michael r hogan financial disclosure report for 2010

8/3/2019 Michael R Hogan Financial Disclosure Report for 2010

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AO IORev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Required by the Ethicsin Govermnent Act o f 1978(5 U.S.C. app. 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e initial)Hogan , Michael R.

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

Active Article 111 Judge

7. Chambers or Office AddressUnited States Dislr ic t Court405 Eas t 8 th Avenue , Su i te 5700Eugene , OR 97401

2. Court or Org anizationUnited States Distr ic t Court

3. D a t e o f R e p o r t05/13/201 I

5a. Report T)pe (check appropriate type)] N o m i n a t i o n , Date[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance~vith applicable laws and regulations.

6. Repor t ing Per iod01/ 01 / 2010

to12/31/2010

Resiessing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete ali parts,check ing the NO NE box for each par t where you have no repor table in formation . Sign on las t page.

I . P O S I T I O N S . C R e p o . i n g individual only; seepp. 9-13 o*filing instructions.)D (No reportablepositions.)O NE

POSITIONI. Partner2.3.

4.5.

N A M E O F O R G A N I Z A T I O N / E N T I T YParnership

II. A G R E E M E N T S . m,~,oning indi,,idual onO;. see ~ ,~,.~] (No reportable agreements.)ONE

D A T E P A R T IE S A ND T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 o f 18

N a m e o f P e r s o n R e p o r t in gH o g a n , M i c h a e l R .

D a t e o f R e p o r t05/13/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporffng individual and spousc; see pp. 17-24 of filing instruction~.)A. Fil er s Non-Inves tmen t Incom e

~] (No reportable in come . )ONE non-investmentDATE SOURCE AND TYPE

2.

3.

4.

INCOM E(y ou rs , no t s pou s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during an.vportion of the reporting)ear, complete this s e c t i o n .(Dollar amount not required e xcept for honoraria.)

NONE (No reportable non-investment income.)DATE_ SOURCE AND TYPE

I.2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment(Includes those to spouse and depende nt children: see pp. 2 5-27 of filing instructions.)

~] (No reportable reimbursements.)ONE

2.3.4.5.

. S O U R C E DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 8

N a m e o f P e r s o n R e p o r t in gH o g a n , M i c h a e l R .

Date of Report05/13/2011

V . G I F T S . a . c l . d e s ,h o s e t o s p o . s e a n d d e p e n d e n , children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c l a d e s t h o s e o l s p o u s e and dependent children; see pp. 32-33 of filing instructions.)D N O N E ( N o reportable liabili t ies.)

C R E D I T O R1 . Wells Fargo Bank Line o f Cred i t2.3.

4.5.

D E SC R I P T I O N V A L U E C O D EL


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N a m e o f P e r s o n R e p o r t in gHo g a n , M i cha e l I L

Date of R e p o r t05/13/2011

V I 1 . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , , a l u o , t r a n s a c t i o n s (Includes those of spouse and dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E ( N o reportable income , assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( inc lud ing t ru s t a s se t s ) r epo r t ing pe r iod

(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt fromprior disclosure Code I div . , ren t ,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V alu e V a lu e

C o d e 2 M eth o d(J - P ) C o d e 3

(1 )Type (e.g.,

buy , se l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )D a t e Value Gain Identity o f

mm/dd/yy Code 2 Code I buyer/seller( J - P ) (A-H) ( i f p r i v a t e

[ t r a n s a c t i o n )

2.

3.4.5.6.

Rental Apt, Myrtle Point , Oregon, 4-plex,Coos County D R e n t WRental Apt., Myrtle Point, Oregon, duplex,Coos County C R e n t WRental Apt., Band on, Oregon, triplex, CoosCounty

R e n t M WRental Property #1 Coos County, M yrt lePoint, Oregon D R e n t WRental Property #2 Lane Coun ty, Eugen e,Oregon R e n t WPulte Homes A Divid en d J

8] Partnership (par tner)9. - Timber Trac t # I Coos County Oregon1 0 . - T imbe r Trac t #2 Coos County Oregon1 I . - Timber Trac t #3 Coos County O regon1 2 . - Timber Trac t #4 Coos County Oregon1 3 . - T imbe r Trac t #5 Coos County Oregon1 4 . - Timber Trac t #6 Coos County O regon1 5 . - Lo t C o o s C o u n ty Oreg o n # 1

1 6 . - Lo t Coos County Oregon #21 7 . - Lot Mohave County Arizona

D Int./Div. PI W

I. Incom e G ain C odes: A =$ 1,000 o r less B = $ 1,001 - $2 ,500 C = 52.501 - $5,000 D =$5,001 - $15.000(S ee Co lu mn s B I a nd D-. 1) F -$ 50 .00 1 - $1 0~ .00 0 G = $100,001 - $1,000,000 H I =$1,000,001 - $5.000.0~ H2 =More than $5.0~0.000

2 . Va lue Codes J -515 . 0~0 or l ess K = $15,001 - $ 50,0(~ L = $50,001 - $ 100,000 M = $ I 0~.0~ I - $250,000( S ee Col unm s CI and D 3) N =$ 250.001 - $500,000 O =$500,001 - $1,0~ 0,00~ PI =$1 . 0~,001 - $5 ,000 ,000 P2 =$5,000.001 - $25.000.000

P3 =$ 25,000,001 - $50.000.00~ P4 -More than $ 50,000,0~03. Value Method Codes Q -Appr ai sa l R =Cost (Real Estale Only) S = Assessmen t ] =Cash Mar ket( S ee Col um n C2) U = Book Value V =Ot her W = Est ima ted

E =SI5,001 - $50,000


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N a m e o f P e r s o n R e p o r t in gH og a n , M i cha e l R .

D a t e o f R e p o r t05/1.3/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes ,hose of spouse and dependent children; 5eepp. 34-60 of filing instructions.)D NONE (N o reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( i n c l u d i n g t r o s t a s s e ~ s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

O) (2) (t) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V a l u e V a l u ee x e m p t fr o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M et h o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q - W )

1 8 . - Lot Coos County Orego n #31 9 . - Rental Property #4 Coos County Oregon2 0 . - Rental Property #5 Coos County Oregon2 1 . - Lot Coos County Orego n #42 2 . - Rental Property #6 Coos County Oregon2 3 . - Rental Property #7 Coos County Oregon2 4 . - Rental Property #8 Coos County Oregon2 5 . - Ranch Coos County Oregon2 6 . -Tyro Elec tronics2 7 . - Aegon N V -ADR Amer Reg2 8 . - Akzo Nobe l2 9 . - AlcateI-Lucen t3 0 . - Astrazeneca PLC Spon Adr3 1 . - B a r c l a y s P L C3 2 . - B r i t is h S k y B r o a d c a s t i n g G r p P L C

3 3 . - Contax Panic ipacoes

T r a n s a c t ion s du r i n g r ep or t i n g p er i od

( I ) (2) (3)T y p e ( e . g ., D a t e V a l u ebuy, sell , mrrddd!yy Code 2

r e d e m p t i o n ) ( J - P )

Sold 07/15/10 J

Sold 04/23/10 J

(4 ) (5 )Gain Id en t i t y of

C ode I buyer / se l l e r( A - H ) ( i f pr iva te

t ransact ion)

34 . - C V S C a r e m a r k C o r p

I. n c o m e G a i n Codes: A = $1,000 o r Ices B = $1.001 - $2 ,500 C =$2,501 - $ 5 . 0 0 0 D =$5.001 - $15.000( Se e C ol um n s B I a nd D4 ) F = $5 0.00 1 - $ 100 .000 G =$ 100.0 01 - $ 1.0 00.0 00 HI =$ 1.00 0. 00 1 - $5. 00 0.0 00 H2 = M o r e t h a n $5.~.0OO

2 . Va lue Codes J =$15,000 or l e s s K -$15.001 - $50.000 L =$50.001 - $100.000 M -$100.001 - $250.000(See Columns CI and D 3) N =$250,001 - $500,000 O =$500,001 - $1,000.000 PI ~$1,000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000

P3 =$25.000.001 - $50.000.000 P4 =More t han $50.000.0003. Value Method Codes Q =A p p ra i s al R =Cos| (Real Eslate Only) S = Assessmen t T Cash M arke t(S C o l u m n C 2 ) U =Book Va lue V = Olh cr W = Es t ima ted

E = $ 1 5 . 0 0 1 - $ 5 0 , 0 0 0


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D a t e o f R e p o r t05/I 3/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .co.~e, value, transact ions (Includes those of spou se and dependent chi ldren; seepp. 34-60 of fi l ing in.struct ions.)NONE (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( inc lud ing t ru s t a s se t s ) r epo r t ing pe r iod

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div . , ren t ,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)

V a l u e V a l u eC o d e 2 M eth o d(J-P) C o d e 3

( Q - W )

( 1 )Type (e.g.,

buy, s e l l ,r e d e m p t i o n )


(2) (3) (4)D a t e Value Gain

m m /dd /yy C od e 2 Code I( J - P ) ( A - H )

(5 )I d e n t i t y o f

buyer / se l le r( i f p r i v a t e

t r ansac t ion )

:3 5 . - C e l g e n e C o r p ( X )36. - DeutscheTelecom37 . -D o l b y L a b s ( X )38 . - Er ic sson L M Te l Co39 . - First Solar Inc (X)40 . - Fluor Corp New (X)41 . - FranceTe lecom42 . - Fuji He avy Industries43 . - Fujifi lm Hld gs Corp44 . - Glaxosmithk line PLC45. - Goog l e In c (X )46 . - H L u n db e c k47 . - lntesa Sanpa olo S P A Sponsore d ADR48 . - J Sainsbury PLC

49 . - Juniper Networks lnc

50. - KT Corp SponsoredADR51 . - K in g fi sh e r PLC

I. Incom e G ain C odes: A = $1,000 o r less B = $1.001 - $2 ,500 C = 52 .501 - $5,000(See Co lumns B I and D4 ) F = $ 50.0~ I - 5100.000 G -5100.001 - $ 1,0~0,000 H I = $ 1,0~0,001 - $ 5.090,000

2. Value Codc~ J =515.000 or less K 515,0(11 - 550,000 L -550.001 - 5100,000(See Co lumns C I and D3 ) N =$250.001 - $500,000 O =$ 50 0,00 1 - $ 1 ,0 09.0 00 P I = $ 1 .00 ~.0 01 - $ 5.0 ~0 ,0 ~0

P3 =$25,0~0,0~1 - $50.000.000 P4 =More than $50,00~,0003. Value Method Code~z Q =A p p ra i s al R =Cost (Real Estate Only) S =A, . scs ,m cnt

( S ee Col um n C2) U = Book Value V O t h e r W = Est ima ted

D =$5,001 - $15,000H2 =More thanM = $ 1 0 0 , 0 3 1 - $ 2 5 0 . 0 0 0P2 =$5,090.001 - 525,000,000T = Cash Marke t

E = $ I 5 . O Q I - $ 5 0 . 0 0 0


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D a t e o f R e p o r t05/I 3/2011

V II. INVESTM ENTS an d TRUSTS - i .... o , value, transactions (Includes those of spouse and dependent children: seepp. 34-60 of filing instructions.)D NONE income, or transactions.)N o reportable assels,

A. B. C.Description of Assats Income during Gross value at end( i n c l u d i n g l l n , l s l a s s e t s ) rep orting period of rep orting period

O) (2) ( I ) (2)Place "(X)" after each asset A mount T ype (e.g., Value Value

exemp t from prior disclosure Code I div., rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3(Q-W)

52 . - Kon ink l i jke Ahold NV53 . - K o r e a E l e c P w r C o r p54 . - Magna International CL55 . - Marks & Spence r Group56 . - Mil lea Hldgs Inc57 . - Mi tsub ish i UFG Financ ia l Group

58. - Mitsu i Sumitomo Insurance Co59. - Mizuho Finl Group I nc .60 . - NASDAQ O MX Group (X)61 . - N V I D I A C o r p ( X )62 . - Nippon Te l & Te l Spon63 . - P o r tu g a I T e l ec o m64 . -Qua lcornm Inc . (X)65 . - Roche Hldg LTD (X)66 . - Roya l Bk Sco t land Group67 . - S K T e l e c o m L T D


( 4 ) ( 5 )Gain Identity of

Code I buyer/seller(A-H) (if private

transaction)

(D ( 2 ) ( 3 )T y p e (e.g.. Date V a l u e

buy , se l l , m m / d d / y y C o d e 2r e d e m p t i o n ) (J-P)

S o ld 07 /30 / I0 J

S o ld 02 /05/1 0 J

Sold 07/23/10 JS o ld 04/1 6 /1 0 J

68. - Sanofi-Avent is

I. Income Gain Codes :( S ee Col um ns BI and

2.Value Codes( S ee Col um ns CI and D 3)

3. Value Meth od Codes{S ee Col um n C2)

A =$1,000 or lessF =550,001 - 5100.000J -515,0~O or lessN =5250.001 - 5500.00~P3 -52 5,000,001 - $50,000,000Q =AppraisalU = Book Value

B =$1.001 - $2.500G $I 00 . 001 - $1 . 000 ,000K -$15.001 - $50.000O =$500,001 - $1.000,000R =Co~l (Real Eslate Only)V O ~ h c r

C = 5 2 , 5 0 1 - $ 5 , 0 0 0H I = $ 1 , 0 0 0 , 0 0 1 -L = $ 5 0 . 0 ~ I - $ I 0 0 . 0 ( ~P 1 = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 1 ) 0 0 . 0 0 0P4 =More than $50,0~0,000S = Assessmen tW = Es t ima ted

D =$ 5.001 - $15,000H2 =More than $5,000,000M =5100,001 - $250,000P2 ~55,000,001 - $25.000.000T =Cash Mar ket

E =$15.001 - 550,000


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D a t e o f R e p o r t05/13 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent chitdrem see pp. 34-60 of filing i n s t r u c t i o n s ~ )---] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i ncl udi ng trust asse t s ) r epo r t ing pe r iod

(I) (2)Place "(X)" after each asset A m o u n t T y p e ( g .,

exempt from prior disclosure Code I div . , ren t ,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (~)V a lu e V a lu e

C o d e 2 M e t h o d(J-P) C o d e 3( Q - W )

Type (e.g.,buy , se l l ,

r e d e m p t i o n )


(2) (3) (4)Date V al ue G a i n

m m / d d / y y C o d e 2 C o d e 1(J -P) ( A - H )

(5 )I den t i t y o f

buyer / se l le r( i f p r ivate

t ransac t ion)

69 . - Sea~s Hold ings Corp (X)70 . - Se iko Epson Corp

S o l d 06/30/10 J

71 . - S o n y C o r p72 . - Stmicroelectronics N V7 3. - Su m i to m o M i ts u i F in l G ro u p74. - Swiss Reinsurance75 . - S w i s s co m A G

76 . - TDK C orp Amer Depos i t SHS77 . -T e l e N o r t e L e s t e78 . -T e l e c o m I t a li a79 . - T e l e c o m C o r p N e w80 . - Te lecomun icacoes Bras i le i r as8 1. - Te le fo n ic a S. A.82 . - T e l e f o n o sd e M e x ic o S P83. - Tim Partic ipacoes84 . - T o m k in s F H P L C S o l d 0 7 / 2 1 1 1 0 J85 . - Uni leverNV NY

1. Income Gain Codes :( S e e C o l u m n s B I a n d D 4 I

2.Value CodesI S ce Col um ns CI and D 3)

3. Value Meth od CodesISee Co lunm

A =$1,000 or lessF =$50,001 - $100,000J $15,000 o r l e s sN =$250 .001 - $509.000P 3 =$25.0(~.001 - $50.0~0.000Q =AppraisalU =Book Value

B =$1,0~1 - $2,500G=$100 ,0~1 - $1 ,0~,0~0K =$15,0~ I - $50,0~OO =$500,001 - $ 1,000,0~0R =Cosl (Real Estate Only)V =Ol hcr

C =$2.501 - $5,000H I -$1,00~,001 - $5,000,000L = $ 5 0 . 1 )0 1 - $ IPI =$1.000,001 o $5,000,00~P4 =Mo re than $50,000,000S = Assessmen tW = Estimated

D =$5,0~1 - $15,000H2 =More than $5,0~0.0~0M =$ 100,001 - $250,000P2 =$5,000.001 - $25,000,000T =Cash Mar ket

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 ~ 0


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FINANCIAL DISCLOSURE REPORTPage 9 o f 18 Ia m e o f P e r s o n R e p o r t i n gHo g an , M i c hae l 17 . D a t e o f R e p o r t05/13/2011

V II. INVESTM ENTS an d TRUSTS - i ........ lue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)

A.D e s c r i p t io n o f A s s e t s( inc lud ing t ru s t a s se t s )

Place "(X)" after each assetexempt from prior disclosure

86 . - Ver tex Pha rm aceu t ica ls (X)87 . - Vivo Par t ic ipacoes S A88 . - Wo llers Klu wer89 . - Tyco Electronics LTD90 . - F lex t ron ic s In tn l LTD (X)91 . - Amazon C orn Inc92 . - A m g e n l n c93 . - Anada rko Pe t ro leum Corp94 . - Autodesk Inc95 . - Bed Ba th & Beyond96 . - Berkshire Hathaway Inc.97 . - B iogen Idec Inc98 . - B r o a d c om C o r p99 . - C a b le v i s io n S y s t e m sC o r p100. - Canon Inc

101. - C isco Sys Inc102. - C o c a - C o la C o

In c o m e d u rin g G ro ss v a lu e a t e n dr epo r t ing pe r iod of reposing period

(D (2) O) (2)A m o u n t T y p ~ ( e . g . , V a l u e V a l u eCode I div . , ren t , C o d e 2 M e t h o d( A - H ) or in t . ) (J-P) C o d e 3

( Q - W )


(I) (2) (3)Type (e.g., D a t e Value

buy, sell , m m /dd /yy C od e 2redemption) (J-P)

(4)Gain

Code I(A-H)

I d e n t i t y o fbuyer / se l l e r

( i f p r i v a t el r ansac t ion )

1. Income Gain C~des: A =$1.0~0 or less B =$1.001 - $2.500 C =$2.501 - $5,0(10 D =$5,001 - $15.000( S e e C olumns B I a nd D4 ) F = $ 5 0 . 0 0 1 - $ I 0 ~ . 0 ~ 1 0 G =$ 100.001 - $ 1.0~0.0~) H 1 =$ 1,0~) .001 - $ 5 ,0~) .0~ H2 = More th an $ 5 , 0 ~}, 0 (~

2. Value Codes J = $15.0~ o r l e s s K -$15.0~ 1 - $50.0~ 0 L =$50,001 - $100.000 M =$ 100,001 - $250,000( S ee Col um ns CI and D 3) N =$250.~01 - $500,000 O = $5 00.0 01 - $ 1,0 00.0 ~0 P I = $1 ,0 00 .00 1 - $5 ,0~ 0,0 0~ P2 =$5.000,001 - $25.00~.000

P3 =$25,0~0,0~1 - $50.000.000 P4 =M or e t han $50 ,00~,0~3. Value Mcthod Codes Q =A p p ra i s al R =Cost (Real Estate Only) S = A s ~ s s m e n t T = Cash Marke t( S e e C o l u m n C 2 ) U = Book Value V O l h c r W = Est ima ted

E =$15,0~1 - $50,000


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FINANCIAL DISCLOSURE REPO RTPage 10 of" 1 8

N a m e o f P e r s o n R e p o r t in gHo g a n , M i cha e l I L

D a t e o f R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o r ~ e , v a l u e , t r a n s a c t i o n s ( I n c l u d e s those of spouse and dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g(in c lu d in g tru s t a s se ts ) r ep o rtin g p e rio d

(I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,

e x e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t ,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)

V alu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3( Q - W )

Type (e.g.,buy , se l l ,



(2) (3) ( 4 )D a t e Value Gain

mm/dd/yy C o d e 2 Code I(J-P) (A-H)

( 5 )I d e n t i t y o fbuyer/seller( i f p r ivate

t ransac t ion)

1 0 3 . - C o m c a s t C o r p1 0 4 . - C r e e I n c1 0 5 . - D i sc o v e r y H o ld in g C o106. - Walt Disney Co107 . - Ebay Inc108. - Elec tronic Ar ts

Sold

Sold

11/08/10

11/03/101 0 9 . - E xp e d i a I n c110. - Forest Labora tor ies Inc11 I . - G ener a l E lec t r ic Co

112. - Genzyme Corps

1 1 3 . - H o m e D e p o t I n c114 . - ln te l CorpI 15. - I ta lcementi Fabrich Riunte (X)116. - Johnson & Johnson117. - L3 Communica t ions Hldgs Inc

I 18. - Liberty Global lnc119 . - L iber ty GIoba lk lnc Ser C S o l d I 1/10/10

1. Income Gain Codes :( S ee Col um ns BI and

2.Value Codes( S ee Col um ns CI and D 3)

3. Value Meth od Codes( S ee Col um n C2)

A =$1,000 or lessF =$50.001 - S 100.000J =$15,000 or lessN =$250.0OI - $500,0OOP3 =$25,000.001 - $50.000.000Q =AppraisalU = Book Value

B =$1.001 - $2,500G=$100,001 - $1.000,000K =$15,001 - $50,0000 =$500.001 - $1,000.000R =Cost (Real Estate Only)V =O ~ hc r

C =$2,501 - $5,000H I =$1,000,0O I - $5,1)00.000L =$50,001 - $I00,000PI =$1,000,001 - $5.000,000P4 =Mo re than $50.000,000S = Asscssmen lW = Es l ima lcd

= $ 5 , 0 0 1 - $ 1 5 , 0 O OH2 =More than $5,0~O.0~OM =$ I 0~,001 - $ 2 5 0 . 0 O OP2 =$5.000,001 - $25,000,000

= Cash Marke t

E =$15,0OI - $50,000


11/18

FINANCIAL DISCLOSURE REPORTPage 11 o f 18 Ia m e o f P e r s o n R e p o r t i n gHo g an , M i cha e l R. D a l e o f R e p o r t05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - ineor~,. ,.lue, t ......i o n s (Includes those of spouse and dependent children; see p p . 3 4 - 6 0 of filing instructions.)NONE (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Income during Gross value at end(including trust asse~s) reporting period of report ing period

(I) (2) (I) (2)Place "(X)" after each asset Amount Type (e.g., Valu e Value

exempt from prior disclosure Code I div., rent, Code 2 Method(A-H) o r i n t . ) ( J - P ) Code 3(Q-W)

120. - L iber ty Media Hldg Corp121. - L iber ty Media Hldg Corp Cap Se t A122. - Microsof t Corp123. - Nissan MT R LTD (X)124. - Nokia Corp1 2 5 . - P a l l C o r p126. - Peps ico Inc1 2 7 . - P r o c t er & G a m b le C o128. - Sanisk Co rp129. - Takeda Pharmeaceu t ica l130 . - Toyo ta M otor Corp (X)131. - UnitedHealth Group1 3 2 . - W o l se l e y P L C133. - Appl ied M a te r ia ls Inc De laware134 . - Enzo B ioche m Inc

135. - Junipe r Network s Inc136. - Law son Software Inc

Type (e.g.,buy, sell ,

redemption)



mm/dd/yy C o d e 2 Code I( J - P ) (A-H)

( 5 )Identity of

buyerlseller( i f p r i v a t e

t r ansac t ion )

Sold 05/12/10 J

1. Income Gain Codes: A =$1,00O or less B = $1,0~ I - $2 ,500 C = $2 ,501 - $5,00~ D =$ 5.001 - $15,000( see Col um ns BI and I M) F =$50,001 - $100,000 G =$1 00,001 - $1,000.000 H 1 =$1 ,000,001 - $5.000.000 H2 -More than $5,000.000

2. Value C odes J = $ 15,000 or le ss K =$15,001 - $50.000 L =$50,001 - $ 100,000 M =$ 100,00l - $250.000( S ee Col um ns CI and D 3) N =$250,001 - $500,000 O = $5 00,0 01 - $ 1.0 00,0 00 P I = $1 ,0 00 .00 1 - $5 ,00 0,0 00 P2 =$5,090.001 - $25.000.000

P3 $25,000,001 - $50,0~0,0~0 P4 =More than $50.000.00 03. Value Method Codes Q =A p p ra i s al R =Cost (Real Estate Only) S = Assessmen l T -Cash Mar ket

( S ee Col um n C2) U = Book Value V - O t h e r W = Est ima ted

E =$15.001 - $50,000


12/18

FINANCIAL DISCLOSURE REPORTP a g e 1 2 o f 1 8

N a m e o f P e r s o n R e p o r t in gH oga n , M i c ha e l R.

Date of Report05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o ,. e , v a l , ,o , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructionsO~ (No reportable income, assets, orONE transactions.)

A. B. C.D e sc rip tio n o f A sse ts In c o m e d u rin g G ro ss v a lu e a t e n d

( inc lud ing t ru s t a s se t s ) r epo r t ing pe r iod o f r e p o r t i n g p e r i o d(i) (2) 0) (2)

Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu eexempt fromprior disclosure Code I div . , ren t , C o d e 2 M e t h o d( A - H ) or in t . ) ( J - P ) C o d e 3

( Q - W )

137. - Te lkone t Inc138. - Weather fo rd Int l L id1 3 9 . - A c t e l C o r p1 4 0 . - A i r P r o d u c t s & C h e m ic a ls I n c1 4 1 . - B a n k o f A m e r i c a C o r p1 4 2 . - C h e v r o n C o r p1 4 3 . - C i s c o S y s I n c1 4 4 . - C o m p u g e n L T D ( X )145. - F rank l in Resources Inc .146. - Foster Wheeler LTD (X)147 . - General E lect r i c Co148. - Hal l ibur ton Co Holdings149 . - Hess Corp150. - Key Tronic Co rp (X)1 5 1 . - M a r a th o n O i l C o r p

1 5 2 . - M e d t r o n i c I n c153. - Microsof t Corp

Type (g,,buy , sel l ,




m m ldd /yy C od e 2 Code I( J - P ) (A -H )

Identity ofbuyerlseller

( i f p r i v a t et r ansac t ion )

Sold(part) 12/10/10 J B

Sold 08/24/10 J

Sold 08113/10 JSold 11/23/10 J

Sold 02/03/10 JSold 10/26/10 J

S o l d 08/13/10 J

1. Income Gain Codes: A =$1.0~0 or less B = $1.001 - $2 .500 C = $2 .501 - $5.000( S ee Col um ns BI and D 4) F =$50.001 - $100,000 G $ 10 0,0 01 - $ 1,0 ~0 ,0 ~0 H I :$ 1,0 (~ .0 01 - $ 5,0 ~0 .0 00

2 . Va lue Codes J =$15.0~0 or less K -$15.001 - $ 50.000 L = $50.001 - $ 100.000( S ee Col um ns CI and D 3) N ~$250.001 - $500.000 O = $500.001 - $1.000.000 P I =$1.000.001 - $5.0~0.000

P3 $25.000.001 - $50.000.090 P4 =More than $50.000.0003. Value Method Codes Q =A p p ra i s al R =Cost (Real Eslale Only) S = A s ~ s ~ m c n l( S ee Col um n C2) U Book Value V = Oth er W = Es t ima ted

= $ 5 . 0 ~1 - $ 1 5 . 0 0 0H 2 =M o re t h a n $5 . 0 (~ . 000M $1 00 . 001 - $2 50 . 000P 2 ~ $5 ,0 0 0 . 0 0 1 - $2 5 . 000 ,000

= C a s h M a r k c t

E =$15,001 - $50,000


13/18

FINANCIAL DISCLOSURE REPORTPage 13 of 18

N a m e o f P e r s o n R e p o r t in gH og a n , M i cha e l R .

D a t e o f R e p o r t05113/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco~,e, , .olue, transact ions (Includes those of spou se and dependent chi ldrenz seepp. 34-60 of fi l ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. "D .Description of Assets Incom e during G ross va lue at end Transactions during report ing period(including lrust assels) r e l y 3 r ti n g p e r i o d of report ing period

(I) (2) (I) (2) (I ) (2) (3) i (4) ( 5 )Place "(X)" after each asse! A m ount Type (e.g., Valu e Valu e Type (e.g., D a t e Value [ Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method b u y , . ~ 1 1 , mm/dd/yy C o d e 2 ! C o d e I buyer/seller(A-H) o r i n t . ) (J-P) Code 3 redemption) ( l -P ) [ ( A -H ) (ifprivale(Q-W) i transaction)

154. - M cDermot t Intn l l nc l - .1 5 5 . - M o to r o l a I n c156 . - Murphy Oi l Corp Sold 06/02 /10 J1 5 7 . - N a t io n a l O i lw e l l V a r c o I n c Sold 12/10/10 J(part)158. - Network Equip Techs1 5 9 . - N u c o r C o r p1 6 0 . - O r a c l e C o r p1 6 1 . - P e p s i c o I n . Sold 05/21/10 J1 6 2 . - P er in i C o rp S o ld 09 /29 /10 J1 6 3 . - Q u a lc o m m I n c Sold 09 /29 /10 J1 6 4 . - S c h l u m b e r g e r L T D1 6 5. - S ta te S tre e t C o rp (X) S o ld 09 /02 /10 J1 6 6 . - S t a r b u c k s C o r p Sold 01/26/10 J167. - S tryker Corp Sold 05/07/10 J1 6 8. - T h o m as W iese l P artn ers (X) S o ld 05/05/10 J

1 6 9 . - T id e w a te r I n c Sold 10/28/10 J1 7 0 . - V a le r o E n e r g y C o r p Sold 01 /28 /10 J

A

1. Incom e Gain C odes: A = $1.00~ or less B = $1,001 - $2 ,500 C =$2,501 - $5,000 D = $ 5 , 0 0 1 - $15.0~(See Co lumns B 1 and IM) F =$50 . 001 - S 1 0 O . 0 ~ G =S I 00 . 001 - $1 ,0~,0Q9 H I =$1,000,001 - $5.000.000 H2 =Mor e t han $5 ,0~. 0~0

2 . Va lue Codes J =$15.000 or less K = $15.001 - $50.000 L =$50.001 - $ 100.000 M =$ 100.001 - $250.000( S ee Col um ns CI and D 3) N =$250.001 - $500.000 O =$50Q .001 - $1 ,000.000 PI =$1,0~0,001 - $ 5,000,0~0 P2 =$5,000,091 - $25,00Q.0~)0

P3 -$25,0~0.0~1 - $50.000,000 P4 =More than $50,0~0,0~03. Value Method Codes Q =A p p ra i s al R =Cost (Real Estate Only) S = As~z ssmen t T = Cash Marke t( s e e C o l u m n C 2 ) U = Book Value V = Oth er W = Es t ima led

E = S 15.001 - $50,000


14/18



D a t e o f R e p o r t05/13/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o r ~ . , a tu e , t r o n s ~ c , io . ~ a n c t u d ~ s t h o s e o l s p o ~ s e a n d , t e p ~ n d e n t c h i ld r e n ; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descrip tion of A ssets Incom e during Gross value at end Transactions during report ing period

(including trust asse ts) reporting period of reporting period(l) (2) (~) (2) (1 ) (2) (3) ] (4) (5)

Place "(x )" after each asset A m ount Type (e.g., Valu e Value Type (e.g., D a t e V alue 1 G a in Identity ofexemp t from prior disclosure Code I div., rent, Code 2 Method buy, sell , mm/dd/yy C o d e 2 I C o d e I buyer/seller(A-H) o r i n t . ) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) I transaction)

1 7 1 . - U m p q u a B a n k S to c k172.

1 7 3 . H e n k e l A G & C o X None17 4 . F reep ort M cM oran C o o p e r X None1 7 5 . C a l l o w a y G o l fX None1 7 6 . C o h e n & S te e rs X None1 7 7 . C o m v e r se T e c h n o lo g i e s X None178. Federa ted Investments X None179 . F luor Corp New X None180. Janus Capi ta l X None1 8 1 . U S C e l lu la r X None1 8 2 . A b b o t t L a b s X None1 8 3 . M u e l l e r W a te r X None1 8 4 . O N S e m ic o n d u c to r X None185. Hewle t t Packard X None

1 8 6 . M c D o n a ld s C o r p X None1 8 7 . W a I - M a n X None

JJ

T

TT

T

Sold 02 /05 /10Sold 11/04/10

Sold 02/05/I 0S o ld 02 /05/10Sold 02/05/I 0

Sold 07/23/10S old 06/02 /I 0

S o ld 05/05/10

Sold 05/05/10

J

J

J

JJ

JJ

I . Income Gain Cedes : A = $1 ,0~0 or less B = $1.001 - $2 .500 C = $2 ,501 - $5.000 D =$5.001 - $15,000(S ee C olum ns B I and I)4) F = $50,0~1 - $1 00.0(~ G = $1 00,001 - $1.0~0.000 It l = $ 1.000.001 - $5,000.0~0 H2 =More than $5.000.0,00

2. Value C odes J - $1 5,000 o r less K = $15,001 - $ 50,000 L -$50,1)01 - $ 100,000 M =$ 100,001 - $250,000( S ee Col um ns CI and D 3) N -$250,001 - $ 500,00~ O =$500,001 - $1,0~O,0OO PI =$1,000,001 - $5.00~,0~0 P2 =$ 5,000,001 - $ 25,000.000

P3 =$25.000,0~1 - $50.0~0.000 P4 =More than $50.0~0,0003. Value Method Codes Q =A p p ra i s al R =Cost (Real Eslalc Only) S = A~scssmcn t T = Cash Marke tI S ee Col um n C2) U = Book Value V = O th er W = Estim ated

E =$15,001 - $50,000


15/18


Name of Person Repor t ingH o g a n , M i c h a e l R .

D a t e o f R e p o r t05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c ome, v a lue , t ran sac t ion s ( In c ludes those o f spouse an d de pen den t c h i ldren ; seepp . 34 -6 0 o f f i l in g in s truc t ion s .)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dO) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

1 8 8 . IT R O N None1 8 9 . F E I None1 9 0 . B o e i n g None191 . Nabors None1 9 2 . C a r r e f o u r S A None1 9 3 . C e m e x S . A . B None194 . Blackrock Inc None1 9 5 . D ia n a S h ip p in g None1 9 6 . A r t i o G lo b a l None1 9 7 . E n e r g y S o lu t i o n s None1 9 8 . E n zo B io c h e m None199 . MGM Resor ts None200. Muel le r Water Produc ts None2 0 1 . U S E C I n c . None202 . J ab i l Ci rcu i t None2 0 3 . L S I C o r p None2 0 4 . M e d c o H e a lth S o lu t i o n s None

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)Value ValueC o d e 2 M e t h o d( J - P ) C o d e 3

J T

j TJ TJ TJ TJ TJ TJ TJ TJ TJ T

J TJ TJ T

J TJ TJ T

T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o dO) (2) (3)T y p e ( e . g ., D a t e Value

b u y , s e l l, m m / d d / y y C o d e 2r e d e m p t i o n ) (J-P)

Bu y 12/08/I 0 JBu y 09/10/10 JBu y 12/22/10 JBu y 09/02/I 0 JBu y 06/08 /10 JBu y 08/18 /10 JBu y I 1/10/10 JBu y 05/18/10 JBu y 10/04/10 JBu y 07/12/10 .IBu y 06/24 /10 JBu y 10/13/10 JBu y 06/01/10 JBu y 09/20/10 JBu y 08/13/10 J

Bu y 08/13/10 JBu y 08/16/10 J

(4 ) (5 )Gain Identity of

Code I buyer/seller(A-H) (if private

transaction)

1. Income Gain Codes: A =$ 1,000 or less B :$ 1 .001 - $ 2 ,500 C = $2 ,501 - $5,000 D = $5,001 - $15,000( S ee Col unm s BI and D 4) F = $50.001 - $100.000 G =$1 00.001 - $1,000,000 H 1 =$1 ,000,001 - $5.000,000 H2 =More than $5.000.000

2 . Va lue Codes J :$15.000 or less K =$1 5.001 - $50.000 L =$50,001 - $100,000 M =$100,001 - $250,000( S ee Col um ns CI and D 3) N ~$250.001 - $500,000 O =$500,001 - $1,000.000 PI ~$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000.000

P3 =$2 5,000,001 - $50,000.000 P4 =More than $50,000,0003. Value Method Codes Q =A p p ra i s al R Cost ( R eal Esl a l e Onl y ) S = Assessmen t T = Cash Marke tI S cc Col um n C2) U = Book Value V = O th er W = Estim ated

E =$15.001 - $50,000


16/18



Date of Report05/13/2011

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( in c lu d in g tru s t a s se ts ) r ep o rtin g p e rio d

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt fromprior disclosure Code I div . , ren t ,( A - H ) or in t . )

Gross v a l u e a t e n do f r e p o t a i n g p e r i o d(I) (~)

V a l u e V a l u eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

(I )Type (e.g.,

buy , se l l ,r e d e m p t i o n )


( 2 ) (3) (4)D a t e Value Gain

m m/dd/yy C ode 2 C ode I( J - P ) ( A - H )

(5 )Identity of

buyer/seller(if private

transaction)

205. Washington Federa l206 .2 0 7 . 4 0 1 K P l a n208 . - Am gen In c209. - Integrated Health Services Inc2 1 0 ~ - Legg Ma son Opportunity Trust PrimaryClass21 I . - New W orld Fund Class C212.

None

A Int./Div.

T B uy I 1/24/10

I. Incom e G ain C odes : A = $1,000 o r less B = $1 ,001 - $2 ,500 C = $2 ,501 - $5,000(see Co lumns B I and D4 ) F =$50.001 - $100.000 G = $1 00.0 01 - $1 ,0 00.0 00 H I = $1 .000.0 01 - $5. 000.0 00

2 . Va lue Codes J =$15,000 or less K =$15.001 - $50,000 L -$50,001 - $ 100,000( S ee Col um ns CI and D 3) N =$250.001 - $500,000 O =$500,001 - $1,000,000 PL = $ | ,000,001 - $5,000,000

P3 =$2 5.000.001 - $50,000,000 P4 =M ore than $50,1300,0003. Value Method Codes Q =A p p ra i s al R =Cost (Real Estate Only) S = Asscssmcn l{ See C o lum n C 2 ) U = Book Value V = Oth er W = Es t ima ted

D =$5,001 - $15.000H2 =More than $5,000.000M =$ 100,001 - $250,000P2 =$5,090,001 - $25,000,000T = Cash Marke t

E =$15.001- $50.000


17/18


N a m e o f P e r s o n R e p o r t in gH o g a n , M i c h a el R .


V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. ~lnalcatepartolrepott.)In Part V II , the follow ing add itional com m ents . . . . . .. . . . .. . . . .. . . . .. . . .-[ .~~--~] Partnership consists of 50% interest for this reporter , and type of income includes, interest, rent, capita l gains, as ~vell as dividends. (Partnership interestinc rea sed s ince la s t r epor t ing pe r iod due to inhe r i tance .)- The fo l low ing pages / l ine s inc luded in 2009 annua l r epor t a r e no longe r r epor tab le due to fu l l sa le o f s tock in 2009 and r epor ted on 2009 an nua l r epor t :page 6 , l ine s 47 , 48 , 49page 9 , l ine s 86 , 94p a g e 1 0 , l i n e s 1 0 6 , I I I, 1 1 8page I I , l ine 135page 12 , l ine s 139 , 1 43 , 144 , 145 , 147page 13 , l ine s 155-157 , 159 -160 , 164 , 167page 14 , l ine s 171 -173 , 178 , 180 , 185 , 187page 15 , l ine s 189 , 191 ,193 , 196 , 200 , 203page 16 , l ine s 205-206


18/18


IX. CERTIFICATION.

Name of Person Repor t ingH o g a n , M i c h a e l R .


1 c er t i fy tha t a l l i n format i on g i ven ab ove ( i nc lud ing i nf ormat i on per ta in ing to m y spous e and minor or dependen t ch i l dren , i f any ) i sa c cura te , t rue , and compl e t e t o th e be s t o f my know l edge and be l i e f, and tha t any i nf ormat i on not repor ted ~vas w i thhe ld be cau s e i t me t app l i c ab l e s taprovisions permit t ing non-d i sc losure .I fu r t h e r c e r t i fy t h a t e a rne d i nc ome f rom ou t s i de e mp l oy me n t a nd h ono ra r i a a nd t h e a c c e p t a nc e o f g i f t s wh i c h h a ve b e e n r e po r t e d a r e i nc o m p l i a n c e s v i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

S i g n a t u r e : S ] M i c h a e l R . H o g a n

N O T E : A N Y I ND I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T HI S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

michael r hogan financial disclosure report for 2010

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