dale a kimball financial disclosure report for 2009

8/3/2019 Dale A Kimball Financial Disclosure Report for 2009

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UNITEDSTATES DISTRICT COURTUnited States Courthouse350 South Main Street, Room 222Salt Lake City, UT 84101

(80I) 524-6610

Dale A. KimballUnited States District Judge

April 26, 2010

Judge Bobby R. Baldock, ChairJudicial Conference of the USCommittee on Financial DisclosureOne Columbus Circle, NEWashington, DC 20544

Re: Amended Page 4, Item 6 - Investments and TrustsDear Judge B aldock:

Attached are four copies (one for the original page and three copies) of the amended page4, item 6 of the Financial Disclosure Report as you requested. Please let me know if you needanything else.

Tha you. ..

Date A. Kimball ~~

DAK/ar :.,Enclosure

Kim ba ll Da le A .


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~ o : ~ 0 : FINANCIAL DISCLOSURE REPORT ~epo~~in Governm ent Act of 19781/2010 FOR CALENDAR YEAR 2009 (5 u.s.c, app. ~ lOl-lJ])1 . Pe rson Report ing ( la s t nam e , f i rs t , midd le in i t ia l) 2 . C o u r t o r O r g a n i z a t io n 3 . D a te o f R e p o r t

K i m b a l l , D a l e A . U ni t ed S t a t e s D i s t r i ct Cou r t , Di s t r i c t o f U t ah 0 3 / 18 / 2 0 104 . T itle (Article I!J jud ge s in dicate a ctiv e o r se nio r s ta tus ; 5 a. R ep ort T yp e (che ck ap pro pr ia te ty pe ) 6 . Re p o r t i n g P e r i o dmag is t ra te judges indicate ful l - or par t - t ime)

[] Nomination, D a t e 0 1/ 0 1/ 2 0 0 9U S D i s t r i c t J u d g e , S e n i o r [] Initial " t 2 _ . 3 [ ~ ] A n n u a l [] F i n a l t o12/31/20095b. [] Amended Report

7 . C h a m b e r s o r O f f i c e A d d r e s s 8 . O n th e ba s i s o f th e i n fo rm a t io n co n t a in e d i n th i s R e p o r t a n d a n ym o d i f i c a t i o n s pe r t a i n i ng t h e r e t o , i t i s , i n m y opinion, in c o m p l i a n c e3 5 0 S . Ma i n S t r ee t , :# 2 2 2 wi t h appbeab l e l aws and r egu l a t i ons .S a l t L ak q Ci t y , U t ah 8 4 10 1

Re v i e w i n g O f f i ce r Date

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followetL Complete all parts,checking the NONE box for each part where you have no reportable informatior~ Sign on last page.

I . P O S I T I O N S . (Reporting individual onO,; see pp. 9-13 of filing instructions.)[~3 N O N E ( N o reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY1. Member F e l l o w s o f t h e A m e r i c a n B a r F o u n d a t i o n2. Di r ec t o r U t a h C h a p t e r , F e d e r a l B a r A s s o c i a t i o n

3. M a s te r o f the B e n ch Am e rica n ln n o f C o u r t I

4. M e m b e r A m e r i c a n B a r A s s o c i t a io n , ~ ~ - ~5. Member F e d e r a l J u d g e s A s s o c i a t io n

r.~~ N O N E ~o reportable agreements.)

DATE PARSES A~ TE~S99 7 P e n s i o n P l a n & P r o f i t S h a r i n g P l a n ( n o c o n t r o l e x ce p t f o r t h e i n te r e s t t h e R e t i r e m e n t P l a n o w n s f o r m e i n M t . J o r d a n ,a Lim i ted Par tn ersh ip ) .

Kim ba ll Da le A .


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F I N A N C IA L D I S C L OS U R E R E P OR T N a m e o f P e r s o n R e p o r t i n g Da,e of ReportPage 2 of 6 K i m b a l l , D a l e A . 0 3 / 2 5 / 2 0 1 0

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers ] N o n - I n v e st m e n t I n c o m e

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE INCOME

(yours, not spouses)1.

2.

3.

4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - X f y o u were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)D NONE (~o reportable non-investment income.)

DATE SOURCE AND TYPE1. 2009 S p o u s e - l n t e r m o u n t a i n H e a l t h c a r e ( r e g i s te r e d n u r s e )2.3.4.

r x . . , L R E I M B U R S E M E N T S _ , r o . s p o . a t i o . . i o ~ g ~ n g , S o o d , e n te r ta i .... t.(Includes those to spouse and dependen t children; see pp 25-27 of filing instmctions.)

[] N O N E (No reportable reimbursements.)SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED

1. National Advocacy College March 9-12, 2009 Columbia, S. Carolina Teaching transportation, meals, lodging

2.

3 .4.

5 .


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F IN A N C I A L D I S C LO S U R E R E P O R TI

N a m e o f P e r s o n R e p o r t i n g

I Date of ReportP a g e 3 o f 6 Kimball, D , ~ e g . 0 3 / 2 5 / 2 0 ~ 0

V . G I F T S . a n e l u a e s t h o , , t o s V o , s e , , ~ dependent children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable g~s.)

SO U R C E D E S C R IPT !O N V A L _ _ _ . ~ _ _ ~1 .2.3.4.5.

al~ lJ-~J~lJ~l l l~P~ o (Includes those of spouse and dependent children; seepp. 32-33 of filing instructions.)

NONE (No reportable liabilities.)C R E D I T O R D E S C R I P T I O N VALUE CODE

1 .2.3.4.5.


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F IN A N C I A L D I S C LO S U R E R E P O R T N a m e o f P e r so n R e p o r t in g Date of Repor!Pa g e 4 o f 6 r . i m b a n , D a l e A . 0 3 / 2 5 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i ........ lue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions,)

N O N E ( N o reportable income, assets, or transactions.)A. B. C. D .

Descr ipt ion of Assets Income during Gross va lue a l end Transact ions during report ing pe riod( including t rus t assets) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dPlace "(X)" a f te . . . . h a s s e t A m o un t T yp e ( e . g . , V alue V a lue T y p e ( e . g ., Date t Value ~ Gain | Iden t i ty o fe x e m p t f ro m p r i o r d i~ ; c l o s u r e Code ! d i v . , r e n t , ~ o d e 2 M e t h o d buy, s e l l , m m / dd ! yy C o d e 2 ] C o d e I / bnyer/ se l te r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n )

(JP) i (A-H) t( i f p r iva tel ( Q - W ) t ransact ion)

I. M r . J o r d a n N o n e S o l d 01/01/09 K D2. Dr ape r l r i ga t i on N o n e J T N o n e3. B i o M e r i d i a n C o i r p . ( s e e V I I I ) N o n e J T N o n e4. P ens i on P l an & P r o f i t S h a r i ng P l an ( s ee N o n e N T N o n eV I I I )5. C h a s e B a n k A In teres t J T N o n e6. P ar c e l o f r e a l e s t a t e N o n e N W N o n e7. Z i o n s B a n k A l n t e res t J T N o n e8.

1 0 .

1].

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

1 . I n c o m e G a i n Codes: A = $ 1 . 0 0 0 o r l e s s B = $ 1 , 0 0 1 - $ 2 . 5 0 0 C = $ 2 , 5 0 1 - $ 5 ,0 0 0 D - ~ 5 , 0 0 1 - $ 1 5 . 0 0 0 E = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0( S e e C o l u ~ m s B 1 a n d D 4 ) F = $ 5 0 .0 0 1 - $ 1 0 0 ,0 0 0 G = $ 1 0 0 . 00 1 - $ 1 , 0 0 0 ,0 0 0 H I =$ ], 00 0, 0O l - $5 ~0 00 .0 00 H 2 =M o re t ba t~ $5 .0 00 .0 002 . V a l u e C o d e s J = $ 1 5 .0 0 0 o r l e~ s K = $ 1 5 ,0 0 1 - $ 5 0 ,0 0 0 L - - $ 5 0 ,0 0 1 - $ 1 0 0 ,0 0 0 M = $ 1 0 0 , 0 0 1 - 5 2 5 0 . 0 0 0( S e e C o l u m n s C I a o d 0 3 ) N = $ 2 5 0 ; 0 0 1 - $ 5 0 0 , 0 0 0 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 P I = $ L 0 0 0 , 0 0 1 - $ 5 , 0 0 0 ,0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 . 0 0 0 , 0 0 0 /P 3 = $ 2 5 .0 0 0 .0 0 1 - $ 5 0 ,0 0 0 ,0 0 0 P 4 = M o r e th an $ 5 0 ,0 ~ ) 0 .0 0 0 |3 . V a l u e M e t h o d C o d e s Q = A p p r a i s a l R = C o s t ( R e a l E s t a t e O r ~ l y ) S = A s s e ss m e n t q = C a s h M a r k et( S e e C o l u rp m C 2 ) U = B o o k V a l ue V = O t h er W = E s f i m a l e d


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FINANCIAL DISCLOSURE REPORT [ N a m e o f P e r so n Re p o r t i n g D a t e o f Re p o r tPage 5 of 6

[ Kimball, Dale A.03/25/20t0

V I I I. A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a .d i c. ,~ p ., of Report.)P a r t t . Me m b e r - A m e r i c a n Ju d i c a t u re So c i e t y1 1 . A g r e e m e n t s . T h e R e t i re m e n t P l a n i s m a n a g e d b y 4 0 1 - K P l a n , P a r t i c ip a n t S e r v i c e s , A u s ti n , T e x a sV l l . I n v e s t m e n t s a n d T r u s t s : A . 3 - w o r t h le s s , w r i t te n o f f f o r t a x p u r p o s e s i n 2 0 0 4V I I . I n v e s t m e n t s a n d T r u s t s : A .4 - c o n t d . - N o c o n t r o l e x c e p t f o r t he i n t e r e s t t he R e t i re m e n t P l a n o w n s f o r m e i n M r . J o r d a n , a L i m i t e d P a r t n e r s h i p


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FINANCIAL DISCLOSURE R E P O R T ~a.e of Person R epor l l ng D a t e o f R e p o r tP ag e 4 o f 6 Ki mbal l , Da le A. 03/18/2010

V I I . I N V E S T M E N T S a n d TR U S TS - i~ , ,~ . .~,, . ~.~.o~o ~ a~a.~ a,o.~ of ~o~ ~ ~,~,t ~ ~, ~ ~o of ~g ~ , ~ . ~N O ~ ~o reportable ~ncome, ~se~, or wa~actio~.)

~ A. B . C . D,~6pfion of~ts ~come d ~ng Gross valae gt ~d T~ngaetio~ ~B6ng ~ing ~(including ~st ~e~) re~ing pe~d of rc~ng p~( r ) ( 2 ) 0) ] (2 ) O) . (~) (3) (4) ( 5 )Pla~ ~(~ af ter ~ch ~et ~n~ T~ (e.g. , V a I ~ Value " T ~ e ( e . g ., D a t e Value Gain ldenti~ of

ex~pt from prior discre te C~e-I div, ren~ C o d e 2 Me~ ~y,-~Ik ~d~ Code 2 ~ Code 1 b~yer/~ller( A - H ) o r i n t . ) ( J - P ) C o d e 3 ~ption) . O - P ) ( A - H ) ( i f p r i v a t e( Q -W ) ~am~tion)

1. M r . Jo r d ~ No~ S o l d 01/01/09 K D brother

2. Draper t r igat ion N o n e J T N o n e

3. B ioM e ridia n C o irp . (se e V III) N on e J T N o n e

4. Pe n s io n Plan & Pro fit S ha rin g Pla n (see N o n e N T N o n e

5. Ch a s e B a nk A In te rest J T N o n e

6. Parce l of real estate-Draper City, Sal t Lake N o n e N W N o n eCounty, UT7. Zions Bank A In te rest J T N o n e

1 0 .

1 7 .

dale a kimball financial disclosure report for 2009

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