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1 O-RAN: ICDT Convergence empowered by Open Source and More Dr. Chih-Lin I CMCC Chief Scientist, Wireless Technologies CMRI, China Mobile ETSI-OSA WORKSHOP Dec. 12, 2018, Sophia Antipolis, France

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Page 1: O-RAN: ICDT Convergence empowered by Open Source and More · 1 O-RAN: ICDT Convergence empowered by Open Source and More Dr. Chih-Lin I CMCC Chief Scientist, Wireless Technologies

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O-RAN: ICDT Convergenceempowered by Open Source and More

Dr. Chih-Lin ICMCC Chief Scientist, Wireless Technologies

CMRI, China Mobile

ETSI-OSA WORKSHOP

Dec. 12, 2018, Sophia Antipolis, France

Page 2: O-RAN: ICDT Convergence empowered by Open Source and More · 1 O-RAN: ICDT Convergence empowered by Open Source and More Dr. Chih-Lin I CMCC Chief Scientist, Wireless Technologies

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2016 2017 202020192018

The LARGEST Scale Trial, IOT Commercialization

Beijing, Shanghai, Guangzhou,Ningbo, Suzhou

(3.5GHz, 7 sites/city)

Key Tech Test(Completed)

PoC Test Pre-commercialTrial

CMCC 5G Trials in Sync with IMT-2020 PG Timeline

Trial: Hangzhou, Shanghai, Guangzhou, Wuhan, SuzhouService test: Beijing, Chengdu, Shenzhen, …

CMCC makes world’s first Holographic video call on 5G SA network in MWCS 2018

CMCC jointly launched the “5G Standalone Sailing Action” together with global partners

(5 cities for trial [500+ sites], 12 cities for9 service & application demo [500+ sites])

Biggest 5G bearer network supporting 120BSs in Hangzhou

Page 3: O-RAN: ICDT Convergence empowered by Open Source and More · 1 O-RAN: ICDT Convergence empowered by Open Source and More Dr. Chih-Lin I CMCC Chief Scientist, Wireless Technologies

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World’s Largest 4G Network

The Most PopularThe Most Popular

~1.3B Pop coverage rate

99%

The Biggest IoTThe Biggest IoT

NB-IoT/LTE-M/2G

384M connections

The Largest ScaleThe Largest Scale The Biggest UserThe Biggest User

700M Subscribers

76% 2G/3G

as of Sep 2018

2G/3G

2.09M Base stations

67%

Page 4: O-RAN: ICDT Convergence empowered by Open Source and More · 1 O-RAN: ICDT Convergence empowered by Open Source and More Dr. Chih-Lin I CMCC Chief Scientist, Wireless Technologies

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Profit

2015 2016

108.5B 108.7B

0.2%

Revenue(>60% from Mobile Data)

2015 2016

668.3B

2017

708.4B

6%

Mobile’ data traffic

2015 2016

2495PB

2017

5681PB

128%

2017

740.5B

4.5%

114.3B

5.1%

12409PB

118%

Explosive Growth of Mobile Data Traffic, but…

Subscribers (4G)

ARPU (4G)

71.264.4-9.6%

+12.6%617M700M

DoU (4G)

+56%2008MB

3132MB

2017 (Oct) 2018 (Oct)

3%92.1B 95B

2017 (Oct) 2018 (Oct)

2017 (Oct) 2018 (Oct)2017 (Oct) 2018 (Oct)

Profit

Page 5: O-RAN: ICDT Convergence empowered by Open Source and More · 1 O-RAN: ICDT Convergence empowered by Open Source and More Dr. Chih-Lin I CMCC Chief Scientist, Wireless Technologies

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Global Scene? OTT?

Company Revenue Profit

2015 2016 2017 2015 2016 2017

China Tele (RMB)

331. 2B (2.1%)

352.3B(6.4%)

366.2B(3.9%)

20.1B (19.2%)

18.0B (-10.22%)

18.6B(3.3%)

China Uni.(RMB)

277.0B (-2.7%)

274.2B(-1.02%)

274.8B(0.2%)

10.6B (-12%)

0.48B (-95.4%)

1.68B(250.5%)

DOCOMO(Yen)

4527.1B (3.3%)

4620.0B(6%)

4769.4B(4%)

548.5B (33.7%)

652.5B(18.96%)

744.5B(14%)

SKT(WON)

17136.7B(-0.2%)

17092B(-0.26%)

17520B(2.5%)

1708B(-6.4%)

1536B (-10%)

1537B(0%)

AT&T (USD)

146.8B (10.84%)

163.8B(11.6%)

160.5(-2%)

13.3 B (104.7%)

13.0B(-2.2%)

29.45B(126.5%)

Verizon(USD)

131.6B (3.57%)

125.98B (-4.3%)

126B(0.04%)

17.9 B(85.76%)

13.127B (-26.7%)

30.1B(129.3%)

Telefónica(EURO)

47.2 B(-6.27%)

52.04B (+10.25%)

52B(0%)

0.75 B (-77%)

2.369B(216%)

3.13B(32%)

No. Company

Value(RMB, Billion)

Value(RMB, Billion)

Value(RMB, Billion)

1 Tecent 1608.1 1936.3 3223.8

2 Alibaba 1520.0 1894.2 2891.8

3 ICBC 1571.8 1700.0 2209.7

4 CMCC 1505.5 1532.9 1356.4

5 CNPC 1455.0 1458.6 1480.6

6 CCB 1360.1 1460.1 1920.1

Market Value (15/16/17) in ChinaOperators’ Annual Revenue and Profit

Page 6: O-RAN: ICDT Convergence empowered by Open Source and More · 1 O-RAN: ICDT Convergence empowered by Open Source and More Dr. Chih-Lin I CMCC Chief Scientist, Wireless Technologies

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Rethink Fundamentals

Rethink Protocol Stack

Rethink Fronthaul

Rethink Base Station

Rethink Ring & Young

RAN

“Towards Green & Soft” IEEE WCNC Keynote, Apr.8, 2013“SDX: How Soft is 5G?”, IEEE WCNC Keynote, Mar. 21,2017

“Towards Green & Soft: A 5G Perspective” IEEE Comm. Magazine, Vol.52, Feb.2014“5G: rethink wireless communication for 2020+”, Philosophical Trans. A. 374(2062), 2015“On Big Data Analytics for Greener and Softer RAN,” IEEE Access, vol.3, Mar. 2015. “New paradigm of 5G wireless internet”, IEEE JSAC, vol.34, no.3, March 2016“Big Data Enabled Mobile Network Design for 5G & Beyond,” IEEE Comm. Magazine., vol. 55, no. 9, Jul.2017. “Big Data Driven Intelligent Wireless Network: Architecture, Use Cases, Solutions and Future Trends ,” IEEE VT Magazine, 2017

CT/DT/IT ConvergenceOpen SourceBusiness Model

Green Communication Research Center established in Oct. 2011, initiated 5G Key Tech R&D.

GreenGreen SoftSoft

Rethink Air Interface & Spectrum

Rethink Signaling & control

Rethink Shannon

AirInterface

To enable wireless signal to “dress for the occasion” via SDAI

To start a green journey of wireless systems, EE/SE

To make network application/load aware

Embracing verticals How it affects the traditional SDOs? What’s Big Data’s role in 5G era

For no more “cells” via C-RAN

To enable Soft RAN via NGFI (xHaul)

To make BS “invisible” via SmarTile

To enable User Centric Cell and flexible AI via MCD

Efficiency Agility

Page 7: O-RAN: ICDT Convergence empowered by Open Source and More · 1 O-RAN: ICDT Convergence empowered by Open Source and More Dr. Chih-Lin I CMCC Chief Scientist, Wireless Technologies

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C-RAN: Revolutionary Evolution of RAN

RRU

RRURRU

RRU

RRU

RRU

RRU

Virtual BS Pool

Distributed RRU

High bandwidth optical transport 

network

Real‐time Cloud for centralized processing

“Soft BS ” in C-RAN virtualization/Cloudification

C-RAN has been deemed as a 5G essential enabling element (2011)

CU/DU based two-level RAN Arch

• CU-DU Arch identified in RANP (Mar 2017)

• E1 SI approved in RANP 76 (June 2017)

• E1 WI approved in RANP 78 (Dec 2017)

Centralized Control and/or ProcessingCollaborative Radio, Real-Time Cloud , Clean System

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RAN Transformation: a Journey

2012-2013 2014

C-RAN baseband pool R&D1, Design, development and test on front-end accelerator2, First soft 4G BS PoC based on COTS platform3, 1st field trial in commercial networks4, Adding RAN in ETSI NFV ISG WP

20162015C-RAN PoC development1, OTA test with commercial EPC , RRU and UE2, Proposal of NGFI (xHaul) concept3, Proposal of CU-DU architecture

C-RAN field trials1, Large-scale field trials in over 10 cities2, PoC field demonstration on virtualized C-RAN3, Evaluation of NGFI & design of CU/DU architecture, anchor CU for reliability4. Established IEEE 1914 WG5. Engage ITU-T 5G FG

5G C-RAN1, Continuous refinement on design of CU-DU architecture and the interface2, In-house PoC development of gNBwith CU-DU, MANO and cloud platform3, Carrier-grade cloud platform proposal accepted by Openstack

2017 2018

5G smart RAN1, C-RAN Alliance launched & CU-DU architecture accepted by 3GPP2, Proposal of RDA concept for the first time with AI-based wireless big data architecture3, In-hours PoC development on cloud-based CU-DU with demonstration with commercial RRU&UE

O-RAN:1、RDA2、AI3、MEC4、……

PCIe CPRICNRT-Linux+

Driver

CU_DU VM

SmarTileFront-End

Page 9: O-RAN: ICDT Convergence empowered by Open Source and More · 1 O-RAN: ICDT Convergence empowered by Open Source and More Dr. Chih-Lin I CMCC Chief Scientist, Wireless Technologies

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C-RAN Alliance: Re-launch to focus on 5G C-RAN

• 5G C-RAN WP v.1 released on Nov. 18, 2016• Refocus C-RAN community effort, promote the C-RAN cloudification via

• Standardizing the interface of SW/HW, northbound -interface of MANO for CU

• Enhancing the ETSI NFV MANO for RAN• Optimizing the hypervisor layer• PoC and field trial

• 20+ partners

WG 5: MANO(Ericsson Co-lead)

WG 4: Virtualization layer(NokiaCo-lead)

11

WG 2: VNF Split and function definition(Huawei & Ericsson Co-lead)22WG 3: Common HW platform(NokiaCo-lead)

55

44

WG 1: Use case definition (ZTE Co-lead)

Compute storage network acc. abstract layer

Network Storage compute CommonAccelerator

33

Virtual layer

Hardware

Page 10: O-RAN: ICDT Convergence empowered by Open Source and More · 1 O-RAN: ICDT Convergence empowered by Open Source and More Dr. Chih-Lin I CMCC Chief Scientist, Wireless Technologies

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1010

Virtualization Layer(Kernel, Hypervisor, vSwitch, SDS, etc.)

VM:

CU-U

VM:

DU

VM:

MEC

BSS/OSS

VM:

CU-C

COTS Hardware

Server Switch Storage

VM:Big

Data/AI VNFM

Accelerator

VIM

NFVO

RAN-NFV towards Cloudification

In 2016, by promoting Linux community, realizing the RT-linux version for RAN real-time requirement, and currently published in the Linux official release version

In 2017, MWC in Barcelona, achieved the first set of RAN prototype based on NFV architecture that the NFVO could mange multiple RAN cloud platform.

End of 2017, unified testing (8 vendors) RAN-NFVI platform and published RAN technical requirements for 5G

In 2018, OPNFV community set up C-RAN project that engage in performance optimization especially in hardware accelerator achievement

In 2018, completed PNF model definition and TOSCA description, adopted by NFV standards

In 2018, completed the PFN software management use case design, code development and integration test, released in ONAP Casablanca

In 2014, MWC in Barcelona, achieved the first set of soft base station prototype integrated with vEPC and demoed with commercial US

In 2015, MWC in Barcelona, achieved the first set of wireless base station prototype based on virtualization platform that realized the voice call and video transmission

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1111

Tech Scheme Hyper threading SR-IOV NUMA affinity #VMs

SR-IOV √ × 12-15

SR-IOV √ √ 7

DPDK+OVS √ × 12-14

DPDK+OVS √ - 5

DPDK+OVS × - 6

• The maximum #VM with the same physical resources, required metric of average delay and maximum jitter.Key test items:

Performance test: test for different transmission path/packet size/technic scheme on one VM; performance test on multiple VMs with restrict resource.

Stability test: with full-load and noisy neighbor programManpower saving: 15 days saved for each vendor.

Automatic Testbed for RAN-NFVI (for evaluation)

Compute-0SR-IOV

Compute-1OVS-DPDK

VIM

TestCenter (Traffic generator)

Automation PlatformFloating IP or DVR

TestVM

OpenStack API

TestVM

TestVM

TestVM

1st automatic Testbed for virtualization layer

Tech scheme vendors Avg latency Max jitter

SR-IOV - 22us 60us

DPDK+OVS Vendor A 22us 41us

DPDK+OVS Vendor B 42us 62us

DPDK+OVS Vendor C 74us 58.59us

• Throughput: in SR-IOV case, thp is close to full rate; in OVS+DPDK, the packet size is 516 byte or larger, thp is close to full rate

• Delay: The data packet setting to 516 bytes for statistics, the delay gap among the manufacturers are observed

Network capability assessment

Network capacity test

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Key objectives• centralizing near-real time radio resource management for

multiple eNBs/gNBs• exposing a “logical” RAT agnostic network state (“near real

time”) through a radio network information base (R-NIB)• ability for different control applications to induce physical

network change by reading and writing to R-NIB through a standardized northbound interface

• FH interface with OAM spec

xRAN Forum (2016)

WGs1. Northbound Interfaces WG2. Controller WG3. Southbound Interfaces WG4. Front-haul Interfaces WG M-CORD

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WAIA: Wireless AI Alliance (2017)

Mission to deliver the Use Cases, Architecture, Platform, Solutions for Data Driven Intelligent RAN to

increase the Efficiency, Performance and Functionality of 5G & Beyond

Alliance Goals

Founders Members

BeiHangUniv.

Zhejiang Univ.

BUPT

Sponsors

CUST

Requirements WG Architecture WG

Tech & Field Trial WG Platform WG

Standards WG

2017.11 2018. 2 2018. 6 2019. 22018 MWC

Arch. Concept Demo

Release Field Test Results

2019 MWC2st version Arch Demo

2017.08/10 2018. 5• 3GPP RAN3 SI Approved“RAN centric Data Collection & Utilization”• Field Test

1st version WP

MBBF Demo29th Aug Future Forum19th Oct WWRF

TR on Use Case & Requirements

2018. 12

TR on Data Driven ArchitectureJoint WP release

Page 14: O-RAN: ICDT Convergence empowered by Open Source and More · 1 O-RAN: ICDT Convergence empowered by Open Source and More Dr. Chih-Lin I CMCC Chief Scientist, Wireless Technologies

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Bringing AI to the RAN

Network PlanningNetwork Deployment

Network Operation & maintenance

Protocol stack & Signaling

Radio Resource Management

PHY layer Optimization

Statistic/Semi-Statistic

SensingMulti-dimensional

/cross-layer context info(user, application, network)Radio Environment Map…

Intelligent Decision Making

Machine/deep LearningOffline model training &online decision making

Operation & Management Plane Control & Data Plane

Classic Communication Theory Meets Data Technology

PredictionUser behavior

(trajectory, location)Traffic fluctuation

Service type……

Real-Time

Customized Network Strategy

Data Driven Machine Learning Based

Complex Network Optimization

Predication oriented configuration &Decision making

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From “Green Soft” to “Open & Smart”

• Open Interface/API• White Box• Open Source• …

• Intent Driven• Embedded Intelligence• Big Data Analytics & AI• …

Open(O-RAN, 2018)

Smart(WAIA,2017)

GreenGreen

SoftSoft

Data Driven Intelligent RAN Proposed by CMCC

[1] Chih-Lin I, etc.,“On Big Data Analytics for Greener and Softer RAN,” IEEE Access, vol.3, Mar. 2015. [2]S. Han, Chih-Lin. I, etc., “Big Data Enabled Mobile Network Design for 5G & Beyond,” IEEE Comm. Magazine, 2017[3] Chih-Lin. I, Q. Sun, etc.,“Big Data Driven Intelligent Wireless Network: Arch, Use Cases, Solutions & Future Trends ,” IEEE VT Magazine, 2017.

CT/IT/DT CT/IT

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5G DU

5G CN

AAU/RRU

NMS MANO

Open Interface & Architecture MEC

Big Data Analytics & AI

5G CU

RAN NFVI

CU-C

NGFI-I

NGFI-II

E2 E1

CU-U

Vision of O-RAN

Intelligence &Standardization

Open Source &Virtualization

White box &Reference design

O-RAN: Open & Smart Ecosystem for 5G RAN (Feb 27, 2018, MWC18)

• E2, E3 Interface Standardization• Open Interface of protocol stack• Open Capability of Edge Computing

• Open Interface (NGFI-I/NGFI-II)

•Open-source Software, white-box reference design

CU

DU

AAU/RRU

Intelligent Management

• Big Data-based RRM• Intelligent computing-based apps

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O-RAN Founding Meeting in MWCS18 and 2nd Symposium in MWCA18

MWCS18,  June, 2018

•12 Board members [Operators]- New members: Bharti Airtel/China Telecom/KT/Singtel/ SKT/Telefonica/Telstra

Board(EC inside)

Technical Steering Committee

WG 1 WG 2 WG n

15 Board members [Operators]- New Members: Verizon、Reliance、 Telecom Italia Mobile

• 100+ participants, including 20+vendors, e.g., Ericsson, Nokia, ZTE, Qualcomm, Samsung, Intel, in the symposium and WGs meeting

O‐RAN symposium,  Sep, 2018

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C-RAN AllianceO-RAN Alliance

xRAN forum

WG1: Use cases

WG2: RAN VNF

WG3: COTS platform

WG4: Virtualization

WG5: MANO

WG1:Use cases & Overall architecture

WG2:RIC(non-RT) & A1 interface

WG3:RIC(near-RT) & E2Interface

WG4:NGFI Interface specification

WG5:Key Interfaces and Stack Reference Design

WG6:Cloudification and MANO Enhancement

WG7:White-Box Hardware

WG1: Northbound Interfaces

WG2: Controller

WG3: Southbound Interfaces

WG4: Front-haul Interfaces

WGs mapping to O-RAN from C-RAN, xRAN

WAIA works as an academic innovation input to inject AI to O-RAN alliance

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O-RAN WhitepaperWG1: Use cases & Overall architecture

WG3: RIC(near‐RT) & E2 Interface

WG4: Open FH Interface

WG7: White‐Box Hardware

WG6: Cloudification & MANO Enhance

TSC Co-Chair

CMCC & AT&T

DT & CMCC

DOCOMO & Verizon

CMCC & AT&T

O-RAN Working Group (WG) Structure & Whitepaper

WG2: RIC(non‐RT) & A1 Interface

AT&T & ORANGE

Orange & DOCOMOWG5: openF1/W1/E1/X1/Xn inf.

CMCC & AT&TWG8: Stackreference design

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Open source is a key focus

Open Front Haul

F1

Open sourcefunction

Open source subject Relevant LF community

Non-RT RIC RAN orchestration, AI&dataset

ONAP

A1

Near-RT RIC

Controller framework, AI-enhanced RRM modules

None

E2

CU protocolstack

E1/F1 None

CU-CP/CU-UP

DUsoftware

NGFI None

Protocol stack , algorithm,etc.

NFVI platform

Real-time enhancement OPNFV/KVM/Qemu/Akraino

Accelerator Abstract layer(AAL)

OPNFV/Qemu/KVM/DPDK/Akraino

VIM OPNFV/Openstack/K8s

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Some preliminary work (Pre-open source/Pre-O-RAN)

eNB/gNB

Tools CN

NGFI Interface de/encapsulation (U/C/S/M plane)

DMaaP

nRT‐RIC framework (relevant RRM)Radio database/LB/Mobility/QoS/DC

Monitoring toolsLog/trace/data dump

Online embedded AI process

Platform Adaptive layer msg mem lock clock thread Trace Agent

4G DU pooling framework;RLC/MAC/PHY

5G DU pooling framework;RLC/MAC/PHY

4G CU modular framework RRC/PDCP

5G CU modular framework

RRC/SDAP/PDCP

TNL

Dashboard OAM (VID)

NRT-RIC framework

AIEnv

Hadoop Spark

Tensor‐flow

Offline AI process

Embedded AI preprocessdata cleaning/feature selection/normalization/policy reserve

HW

Embedded 3rd party entity(MEP/UPF etc)

Customized server

100% 100%30% 30%

(100%)10%

100%

0%

20%0%

10%

S1AP/NgAP/X1AP/XnAP

ASN.1

(100%)(100%)

EPC 

RRU/SoC

100%

100%

Accelerator (FPGA/NP/ARM) Acc + Interface

20%

20%

Hypervisor&VIMAccelerator management

KVM enhanceme

nt 

Accelerator Abstract Layer

Container enhancement 

20% 100% 0%10%

Integration test

80%

ONAP/DCAE frame work(external data collocation framework) (50%)

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Potential option

Linux foundation

O-RAN

Near-RT RIC

CU protocol stack

Non-RT RIC

NFVI platform

SystemIntegration

All the open source function would upstream into the O-RAN branch.

The integration job would also be in O-RAN branch.

LFN

DU softwareOPNFVONAP

KVM OpenStack QEMU

O-RAN open source work mirrored under LF

Deep Learning&AI

AcumosAI

Akraino

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Timeline consideration

Open-sourced CU+DU(Q2, 2019)

• Modularized L1/L2/L3 function

• Shared Framework to reduce the R&D cost

• Common platform based• Pooling gain to support the

tidal effect

Open-sourced Near RT RIC(Q4, 2020)

• Open-sourced RRM framework to implement embedded AI-based function block

• Unified abstraction of the function block to adapt to the complex environment

Open-sourced Non RT RIC(Q2, 2020)

• Data set with unified structure to share

• Machine learning and prediction function optimization for radio network

Big data & Intelligent tools: Hadoop, Tensorflow, Torch, etc. Enhanced NFVI in existed community: KVM, Containor, GPU, FPGA, accelerator.

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Reference design is opened step by step

HW reference

design

HW reference

designLow-level

driverLow-level

driverFPGA CodeFPGA Code

Key Alg. RealizedKey Alg. Realized

BBU software

BBU software

HW White-Box: The scale effect of the reference design lowers cost.

White-Box Hardware to Reduce the Cost

ADC

DAC

PATx

LNA

ADC

DAC RX

PA

LNA

Digital Transceivers PAs Filter Antenna

Digital Processor

RX

Tx

To specify and release a complete reference design of a highperformance, spectral and energy efficient white box basestation. Within the scope any kinds of design material arenot precluded, such as documentation of reference hardwareand software architectures, detailed design of schematic,POC hardware, test cases for verification & certification forall BS types and usage scenarios and so on.

White-box Small BS Demo in MWCS18

Targeting white-box small BSs trial, from end of 2018 to Q2 2019, in Guangdong, Jiangsu, Anhui

Hardware reference

design

• Third party software

• Explore OPEN source for software

White-BoxHW

Chip vendors

Hardware vendors

Software vendors

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White-Box Hardware: Sub 6GHz Small BS for Indoor Coverage

Dual mode: LTE + NRKey features:

• Bandwidth: LTE 50MHz, NR100MHz• Ant#.: LTE 2T2R, NR 4T4R• Output power: 24dBm per channel• Power supply: Optical Fiber Composite• Low-Voltage Cable• Front haul media: Fiber

Progress:1. 1st version hardware completed.2. Debugging for software function. 3. Updating for cost & performance.

Single mode: NRKey features:

• Bandwidth: NR 100MHz• Ant# : NR 2T2R•Output power: 24dBm per channel•Power supply: POE++•Front haul media: CAT6 class cable

Progress:1. Selecting key IC solution.2. Evaluating the power consumption & FPGA resource.

Open Reference HW DesignOpt 7-2

Opt 8

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Wireless AI Alliance (WAIA), Progress

2017.11 2018. 2 2018. 11 2019. 02

2018 MWC WP v1.1Arch Concept Demo

2019 MWC Demo (2nd version )Release Field Test Results

2st version WP

2017.08/10 2018. 05

TR on Use Case & Requirements1st version WP

MBBF Demo

29th Aug Future Forum19th Oct WWRF

Data driven Intelligent RAN Arch (demo @MWC18)

Executive Summary1 Introduction2 Wireless Big Data & AI for Wireless

Network 3 Potential Solutions for Typical Use Case

3.1 Big Data Driven Wireless Channel Modelling

3.2 AI Based Positioning, Mobility Prediction &

Handover Optimization3.3 Deep Learning Based Deconding/Demodulation

3.4 Deep Reinforcement Learning for Network Slicing

3.5 Learning Based Traffic Prediction and Optimization3.6 Alarm root cause analysis

4 Network Architecture Framework5 Platform Capabilities/Environment6 Impact on the Standardization7 Summary

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AI empowered RAN optimization Use Cases

Time~100msms s min Hours Day/Month

RBs

Carrier

gNodeB

Slice

NearReal-Time(Control & User Plane)

Network Plan & Deployment Network Optimization & ConfigEnergy savingCell Splitting & Merging RF parameter optimization

Network Energy Saving

QoS/QoE optimization Load Balance Interference Management Multi-connectivity

Mobility Management

Cell

NonReal-time(Management Plane)

Slice Resource Management

Resources

Multi-user scheduling Link adaptation AI empowered PHY opt

AI DPD

Real-Time(PHY)

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AI-empowered EE Improvement: AI enabled MCES By the full integration with BD platform and taking full advantage of multidimensional data, MCES is developed to find the low traffic cells and deactivate/activate them appropriately without any performance deterioration

• By mid 2018, MCES is deployed for > 15 provinces & 400,000+ cells.• The total energy saving is over 16 million kWH (since mid 2017).

Deep integration with BD platform Collecting

varied dataXDR/MR/PM/CM …

Using ML to forecast the user trajectory and

service profile

Near Real time interaction with RAN by MML to achieve

precise energy saving

Data Set MCES1.0:

• MR/PM/CM for half year;Real time PM every 15min• Distributed deployment

MCES2.0:• MR/PM/CM for half year; Real time PM every 15min• Cloud deployment

MCES3.0:• MR/PM/CM for half year; Real time PM every 15min• Real time XDR from S1-U for user location and service profile• Cloud deployment

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AI-empowered Cell Splitting and Merging of Indoor System

Requirements of Indoor Scenarios:

Static topology can not meet the requirements of high throughput and

tidal effect

Manual modification leads to high cost and low efficiency

Centralized baseband processing pool support dynamic topology

AI-based cell splitting and merging solution:• Splitting and merging pattern

design based on load prediction

• Power parameters optimization DU/AAU

Cell merging

DU/AAU

DU/AAU

DU/AAU

CU

DU/AAU3

DU/AAU5

CUDU/AAU1

DU/AAU2

DU/AAU4

DU/AAU6

Field trial of cell merging in Ningbo:•27 DUs/AAUs•2 Cells•Option 6•Internal data(ms/s) is collected for data analysis

Cell Splitting

Basic prediction models are under training:• Load prediction and

cell status clustering are trained via the data of commercial network

• Interference prediction is trained via the simulation data

Rules are pre-defined according to the KPIs

Load prediction

Interference prediction

Cell Statusclustering

Pre-defined rules

Cell merging/spli

tting decision

Parameters Generation

Topology decision

Data collection and Pre-processing (ETL)

KPIMonitoring

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AI-empowered Crosslayer Optimization

• To identify application types without DPI• To provide real-time KQI/QoE measurement• To derive and expose next sub-second/second level status to network applications for optimization• To predict KQI/QoE and derive optimal RRM to enforce for QoE guarantee

• Identified the optimal profile of super parameters

Accuracy

• Verify AI enabled HD VoD streaming KQI/QoE evaluation & QoSguarantee in 4G trial network (with ZTE in Fujian, 2018.10 ~ 2019.6)

• Verify AI enabled Cloud VR QoE evaluation and QoS guarantee in 5G trial network (with Nokia in Shanghai, 2018.9 ~ 2019.6)

IP length = 800 IP length =1500

Progress: Trial Network built (in Fujian) and now is debugging;Test cases and spec completed. Next Step: Data collection, QoE modeling

Progress: Lab environment built, data sets and ML algorithm to be identified; Test cases being discussed. Next Step: To refine the application identification, VR QoE modeling, QoSguarantee solution etc.

• Achieved >95% accuracy for 11 typical applications identification with 13-layer CNN network

QoE model of naked eye 3D with a fixed BW.

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1. Data cleaning and feature

selection

2. Cells scene clustering by user distribution data

3. ML model training for

different cluster cells

4. Solution generating dynamically using field

test data

AI-empowered Network Load Balancing: tested in LTE network

D1

A

BC

D2

D3

FDD 1800

F1

F2

FDD 900

CapacityLayer

Coverage Layer

Enhancing Coverage

Layer

With dramatic growth of unlimited data user plan theDOU doubled in 2017 compared to 2016 of ChinaMobile. Up to 7 carriers/cell on different frequencyband will be collocated in a single site includingFDD LTE. How to steer the traffic in a balanceddistribution among different site confirmationsbecomes a big challenge to the operation

②③

• Big data platform built and use hive data warehouse to structure the raw data collected by the wireless network (>2000 Cells)•Feature extraction/selection, clustering/classification algorithms identified to realize cells scene partition strategy• 1st round data collection completed and preliminary analysis is being made. 2nd round data collection and relative test continues. • Data analysis and test to be completed at end of 2018.

Smart Load Balancing with Guangxi Mobile

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Smart UE Grouping

Interference

3D-MIMO optimization Multi-user scheduling CQI/RANK/TM

ACK/NACKCSI

Doppler frequency offset

ActionState Wireless Environment

Reward: PER/Throughput

Beam Optimization with Massive MIMOwith ZTE in Guangdong

AI-empowered Beam Optimization & Link Adaptation

Progress: Test for 2 month (Sep & Oct), obvious gain of user number and throughput can be observed;Next Step: Single BS test completed, and test report to be completed in Nov; Location of multiple BSs & test scheme to be initiated.

Avg. user number and throuput for 65 Cells

Smart Link adaptationwith Huawei in Shanghai

Progress: Data collection and preliminary analysis completed, up to 10%-15% gain can be achieved..Next Step: Data collection continue, analysis report to be completed; Timeline to be set for test in in LTE network.

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Limited application

Poor generality

Large feedback overhead

Simple PA model Respective modeling for different

manufactures & PA types

Large bandwidth High cost

Local deployment Local deployment & training Limited resources & data

Traditional Linearization Multiband & Ultra wide BW

Digital and hybrid BF, Lens antenna

Big Data & AI

White-box RRU Generalized model:different PA types & manufactures

Cloud deployment Flexible API encapsulation

Applicable tomultiple architectures

Low overhead & cost

Future Requirements

One DA/AD to multiple PAs in hybrid beamforming arch

Data collection &preprocess

Model training & optimization

Model deployment &

distribution

• PA types• Memory properties• Nonlinear characteristic

• ML: #neurons & #NN layers• Time delay & nonlinear order

• Cloud deployment• Distributed to RRUs

• Generalized DPD to reduce cost and support white-box RRU• Flexible model training & deployment in the cloud, open API

encapsulation capability• Meet the requirements of smart & open networks

AI-DPD

• PA types: 5 PAs from different manufactures• BWs: 20M, 100M, 160M • DPD Precision: NMSE Loss -37dB ~-45dB• DPD performance: ACPR -45dB ~ -55dB

Preliminary Results

AI based DPD

AM

AM AI based DPD+PA

AI based PA

After PA

After DPD+PA

Original Sigal

Practical Test

Similar perf as traditional method

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Solid Progress in 3GPP (Jun 2018)

“RAN Centric Data Collection and Utilization in NR” SI approved (3GPP RAN3)

• Study use cases and benefits of RAN centric Data utilization• Identify necessary standard impact on data collection and utilization for the defined use cases and scenarios• If necessary, investigate introducing a logical entity/function for RAN centric data collection & utilization

•RRM measurement•L2/L1 measurement quantities•Sensor data for UE orientation/altitude

Definition

•Procedure for collection of UE, L1/L2 RAN node

•Signaling procedure for distributed & central analysis

Collection

•SON, RRM enhancement•Edge computing, URLLC and LTE V2X•Radio network information exposure,

Utilization

Network Operation(CMCC lead) RAN centric data collection&utilization RAN3

Approved Rel-16 SIs

Recent Progress • SI phase : Oct. 2018-2-Jun, 2019, first meeting in Oct. 2018

• WI phase: Jun. 2019- Dec. 2019

• Work Group:RAN3/RAN2

• Approved the TR skeleton in Oct. 2018 meeting

• Identified Use Cases in Oct. 2018 meeting

• Capacity and Coverage Optimisation

• Mobility Optimisation

• Load Sharing and Load Balancing Optimisation

• RACH Optimisation

• Energy Saving

• Mobile Drive Test (MDT) Use Cases

• Potential Use Cases to be indentified

• Edge Computing Optimisation

• LTE V2X Optimisation

• mMIMO optimization use cases

• URLLC Optimization

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ITU-T Focus Group on “Machine Learning for 5G and Future Networks”

Background

Working Groups of ML5G

FG-ML5G established by ITU-T SG 13, 6-17 November 2017 Mission: The Focus Group will draft technical reports and

specifications for machine learning for future networks, including interfaces, network arch, protocols, algorithms & data formats.

CMCC Contributions

WG 1: Input 9 Use Cases

WG2 and WG3Actively involved in the technical discussion regarding ML algorithms, data formats and impact on network (esp. RAN) architecture.

WG1: Use cases, services and requirementsSpecify important use cases, technical requirements and standardization gapWG2: Data formats & ML technologies (CMCC co-chair)Analyze ML technology and data formats for communication networks, with special focus on the uses cases of WG1WG3: ML-aware network architectureAnalyse comm. network arch from viewpoint of ML & standardization gap

1 Personalized Mobile Edge Caching

2 RAN-assisted Transmission Control Protocol (TCP) Window Optimization

3 Machine Learning based Radio Network Planning and Radio Resource Management for Network Slicing

4 cell splitting and merging in indoor distribution system for ML5G

5 Load balance among cells for ML5G

6 User Profile Prediction to Improve the Energy-Efficiency of Radio Access Network

7 Machine Learning based Handover Optimization

8 Machine Learning based Link Adaptation Optimization

9 Big-data-aided channel modelling and prediction

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Can WBD & AI Simplify Future Mobile Standards?

Increasing Complicated Network

Consistence High Quality Experience

Introducing the unified flexible IT style interface to meet the diversified control and management requirements and simply the traditional case by case interface design with enhanced flexibility

Introducing the loosely-coupled IT framework based on the unified interface to allow diversified data driven network optimization implementation to simplify the dedicated case by case specification works

Diversified vertical services

Data Driven

Machine Learning

IT+CT+DT

Standards

AI Embedded

EfficientInformation

Model for Data Collection

Unified flexible IT style

Interface

Autonomous Algorithmupgrade

Intent DrivenFunctionalityOrchestration

Open SourceDe-facto Standards Standardized Framework

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Source Encoding

Channel coding

Modulation MIMO OFDM

Channel

Source decoding

Channel decoding

De-Modulation

Channel Estimation & Equalization

De-OFDM

Mul

tiple

Den

se

Laye

r

Nor

mal

izat

ion

Laye

r

0...010...0

f(s)

s

Mul

tiple

Den

se

Laye

r

Nor

mal

izat

ion

Laye

r

g(y)

x y

0 .0 1.. .0 .10 .9 50 .0 2.. .0 .0 1

S’

Fadi

ng &

noi

se

laye

r

channelTransmitter Receiver

( | )p y x

(c) auto-encoder based communication system

(a) Conventional building blocks based communication systemTransmitter

Receiver

Machine Learning Module

(b) AI enabled building blocks optimization

AI-Enabled PHY Preliminary Exploration : Facilitating Software Upgrade of Protocols

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Open Wireless Data Sets

Application layer data

User Related data

Networklayer data

PHYlayer data

QoE prediction

Mobility pattern prediction

Cell traffic prediction

QoE/QoS optimization

Load balance

Network Energy Saving

Massive MIMO BeamOptimization

Network qualityprediction

User distribution prediction

Signaling data(XDR/DPI)

NMS/OMC(MRO,KPI,PM, NRM), MDT

Real time / near real time data in BS(log, buffer, event, procedure)

Data collection

DataProcessing

Data cleaning Data association Data desensitization

Service type/featuresKQI, QoE, etc.

Trajectory, behavior, etc.

Cell configuration,Load, interference, etc.

Measurement report, CSI, CQI, etc.

O Domain Unified XDR

Open dataset AI Model Training Wireless network application

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Current membership (as of Dec.12th, 2018)

More than 80 members applying, and close to 50 have completed so far since the process opened in late September

www.o-ran.org

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Timeline consideration

1. Enhancement to A1 spec.2. Enhancements to near-RT RIC

architecture and E2 interface3. Additional use cases/scope4. NFVI spec.5. Release White box base station

2018 Q2 2018 Q3 2018 Q4 2019 Q1 2019 Q2

1. Define the overall architecture and function splits

2. First release of O-RAN whitepaper

1. Identify & finalize use cases & POCs for each WG

2. First Release of FH interface3. Define key capabilities of NFVI and VIM4. Launch the open source community for

RAN network

1. Initial results of field trial/demo of each WG.2. First Release of A1 and E2 interface specs.,

and AI/data analytics support.3. First release of specification of VIM and

orchestration interfaces4. First internal release of TD-LTE BBU

framework software including CU/DU

1.MWC19 demos2. First Release of F1/X2 enhancement specs3. Second Release of FH specs4. Finalize 2019 planning for architecture

refinements and new use cases5. Embedded AI based LB demo by using open

source framework

1. First Release of E1/W1 enhancement specs

2. First Release of white-box hardware

3. First release of 5G NR CU/DU

2019 Q3 2019 Q4

• Industry promotion & pre-commercialization on open source of protocol stack and NFVI

2018~2019

• Open interface spec;• Initial solution design for

RIC and White Box

2019~2020 2020~2021

• Commercial deployment of RIC, and White Box for small cells

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OAI has been a key partner in C-RAN

• CMCC finished the 1st 20M TDD version based on internal platform, and C-RAN branch was created in 2015: • 1st ping call was successful with commercial UEs under 20M TDD OAI, which was deployed on the VM• 1st LTE eNB live migration prototype: the whole LTE protocol (L1/2/3) VM was successfully migrated without call drop

• OAI SW has been one of the key components in C-RAN prototypes: • Performance improvement has been done to meet the requirements of C-RAN prototypes. For example, Mini C-

RAN/NGFI prototype, NFV-based C-RAN+MEC prototype, etc

1st ping call with commercial UE in 2015 for 20M TDD Cloud BBU pool prototype supporting live migration

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Collaboration Options b/w OAI and O-RAN (s.t. IPR Alignment)

Core Networkfrom OAI

eNB/gNBfrom

O-RAN partners

eNB/gNBfrom

O-RAN partners

UE from OAI

CUfrom

O-RAN partners

DUfrom OAI

F1 W1

E1 E2

I. Interoperability test: network elements (e.g. 5GC/EPC) or function blocks (e.g. DU) from OAI to do interoperability testing with the elements from O-RAN Alliance

II. Reference implementation based on O-RAN specifications: F1, W1, E1, E2, NGFI-I, etc.III. Testing tools provision: UE software, various simulators, etcIV. Implementation of NR protocol stack based on modularized software architecture

(nr-)dlsim is the unitary simulator for PDSCH/PDCCH

(nr-)ulsim unitary simulator for PUSCH

(nr-)prachsim unitary simulator for PRACH

(nr-)pucchsimPHY

(e.g. physical channels)

MAC(e.g. logical channels)

RLC(e.g.AM/UM)

PDCP

SDAP

RRC

OAIO-RAN

OAIO-RAN

OAIO-RAN

OAIO-RAN

OAIO-RAN

OAIO-RANII III IV

I

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Summary: Deep CT/IT/DT Deep Convergence

• Theme: From Green & Soft to Open & Smart

• E2E Soft 5G Arch: SDX• SBA(Telecom 4.0, NFV/SDN), UCN/C-RAN• Large Scale Trial: 5 Cites for Trial, 12 Cities for Service Demo [>500 Sites/City ] • 5G Joint Innovation Center: 14 Open Labs, IOX• 120M/200M/320M/800M OneNET Subs in 2016/2017E/2018E/2020

• New Frontier: ‘Open & Smart’• O-RAN: 8 WGs, O-RAN WP v1.0• Open Source: ONAP, LF, ONF, OAI, TIP, ...• A holistic approach towards open and programmable RAN. • Architecture design, Interface specification, Open source development, Whitebox

reference designs.

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[email protected]

WBD enabled AI into the picture

Open SourceStandards