dale s fischer financial disclosure report for 2010

8/3/2019 Dale S Fischer Financial Disclosure Report for 2010

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A O 1 0Rev. 1/2011FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Reqtdred by the Ethicsin Government Act o f 1978(5 U.S.C. app. 101-111)

I . Person R eport ing (last name, f i rst , middle in |r ia l )F ischer , Dale S .

4. T it le (Ar tic le I I I judges ind ica te ac tive or sen ior s ta tus ;magistrate judges indicate full- or part-time)

U.S . Dis t r ic t Jud g e - Act ive

7. Chambers or Off ice AddressRoybal Federal Bui ld ing255 E. Tem p le S t . , S u it e 830Lo s An g e les , CA 90012

2. C o u r t o r O rg an iza t io nU.S. Dist . Ct. - CA (Central)

5a. Report Type (check appropriate type)] Nominat ion , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s of the in formation conta ined i n t h i s R e p o r t a n d an ymodif ica tions per ta in ing there to , i t i s , in my op inion, in co m p l i a n ce~vith applicable la~vs and regulations.

3. Date of Report05/01/2011

6. Repor ting Per iodOI/OI/2010

to12/31/2010

Reviewing Of f ice r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea[ Complete ali parts,check ing the NONE box for each par t where you have no repor table information. Sign on las t page.

I . P O S I T I O N S . m c , o . in , individual only; seepp. 9-13 of filing instructions.)[-~ N O N E (No reportable p ositions.)

POSITION

2.

3.

4.5.

N A M E O F O R G A N I Z A T IO N / E N T I T Y

I I . A G R E E M E N T S . (Report ing i ndiv idual only; seepp. 14-16 of f il ing instructions,)~] N O N E (No reportable agreements.)

_ D A T E P A R T I ES A N D T E R M S


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N a m e o f P e r so n R e p o r t i n gFischer, Dale S.

D a t e o f R e p o r t05/01/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . ~ R e p o . ~ . g individual and spouse; seepp. 17-24 of filing instructions.)A. Filers N o n - I n v e s t m e n t I n c o m e

D (No reportable income.)ONE non- inves tmentDATE SOURCE AND TYPE

I . 12 /10/10 P a y m e n t i n l i qu i d a t io n o f i n t e r e s t u n d e r t h e C o n t i n g e n t S t o c k A g r e e m e n td a t e d I / I / 9 6 . S e e P a r t VIII

INCOME( yo u r s , n o t sp o u se s )

$4,354.00

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - i f y o u were m arried during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - - tran~porta, io.. Iodging . lood. en,e .o in ,~en"(Includes those to spouse and dependent children," see pp. 2 527 of filing instructions.)

~] N O N E (No reportable reimbursements.)

2.3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 0

Nam e o f Per so n R ep o r t in gFischer , Da le S .

Date of Report05/01/201 I

V . G I F T S . a n a u d e s t h o s e , o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 8 - 3 1 of f il ing instructions. )N O N E (No reportable gifts.)

SOURCEI.2.3.4.5.

D E S C R I P T I O N VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o / s p o u s e a n d dependent chi ldren; see pp. 3 2 - 3 3 of filing instraction~.)N O N E (No reportable l iabili t ies.)

C R ED IT O R D E SC R IP T IO NI.2.3.

4.5.

VALUECODE


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D a t e o f R e p o r t05/01/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions t lndudes those of spouse and dependent children; see pp. 34-60 of filing instructlo.x)N O N E (No reportable income, assets, or transactions.)

Descr ip t ion o f Asse t s I n c o m e d u r i n g( i ncl u di ng t r u s t asse t s) r e p o r t in g p e r i o d

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e 1 d iv . , r en t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)Va lu e Va lu eC o d e 2 M e th o d

{ J-P) C o d e 3( Q - W )

Type (e.g.,b uy, s e l l ,

r e d e m p t i o n )

Transac t ions dur ing r epo r t ing pe r iod

(2) (3) (4)D a t e Value Gain

mm/dd/yy Code 2 C ode I( J -P ) (A-H)

( 5 )I d e n t i t y o f

bu yer /se l l er( i f p r iva le

t r a n s a c t i o n )

I. Rollover IRA - Schwab2. - oAAPL comm on s to~k

Dividend TS o l d 03/26/10 K

3. - B R C M c o m m o n s t o ck4. - C E L G c o m m o n s t o ck

Sold 08/12/10 K DSold 03/26/10 J B

5. - - C S C O c o m m o n s t o ck6. - - C O H c o m m o n s t o ck S o ld 03/26/10 J7. - C T S H c o m m o n s t o ck Sold 08/21/10 K E8. - - EB AY co m m o n s t o ck Sold 03/26/10 J9. - - G I L D c o m m o n s t o ck Sold 03/26/10 K E1 0 . - GO OG co m m o n s t o ck S o ld 03/26/I 0 J CI1 . - - N T A P c o m m o n s t o ck1 2 . - Q C O M c o m m o n s t o c k1 3 . - S B U X c o m m o n s t o ck Sold 08/21/10 J D1 4 . - -VRSN comm on s tock

1 5 . - V P R T c o m m o n s t o ck

1 6 . - - Sch w ab Money Mark e t1 7 . - - A K A M c o m m o n s t o ck

A Dividend Redeemed 05/I 1/10 M

I. Income Gain Codes:(S e e Co lu m n s B I a n d D 4 )

2. Value Codes(S e e Co lu m n s CI a n d D 3 )

3. Value Method Codes(S e e Co lu m n C2 )

A =$ 1 .000 or I~sF =$50.001 - $100.000J =$15,000 or lessN =$250.001 - $500.000P3 -$25,000,001 - $50,000,000Q ~AppraisalU =Book Value

B =$1.001 - 5 2 . 5 0 0G=$100.0OI - 51.000.0~OK = 515.001 - 550.000O =$500.001 - $ 1.000,000R =Cosl (Real Estate Only)V =Other

C =$2,501 - $5,000HI =$1.000.00i - $5,000.000L =$50,001 - S 100 ,000PI = $1.000.001 - $5.000,000P4 -Mo re than $50.000.000S = As s c s s m c mW =Estimaled

D =$5.001 -515.000H2 -More than $5.000,000M =$ 100.001 - $250.000P2 =$5,000,001 - $25,000,000T -C a ,h Marke t

E = $ 15, 001 - $ 50 , 000


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N a m e o f P e r s o n R e p o r li n gFischer , Dale S.

D a t e o f R e p o r t05/01/201 I

VII. IN VESTMEN TS a n d T R U S T S - income, value, t ...... t ions ( Includes those o f spouse and dependent c h i ldren; scepp . 34-60 o f f i l ing instruct ions.)D NONE income, a sse ts , o r t ransact ions . )N o reportableA. B. C.D e s c r i p t io n o f A s s e t s In co m e d u rin g G ro ss va lu e at e n d

( i ncl u di ng t r u s t asse t s) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d0) (2) 0) (2) 0)

Place "(X)" after each asset A m o u n t Type (e.g., V a lu e Va lu e Type (e.g.,exempt from prior disclosure Code I d i v . , r e n t , C o d e 2 M e t h o d b uy, s e l l ,

( A - H ) or i n t . ) (J-P) C o d e 3 r e d e m p t i o n )( Q - W )


(2) (3)Dat e V a l u e

m m /d d/y y C od e 2( J - P )

1 8 . -C A VM co m m o n s to ck So ld 03126/10 J1 9 . - - F S L R c o m m o n s t o ck Sold 03/26/10 J20 . - - F W L T c o m m o n s t o c k So ld 03/26 /10 J21 . - I L M N c o m m o n s to c k So ld 03/26 /10 K22 . - I S R G c o m m o n s t o c k So ld 03/26 /10 K23 . - - M R c o m m o n s t o c k So ld 03/26 /10 J24 . - S P W R c o m m o n s t o ck S o ld 03/26/10 J25 . - V M W C 1 A26 . - - Z U M Z c o m m o n s t o ck So ld 03/26 /10 J27 . - - A P E I c o m m o n s t o c k So ld 03/26 /10 J28 . - G X D X c o m m o n s t o c k29 . - - JE C c o m m o n s t o c k30 . - L U E U c o m m o n s t o ck S o ld 03126110 J31 . - E D U c o m m o n s t o c k S o ld 03/26/10 J32 . - - P O W I co m m o n s t o c k

33 . - - P W R c o m m o n s t o c k Sold 03/26110 J34 . --U T HR co m m o n s to ck S o ld 03/26110 J

( 4 ) ( 5 )Gain Identity of

Code 1 buyer/seller(A-H) (if private

transaction)

B

C

CE

A

B

B

1. Income Gain Codes: A = $1,000 o r I~ s B $ 1 ,001 - $ 2,500 C = $2.501 - $5.000 D = $5,001 - $15,00 0(S e e Co lu m n s B I a n d O4 ) F =$50.001 - $100.000 G =$I00,001 - $1.000.000 H I = $ 1. 00 0. 00 1 - $5 ,0 00 ,0 00 H 2 = M or e t ha n $ 5. 00 0. 00 0

2. Value Codes J =$15,000 or less K =$15,001 - $50.000 L $5 0 . 0 0 1-$10 0. 0 0 0 M =$ 100,001 - $250,000(Se C o lumns C I and D3) N =$250.001 - $500,000 O =$ 500.0 01 - $ 1.0 00.0 00 P I - $1 .00 0. 00 1 - $5, 000 ,0 00 P2 =$5,000.001 - $25,000.000

P3 =$25,0~0,001 - $50.000.000 P4 =More than $50,000.0003. Value Mclhod Codes Q =Appraisal R C os t (R ea l Es ta te O n ly) S =As: ,cssmcnt T =C ash Marke t(S e e Column C2) U =Book Value V = O the r W = Estim ate d

E =$15,001 - $50.000


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D a t e o f R e p o r t05/01/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent childrenseepp. 34-60 of f il ing instructions. )N O N E (No reportable income, assets, or transactions.)

Description of A ssets Incom e during(includ ing trust a ssets) repo rting period

(I) (2)Place "(X)" after each asset Amount Type (e.g.,

exempt from prior disclosure Code 1 div., rent,(A-H) o r i n t . )

G r o s s value at endo f r e p o r t i n g p e r i o d(i) (2)Value ValueC o d e 2 M e t h o d

( J- P ) C o d e 3( Q - W )

O)T y p e ( e . g. ,b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r in g r e p o r ti n g p e r i o d(2) (3) (4)

D a t e Value Gainmm/dd/yy Code 2 C ode I

(J-P) (A-H)I d e n t i t y o f

buyer/seller( i f p r i v a t e


35 . - - Z O L T c o m m o n s t o ck36 . - - E n e r b a n k U S A C D37 . - -Char les S chwab Ban k38 . - - A l ly B a n k G M A C C D39 .

A InterestA Interest

Sold 03/26/10 JBu y 08/10/10 L

Open 05/12/10 MBu y 03/25/10 K

Matu red 09/30/10 K4 0. - - N e w C e n t u r y B a n k C D41 .

Interest Bu y 08/10/10 MMatu red 09/28110 M

42 .43 .44 .

Cred i t S u i s se Lg Cap Value CI AB r o k e r a g e A c c o u n t - S c h w a b

AA

Divid en dDiv id en d

M e r g e d 10/08/I 0 M(wi th l in e 7 0)

M

- -PF W Water F un d CI A45 . C o n t r i b u to r y I R A - S c h w a b46 . - -PF W Water F un d CI A

Div id en d K

47 . V a n g u a r d 5 0 0 In d e x F u n d A d m48 . W e l ls F a r g o B a n k A c c o u n t

49 . F id e l i ty Mag e l l an Mutua l F un d

50 . E T r a d e B r o k e r a g e A c c o u n t51 . - - E T r a d e M o n e y M a r k e t F u n d ( Y )

B Divid en d M TA Interest K TA Divid en d L T

I. Income Gain Codes:(See C o lumns BI and IM)

2. Value Codes(S e e Co lu m n s CI a n d D 3 )

3. Value Method Codes(S e e Co lu m n C2 )

A -$ 1 . 0 0 0 o r l e s sF = $ 50, 0~ 1 - $ 10~ . 0~ 0J = $ 15. 000 o r l e s sN $250.0OI - $500.000P 3 = $ 25, 000 . 001 - $ 50 . 000 . 0~ 0Q Apprai~tU = D o o k V a l u e

B=$1,001 - $2,500G -$10~.001 - $1,0~0.009K =$15,0~1 * $50.0~0O =$500,001 - $ lR -C os t (R ea l Es ta te O n l y lV = Oth e r

C =$2,501 - $5,000H I =$1.000.0~ I - $5,0~0,00~L =$50.001 - $ I 0~.000PI = $1.000,001 - $5,000.00~P4 = Mo re th a n $50,000.00~S = A s s e s s m e n tW :E~ t im~ te~

D =$5.0~1 - $15.0~0H2 =More than $5.00~.00~M =$100.001 - $250.0~0P 2 =$5.0~0.001 - $25.000,0~T = Ca s h Ma rk e t

E =$15.0~1 - $50.000


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FINANCIAL DISCLOSURE REPORTPage 7 o f 10 Ia m e o f P e r s o n R e p o r t in gFischer , Dale S. D a t e o f R e p o r t05/01/201 I

VII. I N V E S T M E N T S a n d TRUSTS - ineo,,e, v a l . e , t ...... t ions ( Includes tho ,e o . l spouse an d depen dent ch i ldren; seepp . 34-60 o f f i l ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i ncl u di ng t r u s t asse t s) r e p o r t i n g p e r i o d

0) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 d i v . , r e n t ,(A-H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)V a lu e Va lu e

C o d e 2 M e t h o d(J-P) C o d e 3

O)T y p e ( e . g . ,buy, se l l ,

redemption)


(2) (3) (4)Dat e V a l u e Gai n

m m /d d/y y C o d e 2 C od e I(J-P) (A-H)

(5 )Identity o f

buyer/seller(if private

transaction)

52 . - - M M M co m m o n s t o ck A Dividend S o l d 08112/10 J B

53. - - CA T c o mmo n s t o c k A D i v i d e n d S o l d 08112/10 J B

54 . - - C V X c o m m o n s t o c k A Divid en d55 . - X O M c o m m o n s t o ck A Dividend56 . - - G G P c o m m o n s t o ck N o n e57 .

Sold 0 8 / 1 2 / 1 0Sold 1 0 8 / 1 2 / 1 0S o l d 0 3 / 2 6 / 1 0( p a r t )Sold 0 4 / 2 1 / 1 0

J

J

J

J

B

B

58 . - -QCOM commonstock A Dividend59 . -- O c om m o n s to ck A Dividend J60 . - -ETrade Bank Extended Ins. Sweep Dep. A I n t e r e s t KAcct.61. 457 Plan B Int.lDiv. K

TTT

S o l d 08/12/10Bu y 106/28/10

J

J

62 . - -Hor i zon s La r ge Ca p Equ i ty Fund63 . --Horizons Stable Income Fund64 . 401(k) Plan D Inl./Div. M65 . -- Savings Large Cap Equity Fund66 . - -Sav ing s St ab le V a lu e Fund

67 . --Savings Small Cap Equity Fund68 . ETrade Bank Accounts A I n t e r e s t K

I. In co m e G ain Co d es: A = $1.000 o r less B = $1.001 - $2,500 C = $2,501 - $5,000 D =$5.1)01 - $15,000( Se e C olu mn s B I a nd 19 4) F =$ 50, 0~ 1 - $1 00 .0 (~ G =$100.001 - $1,0~ .0~O HI =$1.000.001 - $5,000,0~) H2 =More than

2. Value Codes J =$15,000 or less K -$15,001 - $50.0(~ L =$50,001 - $ 100,000 M =$ 100,001 - $250,00~(SceC olumns C I and D3) N = $250.001 - $500,0~) O $500,001 - $1,00~.000 PI =$1,00~.001 - $5,000,0~) P2 =$5,0~0,001 - $25,0~0,000p3 =$25.0~0,091 . $50.000.000 P 4 M ore than $ 50 ,000 ,000

3. Value Method Codes Q =Appraisal R Cost IR cal Estate On ly) S = A ssessm cnl T= C a s h M a r k e t(S c C o lumn C 2) U =Book Value V = Oth e r W =Estimated

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r li n gFischer , Dale S.

D a t e o f R e p o r t05/01/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes ,hose of spouse and dependent children; see pp. 34-60 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e scrip tio n o f A ss e ts In co m e d u rin g G ro ss v a lu e a t e n d T ra n sa c tio n s d u rin g re p o r tin g p e r io d( in clu d in g tr u s t a s s e ts ) r e p o rt in g p e r io d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I) (2) (3) (4)Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e Type (e.g., Dat e Value ! Gain

e x e m p ~ f r o m p r i o r d i s c l o s u r e Code I d iv . , r en t , C o d e 2 M e th o d b u y, se ll , m m /d d /y y Code 2 ] Code I( A - H ) orint.) (J-P) C o d e 3 r e d e m p t i o n ) (J-P) [ (A-H)

( Q -W )

( 5 )Ident i ty of

buyer/se l ler( i f p r i v a t e


69 . Aberdeen Global Small cap CI A A Dividend K T70. Cr ed i t Su i s se Lg Ca p B lend CI A (X) B Dividend71 . B NY M e l lo n S ha re o wn e r Se rv ic es72 . - G G P c o m m o n s to c k None73 . Capital One Bank A I n t e r e s t

M T

Sold 0 3 / 2 6 / 1 0( p a r t )Open 0 6 / 2 0 / 1 0

JJ

I . I n c o m e G a in Co d e s : A =$1,000 or Icss B ~ $1,001 - $2,500 C = $2,501 - $5,000 D =$5.001 - $15,000(S e e Co h tm n s B I a n d IM) F = $50.001 - $100.00~ G =$100.001 - $1.000,000 HI =$1.000,001 - $5.000.000 H2 = M ore than $5.000.000

2. ValueC odes J-$15.0OOorlcss K $15 . 0 0 1-$5 0 , 0 0 0 L=$ 50.001-$ 100,000 M $10 0 . 0 0 1-$2 50 . 0 0 0(Sec C o lumns C I and D3) N =$250.001 - $ 5 0 0 . 0 ~ 0 O =$500.001 - $1.0~0,000 PI =$I ,000.001 - $5.1)00.1)00 P2 =$5.000,1X) 1 - $25.000.000

P3 =$25.000,001 - $50.000.000 P4 =M ore than $50.000.0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S = As s e s s m e n t T = Ca s h Ma rk e t

I S e e C o l u m n C2) U =Book Value V = Oth e r W =Estimated

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPag e 9 o f I 0

N a m e o f P e r s o n R e p o r t i n gFischer, Dale S.

D a t e o f R e p o r t05/01/201 I

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Inaicate part of report.)I I1 . The Ag reem en t was b e tween G en era l Gro w th Pro p er t i es , In c . (GGP) (as succes so r in in te res t to Ro u se Co . ) an d cer t a in b en ef ic ia r i es o f the Es ta te o f Ho wardHughes and fo rme r par tner s in Howard Hughes Proper t ies Limi ted Pa r tner ship (HHPLP) . The Ag reeme nt was to p rovide add i t ional cons idera t ion in the fo rm ofGGP s to ck in the even t tha t GGP earn ed m o re than cer t a in th resho ld amo un ts f ro m the as se t s o f HHPLP thro ug h the year 2009 . My in te res t o r ig in a l ly d er ivesf rom com pensat ion a t t r ibutab le to services p rovided by the law f i rm in which I was a par tner (which ceased to ex is t in 1996) . I n my Financ ia l Disc losure Repor ts ,I have l i s ted my ow ner ship in GGP un der my ETrad e b rokerage accoun t . I n p r io r year s , I inadver ten t ly f a i led to l is t a smal l num ber o f add i t ional shares !r eceived on the fo l lowing dates : Augus t 2006, February 2007 , and February 2008. These shares were depos i ted in to an accoun t a t BNY M el lon r a ther than m yETrade accoun t . No o ther asse ts were held in the BNY Mel lon accoun t and I incor r ec t ly bel ieved the add i t ional shares would be p laced in the ETrade accoun t .My to ta l in te res t in GGP in a l l re l evan t years was p ro p er ly re f l ected as l e s s than [5 ,000 o r " J ." In 2006 1 rece ived p aym en t un d er the A g reem en t in the fo rm o fan O r ig in a l I s sue Disco un t (O ID) o f $ 1244; in 2007 the O ID was $ 37 6; in 2008 the O ID was $ 169 . The amo un t l is t ed o n th i s Rep o r t xvas a p aym en t p ursuan t to aCo ur t o rd er i s sued in the b an krup tcy reo rg an iza t io n o f GGP .

VII.Ins . 16 and 37 Sweep accoun t changed f rom Schw ab Mone y Market to Char les Schwab BankI n s . 5 1 a n d 6 0 E T r a d e c h a n g e d i t s s w e e p a c c o u n t f r o m E T r a d e M o n e y M a r k e t t o E T r a d e B a n k a t s o m e p o i n t p r i o r t o t h i s r e p o r ti n g p e r i o dIn . 62 SSGA S& P /Savings Large Cap Equi ty t r ans f er red by adm in is t r a to r to Hor izons Large Cap E qui ty Fund in las t quar ter o f 2008 (see Ad di t ional I n fo rmat iono n 2009 Rep o r t )

In . 63 LA Cou nty Stab le Income Fund t r ans f er r ed by admin is t r a to r to Hor izons S tab le Income Fund in las t quar ter o f 2008In . 66 S tab le Value Fund r enamed Savings S tab le Value Fund 11/3/08

In s . 7 1 an d 7 2 S ee No te re 111 ab o ve


10/10

FINANCIAL DISCLOSURE REPORTP a g e 1 0 o f 1 0

N a m e o f P e r s o n R e p o r t i n gFischer , Dale S.

Date of Report05/01/201 I

IX. CERT IFICATION.! c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w i e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u re .I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature : S/Dale S. Fischer

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I F IE S O R F A L L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

dale s fischer financial disclosure report for 2010

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