - Additional elements
Web links: http://www.varam.gov.lv/lat/publ/seminari/sem_klimats/?doc=24069
http://www.varam.gov.lv/eng/fondi/EEA_Norv/european_economic_area_financial_mech
anism_programme__national_climate_policy/?doc=18233
Bibliography:
Not applicable
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
2014-2017, Latvia
Goals / Objectives and Achievements:
To design flood risk maps for Gauja, Lielupe and Venta river basin districts and improve the
flood information system:
Development of flood risk maps for Venta, Lielupe and Gauja river basin areas;
Development of flood information system for Venta, Lielupe and Gauja river basin areas;
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Development of hydrological simulation models for Venta, Lielupe and Gauja river
basin areas, including functions of projection and warning.
Stakeholders Involved:
Ministry of Environmental Protection and Regional Development of Latvia, State Ltd.
Latvian Environment, Geology and Meteorology Centre (LVGMC), Finnish Environment
Institute (SYKE), society.
Implementation phases and current stage:
The project is successfully implemented. It is carried out under the project “Development
of Proposal for National Adaptation Strategy, Including Identification of Scientific Data, and
Measures for Adapting to Changing Climate, Impact and Cost Evaluation” under the
framework of 2009-2014 European Economic Area grants programme “National Climate
Policy” implemented by the Ministry of Environmental Protection and Regional
Development. It is planned to develop “National Adaptation Strategy” until August 2017.
Adaptation to EPICURO PROJECT (small description):
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
To establish a comprehensive climate policy for Latvia is essential in order to ensure
compliance with the requirements from the EU 2020 strategy, the UN Framework
Convention on Climate Change and the Kyoto Protocol for reduced greenhouse gas
emission. Also, it is in context with Paris agreement on climate change which was ratified
by Latvia.
Procedural Context:
All procedural rules for flood modelling and early warning system has been developed by
project partner (SYKE) at the project starting phase. Previously LVGMC partly used climate
forecasting system adapted from Finland, so it was easy to integrate flood information
system in existing procedures.
Technological Context:
LVGMC already had licensed GIS (geographical information system) software, on the basis
of which the flood information system was created, so there was no need for new
expensive software. However, additional hardware to maintain data calculation processes
was needed.
Socio-Economic Context:
Possibility of devastating flood recurrence, influenced to start a project in the year 2015 to
mitigate negative effect of flood situations. Activity was started under the project
“Development of Proposal for National Adaptation Strategy, Including Identification of
Scientific Data, Measures for Adapting to Changing Climate, Impact and Cost Evaluation”.
To create flood information system and early flood warning system for residents of Lielupe,
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Venta, Gauja and Salaca river catchments, is one of the main goals of this project. In recent
years the risk of flooding in these areas is becoming more probable. Especially mayor and
devastating floods occurred during spring season in years of 2010 and 2013.
Skills and Competences Context (being necessary for Implementation of best practice:
LVGMC is working in spheres of geology, meteorology, climatology, hydrology, air quality,
and cross-border air pollution influence, they have experience in creating monitoring
systems and analysing data, but was lack of experience in flood modelling. Therefore, there
was a collaboration with Finnish Environment institute (SYKE) to create hydrological
forecast system for the mentioned river catchments called - Water Simulation and Forecast
System (WSFS). Using historical observation data, WSFS is calibrated for Latvian conditions.
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation:
A flood risk warning system has been established for Venta, Lielupe and Gauja river basins -
projections are prepared for each of the observation stations located within the basin
territory several times a day, taking into consideration current hydro-meteorological
information as well as the latest weather forecasts on air temperature, precipitation
quantities, wind and other parameters. Projections contain information on water level
changes for the following two weeks as well as probability distribution, i.e. how high is the
risk that water level will reach the defined critical values at a repetition frequency of every
10, 100 or 200 years.
In order to ensure accurate flood risk map modeling, survey and measuring of riverbed
cross-sections was carried out. 141 cross-section was measured in 21 rivers (75
measurements in Lielupe, 60 measurements in Venta and 25 measurements in Gauja). The
flood risk information system can be applied for civil protection and spatial planning
purposes in order to:
Plan preventive activities in the event of flood threat and improve rescue service response capacity;
Coordinate actions in case of flooding;
Define critical water levels in municipal territories;
Integrate flood risks into spatial planning documents of various levels.
History of establishment (Need for the Best Practice):
When snow and ice is melting, in the territory of Latvia, floods occur every spring. This time
is associated with the highest water volume in rivers and flooding of floodplains. For
Latvian river catchments spring flood period mostly occur during March and April. Flash
floods are mostly influenced by intense and long lasting rainfall, storms, dam breach etc.
During spring flood period, local ice blockades can occur, if ice cover develops in winter.
The ice blockades in rivers often creates local rapid increase in water level, flooding vast
areas in catchments that includes populated areas and infrastructure objects. In recent
years especially mayor and devastating floods occurred during spring season in the years
2010 and 2013.
Possibility of devastating flood recurrence, influenced to start a project in the year 2015 to
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
mitigate negative effect of flood situations. Project was started under the title
“Development of Proposal for National Adaptation Strategy, Including Identification of
Scientific Data, Measures for Adapting to Changing Climate, Impact and Cost Evaluation”.
To create flood information system and early flood warning system for Lielupe, Venta,
Gauja and Salaca river catchments, is one of the goals of this project.
Latvia is divided into 4 river basin districts - Daugava, Gauja, Lielupe and Venta districts.
Within these areas 25 flood risk areas of national significance have been identified. Flood is
a short-term overflow of water over land which is usually uncovered by water. This
includes floods caused by a storm-induced rise in water level at sea shore, spring floods,
and a rapid water level rise as a result of a prolonged rainfall. Flood risk index considers
potential effects on population, economic loss and social risks.
There are 5 flood risk areas of national significance within Lielupe river basin district of
which the highest flood risk index has been assigned to:
Territory of Jelgava town due to spring flooding of Lielupe and Svēte rivers. Over the past 20 years, the largest floods were experienced in spring of 2010 when water level rose over a 5% exceedance probability (20-year recurrence interval)
Lake Babīte polder area and Jūrmala town area due to wind surges. Over the past 20 years, wind surges in Lielupe estuary were observed in 2005 (1% exceedance probability, or a 100-year recurrence interval) and in 2007 (2% exceedance probability or a 50-year recurrence interval)
There are 8 flood risk areas of national significance within Venta river basin district of
which the highest flood risk index has been assigned to:
Territory of Liepāja town where the largest wind surges were observed in 1999 and 2007 water level rising over a 2% exceedance probability
Territory of Ventspils town where the largest wind surges were observed in 2005 and 2007 water level rising over a 2% exceedance probability
Lake Engure polder (and Mērsrags town) area where the largest wind surges were observed in 2005 (1% exceedance probability) and 2007 (3% exceedance probability)
There are 2 flood risk areas of national significance within Gauja river basin district of
which the highest flood risk index has been assigned to the territory of Ādaži county due to
both wind surges and spring floods. Over the past 20 years, wind surges were observed in
2005 (1% exceedance probability) and in 2007 (2% exceedance probability) while spring
floods affected the area in 1999, 2010, 2011 and 2013, when water level in Gauja rose over
a 10% exceedance probability.
Parameters to be consider:
The main parameters to consider is that the final product – public flood information
system, has to be easy accessible, easy to use and understand for different target
audiences. And the early flood warning system has to be integrated with previous weather
risk warning system.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Priorities Identified:
There are 5 flood risk areas of national significance within Lielupe river basin district of
which the highest flood risk index has been assigned to:
Territory of Jelgava town due to spring flooding of Lielupe and Svēte rivers;
Lake Babīte polder area and Jūrmala town area due to wind surges.
There are 8 flood risk areas of national significance within Venta river basin district of
which the highest flood risk index has been assigned to:
Territory of Liepāja town;
Territory of Ventspils town;
Lake Engure polder (and Mērsrags town);
There are 2 flood risk areas of national significance within Gauja river basin district of
which the highest flood risk index has been assigned to the territory of Ādaži County.
Actions Carried Out:
Preparation stage:
Collection and compilation of information
Development of height model using LIDAR and TOPO data
Measuring of river bed cross-profile on site
Interpolation of cross-profiles
cross-profile information editing, adding dams, polder dams, barriers, inefficient flooding areas;
Calculation of initial data and boundary conditions for modelling (water flow and water level data)
Addition of calculated water flow rate of river tributary;
Analysis and evaluation of historical (current and closed observation station) hydrological data;
Implementation stage (in cooperation with SYKE - Finnish Environment Institute):
Training for employees about flood risk modelling
Designing a geometry for hydraulic model;
Flood mapping, presentation and publication;
the threat of flooding and flood risk mapping, presentation and publication;
Development of manual for work with the model
Designing a geometry for flood model, and flood threats and flood risk mapping for pilot
area, Lielupe creek and Babite lake:
Three scenarios of flood threats and flood risk maps for Jurmala city (comprising flood risks
areas (roads, polders, land-use), risk objects (residential buildings, sewage treatment
plant), population density, preliminary estimates of economic losses caused by the flood).
Final phase:
Three scenarios (200,100 and 10-year) flood threats and flood risk mapping, presentation
and publication using modeling data and ArcGIS software. Maps comprising:
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Flood risk areas
Water depths at flood zones
Height of water level over the river length (after 1-2km)
Population density
Infrastructure (roads, polders, land-use)
Risk objects (residential buildings, sewage treatment plant etc.)
Preliminary estimates of economic losses caused by the flood
Processing flood maps and publishing in flood information system of Latvia.
Implementation Responsible Entity:
The Latvian Environment, Geology and Meteorology Centre (Latvian: Latvijas Vides,
ģeoloģijas un meteoroloģijas centrs; LVĢMC) is a governmental service under the Ministry
of Environment of Latvia.
The main objectives of the center are to collect and process environmental information,
carry out environmental monitoring and inform the society on the environmental situation,
as well as, ensure the geologic supervision and rational use of natural resources and realize
state policies in the spheres of geology, meteorology, climatology, hydrology, air quality,
and cross-border air pollution influence.
Resources/means used (human, material, financial:
All financial resources for project was provided by EEA Grant program, finances from
government are provided only for maintenance after project implementation.
At Project implementation process was involved 7 persons from LVGMC - project leader, 2
hydrologists, 1 specialist in GIS software, and 3 persons from field work department.
For project needs, 1 computer and servers was purchased. All other devices and
equipment used for project LVGMC already had.
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
Mostly problems during the project was related with historical data collection, because
they have been collected in different formats, in different periods and with different
methods, but in cooperation with SYKE data were processed and used for modelling
appropriately.
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
Water Simulation and Forecast System (WSFS), using historical observation data, is
calibrated for Latvian conditions.
Developed of manual for work with the model
Flood risk maps is publicly accessible for society, municipalities, and enterprises (like
insurance companies).
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people).
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Impact on policies (national, regional, local, other stakeholders policies):
This project was part of project “Development of Proposal for National Adaptation
Strategy, Including Identification of Scientific Data, and Measures for Adapting to Changing
Climate, Impact and Cost Evaluation” in framework of 2009-2014 European Economic Area
grants program “National Climate Policy”. So, the aim of those activities was to make a tool
which will help to identify risks, regarding climate change, so this tool will be integrated in
National Climate policy documents in Latvia.
Impact on people (Beneficiaries and general public):
WSFS in the future will provide variety of options to forecast development of the
hydrological situation in a flood period. For rescue services this will allow to plan flood
damage control more rationally. Flood early warning system allows to provide forehanded
information about changes in hydrological conditions, including information on possible
flooding of certain areas of river catchment.
The result of completing flood forecasting system will allow municipalities and State
firefight and rescue service to define in state level critical flood levels in territories
imperilled by flood. This system will improve response time for rescue services in situations
of particular danger and efficiency to plan preventive actions in flood situations. Likewise
flood warning system will allow to provide hydrological forecasts to society and publicly
available comprehensive information about possible flood risks.
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy
Integration into strategy of organization:
The Latvian Environment, Geology and Meteorology Centre (Latvian: Latvijas Vides,
ģeoloģijas un meteoroloģijas centrs; LVĢMC) is a governmental service under the Ministry
of Environment of Latvia. Their aim already was to serve a government needs in monitoring
environmental issues in Latvia. This project improves LVGMC existing procedures and
systems, and improve knowledge and experience of employees.
Integration into Legislation:
Aim of the project was to provide information for developing Proposal for National
Adaptation Strategy. After implementation of strategy it is expected that government will
improve and change some laws related to environmental issues and civil safety issues
according to strategy, including strategy of how to deal with flood risks.
Integration into entity’s procedures:
LVGMC will continue to collect monitoring data and add it to Water Simulation and
Forecast System and regularly publish it in flood information system. System is integrated
in enterprise structures, employees has been trained for work with system, and according
to agreements with ministry their duty is to continue to maintain the system.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Integration into general risk disaster reduction strategy:
This project was part of project “Development of Proposal for National Adaptation
Strategy, Including Identification of Scientific Data, and Measures for Adapting to Changing
Climate, Impact and Cost Evaluation” in framework of 2009-2014 European Economic Area
grants program “National Climate Policy”. So, the aim of those activities was to make a tool
which will help to identify risks, regarding climate change, so this tool will be integrated in
National Climate policy documents in Latvia and risk disaster reduction strategy.
Integration process is still ongoing.
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation.
Success Factors (political, technical, human, financial:
Firstly, other entities can learn how to cooperate and share knowledge with other
countries, in this case Finland. This cooperation has been successful, and functioning flood
information system has been established and employees trained to work with this system.
Secondly, other organizations can use this tool to evaluate their particular risks, especially
if the entity are in some of the flood risk zones.
Risk Factors:
Not applicable.
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: support tool
EPICURO Partner: EKODOMA Ltd.
Acronym (if applicable) EKODOMA
Contact details
Name - Sirname Liga Zogla
Organisation EKODOMA
Email [email protected]
Flood risk maps for Gauja, Lielupe and Venta river basin districts and improvement of flood
information system using mapping approach
Entity that Implemented the Good Practice: Ministry of Environmental Protection and
Regional Development of the Republic of Latvia
Coordinator: Ministry of Environmental Protection and Regional Development of the
Republic of Latvia
Contractor: State Ltd. Latvian Environment, Geology and Meteorology Centre, Finnish
Environment Institute
Source of Good Practice / lessons Learnt - Additional elements:
Web links:
http://www.varam.gov.lv/lat/publ/seminari/sem_klimats/?doc=24069
http://www.varam.gov.lv/eng/fondi/EEA_Norv/european_economic_area_financial_mech
anism_programme__national_climate_policy/?doc=18233
Bibliography:
Not applicable
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
2014-2017, Latvia
Goals / Objectives and Achievements:
To design flood risk maps for Gauja, Lielupe and Venta river basin districts and improve the
flood information system:
Development of flood risk maps for Venta, Lielupe and Gauja river basin areas;
Development of flood information system for Venta, Lielupe and Gauja river basin areas;
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Development of hydrological simulation models for Venta, Lielupe and Gauja river
basin areas, including functions of projection and warning.
Stakeholders Involved:
Ministry of Environmental Protection and Regional Development of Latvia, State Ltd.
Latvian Environment, Geology and Meteorology Centre (LVGMC), Finnish Environment
Institute (SYKE), society
Implementation phases and current stage:
The project is successfully implemented. It is carried out under the project “Development
of Proposal for National Adaptation Strategy, Including Identification of Scientific Data, and
Measures for Adapting to Changing Climate, Impact and Cost Evaluation” under the
framework of 2009-2014 European Economic Area grants programme “National Climate
Policy” implemented by the Ministry of Environmental Protection and Regional
Development. It is planned to develop “National Adaptation Strategy” until August 2017.
Adaptation to EPICURO PROJECT (small description):
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
To establish a comprehensive climate policy for Latvia is essential in order to ensure
compliance with the requirements from the EU 2020 strategy, the UN Framework
Convention on Climate Change and the Kyoto Protocol for reduced greenhouse gas
emission. Also, it is in context with Paris agreement on climate change which was ratified
by Latvia.
Procedural Context:
All procedural rules for flood modelling and early warning system has been developed by
project partner (SYKE) at the project starting phase. Previously LVGMC partly used climate
forecasting system adapted from Finland, so it was easy to integrate flood information
system in existing procedures.
Technological Context:
LVGMC already had licensed GIS (geographical information system) software, on the basis
of which the flood information system was created, so there was no need for new
expensive software. However, additional hardware to maintain data calculation processes
was needed.
Socio-Economic Context:
Possibility of devastating flood recurrence, influenced to start a project in the year 2015 to
mitigate negative effect of flood situations. Activity was started under the project
“Development of Proposal for National Adaptation Strategy, Including Identification of
Scientific Data, Measures for Adapting to Changing Climate, Impact and Cost Evaluation”.
To create flood information system and early flood warning system for residents of Lielupe,
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Venta, Gauja and Salaca river catchments, is one of the main goals of this project. In recent
years the risk of flooding in these areas is becoming more probable. Especially mayor and
devastating floods occurred during spring season in years of 2010 and 2013.
Skills and Competences Context (being necessary for Implementation of best practice):
LVGMC is working in spheres of geology, meteorology, climatology, hydrology, air quality,
and cross-border air pollution influence, they have experience in creating monitoring
systems and analysing data, but was lack of experience in flood modelling. Therefore, there
was a collaboration with Finnish Environment institute (SYKE) to create hydrological
forecast system for the mentioned river catchments called - Water Simulation and Forecast
System (WSFS). Using historical observation data, WSFS is calibrated for Latvian conditions.
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation:
A flood risk warning system has been established for Venta, Lielupe and Gauja river basins -
projections are prepared for each of the observation stations located within the basin
territory several times a day, taking into consideration current hydro-meteorological
information as well as the latest weather forecasts on air temperature, precipitation
quantities, wind and other parameters. Projections contain information on water level
changes for the following two weeks as well as probability distribution, i.e. how high is the
risk that water level will reach the defined critical values at a repetition frequency of every
10, 100 or 200 years.
In order to ensure accurate flood risk map modeling, survey and measuring of riverbed
cross-sections was carried out. 141 cross-section was measured in 21 rivers (75
measurements in Lielupe, 60 measurements in Venta and 25 measurements in Gauja). The
flood risk information system can be applied for civil protection and spatial planning
purposes in order to:
Plan preventive activities in the event of flood threat and improve rescue service response capacity;
Coordinate actions in case of flooding;
Define critical water levels in municipal territories;
Integrate flood risks into spatial planning documents of various levels.
History of establishment (Need for the Best Practice):
When snow and ice is melting, in the territory of Latvia, floods occur every spring. This time
is associated with the highest water volume in rivers and flooding of floodplains. For
Latvian river catchments spring flood period mostly occur during March and April. Flash
floods are mostly influenced by intense and long lasting rainfall, storms, dam breach etc.
During spring flood period, local ice blockades can occur, if ice cover develops in winter.
The ice blockades in rivers often creates local rapid increase in water level, flooding vast
areas in catchments that includes populated areas and infrastructure objects. In recent
years especially mayor and devastating floods occurred during spring season in the years
2010 and 2013.
Possibility of devastating flood recurrence, influenced to start a project in the year 2015 to
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
mitigate negative effect of flood situations. Project was started under the title
“Development of Proposal for National Adaptation Strategy, Including Identification of
Scientific Data, Measures for Adapting to Changing Climate, Impact and Cost Evaluation”.
To create flood information system and early flood warning system for Lielupe, Venta,
Gauja and Salaca river catchments, is one of the goals of this project.
Latvia is divided into 4 river basin districts - Daugava, Gauja, Lielupe and Venta districts.
Within these areas 25 flood risk areas of national significance have been identified. Flood is
a short-term overflow of water over land which is usually uncovered by water. This
includes floods caused by a storm-induced rise in water level at sea shore, spring floods,
and a rapid water level rise as a result of a prolonged rainfall. Flood risk index considers
potential effects on population, economic loss and social risks.
There are 5 flood risk areas of national significance within Lielupe river basin district of
which the highest flood risk index has been assigned to:
Territory of Jelgava town due to spring flooding of Lielupe and Svēte rivers. Over the past 20 years, the largest floods were experienced in spring of 2010 when water level rose over a 5% exceedance probability (20-year recurrence interval);
Lake Babīte polder area and Jūrmala town area due to wind surges. Over the past 20 years, wind surges in Lielupe estuary were observed in 2005 (1% exceedance probability, or a 100-year recurrence interval) and in 2007 (2% exceedance probability or a 50-year recurrence interval).
There are 8 flood risk areas of national significance within Venta river basin district of
which the highest flood risk index has been assigned to:
Territory of Liepāja town where the largest wind surges were observed in 1999 and 2007 water level rising over a 2% exceedance probability;
Territory of Ventspils town where the largest wind surges were observed in 2005 and 2007 water level rising over a 2% exceedance probability;
Lake Engure polder (and Mērsrags town) area where the largest wind surges were observed in 2005 (1% exceedance probability) and 2007 (3% exceedance probability).
There are 2 flood risk areas of national significance within Gauja river basin district of
which the highest flood risk index has been assigned to the territory of Ādaži county due to
both wind surges and spring floods. Over the past 20 years, wind surges were observed in
2005 (1% exceedance probability) and in 2007 (2% exceedance probability) while spring
floods affected the area in 1999, 2010, 2011 and 2013, when water level in Gauja rose over
a 10% exceedance probability.
Parameters to be consider:
The main parameters to consider is that the final product – public flood information
system, has to be easy accessible, easy to use and understand for different target
audiences. And the early flood warning system has to be integrated with previous weather
risk warning system.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Priorities Identified:
There are 5 flood risk areas of national significance within Lielupe river basin district of
which the highest flood risk index has been assigned to:
Territory of Jelgava town due to spring flooding of Lielupe and Svēte rivers;
Lake Babīte polder area and Jūrmala town area due to wind surges.
There are 8 flood risk areas of national significance within Venta river basin district of which the highest flood risk index has been assigned to:
Territory of Liepāja town;
Territory of Ventspils town;
Lake Engure polder (and Mērsrags town).
There are 2 flood risk areas of national significance within Gauja river basin district of
which the highest flood risk index has been assigned to the territory of Ādaži County.
Actions Carried Out:
Preparation stage:
Collection and compilation of information
Development of height model using LIDAR and TOPO data
Measuring of river bed cross-profile on site
Interpolation of cross-profiles
Cross-profile information editing, adding dams, polder dams, barriers, inefficient flooding areas;
Calculation of initial data and boundary conditions for modeling (water flow and water level data);
Addition of calculated water flow rate of river tributary;
Analysis and evaluation of historical (current and closed observation station) hydrological data;
Implementation stage (in cooperation with SYKE - Finnish Environment Institute):
Training for employees about flood risk modeling
Designing a geometry for hydraulic model;
Flood mapping, presentation and publication;
the threat of flooding and flood risk mapping, presentation and publication;
Development of manual for work with the model.
Designing a geometry for flood model, and flood threats and flood risk mapping for pilot
area, Lielupe creek and Babite lake:
Three scenarios of flood threats and flood risk maps for Jurmala city (comprising flood risks
areas (roads, polders, land-use), risk objects (residential buildings, sewage treatment
plant), population density, preliminary estimates of economic losses caused by the flood).
Final phase:
Three scenarios (200,100 and 10-year) flood threats and flood risk mapping, presentation
and publication using modelling data and ArcGIS software. Maps comprising:
Flood risk areas;
Water depths at flood zones;
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Height of water level over the river length (after 1-2km);
Population density;
Infrastructure (roads, polders, land-use);
Risk objects (residential buildings, sewage treatment plant etc.);
Preliminary estimates of economic losses caused by the flood;
Processing flood maps and publishing in flood information system of Latvia.
Implementation Responsible Entity:
The Latvian Environment, Geology and Meteorology Centre (Latvian: Latvijas Vides,
ģeoloģijas un meteoroloģijas centres; LVĢMC) is a governmental service under the Ministry
of Environment of Latvia.
The main objectives of the center are to collect and process environmental information,
carry out environmental monitoring and inform the society on the environmental situation,
as well as, ensure the geologic supervision and rational use of natural resources and realize
state policies in the spheres of geology, meteorology, climatology, hydrology, air quality,
and cross-border air pollution influence.
Resources/means used (human, material, financial):
All financial resources for project was provided by EEA Grant program, finances from
government are provided only for maintenance after project implementation.
At Project implementation process was involved 7 persons from LVGMC - project leader, 2
hydrologists, 1 specialist in GIS software, and 3 persons from field work department.
For project needs, 1 computer and servers was purchased. All other devices and
equipment used for project LVGMC already had.
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
Mostly problems during the project was related with historical data collection, because
they have been collected in different formats, in different periods and with different
methods, but in cooperation with SYKE data were processed and used for modelling
appropriately.
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
Water Simulation and Forecast System (WSFS), using historical observation data, is
calibrated for Latvian conditions.
Developed of manual for work with the model
Flood risk maps is publicly accessible for society, municipalities, and enterprises (like
insurance companies).
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people)
Impact on policies (national, regional, local, other stakeholders policies):
This project was part of project “Development of Proposal for National Adaptation
Strategy, Including Identification of Scientific Data, and Measures for Adapting to Changing
Climate, Impact and Cost Evaluation” in framework of 2009-2014 European Economic Area
grants program “National Climate Policy”. So, the aim of those activities was to make a tool
which will help to identify risks, regarding climate change, so this tool will be integrated in
National Climate policy documents in Latvia.
Impact on people (Beneficiaries and general public):
WSFS in the future will provide variety of options to forecast development of the
hydrological situation in a flood period. For rescue services this will allow to plan flood
damage control more rationally. Flood early warning system allows to provide forehanded
information about changes in hydrological conditions, including information on possible
flooding of certain areas of river catchment.
The result of completing flood forecasting system will allow municipalities and State
firefight and rescue service to define in state level critical flood levels in territories
imperilled by flood. This system will improve response time for rescue services in situations
of particular danger and efficiency to plan preventive actions in flood situations. Likewise
flood warning system will allow to provide hydrological forecasts to society and publicly
available comprehensive information about possible flood risks.
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy
Integration into strategy of organization:
The Latvian Environment, Geology and Meteorology Centre (Latvian: Latvijas Vides,
ģeoloģijas un meteoroloģijas centrs; LVĢMC) is a governmental service under the Ministry
of Environment of Latvia. Their aim already was to serve a government needs in monitoring
environmental issues in Latvia. This project improves LVGMC existing procedures and
systems, and improve knowledge and experience of employees.
Integration into Legislation:
Aim of the project was to provide information for developing Proposal for National
Adaptation Strategy. After implementation of strategy it is expected that government will
improve and change some laws related to environmental issues and civil safety issues
according to strategy, including strategy of how to deal with flood risks.
Integration into entity’s procedures:
LVGMC will continue to collect monitoring data and add it to Water Simulation and
Forecast System and regularly publish it in flood information system. System is integrated
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
in enterprise structures, employees has been trained for work with system, and according
to agreements with ministry their duty is to continue to maintain the system.
Integration into general risk disaster reduction strategy:
This project was part of project “Development of Proposal for National Adaptation
Strategy, Including Identification of Scientific Data, and Measures for Adapting to Changing
Climate, Impact and Cost Evaluation” in framework of 2009-2014 European Economic Area
grants program “National Climate Policy”. So, the aim of those activities was to make a tool
which will help to identify risks, regarding climate change, so this tool will be integrated in
National Climate policy documents in Latvia and risk disaster reduction strategy.
Integration process is still ongoing.
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation.
Success Factors (political, technical, human, financial):
Firstly, other entities can learn how to cooperate and share knowledge with other
countries, in this case Finland. This cooperation has been successful, and functioning flood
information system has been established and employees trained to work with this system.
Secondly, other organizations can use this tool to evaluate their particular risks, especially
if the entity are in some of the flood risk zones.
Risk Factors:
Not applicable
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
5.7 City of Skopje
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: Green Cadaster
Acronym (if applicable) BE1
Contact details
Name - Surname
Dr. Zoran Dorevski, External expert of the City of Skopje in the
EPICURO project, Safety & Security Manager - OKTA refinery AD
Skopje
Organization City of Skopje + UNDP
Email [email protected]
Entity that Implemented the Good Practice (it can be the Partner itself but also any other
entity): City of Skopje
Source of Good Practice / lessons Learnt - Additional elements
Web links:
http://www.skopje.gov.mk/Uploads/Resilient%20Skopje%20Strategy%20ENG.pdf
Bibliography:
City of Skopje, Resilient Skopje: Climate Change Strategy, February 2017, Skopje,
Macedonia.
Elena Gavrilova and Emilija Poposka Kardaleva, City of Skopje GHG inventory (Tracking the
progress of the urban GHG emissions, years 2008 and 2012), UNDP, Skopje, Macedonia.
Katerina Donevska, Report on Vulnerability Assessment and Adaptation in the Water Sector
of the City of Skopje, UNDP project “ICT for Urban Resilience”, May 2016, Skopje,
Macedonia.
Interviews with:
Mr. Vasko Popovski (Regional Project Manager in UNDP Macedonia),
Mr. Ivan Mincev (Assistant Professor)
Mr. Nikola Jovanovski, Deputy Head of the Department for Environment and Nature Protection of the City of Skopje
1 Anonymous expert for environment and urban planning
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Quick Presentation of the Good Practice:
Objective: summarize in a few lines the key elements of the good practice.
Green Cadastre represents a comprehensive information system for green areas in Skopje,
designed as a database aimed to regulate and manage the overall system of green areas of
the city.
It is an interactive document, complementary in term to improving the activities of city’s
Public Enterprise “Parks and Greenery”, as well as a transparent and online available
insight tool for the citizens and expert community.
Place and Time of Implementation:
Territory of the City of Skopje. February 2017 (ongoing).
Goals / Objectives and Achievements:
Regardless of the developed understanding of green spaces, they are not adequately
integrated in the planning and managing process. Hence, the creative utilization of the
green infrastructure needs to be accepted in the process of planning at all levels and in all
sectors.
The development and the management of the urban green spaces is becoming a complex
task that should be reviewed attentively, if the common goal is for the green urban areas
to be accepted and appreciated by the citizens. The development of green spaces and their
proper management require a comprehensive and interdisciplinary approach and
knowledge of the complex relations between the factors that determine them.
In its search to find its adequate approach to developing the green infrastructure, the City
of Skopje has drafted the 2015 Greenery Study.
The results from the study could be summarized in the following guidelines:
Simultaneously, the City started with the implementation of the Study’s recommendations,
such as:
Recommendations for creating an interconnected system and network of urban green areas and green corridors in the city and its surrounding;
Guidelines for providing land for open public spaces;
Defining the criteria for applying the most adequate types of landscaping of green spaces in accordance with the disrupted environmental quality and climate change effects.
Providing real spatial, quantified and quality data on the public greenery, by making a
green cadastre, and carrying out a study in order to establish the possibilities and the ways
of creating urban green corridors along the Lepenec and Serava rivers and their benefits.
The goal is to establish a comprehensive information system for green areas in Skopje and
to regulate and manage the overall system of green areas of the city.
The Green Cadastre will be an ongoing, interactive document, in addition to improving the
activities of Public Parks and Greenery, and the transparency and availability of data and
insight into the situation for citizens.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Stakeholders Involved:
PE “Parks and Greenery”, UNDP, Nature and Environment Protection Department. Other
departments of the City of Skopje were informed about proposed concept on the closure
of the UNDP’s project, without having significant participation in the strategy drafting.
Implementation phases and current stage:
Preparatory phase, implementation was several times delayed due to the lack of
equipment, organizational and other reasons.
Adaptation to EPICURO PROJECT (small description):
The concept of green cadaster corresponds with the goals of EPICURO in a way it
represents an active measure for solving the air and water pollution problems in the
Skopje’s area and makes the city resilient during the winter foggy days.
Context and Issues:
Objective:
Good knowledge of the context in which the good practice is / has been implemented.
Regulatory Context:
Enables the initiation of legal measures based on the field situation viewed through an e-
platform (GIS). Taking appropriate action according to the legal measures to prevent or
minimise the damage they can cause, or taking advantage of opportunities that may arise.
Informative decision regarding urban planning. Specific measures and activities that should
become part of the annual programmes of activities of the City of Skopje Departments
over the next five years. The City of Skopje has a legal obligation to draft the LEAP, a
planning document with an action plan, which is the basis for management of the city
environment and for the planning of all projects and activities linked to the environment
and nature protection, with a special emphasis on the part related to climate change.
Implementation of activities for strengthening local resilience through tactical exercises for
preparing and responding to natural accidents and disasters in schools and other
institutions under the competence of the City of Skopje and the municipalities
Procedural Context:
It is possible to invest, upgrade and manage the city's green capital. Choosing tree species
and silviculture practices less vulnerable to storms and fires; undertaking a complex
process of mapping, recording and cataloguing all of the public green zones in the capital,
and this includes each and every bush and tree.
Process- 25 m² / inhabitant greenery will provide healthy and humane living.
Technological Context:
Possibility of establishing a mobile mapping system for city's green potential. After data are
collected and checked, it is possible to prepare various reports, in accordance with client
workflows. Development of information base for planning and monitoring of works related
to maintnance of green areas and their assets.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Develop a tool that employs intelligent technologies to capture the patterns of urban
change driven by a diverse set of context factors.
Socio-Economic Context:
It relieves hotness and enables better functioning of the citizens and the city. Designing
and implementing activities for raising awareness about the environment and climate
change, animating the citizens to become active participants in undertaking specific
measures, etc. Social welfare, primarily the activities that concern vulnerable groups such
as the elderly, the homeless, persons with physical and mental disabilities, etc.
Skills and Competences Context (being necessary for Implementation of best practice):
Possession of technical culture and awareness among citizens and city authorities,
accountability and transparency of the way the city deals with the pollution and
afforestation of urban green areas.
Detailed Characteristics:
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation:
Green cadaster as a project is already designed, by its implementation phase is quitte
delayed.
History of establishment (Need for the Best Practice):
Urban areas have very different features to the surrounding rural areas. In urban areas,
impervious built-up surfaces have replaced spaces for vegetation that produce natural
shades, cooling, retention of storm water, depositing and infiltration. Urbanisation has
altered natural regimes of energy explorer, creating urban heat islands and changing the
hydrology of the urban area leading to increased surface runoff of rain water. Given that
these negative effects of urbanisation will be greatly exacerbated by climate change and
extreme weather phenomena, there is an urgent need for development and protection of
the urban green infrastructure. In addition to providing conventional functions, the
development of an urban green infrastructure will help provide a long-term solution to the
mitigation of climate change.
Regardless of the developed understanding of green spaces, they are not adequately
integrated in the planning and managing process. Hence, the creative utilization of the
green infrastructure needs to be accepted in the process of planning at all levels and in all
sectors.
The development and the management of the urban green spaces is becoming a complex
task that should be reviewed attentively, if the common goal is for the green urban areas
to be accepted and appreciated by the citizens. The development of green spaces and their
proper management require a comprehensive and interdisciplinary approach and
knowledge of the complex relations between the factors that determine them.
Parameters to be consider:
The collection of the data for the green cadaster is a time consuming process and because
is contracted by an outside party it should be implemented without problems. The update
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
of the database and the maintenance of the huge database is questionable because of the
lack of resources (human and technical).
Priorities Identified:
To assess the impact of green infrastructure in mitigation of the consequences of urban
heat islands in Skopje to find a way to stimulate the green space in the critical parts of the
city.
Actions Carried Out:
Filing the database.
Implementation Responsible Entity:
PE “Parks and greenery”
Resources/means used (human, material, financial…):
GIS platform, database and server, all human, material and financial capacities of the PE
“Parks and Greenery” and Nature and Environment Protection Department.
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
The collection of the data for the green cadaster is a time consuming process and because
is contracted by an outside party it should be implemented without problems. The update
of the database and the maintenance of the huge database is questionable because of the
lack of resources (human and technical). For this reason there should be established a
special technical unit or strengthen the capacities of the current GIS unit with skilled
people to implement and maintain the database.
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice
already implemented:
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
Impact of the good practice:
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people)
Impact on policies (national, regional, local, other stakeholders policies):
High
Impact on people (Beneficiaries and general public):
Medium
Sustainability of the Good Practice:
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
disaster risk reduction strategy
Integration into strategy of organization:
High
Integration into Legislation:
High
Integration into entity’s procedures:
Medium, depends from the way how the departments will understand it.
Integration into general risk disaster reduction strategy:
It should be high, but there is an interagency competition that does not allows full
integration of this local concept.
Transferability of the Good Practice / Learning Potential:
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation
Success Factors (political, technical, human, financial ...):
Increase the quality of life at local level.
Increase the transparency of the local authorities regarding the measures taken for
investing and maintenance of the green capital.
Risk Factors
Lack of investment for upgrading and updating the current software;
Lack of human capacities for maintaining the “Green cadaster”.
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: URBAN HEAT ISLANDS
EPICURO Partner: City of Skopje
Acronym (if applicable) BE1
Contact details
Name - Surname
Dr. Zoran Dorevski, External expert of the City of Skopje in the
EPICURO project, Safety & Security Manager - OKTA refinery AD
Skopje
Organization City of Skopje + UNDP
Email [email protected]
Entity that Implemented the Good Practice: City of Skopje
Source of Good Practice / lessons Learnt - Additional elements
Web links:
http://www.skopje.gov.mk/Uploads/Resilient%20Skopje%20Strategy%20ENG.pdf
Bibliography:
City of Skopje, Resilient Skopje: Climate Change Strategy, February 2017, Skopje,
Macedonia.
Dimitar Trajanov and Kostadin Mishev, Анализа на ефектот на урбани топлотни
острови во Скопје [Analysis of the Effects of the Urban Heat Islands in Skopje], Photo
Capturing with Drone for the needs of the Climate Change Strategy - Resistant Skopje,
November 2016, Skopje, Macedonia.
Elena Gavrilova and Emilija Poposka Kardaleva, City of Skopje GHG inventory (Tracking the
progress of the urban GHG emissions, years 2008 and 2012), UNDP, Skopje, Macedonia.
Katerina Donevska, Report on Vulnerability Assessment and Adaptation in the Water Sector
of the City of Skopje, UNDP project “ICT for Urban Resilience”, May 2016, Skopje,
Macedonia.
Slagjana Gligorovska and Nina Aleksovska, Урбани топлотни острови во Скопје [Urban
Heat Islands in Skopje], National Hydro-metrological Service, April 2016, Skopje,
Macedonia.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Interviews with:
Mr. Vasko Popovski (Regional Project Manager in UNDP Macedonia),
Mr. Ivan Mincev (Assistant Professor)
Mr. Nikola Jovanovski, Deputy Head of the Department for Environment and Nature Protection of the City of Skopje
1 Anonymous expert for environment and urban planning
Quick Presentation of the Good Practice:
URBAN HEAT ISLANDS represent a measurable tool for analysis, assessment and forecast
the effect of urbanization, green policies and effects of climate change on the territory of
the City of Skopje at micro level.
Place and Time of Implementation:
Territory of the City of Skopje. 2015-2016.
Goals / Objectives and Achievements:
Mapping and measuring different city’s points/parts and creating the detailed preview of
URBAN HEAT ISLANDS on the territory of the City of Skopje.
Stakeholders Involved:
UNDP, Nature and Environment Protection Department, Regional Social Innovation Centre,
National Hydro Meteorological Service. Other departments of the City of Skopje were
informed about proposed concept on the closure of the UNDP’s project, without having
significant participation in the strategy drafting.
Implementation phases and current stage:
Implemented. A map was created; previously the measuring is taken using the drones and
temperature measurement devices.
Adaptation to EPICURO PROJECT (small description):
The concept of URBAN HEAT ISLANDS corresponds with the goals of EPICURO in a way it
gives a detailed image at micro level of the city’s parts affected by the effects of the
climate change, urbanization and an appropriate city strategy for mitigating those effects.
Context and Issues:
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
Enables the initiation of legal measures provided for handling increased level of heat
measured.
The City of Skopje has a legal obligation to draſt the LEAP, a planning document with an
action plan, which is the basis for management of the city environment and for the
planning of all projects and activities linked to the environment and nature protection,
with a special emphasis on the part related to climate change.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Implementation of activities for strengthening local resilience through tactical exercises for
preparing and responding to natural accidents and disasters in schools and other
institutions under the competence of the City of Skopje and the municipalities.
Procedural Context:
Continued implementation of the procedure for issuing integrated environmental licences
and approving environment protection studies.
Focusing on reducing greenhouse gas emissions. Using scarce water resources more
efficiently; adapting building codes to future climate conditions and extreme weather
events; building flood defences and raising the levels of dykes; developing drought-tolerant
crops; choosing tree species and forestry practices less vulnerable to storms and fires;
Technological Context:
Establishing a modern automated meteorological-climate monitoring system for the needs
of the City of Skopje. In this way information will be provided about the climate system”s
“vulnerability” and the possibility of providing early warnings about extraordinary,
dangerous and catastrophic meteorological conditions.
Developing an Urban Heat Index and its gender monitoring. More detailed measuring of
certain specific areas that are registered as urban heat islands. Gathering thermal Imagery
from a plane/drone in order to cover a larger area of the city.
Preparing a detailed analysis of the heat islands in Skopje and designing, prototyping and
testing measures for mitigating the consequences from urban heat islands by (for example,
introducing a practice of constructing white roof tops).
Developing a web-platform and interactive database for all data related to the urban heat
islands in Skopje.
Gender analysis of the information, plans and recommendations for mitigation. Collecting
gender-disaggregated data for informing mitigation analyses.
Socio-Economic Context:
Designing and implementing activities for raising awareness about the environment and
climate change, animating the citizens to become active participants in undertaking
specific measures, etc.
Social welfare, primarily the activities that concern vulnerable groups such as the elderly,
the homeless, persons with physical and mental disabilities, etc.
Skills and Competences Context (being necessary for Implementation of best practice)
Conscious, informed people who are aware of the danger of heat waves
Pilot projects are helping scientists, engineers, and practitioners to better understand the
interactions between pavements and the urban climate.
Future policy efforts may focus on encouraging strategies to modify urban geometry and
anthropogenic heat in communities to reduce urban heat islands. Research in this area is
on-going, and there is a growing awareness of the importance of these factors.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Detailed Characteristics:
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation:
History of establishment (Need for the Best Practice):
An urban heat island is a part of a city or urban area or rural areas that is significantly
warmer as a result of human activities than its surrounding. Temperature differences are
usually greater at night than during the day and they especially appear in places with weak
winds. Urban heat islands are most evident during the summer and winter periods. This
Strategy includes the first ever attempt to determine the urban heat islands in Skopje. Two
types of data were used in this task. Visualisation of the city sections with higher
temperatures compared with the surrounding area was performed with meteorological
measuring at 13 micro locations in the Skopje Valley (2013-2015) and with thermal imagery
from a camera placed on a paraglider flying from Vodno Mountain to the City Park (2016).
The objective is to register the urban heat islands in Skopje (the city’s hotspots) and to
undertake appropriate measures for building the city’s resilience to the negative impacts of
climate change by reducing the temperature of the heat islands, thus improving living
conditions for local residents and reducing their energy consumption for cooling and
heating.
Usually one expects a close link between the heat radiation from the Earth’s surface and
the atmosphere temperature near the air surface. In practice, however, if atmosphere and
surface heat islands are in some way related, they can show different spatial and time
patterns and significant variations. Technological developments have brought about new
ways of researching this area, from thermal imaging cameras to satellite imagery.
Thermal imaging cameras (Regional Social Innovation Centre). The temperature difference
Figure 16: Skopje satellite image of and its surroundings (Google
Maps) and Temperature interpolation
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
between the city’s outskirts and the central area of the city is about 7 degrees, while the
difference in comparison to Vodno mountain area is 12 degrees.
The River Vardar has a positive influence on temperature reduction to a few degrees lower
than in areas at a greater distance from the river. The central core of the city, the area of
Gradski Zid, has the highest temperature, which is 1.5 to 2 degrees higher than the
temperature in Kisela Voda. It is notable that Macedonia Square is significantly cooler than
its surroundings due to its white color. For example, the asphalt temperature on Maksim
Gorki Street is more than 6 degrees higher than the temperature of the tiles of the square.
In general, due to the tradition of having dark red roofs, most of the buildings in the city
have high temperatures on the roof surfaces due to their constant exposure to sun.
Buildings with lighter colored roofs have a positive impact by reducing the temperature in
their surroundings; however, unfortunately these are rare in Skopje.
Parameters to be consider:
Meteorological measuring (Hydro meteorological Service) – The temperature differences in
the Skopje Valley are within the limits of 1.2°С to 5.7°С. The greatest differences are mainly
during afternoon and evening hours. The highest average daily air temperatures are
registered in the centre (Centar), the industrial zones (Butel and Avtokomanda) and
Taſtalidze, while the lowest air temperatures are registered in the outskirts of the Skopje
Valley and in the urban areas at higher altitudes. The main characteristic is that the central
part of the city is the warmest place. By interpolation, temperature maps have been made
for the City of Skopje based on the meteorological measuring, as shown below, with the
coldest areas marked in blue, the hottest in red.
Priorities Identified:
Mitigation of the consequences of urban heat islands.
Actions Carried Out:
White facades and roofs (With white or light facades
and roofs, heat absorption is reduced).
Green Roofs reduce the creation of urban hot islands,
and provide the opportunity for the development of
vegetation and wildlife in urban areas. In this way,
artificial surfaces fit into nature.
Planting trees and vegetation in the cities and
Implementation Responsible Entity.
Resources/means used (human, material, financial…):
GIS platform, database and server, all human, material and financial capacities of the City
of Skopje - Environment and Nature Protection Department.
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
The occurrence of urban heat islands is interrelated to spatial/urban planning. So the main
problem of creation of urban heat islands is due to poor spatial planning and not taken into
consideration the impervious/green surfaces ratio for reduction of stacking concrete
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
surfaces. Building green infrastructure is the key to reduction of the heat islands. The
second problem considering spatial planning is blocking the daily wind pathways coming
from the mountain Vodno. In this direction there are several continuous rings of buildings
which are totally blocking the air circulation. The best practices for mitigation and
reduction of urban heat islands should be considered for creation of future spatial plans.
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice
already implemented:
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
More concrete and asphalt leads to higher temperatures. More green spaces are needed,
as well as green roofs and green facades. There are existing and elaborated ideas on this
topic, e.g. “50 shades of green” for placement of green roof on the Children Hospital, as
part of the Climate Change Challenge
Impact of the good practice:
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people).
Impact on policies (national, regional, local, other stakeholder’s policies):
High
Impact on people (Beneficiaries and general public):
Medium
Sustainability of the Good Practice:
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy
Integration into strategy of organization:
High
Integration into Legislation:
High
Integration into entity’s procedures:
Medium, it depends from the way how the departments will understand it.
Integration into general risk disaster reduction strategy:
It should be high, but there is an interagency competition that does not allows full
integration of this local concept.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Transferability of the Good Practice / Learning Potential:
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation
Success Factors (political, technical, human, financial ...):
Increase the quality of life at local level.
Increase the transparency of the local authorities regarding the measures taken for
investing and maintenance of the green capital.
Risk Factors:
Lack of investment for upgrading and updating the current software, as well as a need for
continuous measuring of the identified/referent zones.
Lack of human capacities for maintaining the system.
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
5.8 City of Vejle Form for Description and Analysis of Good Practice
Field / Category of Good Practice: Wastewater Treatment /Energy & Flooding
EPICURO Partner: Vejle Municipality
Acronym (if applicable)
Contact details
Name - Surname Michael Schulz
Organisation Vejle Spildevand A/S
Email [email protected]
Entity that Implemented the Good Practice (it can be the Partner itself but also any other
entity):
Source of Good Practice / lessons Learnt - Additional elements
Web links:
Bibliography:
Quick Presentation of the Good Practice
Through this project, Vejle Spildevand A/S (Vejle Wastewater Corporation) demonstrates
that iti si possible to use different organic waste matters from different sources in a waste
treatment plant, to produce biogas. This will then be used to produce electricity, district
heating and fuel for public transport such as city buses and garbage trucks, thereby
creating a circular economy in the city. This type of sewage treatment plant, and the
technology behind it – introducing a bacteria called “annamox” in the process – is new. The
use of anammox and the use of fuel prodiuced from biogas for public transport is the only
model found in Denbmark at the moment.
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
Vejle, Denmark 2016-2019
Goals / Objectives and Achievements:
Goals: To demonstrate the scientific and economic viability of using organic waste matters
from the waste treatment plant and other sources for biogas production and use the fuel
for electricity, district heating and public vehicles.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Objectives:
To treat the city’s organic waste as a resource, instead of a problem.by reducing the emission of greenhouse gases.
To reduce the collective greenhouse emission of the city.
To reduce the imported energy in the city by replacing fossil fuel with biogas that the treatment center produces for use in bus, trucks and cars.
To convert the residuel production of the treatment plant into organic fertilizers for use in farms.
To establish a circular economy and contribute to the city’s general resistance to climate change.
To use and integrate surface water of the city as process water in the system instead of using drinking water.
To be more independent of importing energy.
Stakeholders Involved:
Vejle Wastewater A/S
Vejle Municipallity
The European Union
The 110.000 residents of Vejle
Implementation phases and current stage:
Phase 1 : Building the infrastructure (completed)
Phase 2: Testing of the business case (ongoing)
Adaptation to EPICURO PROJECT (small description):
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
Denmark national goal is to be fossil fuel free by 2050. This project contributes to that goal.
This will also help the city to be more effective in converting organic wastes, putting it to
good use (natural gas). This will also reduce the city’s emission of greenhouse gases (from
the city’s garbage trucks and city buses alone, a reduction of 800 tons a year, and and
extra production of clean energy of 22,000 GJ).
Saving clean drinking water through the use of surface water for process treating the
organic wastes.
Procedural Context:
Technological Context:
This “Future Wastewater Plant 2.0” is a relatively new technology but is getting a lot of
interest in Europe. Billund Municipality has a BioRefinery where organic waste is converted
to fuel, but has not used it (as in the case of Vejle where it is used for city buses and
garbage trucks). Natural gas is widely used Germany and Sweden, but they do not come
from organic waste matters.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
The use of anaerobic ammonium oxidation (anammox) is a new introduction of the
technology.
The technology itself is relatively easy to adapt. But the cooperation of the local authority
and companies is needed for such a model to succeed, as it cuts across various sectors.
Socio-Economic Context:
This contributes to a more stable pricing of electricity and local transport rates.
It encourages citizens to make use of public, sustainable transport - potentially giving new relationships to those they are transporting with.
It is economically feasible to invest in such a system. Initial studies show that an increase in the capacity of the system will have a return rate of 10 years.
It lessens the dependency of the city on fossil fuel, and any other energy source as the city itself produces it.
The city becomes less vulnerable to threat of unstable energy supply (which is also a hallmark of a smart city), such that different and sustainable energy supple system is developed
Skills and Competences Context (being necessary for Implementation of best practice):
Detailed Characteristics:
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation):
The primary objective of a waste treatment water plant is to clean wastewater, sending it
back into nature without negatively affecting the environment. But, wastewater is not only
water to be cleaned, it is also a major source of resources. Wastewater treatment
produces surplus sludge, which is transformed into dry matter, which can then be used as
an odorless fertilizer. This is a well-known and used technology in Denmark.
It is also common to find treatment plants coupled with a biogas reactor. However, at the
moment, there are no plants in Denmark that combine sludge, green waste and organic
surplus production, etc. for district heating, electricity and transport gas.
The following is a schematic diagram of Vejle Waterwork’s production. Vejle Spildevand
today produces biogas for internal process heat and electricity for the sewage sludge and
organic residues from the agriculture and food industry. By upgrading the total plant (in
green) to receive green waste from the towns and city of Vejle Municipality, including retail
and industry, it will be possible to make the plant more flexible and able to receive a wide
range of organic residues. At the same time, it is investigating whether it is possible to use
the surface water from the city as process water in, among other things, the bioreactor and
thus avoid using clean drinking water.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
The diagram shows several subcomponents and different technologies. On the input page
(top of the model) are three resource sources, including organic waste, sludge from
wastewater and organic residual product, which is gathered in a bioreactor.
Organic waste can, among other things, consist of organic household waste, such as food
residues. It can also come from companies like restaurants, cafeteria, dairies and
slaughterhouses. Depending on the content of green waste, it may either come directly to
the bioreactor or be hygienically treated, which consists of a pre-treatment at high
temperatures. Vejle Spildevand collects ca. 6,500 tons of organic waste annually.
Another source of input is surplus sludge which is produced by the sewage treatment. The
sludge is then dried. From excess sludge, Vejle Spildevand produces approx. 2,500 tons of
dry matter annually.
Organic residual products are another source of resources and may consist of faulty
productions from various food producers or manure from agriculture. From this source,
Vejle Sewage produces approx. 500 tons of dry matter. The suppliers are supporting this as
we provide then with a sustainable way of disposing of their waste.
The new in this project and for Vejle Spildevand is - on the input side - using organic waste
as a resource. On the output side, it's using the biogas a fuel -- for electricity, district
heating and transport.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Innovation in this project is the combination of technologies, which further contributes to
creating a circular economy.
History of establishment (Need for the Best Practice):
Vejle Spildevand A/S, Vejle Municipality's garbage collection department and innovation
department has, for a long time, discussed the possibility of transforming organic waste
from households, sludges from central wastewater plants and various organic residues
from companies to biogas that can be used as a propellant in municipal waste trucks and
city buses. The surplus gas can be used for district heating and electricity. The residual
product from the biogas plant could be sold as organic fertilizer to farmers.
Vejle Spildevand, together with Vejle, wants to show that it is also possible in Denmark to
integrate the production of biogas from a waste water plant in a circular system in the city,
where the city's garbage trucks and buses will use biogas as propellant instead of fossil
fuels. Thus, Vejle City will contribute to energy efficiency in Denmark and to reach the
Danish government's goal of being free from fossil fuels by 2050.
Parameters to be consider:
Technology
Readiness of the Municipality to migrate from traditional fossil fuel to transportation
fuelled by sustainable energy.
Priorities Identified:
The municipallity’s resilience
Reduction of greenhouse gas emissions
Danmark as fossil-fuel free by 20150.
Actions Carried Out:
Building of infrastructure
Implementation Responsible Entity:
Vejle Spildevand A/S
Resources/means used (human, material, financial…):
Engineers at Vejle Spildevand
30 million DKK/4 million Euros
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
Difficulty in acquiring supplementary organic waste matters
Convincing local politicians to implement a directive for municipal transport to use biogas
Convincing regional authorities to convert to biaogas fuelled busses
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice
already implemented
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
Ongoing
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people)
Impact on policies (national, regional, local, other stakeholders policies):
Danmark as a fossil-fuel free country by 2050
Sustainable energy development policies of the regional and national levels
Impact on people (Beneficiaries and general public):
A more stable pricing of electricity and local transport rates.
Encourages citizens to make use of public, sustainable transport - potentially giving new
relationships to those they are transporting with.
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy
Integration into strategy of organization:
The wastewater tretment plant to date has already integrated biogas production into its
system (it produces enough energy to power its own consumption). The wastewater
teartment plant 2 goes beyond self sufficiency, in that it creates a circular economy in the
city.
Integration into Legislation:
Integration into entity’s procedures:
Integration into general risk disaster reduction strategy:
The wastewater treatment plant is part of Vejle Municipality’s strategy towards making the
city more resilient. As floofding is one of the city’s greatest challenges, the Vejle
Wastewater A/S , in support of the municipality’s vision has committed to invest 115
million a year for sewage, pipelines, and water purification plants.
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
practice implementation
Success Factors (political, technical, human, financial ...):
Technical – This uses simple technology and can be transferred in most cities in urope
Political – Needs the cooperation of the local authorities in acquiring organic waste
matters, and in migrating public transport to bio gas.
Risk Factors:
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER):
Yes
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: Resilience Education
(to be chosen /named by partner)
EPICURO Partner: Vejle Kommune
Acronym (if applicable)
Contact details
Name - Surname Anne Charlotte Petersen
Organisation Videnscenter for Integration
Email [email protected]
Entity that Implemented the Good Practice (it can be the Partner itself but also any other
entity):
Source of Good Practice / lessons Learnt - Additional elements
Web links:
www.smr-project.eu
Bibliography:
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
The project is an ongoing concept, working with various changing models and cases. So it
has been going on since 2012-13.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Goals / Objectives and Achievements:
The goal with Smart U Vejle is to develop formats for use in online learning, while providing
access to concrete learning programs within the fields of resilience, digital learning in pre-
school, fablabs, etc. We are currently working on the development of a Resilient Online
Education.
Resilience Online aims to make it easy, quick and flexible to acquire information, teaching
and training regarding resilience. Information and training will be delivered online in form
of small videos from experts within resilience and supplemental questions for reflection.
Resilience Online will be available as a whole education - or as smaller training courses. It
will be able to give a broader view of resilience - and it will be possible to go into more
specific subjects. The learner will be able to have a packed programme - or build it on
his/her own.
Stakeholders Involved:
Smart U Vejle:
VIFIN
Uddannelse og Læring (The Educational Department of Vejle)
The Library of Vejle
University of Copenhagen
University of Aarhus
University of Aalborg
Resilience Online:
VIA University Horsens
Technun, San Sebastian Implementation phases and current stage:
Smart U Vejle is characterised by constant and ongoing development and implementation.
Resilience Online is at its start phase, with an expected implementation phase in 2018. The
current tasks are concept development and funding.
Adaptation to EPICURO PROJECT (small description):
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
It identifies methods on cross sectoral collaboration, particularly, on how to collaborate with universities.
It identifies ways of delivering an easy and accessible education in resilience. Procedural Context:
It works with an informal approach that makes it easy to take quick action.
Technological Context:
It will use already existing and open technologies.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Socio-Economic Context:
Part of the learning material is expected to be on Social Resilience
Skills and Competences Context (being necessary for Implementation of best practice):
It’s an online education.
The Skills needed are knowledge on Resilience and Knowledge on didactics.
Detailed Characteristics:
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation):
History of establishment (Need for the Best Practice):
Resilience Online is on its starting phase, that was made possible by the Horizon 2020-
project, Smart Mature Resilience. This is part of the sustainability strategy of the project --
helping other cities with their work on resilience beyond the guidelines and tools
developed in the project.
A collaboration with the VIA University Horsens has also been started. The VIA University
will be offering a resilience training course in Autumn 2017, and in this regard, would like
to supplement the course with online education.
Other Horizon 2020-projects on resilience has already been informed on the plan to
establish an online education. At the moment, video recordings are being produced -- the
first step in collecting materials for Resilience Online.
Parameters to be consider:
Easy access and use
Match the daily work in a municipality
Flexible format
Supporting informal formats and Co-Creation formats
Open Sources formats
Priorities Identified:
Actions Carried Out:
First draft on concept idea
Contacts taken with potential partners.
Implementation Responsible Entity:
VIFIN (In collaboration with other partners in SMR project)
Resources/means used (human, material, financial…):
Most of the resources comes from work hours delivered by the participants
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
None yet; But we expect to deal with issues such as “The exact educational Content” and
“Development of good online didactics”.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice
already implemented
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
That we can not answer yet.
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people)
Impact on policies (national, regional, local, other stakeholders policies):
It is not as such having impact yet, but is addressing local wishes on more knowledge an
education about Resilience
Impact on people (Beneficiaries and general public):
Resilience Online is expected to mean that more employees on all levels will have
knowledge on working with resilience in everyday situations.
Resilience Online will mean more qualified solutions regarding resilience and thereby have
an impact on the general public.
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy
Integration into strategy of organization:
The Municipality of Vejle has a Resilience strategy and the project is addressing that.
Integration into Legislation:
In the long run it could be mandatory for employees in regions, municipalities and cities
working on resilience to get an basic course - or even a shorter kind of education from
Resilience Online.
Integration into entity’s procedures:
Due to the flexibility and easy access to the teaching and training we expect, that
Resilience Online will be natural choice for employees and managers working with
resilience or planning to do so.
Integration into general risk disaster reduction strategy:
Since part of Resilience Online will be descriptions and explanations on how to use risk
management, analysis and strategic planning tools from SMR - and other Horizon 2020-
projects on Resilience we expect Resilience Online to be a natural part of working with the
disaster reduction strategy. Learning from Resilience Online will qualify the work with
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
disaster reduction strategy.
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation
Success Factors (political, technical, human, financial ...):
Success factors:
Broader knowledges - in general - on work with resilience.
Better planning regarding resilience strategies.
Better quality and quicker results on resilience at different levels - but especially when it comes to cities.
That Resilience Online become THE source of information/traiuning/learning when it comes to resilience.
That experts - researchers as well as practitioners - will contact Resilience Online to contribute and deliver content to Resilience Online.
Risk Factors:
Lack of funding to secure the project a good kick-off.
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
5.9 Municipality of Vicenza Form for Description and Analysis of Good Practice
Field / Category of Good Practice: Floods prevention –Detention Basins
EPICURO Partner: Municipality of Vicenza, Italy
Acronym (if applicable) COMVI
Contact details
Name - Sirname Fabio Cestonaro
Organisation Municipality of Vicenza
Email [email protected]
Entity that Implemented the Good Practice: Civil Engineering Office of Veneto Region
Source of Good Practice / lessons Learnt - Additional elements
Web links:
https://www.regione.veneto.it/web/ambiente-e-territorio/opere-infrastrutturali-per-la-
sicurezza-dal-rischio-idraulico
http://repository.regione.veneto.it/public/cc767edcf7f83fc0679189c82d9e81f5.php?lang=
it&dl=true
http://www.comune.caldogno.vi.it/pagina496_bacino-di-laminazione.html
Bibliography:
Quick Presentation of the Good Practice:
Objective: summarize in a few lines the key elements of the good practice.
This technology consists of embankments built on Timonchio river banks in a wide
farmland outside Vicenza’s urban areas. In case of flood hazard, some weirs collect the
rainwater and flood the farmland, preventing the wave from reaching sensitive areas
(urban and industrial areas)
Once the flood risk is over, the basin is emptied and the risk is reduced to the loss of
existing crops.
Place and Time of Implementation:
Municipality of Caldogno (Vicenza – Italy). Time of building: from 21THd March 2014, to 3 rd
March 2016.
Goals / Objectives and Achievements:
Mitigation actions for hydraulic risk (flooding) by means of detention basins
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Stakeholders Involved:
Veneto Region; Municipality of Caldogno, Vicenza and the others municipalities within the
Bacchiglione’s looding risk area.
Implementation phases and current stage:
Infrastructural work started on 21THd March 2014 and finished on 3 rd March 2016.
The testing of the infrastructure will be possible only under a flood risk event.
Adaptation to EPICURO PROJECT (small description):
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
DGR (delibera della giunta regionale) n. 535 del 15/04/2014
Procedural Context:
Technological Context:
Socio-Economic Context:
To reduce flooding damages to people and sensitive areas.
Skills and Competences Context (being necessary for Implementation of best practice):
N/A
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation):
This technology consists of embankments built on Timonchio river banks in a wide
farmland outside Vicenza’s urban areas. In case of flood hazard, some weirs collect the
rainwater and flood the farmland, preventing the wave from reaching sensitive areas
(urban and industrial areas).
History of establishment (Need for the Best Practice):
N/a
Parameters to be consider:
Feaseable only on an equivalent context
Priorities Identified:
Reduce the costs of post-event damages by sacrifying farmland and safeguarding urban
and industrial areas.
Actions Carried Out:
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
To build embankments along rivers on farmland to create a potential basin meant to
contain the flood wave.
Implementation Responsible Entity:
Civil Engineering Office of Veneto region
Resources/means used (human, material, financial…):
Human, financial
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
Once the area has been identified, it is necessary to expropriate private farmland and
provide compensatory measures for the land owners
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
N/A
The infrastructure hasn’t been tested yet because since it was built, no hydraulic
criticalities have occurred.
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people)
Impact on policies (national, regional, local, other stakeholders policies):
N/A
Impact on people (Beneficiaries and general public):
N/A
Sustainability of the Good Practice:
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy
The infrastructure hasn’t been tested yet because since it was built, no hydraulic
criticalities have occurred. Once tested and resulting efficient, it can be replicated in any
similar context according to political will and financial resources available.
Integration into strategy of organization:
Integration into Legislation:
Integration into entity’s procedures:
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Integration into general risk disaster reduction strategy:
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation
The infrastructure hasn’t been tested yet because since it was built, no hydraulic
criticalities have occurred. Once tested and resulting efficient, it can be replicated in any
similar context according to political will and financial resources available.
Success Factors (political, technical, human, financial ...):
Financial, political
Risk Factors:
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice;
Yes
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: Green zoning variance (variante verde)
EPICURO Partner: Municipality of Vicenza, Italy
Acronym (if applicable) COMVI
Contact details
Name - Sirname Fabio Cestonaro
Organisation Vicenza MUniciplaity
Email [email protected]
Entity that Implemented the Good Practice: Municipality of Vicenza
Source of Good Practice / lessons Learnt - Additional elements
Web links:
http://www.vicenzaforumcenter.it/NEWS/pagina247065.html
Bibliography:
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Within the end of January on an annual basis, Vicenza Municipality through a public call
informs its citizens about the possibility to change the land use of their properties from
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
building land to green spaces.
Place and Time of Implementation:
Place: available on the whole territory of Municipality of Vicenza
Time: the action started in 2016 and it has been renewed on an annual basis within public
information to citizens
Goals / Objectives and Achievements:
With this practise it is possible to reduce the quantity of land for building preserving the
existing green spaces.
Stakeholders Involved:
Trade associations, public administration and citizens
Implementation phases and current stage:
The second Green Zoning Variance call has just been closed. At the moment the
municipality is rearranging and updating the land consolidation plan according to the
citizens’ requests of 2016 call.
Adaptation to EPICURO PROJECT (small description):
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been
implemented.
Regulatory Context:
The Green Zoning Variance has been implemented by Veneto Region in accordance with
the Directive of the European Union on the subject. (Regional Law 4/2015)
Procedural Context:
The regional regulations for land governance and landscape policy (Art 18 of Regional Law
11/2004) constitute the procedural context of the Green Zoning Variance.
Technological Context:
N/A
Socio-Economic Context:
This practise decreases taxes on citizens’ land ownership and, as a consequence of that,
there is also a reduction in the tax revenue from the Municipality administration.
Skills and Competences Context (being necessary for Implementation of best practice):
N/A
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
History of establishment (Need for the Best Practice):
Started in 2016
Parameters to be consider:
The land surface that, thanks to this practise, remains green and becomes non-building
land.
Priorities Identified:
Saving territory from buildings and land use
Actions Carried Out:
Implementation Responsible Entity:
Municipality of Vicenza
Resources/means used (human, material, financial…):
All the resources employed to implement this administrative procedures are form Vicenza
Municipality
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
The overall administrative process requires bureaucratic procedures that are rather long
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–
Objective: compare the results obtained through implementation to the objectives set at
the selection /establishment of the good practice. Please provide as many tangible /
measurable results / indicators as possible.
Description:
After the first call, the objective has been totally achieved as 180.000 mq2 of potential
building land has been changed in permanent green areas
http://www.comune.vicenza.it/albo/notizie.php/159390
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries
(entities & people)
Impact on policies (national, regional, local, other stakeholders policies):
None.
Impact on people (Beneficiaries and general public):
From the mere economic point of view the citizens that requested this change in their
property intended use will benefit a money saving in taxes. People not involved in the
practise but living close to those green territories, will benefit for a safer and greener
environment to live.
Sustainability of the Good Practice
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Objective: Evaluate the sustainability of the good practice and integration degree into
legislation or/and in entity’s procedures / strategy followed by entities or in a broader
disaster risk reduction strategy
Integration into strategy of organization:
Integration into Legislation:
Regional law
Integration into entity’s procedures:
Integration into general risk disaster reduction strategy:
Those territory affected by the Green Zoning Variance, will benefit of a flood reduction.
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the
good practice to other entities / partners. How the entity or others can learn from Good
practice implementation
Success Factors (political, technical, human, financial ...):
This practise can be easily applied and transferred also outside the regional territory where
it is currently implemented
Risk Factors:
The missing tax revenue will influence the municipal budget.
Willingness to collaborate with other EPICURO partners (in case of intra consortium
transfer of good practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN
IMPLEMENTED BY AN EPICURO PROJECT PARTNER):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
5.10 Province of Potenza
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: strategy/initiatives/networks
EPICURO Partner: Province of Potenza
Acronym (if applicable) WeResilient
Contact details [email protected];
Name - Surname
Alessandro Attolico
Rosalia Smaldone
Tiziana Liscio
Organisation Province of Potenza
Email [email protected]
Entity that Implemented the Good Practice (it can be the Partner itself but also any other entity):
Province of Potenza
Source of Good Practice / lessons Learnt - Additional elements:
Web links:
http://provpzresilient.wixsite.com/provpzresilient
Bibliography:
Relevant references:
- Province of Potenza. 2004. Provincial Risk Assessment/Mitigation Plan and the Emergency Management Plan. Potenza, Italy
- Province of Potenza. 2013. Provincial Structural Master Plan (Provincial Territorial Coordination Plan - TCP). Potenza, Italy.
- Province of Potenza. 2015. Provincial Strategic Framework to Combat Climate Change. Potenza, Italy.
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
Place: The Territory of the Potenza Province
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Time: Starting from 2013 – the formal approval of the Provincial Territorial Coordination Master Plan
(TCP, 2013), capitalizing the experience gained in the last ten years.
Goals / Objectives and Achievements:
Capitalizing its best institutional and governance practices experimented during the last decade, the
Province of Potenza outlined the #weResilient strategy for pursuing territorial development through
a structural combination of environmental sustainability, territorial safety and climate change
contrasting policies.
So, in 2013 a major goal has been achieved: delivering to the community a very important tool for
guiding and addressing the provincial territorial governance, the Provincial Territorial Coordination
Master Plan (TCP), that represents a “structural” tool for analysing needs and driving local
governments’ choices with a "wide-area" development point of view.
This new concept of territorial governance provides for the structural introduction of “Resilience" - to
disasters and climate changes - into territorial development policies to be implemented through
specific actions at local and urban levels.
The strategic implementation path consists in both an urban planning coordination activity and in an
"awareness-rising" action with a supportive and subsidiary process addressed mainly to
Municipalities, Communities and Citizens, for pursuing proper territorial governance and land-use
policies/actions in the local context.
For #weResilient outlining and implementation, the Province of Potenza set-up a permanent Local
Platform aimed at engaging Municipalities, institutions/authorities, stakeholders, major and social
groups, communities and citizens in translating the strategy into concrete actions.
#weResilient main achievements and results:
• Promoting comprehensive Resilience across the provincial territory
• Engaging local communities and indigenous culture in Resilience implementation
• Permanent networking with Cities, stakeholders and major groups for a comprehensive
sustainable territorial development
• Performing supportive actions to Cities with a subsidiary and wide-area approach
• Performing programmes and actions for including communities and people in relevant
institutional decision making processes, building capacities, developing capabilities, raising
awareness, increasing political will and public support in local disaster risk reduction
• Building local to trans-national partnerships for sharing cooperation and best practices
exchanges
Stakeholders Involved:
In the Resilience implementation most of the efforts have been devoted to setting-up a complex
system of progressive social involvement having the main purpose of entrusting and engaging social
groups and citizen in the institutional policy-making regarding territorial and urban sustainable and
resilient development. For reaching this goal, many actions have been launched and performed so
far including:
• setting-up of “permanent platform” with major groups for discussing problems and possible
solution to be adopted;
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
The institutions and groups representing the different social categories have been involved (women,
elderly, youth, disabled people, migrants and so on); each “potentially vulnerable” social category –
which constitutes the strong interest groups (Majors Groups) in numbers and skills and can turn into
a real strength as concern risks and disasters. Starting from the contributions of these social
categories, the whole community and Institutions can and should benefit for the development of
safety and sustainable territorial policies.
Implementation phases and current stage:
The phases :
Defining shared vision, goals and targets (#weResilient)
Setting and calibrating the strategy(governance)
Enhancing and mobilizing internal and external resources for development
Implementing and measuring progresses
Providing communities with “ownership” for following-up the action over time by means of open dialogues with the community and major groups
Today, Potenza is taking a leading role in the Making Cities Resilient Campaign by guiding all 100
mayors to work together and serving as institutional coordinator for implementation activities.
The Province is strengthening the institutional coordination action and increasing the social/sectorial
groups by further developing a set of local plans of action to address DRR in the Province.
Moreover The Province is strengthening the Resilience implementation through an increasingly
devolved “integrated territorial governance” coordination role and downscaling the experience to
the urban context by performing and coordinating participatory urban planning paths
Adaptation to EPICURO PROJECT (small description):
The good practice is perfectly in line with the project EPICURO, that particularly emphasizes the
necessity of a people-centred approach.
The GP enhances the policy and institutional commitment for increasing public support and aims to
increase citizens’ capacities to contribute to building resilience within their communities, that are
Epicuro’s objectives.
The GP is also based on the implementation of the TCP that introduces risks-mitigation directives
and recommendations (also providing technical, organizational and knowledge support) to be
applied to the local and urban planning and strategic actions in order to involve the local actors, the
private sector and the community itself in the resilience’s implementation processes.
This issue is perfectly coherent with the EPICURO Project that aims to develop effective urban
resilient strategies, that can contribute to deliver positive impacts at EU level.
Context and Issues:
Objective: good knowledge of the context in which the good practice is / has been implemented.
Regulatory Context:
- At international level:
The 2030 Agenda for Sustainable Development (2030 Agenda)
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
The Sendai Framework for Disaster Risk Reduction 2015-2030
The Paris Agreement on climate change
- At national/regional level:
The current national and regional civil protection and environment law apparatus
The National Law n. 267 of 2000 (Law on local authorities)
The Regional Law n. 23 of 1999 (Territorial and Urban planning law)
The National Law n. 56 of 2014 (Law on Updated Provincial Competences)
- At local level:
Provincial Structural Master Plan (Provincial Territorial Coordination Plan - TCP).
The 100 Municipalities urban planning instruments
The Statute of the Province
Procedural Context:
Procedures to involve territorial communities:
setting-up of “permanent platform” with major groups for discussing problems and possible solution to be adopted; this is also a ‘consultation’ place where to collect instances and start to spread and consolidate new urban planning models having a bottom-up approach;
public notices to invite communities to submit proposals and to support them in sharing projects to improve their resilience to natural disasters
Formal procedures:
statements of commitment with the 100 Municipalities of its territory aiming at developing a common territorial development strategy covering the improvement of resilience to natural disasters.
Technological Context:
An interconnected system of operational and organizational tools: the Provincial Operations Room, the instrumental sensors networks for risks monitoring, the databases of resources for emergency management and a Geographic Information System (GIS) enabling the collection of information on different territorial components and multi-risks analysis.
Smart/ICT technologies, realized within other Provincial EU Projects, in order to support the spread
of intelligent technologies, and collect and analyze data and feedback information to support
evidence-based policy making.
Socio-Economic Context:
The Province of Potenza has been disadvantaged by its territory morphology and its mountain
territory has made difficult the construction and the maintenance of strategic infrastructures for a
long time.
By the way, a trend reversal is currently in place: since 2001 its income per capita (among the regions
of the Italian South and Islands) is the highest after Abruzzo, Sardinia and Molise Regions.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Regarding the disaster risk reduction activities, the disasters that have struck the provincial territory
not only have sown death and destruction, but also contributed to form a deep sensitivity about the
“risks”.
Skills and Competences Context (being necessary for Implementation of best practice):
A several years’ experience and engagement in disaster risk reduction, sustainable development and contrast to climate changes.
A great commitment that resulted in a strong governance enriched by evidence and accountability towards the involved institutions, stakeholders, major groups, local communities and citizens.
A strong commitment in creating and maintaining a close relationship with the municipalities and the communities of the territory.
A bottom-up approach that can provide communities with ownership for following-up the action over time.
Detailed Characteristics:
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation):
The strategic implementation path consists in both an urban planning coordination activity and in an
"awareness-rising" action with a supportive and subsidiary process addressed mainly to
Municipalities, Communities and Citizens, for pursuing proper territorial governance and land-use
policies/actions in the local context.
For #weResilient outlining and implementation, the Province of Potenza set-up a permanent Local
Platform aimed at engaging Municipalities, institutions/authorities, stakeholders, major and social
groups, communities and citizens in translating the strategy into concrete actions
The Province is implementing an approach of support and cooperation with local communities and,
in particular, with the municipalities in order to integrate the sustainable development policies with
the requirements of resilience of communities into urban planning.
(For the specific actions and activities please refer to the other points of this document)
History of establishment (Need for the Best Practice):
Since 2004, the Province of Potenza played a specific role performing DRR policies and actions both
in its own institutional duties (provincial roads networks, high schools buildings estate, territorial
planning, disaster management and civil protection, etc) and providing for specific support and
coordination to the municipalities in a subsidiary way.
In all its previous DRR policies and activities, the Province of Potenza has set-up a multi-stakeholder
and communities path, where institutions and groups representing the different social categories
have been involved;
Capitalizing its best institutional and governance practices experimented during the last decade, the
Province of Potenza outlined the #weResilient strategy.
In 2013 a major goal has been achieved: delivering to the community a very important tool for
guiding and addressing the provincial territorial governance, the Provincial Territorial Coordination
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Master Plan (TCP), that represents a “structural” tool for analysing needs and driving local
governments’ choices with a "wide-area" development point of view.
The Province started to be engaged in permanent networking with Cities, stakeholders and major
groups for a comprehensive sustainable territorial development and performing supportive actions
to Cities with a subsidiary and wide-area approach.
Parameters to be consider:
The major risks affecting the local territory
The Disaster Risk Reduction and Sustainable Development policies
The legal framework at national/regional/local level
The state of art of the municipal planning framework
Community profiling (The relevant stakeholders and Major groups in the community)
Priorities Identified:
To pursue territorial development through a structural combination of environmental sustainability, territorial safety and climate change contrasting policies.
To develop the communities' Resilience to Disaster
To transform DRR and Resilience to disasters into real "structural" policy-making and actions to be implemented
Accountability (social, political and public Accountability)
Actions Carried Out:
Setting-up of “permanent platform” with major groups and stakeholders for discussing problems and possible solution to be adopted;
Organization and implementation of specific capacity building activities, mostly addressed to institutional actors but with the enlargement also to civil society representatives;
Implementation of specific awareness-raising and information campaign;
Co-working with NGOs, Civil Society Associations, volunteering and social groups for applying to dedicated financing programs, such as the Regional, National and EU programs;
Facilitating new mechanisms for raising the support by the private;
Setting-up of empirical processes of progressive confidence/trust building, outlined and calibrated on the specific and contingent needs of the different social components and on reciprocal cooperation and assistance.
Implementation Responsible Entity:
Territorial Planning Department of the Province of Potenza
Resources/means used (human, material, financial…):
Human resources with a deep experience (at local/national and international level) in the field of
disaster risk reduction and sustainable development, a great commitment in these issues and close
relationship with the Community
Capitalization of all material and financial available resources and facilitating new mechanisms for
attracting innovative ones (for example, the private sector).
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
Problems identified:
Solutions Incurred
Need of Public support – Political will
Need of dialogue with and within stakeholders
Small-sized Municipalities
High urban and Communities sprawl
Resources
Skills and capacities
Community engagement in Decision Making
Public Awareness
Act on a “structural” channel: Land-Use and
Government Policy Coordination
Engage/Involve
Provide Support/Cooperation
Entrust/Empower and facilitate dialogues with
stakeholders
Build partnerships/share experiences
Attract Private Business ($$$): PPP/PPPP
Engage Civil Society in Decision Making
Enhance capacities
Enhance Public awareness
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice already
implemented:
Objective: compare the results obtained through implementation to the objectives set at the selection
/establishment of the good practice. Please provide as many tangible / measurable results /
indicators as possible.
Description:
For this BP on January 25th 2015 The Province was recognized as a Role Model for Inclusive
Resilience by the UN Office for Disaster Risk Reduction (UNISDR).
Moreover the Province with its Communities and Municipalities Network received a formal
recognition by the UNISDR, as “Champion in the Reduction of the Disaster Risk for IDDR 2015”, for its
“inclusive” way of working in order to implement resilience with a network approach.
Impact of the good practice:
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries (entities &
people)
Impact on policies (national, regional, local, other stakeholders policies):
The Provincial Master Plan provides risks-mitigation directives and recommendations (also providing
technical, organizational and knowledge support) to be applied to the local and urban planning and
strategic actions in order to involve the local actors, the private sector and the community itself in
the resilience’s implementation processes.
The TCP provides for inputs to be followed by the Municipalities in their urban planning activities
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Furthermore the Province is contributing to the finalization of the Sendai Framework for Disaster Risk
Reduction 2015-30, the Agenda 2030 for Sustainable Development and the 2015 Paris Climate
Agreement
Impact on people (Beneficiaries and general public):
The Province is producing a strategy and work programme to which all stakeholders and relevant
key-actors agree and which effectively implement the TCP, the UNISDR’s ten essentials, the Sendai
Framework for Disaster Risk Reduction 2015-30, the Agenda 2030 for Sustainable Development and
the 2015 Paris Climate Agreement
It means:
A community with an enhanced public awareness on DRR and resilience to disaster
A community with an improved dialogue with the authorities and an increased sense of belonging
People enabled to raise their own issues with government
Citizens and stakeholders with the potential tools to contribute by themselves to the policy-making cause
Sustainability of the Good Practice
Objective: Evaluate the sustainability of the good practice and integration degree into legislation
or/and in entity’s procedures / strategy followed by entities or in a broader disaster risk reduction
strategy
Integration into strategy of organization:
The GP is perfectly integrated, in fact:
The Province of Potenza plays a coordinating role in a large area composed of 100 small and very
small municipalities, through a complex action tending to the construction of a useful strategy to
promote the development of the territorial communities.
Integration into Legislation:
As explained above, The GP is carried out within the international/national /regional /local
law apparatus
Integration into entity’s procedures:
As explained above, The GP is carried out within the entity’s bureaucratic apparatus
Integration into general risk disaster reduction strategy:
This GP is the integral part of the Provincial general disaster risk reduction strategy
Transferability of the Good Practice / Learning Potential:
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the good
practice to other entities / partners. How the entity or others can learn from Good practice
implementation
Success Factors (political, technical, human, financial ...):
#weResilient success is based on:
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
• Having defined a Vision on which building a Strategy and a coordination Platform
• Political and strategic ownership leading to public support
• Multi-stakeholder engagement
• Community and people-centered inclusive action
• Networking
• Learning from others through international, national and city-to-city networks
• Resilience recognized as a structural policy-making to be performed through a combination
of different actions
• Visibility: locally, nationally and globally
Risk Factors:
No one!
Willingness to collaborate with other EPICURO partners (in case of intra consortium transfer of good
practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN IMPLEMENTED BY AN
EPICURO PROJECT PARTNER):
A strong willingness to collaborate as indicated in the Project documents.
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: Technologies (software)
EPICURO Partner: The Province of Potenza
Acronym (if applicable)
Contact details [email protected]
Name - Sirname NIKLAS
BLOMQUIST
Organisation CITY OF GOTHENBURG
Email [email protected]
Entity that Implemented the Good Practice (it can be the Partner itself but also any other entity):
CITY OF GOTHENBURG
Source of Good Practice / lessons Learnt - Additional elements
Web links:
www.goteborg.se
Bibliography:
Filipova, V.; Rana, A.; Singh, P.; ‘Urban flooding in Gothenburg, a MIKE 21 Study’, Journal of water
management and research, Vol. 68, (2012)
The flood risk management plan for Gothenburg
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
City Of Gothenburg
In 2012 City Of Gothenburg signed the UN Office for Disaster Risk Reduction (UNISDR) Campaign
‘Making cities Resilient’
Goals / Objectives and Achievements:
Identify, assess and monitor disaster risks and enhance early warning.
Use knowledge, innovation and education to build a culture of safety and resilience at all levels.
Stakeholders Involved:
A cooperation with the insurance business, networks with the sector finance, building companies
Working with all inhabitants in Gothenburg
Implementation phases and current stage:
Central Gothenburg has low elevation and, therefore, is threatened by sea level rise. During the city’s
work with extreme weather events, it was found that a GIS tool would be needed to simulate
flooding in the city. The work has been conducted with consultants. The City Planning Office and the
Administration of Water has been involved.
In fact space limitations and cost considerations have prevented the development of an optimized
drainage system. Designing a stormwater system for an extreme rainfall is impossible due the high
cost. In addition, the lack of space limits the availability of infiltration areas. However, the cost
associated with floods in the cities is very high due to high property and infrastructure value and the
high economical activity.
So a hydrodynamic simulation model using MIKE 21 was developed as a tool to simulate stormwater
related flooding in the central part of Gothenburg. This was followed by development of flood risk
maps.
Adaptation to EPICURO PROJECT (small description):
Perfectly in line with the EPICURO Project objectives:
- contribute to the development of resilient urban systems capable to respond to, and adapt more readily to shocks and stresses to emerge stronger after tough times, and live better in good times
- enhance knowledge about technology solutions available to local communities
- technologies that have so far been developed at EU and international level and that can support territorial authorities and Civil Protection operators in monitoring and managing natural disasters, decreasing side effects
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been implemented.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Regulatory Context:
At international level:
The 2030 Agenda for Sustainable Development (2030 Agenda)
The Sendai Framework for Disaster Risk Reduction 2015-2030
The Paris Agreement on climate change
EU Floods Directive
At national/regional level:
The current (Swedish) national and regional civil protection and environment law apparatus (Civil Protection Act 2003:778, Environmental Code 1998, Planning and Building Act 2010 etc)
Procedural Context:
Swedish Planning:
• Planning and Building Act:
– Sets the demands on physical planning
– Addressing several issues: participating, ecological, environmental
– Municipalities have monopoly on planning! (zoning)
Emergency management at local level:
All committees and companies have their own responsibility and shall plan and practice to be able to handle a crisis situation
When a crisis occurs Police, Rescue Services and Emergency. Care are quickly on the site
Other public services are called in when they are needed
A staff with people from the City of Gothenburg {The City Chief Executive on Duty}, Police, County Administrative Board, Rescue Services will coordinate the information within themselves and to the public
Technological Context:
A hydrodynamic simulation model using MIKE 21 was developed as a tool to simulate stormwater
related flooding in the central part of Gothenburg. The hydrological model is a GIS tool to simulate
flood events from the sea, rivers and sky. The model can also simulate the City of Gothenburg’s risk
mitigation measures. The model serves as a basis for prioritizing actions. The model can show the
extent of water flow paths and the depth of the water. Critical societal functions and features are
part of the model’s dynamic processes and can be simulated to see the consequences and possible
measures that can be taken.
Socio-Economic Context:
Due to Gothenburg's advantageous location in the centre of Scandinavia, trade and shipping have
always played a major role in the city's economic history, and they continue to do so. Gothenburg
port has come to be the largest harbour in Scandinavia.
Apart from trade, the second pillar of Gothenburg has traditionally been manufacturing and industry,
which significantly contributes to the city's wealth.
Banking and finance are also important, as well as the event and tourist industry.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Gothenburg is the terminus of the Valdemar-Göteborg gas pipeline, which brings natural gas from
the North Sea fields to Sweden, through Denmark.
Like most Swedish metropolitan areas, the city has a sizeable immigrant population. According to
Statistics Sweden in 2016, 140,093 foreign born people resided in Gothenburg, which is about 25% of
the population.
Skills and Competences Context (being necessary for Implementation of best practice):
A strong partnership with the local scientific community committed to find a technical solution to
simulate the City of Gothenburg’s flood events.
Detailed Characteristics:
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation:
The hydrological model is an excellent planning tool, especially when it comes to simulating the
dynamic paths of water. The city has been able to see, for example, which low areas might be
flooded at high tide from the sea. The reason for this flooding could be, for example, pressure in the
underground water pipes. Another result is that the city, with relatively small actions, can protect
large areas.
History of establishment (Need for the Best Practice):
Central Gothenburg has low elevation and, therefore, is threatened by future sea level rise. During
the city’s work with extreme weather events, it was found that a GIS tool would be needed to
simulate flooding in the City of Gothenburg.
Parameters to be consider:
The major risks affecting the local territory
The data for flood risk assessment
The Disaster Risk Reduction and sustainable development policies
The legal framework at national/regional/local level
The state of art of the planning framework
Priorities Identified:
Identify, assess and monitor disaster risks and enhance early warning.
Use knowledge, innovation and education to build a culture of safety andresilience at all levels.
Actions Carried Out:
Identify, assess and monitor disaster risks
Find solution: a GIS tool to simulate flooding in the city.
The University in charge of the production of a technical solution
Application of the model
Provide risk mitigation measures
Prioritize actions in emergency
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Implementation Responsible Entity:
The city of Gothenburg
Resources/means used (human, material, financial…):
Support from the city government for financing of the development of the model
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
A major challenge in this work is to obtain financing and also to assemble basic data from different
places where the data was already collected.
Lessons to Share:
The city has also realized the importance of not only getting the results from the consultant, but also
the basic data that can be stored and managed by the city.
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):–If good practice already
implemented:
Objective: compare the results obtained through implementation to the objectives set at the selection
/establishment of the good practice. Please provide as many tangible / measurable results /
indicators as possible.
Description:
The city now, with relatively small actions, can protect large areas.
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries (entities &
people)
Impact on policies (national, regional, local, other stakeholders policies):
The tool (The GIS Model) is strategic to provide risk mitigation measures in disaster risk management
policies and a basis for prioritizing actions in disaster management policies
Impact on people (Beneficiaries and general public):
A community with an enhance public awareness on DRR and resilience to disaster
Sustainability of the Good Practice:
Objective: Evaluate the sustainability of the good practice and integration degree into legislation
or/and in entity’s procedures / strategy followed by entities or in a broader disaster risk reduction
strategy
Integration into strategy of organization:
It is part of the general strategy of the organization
Integration into Legislation:
The GP is carried out within the international/national /regional /local law apparatus
Integration into entity’s procedures:
The GP is carried out within entity’s bureaucratic apparatus
Integration into general risk disaster reduction strategy:
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
It is in part of the adaptation (to climate change) strategy of the city
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the good
practice to other entities / partners. How the entity or others can learn from Good practice
implementation
Success Factors (political, technical, human, financial ...):
Using scientific information in developing the model.
Gaining support from the city government for financing of the development of the model.
Willingness to collaborate with other EPICURO partners (in case of intra consortium transfer of good
practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN IMPLEMENTED BY AN
EPICURO PROJECT PARTNER):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
5.11 Salaspils
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: Social initiative
EPICURO Partner: Municipality of Salaspils
Acronym (if applicable) SND
Contact details
Name - Sirname Dzintra Mūrniece
Organisation Municipality of Salaspils
Email [email protected]
Coast fortification of river Maza Jugla in 2014 Saleniekos
Entity that Implemented the Good Practice:
Municipality of Salaspils;
The main projector - SIA "Firma L4" Jelgavas street 90, Riga, LV 2004;
Projector - SIA "NĀRA" Noliktavas street 5, Riga, LV 1010
Builder Ltd. "LAG PROFIL", Ropažu street 122 / 4-64, Riga
Source of Good Practice / lessons Learnt - Additional elements
Web links:
Bibliography:
Quick Presentation of the Good Practice
Place and Time of Implementation:
Fortification of the coast of river Maza Jugla in 2013 Saleniekos removing floods caused by coastal
wash outs and landslides that had an impact the nearby road.
Goals / Objectives and Achievements:
The aim: to prevent public safety, health, and property risks
Execution:
Identify the most potential risks in a given area;
measured risks of the possible consequences;
develop potentially the most potential risks prevention and relief measures;
implemented preventive measure potentially the most likely threat - flooding.
Stakeholders Involved:
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Population;
Municipality of Salaspils;
The main projector - SIA "Firma L4" Jelgavas street 90, Riga, LV 2004;
Projector - SIA "NĀRA" Noliktavas street 5, Riga, LV 1010
Builder Ltd. "LAG PROFIL", Ropažu street 122 / 4-64, Riga
Implementation phases and current stage:
The project was implemented in 3 stages - geotechnical research, design, construction.
Adaptation to EPICURO PROJECT (small description):
Context and Issues
Objective: good knowledge of the context in which the good practice is / has been implemented.
Regulatory Context:
Engineering work started in accordance with conclusion of Economic and Territorial Development
Committee (municipality of Salaspils) on 09.19.2012. (Protocol No.20, 6§) in accordance with the
2012 Salaspils local government budget allocations, procurement procedure “Fortification of the
coast Maza Jugla in Salenieki, Salaspils district " opened on March 27, 2013 (municipality of Salaspils
(Protocol No. 6, 11§)) and law “Management of the Civil protection and disaster” and its subordinate
regulations of the Cabinet.
The Law on Local Governments
Civil Protection Plan
Salaspils associated conditions : No.18 / 2013 "Salaspils land use and construction binding rules",
appendixes July 19, 2013
No.11 "Salaspils areas and the existing buildings and structures maintenance rules", July 25, 2001
Procedural Context:
The project was implemented in accordance with the decision of Salaspils Municipality (March 27,
2013., protocol No. 6, 11§), taking into account:
National regulatory requirements for procurement transparency, free competition of suppliers, as well as equal and fair treatment of them;
Regulation of the construction process, ensuring engineering quality principle, according to which the construction engineering solution is to use a safe, as well as economically and technologically efficient.
Technological Context:
In order to prevent erosion of the coast, a boulder stack created on the hydrotechnical geotextile
floor. Geotextiles are needed for sand to prevent swelling. Before the installation of geotextiles with
the extension of the boom excavator and manual work, there was created a steep slope with a
gradient of 1: 1.5. The boulder stack is from material of different fractions. In order to prevent any
deformation of the fixation created during the ice breakage, smaller diameters stones just above the
geotextile, but larger on the surface. The total size of the boulders must be at least 60% of the stone
with a diameter greater than 40 cm. The total thickness of the stones is 100cm.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Socio-Economic Context:
Skills and Competences Context (being necessary for Implementation of best practice):
Competences of the experts involved in the design and construction of hydrobodies: the design of
hydrotechnical constructions (second level professional higher education in the corresponding
engineering curriculum and at least 3 years of practical work experience);
Management of hydrotechnical constructions (first or second level professional higher education in
an appropriate engineering study program and at least 3 years of practical work experience);
Construction supervision of construction works for hydrotechnical constructions (first level or second
level professional higher education in the related engineering study program and at least 3 years of
practical work experience).
Detailed Characteristics:
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation):
Geotechnical research and hydrological calculations were carried out in order to develop a project
for hydroelectricity, intended for strengthening of the Mazā Jugla coast. According to the developed
project, a coastline for the river Mazā Jugla was built.
History of establishment (Need for the Best Practice):
In the settlement Salenieki, the driveway to the inhabitants' property was built along the river Maze
Jugla. In this place, the river twisted, several times changing the direction to the right or left. At the
place where the shore laided, the riverbed turns to the left, creating an increase in the current
velocity on the right bank. The stream velocity and centrifugal force, which increased significantly
during the floods, contributed to the leaching of sandy loam. During the ice-drift, the river has high
currents, which also contributed to the coastal deformation of ice-floating beaches.
During several years of surveying the coast of Mazā Jugla, it founded that the spring floods and
autumn floods have led to more and more riverbank shifts and the movement of people along the
nearby road threatens their safety.
Parameters to be consider:
In addition to the erosion caused by the speed of the stream, sand particle sophysis was also possible
at the site (in the period when the groundwater level in the adjoining areas is higher than the water
level in the river, groundwater flowing along the river slope, also scrubbed the sandy gravel particles
of the coastal slope with it). This contributed to the sloping of the upper layers of the shore slope, as
empty spaces formed at the base.
Surface water runoff had no effect on the erosion of the coastline.
The above-mentioned areas are located in the danger zone of the flood caused by floodwaters of the
river Jugla, with a probability of repetition in the Mazā Jugla river.
Priorities Identified:
Citizens' safety.
Actions Carried Out:
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Geotechnical research, designing and construction of hydroelectricity.
Implementation Responsible Entity:
The municipality is responsible for design and construction.
Resources/means used (human, material, financial…):
The project implemented as a municipality's financial resources. The spent financial resources ~ 67
200.00 EUR, attracted designers of SIA "Nāra" and SIA "VRG PROFIL" construction specialists, workers
and equipment.
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
The municipality has to take steps to ensure access roads, as the lack of suitable access roads and
turning points limited the usability of transport vehicles involved in the construction work. Delivery
of materials was carried out with less capacity vehicles.
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):
Objective: compare the results obtained through implementation to the objectives set at the selection
/establishment of the good practice. Please provide as many tangible / measurable results /
indicators as possible.
Description:
As the distance between the edge of the driveway and the crochet of the river was reduced to 0.5 m
from 5 m, there was a danger to the road leading to the arrival of the inhabited property. If there
were no riverbank strengthening, the road would be washed about 100m in length. In the course of
time, strengthening of the Mazā Jugla coast ensured access of people to their properties without
compromising health and safety.
Impact of the good practice:
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries (entities &
people)
Impact on policies (national, regional, local, other stakeholders policies):
Although the flood events in the small Jugla River floodplains are included in the Salaspils County
Development Program for 2012-2018, with the increasing awareness of the municipality leaders
about the devastating impact of flood, on January 14, 2015, the decision of the Salaspils County
Council was adopted (protocol No. 1, §8 ) "On Preventive Flood Prevention Measures", which
specifies specific flood prevention measures and funding allocated to them.
Salaspils County Council, when evaluating the possibilities to improve the quality of internal access
roads in farming companies, in settlements, adopted the decision "On Granting Local Government
Financing for the Restoration (Repair) of Roads and Roads to Horticultural Companies in Leased
Territories" (protocol No. 24 §11., dated 30.11.2016).
Impact on people (Beneficiaries and general public):
Preventing the safety of citizens, the environment and property.
Sustainability of the Good Practice
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Objective: Evaluate the sustainability of the good practice and integration degree into legislation
or/and in entity’s procedures / strategy followed by entities or in a broader disaster risk reduction
strategy
Integration into strategy of organization:
Anti-flood events in the small Jugla River floodplains are included in the municipality's civil protection
plan and the Salaspils County Development Program for 2012-2018.
Integration into Legislation:
Based on experience have been adopted new norms:
Resolution of Salaspils Regional Council (January 14, 2015, protocol No. 1, §8) "On preventive flood prevention measures";
Decree of the Salaspils Regional Council (30.11.2016, protocol No. 24, §§ 11) "On the Granting of Local Government Financing for the Renovation (Repair) of Roads and Roads" to Horticultural Companies in Leased Territories”
Moreover, updated the municipal civil protection plan.
Integration into entity’s procedures:
The municipality and the horticultural company are responsible for flood monitoring in this area.
Integration into general risk disaster reduction strategy:
The described good practice example is included in the potential threat prevention measures
(preventive measures) specified in the Civil Protection Plan of Salaspils County Council.
Transferability of the Good Practice / Learning Potential
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the good
practice to other entities / partners. How the entity or others can learn from Good practice
implementation
Success Factors (political, technical, human, financial ...):
In order to encourage local government leaders to understand the disasters, their risks, their hazards
and their consequences and thereby facilitate the allocation of resources for flood prevention
measures, competent professionals should work intensively to inform politicians about disaster risks,
consequences and their remedial measures. Because of such work in Salaspils region, it is possible to
mention the decision of Salaspils district council regarding flood events and their financing and
participation in the financing of repair roads repairs.
Anti-flood events can also be carried out using local government funds.
Risk Factors:
Non-maintenance of the hydropower plant.
Failure to perform flood monitoring due to the construction of a hydroelectric site in flood risk areas,
there is a risk that damage to the river bank may occur in the event of a flood with a probability of
recurrence of p = 1%.
Willingness to collaborate with other EPICURO partners (in case of intra consortium transfer of good
practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN IMPLEMENTED BY AN
EPICURO PROJECT PARTNER):
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Form for Description and Analysis of Good Practice
Field / Category of Good Practice: Social Initiative
EPICURO Partner: Municipality of Salaspils
Acronym (if applicable) SND
Contact details
Name - Sirname Dzintra Mūrniece
Organisation Municipality of Salaspils
Email [email protected]
Construction of culvert regulator system in Avoti Salaspils (2015).
Entity that Implemented the Good Practice:
Municipality of Salaspils;
Horticultural Cooperative Society "Sources", Salaspils county
Projector - SIA "NĀRA" Noliktavas street 5, Riga, LV 1010
Builder Ltd. "Riga Rent", Marupes street street 6-2, Riga, LV 1002
Source of Good Practice / lessons Learnt - Additional elements
Web links:
http://www.salaspils.lv/images/salaspils_vestis/2015/SalaspilsVestis_9.10.2015.pdf
Bibliography:
Quick Presentation of the Good Practice
Objective: summarize in a few lines the key elements of the good practice.
Place and Time of Implementation:
Construction of culvert regulator system in Avoti Salaspils (2015).
Were built 3 culverts regulators, strengthened and cleaned gully slope.
Goals / Objectives and Achievements:
Objective: To prevent the safety of people, health, environment and property.
Execution:
Identify the most likely threats in the area;
-Expected effects of assessed risks;
Developed preventive and consequential measures for the most potentially hazardous threats;
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
A preventive measure has been implemented for the most potentially hazardous - flood prevention.
Stakeholders Involved:
Residents
Horticultural cooperative company "Avoti"
Municipality
Designer SIA "NĀRA", Noliktavas iela 5, Riga, LV 1010
Builder SIA "Riga Rent", Marupes iela 6-2, Riga, LV 1002
Implementation phases and current stage:
The project is being implemented in 3 stages - design, construction and maintenance of water
buildings, and maintenance (currently).
Adaptation to EPICURO PROJECT (small description):
Context and Issues:
Objective: good knowledge of the context in which the good practice is / has been implemented.
Regulatory Context:
The works were made on January 14, 2015. Salaspils County Council decision (protocol No. 1, §8) "On
preventive flood prevention measures", observing the following requirements of the regulation:
Civil Defense and Disaster Management Act and the Cabinet of Ministers Regulations
Law on Local Governments
Law on epidemiological safety
Salaspils County Civil Protection Plan
Binding regulations of Salaspils County:
No.18 / 2013 (19.07.2013) "Binding Regulations for the Use and Building of the Salaspils County Territory".
No.11 (25.07.2001) "Regulations for the maintenance of the territories and premises of the Salaspils municipality".
No. 6/2007 (14.03. 2007) "Regulations on the management of municipal waste".
No 28/2012 (29.08. 2012) "Unearse benefits to residents of Salaspils region"
Procedural Context:
The project was implemented in accordance with the decision of Salaspils Regional Council of
January 14, 2015, (protocol No. 1, 8§), observing:
the requirements of the state standard on openness of the procurement procedure, free competition of suppliers, as well as equal and fair treatment of them;
The regulation of the construction process, ensuring the principle of engineering quality, according to which the engineering design of the building is safe and economically and technologically efficient.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Technological Context:
In the course of construction, work was carried out on the removal of the previous stretch and
pedestrian bridge, the protection of pipes and electrical and electronic communications cables. The
pipeline-regulators consist of a monolithic reinforced concrete tower, which constructed of hydro
technical concrete and reinforcement. Plastic trunks built into the streets, one end tucked in the back
wall of the tower. Slopes are reinforced with rubble on the base of the geotextile.
Socio-Economic Context:
Skills and Competences Context (being necessary for Implementation of best practice):
The competences of the experts involved in the design and construction of hydroelectric plants are:
Design of hydro technical constructions (second level professional higher education in an appropriate engineering study program and at least 3 years of practical work
experience);
construction of hydro technical constructions (first or second level professional higher education in an appropriate engineering study program and at least 3 years of practical work experience);
Detailed Characteristics
Objective: Detail the Conditions of the Implementation of the Good Practice.
Description of the implementation:
Investigating potential flood scenarios, it was found that in the territory of the Avoti, which are
intended for drainage of the territory, as the water level in the river increases, it causes an increase
in water levels in adjacent areas located remote from the river. An engineering project (topographic
survey, geological survey, cross-sectional surveying of the river), hydromel oratory assessment and
hydraulic calculations were carried out to develop a project for hydropower structures that would
regulate the influx of water in the rivers of the river. According to the developed project, there were
constructed wells - regulators in places where the ditch water flows in the river Mazā Jugla.
History of establishment (Need for the Best Practice):
The area where flood events are located are located in the immediate area of the Mazā Jugla River.
As a result, spring floods and autumn floods, when the water level in the river significantly increased,
flooded the area. As there are residential buildings in the area, the safety and health of the
inhabitants, damage to property, polluted environment and endangering epidemiological risks of
sewage into the river were threatened.
Parameters to be consider:
Within the framework of flood prevention measures, performing engineering studies prior to the
development of the project, it was found that as the water level in the river increases, the land
reclamation drainage floodplain for the purpose of drainage of the territory is flooded.
Priorities Identified:
Citizens' safety.
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Actions Carried Out:
Engineering research, designing of hydroelectric structures, construction, maintenance and
maintenance of hydro-constructions.
Implementation Responsible Entity:
The municipality is responsible for the design and construction, maintenance – Avoti.
Resources/means used (human, material, financial…):
The project was implemented as a municipality's financial resources. The spent financial resources is
~ 85.000,00 EUR, attracting designers of SIA "Nāra" and construction specialists, workers and
equipment to SIA Riga rent. The maintenance and maintenance work of the system is carried out by
members of "Avoti".
Problems Identified / Difficulties Encountered / Solutions Incurred / Lessons learned:
Before starting a project, local government specialists should develop measures for communicating
with the inhabitants of the affected area, explaining the goals and impact of the work on the
properties. Communication should be done through media, internet resources and meetings.
The municipality has to take steps to ensure access roads, as the lack of suitable access roads and
turning points limited the usability of transport vehicles involved in the construction work. Delivery
of materials was to be carried out with less capacity vehicles.
Result Achieved vs. Objectives (Short Evaluation / Evidence of Success):
Objective: compare the results obtained through implementation to the objectives set at the selection
/establishment of the good practice. Please provide as many tangible / measurable results /
indicators as possible.
Description:
Pipe regulators provide citizens with protection from spring floodwaters, which saves municipal
funds (data on the cost of flood disasters in 2014):
Benefits paid to the population ~ 8 500,00 EUR
Drainage of sewage from the wells, reducing the risk of infectious diseases ~ 2 000,00 EUR
Costs for accommodation of evacuees during the flood period ~ 100,00 EUR
Impact of the good practice
Objective: evaluate/estimate the impact of the good practice on policies and beneficiaries (entities &
people)
Impact on policies (national, regional, local, other stakeholders policies):
Salaspils County Council, having evaluated the possibilities of improving the quality of internal access
roads in farming companies, in settlements, on November 30, 2016 (Minutes No. 24, §§ 11), adopted
the decision "On Granting Local Government Financing for Rental of Horticultural Companies for
Partly Renovation (Repair) Roads and Roads Transferred territories".
Impact on people (Beneficiaries and general public):
Preventing the safety of citizens, health, the environment and property.
Sustainability of the Good Practice
EPICURO
European Partnership for Innovative Cities within an Urban Resilience Outlook
Funded by European Union Civil Protection
and Humanitarian Aid www.epicurocp.eu
Objective: Evaluate the sustainability of the good practice and integration degree into legislation
or/and in entity’s procedures / strategy followed by entities or in a broader disaster risk reduction
strategy
Integration into strategy of organization:
Anti-flood events in the Mazā Jugla River floodplains are included in the municipality's civil protection
plan and the Salaspils County Development Program for 2012-2018.
Integration into Legislation:
Based on the experience gained, a decision was taken: Salaspils County Council Decision - November
30, 2016 (protocol No. 24, § 11) "On the Granting of Local Government Financing for the Renovation
(Repair) of Roads and Roads to Horticultural Companies in Leased Territories" and the Local
Government Civil protection plan.
Integration into entity’s procedures:
The municipality and the horticultural company are responsible for flood monitoring in this area.
Integration into general risk disaster reduction strategy:
The described good practice example is included in the potential threat prevention measures
(preventive measures) specified in the Civil Protection Plan of Salaspils County Council.
Transferability of the Good Practice / Learning Potential:
Objective: Provide key elements to evaluate if it is possible and if yes how to transfer the good
practice to other entities / partners. How the entity or others can learn from Good practice
implementation
Success Factors (political, technical, human, financial ...):
In order to encourage local government leaders to understand the disasters, their risks, their hazards
and their consequences and thereby facilitate the allocation of resources for preventative measures,
competent experts should keep politicians informed about disaster risks, consequences and their
remedial measures. Because of such work in Salaspils region, it is possible to mention the decision of
Salaspils district council regarding flood events and their financing and participation in the financing
of repair roads repairs.
Cooperation with local people and organizations is needed in obtaining information, as well as in
surveying and maintaining hydropower structures on the agenda.
Anti-flood events can also be carried out using local government funds.
Risk Factors:
Non-maintenance of hydraulic structures in working order.
Flood monitoring is not carried out, because hydropower structures prevent flood risk only against
maximum water levels, the probability of which does not exceed 5 times in 100 years (p = 5%).
Willingness to collaborate with other EPICURO partners (in case of intra consortium transfer of good
practice; IT APPLIES ONLY IF THE BEST PRACTICE DESCRIBED HAS BEEN IMPLEMENTED BY AN
EPICURO PROJECT PARTNER):