MANJU PURI January 2018

Fuqua School of Business, Duke University

100 Fuqua Drive, Durham, NC 27708-0120

Tel: (919) 660-7657; Email: mpuri@duke.edu

Home Page: http://www.duke.edu/~mpuri

PROFESSIONAL EXPERIENCE

FEDERAL DEPOSIT INSURANCE CORPORATION

Director, Center for Financial Research 2016-

DUKE UNIVERSITY

J.B. Fuqua Professor, Finance (on leave 2016-2018) 2008-

Professor of Finance and Nancy Staudenmayer Research Fellow 2007-2008

Associate Professor of Finance 2003-2007

STANFORD UNIVERSITY

Associate Professor of Finance 2000-03

Assistant Professor of Finance 1995-00

HONGKONG & SHANGHAI BANKING CORP., London & Bombay 1983-89

Corporate Banking Executive

OTHER POSITIONS

- President, Financial Intermediation Research Society 2016-2017

- President- Elect, Financial Intermediation Research Society 2015-2016

- Senior Fellow, Asian Bureau of Finance and Economics Research 2014-

- Academic Board Member, European School of Management and Technology, Berlin 2015-

- Vice-President, Financial Intermediation Research Society 2014-2015

- Academic Director, Financial Management Association 2012-2014

- Director, Financial Intermediation Research Society 2012-2014

- Advisory Board, Center for Entrepreneurship and Innovation at Fuqua 2005-

- Faculty Research Associate, NBER Corporate Finance Program 2001-

POLICY/REGULATORY SERVICE

- International Association of Deposit Insurers (IADI) Advisory Panel, Basel 2017 -

- Model Validation Council, Board of Governors, Fed, Washington D.C. 2015-2016

- Financial Advisory Roundtable, Federal Reserve Bank, New York 2014-2016

- Member of Committee on commission/incentive structure of the distributors of

financial products, Ministry of Finance, Government of India (Bose Committee) 2014-2015

http://finmin.nic.in/reports/Final_Report_Committee_on_Incentive_Structure.pdf

- Academic Research Council Member, Center for Advanced Financial Research

and Learning (CAFRAL, Reserve Bank of India), 2012-2017

OTHER ACADEMIC AFFILIATIONS

Visiting Professor/Scholar at:

Federal Reserve Bank, New York 2004, 2012

European School of Management and Technology, Berlin July 2008

University of Amsterdam, Amsterdam June 2005

Yale University, New Haven 1997-98

Researcher at Triangle Census Research Data Center 2006-2009

Research Affiliate, NORC Data Enclave 2008-2010

Fellow, FDIC Center for Financial Research 2006-2010

RESEARCH INTERESTS

Financial intermediation, Empirical corporate finance.

Banking, Venture capital, Entrepreneurship, Household finance.

BEST PAPER AWARDS

Best paper published in Journal of Financial Economics (Jenson award, tie), 2013.

Best paper award (2nd

prize), Business Models in Business conference, Bocconi, Milan, 2009.

Best paper published in Journal of Financial Economics (Fama-DFA award, runner-up), 2007.

Best paper published in Financial Management (Addison-Wesley prize), 2006.

Best paper award at FMA in Financial Institutions (Competitive Paper Award), 2003.

Best paper nomination for Brattle prize for VC paper in Journal of Finance, 2002.

Best paper nomination for Brattle prize for IPO paper in Journal of Finance, 2002.

Best paper award at Western Finance Association (Nasdaq award), 1999.

Best paper published in Journal of Financial Economics (Fama-DFA award) for 1999.

All Star paper in Journal of Financial Economics, 1996.

Best paper award at Western Finance Association (Trefftzs award), 1994.

Best paper award at FMA in Financial Institutions (Competitive Paper Award), 1994

Best dissertation award in Stern School, across disciplines, Herman Kroos Award, 1995.

Best paper award at FMA in Financial Institutions (Competitive Paper Award), 1993

Best dissertation award in finance by NYU Salomon Center, 1994.

RESEARCH AWARDS/SCHOLARSHIPS

Distinguished Alumini Award, Stern School of Business, NYU, 2015.

Alfred P. Sloan Research Fellow, 2002-04.

National Science Foundation Award, Principal Investigator “On the economic foundations of venture

capital,” with T. Hellmann, 2000-02.

National Science Foundation Award, Sole Investigator, on “Expansion of bank powers,”1998-99.

Fletcher Jones faculty scholar, Stanford University, 1999-2000.

Richard D. Irwin Foundation Doctoral Dissertation Award, 1993.

Joseph. H. Taggart Fellowship, New York University, 1992-93.

Salomon Brothers Center Fellowship, New York University, 1991-92.

Delhi University Merit Scholarship, 1980.

GRANTS

FDIC (Federal Deposit Insurance Corporation) grant for research proposal on “The impact of the

U.S. financial crisis on global retail lending,” 2009.

FDIC grant for research proposal “Understanding bank runs,” 2007.

FDIC grant for research proposal “On the benefits of concurrent lending and underwriting,”2006.

FDIC grant for research proposal “On the importance of retail banking relationships, 2006.

Hartman Fund Grant, 2005.

KEYNOTE ADDRESSES

- Keynote address in Women in Macroeconomics and Finance, Cologne, 2017.

- Keynote address in Financial Intermediation Network of European Studies, 5th Anniversary

conference, Trani, 2017.

- Keynote address in CREDIT conference, Venice, 2017.

- Keynote address in Financial Intermediation in Emerging Markets, Cape Town, 2016.

- Keynote address in 4th India finance conference, IIM Bangalore, 2014.

- Keynote address in Financial Intermediation, Risk and Liquidity Management, Barcelona GSE

Summer Forum, 2013.

- Vincent Woo Distinguished Visiting Scholar, Lingnan University, Hong Kong, 2013

- Keynote Address in Finance Conference sponsored by University of Bristol, 2012.

- Keynote Address in Entrepreneurship Finance Conference sponsored by Tilburg University, 2011.

- Keynote Address in “Success in Entrepreneurship” conference sponsored by CEPR and

Copenhagen Business School, 2010.

EDUCATION

NEW YORK UNIVERSITY, STERN SCHOOL OF BUSINESS, New York 1995

M.Phil, Ph.D in Finance; Phi Beta Gamma.

Dissertation: Financial intermediation and the pricing of underwritten securities. INDIAN INSTITUTE OF MANAGEMENT, AHMEDABAD, India 1982

PGDM (M.B.A.) in Finance and Strategy. DELHI UNIVERSITY, India 1980

B.A.(Hons) in Economics. First class honors with distinction.

TEACHING EXPERIENCE

Raising Capital: Financial Instruments, Institutions & Strategy, MBA, Fuqua School of Business, 2004-

Empirical Corporate Finance, Ph.D, Fuqua School of Business, 2008-2011.

Advanced Corporate Finance, MBA, Fuqua School of Business, 2003-2006.

Financial Intermediaries and Capital Markets, MBA, Stanford Graduate School of Business, 1996-2003.

Venture Capital Financing, MBA, Stanford Graduate School of Business, 1999-2002.

TEACHING HONORS

Nominated for Daimler-Chrysler Award for MBA Teaching Excellence, 2015.

Nominated for Daimler-Chrysler Award for MBA Teaching Excellence, 2014.

Runner-Up, Daimler-Chrysler Award for MBA Teaching Excellence, 2012.

Finalist, Daimler-Chrysler Award for MBA Teaching Excellence, 2011.

Runner-Up, Daimler-Chrysler Award for MBA Teaching Excellence, 2010.

Finalist, Daimler-Chrysler Award for MBA Teaching Excellence, 2008.

Honorable Mention, Daimler-Chrysler Award for MBA Teaching Excellence, 2005.

PUBLICATIONS

"The long-term default performance of bank underwritten security issues," Journal of Banking and

Finance, 1994, 18(2), 397-418.

“Commercial banks in investment banking: Conflict of interest or certification role?" Journal of

Financial Economics, 1996, 40(3), 373-401.

- Trefftzs best paper award at the WFA

- FMA best paper award in Financial Institutions

- Journal of Financial Economics All-Star paper (one of the two most cited papers in vol

40)

"Bank underwriting of debt securities: Modern evidence,” with Amar Gande, Anthony Saunders,

and Ingo Walter, Review of Financial Studies, 1997, 10(4), 1175-1202.

“Bank entry, competition and the market for corporate securities underwriting,” with A. Gande

and Anthony Saunders, Journal of Financial Economics, 1999, 54(2), 165-195.

- Fama-DFA prize for best paper published in Journal of Financial Economics in Capital

Markets and Asset Pricing in 1999.

"Commerical banks as underwriters: Implications for the going public process,” Journal of

Financial Economics, 1999, 54(2), 133-163.

- Lead article

- FMA best paper in Financial Institutions award.

“The interaction between product market and financing strategy: The role of venture capital,” with

Thomas Hellmann, Review of Financial Studies, 2000, 13(4), 959-984.

“On the fundamental role of venture capital,” with Thomas Hellmann, Economic Review of the

Atlanta Federal Reserve Bank, 2002, Vol. 87, No. 4.

“Institutional allocation in initial public offerings: Empirical evidence,” with R. Aggarwal and

N.R. Prabhala, Journal of Finance, 2002, 57(3), 1421-1442.

- Nasdaq best paper award at WFA

- Nominated for the Brattle award for best corporate finance paper in Journal of Finance.

“Venture capital and the professionalization of start-up firms: Empirical Evidence,” with Thomas

Hellmann, Journal of Finance, 2002, 57 (1), 169-197.

- Nominated for the Brattle award for best corporate finance paper in Journal of Finance.

“Credit ratings, collateral and loan characteristics: Implications for yield,” with Kose John and

Anthony Lynch, Journal of Business, 2003, 76(3), 371-409.

- Lead article.

“Debtor-in-possession financing and bankruptcy resolution: Empirical evidence,” with Dahiya,

John and Ramirez, Journal of Financial Economics, 2003, 69(1), 259-280.

“Bank borrowers and loan sales: New evidence on the uniqueness of bank loans,” with Sandeep

Dahiya and Anthony Saunders, Journal of Business, 2003, 76(4), 563-582.

“Enhancing security value by ownership restrictions: Evidence from a natural experiment,” with

Amar Gande, Financial Management, 2005, 34(4), 35-64.

- Best paper published in the Financial Management in 2005, Addison-Wesley prize.

“On the benefits of concurrent lending and underwriting,” with Steve Drucker, Journal of

Finance, 2005, 60(6), 2763-2800.

- FMA best paper in Financial Institutions award.

“Optimism and economic choice,” with David Robinson, Journal of Financial Economics, 2007,

86, 71-99.

- Fama-DFA (runner up) prize for best paper published in Journal of Financial Economics

in Capital Markets and Asset Pricing in 2007.

“Building relationships early: Banks in venture capital,” with Thomas Hellmann and Laura

Lindsey, Review of Financial Studies, 2008, 21(2), 513-541.

“On the importance of retail banking relationships,” with Jorg Rocholl, Journal of Financial

Economics, 2008, 89(2), 253-267.

“On loan sales, loan contracting and lending relationships,” with Steve Drucker, Review of

Financial Studies, 2009, 22(7), 2835-2872

“Global retail lending in the aftermath of the U.S. financial crisis: Distinguishing between

supply and demand effects,” with Jorg Rocholl and Sascha Steffen, Journal of Financial

Economics, 2011, 100(3), 556-578.

- Best paper award (2nd

prize), Business Models in Business conference, Bocconi, Milan,

2009.

“Understanding Bank Runs: The Importance of Depositor-Bank Relationships and Networks,”

with Rajkamal Iyer, 2012, American Economic Review, 102(4): 1414-1445.

“On the lifecycle dynamics of venture-capital and non-venture-capital-financed firms” with

Rebecca Zarutskie, 2012, Journal of Finance, 2247-2294.

“The economic psychology of entrepreneurship and family business,” with David Robinson,

Journal of Economics and Management Strategy, 2013, 22(2), 423-444.

“Managerial attitudes and corporate actions,” with John Graham and Cam Harvey, Journal of

Financial Economics, 2013, 109(1), 103-121.

- Jenson prize (tie) for best paper published in Journal of Financial Economics in Corporate

Finance and Organizations in 2013.

“Does Financing Spur Small Business Productivity? Evidence from a Natural Experiment,” with

Karthik Krishnan and Debarshi Nandy, Review of Financial Studies, 2015, 28(6), 1768-1809.

“Capital Allocation and Delegation of Decision-Making Authority within Firms,” with John

Graham and Cam Harvey, Journal of Financial Economics, 2015, 115, 449-470.

“A Tale of Two Runs: Depositor Response to Bank Solvency Risk,” with Rajkamal Iyer and Nick

Ryan, Journal of Finance, 2016, 71(6), 2687-2726.

“Adverse Incentives in Crowdfunding,” with Thomas Hildebrand and Jorg Rocholl, Management

Science, 2017, 63(3), 587-608.

- Lead Article

“What do a million observations have to say about loan defaults? Opening the black box of

relationships,” with Jorg Rocholl and Sascha Steffen, Journal of Financial Intermediation, 2017,

31, 1-15.

- Lead Article

“A Corporate Beauty Contest,” with John Graham and Cam Harvey, Management Science, 2017,

63, 3044-3058.

WORKING PAPERS/WORK IN PROGRESS

“On the rise of FinTechs – Credit scoring using digital footprints,” with Tobias Berg, Valentin

Burg and Ana Vanjak.

“Deposit Inflows and Outflows in Failing Banks: The Role of Deposit Insurance,” with Chris

Martin and Alex Ufier.

“Loan Office Incentives, Internal Ratings and Default Rates,” with Tobias Berg and Jorg Rocholl.

BOOK CHAPTERS

“Banks in Capital Markets,” with Steve Drucker, chapter in Empirical Corporate Finance, ed.

by E. Eckbo, Handbooks in Finance, North-Holland Publishers, 2007, 189-232.

“A survey of venture capital research," with Marco Da Rin, Thomas Hellmann. 2013, in George

Constantinides, Milton Harris, and René Stulz (eds) Handbook of the Economics of Finance,

vol 2, Amsterdam, North Holland.

EDUCATIONAL SOFTWARE DEVELOPMENT

Created “Venture Capital Game,” a web based educational software game in which students

participate, negotiate funding and contracts, and compete as entrepreneurs and/or venture capitalists,

in a dynamic multiperiod setting.

Used at a European Business school and some U.S. schools.

PROFESSIONAL SERVICES

Editorial Boards

- Editor

- Journal of Financial Intermediation, 2005 – 2013

- Associate Editor

- Journal of Financial Services Research, 1999-

- Journal of Empirical Finance, 2005 -

- Journal of Finance, 2006-2012

- Journal of Money, Credit and Banking, 2001-2011

- Journal of Financial Research, 2006-2012

- Journal of Banking and Finance, 1999-2005

- Journal of Financial Intermediation, 2002 – 2005

Refereeing Activities

American Economic Review, European Economic Review, Financial Management, Journal of

Business, Journal of Derivatives, Journal of Economics & Business, Journal of Empirical Finance,

Journal of Money, Credit and Banking, Journal of Financial Research, Journal of Financial Services

Research, Journal of Finance, Journal of Financial Economics, Journal of Political Economy,

Review of Financial Studies, Quarterly Review of Economics & Finance, Quarterly Journal of

Economics, Marsden Fund, New Zealand, University Grants Committee, Hong Kong, National

Science Foundation.

Program Committees

- Western Finance Association Meetings, 1996-present.

- American Finance Association meetings, 2005, 2007, 2011, 2016.

- Financial Intermediation Research Society Conference, 2010-2018.

- Young Scholars Finance Consortium, 2016, 2017, 2018

- SFS Cavalcade North America, Yale University, 2018

- Banca d'Italia-Bocconi "Financial Stability and Regulation" conference, 2017

- NYU/NY Fed Conference on Financial Intermediation, 2016.

- FDIC/JFSR conference, Washington, D.C., 2015-2017

- Summer Research Conference, Indian School of Business, 2007-2017.

- Edinburgh Corporate Finance Conference, 2014.

- ASU Winter Finance conference, 2013, 2014.

- Paris Spring Corporate Finance Conference, 2009-2012.

- New York Fed / NYU Stern Conference on Financial Intermediation, 2012.

- Systematic Risk and Financial Regulation: Causes and Lessons from the Financial Crisis

Conference, JFI, CEPR, and Basel Committee on Banking Supervision, Basel, 2010.

- Corporate Finance Conference, Washington University, St. Louis, 2010.

- Financial Intermediation Research Society Conference, Prague, 2009.

- New York Fed / NYU Stern Conference on Financial Intermediation, 2009.

- China International Conference in Finance, 2009.

- Corporate Finance Conference, Washington University, St. Louis, 2009.

- Co-organizer, NBER Corporate Finance Meetings, 2008.

- Track Chair, European Finance Association Meetings, 2008.

- Corporate Finance Conference, Washington University, St. Louis, 2008.

- Associate Program Chair, Western Finance Association meetings, 2007.

- American Finance Association meetings, 2005, 2007.

- Financial Contracting: Theory and Evidence, JFI conference, Mannheim, 2007.

- European Finance Association meetings, 2003, 2004, 2007.

- RFS/Wharton conference on Corporate Finance of Financial Intermediaries, 2006.

- Financial Intermediation Research Society Conference, Shanghai, 2006.

- Financial Management Association meetings, 1998, 2005, 2006, 2007.

- Financial Intermediation Research Society Conference, Capri, 2004.

- Risk Capital & Financing of European Innovative Firms, RICAFE, conference, 2004, 2005.

- Journal of Financial Intermediation Corporate Governance Conference, 2004.

- BIS/JFI Conference, Basel, 2004.

- Conference on Entrepreneurship, Venture Capital and IPOs, 2003.

- Review of Financial Studies conference, 2002.

Nominating Committees

- American Finance Association, 2010, 2003.

- Financial Management Association, 2003, 2013, 2014.

- FMA Fellows Nomination Committee, 2014.

Session Chair

- American Finance Association meetings, 2005, 2007, 2011, 2016.

- Western Finance Association meetings, 2002, 2004, 2005, 2010.

- FDIC-JFSR conference, Washington DC, 2015.

- Financial Intermediation Research Society Conference, Reykjavik, 2015

- FDIC-JFSR conference, Washington DC, 2014.

- Financial Intermediation Research Society Conference, Quebec City, 2014.

- Paris Spring Corporate Finance Conference, 2012.

- Financial Intermediation Research Society Conference, Anchorage, 2008.

- Committee for Best paper in Financial Intermediation, FMA, 2008.

- Financial Intermediation Research Society Conference, Shanghai, 2006

- 30th Anniversary Conference of Journal of Banking and Finance, Beijing, 2006.

- Committee for Best paper in Financial Intermediation, FMA, 2005

- Financial Intermediation Research Society Conference, Capri, 2004

- Journal of Financial Intermediation Symposium, St. Louis, 1997.

Doctoral Workshops

- Organizer, Women’s Networking Breakfast, FMA meetings, Las Vegas, 2016

- Panel Member, Doctoral Consortium, FMA meetings, Las Vegas, 2016

- Chair, Doctoral Consortium Panel, FMA meetings, Denver, 2011.

- Financial Institutions Summer School, University of Victoria (conducted along with WFA

meetings), 2010.

- Panelist, Doctoral Consortium, FMA meetings, 2008.

Discussant

- AFA meetings, 2011, 2012, 2015, 2018 (2).

- IADI Research Conference, BIS, Basel, 2017.

- The University of Miami and AFFECT conference, 2017.

- FDIC-JFSR conference, Washington DC, 2015.

- CFF conference on Bank Stability and Regulation, Gothenburg, 2015

- 5th Entrepreneurial Finance and Innovation Conference, Brandeis University, 2014.

- FDIC-JFSR conference, Washington DC, 2014.

- NSE-NYU Financial Markets conference, Mumbai, 2014

- Conference on Financial Economics and Accounting, UNC, 2013

- Summer Research Conference, Indian School of Business, 2012

- AEA meetings, 2011.

- Inaugural Cavalcade RFS conference, Michigan, 2011.

- Duke/Kauffmann Entrepreneurship Conference, 2011.

- Private Equity Symposium, London, 2010.

- Texas Finance Festival, Austin, 2010.

- NBER Entrepreneurship Meetings, 2007.

- American Finance Association/ASSA meetings, 1998, 2001, 2002, 2005, 2006.

- RFS/Wharton conference on Corporate finance of Financial intermediaries 2006.

- ACLE/JFI conference on The Ownership of the Modern Corporation, Amsterdam, 2005

- Bank Relationships, Credit Extension, and the Macroeconomy, Berlin, 2005

- JFI conference on Corporate Governance: Present and Future, St. Louis, 2005

- Corporate Governance Conference at Maryland, 2005.

- Western Finance Association meetings, 1995, 1996, 1997, 2000.

- NBER Entrepreneurship Meetings, 2003.

- JFQA/Tuck Corporate Governance conference, 2002.

- NBER Corporate Finance Meetings, 1999, 2001.

- Economic Foundations of Venture Capital, Stanford University, 1997.

INVITED RECENT CONFERENCE PRESENTATIONS

- American Finance Association/ASSA meetings, 2018, 2013 (3 papers), 2012, 2011 (3 papers),

2010, 2009, 2008, 2006, 2005, 2004 (2 papers), 2003, 2002, 2001 (3 papers), 1999, 1996, 1995.

- Western Finance Association Meetings, 2014, 2010 (2 papers), 2008, 2007 (3 papers), 2005, 2001,

1999, 1998, 1996, 1994.

- Review of Financial Studies FinTech conference, New York, 2018

- NBER Monetary Economics meetings, Boston, 2017

- IADI Research Conference, BIS, Basel, 2017.

- Adam Smith Conference, Paris, 2017

- Fixed Income and Financial Institutions Conference, 2017

- Corporate Finance Conference, Washington University, St. Louis, 2017

- EBC/DNB/CEPR conference, Amsterdam, 2017.

- Financial Intermediation Research Society Conference, Hong Kong, 2017.

- Industrial Organization of the Financial Sector, University of Chicago, 2016.

- Stern School of Business, NYU conference, 2016.

- FDIC-JFSR conference, Washington DC, 2015.

- SME initiative conference, CAFRAL, Mumbai, 2015.

- Financial Management Association meetings, Nashville, 2014

- NBER Summer Institute, Risks of Financial Institutions meeting 2013.

- Inaugural Asia Bureau of Fin and Econ Research (ABFER) meeting, 2013.

- SFS Finance Cavalcade, Miami, 2013.

- Financial Intermediation Research Society Conference (2), Dubrovnik, 2013.

- Florida State University Conference, 2013.

- Contemporary Issues in Banking and Finance, CAFRAL, Mumbai, 2013.

- CEPR-EBRD-EBC-EoF, “Understanding Banks in emerging markets,” London 2013.

- NBER Corporate Finance meetings, 2013.

- Tel Aviv Finance conference, 2012

- Contemporary Issues in Banking and Finance, CAFRAL, Mumbai, 2012

- Centre for Applied Research in Finance Conference, Milan, 2012.

- Summer Research Conference, Indian School of Business, 2012

- European Finance Association Meetings, 2012.

- Financial Intermediation Research Society Conference, Minnesota, 2012.

- European Finance Association Meetings, Stockholm, 2011.

- Round Table on Banking and Finance, CAFRAL, Mumbai, 2011.

- Federal Deposit Insurance Corporation Bank Research Conference, Washington D.C., 2010

- Financial Intermediation Research Society Conference, Florence, 2010

- Conference on Financial Economics & Accounting, University of Maryland, 2010

- Recent Advances in Financial Economics Research, IDC Herzliya, 2010.

- Conference on “Matching Stability with Performance,” University of Bocconi, 2010.

- European Finance Association Meetings, Frankfurt, 2010.

- Federal Deposit Insurance Corporation Conference in Banking, Washington D.C., 2009.

- Unicredit Group Conference on Banking and Finance, Rome, 2009.

- CEPR-EBC-UA Conference on Competition in Banking Markets, Antwerp, 2009.

- Conference on Recent Developments in Consumer Credit and Payments, Fed Philadelphia, 2009.

- CEPR Conference, Gerzensee, 2009

- Centre for Applied Research in Finance Conference, Milan, 2009.

- NBER Summer Institute, Corporate Finance meetings, 2008.

- Financial Intermediation Research Society Conference, Anchorage (2 papers), 2008.

- UBC Winter Conference, Whistler, 2008.

- Annual Conference on Bank Structure and Competition, Fed Chicago, 2008.

- NYU/NY Federal Reserve Bank Conference on Financial Intermediation, 2007.

- Corporate Governance conference, Washington University, St Louis, 2007.

- Financial Contracting: Theory & Evidence, JFI conference, Mannheim, 2007.

- Wharton Conference on India’s Financial System, 2007.

- Annual Conference on Bank Structure and Competition, Fed Chicago, 2007.

- Harvard conference on entrepreneurship, venture capital and IPOs, 2006.

- Financial Intermediation Research Society Conference, Shanghai (2 papers), 2006.

- Federal Deposit Insurance Corporation Conference in Banking, Washington D.C., 2006.

- Journal of Banking and Finance 30th Anniversary conference, Beijing, 2006.

- NYU/NY Federal Reserve Bank Conference on Financial Intermediation, 2006.

- London Business School Entrepreneurship conference, 2006.

- NBER Summer Institute Corporate Finance meetings, 2005.

- NBER Entrepreneurship Meetings, Boston, 2005.

- Stanford Institute for Theoretical Economics conference, 2005

- Corporate Governance conference, Washington University, St Louis, 2005.

- World Bank conference on Entry, Entrepreneurship and Financial Development, 2005.

- Workshop on innovation, ownership and competition, Stockholm, 2005.

- Hong Kong University conference on Corporate Finance, 2005.

- Financial Intermediation Research Society Conference on Banking, Insurance, and

Intermediation, Capri, 2004.

- Annual Conference on Bank Structure and Competition, 2004, 2002, 2001, 2000, 1999, 1995.

- Federal Deposit Insurance Corporation Conference on Finance and Banking, 2003.

- Financial Management Association Meetings, 2003, 2001, 2000, 1997, 1995, 1994.

- Yale School of Management Conference on Young Firms, 2002.

- NBER Corporate Finance Summer Institute Meetings, Boston, 2000.

- Journal of Financial Economics Conference, Dartmouth, 2000.

- Journal of Financial Intermediation Conference, 2001, 2000.

- Finance Conference, Maryland, 2000, 1998.

- Annual Financial Economics and Accounting Conference, 2000, 1998, 1997, 1995.

- Law & Entrepreneurship Conference at Northwestern School of Law, 2000.

- International Finance Conference, Atlanta, 2000.

- Texas Finance Festival, San Antonio, 2000.

ACADEMIC SEMINAR PRESENTATIONS

Aalto University, Helsinki, Arizona State University, Bank of Canada, Carnegie Mellon University,

Case Western Reserve University (2), Cheung Kong Graduate School of Business, Beijing,

Columbia University (3), Cornell University (2), Dartmouth University, Drexel University, Duke

University (2), Erasmus University, Rotterdam, ESMT, Berlin (2), European Central Bank, Federal

Board of Governors, Federal Reserve Bank at Chicago, Federal Reserve Bank at Kansas, Federal

Reserve Bank at New York (3), Federal Reserve Bank at Philadelphia, Federal Reserve Bank at

San Francisco (2), Federal Deposit Insurance Corporation, Georgetown University, Georgia Tech

University (2), Harvard University (2), HEC Lausanne, HEC Paris, Indiana University, Indian

School of Business, INSEAD (2), Lingnan University, London Business School (2), London

School of Economics, Massachusetts Institute of Technology (3), Michigan State University,

National Institute of Public Finance and Policy, New Delhi, New University of Lisbon,

Northwestern University (2), New York University (3), Ohio State University (2), Ohio University,

Purdue University (3), Riksbank, Rutgers University (2), Shanghai Institute of Advanced Finance,

Stanford University (Business School), Stanford University (Economics), Tilburg University, Tulane

University (2), University of Amsterdam (2), University of Arizona, University of British

Columbia, University of California at Berkeley (2), University of California at Los Angeles (2),

University of Chicago, University of Copenhagen, University of Florida, University of Houston (2),

University of Illinois at Urbana-Champaign, University of Mannheim, University of Massachusetts

at Amherst, University of Michigan (3), University of New South Wales, Sydney, University of

North Carolina, University of Notre Dame, University of Oklahoma, Universite Paris Dauphine,

University of Pittsburgh, University of Rochester, University of Southern California, University of

Texas, Austin(2), University of Toronto, University of Utah, University of Virginia, Darden,

University of Wisconsin, Madison, Vanderbilt University, Virginia Tech University, Washington

University, St. Louis (2), Wharton School (2), Yale University (2), York University.

DOCTORAL SUPERVISON

Advisor or Co-Advisor

- Sergio Correia (placed at Board of Governors)

- Steve Drucker (placed at Columbia University).

- Ben Ee (placed at McKinsey & Co.)

- Yael Hochberg (placed at Cornell University).

- Justin Murfin (placed at Yale University).

Reading Committee

- Rajkamal Iyer (placed at University of Amsterdam).

- Laura Lindsey (placed at Arizona State University).

- Song Ma (placed at Yale University).

- Hyunseob Kim (placed at Cornell University).

External Committee

- Ayako Yasuda (placed at Wharton)

ENTREPRENEURSHIP CENTER

Advisory Board, Center for Entrepreneurship and Innovation at Fuqua, 2005-present.

Faculty Affiliate, Center for Entrepreneurship and Innovation at Fuqua, 2005-present.

Strategy and Planning Task Force, Center for Entrepreneurship and Innovation at Fuqua, 2006-08.

Recruitment Committee, Executive Director, Center for Entrepreneurship/Innovation, Fuqua, 2005.

Faculty Affiliate, Center for Entrepreneurship, Stanford University, 1996-2003.

OTHER SERVICE AT FUQUA

Academic Council member, Duke University, 2013-2015.

Faculty Hearing Committee, Duke University, 2013-2016.

Duke Fellows Academy Committee, 2014-2015.

Nominated for Daimler-Chrysler Award for MBA Teaching Excellence, 2015.

Judicial Board Committee, 2013-2014.

Nominated for Daimler-Chrysler Award for MBA Teaching Excellence, 2014.

BB&T Market talk for Fuqua MMS students, 2014

Harsha Agadi Scholarship Selection Committee, 2011, 2012, 2013, 2014.

Mid-level recruitment committee, finance, 2013

Runner-Up, Daimler-Chrysler Award for Teaching Excellence, 2012.

Finalist, Daimler-Chrysler Award for Teaching Excellence, 2011.

Committee, Fuqua India plans, 2011.

Runner-Up, Daimler-Chrysler Award for MBA Teaching Excellence, 2010.

Advisory Board, Duke India Business Forum, 2009, 2010.

Moderator, Finance Panel at Duke India Business Forum, 2011.

Moderator, Financial Inclusion Panel, Duke Conference on Sustainable Business 2010.

Moderator, Finance Panel at Duke India Business Forum, 2010.

Curriculum Committee, 2008-2009.

Executive Committee, Global Capital Markets Center, 2007-2009.

Finalist, Daimler-Chrysler Award for Teaching Excellence, 2008.

Keynote address at Women in Finance dinner, Fuqua School, 2007.

Invited speaker at Blue Devil Weekend, Fuqua, 2007.

Faculty speaker at MBA Admissions meeting, Washington D.C., 2007.

Curriculum Committee, 2005-2006.

Honorable Mention, Daimler-Chrysler Award for Teaching Excellence, 2005.

Middle Eastern Women executive teaching, 2005.

Mid-level Recruitment Committee, Finance group, 2005.

Middle Eastern Women executive teaching, 2004.

Ad-hoc Tenure Committee for several candidates.

External letter writer for review of tenure cases at multiple Universities.

CASE DEVELOPMENT

“India Resurgent Bonds” – Examines international capital raising & ownership restrictions.

“Angelsforum” – Examines organized angels in Silicon Valley.

“Garage.com” – Examines web based alternative ways of getting start-up funding.

“Blumberg and Conduct Software” – Examines issues in international venture capital.