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Strategic Compliance for the Banking Industry 101This certificate course is divided into three general modules:

MODULE 1: Foundations of the Compliance Function

This module gives participants a comprehensive picture of the compliance

function in banks, with specific sessions devoted to the state of the banking

industry, the historical evolution of banking compliance, and the appropriate

roles of a bank compliance officer.

MODULE 2: Compliance in the Banking Industry

This module focuses on identifying and resolving compliance issues

unique to banks. Rules on statutory limits, sources and uses of funds, as well

as aspects of corporate governance are covered in this module.

MODULE 3: The Effective Compliance Officer

This module identifies the technical, communication, negotiation, and

leadership skills needed to be effective as a bank compliance officer. Best

practices in detecting, investigating, and handling anomalies, in addition to

reporting and relating to regulators and senior management, comprise this

modules topics.

CERTIFIC TE COURSEIN STR TEGICCOMPLI NCE FOR THEB NKING INDUSTRY

FOR INQUIRIESContact Persons: Ms. Zendy Pastoral or

Ms. Aileen Negrillo

Telefax: (+632) 753-4617

Phone: (+632) 753-4611 local 105

(+632) 753-4611 local 396

E-mail: zendypastoral@gmail.com

aileen.negrillo@dlsu.edu.ph

DLSU Makati Extension Campus

5thFloor, Tower II, RCBC Plaza

Sen. Gil Puyat Ave. cor. Ayala Ave.,

Makati City, Philippines

DLSU-ABCOMPCertificate Course inStrategic Compliance forthe Banking Industry

STRATEGICCOMPLIANCE FOR THEBANKING INDUSTRY101 RUN 10

Who Should Attend?This certificate course is highly recommended to:

(a) Current and potential bank compliance officers;

(b) Senior executives and middle managers of commercial,

thrift, and rural banks; and

(c) Other interested stakeholders of the banking industry.

Course Content1. Change in a Dynamic

Environment

2. The Compliance Function

3. Compliance Frameworks

4. The Business of Banking from

a Compliance Perspective

5. Banking Regulations

6. Compliance Issues

7. Competencies and Skills Set

8. Case presentation

Regular Fee:P32,500Discounted Fee:P27,500(if two or more partici-

pants from one com-pany)

Full payment to be

made on or beforeJanuary 15 2014

REGISTER NOW

This Certificate Course provides an overview of the compliance

function in banks, introduces key compliance principles and

frameworks, and dwells on the specific laws, rules, and standards

that affect the banking industry in the Philippines.

Course Schedule 2014January 18, 25

February 1, 8, 15, 22

March 8, 15

Saturdays,

8:00 a.m. to 5:00 p.m.

DLSU Makati Extension Campus