michael m mihm financial disclosure report for 2009

8/3/2019 Michael M Mihm Financial Disclosure Report for 2009

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n o ~ 0 [ FINANCIAL DISCLOSURE REPORT R ~ p o , . t R e q u i r e d b . v t h e E t h i c .~in Government Act of 1978R o y . 1 / 2 0 1 0 ] FOR CALENDAR YEAR 2009 f s u . s . c . ~ , p p . , ~ : / 6 / - / I J )1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3, Date of Repar!Mihm, Michael M. -Central District of Illinois 5/6;2010

4. T itle tArtilc I11 jodgcs indicate ac~i~:e or senior status; 5a. Report Type chcck appropria;e type) 6. Reportiog Periodmagtstrat judges indicate full- or part-time).,~V~.] N ominatiba, Date 0 If0 )/2{)09U.S. District Judge - Senior ~ Irlitial -t.r_d~ A n n u a ! [] Final to12/31 ~ 2 0 0 95b, ~ Amended Rcpon

7. Chambers or Office Address 8. On the basis of the information contained in this Report and allyrood fications porto t~ing thereto, it is~ in my opinion, in compliance204 Federal Building with applicable laws and regulations,I00 N.E. MonroePeoria, ! L 61602 Reviewing Officer . ... .... .... .... ..... .... .... ..... .... .... .. Date . .. ....

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box far each part where you have no reportable information. Sign on lastpage.

I . P O S I T I O N S . ~ ,o ., ~ ,, # i . a i ~ a , u ~ o . o , : see ~,~,. 9 . t ~ o : : l i .# i n s t r u c t i o n s , )I~ N O N E (.19o reportable positions.)

POSITION N A M E O F ORGANIZATION/ENT]T1, Director Abraham Lincoln Inns of Court - Peoria

2. B oard of Directors Foresl Park Foundalion - Peoria3. B oard of Directors U .S. Russia Foundation for Economic A dvancement & Rule of Law

N O N E (No reportable ogreements.) ~ :~~ P A R T I E S A N D T E R M S


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FINANCIAL DIS CL O SURE RE PO RT tN .... f v ~ . . .. a e p o r , ~ . g [ O ~ t o o t R ~ , o r ~Page 2 of 8[ Mihm, Michael M. I

5/6i201D

1 I 1 . N O N - I N V E S T M E N T I N C O M E . ( R ~ p o . , i .~ . i.zi,.i~.,a ~.d ~ ..... ; s e e t ~ p . 17-24 vff! ling i . . . . . . .ions.)A. Fliers Non-investment Income

~ NONE (No non-investmenteportable income.)DATE SOURCE AND TYPE ~COME(yours, no~ spouses)

I. 2009 John Marshall Law School - Adjune~ Professor of Law - Taughl ~wo $ 2~000week long acceleraled trial advocacy coupes in cale~dar y ear 2009.(ConL Pan V Ill)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - ~ y y o u were marr ied during any portion ~Jthe reporting year, complete this section.{ O M i a r a ~ n o u n l n o ! r e q u i r e d o : c e p t J b r h o n o r a r i a . )

[~ NONE (No reportable non-investment income.)DATE ~QURCE AND TYPE

IV. REI MBU RSEMENT S ....... ~gn,rtatlol,, lodging, fired, entertai .........(Incl.des thos~ to spvus and dependent children, s~e pp. 25.27 q/liling inatructiona.)

[~] NONE (No reportable reimbursements.)~ DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. u.s. Russian Foundation for Ill 3/2009-1115/2009 New York, NY Board Meeting Transportation. Ioding, fi.~od, misc.Economic Advancement &Rule o[ I.,aw2 U.S. Russian Foundalion for 2 i l 2 1 2 0 0 9 Peoria, ]L Misc. Expenses Gifts tbr tbreign judges.Economic Advancement &Rule of Law3. U.S. Russian Foundation fo r 2 /22/2009 - Moscow, Russia Meet w/~ arious Russian T r a n s p o r t a t i o n , I o d i n g , f i ~ o d , ~ n ~ s c .Economic Advancement & 2/27/2009 JudiciaryRule of Law4. U.S. Russian Foundation fo r 3i25/2009 - New York, NY Board Meeting Trm~sportatio~, oding, food,Economic Advancelnen! & 3 1 2 7 / 2 0 0 9


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FINANCIAL DISCLOSURE REPORTPage 3 of 8 M i h m , M i ch a e l M . 5 ! 6 1 2 0 1 0

Rule of Law

5. U.S, Russian Foundation for 9/8/2009 Chicago, IL Meet w/Various Russian Transporla~ion, [hod, misc.Economic Advancement & _ludiciar~Rule of Law


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FINANCIAL DISCLOSURE REPORT ,Page 4 of 8 Mihm, Michael M. 5 / 6 / 201 0

V . G I F T S . ( t , ,~ t , , d e ~ a , o ~ , o ~ . . .. . .. ~ dependent children; see p p . 2 8 - 3 1 o.~f!ling i ...... tions~)N O N E (No reportable gif ts .)

.SOURCE DESCRIPTIONI.2.3,4.5 .

V I . L I A B I L I T I E S . a,,,~,ae,, a,,,~ ,,o,,, ..... d d e p e n d e n t c h i t d r e m s e e l ~ t . S Z - S S o f f i l i n g i n s t r u c a o n s . )[~] NONE (No reportable liabilities.)

C R E D I T O R D E S C R I P T I O N VALUE ~0DEI. N e w Y o r k L i f e i n su ra n c e C o m p a n y L o a n o n v a l u e o f w h o le l i f e i n su ra n c e K2 .3.4.5 .


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FINANCIAL DIS CL O SURE RE PO RT ~ ..... fP ..... R e p o r l i , ~ , g D a t e o f R e p ~ r t ]Page 5 o f 8 M i h m , M i ch a e l M . 5/6"2010V I I . INVESTMENTS and TRUSTS - - i n , ~ . . . . . .. . ~ , , e , , r . .. . . .. . , i, , ~ . n . a . a e . , ~ . . . .. . ~ / . ~ r , , .~ . , , . , ,a ~ a . , ~ , . ~ a ~ , m , , , : . ~ , , p , . ~ 4 4 o , 1 ~ , ,~ . ~ , ,. ~ , . . ,~ , , ,, ~ , ~

N O N E (No reportable income, assets, or transactions.)A. B. C D

D e s c r i p l i o ~ o f A s s e l s I n c o m e d o t i n g G r o s s v a t u a l e n d T r a n s a c t io n s d u r i ag r e p o s i n g p c r m d( i n c l u d i n g I r u s t a s s c t s ~ r e p o r t i n g p e r i o d o t ~ c p o r ~ i r ~ g p e r i o dO) ~2) ~D ~) ~ 1 ) t2) (3)P l a c e " ( x ) " a f t e r e a c h a s s e ~ A m o u nt T y p e ( e . g , , V a l u e V a l u e T g p c ( e . g ., D a t e Value Gain I d e n n ~ y o f

c x e m p ~ f r o m p r i o r d i s c lo s u r e C o d e ! d i v . , r e n t , C o d e 2 M c t h a d b u y , s e l l . m m ! d g i y y C o d e 2[ A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J-P) (A-H} l i f p r iv m e( Q - W ) t r a n s a c : i o n )

1. AXA Eli te Annuity ( see explana tion Pan A Dividend L T2. Morgan Stanley~ N ationwide Elite A Dividend KVenue 1~ (See Parl 8)3. Morgan Stanley Fund Solutions I~(see A Dividend K Texplanation Pa~ VIII)4 . Morgan Slanley Aelive Asset Money T~sl A lmerest K Tand Money Markel5 . So uth sid e B an k Sa vin gs A Interest J T6. Southside Bm ~k Sav ings~(See exp. Par t None K TVIII)7 . U . S _ T r e a s u r y I B o n d A I n t e r e s t J T8, U.S. Treasury I Bond A Interest J T9. U.S. Treasury I Bond A Interest J T

10 . U.S, Treasury 1 Bond A Interest J TI 1. Allianz CCM Mid CAPA M!F A Dividend J T12 . Seligman Large Cap Val A A Dividend J T13. Davis Real Eslate A M /F A Dividend J T14 . Fidelity Adv Dvrsfd Int A MII: A Dividend J T15 . American GR FD nf A merica F Ivl!F A Dividend J T16 . Perkins Mid Cap Value Inv A Dividend J T17 . Pimco "Total Return A M!F A Dividend J T


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FINANCIAL DISCLOSURE REPORT ~ ....Page 6 of 8 M i h m , M c h a el M .V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . . . . . . t , , , . , , ~ . , , , . , i o , , ~ . a~,.t ,a,s ,~,o~., o~ ~ .. . . . .

NONE ~ reportable income, assets, or transactions.)A . B , C D.

( m c h l d i n g t r u s t a s s c l s ) 7cpOrlillg period ~ f r c p o n i n g p e r i o d(1) (2) {i~ (2) ~1 ~ ~2)P l a c e " 1 X ) " a f t e r e a c h a s s e t A m o t t n l T y p e ( e g . . Value V a ~ u Type {e.g.. D a l e Value G a i n

c x c m p l f r o m p r i o r d i s c l o s u r e C o d e I d i v . . r e i n , C o d e 2 M e l h t ~ d b u y . se l l , m m ;d ~ y y(A-H ) Or i~/l.) (J-P) Code 3 rcdcmptit~n)

18 . Vi~rus Mu~ti-Sector S/T BD A {fka Phoenix A Dividend J TMultiSec~or M!F19 . RS Partners Fund A MiF None J T

2 0 . T Rowe Price Eqi-lnc Adv M,F A Dividend J T2 1 . Lazard Emerging Markets MtF A Dividend J T2 2 . Thornburg Int. Value A M/F A Dividend J T2 3 . Legg Mason PRTNRS IN-TRM Munic C A Interest Sold 0 2 1 0 3 / 0 9 K(See exp. part V III)2 4 . New York Life Insurance Whole Life (See A Dividend J Texp. part VIII)2 5 . EQ/PIMCO Ultra A Dividend J T2 6 . EQ/lnt, Core Plus A Dividend J T2 7 . EQiCap. Guardian Research A Dividend J T2 8 . EQ!Equity Growth Plus A Dividend .I T2 9 . EQ/Oamco Small Cp. Value A Dividend J T3 0 . EQ,~(:iamco Merger Acquisit A Dividend J T3 1 . EQ: Mid Cap V al Plus A Dividend J T

3 2 . EQ~Van Kampen Coms!ock A Dividend J T3 3 . NW NVIT Inv. De~I, Moda ggR2 A Dividend :1 T3 4 , MVA/GTO 5 year A Dividend J T


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Name of Person Reporting [ I)ate ~t" RvporlFINANCIAL DISCLOSURE REPORTMihm , M i chael M .

[5 . 6 / 2 0 1 0age 7 of 8

V III . ADDIT IO NAL INFO RM AT IO N O R E X PL ANAT IO NS .

Continued explanation from Part Ill-A, line ] - Courses taught.January and August, Vacation time was used, $6,000 for January. session, $6,000 l-br Auguslsession.Part VII - line I - AXA Elite Annuity is invested 9 mutual funds - those are listed in Pan VII, lines 25-32.Part VII - line 2 - Morgan Staniey~ Nationwide V enue IRA. Two Mutual ftlnds in IRA. They are now listed on lines 33 & 34, No change from tast y~:arPart Vll - line 3 - Morgan Stanety Fund solutions IRA . I have had th is since 2007. The m utual flmds in which the IRA are invested are listed on lines ! I - 22. Inlast years report these mutual funds were all reported bu~ 1 failed to report thai they were in my IRA .Part VII- line 5 - South Side Savings Bank~ ~~~ checking account.Part VII - line 12 - DWS Dreman High Return Equ MiF name changed to Seligman Large Cap Val APart Vll - line 16 - Janus Midcap value lnv Iv~F name changed to Perkins Mid Cap Val Inv.Par~ V II - line 22 - Legg Mason Prtnrs IN-TRIvl Muni C. Money from sale w ent into Morgan Stanley active Trust/Money Market~Part VII - line 23 - New York Life Insurance Whole Life Policies. ttave bad these policies tbr many years, Dividends used ~o pay pan ofinterst on the debt 0fthepolicies.Part VII - line 25 - EqaJAX A R osenberg Value name changed to EQ!PIMCO Ultra.Parl VII - line 28 - EQ!Marisco Focus named changed to EQ/Equity Growth Plus.Part VII - line 31 - EQ Lord Abbott Mid Cap U A and EQ van K ampen Real Estate merged under new name - EQ/Mid Cap Value Plus.


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FINANCIAL DISCLOSURE REPORT ~ a . . . . f ~ , ~ o , a e p o , ~ i , , ~ O ~ t ~ ,, ~ a ~ o r ,Page 8 of 8 ~ b m , M i c h a e l M . 5 " 6 / 2 0 1 0

IX. CERTIFICATION.I certify thal all information given above (including information pertaining to my spo use and minor or depend ent children, if any) isaccnrate, true, and complete to the best of my k nowledge and be lief, and that auy information not reported was withheld because it met applicable statuloryprovision~ perm itting non-disclosure,I further certify that earned Income from o utside empioymenl and honoraria and the acceptance ofgifts which hav e been reporled are incompliance with the prov isions of 5 U.S.C. app, 501 el. seq., 5 U .S.C. 7353, and Judicial Conl~renee regulations.

S i g n a t u

NOTE: AN Y INDIVIDUAL WH O KNO YV[N GLY A ND W ILFULI,Y FAI,SIFIES OR FALLS TO FILE THIS REPORT MAY B E SUBJECT TO CIVILAND CRIN41NAL SA NCTIONS (5 IJ .S.C. app. 104)

FIL IN G IN STR UC TIO N SMail signed original and 3 ~ dditional copies Io:

Comm ittee on Fina,~cial DisclosureAdm inistrative Office of the U nited States CourtsSuite 2-301One Columb us Circle, N.E.W ashington, D.C. 20544

michael m mihm financial disclosure report for 2009

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