ralph k winter financial disclosure report for 2010

8/3/2019 Ralph K Winter Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Per son R epor ting ( las t name, f ir s t , middle in i t ia l)W I N T E R , R A L P H K .

4. Title (Article II1 judges indicate active or senior status;magistrate judges indicate full- or part- time)Un i t ed S t a t e s C i r cu i t J u d g e ( S en i o r )

2. Court or OrganizationS eco n d C i r cu i t C o u r t o f Ap p ea l s

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual5b. [] Amended Report

] Final

7. Chambers or Of f ice Address1 41 Ch u r c h S t r ee tNew Hav en , C T 0651 0

3. Date of Report05/11/2011

6. Repor ting Per iod01/01/2010

to12/31/2010

8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Of f ice r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~L Complete all parts,checking the NONE box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . t R e p o r a n g individual only; see pp. 9-13 of filing instructions.)[] NONE(N o reportable posit ions.)POSITION

1 . Pro fes so r (ad ju n c t ) o f Law2. Trustee3.

4.5.

NAME OF ORGANIZATION/ENTITYYale Un iv ers i tyB r o o k l y n L a w S c h o o l

II. A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instruction~)~ (No repor tab le a greemen ts .)O N E

DATE PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t i n gWINTER, R A L P H K .

D a t e o f R e p o r t05/11/2011

I II . N O N - IN V E S T M E N T I N C O M E . ( R e p o r t in g i n d i v id u a l a n d s p o u s e ; see p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investm ent IncomeD NONE non-investment income.)N o reportable

DATE SOURCE AND TYPE INCOME(yours, not spouses)1. 2010 Yale Law Scho o l - Par t - time t each in g $53,600.002.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - lf you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

[] (No reportable income.)ONE non-investment

2.3.4.

DATE S O U R C E A N D T Y P E

I V . R E I M B U R S E M E N T S - t ranspor t a t i on , l odg i ng , f ood , entertainment.( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f ! li n g i n s t r u c ti o n s . )

[~ NONE (No reportable reimbursements.)SOURCE DATES

1 . J o an W e x le r , D e a n , B ro o k ly n 2 / 20 /2 0 1 0; 3 /1 / 1 0L a w S c h o o l2. J o an W ex le r , Dean Bro o klynL a w S c h o o l3. Fed era l Bar Co u n c i l4. B r o o k l y n L a w S c h o o l5. B r o o k l y n L a w S c h o o l6. B r o o k l y n L a w S c h o o l

LOCATION PURPOSEB r o o k l y n , N Y F e d e r a l B a r C o u n c i l T r i p

ITEMS PAID OR PROVIDEDL o d g i n g

2 /21 /201 0; 2 /28 /201 0 JFK to Hawaii (round t r ip) Fed era l Bar Co u n c i l W in te r Transportat ionB e n c h a n d B a r C o n f e r e n c e2 /2 1 /2 01 0- 2/ 28 /2 01 0 K o na , Ha wa ii Pane l Mode ra to r L o d g i n g ; m e a l s3 /10/201 0-3 /11 /11 B ro ok lyn , N Y B o ard o f T rus tee s M ee ting Tran sp o r ta t io n ; lo d g in g ; mea l s4 /1 8 /201 0- 4 /20/201 0 B rook lyn , N Y B oard o f T rus t ee s M ee t ing Tran sp o r ta t io n ; lo d g in g ; mea l s5 /6/201 0- 5 /7 /201 0 B ro ok lyn , N Y B o ard o f T rus tee s M ee ting Tran sp o r ta t io n ; lo d g in g ; mea l s


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N a m e o f P e r s o n R e p o r t i n gWINTER, RALPH K.

D a t e o f R e p o r t05/11/2011

7. Bro o klyn Law Scho o l 6 / 2 / 2 0 1 0 - 6 /4 / 2 0 1 0 B r o o k l yn , N B oard o f T rus t ee s M ee t ing Tran sp o r ta t io n ; lo d g in g ; mea l s8. Bro o klyn Law Scho o l 1 0 / 5 / 2 0 1 0 - 1 0 / 6 / 2 0 1 0 B r o o k l y n , N B oard o f T rus t ee s M ee t ing Tran sp o r ta t io n ; lo d g in g ; mea l s9. B ro ok ly n L aw Sc ho ol 1 0/1 2/2 01 0-1 0/1 3/2 01 t) B ro ok ly n, N Y D e a n S ea rc h C om m i tt ee T ra n sp o rt at io n ; l od g in g ; m e a lsMeet in g1 0 . B r o o k l y n L a w S c h o o l 12/8/2010 Bro o klyn , N B oard o f T rus t ee s M ee t ing Transportat ion


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N a m e o f P e r s o n R e p o r t i n gW I N T E R , R A L P H K .

D a t e o f R e p o r t05/11/:2011

V . G I F T S . (lncludes those to spouse and dependent children; see pp . 28-31 of filing instructions.)[] N O N E (No reportable gifts .)

2.3.4.5.

SOURCEBrooklyn Law School

DESCRIPTIONUse o f 2 v acan t v i s i t in g p ro fes so rs ap ar tmen t s (7 /201 0) ; co s t to BLSm i n i m a l

VALUE$ 1 , o o o . o o

V I . L I A B I L I T I E S . a n el ~ d e s t h o s e o l s p o ~ s c a n d dependent children; see p p . 3 2 - 3 3 of f!ling instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t in g[ WINTER, RALPH K.

D a t e o f R e p o r t05/11/2011

V I I . I N V E S T M E N T S a n d T R U S T S - - i n c o m e , v a l u e , ~ r a ,~ a e t i o ,~ a n c l u d e s t h o s e o / s p o u s e a n d dependent ch i l d ren; see pp . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )NONE (No reportable income, assets, or transactions.)

3.4.5.6.7.8.9.

1 0 .II.1 2 .

1 3 .

1 4 .

1 5 .1 6 .1 7 .

TIAA-Pension E Interest ON uveen Mu n. V a lue Fund A Interest KN uveen Prem . Inc . Mun . Fd . 4 B Interest KN uveen D iv . A dv . Mun. Fund B Interest KL E GG M A SON In t e rmed-T e rm Mun. Fund . C Interest LC LSB lack Rock . Mu n. Inc . T R B Interest KCi tib ank N A South D ako ta B ank D epos i t A Interest JP r o g r a mWeste rn A sse t Money Marke t Fund Cla ss A A Interest J

TTTTTTTT

Bu y 12/31/10Bu y 12/31/10

JJ

1 n c o m e G a i n C o d e s :(S~ 0!0mns B ! and 04)2 . Va |ue Cod~( S ee C oh tmns C I and D 3)

3.Value Meth od C odes(See Column C2)

A =$1.000 or less B =$i,001 ~ $2,500 C =$2;501 - $5,000 D =$5 .001 - $15 ,000 E =$15,001 - $50,000F =$50,001 - $! 00,000 G ~$I00~001 ~ $!.000;000 H I - - $ 1 ~ 0 0 0 ~ 0 0i $ 5 . 0 0 0 ~ 0 0 0 "2 =More than $5:000,000 ....................................N =$ 2 5 0 00 1 - $ 5 00 .0 00 O ~$~ 00 001 .- $1 00 0 ;06 0 P2 :P3 =$25,000 00 - $50 000 000 i P4 = M 6~ tha 6 $50!000~000 . . . .Q ~Appraisal R ~o s t (Re a ! E s ta te O n ly) S gAss~nt T =C~zh M~rk~iu - -B ook Value V ~o th e r W --Estimated


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FINANCIAL DISCLOSURE REPO RTPage 6 of 7

N a m e o f P e r s o n R e p o r t i n gWINTER, RALPH K.

D a t e o f R e p o r t05/11/2011

VIII . ADDITIONAL INFORM ATION OR EXPLANATIONS.*SECTIOI~ VII, Lines 7 and 9: This is where the interest from 2-6 was invested.


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IX. CERTIFICATION.

Ia m e o f P e r s o n R e p o r t i n gW I N T E R , R A L P H K . D a t e 6 f R e p o r t05/11/2011I certify that al l information given above (including information pertaining to my spouse and m inor or dependent c hi ldren, if any) isaccurate, true, and com plete to the best of my know ledge and b elief, and that any information not r eported was withheld b ecause it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned incom e from outside employm ent and hon oraria and the acceptance of gifts which have been reported are incom plianc e with the pr ovisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulation s.

Signatu re: S/RALPH K . WINTER

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i tt e e o n F in a n c i a l D i s c l o s u r eA d m i n i s t ra t i v e O f f i c e o f t h e U n i t e d S ta t e s C o u r t sSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

ralph k winter financial disclosure report for 2010

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