week2-sosm
TRANSCRIPT
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A SYSTEMOFSYSTEMMETHODOLOGIES
Santi Novani, PhD
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LASTWEEKREVIEW: NATUREOFSYSTEMS
ANDMETAPHORS
Chapter 1: Nature of systems
Present the most important systemsconcept and Methapors (the way of
thinking of problem contex)
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TODAYSLESSON: A SYSTEMOFSYSTEM
METHODOLOGIES
Chapter 2: A Systems of System
Methodologies
focus on the historical developmentof systems and its application.
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A SYSTEMOFSYSTEMMETHODOLOGIES
Few subsystems involved
Highly structured interactions
Tend not to change much overtime
Relatively unaffected by theindependent actions of their
parts or
by environmental influences
SYSTEMS
SIMPLE
COMPLEXLarge number of subsystems involved
More loosely structured interactions
The outcome of which is not predetermined
Adapt and evolve over time as they are
affected by their own purposeful parts and
by the turbulent environments in which they
exist.
PARTICIPANTS
UNITARY PLURALIST COERCIVEHave similar values,
beliefs and interest
They are share
common purposes and
are all involved,
in one way or another,
in decisions-making
about how to realize
their agreed objectives.
Basic interest are compatible
Do not share the same values
and beliefs.
Debate, disagreement, even
conflict can take place to
found accommodations and
compromises.
Have few interest in common
Free to express them
Conflicting values and beliefs
Compromise is not possible
and so no agreed objectives
direct action.
SIMPLE-UNITARY
COMPLEX-UNITARY
SIMPLE-PLURALIST
COMPLEX-COERCIVECOMPLEX-PLURALIST
SIMPLE-COERCIVE
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5. SYSTEMSMETHODOLOGIESRELATEDTOPROBLEMCONTEXTS
SYSTEMS
SIMPLE
COMPLEX
PARTICIPANTS
UNITARY PLURALIST COERCIVE
Hard Systems
Thinking-They Take it for granted assume simple-unitary
-that problem
contexts are simple-unitary in
character and recommend
intervening accordingly.
-Concern in pursuit of a
known goal.
Move down the
vertical axis
-Vast numbers of relevant variables
-Myriad of interactions
-Impossible to mathematic model.
-Structuralize approach enables to determine
at a deeper level, what is going wrong with
present functioning of the system and learn
how to manipulate key design features sothat the system can survive and be effective
over time by continually regulating itself, and
self-organizing, as it adapts to internally and
externally generated turbulence (System
Behavior).
SYSTEM DYNAMICS
ORGANIZATIONAL CYBERNETICS (VSM)
COMPLEXITY THEORY
Move part away along
horizontal axis
-Impossible to assume easily
identifiable, agreed-on goal.
-to ensuring sufficientaccommodation between
different world views.
-to explore systematically,
compared, and contrasted
alternative perspective.
-to generate a systemic
learning process.
SOFT
SYSTEMS
THINKING
-exploring the culture
and politics of
organizations.
EMANCIPATORY
SYSTEMS
THINKING
-to see what change
is feasible andgaining commitment
from participant to
agreed courses of
action.
POSTMODREN
SYSTEMSTHINKING
- to guaranteegeneralized
improvement
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PARTICIPANTSRELATIONSHIP
CHARACTERISTICS
Based on the relationship between the participating
people
Unitary Pluralist
Coercive
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UNITARY
Interests
Common objectives (well integrated team)
Conflict
Rare and transient
Compatible values and beliefs
Largely agree upon ends and means
All act in accordance with agreed objectives
Power
Replaced by conceptions such as leadership and
control
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PLURALIST
Interests
Diverging group interests with organization as mutualfocal point (loose coalition)
Have basic compatibility of interest
Conflict Inherent/diverge values or beliefs
Not necessarily agree, but compromise is possible & actin accordance
Power
Medium, through which conflict of interest may beresolved
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COERCIVE
Interests
Oppositional and contradictory interests (rival forces)
Conflict
Inevitable and likely to lead to radical change of whole
structure Conflicting values and beliefs
No agreement possible (ends and means)
Power
Unequally distributed thus allowing domination,subjugation and so on
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SYSTEMCOMPLEXITY(ELEMENTS)
Simple System
Small number of elements
Few interactions
Attributes are predetermined
Interaction are highlyorganized
Well defined laws governbehavior
System does not evolved overtime
Sub-systems does not pursuetheir own goals
Unaffected by behavioralinfluence
Largely closed to environment
Complex System
Large number of elements
Many interactions
Attributes are NOTpredetermined
Interaction are looselyorganized
There are probabilistic inbehavior
System evolved over time
Sub-systems are purposefuland generate their own goals
Affected by behavioralinfluence
Largely open to environment
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PROBLEMCONTEXT
Participants Relationship
Unitary
Pluralist
Coercive
System Complexity
Simple
Complex
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SIMPLE-UNITARY
Methodologies:
Operational Research
System Analysis
System Engineering
Assumptions:
Problem solver can
easily establish
objectives
Little or no dispute overthese objectives (unitary)
Approach:
Quantitative or highly
structured model to
simulate performance
scenarios under differentoperational conditions
Machine/Pre-Systems
Metaphors
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SIMPLE -UNITARY
SYSTEMS
SIMPLE
COMPLEX
PARTICIPANTS
UNITARY PLURALIST COERCIVE
SIMPLE-UNITARY
COMPLEX-UNITARY
SIMPLE-PLURALIST
COMPLEX-COERCIVECOMPLEX-PLURALIST
SIMPLE-COERCIVE
Operational
Research
System Analysis
System
Engineering
Machine/Pre-
Systems
Metaphors
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COMPLEX-UNITARY
Methodologies: Viable System
Diagnosis
System Dynamics
General System Theory Socio-Technical System
Thinking
Contingency Theory
Assumptions:
General agreementabout the goals despitethe open-ness of thesystem
Approach: The organization is seen
as an organism adaptingto environment (OrganicMetaphors)
And it is actively learningjust as brain proactivelyresponse to theenvironment (Neuro-Cybernetic Metaphors)
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COMPLEXUNITARY: METHODOLOGY
SYSTEMS
SIMPLE
COMPLEX
PARTICIPANTS
UNITARY PLURALIST COERCIVE
SIMPLE-UNITARY
COMPLEX-UNITARY
SIMPLE-PLURALIST
COMPLEX-COERCIVECOMPLEX-PLURALIST
SIMPLE-COERCIVE
Operational
Research
System Analysis
System
Engineering
System Dynamics
Machine/Pre-
Systems
Metaphors
Viable System
Diagnosis
General System Theory
Socio-Technical SystemThinking
Contingency Theory
Organic/ neurocybernethic
Metaphors
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SIMPLE-PLURALIST
Methodologies:
Social System Design
Strategic Assumption
Surfacing and Testing
Assumptions: Primarily caused by
disagreements among
participants (about
goals)
Other problem relatively
insignificant
Approach:
A softer system
approach to deal with
the corporate culture
issues (CulturalMetaphors) in tandem
with coalition setting and
address the political
issues (Political
Metaphors)
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SIMPLEPLURALIST: METHODOLOGY
SYSTEMS
SIMPLE
COMPLEX
PARTICIPANTS
UNITARY PLURALIST COERCIVE
SIMPLE-UNITARY
COMPLEX-UNITARY
SIMPLE-PLURALIST
COMPLEX-COERCIVECOMPLEX-PLURALIST
SIMPLE-COERCIVE
Operational
Research
System Analysis
System
Engineering
System Dynamics
Machine/Pre-
Systems
Metaphors
Viable System
Diagnosis
General System Theory
Socio-Technical SystemThinking
Contingency Theory
Organic/ neurocybernethic
Metaphors
Social System
Design
Strategic
Assumption
Surfacing and
Testing
Cultural/political
Methapors
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COMPLEX-PLURALIST
Methodologies: Interactive Planning
Soft SystemMethodologies
Assumptions: Lack of agreement about
goals and objectivesamong participants, butgenuine compromise isachievable
The system is complex(multi elements & open)
Approach: Be sensitive with the
cultural issues oforganization (CulturalMetaphors) & ensure to
achieve coalition Acknowledgment of the
organism-ness oforganization (OrganicMetaphors)
Proactively respond andlearn from experience(Neuro-CyberneticMetaphors)
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COMPLEXPLURALIST: METHODOLOGY
SYSTEMS
SIMPLE
COMPLEX
PARTICIPANTS
UNITARY PLURALIST COERCIVE
SIMPLE-UNITARY
COMPLEX-UNITARY
SIMPLE-PLURALIST
COMPLEX-COERCIVECOMPLEX-PLURALIST
SIMPLE-COERCIVE
Operational
Research
System Analysis
System
Engineering
System Dynamics
Machine/Pre-
Systems
Metaphors
Viable System
Diagnosis
General System Theory
Socio-Technical SystemThinking
Contingency Theory
Organic/ neurocybernethic
Metaphors
Social System
Design
Strategic
Assumption
Surfacing and
Testing
Cultural/political
Methapors
InteractivePlanning
Soft SystemMethodologies
Cultural/organic/
neurocybernethic
Methapors
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SIMPLE-COERCIVE
Methodologies: Critical System
Heuristics
Assumptions:
There are severepolitical problem withreal difference in valuesand beliefs
Properly manage debateis important
Sources of power fromdifferent participants canbe easily identify (thussimple)
Approach: Prison Metaphor (part of
Political Metaphors) withindept politicalperspective of the
situation
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SIMPLECOERCIVE: METHODOLOGY
SYSTEMS
SIMPLE
COMPLEX
PARTICIPANTS
UNITARY PLURALIST COERCIVE
SIMPLE-UNITARY
COMPLEX-UNITARY
SIMPLE-PLURALIST
COMPLEX-COERCIVECOMPLEX-PLURALIST
SIMPLE-COERCIVE
Operational
Research
System Analysis
System
Engineering
System Dynamics
Machine/Pre-
Systems
Metaphors
Viable System
Diagnosis
General System Theory
Socio-Technical SystemThinking
Contingency Theory
Organic/ neurocybernethic
Metaphors
Social System
Design
Strategic
Assumption
Surfacing and
Testing
Cultural/political
Methapors
InteractivePlanning
Soft SystemMethodologies
Cultural/organic/
neurocybernethic
Methapors
CriticalSystemHeuristics
TeamSyntegrity
Political
Methapors
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COMPLEXCOERCIVE: METHODOLOGY
SYSTEMS
SIMPLE
COMPLEX
PARTICIPANTS
UNITARY PLURALIST COERCIVE
SIMPLE-UNITARY
COMPLEX-UNITARY
SIMPLE-PLURALIST
COMPLEX-COERCIVECOMPLEX-PLURALIST
SIMPLE-COERCIVE
Operational
Research
System Analysis
System
Engineering
System Dynamics
Machine/Pre-
Systems
Metaphors
Viable System
Diagnosis
General System Theory
Socio-Technical SystemThinking
Contingency Theory
Organic/ neurocybernethic
Metaphors
Social System
Design
Strategic
Assumption
Surfacing and
Testing
Cultural/political
Methapors
InteractivePlanning
Soft SystemMethodologies
Cultural/organic/
neurocybernethic
Methapors
CriticalSystemHeuristics
TeamSyntegrity
Political
Methapors
PostModernApproach
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SOSM (SYSTEMOFSYSTEM
METHODOLOGY):
ParticipantsUnitary Plural Coercive
Systems
Simple
Type A
(Hard System
Thinking, Systems
Dynamic,
Organizational
Cybernetics,
Complexity
Theory)
Type B
(SAST,
Interactive
Planning and
SSM)
Type C
(Critical
System
Heuristic,
Team
Syntegrity)
Complex
Type D
(Post Modern
Systems
Thinking)
SOFT
SYSTEMSTHINKING
Improving goal
seeking and viability
Exploring
purpose
Ensuring
Fairness
Promoting
diversity
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TYPEA: HARD SYSTEM ( SIMPLE-
COMPLEX UNITARY)
Type A: App roaches for Improv ing goal seeking
and viabi l i ty
Primary orientation: improve organizational
performance in terms of how well the organization
does it task and respond to change in its environment.
(hard System thinking, Systems Dynamic,
Organizational Cybernetics, and Complexity
Theory) can help goal seeking and viability
through increasing the efficiency and efficacy oforganizational processes and structures.
TYPE A HARD SYSTEMS THINKING
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TYPE A: HARD SYSTEMS THINKING
( SIMPLE-COMPLEX UNITARY)
System Methodology: bring together various systems ideas and
techniques in an organized way and employ them to try to improve aproblem situation.
Some of systems methodology (began around the second worldwar):
Operational Research (OR)
Systems Analysis (SA)
System Engineering (SE)
Checkland (1981)
Similarity between
the approaches of
OR, SA and SEL
A
B
E
L
LE
D
Hard Systems Thinking
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7. IMPROVINGGOALSEEKINGANDVIABILITY(TYPEA)
Assuming: participants are in a unitary relationships so that goals are already clear orcan easily determined.
Efforts: concentrated on the vertical axis of the grid of the problem contexts.
To optimizethe system of concern to achieve its goal
Hard systems approach: to find the best means of getting from the presentstate of the system to some optimum state. Mathematical modeling isoften seen as crucial to the success of this.
Reconfigure it to enable it to deal with internally and externally generated
complexity and turbulence (structuralize). System Dynamics: sees the key to system behavior as lying in the
interrelationships between the positive and negative feedback loops withinwhich important systems elements are bound.
Organizational Cybernetics (Viable System Model): try to manage issuesof complexity and turbulence in cybernetics perceptions.
Complexity Theory: to recognize patterns occurring in the way systems
develop over time and then identify points of leverage that can exploit toensure desirable system behavior.
Measures of success:
Efficiency (are the minimum resources used in goal seeking?)
Efficacy (do the means employed enable us to realize our goals?)
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TYPEB: SOFT SYSTEM THINKING
(SIMPLE-COMPLEX PLURALIST)
Type B: App roaches for explor ing pu rposes
Primary orientation: to evaluate different aims and
objectives, promote mutual understanding, ensure
accommodation is reached and gain commitment to
purposes.
(Strategic Assumptions Surfacing Testing
(SAST), Interactive Planningand Soft System
Methodology (SSM)).
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8.EXPLORINGPURPOSE(TYPEB)
Assuming: participants are in a pluralist relationships so they have differentvalues, beliefs and philosophies.
Efforts: concentrated on the horizontal axis of the grid of the problem contexts. To deal with pluralism
Strategic Assumption Surfacing and Testing (SAST) : Concentrates attention on the different assumptions, multiple
perspective and divers world views. Articulate a dialectical learning process of thesis, antithesis and
synthesis. Interactive Planning:
Seeks to win stakeholders approval for commitment to an idealizeddesign.
To ensures that the maximum creativity is brought to the process ofdissolving the current mess the stakeholders are confronted byreplacing it with a future they all desire.
Soft Systems Methodology: To institutionalize continuous learning by seeking and challenging
accommodations between the world views of different stakeholdersconcerned with a problem situation.
Measures of success: Effectiveness (are we actually achieving what we want to achieve?)
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TYPEC: SIMPLE-COERCIVE
Type C: App roaches for ensu r ing fai rness
Orientation: reflected in a primary concern with
emancipating and empowering disadvantaged
groups.
(Critical System Heuristics (CSH)and Team
Syntegrity).
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9. ENSURINGFAIRNESS(TYPEC)
Assuming: participants are in a coercive relationships so they be able tocontribute to decision-making and action.
Efforts: ventured along on the horizontal axis of the grid of the problemcontexts into areas where the value of soft systems thinking is threatened bylack of fairness or by coercion.
To support those disadvantaged by present systemic arrangements sothat they can make their full contribution to systems design and receivethe benefits to which they are entitled from the operation of the system ofconcern ( emancipator systems thinking) .
Critical Systems Heuristic and Team Syntegrity :
Concern from differing perspective.
To ensure the full participation of those who are affected bysystems designs who might not otherwise be involved.
Creation of a democratic milieu in which outcomes result fromconsensus and the better argument rather than power, status
and/or hierarchy. Measures of success:
Empowerment (are all individuals and groups able to contribute todecision-making and action?)
Emancipation (are disadvantaged groups being assisted to get whatthey are entitled do?)
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TYPED: COMPLEX-COERCIVE
Type D: Approaches for p romot ing d ivers i ty
(Post Modern Systems Thinking)
This approach seeks to make space for suppressed
voices to be heard and hopes to unleash creativityand a sense of fun by engaging peoples emotions.
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10. PROMOTINGDIVERSITY(TYPED)
Assuming: see the immense complexity and coercion
that are intertwined in all problem situations. Efforts: skeptical of appeal to any universal guarantees
for the success of action.
To justify and evaluate their interventions on basis of
exception (what otherwise marginalized viewpoints have wemanaged to bring to the fore?) and emotion (does the action
that is now being proposed feel appropriate and good in the
local circumstances in which we are acting?)
Postmodern Systems Thinking :
Less well established.
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THANKS