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    A SYSTEMOFSYSTEMMETHODOLOGIES

    Santi Novani, PhD

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    LASTWEEKREVIEW: NATUREOFSYSTEMS

    ANDMETAPHORS

    Chapter 1: Nature of systems

    Present the most important systemsconcept and Methapors (the way of

    thinking of problem contex)

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    TODAYSLESSON: A SYSTEMOFSYSTEM

    METHODOLOGIES

    Chapter 2: A Systems of System

    Methodologies

    focus on the historical developmentof systems and its application.

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    A SYSTEMOFSYSTEMMETHODOLOGIES

    Few subsystems involved

    Highly structured interactions

    Tend not to change much overtime

    Relatively unaffected by theindependent actions of their

    parts or

    by environmental influences

    SYSTEMS

    SIMPLE

    COMPLEXLarge number of subsystems involved

    More loosely structured interactions

    The outcome of which is not predetermined

    Adapt and evolve over time as they are

    affected by their own purposeful parts and

    by the turbulent environments in which they

    exist.

    PARTICIPANTS

    UNITARY PLURALIST COERCIVEHave similar values,

    beliefs and interest

    They are share

    common purposes and

    are all involved,

    in one way or another,

    in decisions-making

    about how to realize

    their agreed objectives.

    Basic interest are compatible

    Do not share the same values

    and beliefs.

    Debate, disagreement, even

    conflict can take place to

    found accommodations and

    compromises.

    Have few interest in common

    Free to express them

    Conflicting values and beliefs

    Compromise is not possible

    and so no agreed objectives

    direct action.

    SIMPLE-UNITARY

    COMPLEX-UNITARY

    SIMPLE-PLURALIST

    COMPLEX-COERCIVECOMPLEX-PLURALIST

    SIMPLE-COERCIVE

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    5. SYSTEMSMETHODOLOGIESRELATEDTOPROBLEMCONTEXTS

    SYSTEMS

    SIMPLE

    COMPLEX

    PARTICIPANTS

    UNITARY PLURALIST COERCIVE

    Hard Systems

    Thinking-They Take it for granted assume simple-unitary

    -that problem

    contexts are simple-unitary in

    character and recommend

    intervening accordingly.

    -Concern in pursuit of a

    known goal.

    Move down the

    vertical axis

    -Vast numbers of relevant variables

    -Myriad of interactions

    -Impossible to mathematic model.

    -Structuralize approach enables to determine

    at a deeper level, what is going wrong with

    present functioning of the system and learn

    how to manipulate key design features sothat the system can survive and be effective

    over time by continually regulating itself, and

    self-organizing, as it adapts to internally and

    externally generated turbulence (System

    Behavior).

    SYSTEM DYNAMICS

    ORGANIZATIONAL CYBERNETICS (VSM)

    COMPLEXITY THEORY

    Move part away along

    horizontal axis

    -Impossible to assume easily

    identifiable, agreed-on goal.

    -to ensuring sufficientaccommodation between

    different world views.

    -to explore systematically,

    compared, and contrasted

    alternative perspective.

    -to generate a systemic

    learning process.

    SOFT

    SYSTEMS

    THINKING

    -exploring the culture

    and politics of

    organizations.

    EMANCIPATORY

    SYSTEMS

    THINKING

    -to see what change

    is feasible andgaining commitment

    from participant to

    agreed courses of

    action.

    POSTMODREN

    SYSTEMSTHINKING

    - to guaranteegeneralized

    improvement

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    PARTICIPANTSRELATIONSHIP

    CHARACTERISTICS

    Based on the relationship between the participating

    people

    Unitary Pluralist

    Coercive

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    UNITARY

    Interests

    Common objectives (well integrated team)

    Conflict

    Rare and transient

    Compatible values and beliefs

    Largely agree upon ends and means

    All act in accordance with agreed objectives

    Power

    Replaced by conceptions such as leadership and

    control

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    PLURALIST

    Interests

    Diverging group interests with organization as mutualfocal point (loose coalition)

    Have basic compatibility of interest

    Conflict Inherent/diverge values or beliefs

    Not necessarily agree, but compromise is possible & actin accordance

    Power

    Medium, through which conflict of interest may beresolved

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    COERCIVE

    Interests

    Oppositional and contradictory interests (rival forces)

    Conflict

    Inevitable and likely to lead to radical change of whole

    structure Conflicting values and beliefs

    No agreement possible (ends and means)

    Power

    Unequally distributed thus allowing domination,subjugation and so on

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    SYSTEMCOMPLEXITY(ELEMENTS)

    Simple System

    Small number of elements

    Few interactions

    Attributes are predetermined

    Interaction are highlyorganized

    Well defined laws governbehavior

    System does not evolved overtime

    Sub-systems does not pursuetheir own goals

    Unaffected by behavioralinfluence

    Largely closed to environment

    Complex System

    Large number of elements

    Many interactions

    Attributes are NOTpredetermined

    Interaction are looselyorganized

    There are probabilistic inbehavior

    System evolved over time

    Sub-systems are purposefuland generate their own goals

    Affected by behavioralinfluence

    Largely open to environment

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    PROBLEMCONTEXT

    Participants Relationship

    Unitary

    Pluralist

    Coercive

    System Complexity

    Simple

    Complex

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    SIMPLE-UNITARY

    Methodologies:

    Operational Research

    System Analysis

    System Engineering

    Assumptions:

    Problem solver can

    easily establish

    objectives

    Little or no dispute overthese objectives (unitary)

    Approach:

    Quantitative or highly

    structured model to

    simulate performance

    scenarios under differentoperational conditions

    Machine/Pre-Systems

    Metaphors

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    SIMPLE -UNITARY

    SYSTEMS

    SIMPLE

    COMPLEX

    PARTICIPANTS

    UNITARY PLURALIST COERCIVE

    SIMPLE-UNITARY

    COMPLEX-UNITARY

    SIMPLE-PLURALIST

    COMPLEX-COERCIVECOMPLEX-PLURALIST

    SIMPLE-COERCIVE

    Operational

    Research

    System Analysis

    System

    Engineering

    Machine/Pre-

    Systems

    Metaphors

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    COMPLEX-UNITARY

    Methodologies: Viable System

    Diagnosis

    System Dynamics

    General System Theory Socio-Technical System

    Thinking

    Contingency Theory

    Assumptions:

    General agreementabout the goals despitethe open-ness of thesystem

    Approach: The organization is seen

    as an organism adaptingto environment (OrganicMetaphors)

    And it is actively learningjust as brain proactivelyresponse to theenvironment (Neuro-Cybernetic Metaphors)

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    COMPLEXUNITARY: METHODOLOGY

    SYSTEMS

    SIMPLE

    COMPLEX

    PARTICIPANTS

    UNITARY PLURALIST COERCIVE

    SIMPLE-UNITARY

    COMPLEX-UNITARY

    SIMPLE-PLURALIST

    COMPLEX-COERCIVECOMPLEX-PLURALIST

    SIMPLE-COERCIVE

    Operational

    Research

    System Analysis

    System

    Engineering

    System Dynamics

    Machine/Pre-

    Systems

    Metaphors

    Viable System

    Diagnosis

    General System Theory

    Socio-Technical SystemThinking

    Contingency Theory

    Organic/ neurocybernethic

    Metaphors

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    SIMPLE-PLURALIST

    Methodologies:

    Social System Design

    Strategic Assumption

    Surfacing and Testing

    Assumptions: Primarily caused by

    disagreements among

    participants (about

    goals)

    Other problem relatively

    insignificant

    Approach:

    A softer system

    approach to deal with

    the corporate culture

    issues (CulturalMetaphors) in tandem

    with coalition setting and

    address the political

    issues (Political

    Metaphors)

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    SIMPLEPLURALIST: METHODOLOGY

    SYSTEMS

    SIMPLE

    COMPLEX

    PARTICIPANTS

    UNITARY PLURALIST COERCIVE

    SIMPLE-UNITARY

    COMPLEX-UNITARY

    SIMPLE-PLURALIST

    COMPLEX-COERCIVECOMPLEX-PLURALIST

    SIMPLE-COERCIVE

    Operational

    Research

    System Analysis

    System

    Engineering

    System Dynamics

    Machine/Pre-

    Systems

    Metaphors

    Viable System

    Diagnosis

    General System Theory

    Socio-Technical SystemThinking

    Contingency Theory

    Organic/ neurocybernethic

    Metaphors

    Social System

    Design

    Strategic

    Assumption

    Surfacing and

    Testing

    Cultural/political

    Methapors

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    COMPLEX-PLURALIST

    Methodologies: Interactive Planning

    Soft SystemMethodologies

    Assumptions: Lack of agreement about

    goals and objectivesamong participants, butgenuine compromise isachievable

    The system is complex(multi elements & open)

    Approach: Be sensitive with the

    cultural issues oforganization (CulturalMetaphors) & ensure to

    achieve coalition Acknowledgment of the

    organism-ness oforganization (OrganicMetaphors)

    Proactively respond andlearn from experience(Neuro-CyberneticMetaphors)

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    COMPLEXPLURALIST: METHODOLOGY

    SYSTEMS

    SIMPLE

    COMPLEX

    PARTICIPANTS

    UNITARY PLURALIST COERCIVE

    SIMPLE-UNITARY

    COMPLEX-UNITARY

    SIMPLE-PLURALIST

    COMPLEX-COERCIVECOMPLEX-PLURALIST

    SIMPLE-COERCIVE

    Operational

    Research

    System Analysis

    System

    Engineering

    System Dynamics

    Machine/Pre-

    Systems

    Metaphors

    Viable System

    Diagnosis

    General System Theory

    Socio-Technical SystemThinking

    Contingency Theory

    Organic/ neurocybernethic

    Metaphors

    Social System

    Design

    Strategic

    Assumption

    Surfacing and

    Testing

    Cultural/political

    Methapors

    InteractivePlanning

    Soft SystemMethodologies

    Cultural/organic/

    neurocybernethic

    Methapors

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    SIMPLE-COERCIVE

    Methodologies: Critical System

    Heuristics

    Assumptions:

    There are severepolitical problem withreal difference in valuesand beliefs

    Properly manage debateis important

    Sources of power fromdifferent participants canbe easily identify (thussimple)

    Approach: Prison Metaphor (part of

    Political Metaphors) withindept politicalperspective of the

    situation

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    SIMPLECOERCIVE: METHODOLOGY

    SYSTEMS

    SIMPLE

    COMPLEX

    PARTICIPANTS

    UNITARY PLURALIST COERCIVE

    SIMPLE-UNITARY

    COMPLEX-UNITARY

    SIMPLE-PLURALIST

    COMPLEX-COERCIVECOMPLEX-PLURALIST

    SIMPLE-COERCIVE

    Operational

    Research

    System Analysis

    System

    Engineering

    System Dynamics

    Machine/Pre-

    Systems

    Metaphors

    Viable System

    Diagnosis

    General System Theory

    Socio-Technical SystemThinking

    Contingency Theory

    Organic/ neurocybernethic

    Metaphors

    Social System

    Design

    Strategic

    Assumption

    Surfacing and

    Testing

    Cultural/political

    Methapors

    InteractivePlanning

    Soft SystemMethodologies

    Cultural/organic/

    neurocybernethic

    Methapors

    CriticalSystemHeuristics

    TeamSyntegrity

    Political

    Methapors

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    COMPLEXCOERCIVE: METHODOLOGY

    SYSTEMS

    SIMPLE

    COMPLEX

    PARTICIPANTS

    UNITARY PLURALIST COERCIVE

    SIMPLE-UNITARY

    COMPLEX-UNITARY

    SIMPLE-PLURALIST

    COMPLEX-COERCIVECOMPLEX-PLURALIST

    SIMPLE-COERCIVE

    Operational

    Research

    System Analysis

    System

    Engineering

    System Dynamics

    Machine/Pre-

    Systems

    Metaphors

    Viable System

    Diagnosis

    General System Theory

    Socio-Technical SystemThinking

    Contingency Theory

    Organic/ neurocybernethic

    Metaphors

    Social System

    Design

    Strategic

    Assumption

    Surfacing and

    Testing

    Cultural/political

    Methapors

    InteractivePlanning

    Soft SystemMethodologies

    Cultural/organic/

    neurocybernethic

    Methapors

    CriticalSystemHeuristics

    TeamSyntegrity

    Political

    Methapors

    PostModernApproach

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    SOSM (SYSTEMOFSYSTEM

    METHODOLOGY):

    ParticipantsUnitary Plural Coercive

    Systems

    Simple

    Type A

    (Hard System

    Thinking, Systems

    Dynamic,

    Organizational

    Cybernetics,

    Complexity

    Theory)

    Type B

    (SAST,

    Interactive

    Planning and

    SSM)

    Type C

    (Critical

    System

    Heuristic,

    Team

    Syntegrity)

    Complex

    Type D

    (Post Modern

    Systems

    Thinking)

    SOFT

    SYSTEMSTHINKING

    Improving goal

    seeking and viability

    Exploring

    purpose

    Ensuring

    Fairness

    Promoting

    diversity

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    TYPEA: HARD SYSTEM ( SIMPLE-

    COMPLEX UNITARY)

    Type A: App roaches for Improv ing goal seeking

    and viabi l i ty

    Primary orientation: improve organizational

    performance in terms of how well the organization

    does it task and respond to change in its environment.

    (hard System thinking, Systems Dynamic,

    Organizational Cybernetics, and Complexity

    Theory) can help goal seeking and viability

    through increasing the efficiency and efficacy oforganizational processes and structures.

    TYPE A HARD SYSTEMS THINKING

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    TYPE A: HARD SYSTEMS THINKING

    ( SIMPLE-COMPLEX UNITARY)

    System Methodology: bring together various systems ideas and

    techniques in an organized way and employ them to try to improve aproblem situation.

    Some of systems methodology (began around the second worldwar):

    Operational Research (OR)

    Systems Analysis (SA)

    System Engineering (SE)

    Checkland (1981)

    Similarity between

    the approaches of

    OR, SA and SEL

    A

    B

    E

    L

    LE

    D

    Hard Systems Thinking

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    7. IMPROVINGGOALSEEKINGANDVIABILITY(TYPEA)

    Assuming: participants are in a unitary relationships so that goals are already clear orcan easily determined.

    Efforts: concentrated on the vertical axis of the grid of the problem contexts.

    To optimizethe system of concern to achieve its goal

    Hard systems approach: to find the best means of getting from the presentstate of the system to some optimum state. Mathematical modeling isoften seen as crucial to the success of this.

    Reconfigure it to enable it to deal with internally and externally generated

    complexity and turbulence (structuralize). System Dynamics: sees the key to system behavior as lying in the

    interrelationships between the positive and negative feedback loops withinwhich important systems elements are bound.

    Organizational Cybernetics (Viable System Model): try to manage issuesof complexity and turbulence in cybernetics perceptions.

    Complexity Theory: to recognize patterns occurring in the way systems

    develop over time and then identify points of leverage that can exploit toensure desirable system behavior.

    Measures of success:

    Efficiency (are the minimum resources used in goal seeking?)

    Efficacy (do the means employed enable us to realize our goals?)

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    TYPEB: SOFT SYSTEM THINKING

    (SIMPLE-COMPLEX PLURALIST)

    Type B: App roaches for explor ing pu rposes

    Primary orientation: to evaluate different aims and

    objectives, promote mutual understanding, ensure

    accommodation is reached and gain commitment to

    purposes.

    (Strategic Assumptions Surfacing Testing

    (SAST), Interactive Planningand Soft System

    Methodology (SSM)).

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    8.EXPLORINGPURPOSE(TYPEB)

    Assuming: participants are in a pluralist relationships so they have differentvalues, beliefs and philosophies.

    Efforts: concentrated on the horizontal axis of the grid of the problem contexts. To deal with pluralism

    Strategic Assumption Surfacing and Testing (SAST) : Concentrates attention on the different assumptions, multiple

    perspective and divers world views. Articulate a dialectical learning process of thesis, antithesis and

    synthesis. Interactive Planning:

    Seeks to win stakeholders approval for commitment to an idealizeddesign.

    To ensures that the maximum creativity is brought to the process ofdissolving the current mess the stakeholders are confronted byreplacing it with a future they all desire.

    Soft Systems Methodology: To institutionalize continuous learning by seeking and challenging

    accommodations between the world views of different stakeholdersconcerned with a problem situation.

    Measures of success: Effectiveness (are we actually achieving what we want to achieve?)

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    TYPEC: SIMPLE-COERCIVE

    Type C: App roaches for ensu r ing fai rness

    Orientation: reflected in a primary concern with

    emancipating and empowering disadvantaged

    groups.

    (Critical System Heuristics (CSH)and Team

    Syntegrity).

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    9. ENSURINGFAIRNESS(TYPEC)

    Assuming: participants are in a coercive relationships so they be able tocontribute to decision-making and action.

    Efforts: ventured along on the horizontal axis of the grid of the problemcontexts into areas where the value of soft systems thinking is threatened bylack of fairness or by coercion.

    To support those disadvantaged by present systemic arrangements sothat they can make their full contribution to systems design and receivethe benefits to which they are entitled from the operation of the system ofconcern ( emancipator systems thinking) .

    Critical Systems Heuristic and Team Syntegrity :

    Concern from differing perspective.

    To ensure the full participation of those who are affected bysystems designs who might not otherwise be involved.

    Creation of a democratic milieu in which outcomes result fromconsensus and the better argument rather than power, status

    and/or hierarchy. Measures of success:

    Empowerment (are all individuals and groups able to contribute todecision-making and action?)

    Emancipation (are disadvantaged groups being assisted to get whatthey are entitled do?)

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    TYPED: COMPLEX-COERCIVE

    Type D: Approaches for p romot ing d ivers i ty

    (Post Modern Systems Thinking)

    This approach seeks to make space for suppressed

    voices to be heard and hopes to unleash creativityand a sense of fun by engaging peoples emotions.

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    10. PROMOTINGDIVERSITY(TYPED)

    Assuming: see the immense complexity and coercion

    that are intertwined in all problem situations. Efforts: skeptical of appeal to any universal guarantees

    for the success of action.

    To justify and evaluate their interventions on basis of

    exception (what otherwise marginalized viewpoints have wemanaged to bring to the fore?) and emotion (does the action

    that is now being proposed feel appropriate and good in the

    local circumstances in which we are acting?)

    Postmodern Systems Thinking :

    Less well established.

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    THANKS