nora b fischer financial disclosure report for 2009

8/3/2019 Nora B Fischer Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/nora-b-fischer-financial-disclosure-report-for-2009 1/22

ao 10 [ FINANCIAL DISCLOSURE REPORT Remr~ino v e r n m e n t R c q u i r c d A b Y c t t h e o f I E t h ic s 9 7 8

R ~ . 1 / ~ 0 1 0 FOR CALENDAR YEAR 2009

I M P O R T A N T N O T E S : The ~tructions accompanying this form mu ~t be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . tR , ~ g ~ ,~ v ~ , u o , ~ s ,, r ~ ~ - 1 ~ of filing im-tructtonx)

~] NONE (No reportable positions.)

POSITION N A M E QF QRQA N IZA TIQ~I/EN TITY

[~] NONE (No reportable agreements.)

~ PARTIES AND ’ Il~RMS



N am e of Person Reporting Date of R eportF IN AN CI AL D I S CL OS UR E R E POR T

Fischer, Nora B.age 2 of 11 ~ 3 t 2 o l o

H I . N O N - IN V E S T M E N T I N C O M E . ( ~ e ~ o r ~ ~ , ~ . ~ ’ ~ ~ o ~ ; s e e r ~ 17-24 vf flling lnstruction~)

A. Filer’s Non-Investment IncomeNONE (No reportable no n-investment income.)

DATE SO UR C E A N D TYP E I~(~OM E(yours , no t spouse’s )

I.

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - lf you were married during an.v portion of the reporting.rear, complete this section.

(Dollar amount not required except for h onoraria.)

~[] NONE (’No reportable non-investment income.)

D A TE ~OURCE AND TYPE

1. 2009 Highmark Inc. - salary

2.

3.

4.

IV. R EIMBURSEMENTS - ~,an,po~. tndV -S,/oog enre,~.e~(Includes tho~e to s p o ~ e and dependent children; see pp. 25-27 of filing instructions.)

[’~ NONE (No reportable reimbursements.)

SOURCE D A T E S L O C A T I O N PURPOSE ITEMS PAID OR PROVIDED

I. Academ y of Tr ia l Lawye rs o f 9/30/09 to 10/I/09 Farmin g to n , PA Activ ity o f p ro fessio nal Tram~ria t ion , meals , ho te lAllegheny County assoe or civic organization

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT Name of rer~on Reporting D,teofRepert

o f 11 Fi scher , No ra B. 5/3/2010

~’] NONE (No reportable gifts.)

S O U R C E P2.ECI~ ,D.~ V A L U E

1.

2.

3.

4.

5.

VI. LIAB IL ITIES. a,~,~, ~ho~ o~o~, ~ ~p~,,~,~ ~U ,~,~: ~ rp. ~ o~ ~,~

NONE ~o reportable liabiliti~3

~RED~OR DESC~ION ~

1.

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT NaraeefPersun Report ing DateofR~rt

o f 11 Fischer , Nora B. 5/3/2010

3. Qualified Plan//3

4. - American AMCAP Fund A Dividend L T

5. - Amer ican Eu ropaci f ic Growth B Div idend L T

6. - Dodge & Co x Stock A Dividend L T

7. - F ed e r a t ed Kau fm an S m al l Cap Fu n d C L A A Dividend L T

8. . FPA New Incom e B Dividend L T B u y 9/4i2009 K

9 . - T Rowe Pr ice I n t e r n a t i on a l Bon d B Dividend K T

1 0 . - Pr ime Fund Cap Reserves A Interest K T

i I . - Champlain Small Company Fund Adv CI A Dividend K T Sold 09/01109 L

1 2 . - Chesapeake Core Growth Fund A Dividend L T

1 3 . - Eaton Vance Large-Cap Value CI A A Dividend L T

1 4 . - Forward Intemt’l Small Co-lnstit shs A Dividend L T

1 5 . - Oakmark Intemt’l Small Cap I B Dividend L T

1 6 . - Pioneer Equi ty Income Cl A B Dividend L T

1 7 . - SouthemSun Small-cap N/C A Dividend L T

I. Income Gain Cod~: A - $ 1 , 0 0 0 o r ~ e s s B = $ 1 , 0 0 1 - $ 2 , 5 0 0 C = $2,501 - $5 ,0~0 D = $5 ,0OI - $ 15,000 £ =$ 15 ,~1 -$50#00

(See Colurnrm B I lind IM) F - $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 G = $ 1 0 0 , 0 0 1 - $ 1 , 0 0 O , 0 0 0 H I ~ $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 142 *Mc~ than

2. Value Cod~s J -$15,000 m" less K ~ $ 1 5 , 0 0 1 - $ 5 0 , 0 ~ 0 L , - $ $ 0 , 0 0 1 - $ I ( X ) , 0 0 0 M =$ 100,001 - $ 250,000

(Se~ Colum~ CI atu;I D3) N - $ 2 5 0 , 0 0 1 - $ 5 0 0 , O 00 O = $ 5 0 0 , 0 0 1 ¯ $ 1 , 0 0 0 , 0 0 0 PI "$1,000,O01 - $ 5,000,000 1 ’ 2 = $ ~ , 0 0 0 ,O 0 1 * $ 2 5 , 0 0 0 . O 0 0

P 3 - g 2 ~ , 0 O O , 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P4 =Mot¢ than

~. Va.hm Method Coder Q - A l ~ p n t is a l R ~s t (Real Es ta t e Only) $ =Asaeesmeat T ~.ash Mar~t

(See Coltmalt C2) U =Book Value V ~ W = E s t i tr m t e d



FINANCIAL DISCLOSURE REPORT Name°fPer~°nReimrttng DateofReport

P~gC 5 Of 1 1 Fi scher , No ra B. 5/3/2010

V I I . I N V E S T M E N T S a n d T R U S T S - ~ , o , ~ ~ , ~ ~,~,,~o,~ (itwlua~ thost of egoist ~nd dtp¢mfirnt c.h]ldrtn; st~pp. J4-60 of fillng Instructions.)

NONE (No reportable income, assets, or transactions.)

A, B. c. D.

D e s c r i p t i o n o f A s s e ~ s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a ~ J u n $ d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r~ot~ing period o f r e p o r t i n g p ~ f i o d

P l a c e " ( X ) " f f t c r c a s h ~ s ¢ * A m o u n t T y p e ( e . g . , V a l u e ] V a l u e Type (e.g.,D a t e ] V a l u ~ I G a i n lIdentity of

¢ x e m p t f r o m p r i o r d i s e l o s u r ¢ C O d ¢ I d i e . . . . t, Co~2 [ Method buy, sell,m m / d d / y y C o d e 2 ] C o d ¢ l ] Imycr/seller

i A - H ) or int.) (J-P) C o d e 3 r c d e m p t i u n ) ( J - P ) ( A - I f ) (if private¯ ( Q - W ) transaction)

1 8 . - T R o w e P r i c e R e a l E s t a t e F u n d A D i v i d e n d K T

1 9 . - V a n E c k G l o b a l H a r d A s s e t s C l a s s A A D i v i d e n d J T

2 0 . - V i r t u s F o r e i g n O p p o r t u n i t i e s C I A B D i v i d e n d L T

2 1 . - E a t o n V a n c e F l o a t i n g R a t e A d v a n t a g e A d ~ C D i v i d e n d L T

2 2 . . L o o m i s S a y l e s B o n d R e t a i l S h a r e s B D i v i d e n d K T

2 3 . - P I M C O C o m m R e a l R e t u r n S l r a t C l A A D i v i d e n d J T

2 4 . - P I M C O R e a l R e t u r n C l a s s A B D i v i d e n d L T B u y 09/04/09 K

( a d d ’ ~ )

2 5 . - V a n g u a r d S h o r t T e r m I n v m t G r a d e C D i v i d e n d L TI n v e s t o r

2 6 , - V a n g u a r d S h o r t T e n ’ n F e d e r a l B D i v i d e n d L T

2 7 .

2 9 . Q u a l i f i e d P l a n # 4

3 0 . - T I A A T r a d i t i o n a l D I n t e r e s t M T D i s t r i b u t e d 0 3 / 0 6 / 0 9 K

3 1 . - C R E F G l o b a l E q u i t i e s A D i v i d e n d J T

3 2 . - C R E F M o n e y M a r k e t A D i v i d e n d J T

3 3 .

3 4 . Q u a l i f i e d P l a n # 5

I . ’ Income Gain Codm: ^ -$1,000 or less 13 -$1,001 - $2,500 C =$2.50 ! - $5,000 D

(Se~ Columns B I and IM) F .,$50,001 . S | DO,000 G -$100,001 o $1,000,000 HI ~SI,000,001 - $5,~00.~00 H2 =More than $5,000,00~

2. Va l t t¢ Co d~ J "SI ~,000 ~ I~ K ~$15,001 - S50,000 L -$5 0,~01 - $100,000 M = $100,001 - $250.000

(~ t~ Col t tm~ CI and DS) N ~$250,001 - $5 00,000 0 -$~00,001. $1,000,000 p! =$ |,000.001 - $5,000,000 P2 ~$$ ,000,001 - $ 25,00~,000

p ~ -$ 25 o 000,001 - $ 5 0,000,000 P4 = Mo r~ than

3 . Va la~ Me lhod Cod¢~ Q .Aplr~sal R ,~7.ost (Real Esta te Only) $ =Asr , c s sm en l T ~Cash Mark~

(See C o l u mn C2) O -Book VaI ~e V ~ W =E~imat rd



FINANCIAL DISCLOSURE REPOR T N . = ~ o l P e r s o n R e p e r t t n g D a t e o f R e o e r t

of 11 F | ~ h e r , N o , - , , n .

NONE (No r~ortable income, assets, or ~a~ac~o~.)

~ B. C. D.D~pfion of ~ I n .m e d ~n g ~ss ~ue at ~d T~sacfions d~ ~g p~(incl~ng ~st ~m) re~ing ~ of~po~Mg

(1) (2) (1 ) (2) (1) ~ (2) (3 ) (4 )

PI~"(X)" a~ =~ m~t ~o~l ~ (~.g., V a l u e V a l u e T~ (e.g., ~ D ~ t e V a l u e Grin l~fi~ of

( A - H ) ~ in~) ( J - P ) C~ 3 ~pfi~) ( J - P ) (A-~ (i f pdv=~

35 . - Ca~eway In t~Uonal A Dividend L T

36 . - F~e~ US Go~ Sec B Divided L T

3? . - PIMCO ~w ~tion C Divided L T

38 . - F~ated FD US Go~ S~ A Di~d K T

39 . - P IMCO Tota l Rcmm CI A C Divided L T

40. - P~CO F creign Bond A Divided J T

41. - ~ Capi~l World Bond B Divided K T

42. - Da~sN~York V~m A Di~d~d L T

43. - ~i~ Int~atio~l A Di~dend L T

~. - MF S Int~af ional New ~sc CI A A Divided L T

45. - Royce Micmcap Inws~t CI~s B Divided M T

46 . - Fidcli~, ~mc F~d A Di~dcnd L T

47 . - Ph~nix Real Es~tc Value A Diddend K T

48 . - ~ ird Av~uc ReM ~m~e Value A Di~d~d K T

49 . - Prime Cap Od~sey ~h F~d A Dividend L T

50. - T Rowe Pf ic~ ~ui~ In ,me A Divided L

5 I . - T~chs~Mid C~ Gro~ ~ A A Dividend M T

I . Income Glin Codes: A -$1,000 or te~s B -$1,001 - $2,500 C "$~,~101 - $5,000 D -$5,00! - $15.000 E -$15,0~1 - $.~O ,0~0

(See Coh~m r~ B I a nd D4) F -$ 50,001 - $ I 0~,0~ G " $100,001 - $ 1,000,000 H I = $1 ,0 00 ,0 01 - 5 5, 00 0, 00 0 H 2 = Mo o ~ ha n $ 5 ,0 00 ,0 00

2. Va lue Co d~ J = $ 1 5 , 0 00 o t 1 ~ K = $ 15 ,001 - $ 5 0,000 L =$ S0,001 - $ |00,000 M =$ 100,001 - $~5 0,000

(See C o~. m n ~ C I t r~ D 3) N ~$25 0,001 - $500,000 O -$ 500,001 - SI,000,000 P I = $ 1 ,0 00 ,0 01 . S$ . 00 0, 00 0 P 2 = $5 , 00 0, 00 1 - S2 5. 00 0, 00 0

P3 -$25,U O0.001 - $ $0,000,000 P4 -More d~m $ 50,000.0OO

3 . V a lU e M e d ~ o d C o ~ Q =Appra i s a l R "Cos t (Re a l Es ta te Only ) S =A.s s e ~ 1~t T ~’C ~h M arke t

(Se¢ C o l u mn C 2) U - B o o k V a lu e V "Othe ~ W -Es t imat ed



F IN A N C I A L D I S C L O S U R E R E P O R T [ N . m , o f r e ,’ , o , , R e p o ~ . ~ a . t e u t R n o ~ t

of 11

[ ~scher, Nora ~

5~010

VII. ~VESTMENTS and TRUSTS -

NONE ~o repo~able income, ~sets, or transactions.)

A. B. C. D.Desc~pfion of~

(including ~t ~) r~aing ~6od of~o~ng p~

(t) (2) O) (2 ) (0 (2) (3) (~) (5 )

Pla~ "~)" after ~h ~s~ Am~t T~ (e.g., Val~ Value T~ (e.g.. D a t e V~ Gain Id~fi~ of¢x~pt ~om pr i o r d i~ lo~ C~1 ~v., ~ CMe 2 M e , o r b~, ~11, ~d~ ~e 2 C~ I b~=/~ll~

( A- ~ o r i n t . ) ( J - P ) ~ 3 ~d~pt i on) ( J - P ) ( A -~ ( i f p f i v a ~

( Q - W )

52. - Van~d G~A B Divided L T

53 . - P i o n ee r ~ l len V ~u e Fu M Cl A A D i ~d en d L T

54 . - Van Eck Global Ha~ ~s~ Cl~s A A Divided J T

55 . - P~CO Co~ Real R~ S~at CI A A ~vidend J T

56 . - IVA Wodd~de F~d Cl A A Dividend L T Bu y 09~4/~ L

57 .

58 . Qualif ied Plan #6

59. - Art isan Mid Cap A Dividend J T

60. - Hewit t , Cash Balance Plan A Interes t J T

6 1 .

62. Qualif ied Plan #7

63 . - PIMCO Tolal Return Fun d (Admin) B Dividend L T

64 . - BGI Smal l Cap Domes t ic Equ i ty Index A Dividend K T

65 . - Mars ico Focu sed Growth Po r t f o l io A Dividend L T

66 . - MFS Inst In ternat ion al Equity Fund A Dividend L T

!67.

168. Qualif ied Plan #8

(~ Col~ C2) O -B~k Val~ V ~ W



Ia m © o f P e r s o n R e p o r t i n gINANCIAL DISCLOSURE REPORT I ~her, Nora B. D,tc of n,port

of 1 1 5/3~010

VII. INVESTMENTS and TRU STS - ~,co~.o, ~a.o, ~,.~o~s

NONE ~o r~o~able income, asse~, or tramactions.)

A, B. C. D.~on of As~ I nc o me d ~ g Gross value

( inc lu~ng ~st ~s¢~) ~g ~ of ~i~

(0 (2) 0) (2) (0 (~ ) O) (4 ) (5 )PI~"(X)" ~ ~ ~ ~o~t T~ (e.g., V~u¢ Value T~ (e.~, ] Da ~ Value G ~n ]d~fiU o f

( A - H ) : ~ int.) ( ~ - O C~3 ~d~pf ion ) : ( J ’ D ( A- ~ { i f p r i v a t e( Q - W )

69 . - PtM~ To~ R¢~ F~d (Admin) N o n e L T

70. - MFS Inst Intematiorml Equity Fund B Dividend L T

71, - Dreyfus Premier High Income - Class I B Dividend K T

72. - Evergreen In tr insic Value - Inst i tu t ional B Dividend L Tshar es

73. - BGI Mid Cap Dome s t ic Equ i ty Index B Dividend L T

74 . - GMO Intemationa! Intr insic Value - M B Dividend K TShares

" / 5 .

76 . Brokerage Accoun t #1

77. - Amer ican Funds , Fundamen ta l Inves t o r s A Dividend K T

78 . - Fede ra t ed Kaufmann Cl K A Dividend K T

79. - Royce Pcnnsy l Mutual Invs! A Dividend K T

80. - T Rowe Price In t l Disc A Dividend K T

81 . - T Rowe Price Real es t Fund A Dividend K T

82. - Thombu rg Inv Income Bu i lder B Dividend K T

8 3 . - Thombu rg In t e r Mun i C lass A B Interes t Sold 1 1 1 0 5 1 0 9 K

8 4 . - Thombu rg Ltd Term U S Gov t A Dividend K T

8 5 . - Thomburg V alue Class A A Dividend K T



FINANCIAL DISCLOSURE REPORT N , , ~ o r r , ~ ,o n ~ p o m . g

of 11 Fischer , Nora B. 5~010

VII. ~VEST~NTS an d ~U STS - ~,~,,. ~.,. ~= ~= a~,~ ~o,, of s~e a n d ~e~ent children; ,¢e p~ 34~0

NONE ~o repomable income, ~sets, or tramactions0

A. B. C. D.~fipfion of As~ Incom~ dung Gms~ value ~ ~d T~n~ctions d~ng r~ng(inclu~ng ~st ~) r~ing ~ of ~ng pefi~

O) (2) O) (2 ) .(0 ] (X) O) (4)Plac¢ " (~" a f te r och ~ ~o~t T~ (g., Value Value T~ (e.g., D a t e Val~ Gain ld~fiW 0f*x~pt~mpdor~losm C~e I : div. ,~L C~e2 Meth~ ~y, sell, m~dM~ C ~ ¢ 2 ’ C ~ * I

( A - H ) ~ int.) (J’P) C~* 3 ~ ¢ mp t i ~ ) (J-P) (A-~ ( i f p f i v a ~

(Q’~

8 6 . - T w ~ d y B m ~ e G l o b a l V M u e A D i ~d en d K T

87 . - Willi~ BI~ Inel ~ Cl~s A Di~d~d K T

88 . - ~ge & Cox In.me A Divided J T

89. - PIMCO Fo r e i~ In~ SHS B ~vid~d K T

~. - ~o~b~g L~ Te~ Income B Divided K T

’ 91. - Prime F~d Capi~ Res¢~ A Dividend J T

92. - Col~bia M~i¢o 21~t C~y CI A None K T

93. - F~in F~e~l In~ Te~ T~ F~e A A Di~d~d K T Bu y 11103/~ K

94.

95. M ~s M u t u a l L i f e l m m m e P o l i ~ A In~ K T

96. M~ Mural Li~c Immnce Poli~ A In~ K T

97.

98. HSA ~1

99. -~dge ~dCox Mt~afio~l A D i ~d en d J T

1~. - ~$~ S~ll Cap A D i ~d cn d J T

101. - PFPC, C~h a~o ~t A Int~t J T

1 0 2 .

I . Income Gain Codes: ^ -$ 1,000 or Ics.s n -$ 1,001 - $2,500 C

(S~ ~ CI ~d D3) N -12~0,~1 - $5~,~ O ~$5~,~1 - Sl,~,~ PI -$1,~.~1 - $5,~0,~ ~ =$5,~,~1 - $2~,0~.~

P3 =$25,~0,~1 - $50,~.~0 P4 -M~ ~ $50,~,0~3. Va~ Me~ ~ Q -A~i~ E ~ (R~ ~mm Only) S =~ T ~h Mmk~

(S~ Col~a C2) U -B~k Value V ~ W



Name of Person ReportingINANCIAL DISCLOSURE REPORT [ Fischer, Nora B.D a t e o f R e p e r ~

Pag~ 10 of 11

V III . ADDITIONAL INFORMATION OR EXPLANATIONS.

1) Part VII, p. 1 - Qualified plans #1 and #2 wcr~ liquidated in fu ll in 2008.



FINANCIAL DISCLOSURE REPORTName of Person Reporting J Date of Report

of 11 F i s c h e r , Nora B. 5/3/2010

IX. CERTIFICATION.

I ce r t i f y tha t a l l In fo rma t ion g iven ab ove ( inc luding In fo rm a t ion pe r ta in ing to my s p ous e and m inor o r dep enden t ch i ld ren , i f any ) i saccura te , t r ue . and comp le te to the bes t o f my know ledge and be l i e f , and tha t any i nfo rmat i on no t r epo r ted was wi thhe ld because i t me t app l i cab l e s ta tu to r y

prov i s i ons pe rml t~ng non-d i sc l ogur e .

! fu r the r ce r t i fy tha t ea r ned Income f r om o uts ide employ men t and hono ra r i a and the accep tance e f g i ft s which have been r ep o r ted a r e Incomp l i ance w i th the pr ov i s i ons e l 5 U .S.C. app. § 501 e t . s eq. , 5 U.S ,C. § 7353 , and Jud ic ia l Confe r ence r egul a t i ons .

NOTE: ANY IND IVIDU AL WHO KNOWING LY AN D WILFU LLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SU BJECT TO CIVILAND CRIMINAL SAN CTIONS (5 U.S.C. app , § 104)

FILING INSTRUCTIONS

Mai l s ign e d o r i g i n a l an d 3 add i t io n a l cop i e s t o :

C om mi t t e e o n F i n an c i a l D i s c l o s u r eAdmin i s t r a t iv e O f f ic e o f t h e U n i t e d S tat e s C ou r t sSu i te 2-301O n e C o l u m b u s C i r c le , N . E .Wa sh ing to n , D .C. 205 4 4



A o w ] F I N A N C I A L D I S C LO S U R E R E P O R T R e p o r t R e q u i r ~ a b y t h e E t h i c s1 / 2 o l o ] FOR CALENDAR YEAR 2009

i n G over nm ent A c t o f 1 9 7 8(5 U.S.C. app. §§ 101-111)

!. P e r s o n R e p o t ’ r in g ( l a s t h a . m e , f i r s t , m i d d l e i n i t i a l) 2 . Co u r t o r Org a n iz a t io n 3. Date of R e p o r t

F i s c h er , No r a B . D istr ict C o u rt, W estern P A 5/3 /2 010

4 . T i t l e ( A r t i c le I l l ju d g e s i n d i c a t e a ~ t i v e o r s e n i o r s m ~ s ; 5 a . R e p o r t T y p e ( c h e c k a p p ~ e p r i a t e b ’ P O ) 6. Reporting Periodm a g i s t r a te j u d g e s i n d i c a t e f u l l - o r p a r t - t i m e )

[ ] N o mi n a t i o n , D a t e 01 /01 /2009

F e d e r a l D i s t ri c t C o u r t J u d g e - A c t i v e [] Initial~ ~ A n n u a l []Final

to

1 . 2 / 3 t / 2 0 0 9

5b. [] A m e n d e d R e p o r t

7 . Ch a mber , s o r Of f ice A d d ress : 8 . O n t h e b a s i s o f t h e I n f o r m a t i o n o n t a in e d I n t h i s R e p o r ~ a n d a n ymodifications pertaining thereto, I t is, in m y o p i n i o n , in c o m p l ia n c e

S u i t e 5 2 6 0 , U S P o s t O f f i c e & C o t n t h o u s e wi th a p p l ica ble l a ws a n d reg u la t io n s .

Seventh Avenue & G -ran t S t ree t ,Pit tsburgh, PA 15219

Reviewin g O ff icer D a t e

I M P O R T A N T N O T E S : The i ns truc t i o~ ac c om pan y i ng t hi s form m us t be f o ll ow e c L Com pl e t e a l l par t s ,checking the NON E box for ea ch part where you have no r eportable informatio t~ Sign on lastpag~

I . P O S I T I O N S . ~ n , ~ o , n ,g ~ , a ~ n a o , ~ y : ~ , ~ w . ~ - ~ ~ of filing instructions.)

N O N E (No reportable positions.)

POSITION N A M E Q F QR Q A N I Z A T I Q N / E N T I TY

1 .

2.

4.

CI ....

[~] N O N E ( N o r e p o r t a b le a g r e e m e n t s . )

D A TE P A R T I E S A N D TE R M S



F I N A N C I A L D I SC L O S U R E R E P O R T ~ a ~ e o f P e r s o n R eport i ng D a t e o f R e p o r t

P a g e 2 o f 1 1 Fischer, Nora B. 5/3/2010

l it . N O I N - I N V E S T M E N T I N C O M E . ( R ~ p o r ~ ~ d l ,l d ,a t a n d ~ r o , ~ ; , ~ e p ~ ~ ~ - ~ o !~ d ~ g i ~ . ~ , c ~ t o , ~ . ~

A, ~ i ler’s Non- lnvestment Incom e

N O N E (No reportable non-investment income.)

D A T E S O U R C E A N D T Y P E INC,,.QM E( y o u r s , n o t s p o u s e ’ s )

1.

2.

3.

4.

B . S p o u s e ’ s N o n - l n v e s t m e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honor ar ia . )

D NONE (No reportable non-investment income.)

DATE S O U R C E A N D T Y P E

1, 2009 Highmark Inc . - sa l ary

2.

3.

4.

I V . R E IM B U R S E M E N T S -(Includes those to s~e and dependent children: see pp, 25-27 of filing i~ctions.)

~ N O N E ( N o repor table re imbursemen ts . )

~ ~ ~ P~OSE I T EM S P A I D O R P R O D D E D

1. Aca d e m y o f T r i a l ~ e ~ o f 9 1 3 0 / 0 9 t o 1 0 / 1 10 9 Fa~ington, PA Act iv i~ o fprof ess i~al Tr iseCt ion , m~ls , hot e lAllegheny Coun~ ~ o e o r c i t e o r g ~ a t i o n

2.

3.

4.

5.



F I N A N C I A L D I SC L O S U R E R E P O R T ] N . ~ e o f P e , ~ o . R e ~ o , t ~ D . te o r R ~ o ~

P a g e 3 o f i 1

I Fischer. Nora B.5 / 3 / 2 0 1 0

V . G I F T S . a . ~ , d ~ , ~ o , ~ , o , p o ~ s , ~ d ~ . ~ , ,~ children; se~ p p . 2 8 - 3 1 of ~g i~trUct~)

NONE ~o reportable g~ts.)

~ DESC~P~ON ~

1 ,

2.

3 .

4.

5.

~ N O N E (No reportable liabilities.)

~ R E D I T O R DESCRI PTI ON V A L U E C O D E

2.

3.

4.



Ia m e o f P e r s o n R e p o r t i n g

i

D a t e o f R e p o r t

P a g e F I N A N C I A L 4 o f 1 1 D I S C L O S U R E R E P O R T

[ Fischer, Nora B.

5/3/2010

V I I. IN V E S T M E N T S an d TRUSTS - ~,co.,, .~.., .~,~.~o,~ andudes those o f s m ~ a n d # t p e n d e n t eh##rts; su ~ ~ 4 ~ 0 of ~#ng ~uct~m)

NONE ~o repor table i ncome, assecs , or t ra~act ions . )

A. B . C , D .

D e s c r i p t i o n o f A ~ c ~ I n , m e d ~ n g G t o ~ v a l u e a l ~ n d T ~ s a c t i o n s d ~ n g ~ i n g p e r i o d

( i n c l u d i n g ~ t ~ s ) r ~ p o ~ i n g ~ f i ~ oft~ng ~fi~

~) (2) {~) (2 ) O) ~ (~) O) (4) (~)P l a c ~ " ( X ) " a R c ~ e a c h ~ Amo~l T ~ ( e . g . , V a l u o V a l u e ~ ( e . g . , ~ D a t e V a lu e G a i n I d o t i ~ o f

e x c m p l ~ o m p r i o r d i ~ l o s ~ c ~ C ~ ¢ l d i v , m n ~ C o d e 2 M ~ t h ~ ~ b u y , ~ l l , ~ m~d~ C~e 2 C ~ c I buyerls~llor

~ ( A - H ) orint.) (J-P) C~c3 ~ r e d e m p t i o n ) ~ (J-P)( A - H ) (ifpfivatc

~ ; ( Q -W ) l [ ~s a c t i o n )

1 . P N C B ~ k ~ c o u n ~ A I n t r e a t K T

i2

3. Q u a l i f ie d P l a n # 3

i 4 . - A D i v i d e n d L Tm e r i c a n AM C AP F u n d

5 . - A m e r i c a n E u r o p a c i f i c G r o w t h B D i v i d e n d L T

6 . - D o d g e & C o x S t o c k A D i v i d e n d L T

7 . - F e d e r a t e d K a u f m a n S m a l l C a p F u n d C L A A D i v i d e n d L T

8. - F P A Ne w I n c o m e B D i v i d e n d L T B u y 9/4/2009 K( a d d ’ l )

9. - T Rowe Pr ice In te rna t iona l Bond B D i v i d e n d K T

1 0 . - P r i m e F u n d C a p R e s e r v e sA Interest K T

i I. - C h a m p l a i n S m a l l C o m p a n y F u n d A d v C I A D i v i d e n d K T S o ld 109/01/09 L(part)

1 2 . - Ches apeake Core Cn-owth Fund A D i v i d e n d L T

1 3 . - E a t o n V a n c e L a r g e - C a p V a l u e C I A A D i v i d e n d L T

1 4 . - Forward In temt*l Smal l Co-lns t i t s hs A D i v i d e n d L T

1 5 . - Oakmark In temt’l Smal l Cap I B D i v i d e n d L T

1 6 . - P ioneer Equi ty Income CI A B D i v i d e n d L T

1 7 . - S o u t h e r n S u n S m a l l -c a p N/ C A D i v i d e n d L ~ T

t

2 . V a l u e C o d ~ J =115,~ or t~ K = $ 1 5 , ~ t - S 5 0 , 0 0 0 L ~ $ 5 0 , ~ 1 - $ 1 ~ .~ M = $ 1 ~ ,~ I - $ 2 5 0 , ~ 0



Ia m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tF I N A N C I A L D I S C L O S U R E R E P O R T

[ Fischer , Nora B.

P a g e 5 o f 1 1 s / 3 n o x 0

V I I. IN V E S T M E N T S a n d T R U S T S - ~ o , ., , ~ t ~ ~ , . ~ , c a o . ~ ( i ,~ . ~ s h o , , o1 ~o ..... a d~en~nt chlld~n¢ see pp.

NONE ~o repor table i ncome, asse t s , or ~ansac t ions . )

D escr ip tio n o f A s~ In co me d ~n g ~ ~oss value a t end T r a n s a c ti o n s d ~ n g ~ n g p e f i ~

(~ c l ud i ng ~ s t ~ l s ) ~po~ing period I~ of repoaing

~-- (2) ! -- ~~3 .... (1) [ (2) (3) [ (4) : (5 )

Pla~ "(X)" afl~ ~eh ~sel A ~ o ~ t T~c (g. , ’ VaIue ~ V a lu e T~e (g., [ D a t e Val~~ Gain l d e n t iW o fC o d e 1 div., ~n~ C ~ e 2 M e t h od b u y , s e l l , ~ m~d~ C ~ e 2 ~ C ~ e 1 buycr/~llerxempt ~m p~or di~los~ ~ ¯

_

~ ( A - H ) o r i n t . ) ( J - P ) C ~ e 3 ~dcmplion) (J-P) ~ (A-H ) ( i f p ~ v a t c

~ n ~ e t i o n )Q-W) ; ~

1 8 . -T Rowe Price Real ~te F~d A D i v i d e n d K T

1 9 . - V a n E c k G l o b a l H a r d A s s e t s C l a s s A A D i v i d e n d J T

20 , - V i r t u s F o r ei g n O p p o r t u n i t i e s C I A B D i v i d e n d L T

21 . - E a t o n V a n c e F l o a t in g R a t e A d v a n t a g e A d v C D i v i d e n d L T

22 . - L o o m i s S a y l e s B o n d R e t a i l S h a r e s B D i v i d e n d K T

23 , - P I MC O C o m m R e a l R e t u r n S w a t C I A A D i v i d e n d J T

24 . - P I M C O R e a l R e t u r n C l a s s A B D i v i d e n d L T B u y : 0 9 1 0 4 / 0 9 K( a d d ’ l )

25 . - V a n g u a r d S h o r t T e r m In v m t G r a d e C D i v i d e n d L TInves tor

2 6 . - V a n g u a r d S h o ~ t T e rm F e d e r a l B D i v i d e n d L T

27 .

28 .

2 9 . Q u a l i f i ed P la n # 4

3 0 . - TIAA Trad i t iona l D Interest M T Dis tr ibuted 0 3 i 0 6 / 0 9 K

3 1 . - C R E F G l o b a l E q u i t i e s A D i v i d e n d J T

3 2 . - C R E F M o n e y M a r k et A D i v i d e n d J T

3 3 ,

34 . Q u a l i f ie d P l a n # 5

( S e e C o l u m n ~ B I ~ d D 4 ) F -$50.001 - $1~,~0 G =$1~.~1 - $1 ,~0,0~ H 1 =51,~,~1 - $5,0~,~ H 2 = M o r e t h ~

P3 -$25,~,~ I - $50,000,000 P4 =More than $50,~,0~



F IN A N C I A L D I S C L O S U R E R E P O R T N . , .e o f P e r s o n R e p o r t i n g D a t e o f R e p o r t

Page 6 o f 1 1 Fischer, Nora B . 5/3 /20 t0

V I I . I N V E S T M E N T S a n d T R U S T S -.co~e, ~ ~ , ~ a n a o n s ( tn c ~ u d ~ , ,~ o , ~ o~s,o.,o and ~r*~e~, ¢~d.* n;

--] N O N E (No r e p or tab le inc om e , asse ts , or t r ansac t ions . )

A. B. C. [ D .D e s c r i p t io n o f A S s e t ~ I n c o m e d u r i n g G r o s s v a l u e a t n d

[

T r a n s a e t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f re p o r t i n g p e r i o d

i o) ~) ~l) ~z) ( l)P L a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t T y p e ( e . g ., Value Value [ T y p e ( e . g ., i D a t e i Vahle Gain I

(5 )’ I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o . .. . ’ Co d e l di ..... t, C o d e 2 M eth o d i b u y , s e l l , m m / d d d y yC¢~o~.~e?

Cod’li

buyer/seller! (A - H ) orim.) ( . ! -P ) C o d e 3 [ r e d e m p t i o n ) ~,~

] ( A - H ) !( i f p r i v a t e

~ ( Q - W )i . ! i t r a n s a c t i o n )

35 . - C a u s e w a y I n t e r n a t i o n a l A D i v i d e n d L T

36 . - F ed era ted U S G o v l S a c B D i v i d e n d L T

37 . - P I M C O L o w D u r a t io n C D i v i d e n d L T

38 . - F e d e r a t e d F D U S G o v t S a c A D i v i d e n d K T

3 9 . - P I M C O T o t a l R e t u r n C I A C D i v i d e n d L T

40 . - P I M C O F e r e i g n B o n d A D i v i d e n d J T

41 . - A m e r i ca n C a p i t a l W o r l d B o n d B D i v i d e n d K T

i42. A D i v i d e n d L Ta v i s N ew York V e n t u r e

43 . - Ar t i s an In te rna t iona l A D i v i d e n d L T

44 . - M F S I n t e r n a t io n a l Ne w D i s c C I AA D i v i d e n d L T

45 . - Royce Mierocap Inves tment Class B D i v i d e n d M T

46 . - F idel i ty, Pr ime Fund A D i v i d e n d L T

47 , - P h o e n i x R e a l E s t a t e V a l u e A D i v i d e n d K T

48 . - T h i r d A v e n u e R e a l E s t a t e V a l u e A D i v i d e n d K T

49 . - P r i m e C a p O d y s s ey G r o w t h F u n d A D i v i d e n d L T

5 0 . - T R o w e P r i c e E qu i t y I n c o m e A D i v i d e n d L T

5 t. - T o u c h st o n e M i d C a p G r o w t h C I A A D i v i d e n d M T



F I N A N C I A L D I S C L O S U R E R E P O R T N ~ e o f P e r * o n R e p o r t in g D a t e o f R e p o r t

Page 7 o f 1 1 Fischer, Nora B . 5/3/2010

V I I . I N V E S T M E N T S an d TRUST S - i~co.~ , ~a t .~ , ~ ,~ .~n , an ct .~ , , th o ,~ o~ ~d ~.~,

NONE ~o reportable income, assets, or tr~sactions.)

A. B. C. ~ D .Des cr ip t ion of As ~ I n ~m~ d u r in g G r o ~ s v a l u ~ a t e n d

[

Trans ac t ions dur ing ~ ing p~fiod(incl~ing ~t ~) re~ing pc~ offering

(t) ~ (2) (0 (2) ~ t)

place "(x)" a~cr each ~sct A m c~ t ~ V ~ ( e . g . , Value V ~ l u ~ T ~ ( 8 - D a t e~x~mpt ~om pr io r d i~l~e Co d ~ 1 j div. , ~n~ C o d e 2 M e th o d buy, ~ll. ~ m~d~ i C~ 2 C~e 1 buy~/~ll~r

(A -H) [ o r in t , ) ( J - P ) C~c 3 r e d e m p t i o n )

5 2 . - Van~d G~A B Divided L T

5 3 . - P i o n e e r C ~ l l e n V a l u e F u n d C I A A D i v i d e n d L T

5 4 . - V a n E c k G l o b a l H a r d A s s e t s C l a s s A A D iv id en d J T

5 5 . - P 1 ! v IC O C o m m R e a l R e t u r n S t r a t C I A A D i v i d e n d J T

5 6 . - I V A W o r l d w i d e F u n d C I A A D i v i d e n d L T B u y 09/04 /09 L

5 7 .

5 8 . Q u a l i f i ed P l a n # 6

5 9 . - A r t i s a n M i d C a p A D i v i d e n d J T

6 0 . - H ewi t t , Cas h Balance Plan A Interest J T

6 1 .

6 2 . Q u a l i f ie d P l a n # 7

6 3 , - P I M C O T o t a l R e t u r n F u n d ( A d m i n ) B D i v i d e n d L T

6 4 . - B G I S m a l l C a p D o m e s t i c E qu i t y I n d e x A D i v i d e n d K T

6 5 . - M a r s i co F o c u s e d G r o w t h P o r t fo l io A D i v i d e n d L T

6 6 . - MFS Ins t In te rna t iona l Equi ty Fund A D i v i d e n d L T

6 " / .

6 8 . Q u a l i f i ed P l a n # 8

( S e e C o l ~ n C 2 ~ U = B ~ k V a lu e V = O ~ W : ~ ti m a ~ d



F I N A N C I A L D I SC L O S U R E R E P O R T [ N a m e o f P e r s o n R e p o r t i l~ g D a , e o f R e p o r t

P a g e 8 o f 1 1 Fischer, N o r a B . 5/3t2010

N O N E (N o repor ta ble inco me , asse ts , o r t ransac t ions . )

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d t u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) i r e p o r t i n g p ~ r i o d o f r e p o r t i n g p e r i o d

(1) I (2) (i~ (2) (1 ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t : :A m o u n t 1 1 T y p e ( g ., Va lu e Va lu e T y p e ( e . g . , [ Date ! Value I Gain I d e n t i ty o f

e x e m p t f r o m p r i o r d i s c lo s u r ei C o d e 1 ~

d i e . , r e n t , C o d e 2 M e t h o d b u y , s e l l , i m m /d dg yy I Code 2 Code 1 buyer/seller( A - H ) | o r i n t . ) ( J ~ P ) C o d e 3 r e d e m p t i o n ) : : (J -P) / (A-H) ( i f p r i v a t e

i[

( Q - W ) [ t r a n s a c t i o n )

69 . - P I M C O T o t a l R e t u r n F u n d ( A d m i x ) N o n e L T

7 0 . - MFS last In terna t ional Equi ty Fund B Dividend L T

7 1 . - Dreyfus Premier High Income - Class I B D i v i d e n d K T

72 , - Evergreen In t r ins ic Value - Ins t i tu t iona l B D i v i d e n d L Ts h a res

73 . - B G I M i d C a p D o m e s t i c E qu i t y I n d e x B D i v i d e n d L T

7 4 . - OMO In terna t ional In tr insic Value - M B Dividend K TShar es

7 5 .

76 . Brokerage Account #1

7 7 , - A m e r i c a n F u n d s , F u n d a m e n t a l I n v e s t o r s A D i v i d e n d K T

7 8 . - F e d e ra t e d K a u f m a n n C I K A Dividend K T

79 . - Royce Penns yl Mutual lnvs t A D i v i d e n d K T

80 . - T Rowe Pr ice In t l Dis c A D i v i d e n d K T

81 . - T R o w e P r i c e R e a l e st F u n d A D i v i d e n d K T

82 . - T h o m b u r g I n v I n c o m e B u i l d e r B D i v i d e n d K T

8 3 . - " l ’homburg In te r Muni Clas s A B Interest S o l d 11/05/09 K

8 4 . - T h o m b u r g L t d T e r m U S G o v t A D i v i d e n d K T

8 5 .~ T h o m b u r g V a l u e C l a s s A

A D i v i d e n d K T

(See Col~m C2) U ~B~k Value V ~r W=Esii~ted



N a m e o f P e r s o n R e p o r t in gI N A N C I A L D I SC L O S U R E R E P O R T

] Fischer, Nora B.

D a t e o f R e p o r t

Pag e 9 o f 11 5 / 3 / 2 0 1 o

V I I . I N V E S T M E N T S a n d T R U S T S - ~ o ~ . , e , v , # , ,~ , , r ~ ,~ u c ~ o , ~ a . a ,, a ~ a , o ~ . ofspou$¢ and depen d, a t chi ldren; $p p . 3 4 - 6 0 offillng ~$tructl~)

N O N E (N o repo r table incom e, asse ts , o r t ran sac t ions . )A . i a, C ,

D e s c r i p t io n o f A s ~ t s [ I n c o m e d u r in g G r o s s v a l u e a t ~ a d T r a n s a c t i o n s d u r i n g r e p o r t i n g p ~ r i o d( i n c l u d i n g t r u s t a s s e t s )

lr e p o r t in g p e r i o d o f ~ e p o r t l n g p e r i o d

Place"(X)"aflereaehassel i A , " a o l m t T y p e ( e . g . .i V,lue i Value

T y p e ( e . g . ,i Date ]Vaiu¢ G~in Identi tyof

e x e m p t f r o m p r i o r f l is c l o s u r ~ C o d e I d iv . , r ~ n k C o d e 2 i M e th o d buy, sdl, t mm/d d /yy I Co d e 2 C ~t¢ 1 buyer/seller! (A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) t ] (J-P) ( A - H ) ( i f p r l v a t ~

8 6 , - T w e e d y B r o w n e G l o b a l V a l u e A D i v i d e n d K T

8 7 . - Wil l iam Blai r I i i t ’ l Growth Class A D i v i d e n d K T

8 8 . - D o d g e & C o x I n c o m e A D i v i d e n d J T

8 9 . - P I M C O F o r e i g n I n s t S H S B Dividend K T

9 0 . - Thornburg Ltd Term Income B D i v i d e n d K T

9 I. - P r i m e F u n d C a p i t a l R e s e r v es A D i v i d e n d J T

92 . - C o l u m b i a M a r s i c o 2 1 s t C e n t r u y C I A N o n e K T

9 3 . - Frankl in Federa l la te Term Tax Free A A D i v i d e n d K T B u y 11/05/09 K

9 4 .

! 9 5 . Mass Mutual L ife Insurance Pol icy A Interest K T

9 6 . Policy A I n t e r e s t K Ta ss M u t u a l Life Ins urance

97.

9 8 . H S A # 1

9 9 . - D o d g e a n d C o x I n t e r n a ti o n a l A D i v i d e n d J T

A r t i s a n S m a l l C a p A D i v i d e n d J T

1 0 1 . - P F P C , C a s h a c c o u n t A I n t e r e s t J T

1 0 2 .



F I N A N C I A L D I S C L O S U R E R E P O R T ~ a m , o f P e r s o tt Re p o r t ing D at e o f R eport

Page 1 0 o f 1 1 v l ,~ h e r , N o r a B . S / S ~ 0 i 0

VIII. A DDITIONAL INFORM A TION OR EXPLA NA TIONS. an d~,t , pon o/~,vo,~

1 ) P a r t V I I , p . l - Q u a l i fi e d p l a n s # 1 a n d # 2 w e r e l i q u id a t e d i n f i ~ l l in 2 0 0 8 .



F I N A N C I A L DISCLOSURE N a m e o f P e r s o n R e p o r t in g ID a t e o f R e p o r tR E P O R T

] Fischer , Nora B. 1

5 /3/2010a g e 1 1 o f ll

I X . C E R T I F IC A T I O N .

I c e r t i fy t h a t a l l i n fo r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n fo r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa ccu ra te , t r u e , a n d co m p le te t o th e b es t o f m y kn o w led g e a n d b e l ie f , a n d th a t a n y in f o rm a t io n n o t rep o r ted w a s w i th h e ld b eca u s e i t m et a p p l ica b le s ta tu to ryp ro v i s io n s p e rm i t t i n g n o n - d i s c lo s u re .

I f u r t h e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n fe r e n c e r e g u l a t i o n s .

N O T E : A N Y IN D I V I D U A L W H O K N O W I N G L Y A N D W I L F !3 L L Y FA L S I F I E S O R F A I L S T O F I L E TH I S R E P O R T M A Y BE S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C o a p p . § 1 0 4 )

F I L IN G I N S T R U C T IO N S

M a i l si g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i t te e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t r a ti v e o f f i ce o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h in g t o n , D . C . 2 0 5 4 4

nora b fischer financial disclosure report for 2009

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