rights and duties of other state on eez-los seminar2

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    Rights and duties of other state on EEZ

    Given the expansion of the sovereign rights and jurisdiction of coastal states in the EEZ

    achieved by the LOSC there was an awareness of the need to protect the interests of other

    states, particularly the major naval powers and states with large merchant and fishing fleets.

    Whereas the EFZs claimed by many states prior to the emergence of the EEZ concept at

    UNCLOS III interfered only with the high seas freedom to fish and to conduct fisheries

    research, the EEZ regime apportioned to coastal states far broader powers that needed to

    be tightly circumscribed.

    Article 58 is the key provision in Part V that seeks to safeguard the interests of the majormaritime states.

    First, in relation to rights, Article 58(1)provides that in the EEZ all states, whether coastal

    or landlocked, enjoy the freedoms identified in Article 87 of navigation and overflight, the

    laying of submarine cables, and pipelines, and 'other internationally lawful uses of the sea

    related to these freedoms'.

    Further, Article 58(2) states that several provisions of the LOSC (Articles 88 to 115) relating

    to the high seas apply in the EEZ to the extent that they are compatible with Part V. These

    provisions go to issues such as the nationality of ships, the duties of flag states, the

    immunity of warships, and the suppression of piracy.

    Secondly, in respect to the duties of states other than coastal states, Article 58(3)

    stipulates that due regard must be had to the rights and duties of the coastal State, and

    there must be compliance with the laws and regulations adopted by the coastal State in

    conformity with the LOSC.

    - A) Navigation and OverflightArticle 58(1) imports into the EEZ regime the high seas freedoms of navigation and

    overflight referred to in Article 87.

    This means that in the EEZ the navigational and overflight rights accorded to states other

    than coastal states are akin to those rights as enjoyed on the high seas, and attempts by

    some states parties to the LOSC to limit these rights in the EEZ by defining them as rights of

    innocent passage.

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    Nonetheless, it is clear that the rights of navigation and overflight in the EEZ are not as

    extensive as those exercisable on the high seas given the regulatory powers accorded to

    coastal states by Part V.

    -Coastal states may stop and search any fishing vessel to ensure compliance with its

    fisheries laws adopted in conformity with the Convention, on the proviso that arrested

    vessels and their crews are to be released promptly on the posting of a reasonable bond.

    -Coastal states may also lawfully pass pollution control legislation consistent with

    applicable international standards, and take enforcement action in respect of egregious

    breaches.

    -It is also possible for coastal state regulation of EEZ fisheries to impose some fetters on

    the freedom of navigation by merchant vesselsthrough sensitive marine environments

    essential for the health of fisheries such as coral reefs, although no provision in Part V isexplicit on this point. A clearer example of the potential for coastal state jurisdiction to

    limit navigational rights in the EEZ is in relation to artificial islands, installations and

    structures which will inevitably have some impact on navigation, although Article 60(7)

    seeks to limit this by prohibiting the establishment of such facilities within recognised sea

    lanes essential to international navigation.

    Navigation

    Article 58(1) provides that in the EEZ all States enjoy 'the freedoms referred to in article 87

    of navigation' and 'other internationally lawful uses of the sea related to' this freedom

    compatible with the other provisions of the Convention.

    This freedom is subject to a number of limitations.

    First, the freedom may possibly be subject to the general limitation governing all freedoms

    of the high seas set out in article 87(2) - namely, that these freedoms must be exercised'with due regard for the interests of other States in their exercise of the freedom of the

    high seas'.

    The uncertainty arises because of the rather oblique and ambiguous reference in article

    58(1) to article 87, which is located in Part VII of the convention dealing with the high seas.

    Secondly, under article 58(2) freedom of navigation in the EEZ, is subject to the provisions

    of articles 88 to 115 of the Convention and other relevant rules of international law which

    deal with navigation on the high seas, in so far as they are not incompatible with the

    Convention's provisions on the EEZ.

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    There are two further limitations on freedom of navigation in the EEZ not explicitly

    mentioned in the Convention but which are implicit in its provisions.

    First, foreign shipping is subject to the coastal state's powers of pollution control.

    Secondly, foreign ships may be affected by the presence of artificial islands and

    installations - although, as we have seen such structures may not be placed in 'recognised

    sea lanes essential to international navigation'.

    Overflight

    Article 58 provides that all States enjoy freedom of overflight in the EEZ, and 'other

    internationally lawful uses of the sea related to' this freedom compatible with the

    provisions of the Convention. This freedom is subject to the first two limitations to which

    the freedom of navigation is subject, namely due regard for other States, and articles 88 to

    115, etc. (although many of these articles have no application to aircraft).

    In addition, the freedom is implicitly subject to two further possible limitations. First, the

    coastal State's right to construct artificial islands and installations might effectively

    prevent low flying in the vicinity of such structures. Secondly, aircraft are subject to

    coastal State's competence to regulate the dumping of waste.

    Given the attitude of some States, such as Brazil, to military activities in their EEZs, there

    may also be some uncertainty about the use of the EEZ by foreign military aircraft for the

    purpose of military exercises.

    There is one further matter of importance about which there is also uncertainty, and that

    is the rules of the air which apply to aircraft in the EEZ. Under Article 12 of the Convention

    on International Civil Aviation 1944, aircraft over the 'high seas' must comply with the Rules

    of the Air laid down by the International Civil Aviation Organization (ICAO).

    Over a State's territory and territorial sea, however, aircraft must comply with that State's

    regulations, which may diverge from ICAO rules (art. 38 of the 1944 Convention).

    -WITH REGARD TO BOTH NAVIGATION AND OVERFLIGHT

    i. Environmental Security

    Part V permits the freedom of navigation to be curtailed in regulating marine pollution.

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    However, since the conclusion of the LOSC there has been some creeping of jurisdiction

    with several states relying on the environmental jurisdiction they possess in the EEZ to

    object to the passage by foreign vessels carrying ultra-hazardous cargoes, particularly

    nuclear materials in transit to power plants, reprocessing facilities or to repositories for

    disposal.

    Some states assert that the risk of environmental harm is so great that they are entitled not

    only to be notified of planned voyages of vessels carrying such cargoes (a right of 'prior

    notification'), but may even deny passage through their EEZs (a right of 'prior informed

    consent').

    Voyages carrying nuclear materials between Europe and Japan since the 1990s have

    provoked significant controversy, with states including Argentina, Chile, Antigua and

    Barbuda, Colombia, the Dominican Republic, New Zealand, South Africa and Mauritius

    claiming a right to exclude these vessels from their territorial seas and also their EEZs.

    The capacity of coastal states unilaterally to regulate the transport of oil within their EEZs

    consistent with the LOSC has also been a point of contention. Following the break up of the

    oil tanker Prestige off the coast of Spain in November 2002, which resulted in substantial

    damage along the French, Portuguese and Spanish coastlines, these three states established

    new controls requiring oil tankers to give advance notice before travelling through their

    EEZS' and allowing for spot inspections in their EEZs of single-hull tankers more than 15

    years old, and summary expulsion from these waters if found on inspection to be

    unseaworthy. As these measures were, at the time, stricter than the international standardsset under the auspices of the IMO they were not consistent with the requirements of Article

    211 of the LOSC.

    The difficulty for those states seeking notice of shipments of certain dangerous substances,

    or which reserve the right to exclude particular vessels carrying these materials, is that Part

    V contains no provision that allows coastal states to regulate the transport of goods per se.

    Accordingly, foreign vessels carrying hazardous materials appear entitled to navigate freely

    in the EEZ.

    It is relevant here that Article 23 clearly permits such voyage within the territorial sea,

    subject to special obligations to 'carry documents and observe special precautionary

    measures established for such ships by international agreements'. Despite the silence of

    Part V on the subject, it would be curious if the same rights afforded in the territorial sea

    were not also applicable in the EEZ. Alternatively, it may be argued that Part V should be

    read as far as possible consistently with Part XII which allows (and indeed requires)

    coastal states to protect the marine environment within their EEZs.

    Several states have also argued that rules and principles of international environmental law

    have application in this context, as seen in New Zealand's invocation of the precautionary

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    principle to contest the legality of shipments of nuclear cargoes by Japanese vessels

    through New Zealand's EEZ.

    ii. Military Security

    Since the conclusion of the LOSC there has been a growing body of practice indicating the

    willingness of coastal states to interfere with navigational rights and freedoms on grounds

    of maritime security, particularly since the 2001 terrorist attacks in the United States.

    One of the more dramatic illustrations of this practice look place six months prior to those

    events, when a United States Navy EP-3 reconnaissance aircraft collided with a Chinese F-8

    fighter aircraft that had intercepted the EP-3 in China's EEZ, around 70 nm south-east of

    China's Hainan Island. The Chinese pilot died when his aircraft crashed into the sea;

    however the EP-3 managed to make a distress landing at a Chinese military base on Hainan.

    The Chinese government detained the aircraft and its crew, and contended that the United

    States had abused the rights of overflight in the EEZ and failed to have 'due regard to the

    rights and duties' of China as the coastal state, as required by Article 58(3) of the LOSC.

    China specifically asserted a right to interfere with EEZ overflight by foreign aircraft posing a

    threat to the natural security of China. This incident raised the issue as to the effect of

    Article 58, which applies high seas navigational and overflight rights in the EEZ.

    The EEZ regime does not expressly authorise foreign states to carry out surveillance or

    other military activities such as military exercises or weapons testing, but neither does it

    prohibit such uses of the EEZ.

    Some states have nonetheless also maintained that weapons testing cannot lawfully be

    carried out in the EEZ.

    However, it is significant that the freedoms set out in Article 87 are referred to as main

    examples of high seas freedoms, rather than the only such freedoms. Moreover, thesefreedoms are to be exercised subject to conditions set not only by the LOSC but also 'other

    rules of international law'.

    The only express condition set down in Articles 58(3) and 87(2) is the vague stipulation that

    foreign states must have 'due regard' to the rights and duties of coastal states and other

    states. And the reference in Article 87 to 'other rules of international law' would seem to

    suggest that general international law can be turned to in determining the legitimate uses to

    which the high seas and the EEZ may be put. As such there would be a dear prohibition on

    the carrying out of activities in the EEZ that constituted a threat or use of force contrary to

    the United Nations Charter.

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    On the other side of the coin is the issue whether coastal states may assert any kind of

    security jurisdiction in the EEZ.

    Many states have done so, prohibiting not only military exercises, manoeuvres

    (maneuvers) and weapons testing, but also seeking to restrict navigation and overflight in

    the EEZ more generally in the interests of national security such as to prevent the

    proliferation of weapons of mass destruction (WMD).

    Other states have sought to impose lesser restrictions. An example is the Australian

    Maritime Identification System announced in 2004, under which Australian authorities seek

    information from vessels making for Australian ports when entering a 'Maritime

    Identification Zone' 1000 mn from an Australian coastline, and all vessels, except day

    recreational vessels, entering the Australian EEZ. The stated purpose of the system is to

    enhance the quality of maritime surveillance and protect the resource and national security

    interests of Australia.

    Information sought from vessels entering the EEZ for the purposes of fisheries protection

    is likely to be regarded as consistent with Part V given the broad powers given to coastal

    states over marine living resources in the EEZ.

    However, as the information is sought from all vessels, and not only fishing vessels, this

    raises the question of whether the system interferes with the rights of other states in the

    EEZ, contrary to Article 58.

    The mere request for information is unlikely to amount to such an infringement; however

    an attempt to prevent passage by a ship that has refused to provide such information would

    be, unless the vessel concerned is reasonably suspected to be intending to violate valid

    coastal state laws relating to marine resources, or pollution. One argument that has been

    made in favour of the legality of the monitoring of all vessels in the EEZ is that it may be an

    assertion of an unattributed right consistent with Article 59 if directed to suppressing

    activities such as terrorism, which could legitimately be regarded as an issue of importance

    to the international community as a whole.

    - B. Submarine Cables and PipelinesIn addition to navigation and overflight rights, Article 58(1) also refers to the rights of

    other states to lay submarine cables and pipelines in the EEZs of coastal states.

    These rights are elaborated in several provisions of Part VII concerning the exercise of such

    rights on the high seas, to which Article 58(2) cross-refers. As a result, flag states must take

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    responsibility to ensure that their vessels and nationals do not willfully, or through

    culpable negligence, break or injure a cable or pipeline.

    The laying of a submarine cable or pipeline within the EEZ also necessarily brings into

    application the continental shelf regime as such infrastructure is laid on the seafloor.

    There is in Article 76(3) a pertinent restriction on the freedom in Article 58(1) to lay cables

    and pipelines, in that the course that this infrastructure may follow is made subject to the

    consent of the coastal state.

    Thus it can be said that, all States enjoy the freedom of laying submarine cables and

    pipelines in the EEZ, and 'other internationally lawful uses of the sea related to' this

    freedom compatible with the other provisions of the Convention.

    This freedom is subject to the first two limitations to which the freedom of navigation is

    subject, namely due consideration for the interests of other States and articles 88 to 115

    of the Convention.

    While many of these articles have no application to cables and pipelines, articles 112 to 115

    are specifically concerned with them, dealing principally with the question of their being

    broken or damaged.

    In addition, there is a further explicit limitation contained in article 79. Although this

    article is in the part of the Law of the Sea Convention dealing with the continental shelf, it

    must also apply to the EEZ, since the sea bed of the EEZ consists of the continental shelf.

    Article 79(3) provides that 'the delineation of the course for the laying of pipelines (but not

    cables) is subject to the consent of the Coastal State.

    Article 79(4) empowers the coastal state to lay down conditions for cables and pipelines

    entering its territorial sea, and to establish its jurisdiction over cables and pipelines

    constructed on or used in connection with the exploration and exploitation of its continental

    shelf or the operations of artificial islands and installments under its jurisdiction.

    Furthermore, two states -Cape Verde and Sao Tome e Principe - purport to make the layingof both cables and pipelines as such, rather than simply the delineation of the course of

    pipelines, subject to their prior consent.

    In conclusion, the effect of the above provisions is that the rights of other

    states to navigate, overfly and lay cables and pipelines in a coastal states EEZ

    are less extensive than their corresponding rights on the high seas.