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A Holographic Model of the Kondo Effect Andy O’Bannon Max Planck Institute for Physics Munich, Germany August 2, 2013

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Page 1: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

A Holographic Modelof the

Kondo Effect

Andy O’Bannon

Max Planck Institute for PhysicsMunich, GermanyAugust 2, 2013

Page 2: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

CreditsWork in progress with:

Jackson Wu

Johanna Erdmenger

National Center for Theoretical Sciences, Taiwan

Max Planck Institute for Physics, Munich

Carlos HoyosTel Aviv University

Page 3: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Outline:

• The Kondo Effect

• The CFT Approach

• Top-Down Holographic Model

• Bottom-Up Holographic Model

• Summary and Outlook

Page 4: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

The Kondo Effect

The screeningof a magnetic moment

by conduction electronsat low temperatures

Page 5: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

�µ � g�S

Page 6: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

The Kondo Hamiltonian

Conduction electronsck�c†k�

� =�, �

Dispersion relation

,

Spin SU(2)

HK =�

k,�

�(k) c†k�ck� + gK�S ·

k�k���

c†k�

12�����ck���

�(k) =k2

2m� �F

ck� � ei�ck� Charge U(1)

Page 7: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

gK Kondo coupling

Spin of magnetic moment�S

�� Pauli matrices

The Kondo Hamiltonian

HK =�

k,�

�(k) c†k�ck� + gK�S ·

k�k���

c†k�

12�����ck���

Page 8: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Running of the Coupling

Asymptotic freedom!

�gK� �g2

K+O(g3

K)

TK � �QCD

UV

The Kondo Temperature

gK � 0

Page 9: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

The Kondo Problem

IR

Running of the Coupling

At low energy, the coupling diverges!

What is the ground state?

�gK� �g2

K+O(g3

K)

gK ��

Page 10: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Solutions of the Kondo Problem

Numerical RG (Wilson 1975)

Fermi liquid description (Nozières 1975)

Bethe Ansatz/Integrability(Andrei, Wiegmann, Tsvelick, Destri, ... 1980s)

Conformal Field Theory (CFT)(Affleck and Ludwig 1990s)

Large-N expansion(Anderson, Read, Newns, Doniach, Coleman, ...1970-80s)

Quantum Monte Carlo(Hirsch, Fye, Gubernatis, Scalapino,... 1980s)

Page 11: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

UV

IR

An electron binds with the impurity

Anti-symmetric singlet of SU(2)1�2

(|�i �e� � |�i �e�)

Fermi liquid+

decoupled spin

“Kondo singlet”

Page 12: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Fermi liquid+

decoupled spin

UV

IR

Fermi liquid

+ electrons EXCLUDED from impurity location

+ NO magnetic moment

Page 13: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Heavy fermion compounds

Quantum dots

SERC School on Magnetism and Superconductivity ’06

VBS The Kondo E!ect – 9

Not Impressed? How about Quantum Dots?

Regions that can hold a few hundred electrons!

Can drive a current through these!

This is Nano!

Nature © Macmillan Publishers Ltd 1998

8

letters to nature

156 NATURE | VOL 391 | 8 JANUARY 1998

3. Butler, R. P. & Marcy, G. W. A planet orbiting 47 Ursae Majoris. Astrophys. J. 464, L153–L156 (1996).4. Butler, R. P. et al. Three new ‘‘51 Peg-type’’ planets. Astrophys. J. 474, L115–L118 (1997).5. Cochran, W. D., Hatzes, A. P., Butler, R. P. & Marcy, G. W. The discovery of a planetary companion to

16 Cygni B. Astrophys. J. 483, 5457–463 (1997).6. Noyes, R. W. et al. A planet orbiting the star r Coronae Borealis. Astrophys. J. 483, L111–L114 (1997).7. Hatzes, A. P., Cochran, W. D. & Johns-Krull, C. M. Testing the planet hypothesis: a search for

variability in the spectral line shapes of 51 Peg. Astrophys. J. 478, 374–380 (1997).8. Henry, G. W., Baliunas, S. L., Donahue, R. A., Soon, W. H. & Saar, S. H. Astrophys. J. 474, 503–510 (1997).9. Gray, D. F. Absence of a planetary signature in the spectra of the star 51 Pegasi. Nature 385, 795–796

(1997).10. Gray, D. F. & Hatzes, A. P. Nonradial oscillation in the solar-temperature star 51 Pegasi. Astrophys. J.

490, 412–424 (1997).11. Tull, R. G., MacQueen, P. J., Sneden, C. & Lambert, D. L. The high-resolution cross-dispersed echelle

white pupil spectrometer of the McDonald Observatory 2.7-m telescope. Publ. Astron Soc. Pacif. 107,251–264 (1995).

12. Marcy, G. W. et al. The planet around 51 Pegasi. Astrophys. J. 481, 926–935 (1997).

Acknowledgements. This work was supported by NASA’s Origins of the Solar System Program.

Correspondence should be addressed to A.P.H. (e-mail: [email protected]).

Kondoeffect ina

single-electron transistor

D. Goldhaber-Gordon*†, Hadas Shtrikman†, D. Mahalu†,David Abusch-Magder*, U. Meirav† & M. A. Kastner** Department of Physics, Massachusetts Institute of Technology, Cambridge,

Massachussetts 02139, USA

†Braun Center for Submicron Research, Department of Condensed Matter

Physics, Weizmann Institute of Science, Rehovot 76100, Israel

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

How localized electrons interact with delocalized electrons is acentral question to many problems in sold-state physics1–3. Thesimplest manifestation of this situation is the Kondo effect, whichoccurs when an impurity atom with an unpaired electron is placedin a metal2. At low temperatures a spin singlet state is formedbetween the unpaired localized electron and delocalized electronsat the Fermi energy. Theories predict4–7 that a Kondo singletshould form in a single-electron transistor (SET), which containsa confined ‘droplet’ of electrons coupled by quantum-mechanicaltunnelling to the delocalized electrons in the transistor’s leads. Ifthis is so, a SET could provide a means of investigating aspects ofthe Kondo effect under controlled circumstances that are notaccessible in conventional systems: the number of electrons can bechanged from odd to even, the difference in energy between thelocalized state and the Fermi level can be tuned, the coupling tothe leads can be adjusted, voltage differences can be applied toreveal non-equilibrium Kondo phenomena7, and a single localizedstate can be studied rather than a statistical distribution. But forSETs fabricated previously, the binding energy of the spin singlethas been too small to observe Kondo phenomena. Ralph andBuhrman8 have observed the Kondo singlet at a single accidentalimpurity in a metal point contact, but with only two electrodesand without control over the structure they were not able toobserve all of the features predicted. Here we report measure-ments on SETs smaller than those made previously, which exhibitall of the predicted aspects of the Kondo effect in such a system.

When the channel of a transistor is made very small and isisolated from its leads by tunnel barriers it behaves in an unusualway. A transistor can be thought of as an electronic switch that is onwhen it conducts current and off when it does not. Whereas aconventional field-effect transistor, such as one in a computermemory, turns on only once when electrons are added to it, theSET turns on and off again every time a single electron is added toit9,10. This increased functionality may eventually make SETs tech-nologically important.

The unusual behaviour of SETs is a manifestation of the quanti-zation of charge and energy caused by the confinement of thedroplet of electrons in the small channel. As similar quantizationoccurs when electrons are confined in an atom, the small droplet ofelectrons is often called an artificial atom11,12.

We have fabricated SETs using multiple metallic gates (electrodes)deposited on a GaAs/AlGaAs heterostructure (Fig. 1a) containing atwo-dimensional electron gas, or 2DEG. First, the electrons aretrapped in a plane by differences in the electronic properties of theheterostructure’s layers. Second, they are excluded from regions ofthe plane beneath the gates when negative voltages are applied to

Figure 1 a, Scanning electron microscope image showing top view of sample.

Three gate electrodes, the one on the right and the upper and lower ones on the

left, control the tunnel barriers between reservoirs of two-dimensional electron

gas (at top and bottom) and the droplet of electrons. The middle electrode on the

left is used as a gate to change the energy of the droplet relative to the two-

dimensional electron gas. Source and drain contacts at the top and bottom are

not shown. Although the lithographic dimensions of the confined region are

150 nm square, we estimate lateral depletion reduces the electron droplet to

dimensions of 100nm square. The gate pattern shown was deposited on top of a

shallow heterostructure with the following layer sequence grown on top of a thick

undoped GaAs buffer: 5 nm Al0.3Ga0.7As, 5 3 1012 cm2 1 Si d-doping, 5 nm

Al0.3Ga0.7As, d-doping, 5 nm Al0.3Ga0.7As, 5 nm GaAs cap (H.S., D.G.-G. and U.M.,

manuscript in preparation). Immediately before depositing the metal, we etched

off the GaAs cap in the areas where the gates would be deposited, to reduce

leakage between the gates and the electron gas. b, Schematic energy diagram of

the artificial atom and its leads. The situation shown corresponds to Vds , kT=e,

for which theFermi energies in sourceanddrainarenearlyequal, and to avalueof

Vg near a conductance minimum between a pair of peaks corresponding to the

same spatial state. For this case there is an energy cost ,U to add or remove an

electron. To place an extra electron in the lowest excited state costs ,U þ De.

...with Cr, Fe, Mo, Mn, Re, Os, ... impuritiesalloys of Cu, Ag, Au, Mg, Zn, ...

UBe13 UPt3

CeCu6

YbAl3CePd2Si2YbRh2Si2

200nm

The Kondo Effect in Many Systems

Page 14: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Multiple “channels” or “flavors”

Enhance the spin group

Representation of impurity spin

Generalizations

SU(2)� SU(N)

c� c� � = 1, . . . , k

simp = 1/2 � Rimp

U(1)� SU(k)

Page 15: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

IR fixed point:

“Non-Fermi liquids”

NOT alwaysa fermi liquid

Generalizations

Kondo model specified by

Apply the techniques mentioned above...

N, k, Rimp

Page 16: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Open Problems

Entanglement Entropy

Quantum Quenches

Multiple Impurities

Kondo:

Form singlets with each other

Competition between these can produce a

QUANTUM PHASE TRANSITION

Form singlets with electrons

�Si · �Sj

Page 17: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Open Problems

Heavy fermion compounds

J. Custers et al., Nature 424, 524 (2003)

Kondo lattice

YbRh2Si2

0 2 4 6 80

5

10

15

20

25

0 10.0

0.1

0.2

0.3

LFLAF

NFL

YbRh2Si

2

H || c

2

T (

K)

H (T)

c

YbRh2(Si

0.95Ge

0.05)

2

!(µ"

cm

)

T (K) 0 1 2 30

5

10T

N

SCAF

d

CePd2Si

2

T (

K)

P (GPa)

0.0 0.5 1.00.0

0.5

1.0

1.5

2.0

2.5

TN

AF

aCeCu

6-xAu

x

T (

K)

x

FIG. 1: Quantum critical points in heavy fermion metals. a: AF ordering temperature TN vs. Au

concentration x for CeCu6!xAux (Ref.7), showing a doping induced QCP. b: Suppression of the

magnetic ordering in YbRh2Si2 by a magnetic field. Also shown is the evolution of the exponent ! in

!" ! ["(T )""0] # T!, within the temperature-field phase diagram of YbRh2Si2 (Ref.9). Blue and

orange regions mark ! = 2 and 1, respectively. c: Linear temperature dependence of the electrical

resistivity for Ge-doped YbRh2Si2 over three decades of temperature (Ref.9), demonstrating the

robustness of the non-Fermi liquid behavior in the quantum critical regime. d: Temperature

vs. pressure phase diagram for CePd2Si2, illustrating the emergence of a superconducting phase

centered around the QCP. The Neel- (TN ) and superconducting ordering temperatures (Tc) are

indicated by closed and open symbols, respectively.10

sitions. At the melting point, ice abruptly turns into water, absorbing latent heat. In other

words, the transition is of first order. A piece of magnet, on the other hand, typically “melts”

into a paramagnet through a continuous transition: The magnetization vanishes smoothly,

and no latent heat is involved. In the case of zero temperature, the point of such a second-

2

� � T 2

0 2 4 6 80

5

10

15

20

25

0 10.0

0.1

0.2

0.3

LFLAF

NFL

YbRh2Si

2

H || c

2

T (

K)

H (T)

c

YbRh2(Si

0.95Ge

0.05)

2

!(µ"

cm

)

T (K) 0 1 2 30

5

10T

N

SCAF

d

CePd2Si

2

T (

K)

P (GPa)

0.0 0.5 1.00.0

0.5

1.0

1.5

2.0

2.5

TN

AF

aCeCu

6-xAu

x

T (

K)

x

FIG. 1: Quantum critical points in heavy fermion metals. a: AF ordering temperature TN vs. Au

concentration x for CeCu6!xAux (Ref.7), showing a doping induced QCP. b: Suppression of the

magnetic ordering in YbRh2Si2 by a magnetic field. Also shown is the evolution of the exponent ! in

!" ! ["(T )""0] # T!, within the temperature-field phase diagram of YbRh2Si2 (Ref.9). Blue and

orange regions mark ! = 2 and 1, respectively. c: Linear temperature dependence of the electrical

resistivity for Ge-doped YbRh2Si2 over three decades of temperature (Ref.9), demonstrating the

robustness of the non-Fermi liquid behavior in the quantum critical regime. d: Temperature

vs. pressure phase diagram for CePd2Si2, illustrating the emergence of a superconducting phase

centered around the QCP. The Neel- (TN ) and superconducting ordering temperatures (Tc) are

indicated by closed and open symbols, respectively.10

sitions. At the melting point, ice abruptly turns into water, absorbing latent heat. In other

words, the transition is of first order. A piece of magnet, on the other hand, typically “melts”

into a paramagnet through a continuous transition: The magnetization vanishes smoothly,

and no latent heat is involved. In the case of zero temperature, the point of such a second-

2

� � T

Entanglement Entropy

Quantum Quenches

Multiple Impurities

Page 18: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Solutions of the Kondo Problem

Numerical RG (Wilson 1975)

Fermi liquid description (Nozières 1975)

Bethe Ansatz/Integrability(Andrei, Wiegmann, Tsvelick, Destri, ... 1980s)

Conformal Field Theory (CFT)(Affleck and Ludwig 1990s)

Large-N expansion(Anderson, Read, Newns, Doniach, Coleman, ...1970-80s)

Quantum Monte Carlo(Hirsch, Fye, Gubernatis, Scalapino,... 1980s)

Page 19: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

The Kondo Lattice

“... remains one of thebiggest unsolved problems

in condensed matter physics.”Alexei Tsvelik

QFT in Condensed Matter Physics(Cambridge Univ. Press, 2003)

Page 20: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

The Kondo Lattice

“... remains one of thebiggest unsolved problems

in condensed matter physics.”Alexei Tsvelik

QFT in Condensed Matter Physics(Cambridge Univ. Press, 2003)

Let’s try AdS/CFT!

Page 21: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

GOAL

Find a holographic descriptionof the

Kondo Effect

Page 22: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

GOAL

Find a holographic descriptionof the

Kondo EffectSingle Impurity ONLY

Page 23: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Solutions of the Kondo Problem

Numerical RG (Wilson 1975)

Fermi liquid description (Nozières 1975)

Bethe Ansatz/Integrability(Andrei, Wiegmann, Tsvelick, Destri, ... 1980s)

Conformal Field Theory (CFT)(Affleck and Ludwig 1990s)

Large-N expansion(Anderson, Read, Newns, Doniach, Coleman, ...1970-80s)

Quantum Monte Carlo(Hirsch, Fye, Gubernatis, Scalapino,... 1980s)

Page 24: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Outline:

• The Kondo Effect

• The CFT Approach

• Top-Down Holographic Model

• Bottom-Up Holographic Model

• Summary and Outlook

Page 25: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Kondo interaction preserves spherical symmetry

Reduction to one spatial dimension

restrict to momenta near

restrict to s-wave

kF

CFT Approach to the Kondo EffectAffleck and Ludwig 1990s

c(�x) � 1r

�e�ikF r�L (r)� e+ikF r�R (r)

gK �3(�x)�S · c†(�x)��

2c(�x)

Page 26: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

LL

L

R

FIG. 4. Reflecting the left-movers to the negative axis.

D. Fermi Liquid Approach at Low T

What is the T ! 0 behavior of the antiferromagetic Kondo model? The simplest assumption is!e! ! ". But what does that really mean? Consider the strong coupling limit of a lattice model,2

for convenience, in spatial dimension D = 1. (D doesn’t really matter since we can always reducethe model to D = 1.)

H = t!

i

("†i"i+1 + "†

i+1"i) + !#S · "†0

#$2"0 (1.20)

Consider the limit ! >> |t|. The groundstate of the interaction term will be the following con-figuration: one electron at the site 0 forms a singlet with the impurity: | #$% & | '(%. (We as-sume SIMP = 1/2). Now we do perturbation theory in t. We have the following low energy states:an arbitary electron configuration occurs on all other sites-but other electrons or holes are forbiddento enter the site-0, since that would destroy the singlet state, costing an energy, "E ) ! >> t.Thus we simply form free electron Bloch states with the boundary condition %(0) = 0, where %(i) isthe single-electron wave-function. Note that at zero Kondo coupling, the parity even single particlewave-functions are of the form %(i) = cos ki and the parity odd ones are of the form %(i) = sin ki.On the other hand, at ! ! " the parity even wave-functions become %(i) = | sin ki|, while theparity odd ones are una!ected.

The behaviour of the parity even channel corresponds to a &/2 phase shift in the s-wave channel.

%j ) e!ik|j| + e+2i!eik|j|, ' = &/2. (1.21)

In terms of left and right movers on r > 0 we have changed the boundary condition,

"L(0) = "R(0), ! = 0,

"L(0) = &"R(0), ! = ". (1.22)

The strong coupling fixed point is the same as the weak coupling fixed point except for a changein boundary conditions (and the removal of the impurity). In terms of the left-moving descriptionof the P -even sector, the phase of the left-mover is shifted by & as it passes the origin. Imposinganother boundary condition a distance l away quantizes k:

"(l) = "L(l) + "R(l) = "L(l) + "L(&l) = 0,

! = 0 : k =&l(n + 1/2)

! = " : k =&nl

(1.23)

6

r

LL

L

R

FIG. 4. Reflecting the left-movers to the negative axis.

D. Fermi Liquid Approach at Low T

What is the T ! 0 behavior of the antiferromagetic Kondo model? The simplest assumption is!e! ! ". But what does that really mean? Consider the strong coupling limit of a lattice model,2

for convenience, in spatial dimension D = 1. (D doesn’t really matter since we can always reducethe model to D = 1.)

H = t!

i

("†i"i+1 + "†

i+1"i) + !#S · "†0

#$2"0 (1.20)

Consider the limit ! >> |t|. The groundstate of the interaction term will be the following con-figuration: one electron at the site 0 forms a singlet with the impurity: | #$% & | '(%. (We as-sume SIMP = 1/2). Now we do perturbation theory in t. We have the following low energy states:an arbitary electron configuration occurs on all other sites-but other electrons or holes are forbiddento enter the site-0, since that would destroy the singlet state, costing an energy, "E ) ! >> t.Thus we simply form free electron Bloch states with the boundary condition %(0) = 0, where %(i) isthe single-electron wave-function. Note that at zero Kondo coupling, the parity even single particlewave-functions are of the form %(i) = cos ki and the parity odd ones are of the form %(i) = sin ki.On the other hand, at ! ! " the parity even wave-functions become %(i) = | sin ki|, while theparity odd ones are una!ected.

The behaviour of the parity even channel corresponds to a &/2 phase shift in the s-wave channel.

%j ) e!ik|j| + e+2i!eik|j|, ' = &/2. (1.21)

In terms of left and right movers on r > 0 we have changed the boundary condition,

"L(0) = "R(0), ! = 0,

"L(0) = &"R(0), ! = ". (1.22)

The strong coupling fixed point is the same as the weak coupling fixed point except for a changein boundary conditions (and the removal of the impurity). In terms of the left-moving descriptionof the P -even sector, the phase of the left-mover is shifted by & as it passes the origin. Imposinganother boundary condition a distance l away quantizes k:

"(l) = "L(l) + "R(l) = "L(l) + "L(&l) = 0,

! = 0 : k =&l(n + 1/2)

! = " : k =&nl

(1.23)

6

r

�L(�r) � �R(+r)

r = 0

r = 0

Page 27: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

RELATIVISTIC chiral fermions

“speed of light”vF

CFT Approach to the Kondo Effect

gK �k2

F

2�2vF� gK

CFT!

=

HK =vF

2�

� +�

��dr

��†

Li�r�L + �(r)gK�S · �†

L�T�L

Page 28: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

k � 1Spin SU(N)

U(1)

SU(k)

SU(N)

J = �†L�L

�J = �†L

�T �L

JA = �†L tA �L

Page 29: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

Kac-Moody Algebra

z � � + ir

JA(z) =�

n�Zz�n�1JA

n

[JAn , JB

m] = ifABCJCn+m + N

n

2�AB�n,�m

SU(k)N

N counts net number of chiral fermions

Page 30: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

CFT Approach to the Kondo Effect

Full symmetry:

(1 + 1)d conformal symmetry

SU(N)k � SU(k)N � U(1)kN

HK =vF

2�

� +�

��dr

��†

Li�r�L + �(r)gK�S · �†

L�T�L

Page 31: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

CFT Approach to the Kondo Effect

J = �†L�L

�J = �†L

�T �L

JA = �†L tA �L

Kondo coupling: �S · �J

U(1)

SU(k)

SU(N)

HK =vF

2�

� +�

��dr

��†

Li�r�L + �(r)gK�S · �†

L�T�L

Page 32: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

UV

IR SU(N)k � SU(k)N � U(1)Nk

SU(N)k � SU(k)N � U(1)Nk

Eigenstates are representations of the Kac-Moody algebra

Determine how representationsre-arrange between UV and IR

RUVprimaries �Rimp = RIR

primaries

Page 33: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

CFT Approach to the Kondo Effect

Take-Away Messages

Central role of theKac-Moody Algebra

Kondo coupling: �S · �J

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Outline:

• The Kondo Effect

• The CFT Approach

• Top-Down Holographic Model

• Bottom-Up Holographic Model

• Summary and Outlook

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GOAL

Find a holographic descriptionof the

Kondo Effect

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What classical action do we writeon the gravity side of the correspondence?

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How do we describe holographically...

1

2

3

The chiral fermions?

The impurity?

The Kondo coupling?

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Open strings

0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X XN5 D5 X X X X X X

3-3 5-5 7-73-7 7-33-57-5 5-7

and and

and

and

and

5-3

Top-Down Model

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X XN5 D5 X X X X X X

3-3 5-5 7-73-7 7-33-57-5 5-7

and and

and

and

andCFT with holographic dual

5-3

Top-Down Model

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X XN5 D5 X X X X X X

3-3 5-5 7-73-7 7-33-57-5 5-7

and and

and

and

and

Decouple5-3

Top-Down Model

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X XN5 D5 X X X X X X

3-3 5-5 7-73-7 7-3

5-33-57-5 5-7

and and

and

and

and

(1+1)-dimensionalchiral fermions

Top-Down Model

Page 42: A Holographic Model of the Kondo Effectconventional field-effect transistor, such as one in a computer memory, turns on only once when electrons are added to it, the SET turns on

0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X XN5 D5 X X X X X X

3-3 5-5 7-73-7 7-33-57-5 5-7

and and

and

and

and

the impurity

5-3

Top-Down Model

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X XN5 D5 X X X X X X

3-3 5-5 7-73-7 7-33-57-5 5-7

and and

and

and

and

Kondo interaction

5-3

Top-Down Model

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X X

N = 4 SYMType IIB Supergravity

Nc �⇥ =

The D3-branes

��� AdS5 � S5

3-3 strings

S5F5 � Nc F5 = dC4

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X XN5 D5 X X X X X X

3-3 5-5 7-73-7 7-33-57-5 5-7

and and

and

and

and

Decouple5-3

Top-Down Model

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Probe Limit

becomes a global symmetryU(N7)� U(N5)

Total symmetry:

(plus R-symmetry)

SU(Nc)� �� ��U(N7)� U(N5)� �� �gauged global

N7/Nc � 0 and N5/Nc � 0

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X XN5 D5 X X X X X X

3-3 5-5 7-73-7 7-3

5-33-57-5 5-7

and and

and

and

and

(1+1)-dimensionalchiral fermions

Top-Down Model

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X X

The D7-branes

(1+1)-dimensional chiral fermions �L

Harvey and Royston 0709.1482, 0804.2854Buchbinder, Gomis, Passerini 0710.5170

SU(Nc)� U(N7)� U(N5)

Nc N7 singlet

Skenderis, Taylor hep-th/0204054

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X X

The D7-branes

Kac-Moody algebra

Harvey and Royston 0709.1482, 0804.2854Buchbinder, Gomis, Passerini 0710.5170

Skenderis, Taylor hep-th/0204054

SU(Nc)N7 � SU(N7)Nc � U(1)NcN7

(1+1)-dimensional chiral fermions �L

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X X

The D7-branes

Do not come from reduction from (3+1) dimensions

Genuinely relativistic

Differences from Kondo

(1+1)-dimensional chiral fermions �L

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X X

The D7-branes

SU(Nc) is gauged!

�J = �†L

�T �L

Differences from Kondo

(1+1)-dimensional chiral fermions �L

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Gauge Anomaly!

The D7-branes0 1 2 3 4 5 6 7 8 9

Nc D3 X X X XN7 D7 X X X X X X X X

SU(Nc) is gauged!

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In the probe limit, the gauge anomaly is suppressed...

SU(Nc)N7 � SU(Nc)

SU(N7)Nc � U(1)NcN7 � SU(N7)Nc � U(1)NcN7

... but the global anomalies are not.

Probe Limit

N7/Nc � 0

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AdS3 � S5Probe D7-branes

N = 4 SYM

Nc �⇥ =���

Probe �L =

Type IIB Supergravity

AdS5 � S5

J = ACurrent Gauge fieldU(N7) U(N7)

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Kac-Moody Algebra Chern-Simons Gauge Field

Gukov, Martinec, Moore, Stromingerhep-th/0403225

Kraus and Larsenhep-th/0607138

=rank and level

ofKac-Moody algebra

= rank and levelof

gauge field

J = ACurrent Gauge fieldU(N7) U(N7)

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AdS3 � S5Probe D7-branes along

= �12TD7(2���)2

�P [F5] � tr

�A � dA +

23A �A �A

�+ . . .

SD7 = +12TD7(2���)2

�P [C4] � trF � F + . . .

= �Nc

4�

AdS3

tr�

A � dA +23A �A �A

�+ . . .

U(N7)NcChern-Simons gauge field

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Answer #1

Chern-Simons Gauge Field in AdS3

The chiral fermions:

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X XN5 D5 X X X X X X

3-3 5-5 7-73-7 7-33-57-5 5-7

and and

and

and

and

the impurity

5-3

Top-Down Model

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN5 D5 X X X X X X

The D5-branes

Gomis and Passerini hep-th/0604007Camino, Paredes, Ramallo hep-th/0104082

(0+1)-dimensional fermions �

SU(Nc)� U(N7)� U(N5)

Nc singlet N5

Skenderis, Taylor hep-th/0204054

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN5 D5 X X X X X X

The D5-branes

SU(Nc) is “spin”

�S = �† �T �

“Abrikosov pseudo-fermions”

Abrikosov, Physics 2, p.5 (1965)

“slave fermions”

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Integrate out

N5 = 1Gomis and Passerini hep-th/0604007

...R = }chargeU(N5) = U(1)

Q = �†�

Det (�D) = TrRP exp�i

�dt At

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Probe D5-branes

N = 4 SYM

Nc �⇥ =���

Probe =

Type IIB Supergravity

AdS5 � S5

AdS2 � S4�

Q = Electric flux

J =Current Gauge field aU(N5) U(N5)

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Probe D5-brane along AdS2 � S4

Camino, Paredes, Ramallo hep-th/0104082

electric field AdS2 frt

��gf tr

���AdS2

= Q = �†�

QDissolve strings into the D5-brane

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Answer #2

Yang-Mills Gauge Field in AdS2

The impurity:

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0 1 2 3 4 5 6 7 8 9Nc D3 X X X XN7 D7 X X X X X X X XN5 D5 X X X X X X

3-3 5-5 7-73-7 7-33-57-5 5-7

and and

and

and

and

Kondo interaction

5-3

Top-Down Model

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0 1 2 3 4 5 6 7 8 9N5 D5 X X X X X XN7 D7 X X X X X X X X

The Kondo Interaction

Complex scalar!

SU(Nc)� U(N7)� U(N5)singlet

O � �†L�

N5N7

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TACHYON

The Kondo Interaction0 1 2 3 4 5 6 7 8 9

N5 D5 X X X X X XN7 D7 X X X X X X X X

m2tachyon = � 1

4��

D5 becomes magnetic flux in the D7

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The Kondo InteractionSU(Nc) is “spin”

�J = �†L

�T �L�S = �† �T �

�Tij · �Tkl = �il�jk �1

Nc�ij�kl

�S · �J = |�†L�|2 + O(1/Nc)

�S · �J = �† �T� · �†L

�T�L

“double trace”

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AdS3 � S5Probe D7-branes

N = 4 SYM

Nc �⇥ =���

Probe �L =

Type IIB Supergravity

AdS5 � S5

Probe D5-branes Probe = AdS2 � S4�

= Bi-fundamental scalar

AdS2 � S4O � �†L�

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Answer #3

Bi-fundamental scalar in

The Kondo interaction:

AdS2

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r =�

r = 0

x

tr f2�

AdS2

AdS2

|D�|2+V (�†�)

Nc

AdS3

A � F

D� = �� + iA�� ia�

Top-Down Model

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r =�

r = 0

x

tr f2�

AdS2

AdS2

|D�|2+V (�†�)

Nc

AdS3

A � F

Top-Down Model

N, k, Rimp

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r =�

r = 0

x

tr f2�

AdS2

AdS2

|D�|2+V (�†�)

Nc

AdS3

A � F

Top-Down Model

U(k)N

N, k, Rimp

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r =�

r = 0

x

tr f2�

AdS2

AdS2

|D�|2+V (�†�)

Nc

AdS3

A � F

What is V (�†�) ?

Top-Down Model

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We don’t know.

r =�

r = 0

x

tr f2�

AdS2

AdS2

|D�|2+V (�†�)

Nc

AdS3

A � F

Top-Down Model

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r =�

r = 0

x

tr f2�

AdS2

AdS2

|D�|2+V (�†�)

Nc

AdS3

A � F

Switch to bottom-up model!

Top-Down Model

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Outline:

• The Kondo Effect

• The CFT Approach

• Top-Down Holographic Model

• Bottom-Up Holographic Model

• Summary and Outlook

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r =�

r = 0

x

tr f2�

AdS2

AdS2

|D�|2+V (�†�)

Nc

AdS3

A � F

Bottom-Up Model

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r =�

r = 0

x

tr f2�

AdS2

AdS2

|D�|2+V (�†�)

Nc

AdS3

A � F

We pick V (�†�)

Bottom-Up Model

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r =�

r = 0

x

tr f2�

AdS2

AdS2

|D�|2+V (�†�)

Nc

AdS3

A � F

V (�†�) = m2�†�

Bottom-Up Model

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r =�

r = 0

x

tr f2�

AdS2

AdS2

|D�|2+V (�†�)

Nc

AdS3

A � F

Bottom-Up Model

We choose Breitenlohner-Freedman boundm2 =

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� (r) = 0T > Tc

��†L�� = 0

��†L�� �= 0

A holographic superconductor in AdS2

T < Tc

��gf tr

���AdS2

�= 0

��gf tr

���AdS2

�= 0 �(r) �= 0

Phase Transition

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Superconductivity???

� (r) = 0T > Tc

��†L�� = 0

��†L�� �= 0

T < Tc

��gf tr

���AdS2

�= 0

��gf tr

���AdS2

�= 0 �(r) �= 0

Phase Transition

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The large-N Kondo effect!

� (r) = 0T > Tc

��†L�� = 0

��†L�� �= 0

T < Tc

��gf tr

���AdS2

�= 0

��gf tr

���AdS2

�= 0 �(r) �= 0

Phase Transition

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Solutions of the Kondo Problem

Numerical RG (Wilson 1975)

Fermi liquid description (Nozières 1975)

Bethe Ansatz/Integrability(Andrei, Wiegmann, Tsvelick, Destri, ... 1980s)

Conformal Field Theory (CFT)(Affleck and Ludwig 1990s)

Large-N expansion(Anderson, Read, Newns, Doniach, Coleman, ...1970-80s)

Quantum Monte Carlo(Hirsch, Fye, Gubernatis, Scalapino,... 1980s)

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� (r) = 0T > Tc

��†L�� = 0

��†L�� �= 0

T < Tc

��gf tr

���AdS2

�= 0

��gf tr

���AdS2

�= 0 �(r) �= 0

Phase Transition

Tc � TK

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� (r) = 0T > Tc

��†L�� = 0

��†L�� �= 0

T < Tc

��gf tr

���AdS2

�= 0

��gf tr

���AdS2

�= 0 �(r) �= 0

Phase Transition

Represents the binding of an electron to the impurity

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� (r) = 0T > Tc

��†L�� = 0

��†L�� �= 0

T < Tc

��gf tr

���AdS2

�= 0

��gf tr

���AdS2

�= 0 �(r) �= 0

Phase Transition

The phase transition is an ARTIFACT of the large-N limit!The actual Kondo effect is a crossover

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• Entropy?

•Heat capacity?

• Susceptibility?

• Resistivity?

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Outline:

• The Kondo Effect

• The CFT Approach

• Top-Down Holographic Model

• Bottom-Up Holographic Model

• Summary and Outlook

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Summary

What is the holographic dual of the Kondo effect?

Holographic superconductor in

coupled as a defect

AdS2

AdS3to a Chern-Simons gauge field in

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Outlook

• Multi-channel?

• Other impurity representations?

• Entanglement entropy?

• Quantum Quenches?

• Kondo Lattice?