ralph k winter financial disclosure report for 2009

8/3/2019 Ralph K Winter Financial Disclosure Report for 2009

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z o ~ 0 FINANCIAL DISCLOSURE REPORT R e p o , , R e q u i r e d b y t h e E t h i c sm Government 4el o/,1978Rev 1/2010 FOR CALENDAR YEAR 2009 (5 us, c app, k,(" 101-110I. Person R eporting (last name, first, nnddl tmtial) 7.. Court or O rganizalion 3. Date of ReportWINTER, ~LPH K. Second Circuit 5/11/2010Court of Appeals

4. lille (Antcle Ill judges ~nd~ate acltve or senior status, 5a. Report Type (~h cck appropriate type) 6. Repurllng P~rtod~nagtstrate judges indicate ~ll- or part-time)~ N ...... .... D a t e i/1/09 ,~12/31/0United States Circuit Judge(Senior) 5b .

7. Chambers ~ Office Address $. On the bmig af the information contained in ~is Report and anymodifications pertaining thereto, I~ is, in m y opinion, m compliance55 Whitney Avenue w~th applicable laws and regulations.New Haven, CT 06510Renewing Officer Date

IMPORT ANT NOTE S: The i ,t~truct;o,~ accompaniing th;s form must be fol lowed. Complete al l parts ,checking the NONE box for each part where you ha~e no reportable infi, rmatiog Sign on last page.

~ NONE (No reportable positions.)POSITION NAME OF ORQANIZATION/ENTI~

t Professor (adjunct) of Law Yale UniversityTrustee Brooklyn Law School

~ N O N E (No reportable agreements )D A T E P A R T IE S A N D T E R MS


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FINANCIAL DISCLOSURE REPORTP a g e 2 o f 6 WINTER, RALPH K. 5/11/2010

III. NON-INVESTM ENT INCOM E. ~Re~o,,~ ~di~id~A. Fliers Non-Investment Income--] N O N E (No reportable non-investment income.)

DATE ~O U R C E A N D T Y P E INCOME(yours, not spouses)t Yale Law School-Part-time teaching $52,500.002

B. S p o u se s N o n - ! n v est m e n t I n co m e - ~ y o u ~ e r ~ m a r r i e d during any portion of the reporting year, complete this sectiom(Dollar ~mount not required except for honoraria)--X"] N O N E ( N o reportable non-investmen t income.)

D A T E SO URCE AND T YP EI

I V . R E I M B U R S E M E N T S - ,. ..w , , . ., io . . ~q,.~,~o,~ e.,..oi .... ~(Includes tho~e to sp.use and depe~t~.nt ~ hd, h~,,, see ~ 25.27 ~[Jihng tn~tt u~ no.~ )

[~ NONE (No r~ortable reimbu~ements.)SOURCE DATES LOCATION PURPOSE ITEM S PAID OR PRQYIDED

I Brooklyn Law 6/i-6/3 BrooklyncNY Commencement Transportation, lodging,School meals ~2 Brooklyn Law q!~-10!] Brooklyn0NY M~v~ng ~rapsportation;!odging,School 10/23-10/25 Lenox,MA Panel ~e~is3~edera] Bar mo~gxng~mealsCouncil ModeratorB roo k l y h L~ 12/i0-I~2-/-I-I Brkly n,N~Meetxng Transportation,lodging,5School meals


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F I N AN C I AL Name of Person Reporting Date of ReportDISCLOSURE REPORT[ WINTER, RALPH K . 5/11/2010age 3 of 6

V . G I F T S . a . a . a ~ s , ~ o s . t o s p o , ~ . . a a ~ p ~ . a e . , ct, itd, en; s~ p~,. : t 8 - ~ ! of.firing[--] N O N E ( N o reportable gifts.)

SO U R C E DESCR IPTIO N VA LUE~ Jacob Kling Foodstuffs (est) $25-$752 Brooklyn Law Use of 2 vacant vis~tin~School professors apartment (7/09 ) substitution cost4

5

V I . L I A B I L I T I E S . a , : t , a + , , h o ; + o ~ . . . . . . d d e p e n d e n t c h i l d r e n ; stp. 32-33 o f ~ l l n g i n a t r u t t i o n x . )[-~ N O N E (No reportable liabilities,)

C R E D IT O R DESCRIPTION VA LU E C O D EI

2345


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FINANCIAL DISCLOSURE REPORT N .... fP .....ReporHng ] Date of ReportPage4of6 WINTER, RALP H K. [ 5/11/2010

VII. INVESTMEN TS and TRUSTS -inco ..... r u e , , ..... ,ions (Includes ,hove o/sp ...... d dependent children; seepp. 34-60 of filing instructions.)D NONE (No reportable income, assets, or transactions.)

A B C DDescription of A sse~ Income dunng Gross value at end Transactton~ dunng reponmg period(mcludm~ m ast assets) repomng period of repo~ng periodO) [ (2) (I) (2) (~ ~ (2) (3) ~ (4) ~ (5)Place "(X)" after each asset ~ountI Type (e g , Valu~ Value Type (e g , , Date Value [ Gain [denu~ ofexempt flora prior d~xclo~e Code I d~v, rent, Code 2 Me~od [ buy, se~l , nun/d~ Code 2 1code 1 [ buyer/seller(A-H~ o, mt) (J-P) Code 3 redempaon) (J-P) [ (A-H) [ (ffpnvate

~ TI~-Pension E int. O T~ Nuveen Mun. ValueFund A int. K T3 Nuveen ~rem. xnc.Mun. Fd. 4 B int. K T~ Nuveen Div. Adv.Mun. Fund B int. K T5 LEGG ~SON Intermed-Term Mun. Fund CLC C int. L T6 Black Rock. Mun.Ino. TR B int. K T7 Citibank NA South A int. J T buy* 1/1- J12/38 Program9 Weste~ Asset :l/1-~oney ~arket Fund A int. J T buy* 12/3L J10CI~o~ A

1 2

1 4151 61 7

Income Ga,. Codes A - $1,000 or less B -$1 ,0 01 - $2 ,50 0 C =$2 ,501 . $5,0 00 D ~$5,001 . $15 000 E ~$15 001 .$50000(See Colun~ns BI and D4) ~ ~$50,001 - $100,000 G =$J0(I IFJI . $1,000 000 711 =$1,000,001 - St 0O0,000 H2 =More than $5 0O0.000V~lue Codes I "$15 000 or less K =$15,001 - $50,000 L =150 001 - SI00,000 M =$ i00 00l - $250 000(See Column~ C I ~d D31 N -$250,001 - $500,000 O =$500,091 - $1,000,0~0 PI -$1,000,001 - $5,000,000 P2 =$5,000,001 - $25 000,000


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FINANCIAL DISCLOSUR E R E P O R T r~ .....P . r ~ o . R . p o r ~ D ~ , . ~ , ~ . p ~ r , IPage 5 o f 6 WINTER, RALPH K. 5/11/2010VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.*SECTION VII, Lin es 7 a nd 9 : This is wher e t he in te re st fr om 2- 6was invested.


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FINANCIAL DISCLOSURE REPORT N . . .. . e P . .. . . a,por,~ D , , , o ~ R e O o , ,Page 6 of 6 WINTER, RALPH K. 5/11/2010IX. CERTIFICATION.

i certify that all information given abov e (including information pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and complete to the best of my know ledge and belief, and that any information not reported was withheld b ecause it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acc eptance of gifts which hav e been reported arc incompliance with the provisions of 5 U.S.C. app. S01 ct. seq., 5 U,S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WH O K NOWINGLY A ND WILFULLY FALSIFIES OR FAILS TO FILE TH IS REPORT MAY B E SUBJECT TO CIVILAND CR IMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Cotrm~ ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C 20544

ralph k winter financial disclosure report for 2009

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