united states district court middle district of...

US District Court Civil Docket as of July 17, 2019 Retrieved from the court on July 17, 2019

United States District Court Middle District of Pennsylvania (Harrisburg)

CIVIL DOCKET FOR CASE #: 1:12-cv-00993-YK

Southeastern Pennsylvania Transportation Authority v. Orrstown Financial Services, Inc. et al Assigned to: Honorable Yvette Kane Cause: 15:77 Securities Fraud

Date Filed: 05/25/2012 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff

Southeastern Pennsylvania Transportation Authority on behalf of itself and all others similarly situated

represented by Tiffany J Cramer Chimicles Schwartz Kriner & Donaldson-Smith LLP 222 Delaware Avenue Suite 1100 Wilmington, DE 19801 302-656-2500 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Timothy N Mathews Chimicles Schwartz Kriner & Donaldson-Smith LLP 361 W. Lancaster Avenue Haverford, PA 19041 610-642-8500 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Benjamin F. Johns Chimicles Schwartz Kriner & Donaldson-Smith LLP One Haverford Centre 361 W. Lancaster Avenue Haverford, PA 19041 (610) 642-8500 Email: [email protected] ATTORNEY TO BE NOTICED Christina D Saler Chimicles & Tikellis LLP

One Haverford Centre 361 West Lancaster Avenue Haverford, PA 19041 610-642-8500 Email: [email protected] TERMINATED: 02/15/2018 ATTORNEY TO BE NOTICED Kimberly M. Donaldson Smith Chimicles Schwartz Kriner & Donaldson-Smith LLP One Haverford Centre 361 West Lancaster Avenue Haverford, PA 19041 610-642-8500 Email: [email protected] ATTORNEY TO BE NOTICED Nicholas E. Chimicles CHIMICLES & TIKELLIS LLP One Haverford Centre 361 West Lancaster Avenue Haverford, PA 19041 610-642-8500 Email: [email protected] ATTORNEY TO BE NOTICED

V.

Defendant

Orrstown Financial Services, Inc. represented by David J. Creagan White and Williams, LLP 1650 Market Street One Liberty Place, Suite 1800 Philadelphia, PA 19103 215-864-7032 Email: [email protected] ATTORNEY TO BE NOTICED David E. Edwards White and Williams LLP 1650 Market Street One Liberty Place, Suite 1800 Philadelphia, PA 19103 (215) 865-7166 Email: [email protected] ATTORNEY TO BE NOTICED Justin K. Fortescue White and Williams LLP

1800 One Liberty Place Philadelphia, PA 10103 215-864-6823 Fax: 215-789-7554 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Orrstown Bank represented by David J. Creagan (See above for address) ATTORNEY TO BE NOTICED David E. Edwards (See above for address) ATTORNEY TO BE NOTICED Justin K. Fortescue (See above for address) ATTORNEY TO BE NOTICED

Defendant

Anthony F. Ceddia TERMINATED: 12/07/2016

represented by David J. Creagan (See above for address) ATTORNEY TO BE NOTICED David E. Edwards (See above for address) ATTORNEY TO BE NOTICED Justin K. Fortescue (See above for address) ATTORNEY TO BE NOTICED

Defendant

Jeffrey W. Coy TERMINATED: 12/07/2016


Defendant

Mark K. Keller TERMINATED: 12/07/2016

represented by David J. Creagan (See above for address) ATTORNEY TO BE NOTICED

David E. Edwards (See above for address) ATTORNEY TO BE NOTICED Justin K. Fortescue (See above for address) ATTORNEY TO BE NOTICED

Defendant

Andrea Pugh TERMINATED: 12/07/2016


Defendant

Thomas R. Quinn, Jr. represented by David J. Creagan (See above for address) ATTORNEY TO BE NOTICED David E. Edwards (See above for address) ATTORNEY TO BE NOTICED Justin K. Fortescue (See above for address) ATTORNEY TO BE NOTICED

Defendant

Gregory A. Rosenberry TERMINATED: 12/07/2016


Defendant

Kenneth R. Shoemaker TERMINATED: 12/07/2016

represented by David J. Creagan (See above for address) ATTORNEY TO BE NOTICED

David E. Edwards (See above for address) ATTORNEY TO BE NOTICED Justin K. Fortescue (See above for address) ATTORNEY TO BE NOTICED

Defendant

Glenn W. Snoke TERMINATED: 12/07/2016


Defendant

John S. Ward TERMINATED: 12/07/2016


Defendant

Joel R. Zullinger TERMINATED: 12/07/2016


Defendant

Bradley S. Everly represented by David J. Creagan (See above for address)

ATTORNEY TO BE NOTICED David E. Edwards (See above for address) ATTORNEY TO BE NOTICED Justin K. Fortescue (See above for address) ATTORNEY TO BE NOTICED

Defendant

JEFFREY W. EMBLY represented by David J. Creagan (See above for address) ATTORNEY TO BE NOTICED David E. Edwards (See above for address) ATTORNEY TO BE NOTICED Justin K. Fortescue (See above for address) ATTORNEY TO BE NOTICED

Defendant

SMITH ELLIOTT KEARNS & COMPANY, LLC

represented by David J. Creagan (See above for address) ATTORNEY TO BE NOTICED Jonathan S. Ziss Goldberg Segalla LLP 1700 Market Street Suite 1418 Philadelphia, PA 19103 267-519-6820 Fax: 267-519-6801 Email: [email protected] ATTORNEY TO BE NOTICED Michael P Luongo Goldberg Segalla LLP 1700 Market Street Suite 1418 Philadelphia, PA 19103 267-519-6800 Email: [email protected] ATTORNEY TO BE NOTICED Seth L. Laver Goldberg Segalla LLP 1700 Market Stret Suite 1418

Philadelphia, PA 19103 215-519-6800 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

SANDLER O'NEILL & PARTNERS L.P. TERMINATED: 12/07/2016

represented by Adam Gold Wachtell, Lipton, Rosen & Katz 51 West 52nd Street New York, NY 10019 (212) 403-1000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley Wilson Wachtell, Lipton, Rosen & Katz 51 West 52nd Street New York, NY 10019 (212) 403-1000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeffrey M. Monhait Cozen O'Connor One Liberty Place 1650 Market Street Philadelphia, PA 19103 215-665-2084 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeffrey G. Weil Cozen O'Connor One Liberty Place 1650 Market Street Philadelphia, PA 19103 215.665.2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED David J. Creagan (See above for address) ATTORNEY TO BE NOTICED Thomas G. Wilkinson Cozen O'Connor One Liberty Place 1650 Market Street

Philadelphia, PA 19103 215-665-3737 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

JANNEY MONTGOMERY SCOTT LLC TERMINATED: 12/07/2016

represented by Adam Gold (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bradley Wilson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeffrey M. Monhait (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeffrey G. Weil (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David J. Creagan (See above for address) ATTORNEY TO BE NOTICED Thomas G. Wilkinson (See above for address) ATTORNEY TO BE NOTICED

Amicus

Board of Governors of the Federal Reserve System

represented by George Michael Thiel U.S. Attorney's Office 235 N. Washington Avenue Suite 311 P.O. Box 309 Scranton, PA 18501 570-348-2800 Email: [email protected] ATTORNEY TO BE NOTICED

Date Filed # Docket Text

05/25/2012 1 COMPLAINT - n/c to counsel, jury trial demanded ( Filing fee $350, Receipt Number 0314-2488732) filed by Southeastern Pennsylvania Transportation

Authority. (Attachments: # 1 Civil Cover Sheet, # 2 Certification)(pjr) (Entered: 05/25/2012)

05/25/2012 SUMMONS ISSUED as to All Defendants and provided to Attorney for service on Defendants. (pjr) (Entered: 05/25/2012)

05/25/2012 SPECIAL ADMISSION AND ECF REGISTRATION FORMS SENT to Kimberly Smith, Nicholas Chimicles and Christina Saler. (pjr) (Entered: 05/25/2012)

05/31/2012 2 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. Anthony F. Ceddia served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 3 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. Jeffrey W. Coy served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 4 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. Bradley S. Everly served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 5 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. Mark K. Keller served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 6 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. Orrstown Bank served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 7 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. Orrstown Financial Services, Inc. served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 8 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. Andrea Pugh served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 9 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. Thomas R. Quinn, Jr served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 10 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. Gregory A. Rosenberry served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 11 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. Kenneth R. Shoemaker served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 12 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. Glenn W. Snoke served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 13 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. John S. Ward served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 14 SUMMONS Returned Executed by Southeastern Pennsylvania Transportation Authority. Joel R. Zullinger served on 5/30/2012, answer due 6/20/2012. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 15 PETITION FOR SPECIAL ADMISSION (PRO HAC VICE) by Benjamin F. Johns on behalf of Southeastern Pennsylvania Transportation Authority Attorney Nicholas Chimicles is seeking special admission. Filing fee $ 50, receipt number 0314-2493178.. (Johns, Benjamin) (Entered: 05/31/2012)

05/31/2012 16 PETITION FOR SPECIAL ADMISSION (PRO HAC VICE) by Benjamin F. Johns on behalf of Southeastern Pennsylvania Transportation Authority Attorney Christina Saler is seeking special admission. Filing fee $ 50, receipt number 0314-2493189.. (Johns, Benjamin) (Entered: 05/31/2012)

06/01/2012 17 ORDER Re: Case Assignment and Procedures Signed by Honorable Sylvia H. Rambo on 06/01/12. (ma, ) (Entered: 06/01/2012)

06/04/2012 DOCKET ANNOTATION: PA State Bar Record verified for Chistina Donato Saler, Nicholas E. Chimicles and Benjamin F. Johns. (jc) (Entered: 06/04/2012)

06/06/2012 18 DISCLOSURE STATEMENT PURSUANT TO FRCP 7.1 by Southeastern Pennsylvania Transportation Authority. (Johns, Benjamin) (Entered: 06/06/2012)

06/14/2012 21 NOTICE of Appearance by David E. Edwards on behalf of All Defendants (Edwards, David) (Entered: 06/14/2012)

06/14/2012 22 DISCLOSURE STATEMENT PURSUANT TO FRCP 7.1 by Anthony F. Ceddia, Jeffrey W. Coy, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. (Edwards, David) (Entered: 06/14/2012)

06/14/2012 23 DISCLOSURE STATEMENT PURSUANT TO FRCP 7.1 by Orrstown Bank identifying Corporate Parent Orrstown Financial Services, Inc. for Orrstown Bank. (Edwards, David) (Entered: 06/14/2012)

06/18/2012 24 STIPULATION AND [PROPOSED ORDER] by Southeastern Pennsylvania Transportation Authority. (Johns, Benjamin) (Entered: 06/18/2012)

06/22/2012 25 LETTER addressed to counsel Re: Case Assignment and Procedures. Signed by Chief Judge Yvette Kane on June 25, 2012. (sc) (Entered: 06/22/2012)

06/28/2012 26 STIPULATION AND ORDER - Dfts shall not be required to answer or otherwise respond to the complaint at this time. Pltf shall not be required to file a motion for class certification on 8/23/12 which is 90 days from the filing of its complaint. Signed by Chief Judge Yvette Kane on June 28, 2012. SEE ORDER. (sc) (Entered: 06/28/2012)

07/17/2012 27 NOTICE of Appearance by David J. Creagan on behalf of All Defendants (Creagan, David) (Entered: 07/17/2012)

07/24/2012 28 MOTION Plaintiff's Motion To Be Appointed Lead Plaintiff And For Approval Of Its Selection of Lead Counsel , filed by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order, # 2 Septa's Memorandum in Support of LP Motion, # 3 Saler Declaration in Support of Septa's LP Motion)(Johns, Benjamin) (Entered: 07/24/2012)

07/24/2012 29 BRIEF IN SUPPORT of Pltf's 28 MOTION To Be Appointed Lead Plaintiff And For Approval Of Its Selection of Lead Counsel, filed by Southeastern Pennsylvania Transportation Authority. (Brief was Originally filed as part of 28 Motion)(rm, ) (Entered: 07/25/2012)

07/25/2012 DOCKET ANNOTATION: COUNSEL is advised that a certificate of concurrence or nonconcurrence is to be filed in reference to Document 28 filed 7/24/12 using the event CERTIFICATE located under OTHER DOCUMENTS. (jc) (Entered: 07/25/2012)

08/01/2012 30 SPECIAL ADMISSIONS FORM APPROVED as to Nicholas E. Chimicles, Esq.Signed by Chief Judge Yvette Kane on July 31, 2012. (sc) (Entered: 08/01/2012)

08/01/2012 31 SPECIAL ADMISSIONS FORM APPROVED as to Christina Donato Saler, Esq.Signed by Chief Judge Yvette Kane on July 31, 2012. (sc) (Entered: 08/01/2012)

08/01/2012 32 NOTICE by Southeastern Pennsylvania Transportation Authority re 28 MOTION Plaintiff's Motion To Be Appointed Lead Plaintiff And For Approval Of Its Selection of Lead Counsel , 29 Brief in Support of Motion for Summary Judgment, Notice of Supplemental Filing In Further Support Of SEPTA's Motion To Be Appointed Lead Plaintiff And For Approval of Its Selection of Lead Counsel (Saler, Christina) (Entered: 08/01/2012)

08/20/2012 33 MEMORANDUM ORDER - IT IS HEREBY ORDERED that the SEPTA's Mtn for Appt as Lead Plaintiff and for approval of Selection of Lead Counsel is GRANTED. Southeastern Pennsylvania Transportation Authority is APPOINTED AS LEAD PLAINTIFF and the selection of Chimicles and Tikellis LLP is APPROVED. A Telephonic Status Conference set for 9/27/2012 at 11:00 AM to address the matters identified in the Court's June 28, 2012 order. Counsel for pltf shall initiate the call. 32 28 Signed by Chief Judge Yvette Kane on August 20, 2012. SEE MEMORANDUM.(sc) (Entered: 08/20/2012)

09/19/2012 34 STIPULATION by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order Proposed First Scheduling Order)(Saler, Christina) (Entered: 09/19/2012)

09/27/2012 35 ORDER - The telephonic scheduling conference set to be held on September 27, 2012, at 11:00 a.m., is CANCELED. See order for further deatails. Signed by Chief Judge Yvette Kane on 9/27/12. (pw, ) (Entered: 09/27/2012)

10/26/2012 36 Unopposed MOTION for Extension of Time to Amend Complaint by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order)(Saler, Christina) (Entered: 10/26/2012)

10/26/2012 37 ORDER - IT IS HEREBY ORDERED that the 36 Motion to Extend Time is GRANTED. Movant is to file its amended complt by 1/16/13 or otherwise advise the Court prior to that time of circumstances that require the parties to request a further enlargement of time. Upon filing of Movant's amdcmp, the Court will issue an order for a telephonic scheduling conference. Signed by Chief Judge Yvette Kane on Oct. 26, 2012. (sc) (Entered: 10/26/2012)

01/10/2013 38 Unopposed MOTION for Extension of Time to File Amended Complaint by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order)(Saler, Christina) (Entered: 01/10/2013)

01/14/2013 39 ORDER - IT IS HEREBY ORDERED that the 38 Motion to Extend Time is GRANTED. The amended complaint is due by 3/22/13. SEE ORDER. Signed by Chief Judge Yvette Kane on 1/11/13. (sc) (Entered: 01/14/2013)

03/04/2013 40 AMENDED COMPLAINT FOR VIOLATIONS OF SECTIONS 11, 12(a) AND 15 OF THE SECURITIES ACT OF 1933 AND SECTIONS 10(b) AND 20(a) OF THE SECURITIES EXCHANGE ACT OF 1934 against Anthony F. Ceddia, Jeffrey W. Coy, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger, JEFFREY W. EMBLY, SMITH ELLIOTT KEARNS & COMPANY, LLC, SANDLER O'NEILL & PARTNERS L.P., JANNEY MONTGOMERY SCOTT LLC, filed by Southeastern Pennsylvania Transportation Authority.(Saler, Christina) (Entered: 03/04/2013)

03/05/2013 42 SUMMONS ISSUED as to JEFFREY W. EMBLY, JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P., SMITH ELLIOTT KEARNS & COMPANY, LLC and provided TO ATTORNEY ELECTRONICALLY VIA ECF for service on Defendant(s)in the manner prescribed by Rule 4 of the Federal Rules of Civil Procedure. (NOTICE TO ATTORNEYS RECEIVING THE SUMMONS ELECTRONICALLY: You must print the summons and the attachment when you receive it in your e-mail and serve them with the complaint on all defendants in the manner prescribed by Rule 4 of the Federal Rules of Civil Procedure). (jc) (Entered: 03/05/2013)

03/06/2013 DOCKET ANNOTATION: COUNSEL is advised that Document 41 filed 3/5/13 is to be REDOCKETED using the date of 3/4/13 as the date the request was sent and not that of 3/5/13. (jc) (Entered: 03/06/2013)

03/06/2013 43 WAIVER OF SERVICE Returned by Southeastern Pennsylvania Transportation Authority. JEFFREY W. EMBLY waiver sent on 3/4/2013, answer due 5/6/2013. (Saler, Christina) (Entered: 03/06/2013)

03/06/2013 DOCKET ANNOTATION: Document 41 filed 3/5/13 deleted and replaced by Document 43. (jc) (Entered: 03/06/2013)

03/08/2013 44 STATUS REPORT ORDER - IT IS HEREBY ORDERED THAT the parties are directed to file a joint status report on or before March 18, 2013, informing the Court whether a telephonic conference is necessary at this time and, if the parties agree that a conference is not necessary, providing the Court with proposed deadlines for the briefing of a motion to dismiss the amended complaint. Joint Status Report due by 3/18/2013. Signed by Chief Judge Yvette Kane on 3/8/13. (pw) (Entered: 03/08/2013)

03/11/2013 45 WAIVER OF SERVICE Returned by Southeastern Pennsylvania Transportation Authority. SANDLER O'NEILL & PARTNERS L.P. waiver sent on 3/4/2013, answer due 5/3/2013. (Saler, Christina) (Entered: 03/11/2013)

03/11/2013 46 WAIVER OF SERVICE Returned by Southeastern Pennsylvania Transportation Authority. JANNEY MONTGOMERY SCOTT LLC waiver sent on 3/4/2013, answer due 5/3/2013. (Saler, Christina) (Entered: 03/11/2013)

03/18/2013 47 STIPULATION re 44 Status Report Order, by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order)(Saler, Christina) (Entered: 03/18/2013)

03/28/2013 48 ORDER - IT IS HEREBY ORDERED that 1)The Orrstown Defts shall collectively move to dismiss the amdcmp shall file their brsup by 5/28/13 and such brief shall not exceed 75 pages. 2)Auditor Deft shall move to dismiss the amdcmp and shall file a brief in support by 5/28/13 and such brief shall not exceed 75 pages. 3)Underwrite Defts shall move to dismiss the amdcmp and shall file a brief in support by 5/28/13 and such brief shall not exceed 75 pages. 4)Pltf shall file its opp to each of those mtns by 7/22/13 and each opp brief shall not exceed 75 pages. Signed by Chief Judge Yvette Kane on March 27, 2013. SEE ORDER FOR ADDITIONAL DEADLINES AND DETAILS. (sc) (Entered: 03/28/2013)

05/24/2013 49 PETITION FOR SPECIAL ADMISSION (PRO HAC VICE) by Thomas G. Wilkinson on behalf of JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P. Attorney Jeffrey G. Weil is seeking special admission. Filing fee $ 50, receipt number 0314-2790326.. (Wilkinson, Thomas) (Entered: 05/24/2013)

05/24/2013 50 PETITION FOR SPECIAL ADMISSION (PRO HAC VICE) by Thomas G. Wilkinson on behalf of JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P. Attorney Bradley R. Wilson is seeking special admission. Filing fee $ 50, receipt number 0314-2790339.. (Wilkinson, Thomas) (Entered: 05/24/2013)

05/24/2013 51 PETITION FOR SPECIAL ADMISSION (PRO HAC VICE) by Thomas G. Wilkinson on behalf of JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P. Attorney Adam D. Gold is seeking special admission. Filing fee $ 50, receipt number 0314-2790343.. (Wilkinson, Thomas) (Entered: 05/24/2013)

05/24/2013 52 PETITION FOR SPECIAL ADMISSION (PRO HAC VICE) by Thomas G. Wilkinson on behalf of JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P. Attorney Jeffrey M. Monhait is seeking special admission. Filing fee $ 50, receipt number 0314-2790347.. (Wilkinson, Thomas) (Entered: 05/24/2013)

05/24/2013 DOCKET ANNOTATION: Search of PA and NY Bar Associations show attys. Monhait, Weil, Wilson, Gold and Wilkinson as Active and in Good Standing. (pjr) (Entered: 05/24/2013)

05/28/2013 53 MOTION to Dismiss SEPTA's Amended Complaint by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger.(Creagan, David) (Entered: 05/28/2013)

05/28/2013 54 MOTION for Order to Dismiss SEPTA's Amended Complaint by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger.(Creagan, David) Modified on 5/29/2013 (jc). (Entered: 05/28/2013)

05/28/2013 55 MOTION to Dismiss Brief in Support of Motion to Dismiss SEPTA's Amended Complaint by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea

Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. (Attachments: # 1 Unpublished Opinion(s), # 2 Appendix, # 3 Appendix, # 4 Appendix, # 5 Appendix, # 6 Appendix, # 7 Appendix, # 8 Appendix, # 9 Appendix, # 10 Appendix, # 11 Appendix, # 12 Appendix, # 13 Appendix, # 14 Appendix, # 15 Appendix, # 16 Appendix, # 17 Appendix, # 18 Appendix, # 19 Appendix, # 20 Appendix, # 21 Appendix, # 22 Appendix, # 23 Appendix, # 24 Appendix, # 25 Appendix)(Creagan, David) (Entered: 05/28/2013)

05/28/2013 56 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM with Certificate of Service by SMITH ELLIOTT KEARNS & COMPANY, LLC.(Ziss, Jonathan) (Entered: 05/28/2013)

05/28/2013 57 BRIEF IN SUPPORT re 56 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM with Certificate of Service filed by SMITH ELLIOTT KEARNS & COMPANY, LLC. (Attachments: # 1 Exhibit(s) Unreported Decisions)(Ziss, Jonathan) (Entered: 05/28/2013)

05/28/2013 58 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P.. (Attachments: # 1 Memorandum of Law, # 2 Appendix, # 3 Proposed Order, # 4 Certificate of Service)(Wilkinson, Thomas) (Entered: 05/28/2013)

05/29/2013 DOCKET ANNOTATION: COUNSEL is advised that a certificate of concurrence or nonconcurrence is to be filed in reference to Document 53 filed 5/28/13 using the event CERTIFICATE located under OTHER DOCUMENTS. Document 54 filed 5/28/13, in the future, is to be attached to Document 53,(Clerk will terminate the proposed order docketed as a motion). Document 55 filed 5/28/13 is to be REDOCKETED using the event BRIEF IN SUPPORT located under RESPONSES/REPLIES (BRIEFS). (jc) (Entered: 05/29/2013)

05/29/2013 DOCKET ANNOTATION: COUNSEL is advised that the brief in support contained in Document 58 filed 5/28/13 is to be REDOCKETED as a separate document using the event BRIEF IN SUPPORT located under RESPONSES/REPLIES (BRIEFS). (jc) (Entered: 05/29/2013)

05/29/2013 59 BRIEF IN SUPPORT re 58 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P.. (Attachments: # 1 Appendix, # 2 Certificate of Service)(Wilkinson, Thomas) (Entered: 05/29/2013)

05/29/2013 60 BRIEF IN SUPPORT re 53 MOTION to Dismiss SEPTA's Amended Complaint filed by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. (Attachments: # 1 Unpublished Opinion(s), # 2 Appendix, # 3 Appendix, # 4 Appendix, # 5 Appendix, # 6 Appendix, # 7 Appendix, # 8 Appendix, # 9 Appendix, # 10 Appendix, # 11 Appendix, # 12 Appendix, # 13 Appendix, # 14 Appendix, # 15 Appendix, # 16 Appendix, # 17 Appendix, # 18 Appendix, # 19 Appendix, # 20 Appendix, # 21 Appendix, # 22 Appendix, # 23 Appendix, # 24 Appendix)(Creagan, David) (Entered: 05/29/2013)

05/29/2013 61 CERTIFICATE of by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services,

Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger re 53 MOTION to Dismiss SEPTA's Amended Complaint . (Creagan, David) (Entered: 05/29/2013)

06/12/2013 62 SPECIAL ADMISSIONS FORM APPROVED as to Bradley R. Wilson, Esq.Signed by Chief Judge Yvette Kane on June 12, 2013. (sc) (Entered: 06/13/2013)

06/12/2013 63 SPECIAL ADMISSIONS FORM APPROVED as to Jeffrey G. Weil, Esq.Signed by Chief Judge Yvette Kane on June 12, 2013. (sc) (Entered: 06/13/2013)

06/12/2013 64 SPECIAL ADMISSIONS FORM APPROVED as to Adam Gold, Esq.Signed by Chief Judge Yvette Kane on June 12, 2013. (sc) (Entered: 06/13/2013)

06/12/2013 65 SPECIAL ADMISSIONS FORM APPROVED as to Jeffrey M. Monhait, Esq.Signed by Chief Judge Yvette Kane on June 12, 2013. (sc) (Entered: 06/13/2013)

07/22/2013 66 BRIEF IN OPPOSITION re 53 MOTION to Dismiss SEPTA's Amended Complaint, 58 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM , 54 MOTION for Order to Dismiss SEPTA's Amended Complaint, 55 MOTION to Dismiss Brief in Support of Motion to Dismiss SEPTA's Amended Complaint, 56 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM with Certificate of Service filed by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Certificate of Service)(Saler, Christina) (Entered: 07/22/2013)

07/22/2013 67 DECLARATION by Southeastern Pennsylvania Transportation Authority re 66 Brief in Opposition,, Declaration of Kimberly Donaldson Smith in Support of Plaintiff SEPTA's Omnibus Opposition to Defendants' Motions to Dismiss. (Attachments: # 1 Exhibit(s) A, # 2 Exhibit(s) B, # 3 Exhibit(s) C, # 4 Exhibit(s) D-1, # 5 Exhibit(s) D-2, # 6 Exhibit(s) D-3, # 7 Exhibit(s) E, # 8 Exhibit(s) F)(Saler, Christina) (Entered: 07/22/2013)

08/23/2013 68 REPLY BRIEF re 53 MOTION to Dismiss SEPTA's Amended Complaint filed by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger.(Creagan, David) (Entered: 08/23/2013)

08/23/2013 69 APPENDIX by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. to 68 Reply Brief, . (Creagan, David) (Entered: 08/23/2013)

08/23/2013 70 Supplement by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. to 68 Reply Brief, . (Attachments: # 1 Supplement Compendium of Unpublished Decisions)(Creagan, David) (Entered: 08/23/2013)

08/23/2013 71 REPLY BRIEF re 56 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM with Certificate of Service filed by SMITH ELLIOTT KEARNS & COMPANY, LLC. (Attachments: # 1 Exhibit(s))(Ziss, Jonathan) (Entered: 08/23/2013)

08/23/2013 72 REPLY BRIEF re 58 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P.. (Attachments: # 1 Appendix, # 2 Exhibit(s) Ex.1 to Appendix, # 3 Exhibit(s) Ex. 2 to Appendix, # 4 Exhibit(s) Ex. 3 to Appendix, # 5 Exhibit(s) Ex. 4 to Appendix, # 6 Exhibit(s) Ex. 5 to Appendix, # 7 Exhibit(s) Ex. 6 to Appendix, # 8 Exhibit(s) Ex. 7 to Appendix, # 9 Exhibit(s) Ex. 8 to Appendix, # 10 Exhibit(s) Ex. 9 to Appendix, # 11 Exhibit(s) Ex. 10 to Appendix, # 12 Exhibit(s) Ex. 11 to Appendix, # 13 Exhibit(s) Ex. 12 to Appendix, # 14 Certificate of Service)(Wilkinson, Thomas) (Entered: 08/23/2013)

12/05/2013 73 ORDER - IT IS HEREBY ORDERED THAT oral argument on the Orrstown Defendants motion to dismiss (Doc. No. 55) 55 is set for 2/7/2014 at 10:00 AM in Harrisburg - Courtroom 4 before Honorable Yvette Kane.Signed by Honorable Yvette Kane on 12/5/13. (sc) (Entered: 12/06/2013)

12/09/2013 74 NOTICE of Appearance by Seth L. Laver on behalf of SMITH ELLIOTT KEARNS & COMPANY, LLC. (Attachments: # 1 certificate of service)(Laver, Seth) (Entered: 12/09/2013)

12/09/2013 75 Letter from Cozen O'Connor . (Wilkinson, Thomas) (Entered: 12/09/2013)

12/10/2013 76 MOTION Opportunity to Present Oral Argument on Motion to Dismiss the Amended Complaint by JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P.. (Attachments: # 1 Proposed Order, # 2 Exhibit(s) 1, # 3 Exhibit(s) 2, # 4 Certificate of Service)(Wilkinson, Thomas) (Entered: 12/10/2013)

12/23/2013 77 BRIEF IN SUPPORT re 76 MOTION Opportunity to Present Oral Argument on Motion to Dismiss the Amended Complaint filed by JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P.. (Attachments: # 1 Unpublished Opinion(s) Compendium in support of Motion for Oral Argument, # 2 Certificate of Service)(Wilkinson, Thomas) (Entered: 12/23/2013)

12/23/2013 78 ORDER - IT IS ORDERED that the Motion for Oral Argument is GRANTED. Argument shall be presented on 2/7/14 at a hearing commencing at 10:00am in Courtroom #4. 58 56 Signed by Honorable Yvette Kane on 12/23/13. (sc) (Entered: 12/23/2013)

01/06/2014 79 Unopposed MOTION to Continue February 7, 2014 Hearing by SMITH ELLIOTT KEARNS & COMPANY, LLC.(Laver, Seth) (Entered: 01/06/2014)

01/16/2014 80 ORDER granting 79 Motion to Continue Oral Argument. Oral argument on the defendants respective Motions to Dismiss, previously scheduled for February 7, 2014, is rescheduled to March 27, 2014 at a hearing commencing at 1:30 p.m. in Courtroom No. 4. (eo) (Entered: 01/16/2014)

01/16/2014 Set/Reset Hearings: Oral Argument reset for 3/27/2014 01:30 PM in Harrisburg - Courtroom 4 before Honorable Yvette Kane. (eo) (Entered: 01/16/2014)

02/28/2014 81 ORDER IT IS HEREBY ORDERED THAT oral argument on the Orrstown Defendants motion to dismiss is RESCHEDULED to April 29, 2014 at 1:30 p.m. in Courtroom No. 4, Eighth Floor, Federal Building, Third and Walnut Streets, Harrisburg, Pennsylvania. 53 Signed by Honorable Yvette Kane on 2/28/2014. (sc) (Entered: 02/28/2014)

04/11/2014 82 NOTICE by Southeastern Pennsylvania Transportation Authority re 66 Brief in Opposition,, -- Plaintiff SEPTA's Notice of Supplemental Authority Pursuant to Local Rule 7.36 (Donaldson Smith, Kimberly) (Entered: 04/11/2014)

04/21/2014 83 NOTICE by SMITH ELLIOTT KEARNS & COMPANY, LLC re 56 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM with Certificate of Service Notice of Supplemental Authority (Laver, Seth) (Entered: 04/21/2014)

04/30/2014 84 COURT REPORTER STENOGRAPHIC NOTES OF PROCEEDINGS filed by L. Shuey of oral argument before Judge Kane on 4/29/14. In accordance with 28 U.S.C. Section 753(b), I certify that these original notes are a true and correct record of proceedings in the United States District Court for the Middle District of PA before Judge Kane on 4/29/14. By s/ L. Shuey. (Court Reporter Notes are viewable by court staff only). (ctrep1, ) (Entered: 04/30/2014)

03/24/2015 86 NOTICE by Southeastern Pennsylvania Transportation Authority -- Plaintiff SEPTA's Notice of Supplemental Authority Pursuant to Local Rule 7.36 (Donaldson Smith, Kimberly) (Entered: 03/24/2015)

03/25/2015 87 ORDER - IT IS HEREBY ORDERED that no later than 4/10/2015, the parties shall each file a memorandum, not to exceed 10 pages, to address the U.S. Supreme Court's decision in Case Number 13-435 issued 3/24/2015. 86 Signed by Honorable Yvette Kane on 3/25/15. SEE ORDER FOR DETAILS. (sc) (Entered: 03/25/2015)

03/31/2015 88 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Oral Argument Proceedings held on 4/29/14 before Judge Kane. Court Reporter L. Shuey, Telephone Number 717-215-1270. Transcript may be viewed at the court public terminal or purchased through the Court Reporter before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/21/2015. Redacted Transcript Deadline set for 5/1/2015. Release of Transcript Restriction set for 6/29/2015. (ctrep1, ) (Entered: 03/31/2015)

03/31/2015 89 NOTICE TO UNREGISTERED ECF ATTORNEYS/PRO SE PARTIES regarding the filing of 88 Transcript. A copy of transcript was sent to Adam Gold, Bradley Wilson on 3/31/15. (lh) (Entered: 03/31/2015)

04/10/2015 90 MEMORANDUM OF LAW by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, JANNEY MONTGOMERY SCOTT LLC, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, SANDLER O'NEILL & PARTNERS L.P., SMITH ELLIOTT KEARNS & COMPANY, LLC, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger re 87 Order, (Defendants' Joint Memorandum Addressing the Supreme Court's Omnicare Decision, Submitted in Further Support of Motions to Dismiss Amended Complaint). (Creagan, David) (Entered: 04/10/2015)

04/10/2015 91 MEMORANDUM OF LAW by Southeastern Pennsylvania Transportation Authority re 66 Brief in Opposition,, Supplemental Filing in Further Support of its Opposition to Defendants' Motions to Dismiss. (Attachments: # 1 Exhibit(s) A - Omnicare Opinion)(Donaldson Smith, Kimberly) (Entered: 04/10/2015)

06/22/2015 92 MEMORANDUM (Order to follow as separate docket entry).Signed by Honorable Yvette Kane on 6/22/15. (sc) (Entered: 06/22/2015)

06/22/2015 93 ORDER (memorandum filed previously as separate docket entry) - IT IS HEREBY ORDERED THAT within thirty (30) days of the date of this Order, Plaintiff shall file a Motion to Amend the Amended Complaint, accompanied by the proposed amendment in the form dictated by Local Rule 15.1, or a Notice of Intention to Stand on the Amended Complaint. 58 56 53 Signed by Honorable Yvette Kane on 6/22/15. (sc) (Entered: 06/22/2015)

06/23/2015 94 NOTICE of Change of Address by Thomas G. Wilkinson (Wilkinson, Thomas) (Entered: 06/23/2015)

07/22/2015 95 MOTION for Leave to File Plaintiff SEPTA's Motion for leave to Amend in Accordance with Local Rule 15.1 by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Exhibit(s) A - Second Amended Complaint, # 2 Exhibit(s) B - Redline of Amended Class Action Complaint to SAC, # 3 Proposed Order)(Donaldson Smith, Kimberly) (Entered: 07/22/2015)

07/22/2015 96 BRIEF IN SUPPORT of Plaintiff SEPTA's Motion for Leave to Amend in Accordance with L.R. 15.1 re 95 MOTION for Leave to File Plaintiff SEPTA's Motion for leave to Amend in Accordance with Local Rule 15.1 filed by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Exhibit(s) A - Summary of Actions Required by Written Agreement, # 2 Exhibit(s) B - Additional Actions Required by Pennsylvania Department of Banking)(Donaldson Smith, Kimberly) (Entered: 07/22/2015)

08/07/2015 97 BRIEF IN OPPOSITION re 95 MOTION for Leave to File Plaintiff SEPTA's Motion for leave to Amend in Accordance with Local Rule 15.1 filed by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, JANNEY MONTGOMERY SCOTT LLC, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, SANDLER O'NEILL & PARTNERS L.P., SMITH ELLIOTT KEARNS & COMPANY, LLC, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward.(Creagan, David) (Entered: 08/07/2015)

08/21/2015 98 REPLY BRIEF re 95 MOTION for Leave to File Plaintiff SEPTA's Motion for leave to Amend in Accordance with Local Rule 15.1 filed by Southeastern Pennsylvania Transportation Authority.(Donaldson Smith, Kimberly) (Entered: 08/21/2015)


02/08/2016 100 ORDER (memorandum filed previously as separate docket entry)- IT IS ORDERED that the Motion for Leave to Amend the complaint is GRANTED. Status Telephone Conference set for 3/2/2016 at 11:30 AM. Pltf's cnsl shall initiate the call. Signed by Honorable Yvette Kane on 2/8/16. (sc) (Entered: 02/08/2016)

02/08/2016 101 SECOND AMENDED COMPLAINT against Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, JANNEY MONTGOMERY SCOTT LLC, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, SANDLER O'NEILL & PARTNERS L.P., SMITH ELLIOTT KEARNS & COMPANY, LLC, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger filed by Southeastern Pennsylvania Transportation Authority.(sc) (Entered: 02/08/2016)

02/16/2016 102 Joint MOTION for Extension of Time to File Motions to Dismiss the Second Amended Complaint by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY,

Bradley S. Everly, JANNEY MONTGOMERY SCOTT LLC, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, SANDLER O'NEILL & PARTNERS L.P., SMITH ELLIOTT KEARNS & COMPANY, LLC, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. (Attachments: # 1 Proposed Order)(Creagan, David) (Entered: 02/16/2016)

02/17/2016 103 BRIEF IN OPPOSITION re 102 Joint MOTION for Extension of Time to File Motions to Dismiss the Second Amended Complaint filed by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order)(Donaldson Smith, Kimberly) (Entered: 02/17/2016)

02/25/2016 104 ORDER - IT IS ORDERED that the (1) The Orrstown Defendants, the Underwriter Defendants, and the Auditor Defendant shall file any motions to dismiss the Second Amended Complaint and supporting briefs by 3/18/16. (2) Plaintiff shall file an omnibus opposition to the Defendants motions to dismiss by 4/8/16. (5) The telephonic conference scheduled for March 2, 2016, is cancelled. IT IS FURTHER ORDERED THAT, based on the Courts above briefing schedule,Defendants Joint Motion for Extension of Time (Doc. No. 102) is HEREBY DENIED AS MOOT. 102 Signed by Honorable Yvette Kane on 2/25/16 (sc) (Entered: 02/25/2016)

03/18/2016 105 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by SMITH ELLIOTT KEARNS & COMPANY, LLC. (Attachments: # 1 Exhibit(s), # 2 Exhibit(s), # 3 Exhibit(s))(Laver, Seth) (Entered: 03/18/2016)

03/18/2016 106 BRIEF IN SUPPORT re 105 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by SMITH ELLIOTT KEARNS & COMPANY, LLC.(Laver, Seth) (Entered: 03/18/2016)

03/18/2016 107 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. (Attachments: # 1 Proposed Order, # 2 Certificate of Nonconcurrence)(Creagan, David) (Entered: 03/18/2016)

03/18/2016 108 BRIEF IN SUPPORT re 107 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. (Attachments: # 1 Unpublished Opinion(s))(Creagan, David) (Entered: 03/18/2016)

03/18/2016 109 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P.. (Attachments: # 1 Proposed Order, # 2 Certificate of Service)(Wilkinson, Thomas) (Entered: 03/18/2016)

03/18/2016 110 BRIEF IN SUPPORT re 109 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P.. (Attachments: # 1 Unpublished Opinion(s), # 2 Affidavit, # 3 Appendix Ex. A, # 4 Appendix Ex. B, # 5 Appendix Ex. C, # 6 Appendix Ex. D, # 7 Appendix Ex. E)(Wilkinson, Thomas) (Entered: 03/18/2016)

04/08/2016 111 BRIEF IN OPPOSITION re 107 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM , 105 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM , 109 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM -- Plaintiff SEPTA's Omnibus Opposition to Defendants' Motions to Dismiss the Second Amended Complaint filed by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order, # 2 Certificate of Service)(Donaldson Smith, Kimberly) (Entered: 04/08/2016)

04/08/2016 112 DECLARATION by Southeastern Pennsylvania Transportation Authority re 111 Brief in Opposition, -- Declaration of Kimberly Donaldson Smith in Support of Plaintiff SEPTA's Omnibus Opposition to Defendants' Motions to Dismiss the Second Amended Complaint. (Attachments: # 1 Exhibit(s) A, # 2 Exhibit(s) B, # 3 Exhibit(s) C, # 4 Exhibit(s) D, # 5 Exhibit(s) E, # 6 Exhibit(s) F, # 7 Exhibit(s) G, # 8 Exhibit(s) H, # 9 Exhibit(s) I, # 10 Exhibit(s) J, # 11 Exhibit(s) K - PART 1, # 12 Exhibit(s) K - PART 2, # 13 Exhibit(s) K - PART 3, # 14 Exhibit(s) K - PART 4, # 15 Exhibit(s) K - PART 5, # 16 Exhibit(s) K - PART 6, # 17 Exhibit(s) L, # 18 Exhibit(s) M)(Donaldson Smith, Kimberly) (Entered: 04/08/2016)

04/11/2016 DOCKET ANNOTATION: Counsel is advised to file a certificate of service for Doc. 112. (pjr) (Entered: 04/11/2016)

04/11/2016 113 CERTIFICATE OF SERVICE by Southeastern Pennsylvania Transportation Authority re 112 Declaration,, (Donaldson Smith, Kimberly) (Entered: 04/11/2016)

04/22/2016 114 Joint MOTION to Strike 112 Declaration,, Submitted on Behalf of All Defendants by SMITH ELLIOTT KEARNS & COMPANY, LLC.(Laver, Seth) (Entered: 04/22/2016)

04/22/2016 115 REPLY BRIEF re 107 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger.(Creagan, David) (Entered: 04/22/2016)

04/22/2016 116 REPLY BRIEF re 105 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by SMITH ELLIOTT KEARNS & COMPANY, LLC. (Attachments: # 1 Errata)(Laver, Seth) (Entered: 04/22/2016)

04/22/2016 DOCKET ANNOTATION: Counsel is advised to file the brief in support of Doc. 114 as a separate entry. (pjr) (Entered: 04/22/2016)

04/22/2016 117 BRIEF IN SUPPORT re 114 Joint MOTION to Strike 112 Declaration,, Submitted on Behalf of All Defendants filed by SMITH ELLIOTT KEARNS & COMPANY, LLC.(Laver, Seth) (Entered: 04/22/2016)

04/22/2016 118 REPLY BRIEF re 109 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P.. (Attachments: # 1 Certificate of Service, # 2 Unpublished Opinion(s) Appendix of Unreported Cases)(Wilkinson, Thomas) (Entered: 04/22/2016)

05/05/2016 119 BRIEF IN OPPOSITION re 114 Joint MOTION to Strike 112 Declaration,, Submitted on Behalf of All Defendants filed by Southeastern Pennsylvania

Transportation Authority. (Attachments: # 1 Proposed Order)(Donaldson Smith, Kimberly) (Entered: 05/05/2016)

05/20/2016 120 REPLY BRIEF re 114 Joint MOTION to Strike 112 Declaration,, Submitted on Behalf of All Defendants filed by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. (Attachments: # 1 Unpublished Opinion(s) TAB A, # 2 Unpublished Opinion(s) TAB B, # 3 Unpublished Opinion(s) TAB C, # 4 Unpublished Opinion(s) TAB D, # 5 Unpublished Opinion(s) TAB E, # 6 Unpublished Opinion(s) TAB F)(Edwards, David) (Entered: 05/20/2016)

05/26/2016 121 NOTICE Supplemental Authority in Support of Motion to Dismiss Second Amended Complaint Pursuant to Local Rule 7.36, filed by SMITH ELLIOTT KEARNS & COMPANY, LLC. (Attachments: # 1 Appendix, # 2 Certificate of Service)(Laver, Seth) (Entered: 05/26/2016)

09/27/2016 122 NOTICE of Subsequent Event in Further Support of Their Motion to Dismiss The Second Amended Complaint, filed by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke.(Creagan, David) (Entered: 09/27/2016)

09/29/2016 123 NOTICE by Southeastern Pennsylvania Transportation Authority re 122 Notice, Plaintiff's Response to the Orrstown Defendants' Notice of Subsequent Event that was Filed in Further Support of the Orrstown Defendants' Motion to Dismiss (Donaldson Smith, Kimberly) (Entered: 09/29/2016)

10/07/2016 124 NOTICE by JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P. re 122 Notice, of filing Underwriter Defendants' Response to Notice of Subsequent Event (Wilkinson, Thomas) (Entered: 10/07/2016)

10/11/2016 125 NOTICE by SMITH ELLIOTT KEARNS & COMPANY, LLC re 122 Notice, of SEK's Response to Notice of Subsequent Event (Laver, Seth) (Entered: 10/11/2016)


12/07/2016 127 ORDER (memorandum filed previously as separate docket entry) - IT IS ORDERED that the Motion to Dismiss filed by Orrstown Defendants and IndividualDefendants Ceddia, Coy, Embly, Every, Keller, Pugh, Quinn, Rosenberry,Shoemaker, Snoke, Ward, and Zullinger, (Doc. No. 107), is GRANTED INPART AND DENIED IN PART. The Motion to Dismiss filed by Defendant SEK (Doc. No. 105), seeking dismissal of Counts 2 and 6, is GRANTED in its entirety. The Motion to Dismiss filed by the Underwriter Defendants (Doc. No. 109),seeking dismissal of Counts 2 and 3, is GRANTED in its entirety. Defendants Motion to Strike (Doc. No. 114), is DENIED. 114 109 107 105 IT IS FURTHER ORDERED THAT a joint case management telephone conference will beheld on January 27, 2017 at 11:30 a.m. Plaintiffs counsel shall initiate the call. The telephonenumber of the Court is 717-221-3990. Signed by Honorable Yvette Kane on 12/7/16. (sc) (Entered: 12/07/2016)

12/21/2016 128 ANSWER to 101 Amended Complaint, by JEFFREY W. EMBLY, Bradley S. Everly, Orrstown Bank, Orrstown Financial Services, Inc., Thomas R. Quinn, Jr.(Creagan, David) (Entered: 12/21/2016)

01/20/2017 129 CASE MANAGEMENT PLAN (JOINT) ON BEHALF OF SEPTA AND ALL DEFENDANTS by JEFFREY W. EMBLY, Bradley S. Everly, Orrstown Bank, Orrstown Financial Services, Inc., Thomas R. Quinn, Jr. (Attachments: # 1 Exhibit(s) Stipulated Protective Order)(Creagan, David) (Entered: 01/20/2017)

01/30/2017 131 PETITION FOR SPECIAL ADMISSION (PRO HAC VICE) by Tiffany J Cramer on behalf of Southeastern Pennsylvania Transportation Authority Attorney Tiffany J Cramer is seeking special admission. Filing fee $ 50, receipt number 0314-3990205., filed by on behalf of Southeastern Pennsylvania Transportation Authority.(Cramer, Tiffany) (Entered: 01/30/2017)

01/30/2017 DOCKET ANNOTATION: Petitioner, Tiffany Cramer, and Associate Counsel bar status verified. (pjr) (Entered: 01/30/2017)

01/30/2017 132 CASE MANAGEMENT PLAN (Revised) on behalf of SEPTA and All Defendants by JEFFREY W. EMBLY, Bradley S. Everly, Orrstown Bank, Orrstown Financial Services, Inc., Thomas R. Quinn, Jr. (Attachments: # 1 Exhibit(s) Stipulated Protective Order)(Creagan, David) (Entered: 01/30/2017)

01/31/2017 133 ORDER - CASE PLACED ON COMPLEX CASE MANAGEMENT TRACK - IT IS ORDERED that the following dates apply in this case: Discovery due by 11/3/2017. Jury Selection & Trial set for 10/1/2018 at 09:30 AM in Harrisburg - Courtroom 4 before Honorable Yvette Kane. Pretrial Conference set for 9/11/2018 at 02:00 PM in Harrisburg - Chambers 4 before Honorable Yvette Kane.Signed by Honorable Yvette Kane on 1/30/17. SEE ORDER FOR ADDITIONAL DEADLINES. (sc) (Entered: 01/31/2017)

02/06/2017 134 PROTECTIVE ORDER governing the production and exchange of confidential information. Signed by Honorable Yvette Kane on 2/6/17. (sc) (Entered: 02/06/2017)

08/09/2017 135 REQUEST for -- Joint Request for Telephonic Status Conference to Establish an Amended Discovery and Pretrial Schedule by Southeastern Pennsylvania Transportation Authority. (Saler, Christina) (Entered: 08/09/2017)

08/11/2017 136 ORDER - upon consideration of the parties Joint Request 135 for a Telephonic Status Conference to Establish an Amended Discovery and PretrialSchedule, IT IS ORDERED THAT the parties request is GRANTED, and atelephone status conference shall be held on August 15, 2017 at 10:30 a.m. Plaintiffs counsel shall initiate the call. Signed by Honorable Yvette Kane on 8/11/17. (rw) (Entered: 08/11/2017)

08/15/2017 138 AMENDED CASE MANAGEMENT ORDER - IT IS ORDERED THAT the case management deadlines applicable to this case are revised as follows: Discovery due by 3/1/2018. Class Certification, Plaintiff Expert Report is due by 12/15/2017. Defendant Expert Report is due by 1/15/2018. Other deadlines: Plaintiff Expert Report is due by: 3/16/2018. Defendant Expert Report is due by 4/16/17. Pretrial Memos due by 12/4/2018. Pretrial Conference set for 12/11/2018 at 2:00 PM before Honorable Yvette Kane. Trial set for 1/7/2019 09:30 AM in Harrisburg - Courtroom 4 before Honorable Yvette Kane. Signed by Honorable Yvette Kane on 8/15/17. (rw) (Entered: 08/15/2017)

11/13/2017 139 PETITION FOR SPECIAL ADMISSION (PRO HAC VICE) by Timothy N Mathews on behalf of Southeastern Pennsylvania Transportation Authority Attorney Timothy Mathews is seeking special admission. Filing fee $ 50, receipt number 0314-

4252906., filed by on behalf of Southeastern Pennsylvania Transportation Authority.(Mathews, Timothy) (Entered: 11/13/2017)

11/13/2017 140 PETITION FOR SPECIAL ADMISSION (PRO HAC VICE) by Kimberly M. Donaldson Smith on behalf of Southeastern Pennsylvania Transportation Authority Attorney Kimberly Donaldson Smith is seeking special admission. Filing fee $ 50, receipt number 0314-4253732., filed by on behalf of Southeastern Pennsylvania Transportation Authority.(Donaldson Smith, Kimberly) (Entered: 11/13/2017)

11/14/2017 DOCKET ANNOTATION: Petitioners Timothy N. Mathews and Kimberly M. Donaldson Smith and Associate Counsel Benjamin F. Johns - bar status verified. (dmn) (Entered: 11/14/2017)

11/17/2017 141 SPECIAL ADMISSIONS FORM APPROVED as to Timothy N. Mathews, Esquire. Signed by Honorable Yvette Kane on 11/17/17. (rw) (Entered: 11/17/2017)

11/17/2017 142 SPECIAL ADMISSIONS FORM APPROVED as to Kimberly M. Donaldson, Esquire. Signed by Honorable Yvette Kane on 11/17/17. (rw) (Entered: 11/17/2017)

02/09/2018 143 STATUS REPORT AND REQUEST FOR A TELEPHONIC STATUS CONFERENCEby Southeastern Pennsylvania Transportation Authority. (Donaldson Smith, Kimberly) (Entered: 02/09/2018)

02/12/2018 144 STATUS REPORT AS OF 2/12/2018 by JEFFREY W. EMBLY, Bradley S. Everly, Orrstown Bank, Orrstown Financial Services, Inc., Thomas R. Quinn, Jr. (Creagan, David) (Entered: 02/12/2018)

02/13/2018 145 NOTICE of Appearance by Justin K. Fortescue on behalf of All Defendants (Fortescue, Justin) (Entered: 02/13/2018)

02/15/2018 146 WITHDRAWAL OF ATTORNEY APPEARANCE - Attorney Christina D Saler terminated on behalf of Plaintiff. (Mathews, Timothy) (Entered: 02/15/2018)

02/27/2018 147 Unopposed MOTION to Continue -- Unopposed Motion For Continuance Of Case Management Deadlines by Southeastern Pennsylvania Transportation Authority.(Donaldson Smith, Kimberly) (Entered: 02/27/2018)

02/27/2018 DOCKET ANNOTATION: Counsel is advised to file a proposed order for Doc. 147. (pjr) (Entered: 02/27/2018)

02/27/2018 148 NOTICE by Southeastern Pennsylvania Transportation Authority re 147 Unopposed MOTION to Continue -- Unopposed Motion For Continuance Of Case Management Deadlines -- [Proposed] Order Granting Unopposed Motion for Continuance of Case Management Deadlines (Donaldson Smith, Kimberly) (Entered: 02/27/2018)

02/28/2018 149 ORDER - upon consideration of Plaintiffs concurred-in motion 148 for continuance of the case management deadlines set forth in the CourtsAugust 15, 2017 Case Management Order, and for good cause shown, IT ISORDERED THAT Plaintiffs motion is GRANTED. All case management deadlinesapplicable to this case are CONTINUED until further Order of this Court. Signed by Honorable Yvette Kane on 2/28/18 (rw) (Entered: 02/28/2018)

03/16/2018 150 ORDER: Pltfs request for a telephone status conference 143 is Granted and shall be held on 3/27/18 at 2:00 PM. The telephone number of the Court is 717-221-3990. Pltfs counsel shall initiate the call. Signed by Honorable Yvette Kane on 3/16/18. (ma) (Entered: 03/16/2018)

03/29/2018 151 ORDER - IT IS ORDERED THAT a telephone status conference will be held on May 4, 2018 at 1:30 PM. Plaintiffs counsel shall initiate the call. IT IS FURTHER ORDERED THAT the parties shall file a joint status report on May 2, 2018 in advance of the status call. Signed by Honorable Yvette Kane on 3/29/18. (rw) (Entered: 03/29/2018)

05/02/2018 153 STATUS REPORT by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Exhibit(s) A - Email Summarizing call with Regulators)(Donaldson Smith, Kimberly) (Entered: 05/02/2018)

05/04/2018 154 ORDER - IT IS ORDERED that the status conference scheduled for May 4, 2018 is RESCHEDULED to May 10, 2018 at 10:00 a.m. Plaintiffs counsel shall initiate the call. Signed by Honorable Yvette Kane on 5/4/18. (rw) (Entered: 05/04/2018)

05/10/2018 155 ORDER - IT IS ORDERED THAT a telephone status conference will be held on August 17, 2018 at 10:00 AM. Plaintiffs counsel shall initiate the call. IT IS FURTHER ORDERED THAT the parties shall file a joint status report on August 15, 2018 in advance of the status call. Signed by Honorable Yvette Kane on 5/10/18. (rw) (Entered: 05/10/2018)

08/09/2018 157 MOTION to Compel Discovery /PRODUCTION OF DOCUMENTS by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order, # 2 Certificate of Nonconcurrence)(Mathews, Timothy) (Entered: 08/09/2018)

08/09/2018 158 BRIEF IN SUPPORT re 157 MOTION to Compel Discovery /PRODUCTION OF DOCUMENTS filed by Southeastern Pennsylvania Transportation Authority.(Mathews, Timothy) (Entered: 08/09/2018)

08/09/2018 159 DECLARATION by Southeastern Pennsylvania Transportation Authority re 158 Brief in Support Motion to Compel Production of Documents. (Attachments: # 1 Exhibit(s) Exhibit 1, # 2 Exhibit(s) Exhibit 2, # 3 Exhibit(s) Exhibit 3, # 4 Exhibit(s) Exhibit 4, # 5 Exhibit(s) Exhibit 5, # 6 Exhibit(s) Exhibit 6, # 7 Exhibit(s) Exhibit 7, # 8 Exhibit(s) Exhibit 8, # 9 Exhibit(s) Exhibit 9, # 10 Exhibit(s) Exhibit 10)(Mathews, Timothy) (Entered: 08/09/2018)

08/13/2018 160 MOTION to Seal by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order)(aaa) (Entered: 08/13/2018)

08/13/2018 161 SEALED DOCUMENT(S) RE: 159 (aaa) Modified on 8/20/2018 (ve). (Entered: 08/13/2018)

08/15/2018 162 STATUS REPORT by Southeastern Pennsylvania Transportation Authority. (Donaldson Smith, Kimberly) (Entered: 08/15/2018)

08/17/2018 163 ORDER granting 160 Motion to Seal. Signed by Honorable Yvette Kane on 8/17/2018 (ve) (Entered: 08/20/2018)

08/23/2018 165 REPLY BRIEF re 157 MOTION to Compel Discovery /PRODUCTION OF DOCUMENTS filed by JEFFREY W. EMBLY, Bradley S. Everly, Orrstown Bank, Orrstown Financial Services, Inc., Thomas R. Quinn, Jr.(Creagan, David) (Entered: 08/23/2018)

08/30/2018 166 Unopposed MOTION to Intervene by Board of Governors of the Federal Reserve System. (Attachments: # 1 Certificate of Concurrence, # 2 Proposed Order)(Thiel, George) (Entered: 08/30/2018)

08/30/2018 167 BRIEF IN SUPPORT re 166 Unopposed MOTION to Intervene , 157 MOTION to Compel Discovery /PRODUCTION OF DOCUMENTS filed by Board of Governors of the Federal Reserve System. (Attachments: # 1 Declaration, # 2 Exhibit(s), # 3 Exhibit(s), # 4 Exhibit(s), # 5 Exhibit(s), # 6 Exhibit(s))(Thiel, George) (Entered: 08/30/2018)

09/05/2018 168 STIPULATION and Proposed Order Permitting Intervention and Setting Briefing Schedule on Plaintiff's Motion to Compel by Southeastern Pennsylvania Transportation Authority, filed by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Certificate of Service)(Mathews, Timothy) (Entered: 09/05/2018)

09/13/2018 169 RESPONSE by Southeastern Pennsylvania Transportation Authority to 166 Unopposed MOTION to Intervene . (Mathews, Timothy) (Entered: 09/13/2018)

09/17/2018 170 Order approving re 168 Stipulation. Signed by Honorable Yvette Kane on 9/17/2018. (ve) (Entered: 09/17/2018)

09/18/2018 171 STIPULATION and Proposed Order Re-Setting Deadline for Reply Brief to Plaintiff's Motion to Compel by Southeastern Pennsylvania Transportation Authority, filed by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Certificate of Service)(Mathews, Timothy) (Entered: 09/18/2018)

09/19/2018 172 Order approving re 171 Stipulation. SEPTA may file a reply brief in further support of the Motion to Compel by October 11, 2018. See order for complete details. Signed by Honorable Yvette Kane on 9/19/2018. (ve) (Entered: 09/19/2018)

09/27/2018 173 BRIEF IN OPPOSITION re 157 MOTION to Compel Discovery /PRODUCTION OF DOCUMENTS filed by Board of Governors of the Federal Reserve System.(Thiel, George) (Entered: 09/27/2018)

10/11/2018 174 REPLY BRIEF re 157 MOTION to Compel Discovery /PRODUCTION OF DOCUMENTS filed by Southeastern Pennsylvania Transportation Authority.(Donaldson Smith, Kimberly) (Entered: 10/11/2018)

10/11/2018 175 DECLARATION by Southeastern Pennsylvania Transportation Authority re 174 Reply Brief . (Attachments: # 1 Exhibit(s) 1, # 2 Exhibit(s) 2, # 3 Exhibit(s) 3, # 4 Exhibit(s) 4, # 5 Exhibit(s) 5, # 6 Exhibit(s) 6, # 7 Exhibit(s) 7)(Donaldson Smith, Kimberly) (Entered: 10/11/2018)

02/12/2019 176 MEMORANDUM (Order to follow as separate docket entry) re 157 MOTION to Compel Discovery /PRODUCTION OF DOCUMENTS filed by Southeastern Pennsylvania Transportation Authority. Signed by Honorable Yvette Kane on 2/12/2019. (ve) (Entered: 02/12/2019)

02/12/2019 177 ORDER (memorandum filed previously as separate docket entry) - IT IS ORDERED THAT Plaintiff SEPTAs Motion to Compel Production of Documents (Doc. No. 157), is DENIED. Signed by Honorable Yvette Kane on 2/12/2019. (ve) (Entered: 02/12/2019)

04/09/2019 178 MOTION to Exceed Page Limitation -- Plaintiff SEPTA's Motion for Leave to Exceed Word Limits Pursuant to Local Rule 7.8(B)(3) by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order)(Mathews, Timothy) (Entered: 04/09/2019)

04/10/2019 179 ORDER granting 178 Motion for Leave to File Excess Pages. Signed by Honorable Yvette Kane on 4/10/2019. (ve) (Entered: 04/10/2019)

04/12/2019 180 MOTION to File Document Under Seal filed by Southeastern Pennsylvania Transportation Authority.(pjr) (Entered: 04/15/2019)

04/12/2019 181 SEALED DOCUMENT(S). (Attachments: # 1 Clean Third Amended Complaint, # 2 Declaration, # 3 Memo, # 5 Proposed Order) (pjr) Modified on 4/16/2019 (ve). Modified on 4/16/2019 (ve). (Entered: 04/15/2019)

04/12/2019 182 Plaintiff SEPTA's MOTION for Leave to File Third Amended Complaint filed by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order)(ve) (Entered: 04/16/2019)

04/16/2019 183 ORDER granting 180 Motion to Seal Document 181 DOCUMENT(S) PENDING SEALING DECISION. Signed by Honorable Yvette Kane on 4/16/2019 (ve) (Entered: 04/16/2019)

04/25/2019 184 BRIEF IN OPPOSITION re 182 MOTION for Leave to File Third Amended Complaint filed by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. (Attachments: # 1 Proposed Order, # 2 Unpublished Opinion(s), # 3 Unpublished Opinion(s), # 4 Unpublished Opinion(s), # 5 Unpublished Opinion(s), # 6 Unpublished Opinion(s), # 7 Unpublished Opinion(s), # 8 Unpublished Opinion(s), # 9 Unpublished Opinion(s), # 10 Unpublished Opinion(s), # 11 Unpublished Opinion(s))(Creagan, David) (Entered: 04/25/2019)

04/25/2019 185 BRIEF IN OPPOSITION re 182 MOTION for Leave to File Third Amended Complaint filed by SMITH ELLIOTT KEARNS & COMPANY, LLC. (Attachments: # 1 Proposed Order)(Laver, Seth) (Entered: 04/25/2019)

04/25/2019 186 BRIEF IN OPPOSITION re 182 MOTION for Leave to File filed by JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P.. (Attachments: # 1 Exhibit(s) Transmittal Affidavit of Bradley R. Wilson in Support of the Underwriters' Brief in Opposition to SEPTA's Motion for Leave to File a Third Amended Complaint, # 2 Appendix Appendix of Unreported Cases Cited in the Underwriters' Brief in Opposition to SEPTA's Motion for Leave to File a Third Amended Complaint)(Wilson, Bradley) (Entered: 04/25/2019)

04/26/2019 187 NOTICE of Appearance by Michael P Luongo on behalf of SMITH ELLIOTT KEARNS & COMPANY, LLC. (Luongo, Michael) (Entered: 04/26/2019)

05/06/2019 188 MOTION for Leave to File a Consolidated Reply Brief in Excess of 5,000 Words by Southeastern Pennsylvania Transportation Authority. (Attachments: # 1 Proposed Order)(Mathews, Timothy) (Entered: 05/06/2019)

05/07/2019 189 ORDER granting 188 Motion for Leave to File. Signed by Honorable Yvette Kane on 5/7/2019 (ve) (Entered: 05/07/2019)

05/09/2019 190 REPLY BRIEF re 182 MOTION for Leave to File -- Plaintiff SEPTA's Reply in Further Support of Motion for Leave to File a Third Amended Complaint filed by Southeastern Pennsylvania Transportation Authority.(Mathews, Timothy) (Entered: 05/09/2019)

06/13/2019 191 MOTION for Protective Order by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. (Attachments: # 1 Memo, # 2 Certificate of Nonconcurrence, # 3 Proposed Order, # 4 Exhibit(s) Exh. 1, # 5 Exhibit(s) Exh. 2, # 6 Exhibit(s) Exh. 3, # 7 Exhibit(s) Exh. 4, # 8 Exhibit(s) Exh. 5, # 9 Exhibit(s) Exh. 6, # 10 Unpublished Opinion(s) A, # 11 Unpublished Opinion(s) B, # 12 Unpublished Opinion(s) C)(Creagan, David) (Entered: 06/13/2019)

06/14/2019 DOCKET ANNOTATION: Counsel is advised to refile their Brief in Support to Document 191 as a seperate document. This event can be located under Responses and Replies. (aaa) (Entered: 06/14/2019)

06/14/2019 192 BRIEF IN SUPPORT re 191 MOTION for Protective Order filed by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. (Attachments: # 1 Exhibit(s) Exhibit 1, # 2 Exhibit(s) Exhibit 2, # 3 Exhibit(s) Exhibit 3, # 4 Exhibit(s) Exhibit 4, # 5 Exhibit(s) Exhibit 5, # 6 Exhibit(s) Exhibit 6, # 7 Unpublished Opinion(s) Tab A, # 8 Unpublished Opinion(s) Tab B, # 9 Unpublished Opinion(s) Tab C)(Creagan, David) (Entered: 06/14/2019)

06/19/2019 193 MOTION for Joinder of Non-Parties in Motion for Protective Order by JANNEY MONTGOMERY SCOTT LLC, SANDLER O'NEILL & PARTNERS L.P., SMITH ELLIOTT KEARNS & COMPANY, LLC.(Wilson, Bradley) (Entered: 06/19/2019)

06/25/2019 194 BRIEF IN OPPOSITION re 193 MOTION for Joinder of Non-Parties in Motion for Protective Order, 191 MOTION for Protective Order -- Lead-Plaintiff SEPTA's Opposition to the Orrstown Defendants' Motion for a Protective Order to Stay Discovery, and the Joinder Therein of SEK and the Underwriters filed by Southeastern Pennsylvania Transportation Authority.(Mathews, Timothy) (Entered: 06/25/2019)

07/09/2019 195 BRIEF IN SUPPORT re 191 MOTION for Protective Order filed by Anthony F. Ceddia, Jeffrey W. Coy, JEFFREY W. EMBLY, Bradley S. Everly, Mark K. Keller, Orrstown Bank, Orrstown Financial Services, Inc., Andrea Pugh, Thomas R. Quinn, Jr, Gregory A. Rosenberry, Kenneth R. Shoemaker, Glenn W. Snoke, John S. Ward, Joel R. Zullinger. (Attachments: # 1 Unpublished Opinion(s))(Fortescue, Justin) (Entered: 07/09/2019)

07/17/2019 196 ORDER - IT IS ORDERED THAT: 1. The Motion for Joinder of Non-Parties in Motion for Protective Order (Doc. No.193) is GRANTED; and The Motion for Protective Order to Stay Discovery (Doc. No. 191) is GRANTED IN PART as follows: all deposition discovery in the above-captioned action is STAYED pending resolution of SEPTAs Motion for Leave to File a Third Amended Complaint. Signed by Honorable Yvette Kane on 7/17/19 (ve) (Entered: 07/17/2019)

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