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Washington, D.C.
CHAMelEJt9w BRUCE W. l<AUFFMAN
JVOG1£
SG13 UNITED STATES COURTHOUSE 60t MAA'Klirr S'TAlmT
PHILADELPHIA. PENNSYLVANIA. 19106-1776
21 ?1 97-0888 FAX: 21 ?1·?18().228 1
.. . ..
UNITED STATES DISTRICT COURT EAs'TERN OIS"l"RtC'r OF PEHNSYLYANtA
May23,2005
SB.FINITJATEO AMENDMENr
Judicial Conference of the United States Committee on Financial Djsclosure One Columbus Circle, N.E. Suite2-301 ···
Washington, DC 20544
0Re: 2004 Financial Disclosure Report Q> - ::0
0 r-...,.. rn·o-(1.>Z (") c> <...> rnDear Committee Members: .;!) ::z -v12 ..n -
.., < -.,I write to amend the 2004 Financial Disclosure Reportas follows :=: ,.,,
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l. Part I . .. Director, Federal Judges Associatio.n ·
,. ·2. Part IV Federal Judges Association.,; Annual Board Meeting Ritz Carlton Hotel
- ..... -
4 . Title (Article IU Judges indicate active or senior stat us ; mag.istratc judges indicate full- or part-time)
W.S. DISTRICT COURT, EASTERN P
5 . ReportType (check appropriate type)
(5 U.S.C. app. §§ 1 0 1-111)
6. Reporting, Period
to 12131 /2004
_ _________ _ Date, ____ _
IMPORT ANT NOTES: The instructions acc<impanying Ib is form must be fo llowed. Complete all parts, checking the NONE box for each part where you have no reportable infonn.ation. Sign on last page.
. ..
NAME OF OROANJZATIONIEN'TlTY
PARTIES AND TERMS
2.
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A0-10 Rcv.112004
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2004
1. Person Reporting (Last n Fic$tname, MiddJe initial)
KAUFFMAN, BRUCE W
U.S. DISTRICT JUDGE - ACTIVE
2. Court or Organization
Q Nominatioo, Date
Q·hiliial 0 Ftn.l
Report Rr:qu.irtd by th'Ethics
in Government Att of 1978
3. il1lte of Report
S/5/20llS
1/1/2004
7. Chambcn or Office Address
ROOM 5613,U.S. COURTiiOUSE
601 MARXETSTitEET
PHILADELPHIA, PA 19106
8. On the basis of the infomJatioO cootained inthis Re;;ortand any modifications pertaining thereto, it js, in my opinion, in compliance with applicable l aws and TCg.ulations.
ReviewingOffiocr
l. POSITIONS. (Reporting individual only; see pp. 9·13 of filing instructions)
li2J NONE · (Nor<portllble positions.)
POSIDON
I.
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c;; = ...,..." r-., ;;:0- -<\';Z-:.=-: ;,;.";=
u-:"jr-
.e w
rn C)
rn 0
(Reporting individual only; see pp. 14· I 6 of filing inst:roCrions) II. AGREE:MENTS. /'
..0 NONE (No rcponable agroemerus.)·
I..
SOURCE AND TYPE GRQSS !NCQME
.,. ..
/
SO!JRCE AND IDE
SELF-EMPWYED · MARKETING DESIGN
NEW YORK NTEU.ECTUAL PROPERTY LAW ASSOCIATION
O O
2.
FINANCIAL DISCLOSURE REPORT NameorPttson Reporting
KAUFFMAN. BRUCE W
ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; sec pp. 17-24 offiling ill$!7Uctions)
A. Filer's Non-Investment Income
0 NONE · (No reportable non-invcs1mcn1 income.)
I. 2004 PENN MUTUAL LIFE INSURANCE ·ANNUITY DISTRIBUTION (SEE NOTE)
Date ofReport
S/512005
U-.. "°' spouse's) 100,000.00
B. Spouse's Non-Investment Income -Qf)'OU married during anyportion oflhc reporting year,please complete this section. Dollar amount oot requiredexcept for hoooraria.} • ;
0 NONE - (No reportable nDCl-invcsnnent income.)
I. 2004
N. REIMBURSEMENTS -lranspol1Jllion, lodging, food. cntcrtainmcn;.
(Includesthooc to spouse and dependent childftn. Sec pp. 25-27 of insb\lcilOns.)
0 NONE - (No such r<portablc rcimbur>emcnis.)
I.
SO!JRCE DESCRIP110N
ANNUAL DINNER WALD RF AST RIA
SOVRCE
DE$CR!P1JQN
V. GIFTS. (lncludcs1hose to <pousc and dependent ch.ildten. S<e pp. 28-31 ofinslruetioos.)
0 NONE (No such n:pc<1ablc gifts.) -
FINANCIAL DISCLOSURE REPORT NamcotPc"°"Rcporting
KAUFFMAN, BRUCE W
VI. LIABil.JTIES. (Includesthoseofspousc and dependent children. Sec pp. 32- 4ofinstructions.)
0 NONE - (No n:pona1>1e liabilities.)
CREPIIOR I. ACSINC. STUDENT LOAN
. .
DateofR0pm
515/2005
VAJJIEOODE K
QESCRIPIJQN
I.
A.
(No rq>ONbk income. wets. or transactiocs)
I . HUNTINGTON ASSOCIATES (LTD
2. PENNSYl. VANIA BUSINESS BANK • CHECKING
3 . !RA ROLLOVER 1985 (SEEN OTI!)
4 . · C0MMA:ND INSURED INCOME ACCOUNT
s . - SG HOIDINOS, INC. • BONDS
6 . · AT&T CORP
7 . · COMMAND MONEY FUND
· GENERAL ELECTRIC
9. ·JOHN HANCOCK CORE EQUITY l'.1JND CLASSB
1 0. • JOIJN HANCOCK SER TR ttCHNOLOOY FD CLB(X)
11. - GENERAL MOTOR ACCEPTANCE NOttS
12. - TECO ENERGY INC
13. WACHOVIA • 6!>-T6 (S EE NOTI!)
14. - HllALlHFUSION.COM (X)
J S. - AT&T CORP
16. - ARTEMIS INTL (X)
17. - SG HOLD!NGS, INC
18 . · COCA COLA CO DELAWARE
N•ine of Per>on Reporting
KAUFFMAN , BRUCE W
B. c.
"""""" pa;od ""'°""' period
(l) (2) (l ) (2)
T"" Code l div. teat. or · Code2 Melbod (A•H) int.) (J.l')
A
A Inter est 1 T
c DIV &:INT N T
c DIV&:INT ] T
(l)
Type (<g. buy, s<ll,
.,,-. n:d=plion)
SEU.
ROLLO VE
D.
Date ofRcpod
Sf5(ZO<ll
U DOI txcapC: u.,..... disdosurt: (3) (4) (S)
Dale : v- Gain Mon.th .. Codo2 Cod. I Doy (J·P) (A-l'l
owacti"')
09/02 F
12131 K
FINANCIALDISCLOSURE REPORT
Page 1 of3
VIl. INVESTMENTS and TRUSTS
Oclc:rlptionor Assets (oocbli,ewsuuets)
l"lx:c"'(X)•after each I.UC! cxanpt li'om. prior disclowre
DNONE
!ncomc durin& Gmu value a-tad of Trms:actions cbrioi rePortine period
(2) - (c.c. V&lue Value 1""'"" "'
l>U)<d$cllaCode3 (irpcivatc(Q.W)
.8.
PARTNERSHIP)-(SEE NOTE)
. .
R
A..
19. • COMCAsTCORP NEW CL A (X)
20. ·COMMAND MONEY FUND
2L · GENERAL El.ECTIUC CO.
22. ·WI'ELCORP
23. • SEUGMAN OOMU&I FDB
24. ·SAFEGUARD SCIEN11FI C
25. • rvY INTI. FUND CL A (X)
26. • fVY INT'L FUND CLASS B
27. ·CISCO SYSTEM, INC.
28. · • EMllRGE INTERACTIVE, INC.
29. • DAJMLRCHRYSLR ClN RO MP
30 . - GENMTRACC
31. - EVERGREENS ADJRTE A
32. ·MORGAN STANLEY MfNRO MP
33. • U S INTERACTIVE INC (X)
34. WACHOVIA· 51-T6 (NOTE)
35 . ·AT&T CORP
36. · COCA COLA CO DELAWARE
Name of P e rson Reporting
KAIJFFMJ\N , BRUCE W
B. c.
n:portiog period reporting pc:rfod (1) (2) (I) (2)
Amount Typ< ( e.g. div. rt tll . or Code2 0..)
.
,
:
A D i v i dend L T
(I)
merger.. rod_,;o.)
MATIJRIT
MATIJRJT
BUY
SELL
ROLLO VE
D .
D a t e of Report
S/5/20llS
JI no t ota:opt from m ··-· (l) (4 ) (
D.!.te: va1 .. ()>in Moolh· Co4c2 Code I Day (J.P) (A.Jl)
04/15 L A
04/15 K A
04/19 L
09/29 l
1213 1 M
!E1 illl t;i, ll!l l\111 ·:; ; -va10e:Mel.bOO: CCides:; ..; '> ·_ :a ::,;.; ;1;.FisaJ :·..;:; ,:· ::- .. - ::::: CReaJ 'Eitate Only) : :· s· __ ' i=. . · ""'' · T '. · Cn S!iM'nrt.e(: ::: ; ;1 ". : ) ." ; : J : : · .: : :; (S Co lu;,'ID j:. . . - il : &ru:v ·tue : : .. · ··: '. . '.\'<
.0th:·; .. ·: . l · : : . .. · ; .. ·B.miat d: .: : ·
.
. ··:'. : · · ' ":> · .,._;:: : ; : : .. · · .. : -
FINANCIAL DISCLOSURE REPORT Page2 of3
VII. INVESTiyIBNTS and TRUSTS
Description of Asset$ (ll)clutli11stru;t assets)
Place "(X)" a.ftcr each llS$ct cxtll\'( &om prior disdoswe
Iccorucdurioi: Gross vallle at end of
Value Value Code I Melhod (A·H) Q.P) Codel
(Q·W)
. . /
Type (e.g. buy, sell,,
y
y
R
Transac:tions dwing rcportiog period
(2) td,.;,,,w buya:fscllct (ifpivcuc
tnm:actiOD)
Name of Pason Reporting KAUFFMAN, BRUCE W
Dale of Repat Sl5!'1J)(J5
B. c. o. Gross value at end of
repon:U:ig period <cpor1ing period
(I) (2) ( l ) (2) {l) u-00( cc.empt from <lm.1-u:t ( (3) (4) (
- 1)p< Vah>o v.i .. Gain Code l div. reoc . or Mdhod buy . .. o. Moolh · Code2 Cod • I (A -II) mt.) (J·P) Doy (l·P) (A·H)
)
37. · COMMAND MONEY FUND
38. · COMCAST CORP NEW CL A (X)
39. ·GENERAL ELECTRIC
40. ·INTEL CORP
41. • PFlZER CORP. "
. j
42. CSP DEBT ACCOUNT D ln1=St ] u
43. CITIZENS BANK OF P ENN S YI.. VANIA (SEE lnttfeSt
44. ROYAL BANK OF PENNSYLVANIA (IRA B lntctest · M T
4 S.' HP H • POPIJ\R STREET ASSOCIATES Nooe K u
46. KJILC' BUY . 7f29 ]
47.
/
h
·
.i !r $i ; : ; i 1 /1 1 : i 1i£ t i i1i: (Ste CollUWls Cland:Dl) . 'N .. :i s2 sO;ooo.ssoo .ooo r: . . : :.. 0 . . , O&li$.J ,(l(l(l,OOO_ ,.;p1 1;qo&,O() jSS.oQO;OO.Q : :·: . .O!)O,OOO s;o,oo..cio:o : ;.: :;,: _ :; , :·:-.:;.;: : ::.::::!'.:i7: . fr;,1 - .::
· ; .. •· ::i:= !- ;oPo: :: ;; ·lt�]�Lo.i,i , : : oQ.Q9:o,oo :;;:1:�L:.:.
( Sec ColumnO) · U · ·..:Boot:Vah1c v > • .othc; ;. ·: w ·· c:d ··· · · · · · · · · ····· ··
FINANCIAL DISCLOSURE REPORT 'Page3 of3
A. Dcscriptioa or As5cts locomeduring TD11$3clkns dOOn, «:pOl1'.itlg period
(indudiog....usds)
2)Place-oo· a1\cr each as;et cxc:mpl (c-g. v.i .. T_nie (e.g. Dato: l�!yol&ocnpior dixlosur�
• Codcl boya/;ellcrCod•l '""""· (i!pivole(Q-W tCdC039tiOO) tra::action.)
A NOTE)
ACCOUNl)
"
" �... . · · ��[:;{>:; ;; .···•• .. .• ,:.· ·· ·
bon·orari a
Signature
"
FINANCIAL DISCLOSURE REPORT NamcorP<...,nRcpaning
KAUFFMAN. BRUCE W
Date o( Report
r IX. CERTIFICATION.
I certify that all information given above (including infoll])ation pcnaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to lhe best of my knowled ge Md belief, and that any information not rcponed was withheld because it met applicable statutory provisions pell])itting non-disclosure.
I funher cenify lhat earned income from outside employment and and the acceptance of gifts which have been reported arc in compliance wilh the provisions of5 U.S.C. § 501et.seq.,5 U.S.C. § 7353, and Judicial Conference regulations.
Date._..5,,__.-JA-"--'--/o-=-g--=-NOTB: ANY INDNIDUAL WHO KNO AND WJLFULL y FALSIFIES ORF AILS TO FILE nns REPORT MA y BB SUBJECT TO CNIL AND CRIMJNAL SANCTIONS (5 U.S.C. app. § I04)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Couns
Suite 2-30 I
One Columbus Circle, N.E.
WaslringtOn, O.C. 20544