dale s fischer financial disclosure report for 2009

8/3/2019 Dale S Fischer Financial Disclosure Report for 2009

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~. 1 /2o2o F O R C A L E N D A R Y E A R 2 0 0 91. Person Repo r~ng 0n~ t ~ae, firs t , middle hft i~ 2. Court er Organlzatl~n 3. Date of ReportFischer , Da le S. U.S_ Dist . Ct . - CA (Cent ral ) 05 /05 /2010

4. TR Ie (Art id,111 judges iadlcal~ acfi-m ~.sgaior ~ S t . R e p o r t T ) ~ p e ( c h e c k a p ! a t O l ~ S a ~ t y p e ) 6 . Rq~r t ing Per iodm a g i s t t a ~ j u d g e ~ iadlcat~ full- or p~t-ti~e) [] lqmai~. D a t ~ 01101/2009

12/31 /20097 . C h a m b e r s o r O f l lc ~ A d d r e s s 8 . O n t h e b a s t s o f th e i n f o r m a t l m m n t a i ~ d i a th i s Repert a n d m yP.cryba~ Fedzral Bu ilding wlm appl lea l~ ta~s and rega la t loag255 E. Temple St_, Suit~ 830L o s A n g e l e s , CA 9 0 0 1 2 Ik .viewlag OIFu~r D a t e

1MPO RTAN T N OTES: T t~e ~ rua iora accompany ing th is form m as t t~ fo t taw ea . C amlae~ a t l par ts,check ing th~ NON E bax for each par t wker e you ha~e no r epor table in for maaon. S ign on las t page .

I . POSITION S.[] N O N E ( N o reportable positions.)

P O S I T I O N " NAME OF ORGAN/ZATION/ENTITY

H . A G R E E M E N T S.~ NONE~or~o,ablea~e~.)

D A T E


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FINANCIAL DISCLOSURE REPORTI ] F i s c h e r , D a l e S . ~

DateofReportPage 2 o f 9 0 5 / 0 s t o o l 0

I ll. N O N - IN V E S T M E N T I N C O M E . ~~.a,~,~,~ 17-240f~in~uctlons.)A. Fliers Non-Investment Income[] N O N E ( -A r o reportable non-irrvestment income.)

D A T E _ SOURCE AND TYPE INCOME( y a u m , n o t s p o u s e s )1 .

3.4.

S p o u s e s N o n - i n v e s t m e n t I n c o m e - If you were married during mry por~n of the reporgf~.gemo complete llai~ section.( D o l l a r a m o u n t n o t r ~ q u i r e d e x c e p t f o r h o n o r a r ~ t )N O N E ( /g o re p o r ta b le n o ~ - im , e s tm e n t

D A T E . SOURCE AND TYPE1 .

3.4.

IV.REIMBURSEMENTS -,~o.~(lnctud~ ~ to ~e and d~ ~i~: ~ pp. 2~27 ~g ~i~.)

NO~ ~o r~o~le r~mb~.)SO~E DA~ LOCA~ON P~0SE ~MS P~ 0R PRO~ED

1.2.3,4.5.


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F IN A N C IA L D I SC L O S U R E R E P O R T[ F~h ~r,~a~S.

~*~f~"a g ~ 3 o f 9 o s / o ~ a o ~ o

V. GIFTS.NO~ ~o repo~able ~.)

SO~ D~~ONI.2.

4.5.

VI. LIABILITIES. a~_~a~,~, of~,, ~a~ ~ ~,m ~Za~o~~N O N ~ (N o repo rtable liabilit ies.)

C R E D 1 T O K DE SCRIPT ION VALUE CODgt.

3.4.5.


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2. - A A P L co~mnon ~3. - B R C M c o m m o n s t o ck

4. - C E LG c o m m o n s t o ck5. - -CSCO c o m m o n s t o c k6. - -COH comm on s tock7 . - - C T S H c o m m o n s t o c k

8 . - D N A c o m m o n s t o c k R e d e e m e d 4 / 2 4 / 0 9 K D9 . - E B A Y c o m m o n s t o c k

10 . - -GILD commc~ s tock1 1 . -GOOG comm cz= s tock

1 2 . - N T A P c om m c m s t c ~ k

1 3 . - Q C O M c o m m o n s t o ck

1 4 . -SBLFX c omm on s t oc k

1 5 . - V R S N c o m m o n s ~ o c k

I 1 6 . - V P R T c o m m o n s t a ck1 7 . - S c h w a b M o n e y Ma rke t


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F I N A N C IA L D I SC L O S U R E R E P O R TPage 5 of 9 os/0~aol0VII. INVE STMEN TS and TRUSTS

NO~ ~o r~o~able ~me, ~ze~, or ~fio~.)~ o~ ~ ~(~g ~t ~) ~~

1 8 . -~~on~

1 9 . -CAVM common stack

,20. - F SLR c ~a ~uo n s t o c k21. - FW L T c ~ m m o n s t o ck2 " 2 . - ILM N co mmo n s t o c k

2 3 . - I SR G c o m m o n s t o c k

2 4 . --M~. c~ s t o c k

25 , - S P W R c . ~ m n o n

27 . -ZLr M Z ccn ~mc~ s t o ck

1 2 8 , - A P E I ~o m m c ~ s t ~ck29 . - G X D X c . o. o a m ~ s t o c k

3 1 . - L U L U c o m m o n s t o ck

3 2. - E D U c o m m o n s t o c k

3 3 . - P O W I c o m m o n s t o c k34 . - P W R c o m m a n s t o ck


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F IN A N C I A L D I SC L O S UR E R E P O R TPage 6 of 9

3 6. - Z O L T c o m m o n s t o ck

3 7. C r e d i t Su l s s e L g C a p V M u e C I A B D i v i d e n d M T3 8. C r e d . S . G lo b S m C a p N o n e M e r g e d 7 1 1 7 1 0 93 9. Cred. S. Glob Sm Cap A No~e Merged 7117109

( w i t h t i~ 6 6 )40 . Brokerage Account- S c h w a b A Dividend J T41 . -PFW W a t e ~ Ft mdCl A

42 . Cont r i bu t o ry I RA - Sc hwa b A D i v i d e n d K T43 . -PFW Waua" Fund CI A44 . V a n g u a r d S 0 0 I n d e x F u n d A d m B D i v i d e n d L T45 . Va ngua rd 50 0 I nde x Fund I r a , A D i v i d eag t M e r g e d 4 1 0 1 1 0 9( w i th u ~ 4 4 )46 . W el l s Fa rgo Bank A c , cou~ t A ~ K T47 . Fidel i ty Magellaa Mutual Fund A D i v i d e n d L T48. ETrade Broka-agc Account .......49 . -E*Tra d~ Mone y M a f l mt Fund A In terest l T

50 . --MMM common stock A D i v i d e n d l T5 1 . - C A T c o m m o n s t o ck A D i v i d m xl J T


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VII. INVESTMENTS and TRUSTS -~. ~ ~,~a~ao~of~o,~,~,~,~c~r~~ NO~ ~o r~o~able ~me, ~se~, or ~o~.)

~. c. D.

(0 (~ O) ~ (D (2)~~~ C~I ~.,~ ~2 ~ ~,~ ~ C~2 ~el ~y~s~( A - ~ ~t) (~) ~ ~)(~ ~)

52 . ~ co~ ~ A ~ T53 . -D~ ~ ~ N~ ~M I~~. -XOM ~ ~ A ~ ~ T55 . ~P co~~k N~ I T56 . - I P M c o m m o n s t o ck A D i v i d e n d S o l d 4/0720957 . - -QCOM co mmo n s t o ck A Divided K T58 . 457 P l an A ~tm./D~. K "I ~ 9 . - Sav i~ Large C ap Equ i ty Fmxi6 < 3 . - L A C o u n t y S t a b le I n c o m e F t m d

61 . 401(k) Plan A Inf . !Div. M T62 . - Sav ings Large Cap Equ i ty Fund63 . - S ta b l e V a M e F u n d ( P C - S U F )

64 . -Sav~ Small Cap Equity Ptmd. 65, E * T m d ~ B a n kA c c o u n l a A I n U ~s t K T

66 . Aberdeen Globa l Small e2p CI A N t m e K T


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Nam e of,Person Repor~gIN A N C I A L D IS C L O S U R E R E P O R T[ ~ ~ r ,~ a ~ s .

Page 8 o f 9 o~s~zo]oV 1 H . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

"VH., l ine 8 - represents cash mergerVII , lines 41 and 43 - Ben der (BEGY X) cha~ed to PFW W ate r Fund in Augus t 2007VII , tines 59 and 62 - SSGA S&P tm mfcrred by adm in~or to Savings Large Cap E qui ty Fund in la s t qua r tex c ff 2008VII, l ine 64 - IC M Small Cap Fm :rd transferred by adm i:nistratm" to Savings Small Cap Ecl~ity F,md in la~ quarter of 2008


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FINANCIAL DISCLOSURE REPORT ~ ofPemm Reperthlg [ Dt~e o f R e po r tPage 9 of 9I X . C E R T I F I C A T I O N .

I ~ that al l inform at ion g iven ab eve (inclading info rma t~n pertain ing to my s pouse and m inor or dependent childrea, f f any) haccura te, true, . .nd com plete t~ the best army kno wledge and b dlef , mul that any iuIarm.~on m ~t rt*~orml w as withheld becam~ it met applicable statutoryprovis ion~ permitting non-disclom re.I further certi fy that earned ineam e f~om out~ide employm ent and h onoraria and the acceptance of ~ wh ich ha ve been reperted are incom pliance with th e provi~en~ efS U~S.C. app. 501 et. ~1- 5 U.S.C. 7353. a~d Ju dicial Ca nference regulations.

N O T E : A N Y E N D I V I X IU A L W H O K N O W I N G L Y A N D W I L FU I 2 LyA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 ) F A L S IF I E S O R F A I L S T O F I L E T I l lS R E P O R T b l A Y B E S U B J E C T T O C I V I L

FILING INSTRUCTIONSM a i l s i g n e d o r i g i n a l f i n d 3 a d d i t io n a l c o p i e s to:

C o m m i tt ee o n F i n a n c i a l D i s c l o s u r eAd m in i s t ra tive Of f i c e o f t he Un i t ed St a t es C ourt sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r cl e , N . E .W a s h i n g t o n , D.C. 20544

dale s fischer financial disclosure report for 2009

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