notice inviting global expression of … eoi for empanelment of technology provider-cum-engineering...
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Global EOI for Empanelment of Technology Provider-cum-Engineering Consultant
NIT Notification Number: PEMC-06846 Page 1 of 19
BHARAT HEAVY ELECTRICALS LIMITED (A Government of India undertaking)
PROJECT ENGINEERING & SYSTEMS DIVISION,
RAMACHANDRAPURAM, HYDERABAD – 502032, INDIA
NOTICE INVITING GLOBAL EXPRESSION OF
INTEREST (EOI) FOR EMPANELMENT
OF
SEWAGE TREATMENT PLANT
“TECHNOLOGY PROVIDER-CUM-
ENGINEERING CONSULTANT”
(ANY TECHNOLOGY, EXCLUDING MEMBRANE BIO REACTOR –
MBR TECHNOLOGY)
NIT Notification Number: PEMC-06846
00 04.06.16 C Pradeepa AK Sinha P Khadilkar First Issue
Rev Date Prepared by Checked by Approved by Remarks
Global EOI for Empanelment of Technology Provider-cum-Engineering Consultant
NIT Notification Number: PEMC-06846 Page 2 of 19
LETTER OF INVITATION
Projects Engineering & Systems Division (PE&SD), Bharat Heavy Electricals
Limited (BHEL), Hyderabad (India), invites EOI proposals from prospective agencies
to empanel with BHEL for Supply of Biological Treatment System based on any
technology (except MBR) used in Municipal Sewage Treatment Plants (STPs) and to
provide engineering services for design of complete Sewage Treatment Plants including
Primary, Tertiary Treatment, Sludge Disposal and Odour Management system etc..
i. The EOI includes the following documents:
Section 1 - Disclaimer
Section 2 - Schedule of EOI process
Section 3 –Details of EOI
Section 4 – Pre-Qualification Criteria
Section 5 – Broad Technical Specifications and Scope of Work
Section 6 – Details of Documents to be submitted along with offer
Section 7 – BHEL’s Supplier Evaluation Approval & Review procedure
(SEARP) guidelines- 2010, amendment-5.
ii. Agencies interested in above EOI, may raise Pre-bid queries, if any, on or before
11th June 2016.
iii. Interested agencies shall submit their proposal along with covering letter and all
supporting documents/ information as per Section-6 in soft copies addressed to
Email IDs indicated in the contact details (Section-2: B) on or before last date of
Submission.
Sd/-
Prakash Khadilkar,
Dy. General Manager
Project Engineering & Systems Division (PE&SD)
Bharat Heavy Electricals Limited (BHEL),
Ramachandrapuram Hyderabad-502032 Telangana State, India
Global EOI for Empanelment of Technology Provider-cum-Engineering Consultant
NIT Notification Number: PEMC-06846 Page 3 of 19
INDEX
Sl. No. SECTION NO. DESCRIPTION
1 SECTION – 1 DISCLAIMER.
2 SECTION – 2 SCHEDULE OF EOI PROCESS & CONTACT DETAILS.
3 SECTION – 3 DETAILS OF EOI.
4 SECTION – 4 PRE-QUALIFICATION CRITERIA.
5 SECTION – 5 BROAD TECHNICAL SPECIFICATION AND SCOPE OF
WORK.
6 SECTION – 6 DETAIL OF DOCUMENTS TO BE SUBMITTED ALONG WITH
PROPOSAL.
7 SECTION– 7 BHEL’s SUPPLIER EVALUATION APPROVAL & REVIEW
PROCEDURE (SEARP) GUIDELINES- 2010, AMENDMENT-5.
Global EOI for Empanelment of Technology Provider-cum-Engineering Consultant
NIT Notification Number: PEMC-06846 Page 4 of 19
SECTION-1
DISCLAIMER
1. The information contained in this Expression of Interest (EOI) document provided to the
Applicants(s), by or on behalf of Bharat Heavy Electricals Limited (BHEL) or any of its
employees or advisors, is provided to the Applicants (s) on the terms and conditions set
out in this EOI document and all other terms and conditions subject to which such
information is provided.
2. The purpose of this EOI document is to provide the Applicants (s) with information to
assist the formulation of their Proposals. This EOI document does not purport to contain all the information each Applicants may require. This EOI document may not be
appropriate for all persons, and it is not possible for BHEL, its employees or advisors to consider the business/investment objectives, financial situation and particular needs of
each Applicant who reads or uses this EOI document. Each Applicant should conduct his
own investigations and analysis and should check the accuracy, reliability and
completeness of the information in this EOI document and where necessary obtain
independent advice from appropriate sources.
3. BHEL, its employees and advisors make no representation or warranty and shall incur no liability under any law, statute, rules or regulations as to the accuracy, reliability or
completeness of the EOI document.
4. BHEL may, in its absolute discretion, but without being under any obligation to do so,
modify, amend or supplement the information in this EOI document.
5. An applicant means a Business Entity or Proprietor firm who has sufficient experience in
accordance with the Conditions of Eligibility as detailed in EOI is permissible.
6. The issue of this EOI does not imply that BHEL is bound to select and shortlist
Applicants to enter into tie-up agreements with shortlisted Applicants.
7. The respondent shall bear all costs associated with the preparation, technical
discussion/presentation and submission of EOI, BHEL shall in no case be responsible or
liable for these costs regardless of the conduct or outcome of the EOI process.
8. Canvassing in any form by the respondent or by any other agency on their behalf may lead to disqualification of their EOI.
Global EOI for Empanelment of Technology Provider-cum-Engineering Consultant
NIT Notification Number: PEMC-06846 Page 5 of 19
SECTION-2
SCHEDULE OF EOI PROCESS & CONTACT DETAILS
A. SCHEDULE OF EOI PROCESS
The schedule of events during the Bidding Process shall be as follows -
Sl.No. Event Description Date
1 Issue of EOI document 4th June 2016
2 Last date of raising queries on EOI
specification
11th June 2016
3 Last date of Submission of Proposal 25th June 2016
B. CONTACT DETAILS:
All the correspondences and Proposal for Expression of Interest shall be addressed to the
following:
To:
Mr. M. Rajasekar, Deputy Manager,
Project Engineering & Systems Division (PE&SD),
Bharat Heavy Electricals Limited (BHEL),
Ramachandrapuram, Hyderabad-502032
Telangana State,India
Mobile: (+91)9491390930/
Land Line: (+91) 40 23183563
E-Mail: [email protected]
Copy to:
Mr. Prakash Khadilkar, Dy. General Manager
Project Engineering & Systems Division (PE&SD)
Bharat Heavy Electricals Limited (BHEL),
Ramachandrapuram, Hyderabad-502032
Telangana State, India
Mobile: (+91)9441231725/
Land Line: (+91) 23185025
E-Mail: [email protected]
Global EOI for Empanelment of Technology Provider-cum-Engineering Consultant
NIT Notification Number: PEMC-06846 Page 6 of 19
SECTION – 3
DETAILS OF EXPRESSION OF INTREST (EOI)
3.1 ABOUT BHEL
Bharat Heavy Electricals Limited (BHEL) (www.bhel.com) is a Government of India
Undertaking and a Maharatna Company, Established in 1964. BHEL is an integrated power
plant equipment manufacturer and one of the largest Engineering and Manufacturing
Company of its kind in India. The company is engaged in the Design, Engineering,
Manufacturing, Construction, Testing, Commissioning and servicing of a wide range of
products and services for core sectors of the economy, viz. Power, Transmission, Industry,
Transportation (Railways), Renewable Energy, Oil & Gas, Water and Defence with over 180
products offerings to meet the needs of these sectors. BHEL has been the bedrock of India's
Heavy Electrical Equipment industry.
BHEL has a widespread network of 17 Manufacturing Divisions, 2 Repair Units, 4 Regional
Offices, 8 Service Centres, 6 Overseas Offices, 6 Joint Ventures, 15 Regional Marketing
Centres and current project execution at more than 150 project sites across India and abroad
corroborates the humungous scale and size of its operations.
Adding to its achievements, BHEL has joined the elite club of select global giants having an
installed base of over 170 GW of power generating equipment globally. BHEL also has a widespread overseas footprint in 78 countries with cumulative overseas installed capacity of
BHEL manufactured power plants nearing 10,000 MW.
BHEL has technology tie-ups with leading companies in the world including General Electric
Company, Alstom SA, Siemens AG and Mitsubishi Heavy Industries Ltd., supported by
technology developments in its own R&D centres. The quality & reliability of BHEL
products at par with other Global players and adheres to international standards.
3.2 ABOUT PROJECT ENGINEERING & SYSTEMS DIVISION, HYDERABAD
Project Engineering & Systems Division (PE&SD), located at BHEL-Hyderabad,
Ramachandrapuram, India is primarily responsible providing EPC solutions to various
business areas like Power Projects upto 150MW, Captive Power & Co-generation Plants in
Industry, PV Solar based Grid interactive Power Plants, etc in national as well as
international markets. This division has established excellent track record both in India and
Overseas market by successfully commissioning the various projects on EPC basis.
BHEL-PE&SD is now planning to take up independent projects related to large scale
Sewage Treatment plants (STPs) in Municipal Segment on EPC basis.
3.3 OBJECTIVE OF EOI :
The objective of this EOI is to shortlist, evaluate and empanel prospective agencies for
supply of “Biological Treatment Systems” with their respective technologies (excluding
Membrane BioReactor; MBR) for Sewage Treatment Plants (STPs). These agencies shall
also provide engineering services for total design of complete Sewage Treatment Plants
including primary and tertiary treatment systems, sludge disposal system, odour
management systems.
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NIT Notification Number: PEMC-06846 Page 7 of 19
3.4 PROCESS OF EMPANELLING AND AVAILING SERVICES:
i. Prospective agencies, who are meeting the Pre-Qualification Criteria (PQC) as per
Section-4 shall submit their Proposal for EOI in English.
ii. Evaluation shall be carried out as per BHEL “Supplier Evaluation Approval &
Review Procedure (SEARP) guidelines- 2010, Amendment-5, Document no- AA:
MM: SR:01, Chapter –III to VIII (Refer Section-7 for details). The above document
is also available on BHEL website, under link:
http://www.bhel.com/vender_registration/vender.php.
iii. Agencies shall furnish all the filled in formats/ information/ documents/ credentials etc as per Section-6.
All the documents shall be submitted in English Language only. If, the reference
documents are in any other language, then the English translated copy of the same,
duly certified, stamped and signed by local chamber of commerce of bidder’s
country shall be furnished along with the copy of original document.
iv. In case separate proposals are received from different Divisions of the same
Organisation, BHEL reserves the right to consider proposal of any one of these
Divisions for empanelment. BHEL decision on this shall be final.
v. BHEL shall intimate the shortlisted agencies for further discussions, presentations,
etc on their proposals. BHEL at their discretion shall inspect their works/offices/reference project premises for the purpose of evaluation, as deemed
necessary before empanelment. BHEL decision on this shall be final.
vi. The selected agencies will be empanelled with BHEL as a supplier of “Biological
Treatment System” for Sewage Treatment Plant with their identified specific
technologies.
vii. Subsequent to empanelment, whenever required, BHEL shall float a formal Purchase
enquiry along with Project specific requirements/scope of work/ purchase terms &
conditions etc. The agency will be finalised as per BHEL’s procurement policies and
Purchase Order will be placed accordingly.
viii. In case it is required, a Tie-up / MOU with Technology Provider, shall be finalised on project specific basis. BHEL shall indicate such requirements while floating a
tender/project specific purchase enquiry. The roles/responsibilities of Technology Provider, terms and conditions of tie-up/MOU etc. shall be informed along with the
enquiry.
ix. The performance of the suppliers shall be evaluated periodically as per BHEL
SEARP guidelines. Delisting of these agencies shall be at the discretion of BHEL based on performance feedback criteria.
x. This expression of Interest is not an agreement and is not an offer or invitation to
enter into an agreement/ tie-up/MOU of any kind with any party by BHEL.
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NIT Notification Number: PEMC-06846 Page 8 of 19
SECTION– 4
PRE-QUALIFICATION CRITERIA
The Agency desiring for empanelment should meet all the Pre-Qualification Criteria
mentioned below:
A) The agency should be a Technology Provider for “Biological Treatment System” with any
technology (excluding MBR technology) used in Sewage Treatment Plants (STPs).
B) In last 7 (Seven) years, the agency should have provided Design, Performance Guarantee
and key equipment for “Biological treatment system” with any technology (excluding
MBR) for following plant(s) and these plant(s) should have been working satisfactorily
for at least two (2) years, as on date of submission of EOI.
i. At least one (1) plant of minimum capacity 80 MLD,
Or
ii. At least Two (2) plants of minimum capacity 50 MLD,
Or
iii. At least Three (3) plants of minimum capacity 40 MLD.
C) In last 7 (Seven) years, the agency should have completed Engineering of following either separately or in a Single comprehensively project:
i. Detail engineering of complete STPs including primary & tertiary Treatment
systems, sludge disposal system and odour Management system.
(Process design & calculations, development of PFDs/Schemes/P&ID`s, sizing of
equipment/systems, layouts, performance guarantee calculations).
ii. Procurement Engineering including preparation of Purchase Specifications of equipment/systems of the STPs.
iii. Engineering of basic inputs for Civil, Electrical and Control & Instrumentation
Engineering.
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NIT Notification Number: PEMC-06846 Page 9 of 19
SECTION– 5
BROAD TECHNICAL SPECIFICATION AND SCOPE OF WORK
5.1 INTRODUCTION:
PE&SD-BHEL is planning to execute large scale Sewage Treatment plants on EPC basis in Municipal Sector.
As a part of this process suitable Technology Providers are being shortlisted for supply
of Secondary Treatment Systems based on their respective technologies (excluding
MBR) and providing engineering services for the complete STP.
The scope of Technology Provider shall broadly include:
- Design, engineering, manufacturing, testing and supply of proprietary/key
components/equipment/sub-systems of “Biological Treatment System”
- Provide engineering services for detail engineering of complete STP including
primary, tertiary treatment systems, sludge disposal system and odour
management system
- Responsibility for treatment system performance
- Provide services for supervision of erection & commissioning
The broad scope of work is indicated below. However job specific detailed scope of work shall be furnished along with formal purchase enquiry on project-to-project basis.
5.2 BROAD SCOPE OF SUPPLY AND SERVICES:
A) Scope of Supply:
i. Supply of all proprietary and technology specific key equipment/ systems / items that
are required for STPs.
ii. The bidders shall also identify non- proprietary items required for the project and support BHEL in procurement engineering of these items.
B) Scope of Engineering:
I. Proposal Stage Engineering:
The supplier shall provide following engineering services during Proposal Stage of
the project.
i. Detailed study of Customer/Purchaser’s tender documents. Preparation of Pre-Bid
Queries/Questionare for seeking clarifications from the Customer/Purchaser on tender documents.
ii. Techno-economical evaluation of the various Treatment Processes / Technologies
with respect to the project specific conditions and selection of the appropriate
process design/technology for the project.
iii. Design of suitable Primary, Secondary and Tertiary Treatment systems including
Sludge Disposal and Odour Management systems as required.
iv. Proposal Engineering for the project with the selected technology including
preparation of all the necessary documentation required for submission of Technical
Offer.
Global EOI for Empanelment of Technology Provider-cum-Engineering Consultant
NIT Notification Number: PEMC-06846 Page 10 of 19
(Typically includes: Process design calculations, Process PFDs/Schemes/P&IDs,
Layouts, System Write- ups, Datasheets, Sizing of all Electrical/Mechanical/C&I
Equipment & Systems, Bill of Materials for all Equipment & Systems, Schedule of
Quantities (SOQ) of Civil/Structural/Architectural Works, Utility Consumptions,
Electrical Load List, etc).
v. Preparation of comprehensive consolidated Technical Offer inclusive of Scope of Supply & Services/Terminal Points/Exclusions, Technical Deviations &
Clarifications on tender specifications, Filled-up Technical Schedules etc
vi. Finalising the optimised Performance Guarantees of the project considering bid
evaluation criteria of tender specification.
vii. Provide support in working out the cost/price estimates for the project including
back-up cost working sheets.
II. Execution Stage Engineering:
The agency shall provide following engineering services during execution stage of
the project.
i. Detail engineering of Primary, Secondary Biological treatment and Tertiary
Treatment systems including Sludge Disposal system and Odour Management
system, as required.
Carry out the detailed end-to-end process design for the selected treatment technology including process design calculations, sizing of various equipment and
systems, finalising process flow diagrams, detailed P&IDs/Process Schematics,
control and operation write-ups, process and electrical utility requirements,
chemicals consumption requirements, O&M consumable requirements, etc.
ii. Preparation of plant layouts/hydraulic flow/gradient diagrams for complete plant
iii. Preparation of basic engineering inputs required for carrying out detailed
Electrical and C&I engineering.
iv. Preparation basic engineering inputs required for carrying out detailed civil, architectural, structural and landscape engineering.
v. Procurement engineering for non-proprietary bought out items, identifying
probable suppliers in the market, preparation of technical specifications for RFQs,
support BHEL in the evaluation of technical offers received from the vendors.
vi. Preparation of Plant Performance Guarantee Test Procedure and assistance in
conducting the Plant Performance Guarantee Tests.
vii. Preparation of Plant Operations and Maintenance Manuals, Plant operation
procedures for the effective and efficient operations of plant.
C) Scope of Services:
i. Provide engineering support in getting the engineering documentation approved by
Customer/Purchaser/ their appointed agency including participating in technical
discussions with Customer/Purchaser, as required.
ii. Supervision of erection and complete commissioning of Biological Treatment
system and site support for integrating other sub-systems like primary treatment,
tertiary treatment, sludge disposal system etc.
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NIT Notification Number: PEMC-06846 Page 11 of 19
iii. Support in finalising the list of O&M consumables & chemicals along with the
BOM and technical specifications.
iv. Visit of Technology Provider’s design experts to project site for resolving
engineering and technical issues, as required during execution of the project.
v. Support BHEL in obtaining statutory approvals, as deemed necessary.
vi. Provide support during plant O&M, as required.
5.3 Treated Effluent Quality:
The typical expected treated effluent quality shall be as follows. However, the treated
effluent quality shall meet the specification of respective tender/project which will be indicated in project specific enquiries.
Sl. No. Parameters Unit Standards
1 pH - 6.5 – 9.0
2 BOD mg/l 10
3 COD mg/l 50
4 TSS mg/l 10
5 NH4-N mg/l 5
6 N-TOTAL mg/l 10
7 FECAL COLIFORM (MPN/100ml) < 230
8 PO4-P mg/l 2
Attention:
The language of communication with the “Technology Provider-cum-Engineering Consultant” shall be English only. All the documents including the design/engineering
documents shall be in English Language.
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NIT Notification Number: PEMC-06846 Page 12 of 19
SECTION– 6
DOCUMENTS TO BE SUBMITTED ALONG WITH PROPOSAL
Prospective agency should submit following documents along with their Proposal.
Sl No Document Description Filled in Formats to be Submitted with
Proposal Remarks
1 Check List for Indian Supplier
Registration Form
Section-7: Document no.
AA:MM:SR:01, Rev 01 Annexure-II ,
Page II of II
2 Check List for Foreign Supplier
Registration Form
Section-7: Document no.
AA:MM:SR:01, Rev 01 Annexure-III ,
Page II of II
3 Supplier Registration Form for
Indian Supplier
Section-7:
Annexure-II of SEARP,
Form no. SRF(I) 01 (Indian supplier)
Page 1 to 17, except Part-c, clause-ii
4 Supplier Registration Form for
Foreign Supplier
Section-7:
Annexure-III of SEARP,
Form no. SRF(I) 01 (Indian supplier)
Page 1 to 17
5 Check List for Pre-Qualification Criteria (PQC)
Format: R-1
6 Details of Reference Projects satisfying PQC
Format: R-2
7 Details of other Projects executed by technology provider
Format: R-3
8 List of clarification Format: R-4
9 Acceptance of EOI specification Signed and stamped copy of EOI
Specification No PEMC-06846
10 Proof of achieved guarantee effluent
parameters of listed projects
Customer accepted PG test reports of
listed projects.
Indian Supplier shall refer to “Guidelines to Indian Suppliers for filling-up supplier
registration form” Document no: AA: MM: SR: 01, Rev 01 Annexure-II, Page I of II
(enclosed in Section-7), before filling the various formats.
Foreign Supplier shall refer to “GUIDELINES TO FOREIGN SUPPLIERS FOR FILLING UP SUPPLIER REGISTRATION FORM” Document no: AA: MM: SR: 01,
Rev 01 Annexure-III, Page I of II (enclosed in Section-7), before filling the various formats.
Global EOI for Empanelment of Technology Provider-cum-Engineering Consultant
NIT Notification Number: PEMC-06846 Page 13 of 19
FORMAT: R-1
CHECK LIST FOR PRE-QUALIFICATION CRITERIA (PQC)
Sl
no.
PQC Criteria Bidders
Response
(Yes / No)
Supporting Document(s) Required
(Only if Bidder response is- Yes)
A The agency should be a Technology
Provider for “Biological Treatment
System” with any technology (excluding
MBR technology) used in Sewage
Treatment Plants (STPs).
a) Filled-in supplier registration
form no: SRF(I)01 (Indian
supplier) and form no. SRF(F)01:
(Foreign supplier)
b) Filled in Format: R-2 & R-3
B In last 7 (Seven) years, the agency
should have provided Design,
Performance Guarantee and key
equipment for “Biological treatment
system” with any technology
(excluding MBR) for following plant(s)
and these plant(s) should have been
working satisfactorily for at least two
(2) years, as on date of submission of
EOI.
If yes, furnish the following details:
a) Filled in Format: R-2, and
b) Self-attested copy of Customer
Work order/ Purchase order
indicating broad scope of supply
and services.
c) Self-attested copy of Protocol/complete certificate
signed by Client/Owner,
indicating the successful
commissioning of the project.
“Or” Performance Certificate
issued by Owner/ Customer.
i. At least one (1) plant of minimum
capacity 80 MLD,
Same as Sl. no-B above
Or
ii. At least Two (2) plants of minimum
capacity 50 MLD,
Same as Sl. no-B above
Or
iii. At least Three (3) plants of minimum
capacity 40 MLD.
Same as Sl. no-B above
C In last 7 (Seven) years, the agency should have completed Engineering of
following either separately or in a Single
comprehensively project:
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NIT Notification Number: PEMC-06846 Page 14 of 19
i. Detail engineering of complete STPs
including primary & tertiary
Treatment systems, sludge disposal
system and odour Management
system.
(Process design & calculations, development of PFDs/Schemes/P&ID`s,
sizing of equipment/systems, layouts,
performance guarantee calculations).
Related Document (s) indicating
similar scope.
Document No:……/………/…….
ii. Procurement Engineering including
preparation of Purchase
Specifications of equipment/systems of the STPs.
Related Document (s) indicating
similar scope.
Document No:……/………/…….
iii. Engineering of basic inputs for Civil,
Electrical and Control &
Instrumentation Engineering.
Relevant documents prepared by
bidder and approved by Customer
indicating similar scope.
Document No:……/………/…….
Signature & Stamp of Authorized Signatory
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FORMAT: R-2
DETAILS OF REFERENCE PROJECTS SATISFYING PQC
Sl.No Project details Project-1 Project-2 Project-n
1 Name of the Project
2 End Customer details
(Name of the Organisation, Contact
person, phone no, email ID)
3 Details of Customer:
(Contact information like Name of the
Organisation, Contact person, phone no,
email ID etc to be provided)
4 Capacity of the plant in MLD
5 Date of award of the order by customer.
6 Brief scope of contract & details of Key
equipment
7 Type of technology used for “Biological
treatment system”
8 Date of supply completion
9 Date of commissioning of the system.
10 Date of Performance Guarantee Test
11 The guaranteed effluent water
quality for pH, BOD mg/l, COD mg/l, TSS mg/l, Fecal Coliform
MPN/100ml, NH4-N mg/l, N-Total mg/l, PO4-P mg/l
12 The effluent water quality achieved
during PG test for pH, BOD mg/l,
COD mg/l, TSS mg/l, Fecal
Coliform MPN/100ml, NH4-N mg/l,
N-Total mg/l, PO4-P mg/l
Customer accepted PG test report in
support of the above to be furnished.
13 Date of commencement of Commercial
Operation of complete plant.
14 Order value in INR/ USD
Signature & Stamp of Authorized Signatory
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FORMAT: R-3
DETAILS OF OTHER PROJECTS OF SIMILAR NATURE, EXECUTED
Sl.No Project details Project-1 Project-2 Project-3
1 Name of the Project
2 End Customer details
(Name of the Organisation, Contact
person, phone no, email ID)
3 Details of Customer:
(Contact information like Name of the
Organisation, Contact person, phone no,
email ID etc to be provided)
4 Capacity of the plant in MLD
5 Date of award of the order by customer.
6 Brief scope of contract & details of Key
equipment
7 Type of technology used for “Biological
treatment system”
8 Date of supply completion
9 Date of commissioning of the system.
10 Date of Performance Guarantee Test
11 The guaranteed effluent water
quality for pH, BOD mg/l, COD mg/l, TSS mg/l, Fecal Coliform
MPN/100ml, NH4-N mg/l, N-Total mg/l, PO4-P mg/l
12 The effluent water quality achieved
during PG test for pH, BOD mg/l,
COD mg/l, TSS mg/l, Fecal
Coliform MPN/100ml, NH4-N mg/l,
N-Total mg/l, PO4-P mg/l
Customer accepted PG test report in
support of the above to be furnished.
13 Date of commencement of Commercial
Operation of complete plant.
14 Order value in INR/ USD
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NIT Notification Number: PEMC-06846 Page 17 of 19
15 Furnished the following documents
in support of above work experience
for each project.
a. Self-attested copy of Customer Work order/ Purchase order
indicating broad scope of supply and services.
b. Self-attested copy of
Protocol/completion/Performanc
e certificate signed by Client/Owner.
Signature & Stamp of Authorized Signatory
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NIT Notification Number: PEMC-06846 Page 18 of 19
FORMAT: R-4
LIST OF CLARIFICATIONS
Sl.No. Reference clause of
EOI Document
Clarification by
Technology provider-
cum-Engineering
Consultant
Response by BHEL
1
2
Signature & Stamp of Authorized Signatory
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SECTION– 7
Supplier Evaluation Approval & Review procedure (SEARP) guidelines- 2010,
amendment-5, Document no AA:MM:SR:01, rev 01 is enclosed for reference.
SUPPLIER EVALUATION,
APPROVAL & REVIEW
PROCEDURE
2010
(Amendment 01 dt: 12.04.2010 &
Amendment 02 dt: 16.08.2010, Amendment 03 dt: 11.09.2012
Amendment 04 dt: 03.06.2013, Amendment 05 dt: 03.09.2015
incorporated)
Corporate MM
BHARAT HEAVY ELECTRICALS LIMITED
New Delhi
Chapter- III
Supplier Registration
and Assessment Procedure
Document No. AA:MM:SR:01
Revision No. 01 amdt.-04
Page No. 7 of 23
SUPPLIER REGISTRATION AND ASSESSMENT PROCEDURE
1.0 INTRODUCTION
The system aims to select reliable and quality conscious suppliers.
The formats for assessment of supplier are based on numerical rating to minimize subjectivity.
2.0 SUPPLIER REGISTRATION AND ASSESSMENT
2.1 The suppliers shall fill up the following Supplier Registration forms (SRF) as applicable: Category of Supplier FORM
Annexure Page no. Type
(A) a) Indigenous II
1-10 OS
11-12 QS
13 TC
b) Indian Stockist/ Trader/ Distributor/ Dealer/ Authorised
Agent/ Channel partner/ Indian Sales office or
Subsidiary of registered foreign principal
II 1-10 OS
c) Foreign III 1-2
(B) Contractor VI 1-10
Parameters marked with * in SRF carry scores.
2.2 Supplier Registration Process:
The process of source selection consists of following stages:
2.2.1 Information Stage
2.2.2 Assessment Stage
2.2.3 Registration Stage
3.0 Information stage:
The information about suppliers is received in Supplier Development Cell. Some of the sources of data are as
follows:
a) Supplier approaches directly.
b) Information received through various disciplines of organisation such as Engg./ MM/ Technology etc.
c) Through Web search/ Newspapers/ Magazine/ Business Catalogue/ Exhibitions/ Seminars/ Electronic
media etc.
d) Suppliers technically qualified in Open Tenders.
e) Customer/ collaborator recommendation.
3.1 Recommended guidelines for dealing against each of above situation.
3.1.1 For S. N. 3.0 (a), (b) and (c), the documents sent by suppliers will be scrutinized by SDC/SRC and referred to
Convener of the concerned MISCC for review by MISCC. The MISCC may recommend any of the
following:
a) The item is not required.
b) There are sufficient numbers of suppliers and the applicant supplier is not required. The unsuccessful
applicants shall be accordingly communicated within five days of the MISCC recommendation by SDC.
c) In case item is required, supplier may be advised to download the Supplier Registration Forms from
www.bhel.com and submit the same to SDC/SRC.
3.1.2 For S.N. 3.0 (d) and (e), in case of unregistered supplier, the necessary Supplier Registration Form may be
got filled up from the supplier by concerned MM group and submitted to SDC/ SRC for further processing.
4.0 Assessment Process:
The supplier under 2.1 (A) (a) & (b) shall fill the Supplier Registration Forms given in Annexure II for
assessment on the basis of following three criteria:
a) Organisational Soundness - Part A
b) Quality System - Part B
Chapter- III
Supplier Registration
and Assessment Procedure
Document No. AA:MM:SR:01
Revision No. 01
Page No. 8 of 23
c) Technical Competence - Part C - specific Technical Competence, if required, to be filled later on
when sent to supplier by BHEL.
The parameter with * marks shall be the scoring parameters. The registration of suppliers shall be based on
the marks scored.
4.1 Organisational Soundness will be judged on the basis of information furnished by the supplier on the
following aspects:
General information about organization, which includes:
a) Ownership information;
b) Financial information;
c) Registration particulars
d) General Manufacturing facilities
e) Industrial relations
The forms placed at Part-A of Annexure II relate to Organisational Soundness. Supplier must answer all
questions
4.2 Quality System will be judged on the following aspects:
a) Incoming material control
b) Process Control
c) Control of Non-conformance
d) Control of measuring & monitoring device
e) Conformance to safety requirement
f) Customer Supplier communication
The forms placed at Part-B of Annexure II relate to Quality System. Supplier must answer all questions.
4.3 Technical Competence:
For jobs to BHEL design & technology:
The technical competence of supplier will be judged on the basis of his understanding about BHEL product
specification and its criteria, the process capability of the machines available with the supplier and the
experience of the manpower.
For jobs procured on the basis of performance specification (Design & Technology is of supplier):
As design and technology is of supplier, BHEL cannot give the dimensional tolerances but only specify the
performance specifications in following manner:
a) Critical performance specifications
b) Major performance specifications
c) Minor performance specifications
While assessing the supplier for performance specification, following should be examined:
(i) Design capability for the product to achieve the desired performance specification
(ii) Quality Control Plan & verification of its implementation & acceptance criteria
(iii) Process capability to produce critical components & major components
(iv) Adequacy of final product testing
Part C of Annexure II relates to technical competence assessment. If specific technical competence is not
required, then 15 marks may be distributed on pro-rata basis to Common Technical Competence so as to arrive
total of 25 marks for evaluation.
5.0 Assessment Stage:
5.1 On receipt of filled-up Supplier Registration Forms, SDC will send an acknowledgement to the supplier
within five working days.
Chapter- III
Supplier Registration
and Assessment Procedure
Document No. AA:MM:SR:01
Revision No. 01 amdt.-04
Page No. 9 of 23
5.2 MISCC shall scrutinize the registration forms, with the help of TCA. If the supplier, prima facie, is found
suitable/ required, MISCC will send the product specific Technical Competence form (along with
specification, standard, drawing etc, if necessary) directly/ through SDC to the supplier for his response.
Subsequent to receipt of the supplier‟s response, MISCC/ TCA will assess the reply along with the SRF and
complete the marking as per Score Sheet (Part D) in Annexure II.
5.3 On the basis of supplier‟s score and other information given by supplier, MISCC will give any of the following recommendations:
5.3.1 If supplier is not found up to the mark at any stage during process of registration, SDC will be intimated
accordingly for onward communication to the supplier.
5.3.2 Supplier can be considered provided he makes improvements in the indicated areas.
5.3.3 Supplier can be considered but visit to supplier‟s works is required for assessment.
For this purpose, SDC will coordinate formation of Supplier Evaluation Team consisting of members from
concerned purchase, quality and engineering/ technology/ indenting departments. The team shall comprise
minimum two members, one of whom shall be a certified Assessor. The members of the Supplier Evaluation
Team will verify the information given by the supplier in the SRF, Technical Competence form and any other
issues necessary to register the supplier. The team will give marks in the Score Sheet Part D and sign the
same. MISCC will review the assessment report of the Supplier Evaluation Team and give final approval to
SDC.
5.3.4 It is decided to develop the supplier through development indent route for which development code shall be
approved by MISCC.
5.3.5 Based on the details submitted/supplier visit made, if the supplier qualifies for registration, the supplier shall
be approved by MISCC for permanent code/ trial code.
6.0 Registration stage:
Based on the approval of MISCC, registration of the supplier shall be done as per procedure in Chapter-IV.
7.0 Numerical rating is assigned for each parameter. Scoring will be done as per Part-D (Score Sheet) of
Annexure II.
8.0 Assessment Criteria:
Assessment criteria shall be as per the numerical rating assigned to each parameter and scoring will be done
as per Part –D (Score sheet) of Annexure II.
9.0 Cycle Time for Supplier/ Contractor Registration:
On receipt of a Supplier Registration Form, the SDC, within one month, shall seek any information on the
missing Annexures and details only once. This complete registration form will be sent by SDC to the
concerned MISCC(s), and receipt obtained. MISCC(s) may seek (if required) clarifications from the supplier
only once. Seeking repetitive clarifications is not allowed unless further clarifications relate to reply received
against earlier clarification.
After receipt of complete Supplier Registration Forms (with relevant annexure and details), the evaluation
shall be completed within three months (including visit, if required).
SDC shall raise an exception report on half yearly basis on „the supplier applications pending beyond the
stipulated time frame‟, and submit the report to respective MISCCs for review.
Chapter- IV
SUPPLIER
REGISTRATION
Document No. AA:MM:SR:01
Revision No. 01 amdt.-04
Page No. 10 of 23
SUPPLIER REGISTRATION 1.0. Type of Registration
Considering the total business operations of BHEL involving purchase of raw material/ components/ capital
equipments from different type of business organizations like manufacturer, stockist/ authorized agent etc.,
following categories of registration are recommended to differentiate one time, development, trial or
permanent code supplier.
1.1 One time code:
1.1.1 One time code, for the purpose of placing purchase order(s) can be allotted to suppliers who have not been
assessed and registered for the following cases:
i. Successful bidder who qualifies against the stated PQR in an Open Tender.
ii. Unregistered suppliers with whom Single Tender has been finalized as per Purchase Policy provisions.
Note:
i. The data of one time codes allotted shall be maintained online separately by SDC, for review by
respective MISCCs, who shall assess and register such suppliers.
ii. All suppliers who are allotted a one time code shall be considered for registration and their SRF assessed
as per laid down procedure within the time frame specified at clause 9.0 of Chapter-III.
On successful execution of the purchase order, such one time code suppliers may be considered for
updation in the PMD for permanent code, provided the supplier has successfully executed the order and
its satisfactory performance (supplier performance rating) against the order is acceptable to MISCC.
Before registration, the SRF shall be got filled up and processed through MISCC.
However, one time codes allotted for non PMD items purchased through personal enquiry (as per clause 9.4
of Chapter-II), shall be exempted from above provisions (i) and (ii).
1.1.2 For one time code, approval of Unit MM Head or official nominated (not below the rank of AGM) by Unit
Head will be required.
1.1.3 Suppliers with one time code shall not be included in PMD.
1.2 (i) Development code:
Development code shall be given to a supplier where an item or product is to be developed by the supplier
with the assistance of BHEL through development indent route only. MISCC shall approve allotment of
development code to the supplier, based on supplier assessment as per respective SRF.
1.2 (ii) Trial Code:
Trial code can be given to a supplier for the purpose of judging his capabilities for supplying the given
product/ item. MISCC shall approve allotment of trial code to the supplier, based on supplier assessment as
per respective SRF.
1.2 (iii) Treatment of Development/ trial codes:
A. Though Suppliers with development/ trial code shall be included in the PMD, they shall not be
considered for regular purchasing action and accordingly will not be treated as registered suppliers for
the purpose of issuing Limited Tender Enquiry.
B. Development/ trial order shall be placed within 90 days of allotment of development/ trial code else
reasons for not ordering shall be recorded and put up to Product Manager.
C. Development/ trial orders shall be for a minimum possible quantity (quantity to be decided by MISCC) and shall not be linked to any specific project requirements. However, the developed items may be linked
to subsequent project requirements on successful completion.
D. Liquidity damage/ penalty for late delivery clause would not be applicable for development orders.
Chapter- IV
SUPPLIER
REGISTRATION
Document No. AA:MM:SR:01
Revision No. 01 amdt.-04
Page No. 11 of 23
E. Liquidity damage/ penalty for late delivery clause would be applicable for trial orders.
F. Maximum three development/ trial orders can be placed for a given material category on a particular
supplier. Second/ Third development/ trial order can be placed only after completion of the previous
order. On completion of one development/ trial order, MISCC will recommend within three months any
of the following:
(a) may approve updation of the development/ trial code to permanent code if the supply is acceptable,
or
(b) may reject the supplier if the supplies are not acceptable, or
(c) shall recommend placement of another development/ trial order in case the supplies are not
satisfactory and the supplier has to be developed/ tried again for recorded reasons.
If three such orders are completed by the supplier, MISCC shall clearly decide either to allot a permanent
code or to reject the supplier within 3 months of execution of third order.
Note:
i. The term „completion‟ (referred above) will mean inspection clearance before dispatch/ receipt of supply against previous order/ any milestone after supply of last trial/ development order.
Completion of the milestone shall be pre-decided by MISCC at supplier assessment stage.
ii. Any Trial code supplier who is the successful bidder against the pre-stated PQR in an Open Tender
can be given One Time code for the purpose of placement of Purchase Order and after successful
completion of Purchase order, the supplier may be considered for updation in the PMD for
permanent code, provided the supplier has successfully executed the order and its satisfactory
performance (supplier performance rating) against the order is acceptable to MISCC. Before
registration, the SRF shall be got filled up and processed through MISCC.
1.3 MISCC shall approve allotment of permanent code to the supplier based on supplier assessment as per
respective SRF and inform the same to SDC for updation of records. All suppliers allotted permanent code
shall be placed in the PMD and shall be considered for regular purchasing action.
1.4 One time code, Development code, Trial code and Permanent code may be allotted to suppliers covered under
Chapter V “Registration of other categories of suppliers” too as per specific approval of MISCC.
2.0 Treatment of existing suppliers
a) Existing development code/ trial code suppliers in PMDs :
Suppliers with development/ trial code shall be included in PMD, and MISCC shall process their updation to
permanent code as per the provisions spelt out at 1.2(iii) above.
b) Allotment of additional material category/ Deletion of material category already allotted to existing suppliers
in PMD:
In case a supplier is already registered in some material category in PMD and necessity arises to add/ delete
material category, within the same generic type of material, MISCC shall examine supplier‟s request.
The technical competence of the supplier for the new material category/ item shall be assessed as per norms
and if the supplier is found technically acceptable, MISCC shall send the approval for the relevant code, to
SDC for addition/ deletion of the supplier in the recommended material category/ item.
In case the new item/ material category is not of the same generic type of material for which supplier is
already registered, assessment of technical competence and quality systems by MISCC shall be required.
3.0 Treatment of existing suppliers of Power Sector
This aspect has been dealt in detail at clause no. 10 of Chapter II.
Chapter- V
REGISTRATION OF
OTHER CATEGORIES OF
SUPPLIERS
Document No. AA:MM:SR:01
Revision No. 01 amdt.-04
Page No. 12 of 23
REGISTRATION OF OTHER CATEGORIES OF SUPPLIERS
1.0 There may be other categories of suppliers such as sister-unit registered suppliers, foreign suppliers, stockists,
agents, dealers, ancillaries and sub-contractors etc. who may require different treatment. The approach for
registration of such suppliers is as follows:
2.0 Sister Unit Registered Suppliers (SURS)
Registered suppliers of sister units having a permanent code shall be exempted from detailed registration
procedure and shall be directly included in the list of approved suppliers for the same/ similar class of item
provided the supplier‟s past performance at sister unit is satisfactory. Accordingly, approval of MISCC shall
be required. Supplier Registration Forms shall be got filled up for records and hence no TCA assessment is
required. Wherever a vendor, inspite of his application, is not considered for registration by the sister unit,
reasons for the same are to be recorded by MISCC and approved by Product/ Functional Manager/ MM Head,
not below the rank of AGM.
However, in case of items which are different, suppliers that are already registered with permanent code in
Sister Units, will be assessed only for Technical Competence portion of the SRF by MISCC.
3.0 Collaborator Registered Suppliers
Suppliers approved by collaborators may be exempted from detailed registration procedure. However,
mandatory information required for carrying out the business as per clause 4.0 & 6.13 of registration form
shall be ensured for Indian vendors. In case the supplier approved by collaborator is a foreign vendor,
information received from collaborator will be sufficient. Based on this, these suppliers should directly be
included in the list of registered suppliers. Approval of MISCC shall be required.
4.0 Sister Units
Sister units/ divisions shall be exempted from detailed registration procedure and directly included in the list
of registered suppliers.
5.0 Registration of suppliers of national/ international reputation
Many a times, we may come across a situation where it becomes essential to procure item/ component/
material from reputed suppliers due to customer specifications, critical requirement or similar other
considerations. Normally, such suppliers should also follow our supplier registration route. It is, however,
experienced that certain suppliers of national/ international reputation, corporate giants or those who enjoy
monopolistic status do not evince interest in filling up our Registration Form and follow our guidelines.
In view of organizational interest, the following steps are suggested for registration of such exceptional
suppliers:
5.1 The concerned Product Head/Functional Head shall prepare a proposal indicating the description of item,
PMD/ SD material category and other relevant details, name and complete details of the proposed supplier
with justification for seeking registration of the supplier under this provision. However, statutory details like
PAN No., Excise control no. etc. shall be obtained from such suppliers for our records.
5.2 The above proposal, with recorded reasons, shall be concurred by MISCC and got approved from Head of
Unit.
5.3 Registration of suppliers, as explained above, shall be done on exception basis.
6.0 Registration of Indian Stockist/ Trader/ Distributor/ Dealer/ Authorised Agent/ Channel partner/ Indian Sales
office or Subsidiary of registered foreign principal:
All such suppliers shall fill up registration form as per Annexure II (page 1 to 10).
For registration under above category, the registration criterion shall be the assessment of organizational
soundness by MISCC/ TCA and Principal‟s authorisation letter and approval by MISCC. In case of Indian Agents of foreign principals, the deed of agency agreement between the foreign principal and the agent
should be necessarily ensured.
Chapter- V
REGISTRATION OF
OTHER CATEGORIES OF
SUPPLIERS
Document No. AA:MM:SR:01
Revision No. 01 amdt.-05
Page No. 13 of 23
7.0 Registration of Foreign Suppliers
7.1 Foreign suppliers shall fill up registration form as per Annexure III. The assessment of foreign suppliers shall
be on the soundness of organizational and financial parameters & manufacturing and testing facilities. The
details of experience/ performance certificate offered by the supplier should be properly scrutinized. A report
of the supplier shall be solicited by BHEL from a reputed third party business rating agency like Dun &
Bradstreet, Creditreform etc. or third party business rating agency empanelled by BHEL.
If any supplier does not submit this report, same should be obtained by BHEL. This report shall be mandatory
for registration of foreign suppliers. If required, business information of the supplier can also be solicited by
BHEL from Indian Missions/ Local Chamber of Commerce or Industry/ reputed bank and this information
can be used to supplement the report from the third party business rating agency.
A reputed bank is one who is a member of consortium banks of BHEL or has a correspondent relation with
any of BHEL’s consortium banks having operations in the country where the supplier is existing.
7.2 The visit to supplier for assessment is not a normal feature of the system. However, visit to foreign supplier
for assessment may be recommended by MISCC in exceptional cases based on the following:
critical nature of item involved or other similar consideration Large volume of anticipated or committed business by BHEL with the foreign supplier. Non availability of performance report from the customers of the foreign supplier.
MISCC shall clearly record the reasons for which the visit is necessary.
7.3 The forms and the documents submitted by the supplier along with the mandatory Business rating report will
be reviewed and assessed by MISCC/ TCA. Such assessment which is without marking should be duly
approved by MISCC for allotment of permanent/ development/ trial code.
8.0 All suppliers who have been techno-commercially qualified against pre-stated PQR in the open tender, may
also be assessed by MISCC for their registration for allotment of permanent/ trial code. On successful
execution of the purchase order, such suppliers may be considered for updation in the PMD for permanent
code, provided the supplier has successfully executed the order and its satisfactory performance (supplier
performance rating) against the order is acceptable to MISCC. Before registration, the SRF shall be got filled
up and processed through MISCC.
9.0 Treatment of Sub-Suppliers
9.1 In case of systems/ main packages/ BOPs etc. (herein after referred as main package) covering engineering,
BOI, site erection and commissioning, the order is placed on single supplier. The supplier in turn may place
order on sub-supplier(s) for certain items/ components/ sub-systems/ packages/ BOIs etc. (herein after
referred as sub-system).
9.2 The sub-suppliers may be approved by BHEL/ customer depending on the criticality of the sub-system and/
or as per requirement of the contract. Accordingly, technical specifications of main package contain details of
sub-system. For this, following procedure will be followed:
9.2.1 Identification of critical sub-systems in the main package by concerned MISCC.
9.2.2 PQR for sub-supplier(s) for such critical sub-system(s) shall be framed by concerned Engineering in
consultation with Quality and approved by MISCC.
9.2.3 If PMD exists for such sub-system(s), then the PMD of the same shall be forwarded to main supplier for
procurement of the sub-system(s) through any of the PMD suppliers. In case, where main supplier suggests
additional sub-supplier(s) for the sub-system(s) along with credentials, same shall be approved by concerned
Engineering Head in consultation with Quality provided it meets specified PQR.
9.2.4 If PMD does not exist, then main supplier to submit credentials of sub-suppliers meeting the specified PQR.
The same shall be approved by concerned Engineering Head in consultation with Quality.
Chapter- V
REGISTRATION OF
OTHER CATEGORIES OF
SUPPLIERS
Document No. AA:MM:SR:01
Revision No. 01 amdt.-05
Page No. 14 of 23
9.2.5 Wherever customer has specified PQR or specified/ approved list of additional/ partial/ complete sub-
supplier(s) for the sub-system, then the same shall be followed to comply with above clause 9.2.3 and 9.2.4
Customer approval is to be taken as per contract requirement.
9.2.6 Necessary clause shall be inserted in the GCC/ NIT of the main package to ensure compliance.
9.2.7 In order to increase vendor base, new sub-supplier(s) identified during the above process shall be considered
for registration by MISCC, provided PMD for such items is maintained in the unit.
10.0 REGISTRATION MATRIX
The registration matrix is given on the next page for easy understanding of procedure of registration for
various types of suppliers. The abbreviations used are indicated below:
MISCC - Material Identification & Supplier Control Committee
SRC - Supplier Registration Committee (for Power Sector Regions)
SRF - Supplier Registration Form
TCA - Trained & Certified Assessor
MI - Manufacturer (Indigenous)
MF - Manufacturer (Foreign)
MC - Manufacturer recommended by Collaborator
SU - Sister Unit
SURS - Sister Unit Registered Supplier
NA - Not Applicable
UNITS - All Manufacturing units, PS-Regions and Divisions.
Constituting Authority (CA) - As defined in 3.1 of Chapter-I
Chapter- V
REGISTRATION OF OTHER CATEGORIES
OF SUPPLIERS
Document No. AA:MM:SR:01
Revision No. 01
Page No. 15 of 23
REGISTRATION MATRIX FOR SUPPLIERS OF VARIOUS TYPES
Sl
no.
Type of Supplier Authority
for initial
recommen
dation
Assessment
Criteria
Authority to
decide
assessment
criteria
Authority for
assessment
Final
recommendation
for registration
Approving
authority for
registration
Remarks.
1.
MI MISCC/
SRC
SRF,
Technical
Competence
& team visit, if
reqd.
MISCC/ SRC MISCC/ SRC,
Supplier
Assessment Team
MISCC/ SRC Chairman
MISCC/
Constituting
Authority SRC
Permanent code or
Development code or
Trial code
2
MF -do- SRF & team
visit, if reqd
-do- -do- -do- -do-
-do-
3 SU -do- Not
Applicable
Not
Applicable
Not
Applicable
-do- -do-
Permanent Code
4
SURS -do- Same item
(Size/
application)/
same class of
material,
performance
feedback
MISCC/ SRC MISCC/ SRC -do- -do- SURS with permanent
code can only be
considered. Technical
Competence to be
verified/ assessed
5.
Reputed
Suppliers
(Clause 5.0 of
Chapter V)
MISCC/
SRC
Justification
for seeking
registration
MISCC/ SRC SRF not required,
however, statuary
details shall be
asked for.
MISCC/ SRC Head of
Unit
Exceptional cases only
Chapter- V
REGISTRATION OF OTHER CATEGORIES
OF SUPPLIERS
Document No. AA:MM:SR:01
Revision No. 01 amdt.-04
Page No. 16 of 23
Sl.
No.
Type of Supplier Authority
for initial
recommen
dation
Assessment
Criteria
Authority to
decide
assessment
criteria
Authority for
assessment of
Supplier
Registration Form
Final
recommendation
for registration
Approving
authority for
registration
Remarks.
6. MC MISCC/
SRC
Collaborator
document/
confirmation
MISCC / SRC MISCC/ SRC MISCC /SRC Chairman
MISCC/
Constituting
Authority SRC
7. Stockist /
trader/Distributor/Dealer/Authorised agent / Channel
partner / Indian
sales office or
subsidiary of
foreign principal
-do- Assessment of
Organisation
Soundness and
principal's
authorisation
letter
MISCC / SRC MISCC / SRC /
TCA
MISCC / SRC -do- Registration of Agents to
be discouraged and
avoided to the extent
possible.
8. Petty Item
Suppliers
Product
MM Head
- - No registration
recommended
- MM Head/
Nominee of
Unit Head
One time code will be
allotted
9 One Time Code Product
MM
Head/
MISCC/
SRC
- - No formalities
required for
irregular
requirements.
Statutory
requirements to
carry out the
business should be
obtained.
MISCC/ SRC
Chairman
-do- One time code will be
allotted.
10 Contractors for
PS-Regions
SRC SRF SRC SRC SRC Constituting
Authority
for SRC
Chapter- VI
SUPPLIER PERFORMANCE
MONITORING AND
RATING SYSTEM
Document
No.
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Revision No. 01 amdt.-04
Page No. 17 of 23
SUPPLIER PERFORMANCE MONITORING AND RATING SYSTEM
1.0 The Supplier Performance Rating can be used for assessing the performance of a supplier in comparison with
other suppliers with a view to decide whether or not to continue to procure the products from the supplier if
the Supplier Performance Rating is below a certain limit.
2.0 Supplier Performance Rating (SPR): Supplier performance shall be assessed taking into account the
following main factors and calculated for each consignment/ purchase order:
Rating Weightage
Quality 60
Delivery 30
Service 10
Total 100
2.1 Quality Rating (QR):
Quality rating is based on acceptable quantity of material offered for inspection or delivered by supplier and
shall be calculated as:
Quality Rating (QR) = (Q1 + 0.75 x Q2 + 0 x Q3) x 60
Q
Q Quantity inspected
Q1 Quantity accepted
Q2 Quantity accepted with concession/ deviation/
rectification
Q3 Quantity rejected
2.2 Delivery Rating (DR):
Supplier will be rated on delivery parameters wherein Delivery rating shall be 30 in case of adherence to PO
delivery.
For non-adherence to PO delivery (i.e. delay in supply), marks to be deducted in proportion of delay to PO
delivery.
Deduction = 30*delay in days/PO delivery in days
DR = 30 – Deduction
Note:
1. Delay is calculated as per PO delivery terms.
2. In cases, where delay is on account of BHEL in providing raw materials/ tools/ any other input, the delivery
shall be extended with amendment to PO.
3. In case of rectification/replacement of item, the delivery is to be reckoned from the original supply date.
Units to put a system in place to capture such data.
2.3 Service Rating (SR):
The criteria for service rating shall be based on the Demerit factor (negative rating) to be updated by the
User/ Quality/ MM group. The service rating shall be 10 in case there is no negative feedback against the
supplier for the given supply. Else, the service rating should be reduced proportionally based on the Demerit
factor.
Chapter- VI
SUPPLIER PERFORMANCE
MONITORING AND
RATING SYSTEM
Document
No.
AA:MM:SR:01
Revision No. 01
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In case negative feedback (substantiated by documentary evidence) is received from Shop Floor/ Site on
the supplies made, at a later date, demerit factor should be applied again accordingly.
Units shall decide on the mechanism for updation of the Demerit factor.
Supplier Performance Rating (SPR) = QR + DR + SR
2.4 SPR shall be calculated for the period of previous year plus elapsed period of current year or average of
last three executed purchase orders, which ever is more as the case my be.
2.5 In case no PO has been executed by the supplier, SPR will be taken as “NOT ASSESSED”.
3.0 Usage of Supplier Performance Rating:
The following action is recommended based on SPR score:-
SPR
Score
Grade Action
>95 A1 BHEL may consider award appreciation/ commendation letter
>90
<=95
A Supplier can be considered for self certification or for reduced witness
points during inspection
>75
<=90
B No action in normal course. If any deterioration comes to notice on
analysis, the supplier may be informed
>=60
<=75
C (i) Thorough analysis for identification of areas for improvement
(ii) Enquiry to be sent only after concerned MM head approval
< 60 D To be dealt in accordance with the extant guidelines on Suspension of
Business Dealings with Suppliers/ Contractors
4.0 Feed back to suppliers regarding performance rating:
The feedback to the supplier shall be posted every quarter as per Annexure ID on unit website in the first
fortnight of every quarter. The supplier shall be allowed access to view his performance rating. In
addition, the annual SPR rating should also be intimated to the supplier by registered post/ fax/ e-mail.
In case, the supplier does not contest the SPR ratings within 30 days of posting of the SPR ratings on the
unit web site, it shall be construed that the supplier has accepted the SPR ratings provided on the unit
website.
5.0 The above SPR procedure is basically applicable for purchases being done by manufacturing Units, PEM,
TBG and ISG. Considering the nature of work/ system purchases being carried out by PS regions, SPR
procedure as detailed in Annexure VIII may be followed.
Chapter- VII
SUSPENSION OF BUSINESS
DEALINGS WITH
SUPPLIERS/ CONTRACTORS
Document No. AA:MM:SR:01
Revision No. 01
Page No. 19 of 23
SUSPENSION OF BUSINESS DEALINGS WITH SUPPLIERS/ CONTRACTORS
Suspension of Business dealing with suppliers/ contractors will be dealt in accordance with the
Guidelines no. AA:MM:SB:01 issued from time to time by the management.
Chapter- VIII
TRANSPARENCY
Document No. AA:MM:SR:01
Revision No. 01
Page No. 20 of 23
TRANSPARENCY
1. Supplier Registration Procedure and relevant formats are available on www.bhel.com.
2 Status of supplier registration applications (as per Annexure IC Part ‘E’) shall be displayed online by
each unit on their website to enable the suppliers to see the status of their applications.
3. The acknowledgement of receipt of application, feed back of registration or rejection, performance rating
and reasons for putting on hold/ delist/ ban (as per guidelines issued for suspension of business dealings
issued from time to time by the management) are to be conveyed to the supplier.
Chapter- X
REGISTRATION OF
CONTRACTORS FOR
PS REGIONS AND
SIMILAR WORKS IN
UNITS/ DIVISIONS
Document No. AA:MM:SR:01
Revision No. 01
Page No. 22 of 23
REGISTRATION OF CONTRACTORS FOR PS REGIONS AND SIMILAR WORKS IN
UNITS/ DIVISIONS
1.0 The procedure aims to register reliable and quality conscious Contractors for Power Sector Regions and similar
works in Units/ Division.
2.0 The registration of Contractors starts with identification of packages along with groups for which registration is to
be done based on categories like MW Ratings, Tonnage, Estimated Value Range etc. (refer Annexure IV for
sample categories for Contractor registration). For every category, relevant codes to be given for easy
identification.
3.0 Each Power Sector Regions to define Basic requirements like similar previous jobs, qualification of personnel,
turnover, related industry experience etc. for various categories/ codes as defined in point 2.0 above as per
Annexure V.
4.0 Before registration, Contractors to fill up registration form and send to respective Power Sector Region along with
relevant supporting documents on following parameters:
Section I: Company Profile and General information
Section II: Resources owned by the company
Section III: Work Experience
The guideline to Contractors for filling up the registration form is defined in Annexure VI.
5.0 Once the filled in registration form along with supporting documents are received from Contractors, the SRC will
evaluate them based on:
Part A: Organisational Soundness
Part B: Quality Systems
Part C: Technical Competence
Part D: Final Recommendation
Contractor Evaluation format will be as per Annexure VII.
6.0 Registered Contractors will be continually evaluated for their performances every quarter on aspects like quality,
delivery, manpower, Tools & Plants (T&Ps), Inspection Measuring and Test Equipments (IMTEs), site
infrastructure and services, health safety etc. as laid down in Annexure VIII. This performance evaluation will be
on net weighted score calculated for evaluation and monitoring purposes and will be informed to the concerned
Contractor.
Annexure IC
Unit: Qtr Ending:
Month Ending:
Item/
Services
** Status to be given as either of the following:
1. Registered
2. Under Process
3. Clarification Sought from Supplier
4. Visit being planned to Supplier's work
5. Regretted
SUPPLIER REGISTRATION STATUS REPORT
* To be updated Every month and put on Unit's website
Part E: Status of supplier application for registration *
Name of the
Company
Date of receipt of
applicationStatus** Remarks
Annexure-ID
SUPPLIER RATING FEEDBACK FORM
Name of Supplier: Supplier Code: Item / Package: Matl. Category :
The supplier performance rating (SPR) is evaluated by considering the following weightage; 60% for quality
rating (QR) & 30% for delivery rating (DR) and 10% for service rating (SR).
The performance rating is shown below : -
Rating factor QR
(Max 60)
DR
(Max 30)
SR
(Max 10)
SPR= QR + DR+SR
(Max. 100)
Points Obtained
Note: In case supplier needs any assistance from BHEL for improvement they can contact the MM
Department.
General Remarks, if any :
Signed by SDC
Annexure-II GUIDELINES TO INDIAN SUPPLIERS
FOR FILLING-UP
SUPPLIER REGISTRATION FORM
Document No. AA:MM:SR:01
Revision No. 01
Page No. I of II
1. Prospective Suppliers may also visit our web site www.bhel.com (link Supplier Registration -> New Supplier
Required) to know more about the requirement of new suppliers for various items in our units.
2. Registration Form may be obtained from BHEL website www.bhel.com.
3. Application for registration, with a covering letter detailing where your products can find application (if possible) in
BHEL unit(s), should be sent to:
Supplier Development Cell
Unit Name:
Bharat Heavy Electricals Ltd.
City:
India
4. In case registration is being sought in multiple units of BHEL, please send the separate application to each unit.
5. Any clarification with respect to procedure for registration may be obtained from the Supplier Development Cell of
respective BHEL unit.
6. The Supplier Registration Form has four parts:
Part A Organisational Information Form no. SRF(I)01 – page 1 to 10
Part B Quality System Form no. SRF(I)01 - page 11 to 12
Part C Technical Competence Form no. SRF(I)01 page 13
(if sent by BHEL)
Part D Score Sheet Form no. SRF(I)01 page 14 to 17
(to be filled by BHEL)
The set of formats to be filled by different category of suppliers is as follows:
Sl.No Supplier Category Formats
1. Indian Suppliers ( manufacturers ) - Organisational Information
- Quality System
- Technical Competence
2. Indian Stockist/ Trader/ Distributor/ Dealer/ Authorised
Agent/ Channel partner/ Indian Sales office or
Subsidiary of registered foreign principal
- Organisational Information SRF(I)01- Part A
(page 1 to 10 except Sl. No. 5.1, 5.2, 6.6, 6.7,
7 & 8)
7. All columns are to be filled up properly in the space provided for. Wherever it is not applicable, please mention “Not Applicable”. The form is to be signed by the authorised signatory.
8. A separate sheet may be attached if the space provided is insufficient or additional information is to be given. Please
put proper identification tag on the separately attached sheet.
9. Please ensure that all required enclosures are attached with the filled up Supplier Registration Form and all
enclosures are numbered & list of enclosures is given as required.
10. As multiple copies of the application forms are required for processing at our end, please do not spiral bound the
application forms or its enclosures and instead send them in two hole clip flat file.
11. Incomplete forms will be rejected.
12. Any information / clarification required by BHEL during evaluation must be given expeditiously.
13. Please note that if you are registered and participate in Tender process and qualify to get order from BHEL, your
performance based on Quality of your product, delivery performance and service rendered will be evaluated inline
with Chapter VI.
14. Please fill up the check- list given on next page and send along with the Supplier Registration Forms to BHEL.
15. If you are attaching a document in a language other than Hindi/ English, a self attested Hindi/ English translated
document may please be also attached.
Annexure-II
Check List for Indian Supplier
Registration Form
Document No. AA:MM:SR:01
Revision No. 01
Page No. II of II
Sl.No. Check-Point Yes/No
1.
Information against all points under “Organizational Information” (Part-A) has been
given.
2.
All enclosures and supporting documents have been enclosed.
3.
Summary list of enclosures has been furnished as per S.N.10 of Organisational
Information form no. SRF (I) 01 & S.N 12 of Quality system form no. SRF (I) 01.
4.
Are you an ISO 9001accredited supplier?
5.
If yes, have you enclosed "Table of Contents” of your Quality Manual and copy of ISO 9001 accreditation certificate?
6.
Have you filled up Quality System format given in Part B?
7.
Technical requirements, specifications, drawings, standards have been received
from BHEL before filling up Technical Competence, Part C.
8.
All the parts of the form & enclosures have been signed by Authorised Signatory.
9.
Have you attached EFT details? (In original, Certified by the bank)
10. If you are seeking registration for a MSME company (as per MSME Act of
Government of India), have you attached requisite certificate as per Act?
Signature & seal
Date :
(Authorised Signatory)
Note: This check list is to be attached with the filled up Supplier Registration Form.
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 1 of 17
INFORMATION WITH * MARKS IS SCOREABLE.
PART- A : ORGANISATIONAL SOUNDNESS ALL COLUMNS SHOULD BE PROPERLY FILLED IN THE SPACE PROVIDED FOR, WHEREVER IT IS
NOT APPLICABLE, PLEASE WRITE “NOT APPLICABLE”. INCOMPLETE OR INCORRECT FORMS MAY
NOT BE CONSIDERED. PLEASE ATTACH SEPARATE SHEET, IF SPACE AVAILABLE IS
INADEQUATE.
ALL THE PAGES OF THE FORM ARE TO BE SIGNED ALONGWITH SEAL BY THE AUTHORISED
SIGNATORY
ORGANISATIONAL INFORMATION
NAME AND CORRESPONDENCE ADDRESS OF THE SUPPLIER
SEEKING REGISTRATION :-
1.0 PRODUCTS / SYSTEMS / SERVICES FOR WHICH REGISTRATION IS
APPLIED FOR :
SL.
NO.
DESCRIPTION
SIZE & RANGE
MFG. STD/ IS / DIN /BS
ETC.
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 2 of 17
ORGANISATIONAL INFORMATION
2.0 GENERAL INFORMATION :
2.1 NAMES OF THE WORKS/DIVISION (Products manufactured at each works to be
mentioned :
ADDRESS :
E - Mail :
TELEPHONE : Landline
Mobile
FAX :
2.2 NAME OF CHIEF EXECUTIVE /
PROPRIETOR / PARTNER & ADDRESS :
2.3 DETAILS OF AUTHORISED SIGNATORY FOR SEEKING CLARIFICATION :
NAME :
DESIGNATION :
E - Mail :
TELEPHONE : Landline
Mobile
FAX :
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 3 of 17
ORGANISATIONAL INFORMATION
3.0 OWNERSHIP INFORMATION : DOCUMENTS TO BE FURNISHED
3.1 GOVT. OF INDIA UNDERTAKING:
OR
STATE GOVT. UNDERTAKING :
OR
LIMITED COMPANY, : MEMORANDUM AND
ARTICLES OF ASSOCIATION
OR
PRIVATE COMPANY : MEMORANDUM AND
ARTICLES OF ASSOCIATION
OR
CO-OPERATIVE SOCIETY, : SOCIETY RULES AND
BYE LAWS
OR
PARTNERSHIP FIRM, : PARTNERSHIP DEED
OR
PROPRIETORSHIP, : PROFESSION TAX REGN.
AND MUNICIPAL REGN.
ANY OTHER (SPECIFY) :
3.2 NATURE OF BUSINESS :
(MANUFACTURING UNIT/
ENGG CONSULTANT/ EPC CONTRACTOR)
(AGENTS/ DISTRIBUTORS/STOCKISTS/DEALERS/
TRADERS/ INDIAN SUBSIDIARY/ CHANNEL PARTNER – attach authorization
certificate of principal)
3.3 YEAR OF ESTABLISHMENT :
* 3.4 YEAR OF COMMENCEMENT OF BUSINESS :
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 4 of 17
ORGANISATIONAL INFORMATION
4.0 REGISTRATION PARTICULARS
( FURNISH DETAILS AND ENCLOSE COPY OF CERTIFICATE FOR THE FOLLOWING)
4.1 PERMANENT ACCOUNT NO :
4.2 CENTRAL SALES TAX REGN NUMBER :
4.3 STATE SALES TAX / TIN NUMBER :
4.4 EXCISE DUTY REGN NUMBER :
4.5 EXCISE CONTROL CODE NUMBER :
4.6 SERVICE TAX REGN NUMBER :
4.7 CATEGORY AS PER MSMED ACT : MICRO/ SMALL/ MEDIUM
REGN NO. :
VALID UPTO :
(Attach Certificate)
5.0 TOTAL ORGANISATIONAL STRENGTH : (ATTACH ORGANISATION CHART)
GRADUATE DIPLOMA SKILLED NON-SKILLED
ENGINEERING :
MANUFACTURING :
QUALITY :
COMMERCIAL /
SERVICE AFTER SALES :
OTHERS :
TOTAL :
* 5.1 POWER BACKUP : YES/ NO
(GIVE DETAILS)
* 5.2 DOES THE COMPANY SELL ITS PRODUCT DIRECTLY : YES/ NO
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 5 of 17
ORGANISATIONAL INFORMATION
6.0 OTHER PARTICULARS :
( FURNISH DETAILS AND ENCLOSE DOCUMENTARY EVIDENCE/ COPY OF
CERTIFICATE FOR THE FOLLOWING)
* 6.1 IF THE COMPANY IS ALREADY REGISTERED WITH ANY OF BHEL UNITS,
GIVE :
6.1.1. BHEL UNIT‟S NAME :
6.1.2. SUPPLIER REGN. CODE NO. :
6.1.3. ITEMS FOR WHICH REGISTERED & THEIR SPECIFICATION
( ENCLOSE PROOF OF SUCCESSFUL EXECUTION OF
ONE OR MORE PURCHASE ORDERS ) :
* 6.2 IS THE COMPANY APPROVED BY
ASME / NTPC / NPC / EIL / DGS&D / RAILWAYS /
IBR / LLOYDS ETC FOR INTENDED
MATERIAL CATEGORY? : YES / NO
(ENCLOSE DOCUMENTARY EVIDENCE)
* 6.3 IS THE COMPANY ISO 9001 APPROVED? : YES / NO
(ENCLOSE CERTIFICATE & TOC OF QUALITY SYSTEM) :
* 6.4 IS THE COMPANY AN ISO 14000 APPROVED? : YES / NO
(ENCLOSE CERTIFICATE) :
* 6.5 IS THE COMPANY OHSAS - 18000 APPROVED?: YES / NO
(ENCLOSE CERTIFICATE)
* 6.6 TECHNICAL COLLABORATOR :
(FOREIGN OR INDIGENOUS)
(ENCLOSE DOCUMENTARY EVIDENCE)
* 6.7 R&D SET UP
6.8 DIRECTORS / PARTNERS, IF RELATED TO ANY
BHEL EMPLOYEE.
NAME :
STAFE NO. :
DESIGNATION :
Unit & DEPARTMENT :
RELATIONSHIP :
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 6 of 17
ORGANISATIONAL INFORMATION
6.9 IF ANY EX-BHEL PERSONNEL IS EMPLOYED BY THE
COMPANY, MENTION HIS / HER DETAILS OF LAST POSTING.
NAME :
STAFF NO. :
DESIGNATION :
UNIT & DEPARTMENT :
DATE OF LEAVING SERVICE :
6.10 COMPANY‟S WEEKLY HOLIDAYS :
WORKS OFFICE
6.11 EXPERIENCE LIST:
(ATTACH LIST OF PRESENT CUSTOMERS WITH NAME & ADDRESS FOR
OFFERED / SIMILAR TYPE & SIZE OF ITEM / EQUIPMENT FOR
WHICH REGISTRATION HAS BEEN SOUGHT AND WITH WHOM
YOU HAVE CONTINUOUS BUSINESS SINCE LAST THREE YEARS .
ALSO ATTACH PERFORMANCE CERTIFICATES ISSUED BY ANY TWO
CLIENTS FOR SUCCESSFUL EXECUTION OF THE CONTRACTS FOR LAST TWO
YEARS- FOR PEM)
*6.12 DETAILS OF PENDING LEGAL ISSUES ON CONTRACTUAL ASPECTS WITH
CUSTOMER , IF ANY
6.13 The following information of Bank Account of the Company, duly endorsed by the
Bank (required for Electronic Fund Transfer –EFT/RTGS) is to be submitted
1. Name of the Company
2. Name of Bank
3. Name of Bank Branch
4. City/Place
5. Account Number
6. Account type
7. IFSC code of the Bank Branch
8. MICR Code of the Bank Branch
9. Details of other Bankers (for reference purpose only)
NOTE :
Suppliers who have already submitted the above information are requested to submit a copy of
the same.
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 7 of 17
7.0 MANUFACTURING FACILITIES:
*7.1 LIST OF MANUFACTURING FACILITIES/EQUIPMENTS (INCLUDING
MATERIAL HANDLING FACILITY)
SL.
NO
DESCRIPTION OF
MACHINE/EQUIPMENT
QUANTITY MAKE & YEAR OF
INSTALLATION
REMARKS
IN CASE OF SPACE LIMITATION, PLEASE ENCLOSE ANNEXURE / CATALOGUE
WITH TAG
* 7.2 IF IN-HOUSE MFG FACILITIES NOT AVAILABLE, INFORM SOURCE OF
MFG. DETAILS ALONGWITH THEIR FACILITIES & EXPERIENCE
SL.
NO
PROCESS
OUTSOURCED
NAME OF
THE
COMPANY
DESCRIPTION OF MACHINE
/ EQUIPMENT
REMARKS
IN CASE OF SPACE LIMITATION ENCLOSE ANNEXURE / CATALOGUE WITH TAG
* 7.3 RATIO OF OUTSOURCED COST TO TOTAL PRODUCTION VALUE:
ORGANISATIONAL INFORMATION
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II
Page 8 of 17
8.0 INSPECTION & TESTING FACILITIES:
* 8.1 LIST OF INSPECTION & TESTING FACILITIES / EQUIPMENT
SL.
NO
DESCRIPTION OF
FACILITY/ EQUIPMENT
& CAPACITY
NOS. MAKE & YEAR OF
MANUFACTURING
LAST DATE OF
CALIBERATION
IN CASE OF SPACE LIMITATION ENCLOSE ANNEXURE / CATALOGUE WITH TAG
* 8.2 IF IN-HOUSE TESTING FACILITIES NOT AVAILABLE, INDICATE
SOURCE OF TESTING ALONGWITH THEIR FACILITIES & EXPERIENCE
SL.
NO
TEST SOURCE
OF
TESTING
DESCRIPTION OF
FACILITY/ EQUIPMENT
& CAPACITY
APPROVAL OF EQUIPMENT/
PROCESS/PERSONNEL
QUALIFICATION
IN CASE OF SPACE LIMITATION ENCLOSE ANNEXURE / CATALOGUE WITH TAG
Note:
In case of outsourcing of major testing such as NDT, Electrical & Mechanical Testing,
no marks will be awarded. However, material composition testing by chemical
method from recognized laboratory shall not attract negative marking
ORGANISATIONAL INFORMA TION
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 9 of 17
ORGANISATIONAL INFORMA TION
FINANCIAL INFORMATION FOR THE PREVIOUS FOUR YEARS
9.0 Parameter Year 1 Year 2 Year 3 Year 4
(Years in ascending order, Money value in Rs. Lakhs )
* 9.1
NET WORTH (Share Capital +Reserves)
Growth over previous year (%) ----------
9.2 LONG TERM DEBT / LOAN
* 9.3
DEBT EQUITY RATIO Long term Debt (9.2) Net worth (9.1)
9.4
INVESTMENT IN: Land & Building
Plant & Machinery
Other Fixed Assets
9.5*
1
NET CURRENT ASSETS a) Cash on hand
b) Account receivable
c) Inventories
Total
2
CURRENT LIABILITY a) Sundry creditors
b) Interest accrued but not due
c) Other liabilities
Total
* 3
QUICK RATIO
CA - INVENT. {9.5(1)-9.5(1)c} Current liability {9.5 (2)}
* 9.6 SALES
Growth over previous year (%) ----------
* 9.7 PROFIT BEFORE TAX
Growth over previous year (%) ----------
* 9.8 Whether the supplier has been referred to BIFR / NCLT / any other Govt agency ( If YES , enclose details)
YES / NO
* 9.9 Whether the supplier is a potential sick company.( If YES , enclose details)
YES / NO
NOTE: 1. Copies of annual accounts (Balance Sheet) for the last four years (or from date of incorporation which ever is less) along with audit report are to be submitted. The above details shall be highlighted in the Balance Sheet. 2. Status of Tax assessments done under various laws (Income Tax, VAT/Sales Tax, Excise &
Service Tax, Custom) and details of disputes pending, if any, with these authorities to be submitted.
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II
Page 10 of 17
10. LIST OF ENCLOSURES (Tags to be put on enclosures) :
(i) MEMORANDUM AND ARTICLES OF ASSOCIATION /
SOCIETY RULES AND BYE LAWS / PARTNERSHIP DEED/ : YES / NO
PROFESSION TAX REGN & MUNICIPAL REGN.
(ii) Copy of certificate of following:- PERMANENT ACCOUNT NO : YES / NO CENTRAL SALES TAX REGN NUMBER : YES / NO STATE SALES TAX / TIN NUMBER : YES / NO EXCISE DUTY REGN NUMBER : YES/ NO EXCISE CONTROL CODE NUMBER : YES / NO SERVICE TAX REGN NUMBER : YES / NO REGN NUMBER OF CATEGORY AS PER MSMED ACT : YES / NO
(iii) ORGANISATION CHART : YES / NO
(iv) If registered with any other BHEL Unit, LETTER OF REGISTRATION WITH BHEL UNIT : YES / NO PROOF OF SUCCESSFUL EXECUTION OF ONE OR
MORE PURCHASE ORDERS : YES / NO
(v) Letter of approval from ASME / NTPC / NPC / EIL / DGS&D
/ RAILWAYS /IBR / LLOYDS ETC : YES / NO
(vi) Accreditation certificate for ISO: 9001 : YES / NO TOC of Quality System Manual : YES / NO ISO : 14000 : YES / NO OHSAS , ISO 18000 : YES / NO
(vii) Letter regarding technical collaboration : YES / NO
(viii) Experience List / Performance certificate : YES / NO
(ix) Balance Sheet for the last four years along with audit Report : YES / NO
(x) Principal‟s authorization in case of dealers/ agents : YES / NO
(xi) EFT Bank‟s certificate : YES / NO
I /WE GIVE THE UNDERTAKING THAT BHEL DRAWINGS & SPECIFICATIONs SHALL NOT BE
USED IN ANY WAY DETRIMENTAL TO THE INTEREST OF BHEL AND/ OR FOR SUPPLY OF ANY
MATERIAL, PRODUCT OR SERVICES DIRECTLY OR INDIRECTLY TO ANY OTHER CUSTOMER.
Maximum Marks = 50
Negative Marks = -13
Minimum Qualifying marks = 30
ORGANISATIONAL INFORMATION
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 11 of 17
FORM NO. SRF(I) 01
Part B (QUALITY SYSTEM):
Sl.
No
PARAMETERS SYSTEM IN EFFECT
(Tick if exists & provide
evidences if ticked in
written procedure)
RECORDS
(Tick if
available &
submit
evidences)
REMARKS
Written
Procedure
Practice
1* Incoming Material Control
System
Furnish a copy of system
and organization.
2* In process control Furnish at least one work
instruction & record of
process control parameter
3* Manufacturing / Testing
Procedure Qualification
Procedure Qualification
specification may be
submitted
4* Personnel qualification for 3
above.
Record of Personnel
qualification (PQR) to be
submitted
5* Calibration system Submit list of instrument
& their calibration status
6* System of Identification &
Traceability of materials,
tools, jigs, fixtures &
processed components, etc.
Copy of procedure to be
submitted
7* System of Storage,
Preservation , Painting &
packing
Copy of procedure to be
submitted
8* System of NCR disposition &
corrective preventive action
Two copies of NCR &
CAPA
9* Customer complaints
handling system
Submit list of customer
complaints & status for
the last three years
10* Safety measures Submit copy of safety
system & Record of
accidents for last three
years
11 Any other quality initiative
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 12 of 17
FORM NO. SRF(I) 01
Part B (QUALITY SYSTEM):
12. LIST OF ENCLOSURES (i) Copy of system of control incoming materials and organization chart
(ii) Copy of at least one process control work instruction
(iii) Record of process control parameter
(iv) Copy of at least one Procedure Qualification specification
(v) Record of Personnel qualification (PQR)
(vi) List of instrument & their calibration status
(vii) Copy of procedure for Identification & Traceability of materials, tools, jigs, fixtures &
processed components, etc.
(viii) Copy of procedure for Storage/ preservation/ painting & packing
(ix) Copies of two NCRs and their CAPA.
(x) List of customer complaints & status for the last three years
(xi) Copy of safety system
(xii) Record of accidents for last three years
Maximum Marks = 25
Minimum Qualifying marks = 15
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 13 of 17 amdt.-04
FORM NO. SRF(I)01
Part C: TECHNICAL COMPETENCE Technical competence shall be evaluated in two parts viz. common competence and product/
material category specific competence.
(i) COMMON TECHNICAL COMPETENCE
TECHNICAL COMPETENCE ( where design specification is given by BHEL )
MARKING
RANGE
Marking
range, if
product
specific
technical
competency
not required
SUPPLIER
RESPONSE
(ALONG WITH
SUPPORTING
DOCUMENTS)#
MARK
S BY
BHEL
1. Supplier understands the product specification. (0-3) (0-8)
2. Supplier understands the inspection requirements. (0-2) (0-5)
3. Supplier has process capability to achieve the product
specification/dimensional requirement. (0-3) (0-8)
4.Supplier has experienced manpower to carry out
the job. (0-2) (0-4)
TOTAL MARKS OUT OF POSSIBLE 10 25
OR
TECHNICAL COMPETENCE
(where performance specification is given by BHEL)
MA
RK
ING
RA
NG
E
Mar
kin
g r
ang
e, i
f p
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uct
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ific
tec
hn
ical
com
pet
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no
t re
qu
ired
PROCEDURE SYSTEM IN
EFFECT
RECORDS
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PL
IER
RE
SP
ON
SE
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OR
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G
MA
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S B
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EL
S
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PL
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RE
SP
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SE
(AL
ON
G W
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SU
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OR
TIN
G
MA
RK
S B
Y
BH
EL
SU
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LIE
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SP
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(AL
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G W
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MA
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BH
EL
1. Design capability (0-3) (0-8)
2. Adequacy of quality assurance plan (0-2) (0-5)
3. Process capability for components (0-3) (0-8)
4. Adequate of testing (0-2) (0-4)
TOTAL MARKS OUT OF POSSIBLE Average of Total
(Total/3) = ---------
10 25
(ii) PRODUCT/ MATERIAL CATEGORY SPECIFIC TECHNICAL COMPETENCE (Max Marks: 15)
Unit MISCC to structure the parameters to be considered for the technical competence
depending on material category. The score of individual parameter selected is to be decided by
MISCC. MISCC shall identify the requirement of enclosures to be furnished by supplier.
Product:
Sl.
No
Material
category
Tech Parameter Supplier‟s response
Remarks
To be filled up only on receipt of technical requirements/ specification, drawings, standards
from BHEL and to be sent to BHEL for further scrutiny. Enclose documentary evidence where
ever required.
LIST OF ENCLOSURES: Maximum Marks = 25
Minimum Qualifying marks = 15
# No marks is to be given by the supplier. Only supplier response along with supporting documents.
SUPPLIER‟S AUTHORISED SIGNATORY BHEL CERTIFIED ASSESSOR
.
Refer Format No:
M-1, B-1 & R-1
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 14 of 17
Part D : SCORE SHEET
1. ORGANISATIONAL SOUNDNESS (for Manufacturers):
S.N. PARAMETER CRITERIA Maxm.
Marks
Marks
Awarded
1. Whether all relevant information like ownership, PAN no.,
sales tax no., excise duty no., etc. submitted
Yes: 2
No: 0
2
2. 3.4 YEAR OF COMMENCEMENT OF BUSINESS More than 5 years : 2
1-5 years : 1
Less than 1 year : 0
2
3. 5.1 POWER BACKUP Yes : 1
No : 0
1
4. 5.2 DOES THE COMPANY SELL ITS PRODUCT
DIRECTLY
Yes : 1
No : 0
1
5. 6.1 REGISTERED WITH ANY OF BHEL
UNITS
Yes (same item) : 2
Yes (another item) : 1
No : 0
2
6. 6.2 APPROVAL BY ASME/ NTPC/ NPC/ EIL/ DGS&D/
RAILWAYS/ IBR/ LLOYDS ETC
Yes : 2
No : 0
2
7. 6.3 ISO 9001 ACCREDITATION Yes : 3
No : 0
3
8. 6.4 ISO 14000 ACCREDITATION Yes : 1
No : 0
1
9. 6.5 OHSAS - 18000 ACCREDITATION
Yes : 1
No : 0
1
10. 6.6 TECHNICAL COLLABORATOR :
(FOREIGN OR INDIGENOUS)
Yes : 1
No : 0
1
11. 6.7 R & D SET UP Yes : 1
No : 0
1
12. 6.12 PENDING LEGAL ISSUES ON TECHNO –COMMERCIAL ASPECTS WITH CUSTOMER
Yes : -5
No : 0
0
13. 7.1 & 7.2 MANUFACTURING FACILITIES INCLUDING
OUTSOURCING
Adequate : 3
Substantial : 2
Inadequate : 0
3
14. 7.3 RATIO OF OUTSOURCED COST
TO TOTAL PRODUCTION VALUE
Less than 10% : 2
10 to 30 % : 1
More than 30% : 0
2
15. 8.1 INSPECTION & TESTING
FACILITIES
Adequate : 2
Substantial : 1
Inadequate : 0
2
16.
8.2 OUTSOURCING OF MAJOR TESTING FACIILTY
(Refer Note)
Yes : 0
No : 1
1
TOTAL 25
1. ORGANISATIONAL SOUNDNESS (for Indian Stockist/ Trader/ Distributor/ Dealer/ Authorised
Agent/ Channel partner/ Indian Sales office or Subsidiary of registered foreign principal):
S.N. PARAMETER CRITERIA Maxm.
Marks
Marks
Awarded
1. Whether all relevant information like ownership, PAN no.,
sales tax no., etc. submitted (clause 6.0 of chapter V to be
referred in this regard)
Yes: 7
No: 0
7
2. 3.4 YEAR OF COMMENCEMENT OF BUSINESS More than 3 years : 2
1-3 years : 1
Less than 1 year : 0
2
3. 6.1 REGISTERED WITH ANY OF BHEL
UNITS
Yes (same item) : 2
Yes (another item) : 1
No : 0
2
4. 6.2 APPROVAL BY ASME/ NTPC/ NPC/ EIL/ DGS&D/
RAILWAYS/ IBR/ LLOYDS ETC
Yes : 2
No : 0
2
5. 6.3 ISO 9001 ACCREDITATION Yes : 2
No : 0
2
6. 6.12 PENDING LEGAL ISSUES ON TECHNO –COMMERCIAL ASPECTS WITH CUSTOMER
Yes : -5
No : 0
0
BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 15 of 17
Part D: SCORE SHEET
2. FINANCIAL INFORMATION (for Manufacturers):
S.N. PARAMETER CRITERIA Maximum
Marks
Marks
Awarded
1. 9.1 Growth of Net Worth over previous year (%)
Average of three years to be worked out
More than 20 % : 5
10 – 20 % : 4
5 – 10 % : 3
> 0 & < 5 % : 2
0 or below : 0
5
2. 9.3 DEBT EQUITY RATIO
Long term Debt (9.2) Net worth (9.1)
1 : 1 : 5
1.1 upto 1.5 : 1 : 4
1.6 upto 2.0 : 1 : 3
2.0 & above : 1 : 2
5
3. 9.5 QUICK RATIO CA - INVENTORIES {9.5(1)-9.5(1)c}
Current liability {9.5 (2)}
1 : 1 : 5
1 : 1 upto 1.5 : 4
1 : 1.5 upto 1.75 : 3
1 : 1.75 upto 2.5 : 2
1 : > 2.5 : 0
5
4. 9.6 Growth in Sales over previous year (%)
Average of three years to be worked out
More than 35% : 5
20 -35 % : 4
10 – 20 % : 3
5 – 10 % : 2
> 0 & < 5 % : 1
0 or negative : 0
5
5.
9.7 PROFIT BEFORE TAX
Growth over previous year (%)
More than 20 % : 5
10 – 20 % : 4
5 – 10 % : 3
> 0 & < 5 % : 2
0 or below : 0
5
6. 9.8 Whether the supplier has been referred to
BIFR / NCLT/ any other similar Govt agency
Yes: -5
No : 0
0
7. 9.9 Whether the supplier is a potentially sick
company
Yes: -3
No : 0
0
TOTAL 25
Note: If the supplier is new in business and does not have past data, then the evaluation will be
done on the basis of information provided by him and will be decided by MISCC.
2. FINANCIAL INFORMATION (for Indian Stockist/ Trader/ Distributor/ Dealer/ Authorised
Agent/ Channel partner/ Indian Sales office or Subsidiary of registered foreign principal):
S.N. PARAMETER CRITERIA Maximum
Marks
Marks
Awarded
1. 9.6 Growth in Sales over previous year (%)
Average of three years to be worked out
More than 35% : 5
20 -35 % : 4
5 - 20 % : 3
>0 - 5 % : 2
0 or negative : 0
5
2. 9.7 PROFIT BEFORE TAX
Growth over previous year (%)
More than 20 % : 5
5 – 20 % : 4
>0 – 5 % : 3
0 or below : 0
5
BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 16 of 17
Part D : SCORE SHEET
3. QUALITY SYSTEM :
S.N. PARAMETER CRITERIA Maxm.
Marks
Marks
Awarded
1. Incoming Material control System
System availability : Yes: 1
No : 0
1
Availability of Organisation chart
Yes: 1
No : 0
1
2. Process control Work instruction
available: Yes: 1
No : 0
1
Record of process
Control : Available : 2
Partial record : 1
Not available: 0
2
3. Manufacturing / Testing Procedure
Qualification
Procedure Qualification Specification :
Adequate : 3
In adequate: 1
Not available : 0
3
4. Personnel qualification Record of PQR:
Adequate : 3
In adequate: 1
Not available : 0
3
5. Calibration system Adequate : 3
In adequate: 1
Not available : 0
3
6. System of Identification &
Traceability of materials, tools,
jigs, fixtures & processed
components, etc.
Procedure available :
Adequate : 2
In adequate: 1
Not available : 0
2
7. System of Storage/ preservation/
painting & packing
Procedure available :
Adequate : 2
In adequate: 1
Not available : 0
2
8. System of NCR disposition &
corrective preventive action
Two copies of NCR & CAPA
Available :2
Not available : 0
2
9. Customer complaints handling
system
System available : Yes: 1
No : 0
1
Complaints registered & resolved : 2
Complaints registered & partially
resolved : 1
Complaints not registered
or not resolved : 0
2
10. Safety measures System available : Yes: 1
No : 0
1
Record available : Yes: 1
No : 0
1
TOTAL 25
BHEL CERTIFIED ASSESSOR
BHARAT HEAVY ELECTRICALS LIMITED
SUPPLIER REGISTRATION FORM
FORM NO. SRF(I) 01 (INDIAN SUPPLIER) ANNEXURE-II Page 17 of 17 amdt.-04
Part D : SCORE SHEET
4. TECHNICAL COMPETENCE
Maximum Marks
(1)
Marks obtained
(2)
A. Common Technical Competence
And/ or
B. Product Specific Technical Competence Column no. 1 to 4 to be filled by MISCC before sending to supplier. Column no. 5 to be filled by BHEL certified
Assessor after evaluation of supplier response.
Sl. No
(1)
Parameter
(2)
Scoring criteria
(3)
Maximum Marks
(4)
Marks obtained
(5)
Sub-Total 15
TOTAL (A+B): 25 ( )
SUMMARY:
Sl.
No Criteria
Maxm
Marks
Qualifying
marks *
Marks
obtained
Recommendation for
registration
1.
Organisational Soundness 50 30 Recommended :
Permanent code
/Development code/
Trial code
Not recommended
Financial Information
2. Quality System 25 15
3. Technical Competence 25 15
TOTAL 100 60
*Minimum Qualifying Score in Each category shall be 60%.
REGISTRATION CRITERIA:
Sl.
No Score Recommendation
1. More than 90 Supplier is to be registered and given Permanent code,
Normally no visit is called for.
2. >75
<=90
Supplier may be visited if recommended by MISCC or to
be registered and given permanent code.
3. >=60
<=75
Supplier may carry out suggested improvements if
advised by MISCC Supplier‟s visit is mandatory. Trial/
Development code may be given.
4. Less than 60 Not to be registered
Note: Indian Stockist/ Trader/ Distributor/ Dealer/ Authorised Agent/ Channel partner/ Indian Sales
office or Subsidiary of registered foreign principal are to be awarded marks on pro-rata basis and
registered accordingly.
Signatures: MISCC and Suppler Evaluation Team (in case of visit)
1) 2) 3)
4) 5) 6)
BHEL CERTIFIED ASSESSOR
Annexure-III
GUIDELINES TO FOREIGN SUPPLIERS
FOR FILLING UP SUPPLIER
REGISTRATION FORM
Document No. AA:MM:SR:01
Revision No. 01
Page No. I of II
1. Prospective Suppliers may also visit our web site www.bhel.com (link Supplier Registration -> New
Supplier Required) to know more about the requirement of new suppliers for various items in our units.
2. Registration Form no. SRF(F)01 may be obtained from BHEL website www.bhel.com.
3. Application for registration, with a covering letter detailing where your products can find application (if
possible) in BHEL unit(s), should be sent to:
Supplier Development Cell
Unit Name:
Bharat Heavy Electricals Ltd.
City:
India
4. In case registration is being sought in multiple units of BHEL, please send the separate application to
each unit.
5. Any clarification with respect to procedure for registration may be obtained from the
Supplier Development Cell of respective BHEL unit.
6. All columns are to be filled up properly in the space provided for. Wherever it is not applicable, mention
it as “Not Applicable”. The form is to be signed by the authorised signatory and submitted in original.
7. Please attach separate sheet if the space provided is insufficient. For any other information also, separate
sheet may be attached.
8. Any information / clarification required by BHEL during processing of registration must be given
expeditiously.
9. Please ensure that all required enclosures are attached with the filled up Supplier Registration Form and
all enclosures are numbered & list of enclosures is given as required.
10. As multiple copies of the application forms are required for processing at our end, please do not spiral
bound the application forms or its enclosures and instead send them in two hole clip flat file.
11. Please fill up the check- list given on next page and send along with the Supplier Registration Forms to
BHEL.
12. Please note that if you are registered and participate in Tender process and qualify to get order from
BHEL, your performance based on Quality of your product, delivery performance and service rendered
will be evaluated inline with Chapter VI.
13. If you are attaching a document in a language other than English, a self attested English translated
document may please be also attached.
Annexure-III
CHECK-LIST FOR FOREIGN
SUPPLIERS REGISTRATION FORM
Document No. AA:MM:SR:01
Revision No. 01
Page No. II of II
S.N.
Check-Point Yes/No
1.0
Information against all points in the Supplier
Registration Form has been given.
2.0
Authoristion letter has been enclosed (in case of Indian
representative)
3.0
Banker's certificate has been enclosed
4.0
Are you an ISO: 9001 accredited supplier?
4.1
If yes, have you enclosed copy of ISO 9001
accreditation certificate & "Table of Contents” of your Quality Manual?
4.2
If no, have you enclosed written down procedure /
manual of Quality Management System?
5.0 Have you enclosed experience list/ performance
certificate ( as per sl. 3.0 of the form SRF(F) 01 )
6.0 List of enclosures has been furnished ( as per Sl 5.0 of
the form SRF(F) 01)
7.0 All the parts of the form & enclosures have been signed
by Authorised Signatory.
8.0
D&B Report/ Creditreform report etc. has been
attached.
Signature & seal
Date :
(Authorised Signatory)
Note : This check list is to be attached with the filled up Supplier Registration Form.
BHARAT HEAVY ELECTRICALS LIMITED , INDIA
ANNEXURE- III
FORM NO. SRF(F)01 : (FOREIGN SUPPLIER) Page 1 of 2
ALL THE PAGES OF THE FORM ARE TO BE SIGNED ALONGWITH SEAL BY THE AUTHORISED
SIGNATORY
SUPPLIER REGISTRATION FORM
1.0 GENERAL INFORMATION :
1.1 NAME OF SUPPLIER :
(TO BE REGISTERED)
1.2 SUPPLIER ADDRESS :
(TO BE REGISTERED)
E - Mail :
TELEPHONE : (Landline)- Mobile
WEB SITE :
1.3 DETAILS OF FACTORY / WORKS :
ADDRESS :
E - Mail :
TELEPHONE : (Landline)- Mobile
1.4 DETAILS OF MARKETING REPRESENTATIVE (OUTSIDE INDIA , IF ANY)
ADDRESS :
E - Mail :
TELEPHONE : (Landline)- Mobile
1.5 DETAILS OF INDIAN REPRESENTATIVE, IF ANY : ( Attach authorisation letter )
NAME :
ADDRESS :
E - Mail :
TELEPHONE : (Landline)- Mobile
1.6 CHIEF EXECUTIVE :
1.7 YEAR OF ESTABLISHMENT :
SUPPLIER‟S AUTHORIZED SIGNATORY BHEL CERTIFIED ASSESSOR
ANNEXURE-III
FORM NO. SRF(F)01 : (FOREIGN SUPPLIER) Page 2 of 2
Corp. MM Circular No. 05 of 2014-15 dated 03.05.2014
BHEL CERTIFIED ASSESSOR
1.8 YEAR OF COMMENCEMENT OF BUSINESS :
1.9 PRODUCTION CAPACITY PER ANNUM (details of major manufacturing/ testing facilities to be given) :
1.10 PARTICULARS OF PRODUCTS INCLUDING SPECIFICATION AND RANGE OFFERED
FOR REGISTRATION : ( ATTACH BROCHURES AND CATALOGUES )
1.11 NAME (S) OF BANKERS :
1.12 BANKER‟S CERTIFICATE AS TO CREDITWORTHINESS OF THE CLIENT (Enclose Certificate ) :
1.13 PORT OF LOADING :
1.14 NEAREST AIRPORT :
1.15 Report from D&B/ Creditreform etc. (As per Cl. 7.1 of Chapter V) (MANDATORY):
2.0 FINANCIAL INFORMATION : (FOR LAST 3 YEARS)
PARAMETER YEAR -1 YEAR -2 YEAR -3
ANNUAL TURN OVER
PROFIT AFTER TAX
(COPY OF AUDITED ANNUAL ACCOUNTS FOR LAST 3 YEARS TO BE ENCLOSED)
3.0 QUALITY MANAGEMENT SYSTEM :
3.1 IS THE COMPANY ISO:9001 CERTIFIED : YES / NO
3.1.1 IF YES, ENCLOSE COPY OF CERTIFICATE & TABLE OF CONTENTS OF QUALITY MANUAL.
3.1.2 IF NO, ENCLOSE QUALITY MANANGEMENT SYSTEM OR WRITTEN DOWN PROCEDURE
4.0 EXPERIENCE LIST/ PERFORMANCE CERTIFICATE FOR OFFERED / SIMILAR ITEMS :
(ATTACH LIST OF PRESENT CUSTOMERS WITH NAME & ADDRESS FOR OFFERED /
SIMILAR TYPE & SIZE OF ITEM / EQUIPMENT FOR WHICH REGISTRATION HAS
BEEN SOUGHT AND WITH WHOM YOU HAVE CONTINUOUS BUSINESS SINCE
LAST THREE YEARS )
5.0 IF REGISTERED IN ANY OTHER UNIT OF BHEL, PLEASE SPECIFY:
6.0 DIRECTORS / PARTNERS, IF RELATED TO ANY BHEL EMPLOYEE.
NAME:
STAFF NO.:
DESIGNATION:
UNIT & DEPARTMENT:
RELATIONSHIP:
7.0 ANY OTHER INFORMATION:
8.0 LIST OF ENCLOSURES :
(BROCHURES, CATALOGUES, TECHNICAL LITERATURE ETC.)
Signature & Seal AUTHORISED SIGNATORY
E – Mail NAME :
TELEPHONE : (Landline): DESIGNATION :
Mobile : DATE :
Annexure VI
Annexure-VI
Guidelines to Contractors filling up the Registration Form
Document No. AA:MM:SR:01
Revision No. 01
Page No. I of II
1. Registration Form may be obtained from BHEL website www.bhel.com.
2. Any clarification with respect to procedure for registration may be obtained from the
Supplier Development Cell of respective BHEL unit/ Power sector Region.
3. The Contractor Registration Form has three sections:
Section-I: COMPANY PROFILE AND GENERAL INFORMATION
Section-II : RESOURCES OWNED BY THE COMPANY
Section-III : WORK EXPERIENCE
For each of the Work experience format filled up, the following needs to be attached:
i) Self attested Copy of Work Order/Award letter and allied documents containing
interalia (a) Brief Description of work, (b) Value of Contract (c) Time schedule
ii) Completion Certificates (Any one of the following):
a) Self attested copies of Work Completion Certificates issued by Owner or agency
who has awarded the contract. BHEL reserves the right to verify the autheticity
of the document from the originator. Hence kindly see that all contractual details
are available in the completion certificates to lend easy verification if required.
b) Self attested copies of Protocol signed by Client and Owner, indicating the
completion/achievement/execution of the Milestone achieved
c) Self attested copies of „Final Bill‟ verified by Client/Customer which indicates the Quantum of work not less than that specified in Basic QR
d) Documentary evidence issued by Owner/Client, indicating the progress of Work
achieved not less than that specified in the Basic QR even if the total contract is
not completed/closed
iii) Relevant documents for each „WORK EXPERIENCE‟ format being filled up are to be submitted.
4. All columns are to be filled up properly in the space provided for. Wherever it is not
applicable, please mention “Not Applicable”. The form is to be signed by the authorised signatory.
5. A separate sheet may be attached if the space provided is insufficient or additional
information is to be given. Please put proper identification tag on the separately attached
sheet.
6. Any information / clarification required by BHEL during evaluation must be given
expeditiously.
7. Please ensure that all required enclosures are attached with the filled up Supplier Registration
Form and list of enclosures is given as required.
8. Incomplete forms will be rejected.
9. Please fill up the check- list given below and send along with the Supplier Registration
Forms to BHEL.
10. Please note that if you are registered and participate in Tender process and qualify to get order from
BHEL, your performance based on Quality of your product, delivery performance and service
rendered will be evaluated inline with Annexure VIII (page 4 of 4).
11. If you are attaching a document in a language other than English, a self attested English
translated document may please be also attached.
Annexure VI
Annexure-VI
Check List for
Contarctor Registration Form
Document No. AA:MM:SR:01
Revision No. 01
Page No. II of II
Sl.No. Check-Point Yes/No
1.
Information against all points under “Organizational Information “ has been given.
2.
All enclosures and supporting documents have been enclosed.
3.
Technical requirements, specifications, drawings ,standards
have been received from BHEL before filling up Technical
Competence.
4.
All the parts of the form & enclosures have been signed by
Authorised Signatory.
Signature & seal
Date :
(Authorised Signatory)
Note: This check list is to be attached with the filled up Contractor Registration Form.
Annexure VI
Page 1 of 10 BHARAT HEAVY ELECTRICALS LIMITED
CONTRACTOR REGISTRATION FORM SECTION-I: Company Profile & Organisational Information
1.1 GENERAL INFORMATION Sl No Detail/Particulars Remarks by BHEL, if any
1.1.1 Name of Company seeking Registration:-
1.1.1a Work description/package for which registration is sought. Package code to be given by BHEL
1.1.2
Date of Incorporation/Establishment :- (Please attach Certificate of Incorporation)
1.1.3 Registered Office Address:- Tel No : Fax No : Email ID: Web site :
1.1.4 Head Office Address:- Tel No : Fax No : Email ID: Web site :
1.1.5 Mailing Address:- Tel No : Fax No : Email ID: Web site :
1.1.6 Officer to be contacted for clarification on CONTRACTOR Empanelment:- Name & Address Tel No : Fax No : Email ID:
Annexure VI
Page 2 of 10 BHARAT HEAVY ELECTRICALS LIMITED
CONTRACTOR REGISTRATION FORM SECTION-I: Company Profile & Organisational Information
Remarks by BHEL, if any
1.1.7 i
Branches:- Address:- Contact Person: Tel No : Fax No : Email ID :
ii Address:- Contact Person: Tel No : Fax No : Email ID :
iii Address:- Contact Person: Tel No : Fax No : Email ID :
1.1.8 i
Sister Concerns if any:- Address:- Contact Person: Tel No : Fax No : Email ID : Web site :
ii Address:- Contact Person: Tel No : Fax No : Email ID : Web site :
Annexure VI
Page 3 of 10 amdt.-04 BHARAT HEAVY ELECTRICALS LIMITED
CONTRACTOR REGISTRATION FORM SECTION-I: Company Profile & Organisational Information
1.2 OWNERSHIP INFORMATION 1.2.1 TYPE OF COMPANY
(please tick “√” any one applicable)
Documents to be submitted Remarks by BHEL, if any
i Govt of India Undertaking □
ii State Govt Undertaking □
iii Public Limited Company □ Memorandum and Articles of Association
iv Private Limited Company □ Memorandum and Articles of Association
v Co-operative Society □ Society Rules and Byelaws
vi Partnership Firm □ Partnership deed
vii Proprietorship □ Professional Tax Registration & Municipal Registration
viii Any Other (specify) □ Supporting docuemnts
1.2.2 DIRECTOR/PARTNER/OWNER/PROPRIETOR INFORMATION
Position Held In Company Remarks by BHEL, if any
i
ii
iii
iv
1.2.3 DIRECTORS / PARTNERS, IF RELATED TO ANY BHEL EMPLOYEE.
NAME :
STAFE NO. :
DESIGNATION :
Unit & DEPARTMENT :
RELATIONSHIP :
1.2.4 IF ANY EX-BHEL PERSONNEL IS EMPLOYED BY THE COMPANY, MENTION HIS /
HER DETAILS OF LAST POSTING.
NAME :
STAFF NO. :
DESIGNATION :
UNIT & DEPARTMENT :
DATE OF LEAVING SERVICE :
Annexure VI
Page 4 of 10 BHARAT HEAVY ELECTRICALS LIMITED
CONTRACTOR REGISTRATION FORM SECTION-I: Company Profile & Organisational Information 1.3 REGISTRATION PARTICULARS
Sl No
Description ( PLEASE INDICATE PARTICULARS IN THE SPACE PROVIDED FOR EACH)
Required for
Documents to be submitted
Remarks by BHEL, if any
a INCOME TAX (PERMANENT AC NO):-
All categories Copy of Certificate
b SERVICE TAX REGISTRATION All Categories Copy of Certificate
c
Sales Tax VAT Registration Number and Date :
1 As applicable Copy of Certificate
2. As applicable Copy of Certificate
3. All categories Copy of Certificate
4. As applicable Copy of Certificate
5. As applicable Copy of Certificate d PF Registration All categories Copy of Certificate
e CPWD/Government Organisation As applicable Copy of Certificate
f Geological Survey Of India/Equivalent For Geo Tech Investigationsetc
Copy of Certificate
g IBR For Boiler and IBR Piping
Copy of Certificate
h Contractorship License for Electrical Works (from any State/Union Territory of India)
For Electrical Works
Copy of Certificate
1.4 MANPOWER Remarks by BHEL, if any
A Organisation Strength ( In number): (please submit Organisation Chart)
B List of Key Persons on rolls of the Company
Category No of persons in the Company
Qualification Total work experience
Remarks by BHEL, if any
i Resident Managers/Resident Engineers
ii Site Engineers (Erection & Commissioning)
iii Site Engineers (Quality)
iv Site Safety Co-ordinators
v Site Supervisors
vi Skilled Workmen
vii Others
Annexure VI
Page 5 of 10 BHARAT HEAVY ELECTRICALS LIMITED
CONTRACTOR REGISTRATION FORM SECTION-I: Company Profile & Organisational Information
1.5 OTHER PARTICULARS
A Registration with BHEL and Other Firms
Registration/ Empanelment Number
Registration/ Empanelment valid upto
Document to be submitted
Remarks by BHEL, if any
i
BHEL/Northern Region
Documentary evidence
ii BHEL/Eastern Region
Documentary evidence
iii BHEL Southern Region
Documentary evidence
iv
BHEL Western Region Documentary evidence
v Electricity Boards
Documentary evidence
vi NTPC/other Public Sector/Private Sector
Documentary evidence
vii
PWD/Railways
Documentary evidence
B BANKING DETAILS OF COMPANY
Information of Bank Account of Company Document to be submitted
Remarks by BHEL, if any
The following information of Bank Account of the Company, duly endorsed by the Bank (required for Electronic Fund Transfer –EFT/RTGS) is to be submitted
1. Name of the Company 2. Name of Bank 3. Name of Bank Branch 4. City/Place 5. Account Number 6. Account type 7. IFSC code of the Bank Branch 8. MICR Code of the Bank Branch 9. Details of other Bankers (for reference purpose only)
NOTE : CONTRACTORs who have already submitted the above information are requested to submit a copy of the same
Information of Bank Account of the Company, duly endorsed by the Bank
Annexure VI
Page 6 of 10 BHARAT HEAVY ELECTRICALS LIMITED
CONTRACTOR REGISTRATION FORM
SECTION-I: Company Profile & Organisational Information
1.7 FINANCIAL INFORMATION FOR THE PREVIOUS THREE YEARS
Legend: # : Share Capital OR Partnership Capital OR Proprietor Capital as the case may be
1.6 QUALITY SYSTEMS Certificate Number
and Valid upto
Document to be submitted Remarks by BHEL, if any
A Accreditation to ISO 9001 Copy of accreditation certificate OR Copy of „Table of Contents‟ of „Quality Manual‟
B Accreditation to ISO 14000 Copy of accreditation certificate OR Copy of „Table of Contents‟ of „Quality Manual‟
C Accreditation to OHSAS 18000 Copy of accreditation certificate OR Copy of „Table of Contents‟ of „Quality Manual‟
D In House Quality Systems Copy of quality mannual .
Sl No Financial Information
Financial Value in Rupees in Lakhs (Audited)
Remarks by BHEL, if
any
Year Value in Rupees in
lakhs
i
NET WORTH (Latest) Paid up Share Capital# + Reserves
ii
SALES/TURN OVER (Last three Financial Years)
Average
iii
CASH PROFIT (PAT + Non Cash Expediture viz Depreciation) (Last three Financial Years)
iv Whether CONTRACTOR has been referred to BIFR/NCLT/ any other similar
Govt. Agency (If „YES‟ enclose details) YES/NO
v Whether CONTRACTOR is a potential sick Company (If „YES‟ enclose details) YES/NO
vi
Copies of Audited Annual Accounts (Balance Sheet, P&L Account, Cash flow statement) for the last three (3) years to be submitted.
vii Status of Tax assessments done under various laws (Income Tax, VAT/Sales Tax, Excise & Service Tax, Custom) and details of disputes pending, if any, with these authorities to be submitted.
Annexure VI
Page 7 of 10 BHARAT HEAVY ELECTRICALS LIMITED
CONTRACTOR REGISTRATION FORM SECTION-II: Resources owned by the company RESOURCES
A) TOOLS & PLANTS, MACHINERY OWNED BY COMPANY
SL NO Description of T&P, Machinery Make Capacity Year Quantity Remarks
1. Please indicate all important T&Ps, Machinery owned by Company 2. Please use additional sheets if required
Annexure VI
Page 8 of 10 BHARAT HEAVY ELECTRICALS LIMITED
CONTRACTOR REGISTRATION FORM SECTION-II: Resources owned by the company
B) INSPECTION, MEASURING AND TESTING EQUIPMENTS OWNED BY COMPANY
1. Please indicate all important Inspection, Measuring and Testing Equipments owned by Company 2. Please use additional sheets if required
SL NO Description of T&P, Machinery Make Capacity Year of make Quantity Next Calibration due Remarks
Annexure VI
Page 9 of 10
BHARAT HEAVY ELECTRICALS LIMITED CONTRACTOR REGISTRATION FORM
SECTION-II: Resources owned by the company
C) TIEUPS or RATE CONTRACTS ENTERED INTO BY THE COMPANY FOR PROVIDING VARIOUS SERVICES WHICH THE COMPANY PROPOSES TO INDICATE
SL NO SERVICES FOR WHICH TIEUPS / RATE CONTRACTS ENTERED FOR PROVIDING SERVICES
PLEASE INDICATE WHETHER SHORT TERM ( 1 YEAR) OR LONG TERM (ABOVE 1 YEAR)
Remarks
1. Please indicate all important Tie Ups enterd by Company for providing various services 2. Please use additional sheets if required
Annexure VI
Page 10 of 10
BHARAT HEAVY ELECTRICALS LIMITED CONTRACTOR REGISTRATION FORM
SECTION – III: Work Experience (use separate sheet for each CATEGORY/CODE)
WORK EXPERIENCE (in the last 5 years period ending on the date of submission of Application) ( use additional sheets if required)
GROUP PACKAGE CATEGORY CODE
Sl no
Full Postal Address of Client and Officer in Charge
Brief description of Work & Quantities
Work Order No and date
Value of Contract in Rupees in Lakhs
Time schedule (in months)
Contractual Date of Completion
Actual date of completion
Present Status (of ongoing job)
Documents attached in support of columns (i)
to viii)
(i) (ii) (iii) (iv) (v) (vi) (vii) (viii) (ix) 1
2
3
Annexure VII Page 1 of 4
CONTRACTOR EVALUATION Part A : ORGANISATIONAL SOUNDNESS
Sl. No.
PARAMETER QUALIFICATION
CRITERIA (MANDATORY)
EVALUATION BY BHEL (MARKS)
1 NET WORTH: (from audited figures for the LATEST FINANCIAL YEAR)
Positive networth Criteria Maximum Marks
Marks awarded
Yes :30 No :00
30
2 SALES/TURN OVER : (from Audited Accounts of last three FINANCIAL YEARS)
Average annual turnover of last 3 years should be more than 30% of estimated value of work
Criteria Maximum Marks
Marks awarded
Avg. TO >= 50% : 60 Avg. TO<50% >= 30% : 50 Avg. TO < 30% : 00
60
Code & Category: i
ii
iii
iv
v
vi
vii
viii
3 Current Ratio = (Current Assets/ Current Liabilitites) OR Quick Ratio = {(Current Assets – Inventories)/ Current Liabilitites}
Current Ratio OR Quick Ratio
Criteria Maximum Marks
Marks awarded
(=>1.5:1) :10 (=>1.25 < 1.5:1) :05 (<1.25:1) :00 OR (=>1.25:1) :10 (=>1:1) :05 (<1:1) :00
10 10
Note: Please take maximum marks obtained out of the above parameters.
4 BIFR/NCLT case OR “SICK” Should NOT have been referred to BIFR/NCLT or declared “SICK” by any Statutory Authority
If yes, then not qualified. If no, marking as per above parameters
5 Remarks, if any :
6 Signature of evaluation committee:
QUALIFIED NOT QUALIFIED (Total Marks: 100) (Min. Qualifying Marks: 60)
Annexure VII Page 2 of 4
CONTRACTOR EVALUATION Part B: QUALITY :
Sl. No.
PARAMETER QUALIFICATION CRITERIA
EVALUATION BY BHEL (MARKS)
Criteria Maximum Marks
Marks awarded
1 Ability to deliver Quality Services in terms of Evidence of Quality Assuarance within the Organisation on the basis of various information available in the application OR on reports from existing Sites OR reports from Previous Works.
1. Submission of Completion Reports/ certificate
YES :20 No :00
20
2. Worked satisfactorily with any BHEL Units/Power Sector Regions for similar jobs/works
YES :20 No :00
20
3. CONTRACTOR having business with 3 or more Customers
YES :20 No :00
20
4. Having continuous business in the last 3 years
YES :20 No :00
20
5. ISO 9001/ 14000 and OHSAS 18000 accreditation
YES :20 No :00
20
NOTE: If any of the above 3 Qualification Criterias are met, the Contractor can be treated as Qualified for Part B.
2 CONTRACTOR evaluation for QUALITY (tick which ever applicable)
QUALIFIED NOT QUALIFIED (Total Marks: 100) (Min. Qualifying Marks: 60)
3 Remarks, if any :
4 Signature of evaluation committee:
Annexure VII Page 3 of 4
CONTRACTOR EVALUATION Part C: TECHNICAL:
Sl no
PARAMETER QUALIFICATION CRITERIA (MANDATORY)
EVALUATION BY BHEL (MARKS) Criteria Maximum
Marks Marks awarded
Yes :80 No :00
80
1 BASIC REQUIREMENT Should fulfil the “BASIC REQUIREMENT‟ for the subject CATEGORY/WORK for which empanelment is sought Note: To be evaluated for every work for which „Empanelment‟ sought and given suitable code.
Code & Category: i
ii
iii
iv
v
vi
vii
viii
ix
x
2 Adequacy of T&P, Machinery (owned by the Company)
Adequately available OR Available for the major part
Criteria Maximum Marks
Marks awarded
Yes :10 No :00
10
3 Adequacy of Inspection, Measuring and Testing Equipments (owned by the Company)
Adequately available OR Available for the major part
Yes :10 No :00
10
4 Remarks, if any :
QUALIFIED NOT QUALIFIED (Total Marks: 100) (Min. Qualifying Marks: 60)
5 Signature of evaluation committee:
Annexure VII Page 4 of 4
CONTRACTOR EVALUATION
Part D: FINAL RECOMMENDATION
Name of CONTRACTOR
Table-1 CRITERIA for CONTRACTOR EMPANELMENT (for each PACKAGE/CODE)
SUMMARY:
Sl. No
Criteria Maxm Marks Qualifying marks * Marks obtained
1. Organisational Soundness 100 60
2. Quality 100 60
3. Technical Capability 100 60
TOTAL 300 180
*Minimum Qualifying Score in Each category shall be 60%.
Sl no
Evaluation of
CONTRACTOR for Empanelment
ASSESSMENT CRITERIA
Organisational Soundness
Quality Technical Capability
1 RECOMMENDED QUALIFIED QUALIFIED QUALIFIED
2 NOT RECOMMENDED IF NOT QUALIFIED FOR EVEN ANY ONE OF THE ABOVE ASPECTS
Table-2 RECOMMENDATION FOR EMPANELMENT OF CONTRACTOR
Sl No
GROUP PACKAGE CATEGORY CODE Recommendation
of BHEL
1
2
3
4
5
6
7
8
9
10
Signature of evaluation committee:
NOTE:
Final Contract value
II. Running Bill amount paid in %age of Contract Value
Scheduled completion time
II. Actual date of start
Completion Status
I. Physical completion in %age
Actual date of completion
Awarded Contract Value
I. As per Contract
Contract start date
Name of Site
Name of Sub-Contractor
Contract No./ LOI No. & Date
GENERAL
This Evaluation Should be done EVERY QUARTER by the respective Regions for all contracts
under executions.
EVALUATION OF CONTRACTOR
PERFORMANCEAnnexure VIII
PAGE 1 OF 4
Name of work
Reporting Period
EVALUATION OF CONTRACTOR
PERFORMANCEAnnexure VIII
MAX. SCORE SCORE OBTAINED
1.1 5
1.2 5
1.3 5
1.4 5
1.5 5
1.6 5
2.1 5
2.2 5
2.3 5
2.4 5
3.1 5
3.2 5
3.3 5
3.4 5
4.1 5
4.2 5
4.3 5
4.4 5
5.1 5
5.2 5
5.3 5
5.4 5
5.5 5
5.6 5Approachability of top management during critical requirements
and its cooperation
Providing support documents and records
Readiness to rectify defects
4.0 T&Ps, IMTEs & CONSUMABLESAdequacy of T&P & IMTEs as per site requirement
Condition of T&P & IMTEs
Speed of response
Cooperativeness in delivering and implementing improvement
measures
Site organization vis a vis commitment
Ensuring fitness & calibration of T&P & IMTEs
Aptitude of supervisory Personnel
(w.r.t. Attitude, initiative, leadership, cooperativeness etc)
Timely Deployment of T&Ps and IMTEs
Achievements vis a vis Requirements/Commitments
Timely Deployment of Manpower
3.0 MANPOWER
PAGE 2 OF 4
1.0 QUALITY
2.0 DELIVERY
Housekeeping
Adequacy of consumables as per site requirement
Amenability to Quality System
Adherence to Quality Standards
Timely arrangement of consumables
Experience and Job knowledge of Supervisory personnel
Preventing recurrence of defects/complaints
Finishing and aesthetics
Competence of manpower (work force) deployed
Adequacy of manpower (work force) deployed
Rating of Quality officer for quality control of job
5.0 SITE INFRASTRUCTURE AND SERVICE
EVALUATION OF CONTRACTOR
PERFORMANCEAnnexure VIII
MAX. SCORE SCORE OBTAINED
6.1 5
6.2 5
7.1 5
7.2
7.2.1 5
7.2.2 5
7.3
7.3.1 5
7.3.2 5
7.4 5
7.5 5
7.6 5
8.1 5
8.2 5
8.3 5
8.4 5
8.5 5
8.6 5
Understanding of contract (scope & contract clauses)
Compliance to statutory requirements, state and local
laws/regulations
Tendency of taking undue advantage by interpreting contract
clauses in their favour (Score 5 for no tendency)
Planning of work activities (Monthly/Weekly/Daily)
Submission of Monthly/Weekly/Daily reports
6.0 SITE FINANCE
Regularity in payment to staff and workers
Use of Safety Equipments & Safety in Equipments(Safety Net, Toe
guard, Proper earthing, fire-fighting equipments etc.
Financing Site Operations
7.0 HSE (Health Safety & Environment) & SA (Social
Accountability)
Experience and Job knowledge of Safety Supervisor
Rating of Safety Supervisor for controlling safety at site
Health & Safety awareness among employees
PAGE 3 OF 4
Concern for employees welfare and health (like first aid)
Rating of Safety Supervisor on HSE Aspects
Use of Safety Posters
Rating based on Feed back of HSE & SA Audits
Compliance to Social Accountablity Norms
8.0 OTHERS
Quality & usage of Safety gadgets
Personal Protective Equipments (PPE)
EVALUATION OF CONTRACTOR
PERFORMANCEAnnexure VIII
Max score Score obtained Weightage factor Weighted Score
30 0.40
20 0.75
20 0.60
20 0.75
30 0.40
10 1.10
40 0.35
30 0.30
Less
(-)
Net Weighted Score
- Good
- Satisfactory
- Unsatisfactory
Dated:
Dated:
GM/PROJECTS
Note: This summary evaluation sheet is to be sent to Contractor after every evaluation.
Any detail which Construction Manager wants to share with management
EVALUATION
Head (S/C)
Construction Manager
Section Head/Site Engineer
Specific Recommendation of Construction Manager;
FOR SUB CONTRACT DEPTT.
HSE & SA
Site Infrastructure &
Service
Site Finance
Quality
Delivery
Overall Performance evaluation: Good/Satisfactory/Unsatisfactory
PAGE 4 OF 4
80% and Above
Between 60% To 80%
60% and Below
Manpower
T&Ps, IMTEs &
Consumables
Others
Total Weighted Score
a) Score for accidents attributable to Contractor during the reporting
period (Major @ 3 Minor @ 1)
Major Accidents ----- Fatal , Permanent Disability,
Major Damage to Equipment
Minor Accidents ----- All Others
Net Weighted Score (OUT OF 100 ) :