mary m mckeown financial disclosure report for 2010

8/3/2019 Mary M McKeown Financial Disclosure Report for 2010

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A O 10Rev. 1/20il FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

I. P e r s o n R e p o r t in g ( la s t n a m e , f irst, middle initial)M c K e o w n , M a r y M .

4. Tit le (Art ic le ! !1 judges indica te act ive or senior sta tus;magistrate judges indicate full- or part-time)U.S. Ci rcu i t Judge - Ac t ive

7 . Ch am b er s o r Of f ice Addr es sU. S. C ou r t of Ap p ea l s401 We s t A S t r ee t Su i t e 2000San Di ego CA 92101

2. Court or OrganizationN i n t h C i rc u it Cou r t & A ppea l s

3. Date of R e p o r t04/30/2011

5a . Re por t T ype ( c he ck a ppropr i a t e t ype )

] Nomination, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information conta ined in this Report and anymodifica t ions perta ining there to, i t is , in my opinion, in compliancew ith ap p l icab le l aw s and r eg u la t io ns .

R ev iew ing Of f ice r Date

6 . Re por t i n g P e r iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 of filing instructions.)D NONE (No reportable positions.)

1. Board of Advi sors2. Board of V is i to rs3. Board of Di rectors4. Board of Di rectors5. Board of Di rectors6. Trus tee

POSITION NAME OF ORGANIZATION/ENTITYA m e r i c a n J u d i c a tu r e S o c i e t yG e o r g e to w n U n i v e r s it y L a w C e n t e r

A s s o c i a t i o n o f B u s i n e s s T r i a l L a w y e r s - S a n D i e g o

F e d e r a l J u d g e s A s s o c i a t i o nL a J o l l a M u s i c S o c i e t yI n t e rn a t i o n a l A s s o c i a ti o n o f W o m e n J u d g e s

I I . A G R E E M E N T S . m e p o r t ln g i n a l v la a a l o . l y ; s e e p p . 1 4 - 1 6 of filing instructions.)~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 21

N a m e o f P e r s o n R e p o r t in gMcKeown, Mary M.

Date of Report04/30/201 I

I II . N O N - I N V E S T M E N T I N C O M E . tnepo.i.g i.dlvid.al a.d spo.se; see pp. 17-24 of filing instructions.)A. Filers Non-lnvestment Income~ (No reportable non-investment income.)ObIE

DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )1 . S p g /F a l l l0 U ni v o f Sa n Di e g o La w Sc h o o l - Te a c h i ng $26,000.002.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married daring anyportion of the reporting year, complete this section.(Dollar a m o u n t not required ex~ept for honoraria.)D (No reportable non-investment income.)ONE

1 . 201 0

2.20103.

4.

DATE SOURCE AND TYPEU n i v e r s i t y o f Ca l i fom i a S an D i eg o - S a l a ryS e l f -em p l oyed Con s u l tan t

I V . R E I M B U R S E M E N T S -transportation, Iodglng, food, e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 2.$-27 o filling instructions.)D (NO reportable reimbursements.)ONE

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED!. Georgetown U nivers i ty Law 10/5 /09-12/1 4/09 W ashin gto n, D C Te a c h i ng T ran s po r t a t i on , lod g i n g an d m ea l sCenter ( incurred in 2009; received in 2010)2. The American Law Ins t i tu t e 01 /28/1 0-01 /29/1 0 P hilad e lp hia , P A C o m m e rc ia l A rbitra tio n T ran sp orta tio n , lo d g in g a n d m ea lsMee t i n g3. T he A m eric an Soc ie ty o f 02/I 5 /1 0-02/1 6/10 W ashin g ton , D C Ju d ic ia l A d v iso ry B o ard T ran s po r t a t i on , lod g i n g an d m ea l sln tem a ti0n a l Law M e e tin g4. Federa l Judges Associa t ion 03/17 /1 0-03/I 8/10 W ashin g ton , D C M eetin g L o d g i n g5 . P e p p e r d i n e U n i v e r s i t y 03/I 8/I 0-03/I 9/I 0 Mal ibu, CA J u d ic i al C l e rk s h ip In s ti tu te T r a n s p o r ta t io n , l o d g in g a n d m e a l s


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N a m e o f P e r s o n R e p o r t in gM cKeo xvn , M a r y M .

Date of Report04/30/2011

6. T he A m er i c an S oc ie t y o f 03/25/10-03/26/10 W a sh in g ton , D .C . A SIL A n n u a l M ee tin g T ran s po r t a t i on an d l od g i n gIn terna t ional Law P an e l7. A me rican B ar Assoc ia tion 03/26/1 0-03/31 /1 0 M an a m a, Ba hra in R ule o f Law In itia tiv e - T ra n s p o rta tio n , lo d g in g an d m ea lsJu d i c i a l E t h i c s Mee t i n g8. Univers i ty of Cal i forn ia , 04 /08/1 0-04 /09/1 0 B er ke le y, C A Statute of Anne Copyr ight T ran s po r t a t ion , l od g i n g an d m ea l sB erk e ley C o n fe re n ce9. B r o o k l y n L a w S c h o o l 04/09/10-04/10/10 B rook l yn , N Y E vid en ce M oo t C ourt T ra ns po rta tio n, lo dg in g a nd m ea ls1 0 . A m er i c an B ar A s s oc i a t i on 04/11/10-04/13/10 W a shin g ton , D C R u le o f La w In it ia tiv e T ran s po r t a t i on , l od g i n g an d m ea l sMee t i n g1 1 . Georgetown Univers i ty Law 04/14/10-04/20/10 L o n d o n , E n g l a n d B oard o f V i s it o r s Mee t i n g T ran s po r t a t ion , l od g i n g an d m ea l sCen t e r12 . A m er i c an B ar A s s oc i a t ion 06/13/10-06/16/10 Me x i c o Ci ty , M ex i c o R u le of L aw In itia tiv e T ra ns po rta tio n , lo dg in g a nd m ea lsMee t i n g13 . U niv er sity o f S an D ie go 07 /08/1 0-08/03 /1 0 Pari s , France T e a c h i n g T ran s po r t a t i on , l od g i n g an d m ea l s14 . A m e ric an Ba r A s so cia tio n 0 8/0 6/1 0- 08/0 7/1 0 Sa n Fran c isc o , C A A n n u a l M ee tin g L o d g i n g15 . A m e ric an Ba r A s so cia tio n 0 9/0 7/1 0- 09/1 2/1 0 Li ma , P e r u World Jus t ice P rojec t T ran s po r t a t i on , l od g i n g an d m ea l s16 . Fe de ra l Ju dg es A ss oc ia tio n 09/1 5/1 0-09/1 6/1 0 W a sh in gto n, D C Meet i n g L o d g i n g a n d m e a l s17 . N at i on a l A s s oc i a t i on o f 10/17/10 S an F ran c i s c o , CA A n n u a l C o n f e r e n c e S p e a k e r Transpor t a t ionW o m e n J u d g es18. Georgetown Univers i ty Law 10/27/10-10/29/10 W as hi n g t on , D C B oard o f V i s it o r s Mee t i n g Transpor t a t ionCen t e r

1 9 . Washing ton State Bar 11/03/10-11/4/10 Seat t le , WA A nn u a l A ntitru s t an d T ra n sp orta tio n an d m ea lsAssocia t ion Con s u m er P ro t ec ti onS e m i n a r20 . Con fe ren c e o f W e s t e rn 12/02/10-12/03/10 San ta Fe , NM Ethics P resentat ion T ran s po r t a t i on , l od g i n g an d m ea l sAt torneys Genera l


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FINANCIAL DISCLOSURE REPORTP a g e 4 o f 2 1

N ame o f Person ReportingM c K e o w n , M a r y M .

V . G I F T S . a n a u d e s th o s e to s p o u s e o n d d e p e n d e n , chi ldren; s e e p p . 2 8 - 3 ! of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.2.3.4.5.

D ate o f R e p o r t04/30/201 I

VALUE

V I. LIABILITIES. ancluaes those of spouse ona dependent children; s e e p p . 3 2 - 3 3 of filing instructions.)~ N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

3.4.5.

S UNT R US T M O R T G AG E , I NC . /C H A S E H O M E R E S I D E N T I A L/ R E N T A L P R O P E R T Y - S A N F R A N C I S CO C AVALUECODE

N


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Name of Person ReportingM c K e o w n , M a r y M .


V II. INV ESTMENTS and TRUSTS - i .... e , v a l u e , t r a n s a c t i o n s ( In c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 34 - 60 o f f i l in g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets In com e du ring Gross v alue a t end Transactions during reporting period

(inc lud ing trus t a sse ts) reporting period of reporting period(1 ) (2) (t ) (2 ) (I) (2) (3) (4)Place " (X)" af ter each asset A m o u n t T y p e ( e . g ., V a lue Valu e Type (e.g., D a t e V a l u e G a i n ( 5 )Iden t i ty ofexempt f rom prior d isc losure

I. B A N K O F A M E R I C A # 2

2. B O E 1 N G

3. L IN C O L N M U T U A L I N S U R A N C E

4. S C H W A B A C C T #4

5. - - - A I M V I T E C H F U N D

6. - -- A L GE R L A R G E C A P G R O W T H

7. - - -A M E R C E N T U R Y V P 1 N T L

8. - - -B A R O N G R O W T H O P P O R T F N D

9. - - -S C H W A B S & P 5 0 0 IN D E X F U N D

1 0 . T U L L Y S C O F F E E

1 1 . T R U S T # 1

1 2 . - - - FI D E L I T Y B L U E C H I P

1 3 . - - - FI D E L I T Y D I S C O V E R F U N D

1 4 . - - - F ID E L I T Y G R O W T H & I N C

1 5 . 4 0 3 b # 1 - F I D E L I T Y I N V E S T M E N T S

1 6 . - - -U C S A V I N G S F U N D

1 7 . - - - F I D E L I T Y C O N T R A

C o d e 1 div., rent, Code 2 Method(A-H) o r i n t . ) ( J - P ) Code 3(Q-W)

A Interes t M T

A D i v i d e n d J TA Interes t J T

A

A

A

A

A

N o n e J T

N o n e J T

N o n e J T

N o n e J T

N o n e J T

N on e J T

Dividend K TDividend J TDividend K T

buy, Sell, m m / d d /y y C o d e 2redempt ion) (J-P)

Code 1(A-H)

D i v i d e n d J TD i v i d e n d M T

buyer /seller(if private

transaction)

| . Incom e Ga in C odes : A =$1,000 or tess B =$1,001 - $ 2 , 5 0 0 C =$2,501 - $5,000 D =$5,001 - $15,000(See Col u nms B 1 and D 4 ) F =$ 50.001 - $ 100,000 G =$1 00,001 - $ 1.000,000 H 1 = $ 1,000,001 - $5,000,000 H 2 = M ore th an $5 ,000,0002. Va lue C odes J -$1 5 ,000 o r les s K = $1 5,001 - $5 0,000 L = $5 0,001 - $100,000 M = $100,001 - $250,000(See C olum ns C I and D3) N = $250,001 - $500,000 O = $500.001 - $1,000,000 PI = $1,000,001 - $5,000,000 P2 = $5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =M or e t han $5 0, 000, 0003 . Val u e Met hod Codes Q =A ppr ai sal R =C os t (Rea l E s ta l e On ly) S =Asses sm en t T =C ash Marke tISce C olum n C 2 ) U =Book Va lue V = O t h e r W ~Es t im a tcd

E =$15,0 0 1- $50 ,0 00


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FINANCIAL DISCLOSURE REPORTPage 6 of 21N a m e o f P e r s o n R e p o r t in gM c K e o w n , M a r y M .


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descrip tion of A sse ts Incom e du ring Gross va lue a t end Transac t ions during report ing per iod

( including trust asse ts) reporting p eriod of rep orting p eriod(l ) (2) (1) (2) (l ) (2) (3) (4) (5 )

P I a c e "(X)" a f t e r e a c h a s s e t A mo unt T ype (e .g., V alu e V a lue Type (e.g., Date V a lue Gain Identi ty ofexempt from prior disclosure Code 1 div., rent, Co d e 2 Method buy, se l l , mm/dd/yy Code 2 C od e I buyer /seller(A-H) o r i n t . ) (J-P) Code 3 redempt ion) ( J - P ) (A -H ) (if p rivate(Q-W) transaction)

1 8 . ---FIDELITY EURO CAP APPREC B Dividend L T1 9 . ---FIDELITY SELECTTECH/PURITAN A Dividend K T20. FIDELITY ANNUITY #221 . ---FIDELITYV IP CONTRA None K T22 . ---FIDELITY V IP EQUITY INCOME None J T23 . NORTHERN TRUST #1

2 4 . - -- NO RT H ER N T RU ST C H K A Interest K T2 5. N OR TH E RN T RU ST # 226 . --NORTHERN TRUSTMMF A Int./Div. K T2 7. N OR TH ER N T RUS T # 328 . ---NORTHERN TRUST CHK A I n t e r e s t J T29 . NORTHERN TRUST#430 . ---NORTHERN TRUSTCHK A I n t e r e s t K T31 . NORTHERN TRUST#532 . - - -ABB OTT LAB (ABT) A J T33 . ---ACCENTURE BERM U (ACN) A34 . - - -ADRABB LTD (ABB )

Dividend Sold 10/04/101 J A(part)Dividend Sold 10/04/10 J B

None Sold 10/04/10 J A

I. Income Gain Codes: A =$ 1,000 or less B = $1,001 - $2,500 C = $2.501 - $5 ,000 D =$5,001 - $15,000(See C olum ns B I and I )4) F = $5 0,001 - $1 00,000 G = $100.001 - $1,000,000 HI = $1.000,001 - $5,000.000 H2 =More than $5,000,000

2. Value Codes J = $15 ,000 o r less K = $15,001 - $ 50,000 L = $ 50,001 - $100,000 M = $1 00,001 - $250,000(See C olum ns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1 ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 = $25,000,001 o $50.000,000 P4 = M ore than $5 0,000,0003 . Val u e Met hod Codes Q =A ppr ai sal R =C os t (Rea l Es ta t e On ly) S =Asses sm en t T =C ash Marke t(See C olum n C 2 ) U =Book Va lue V =Othe r W =Es t im a ted

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 7 of 21

N a m e o f P e r s o n R e p o r t in gMcKeown, Mary M.


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

35 .36 .37 .38 .39 .40 .41 .4 2.4 3.4 4 .4 5 .4 6 .4 7.4 8.4 9.50 .51 .

D e s c r ip t io n o f A s s e t s I n c o m e d u r i n g( i nc l u d i ng t r u s t a s s e t s ) r e po r t in g pe r io d

(1) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e 1 div., rent,( A - H ) or in t . )

- - -A L T E R A C O R P ( A L T R )

G r o s s v a lu e a t e n do f r e po r t in g pe r io d(1) (2)

V a lu e V a lu eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

A Dividend J- - - A M A Z O N ( A M Z N ) N o n e

TT

TTTTTT

TTTTTTT

- -- A M E R E X ( A X e )

- - - A P P LE ( A A P L )

---BANK OF AMERICA (BAC)---BERKSHIRE HATH (BRK-B )---BHP B ILLITON (BH P)---CISCO SYSTEMS (CSCO)

A Dividend

NoneA Dividend

NoneNoneNone

J

J

JJJ

J

- - -C I T R IX S Y S ( C T X S )

- - - C O L G A T E ( C L )

- - - C O N O C O P H I L ( C O P )

- - - C O S I C O ( C O S T )

- - -C U M M I N S I N C ( CM 1 )

- - -D A N A H E R C O R P ( D H R )

- - - D O M I N I O N ( D )

NoneA Dividend

NoneA DividendA DividendA DividendA Dividend

JJ

JJ

JJJ

T r a n s a c t io n s d u r in g r e po r t in g pe r io d

(1 ) (2) (3)Type (e.g., D a t e Valu e

buy , se ll, m m /dd /yy Code 2redem p tion) (J-P)

B u y 10/04/10 J

B u y 10/04/I 0 JSold 11/29/10 J(par t)B u y 10/04/10 JS o l d 10/04/10 J(par t)B u y 10/04110 JB u y 1 0 1 0 4 1 1 0 JB u y 10/04/10 JB u y 10/04110 JSold 11/29110 J(par t)B u y 10/04/10 JBuy 10/04/I 0 J

B u y 11/29/10 JB u y 10/04/10 J

B u y 10/04/10 JB u y 10/04/10 J( a d d l )B u y 10/04/10 J

( 4 ) (5 )Gain Iden tity o f

Code 1 buyer /seller(A -H ) (if p rivate

transaction)

A

B

A

I. Inc ome Gai n Codes:(See Col u mns B I and D 4 )

2. Val u e Codes(See Col u mns C I and D 3 )

3. Val u e Met hod Codes(See C olum n C 2 )

A:$1,000 or lcssF =$50,001- $100,000J =$15,000 orlessN =$250,001- $500,000P3 =$25,000,001 - $50,000,000Q=A ppr ai sa lU=Book VaLu e

B =$1,001 - $2,500G =$100,001 - $1,000,000K=$15,001 - $50,000O =$500,001 - $1,000,000R =C os t (Rea l Es ta l e On ly)V = O t h e r

C =$2,501 - $5,000HI = $1,000,001 - $5,000,000L =$50,001 - $100,000PI =$1 ,000,001 - $5,000,000P4 =More than $50,000,000S =Asses sm en tW =Es t im a ted

D =$5,001 - $15,000H2 =More than $5,000,000M = $100,001 - $250,000P2 =$5,000,001 - $25,000,000T - C a s h M a r k e t

E =$15,001 - $50,000


8/21


N a m e o f P e r so n R e p o r t i n gM c K e o w n , M a r y M .


V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v o t u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e ts Income during(including trust assets) report ing period

(1) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g . ,e x e m p t f r o m p r i o r d is c l o s u re C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

52 .53 .54 .55 .56 .57 .58.59 .60 .61 .62 .63 .64 .65 .66 .67 .68 .

Gross value at endof report ing period(1) (2)Value V alue

C o d e 2 M e t h o d( J - P ) C o d e 3

( Q - W )

- - - D U P O N T ( D D ) A D i v i d e n d J- - -E M C C O R P (E M C ) N o n e J- -- E M E R S O N E L E C T ( E M R ) A D i v i d en d J- - -FE D E X C O R P (FD X ) A Dividend J- - - FR K L N R E S (B E N) N o n e J- - -FRONTIER (FTR) N o n e

- - -GOOGLE (GOOG)- - - GR AI NG E R (G WW )- - - H J H E I N Z ( H N Z )- - - 1T T C O RP I NC ( 1T T )

- - -J O H N S O N & J O H N S O N ( J N J )

- - - J O H N S O N C T L I N C ( J C I )

- - - J U N I P E R N E T W O R K S ( J N P R )

- - -K O H L S C O R P ( K S S )

- - - LO W E S C O S ( L O W )

- - -M C D O N A L D S C O R P ( M C D )

N o n eA Dividend

N o n eA DividendA DividendA Dividend

N o n eN o n e

A DividendA Dividend

JJJ

JJJ

Transactions during report ing period(l ) (2) (3)

Type (e.g., D a t e V a luebuy, se l l , m m /d d/y y Code 2

redempt ion) (J-P)

(4) (5 )Gain Identity of

Code 1 buyer/se l le r(A-H) (if private

transaction)

T B uy I I0/04/10 JT B uy 10/04/10 JT B uy 10/04/10 JT B uy 10/04/I 0 J(add l )T Buy 10/04/10 J

S pi n o f f 07/08/10 J( f rom l i n e 1 2 2 )Sold 07/12/10 J A

T B uy ~ I0/04/10 JT B uy 10/04/10 JT B uy 10/04/10 J

Sold 10/04/10 J AT B uy 10/04/10 JT Sold 10/04/10 J A(par t)T Bu y 11/29/10 J

Sold 06/03/10 J AT Bu y 10/04/10 J

Sold 10/04/10 J C

I. Inc ome Gai n Codes:(See C olum ns BI and D4)

2. Val u e Codes(See C olum ns C I and D3)

3. Val u e Met hod Codes(See Col u mn C2)

A=$1 ,0 0 0 or lc s sF =$50,001- $100,000J =$15,000 orlessN=$250,001- $500,000P3 =$25,000.001 -$50,000,000Q=A ppr ai sa lU =Book Valuc

B =$1,001- $2,500G =$100,001- $1,000,000K =$15,001 -$50,000O=$500,001 -$1,000,000R =C os t (Rea l Es ta t e On ly)V =Othe r

C =$2,501- $5,000HI =$1,000,001 - $5,000,000L =$50,001- $100,000PI =$1,000,001 - $5,000,000P4 =More than $50,000,000S = A s s e s s m e n tW=Estimalod

D =$5,001- $15,000H2 =More than $5,000,000M=$100,001- $250,000P2 = $5,000,001 -$25,000,000T C a s h M a r k c t

E =$15,001- $50,000


9/21

FINANCIAL DISCLOSURE REPORTPage 9 o f 21 Iame of Person ReportingMc K e ox v n , Mary M . Date of Report04/30/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o . , e , ~ a l a e , t r a n s a c t io n s (Includes those of spouse and dependent children; s e e p p . 3 4 - 6 0 of filing instractions.)D NONE (No reporta ble incom e, assets, or transactions.)D e s c rip tio n o f A s s e ts T r a n s a c t io n s d u rin g re p o rt in g p e r io d

( i nc l u d i ng t r u s t a s s e t s )Place " (X)" af ter each asset

exempt from prior disclosure

In c o m e d u rin g G ro ss v a lu e at e n dr e p o r t i ng p e r i o d o f r e po r t in g pe r io d

(1 ) (2) (1) (2) (l)A m o u n t Type (e.g., Value Value Type (e.g.,Code l d iv . , r e n t , C o d e 2 M e t h o d b u y , s e l l ,( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m p t i o n )

( Q - W )

(2) (3) (4)D a t e Valu e Gain

m m /d d/yy Code 2 Code 1( J - P ) ( A - H )

( 5 )Identity of

buyer/seller(if private

t r a n s a c t io n )

6 9.70 .71 .72 .73 .74 .75 .76 .77 .78 .

---MCKESSON CORP (MCK)---MEDCO HLTH SOLUT (MHS)

A

---MFB NORTH FDS BD I N D E X(NOBOX)---MFB NORTH CAL MUN MONEY MKT~ocxx)--MFB NORTH FDS CALIF INTER TAX CEXPT (NC I T X )---MFB NORTH FDS MUN MM FD(NOMXX)--MFB NORTH MULTI-MGR MID CAP A(NMMCX)--MFB NORTH MULTI-MGR SMALLCAP (NMMSX)---MFB NORTH FDS CA TAX EXPT D(NCATX)

Dividend J T B uy 10/04/10 J(addl)None J T Sold 10/04/10 J A(part)None M T B uy 12/30/10 M

Dividend K TInt./Div. L T Sold 10/04/10 J A(part)

None L T B uy 10/04/10 LDividend J T B uy 10/04/10 J

None K T B uy 10/04/10 KInt./Div. Sold 10/04/10 K A(part)

Sold 12/30/10 L A79 .80.81.

---MFB NORTH EMERG M KTS EQ FND(NOEMX)---MFB NORTH HI YIELD FXD INC(NHFIX)

A Dividend L T B u y(addl)None B uy

Sold

10/04/10

11/18/10

12/30/10

JLL A

82. - - - M F B N O R T H H I Y I E L D M U N 1( N H Y M X )

83 .

C Int./Div. B u y 10/04/10 K(addl)Sold 11/18/10 L A

84 . - - - M F B N O R T H STK INDEX ( N O S I X ) B Dividend S ol d 10/04/10 M E85. - - -MFBNORTH MM GLOBAL RE B Dividend(NMMGX) K T B uy 10/04/10 J(add l )

I. Income Gain Codes: A = $1.000 or less B = $1 ,001 - $2,500 C = $2,5 01 - $5,000 D = $5,001 - $15 ,000(See C olum ns B I and D4) F =$ 50,001 - $100,000 G = $ 100,001 - $ 1,000,000 H 1 =$1,000,001 - $ 5,000,000 H 2 = Mor e t han $5 , 000,000

2. Value Codes J = $15 ,000 o r le ss K = $1 5,001 - $5 0,000 L = $5 0.001 - $100,000 M = $100,001 - $250,000( See Columns C I and D3) N =$250,001 - $500,000 O = $5 00.0 01 - $ 1 ,0 00,0 00 P 1 = $1 ,00 0,00 1 - $5 ,000,000 P 2 2 55 ,00 0,00 1 - $2 5,000 ,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000.0003 . Val u e Met hod Codes Q =A ppr ai sal R =Cost (R eal Es t a l e Onl y) S ~Asscs sm cn t T = C a s h M a r k e t(See Colum n C2) U ~B ook V alue V Other W =Est i mat ed

E =$15,001 - $50.000


10/21

FINANCIAL DISCLOSURE REPORTPage 10 o f 21Name of Person Reporting

M c K e o w n , M a r y M .Date of Report

04/30/2011

V I I . I N V E S T M E N T S a n d T R U S T S - inco,.e, ,,atue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. DDescription of Assets Income during Gross va lue a t end Transac t ions during report ing per iod

( including trust asse ts) reporting p eriod of rep orting p eriod( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) (4) (5 )Place " (X)" af ter each asset A moun t T yp e (e.g., V al ue Valu e Type (e.g., D a t e V a lue Gain Identity ofexempt from prior disclosure C od e I div., rent, Code 2 M e t h o d buy , se ll, m m /d d/yy Code 2 Code I buyer /seller(A-H) o r i n t . ) (J-P) Code 3 redempt ion) ( J - P ) (A -H ) (if p rivate

( Q-W ) transaction)

86. - - - M FB NO R T H I NT L E Q T Y I ND E X B Dividend L T Sold 10/04/10 J(NO INX ) (p art)87. - - -M F C I SH A R E T R B A R C L A Y S T I P S A D i v i d en d K T(TIP)88. - - -MFC SPDR GOLD TR (GLD) N o n e K T B uy 10/04/10 K(add l )89. - - - M FC SE C T O R S P D R B E N I NT - HL T H A D i v i d en d J T Bu y 10/04/10 J( X L V )90. - - - M FC S L T S E C T O R S P D R C O NS UM E R A D i v i d en d J T Bu y 10/04/10 JS T AP L E S (X L P )91 . - - -M F C S L T S E C T O R S P D R E N E R G Y N o n e J T Bu y 10/04/10 J( X L E )92 . - - - MF CS LT S ECT OR S P D R F I N A N CIA L A D i v i d en d J T Bu y 06/03/10 J(XLF)93 . Sold 10/04/10 J(part)94 . So ld 11/03/10 J(part)95 . - - - M FC SL E C T S E C T O R S P D R T E C H A D i v i d en d J T B uy 10/04/10 J( X L K )96 . - -- M FO CR E D IT S UIS SE C OM M I D1 T Y A D iv id en d S o ld 10/05/10 JR E T U R N ( C R S O X )97 . - - MF OP 1 MCO F N D S PA C I N VS T B Dividend K T S ol d 10/05/10 J(PCR1X) (part)98. - - -MICROSOFT CORP (MSFT) A Dividend S o l d 10/04/10 J

AA

AAB

99 . - o - N A T L O I L W E L L V A R C O ( N O V )

100. - - - N I K E I N C C L B (N K E )

101. - - -N O B L E E N E R G Y I N C ( ( N B L )

A

A

A

Dividend J T Sold 10/04/10(part)Dividend J T B uy 10/04/10(add l )Div idend J T Bu y 10/04/10

J

J

J102. - - - NO V AR T I S AG (NV S ) N o n e J T Bu y 10/04/10 J

1 . In com e Gain Co des: A = $1,000 o r le ss B = $1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000( Se e C olu m ns B I a nd D4 ) F = $5 0,001 - $ I00,000 G =$100,001 - $1,000,000 HI = $1,000,001 - $5,000,000 H 2 =M or e t han $5 , 000,000

2. V a lue Co des J -$1 5 ,000 o r le ss K =$15,001 - $50,000 L -$50,001 - $1 00,000 M = $100,001 - $250,000(See C olum ns C I and D3) N -$250.001 - $500,000 O -$500,001 - $1 ,000,000 P I = $ 1, 00 0, 00 1 - $ 5, 00 0, 00 0 P 2 = $ 5, 00 0, 00 1 - $ 25 ,0 00 ,0 00

P3 =$25,000,001 - $50,000,000 P4 = M ore than $5 0,000,0003 . Val u e Met hod Codes Q =A ppr ai sa l R =C os t (Rea l Es ta t e On ly) S =Asses sm en t T =C ash Marke t(See C olum n C 2 ) U =Book Va lue V =Othcr W =Est i mat ed

E =$15,001 - $50,000


11/21


Name of Person ReportingM c K e o ~ v n , M a ry M .


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and de pendent c hildren; see pp. 34-60 of filing instructions.)[] N O N E (No reportable income, assets, or transactions.)

A. B, C. D.Description of Assets In co m e d uring Gross va lue at en d Transactions during reporting period(inc lud ing t rust assets) reporting period of reporting period

(1) (2) (1) (2) (1) (2) (3) (4) (5 )Place "(X )" after each asset Am ount T yp e (e .g ., V a lu e V alue Type (e.g., D a t e V a lu e Gain Identity of

exempt f rom pr ior di sclosure Code 1 div., rent, Co d e 2 Method buy, se l l , m m /d d/y y C od e 2 Code 1 buyer/se l le r(A-H) o r i n t . ) (J-P) Code 3 redempt ion) (J-P) (A-H) (if private(Q-W) transaction)

1 0 3 . -- - O M NI C O M G R P (O M C ) N o n e J T B uy 11/29/10 J1 0 4 . - - - ORA CL E ( ORCL ) N o n e J T B uy 1 0 / 0 4 / 1 0 1 J1 0 5 . - -- P EP S I CO I N C ( P EP ) A D i v i d en d J T So ld 06/03/1 0(part)106. Sold 10/04/10(part)1 0 7 . -- - P G & E C O R P (P C G ) A D i v i d en d So l d 10/04/10

JJ

J

AAA

108. - - -PRINCIPAL F1NL GRP (PFG) A D i v i d en d J T B uy 10/04/10 J109. - - -P R O C T O R & G AM B L E (P G )110. - - -S AL E S FO R C E C O M (C R M )

A D i v i d en d J T B uy 10/04/10 J(add l )N o n e J T B uy 10/04/10 J

I 1 I . - - - S C HL UM B E R G E R L T D (S L B ) A D i v i d en d So l d 10/04/10 J A112. - - -S L T S E C T O R S P D R C O NS M RD I SC R E T (X L Y )I 1 3 . - - - S LT S E C T O R S P D R R E I ND L (X L I )

A D i v i d en d J T B uy 10/04/10 JA D i v i d en d J T B uy 10/04/10 J

114. - - - SI M O N P R O P G R P ( S P G) A D i v i d en d J T B uy 10/04/10 J115.

I 1 6 . - - -S P E C T R A E N E R G Y ( S E ) A DividendB uy 1 !/03/10 J(add l )B uy 10/04/10 J

117. - - -S Y S C O C O R P C O M ( S Y Y ) N o n e B uy 10/04/i 0 J118. So l d 11/29/10 J A119. - - -TRANSOCEAN INC (RIG) N o n e Sold 06/01/10 J A

1 . Income Gain Codes:( See Columns B 1 and D4)

2.Value Codes(See Columns C I and D3)

3. Value Method Codes(See Column C2)

A =$1,000 or lessF =$50,001 - $100,000J =$15,000 or lessN =$250,001 - $500,000P3 =$25,000,001 - $50,000~000Q =A ppr ai sa lU =Book Va lue

B =$1,0 0 1- $2 ,50 0G =$100,001- $1,000,000K=$15,0 0 1- $50 ,0 00O=$500,001 -$1,000,000R =C os t (Rea l Es ta t e On ly)V - O t h e r

C =$2,501- $5,000HI =$1,000,001-$5,000,000L =$50,001- $100,000PI =$1,000,001- $5 ,000,000P4 -More than $50,000,000S = A s s e s s m e n tW = E s t i m a t e d

D=$5,0 0 1- $15 ,0 0 0H2 =More ban $5,000,000M= $100,001 - $250,000P2 = $5,000,001 -$25,000,000T =C ash Marke t

E =$15,001- $50,000


12/21


N a m e o f P e rs o n R e p o r t i n gM c K e o w n , M a r y M .


V I I . I N V E S T M E N T S a n d T R U S T S - i . e o m e , v a t . e , t r a n s a c t i o n s an~t~des those o f s p o u s e a nn a e p c n d e . t children; see p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e ts(including trust assets)

Place " (X)" af ter each assetexempt f rom prior d isc losure

B. C. D.Income during Gross va lue a t end Transactions during reporting periodrepor t ing per iod of reporting period

( 1 ) ( 2 ) (1) (2) (1 ) (2) . (3) (4)A mount Type (e .g., Valu e V a lue Type (e.g., D a t e Valu e Gain Identity ofCode 1 div., rent, Code 2 Method buy, se l l , mm/ d d / y y Code 2 Code 1 buyer /seller( A-H) o r i n t . ) ( J - P } Code 3 redempt ion) (J-P) ( A-H) (if private

(Q-W) transaction)

1 2 0. -- - T R A V E L E R S C O S A Dividend J T B uy 10/04/10 J1 2 1 . -- - U N IT E D T E C H ( U T X ) A Dividend J T B uy 10/04/10 J122. - - -V E R I Z O N C O M M (V Z )123.

A Dividend So ld 06 /03/1 0 J A(part)Sold 10/04/10 J A

124. - - -WHO L E FO O D S M K T (WFM I ) N o n e B uy 10/04/10 J1 2 5 . N O R T H E R N T R U S T # 61 2 6 . -- - A B B O T T L A B ( A B T )1 2 7 . - - -A C C E N T U R E B E R M ( A C N )1 2 8 . - - - A D OB E ( A D B E)1 2 9 . - - - A D R A B B L T D ( A B B )1 3 0. - - -A D R A R C E L O R M I T T A L ( M T )131. - - -AD R NO K I A C O R P (NO K )132. - - - AL T E R A C O R P (AL T R )133. - - - A M A Z O N ( A M Z N )

A

A

A

A

A

DividendDividend

N o n eN o n e

DividendDividendDividend

No n eJJ

TT

Sold 10/04/10 J A(part)Sold 10/04/10 J BSold i 0/04/10 J ASold 10/04/10 J ASold 10/04/10 J ASo ld 03/22/1 0 J ABu y 10/04/10 JB uy 10/04/10 J

134.

1 3 5 . - - -A M E R E X ( A X P )1 3 6 . - - - AM E R I P R I S E FI NL (AM P )

A DividendSold 11/29/10 J(part)B uy 10/04/10 J

A Dividend Sold 10/04/10 J

A

A

1. Inc ome Gai n Codes:(See C olum ns BI and D4)



A =$1,000 or lcssF =$50,001- $100,000J =$15,000 orlessN =$250,001- $500,000P3 =$25,000,001 -$50.000.000Q = A p p ~ i s a lU =Book Val u e

B =$1,001- $2,500G =$100,001- $1,000,000K =$15,001 -$50,000O=$500,001 -$1,000,000R =C ost(Reel Es ta te On ly)V = O t h e r

C =$2,501- $5,000HI =$1,000,001 - $5,000,000L =$50,001- $100,000PI =$1,000,001 - $5,000,000P4 =M otet hun $50,000,000S =Asses sm en tW = E s t i m a t e d

D ~$5,001 - $15,000H2 =More than $5,000,000M ~$100,001 - $250,000P2 =$5,000,001 - $25,000,000T =Cash Mar k et

E =$15,001 - $50,000


13/21

FINANCIAL DISCLOSURE REPORTPage 13 o f 21 Iame of Person ReportingMc K e ox v n , Mary M . Date of Report04/30/201 I

VII. INVESTMENTS and TRUSTS -N O N E (No reportable income, assets, or transactions.)

Desctoption of Assets Income during(inc lud ing t rust assets) reporting period

(1) (2)Place " (x)" after each asset A m ount Type (e.g.,

exempt f rom pr ior di sclosure C o d e 1 div., rent,(A-H) or i n t . )

137.

138.

139.

140.

141.

142.

143.

144.

145.

1 4 6 . -- - C IT R I X S Y S ( C T X S )

1 4 7 . - - - C O L G A T E - P A L M ( C L )

1 4 8 . - -- C O N O C O P H I L L I P S ( C O P )

1 4 9 . - - -C O S T C O W H O L E S A L E ( C O S T )1 5 0 . -- - C U M M I N S ( C M I )

1 5 1 . - -- C V S C A R E M A R K ( C V S )1 5 2 . - - -D A N A H E R C O R P ( D H R )

1 5 3 . - - - D O M I N I O N R E S ( D )

- - -AP P L E I NC (AAP L ) N o n e- - -B ANK O F AM E R (B AC ) A D i v i d en d- - -B ANK O F NY M E L L O N (B K ) A D i v i d e n d- - -B A X T E R I N T L (B A X ) A D i v i d e n d- - -B E C T O N D I C K INS O N & C O . (B D X ) A D i v i d en d- -- B E R K S H I R E H A T H B ( B R K ! B ) N o n e- - - BHP B1LLITON (BHP) N o n e- - - CI S CO S Y S ( CS CO) None

( ~ r o s s v a l u e a t e ndo f r e po r t in g pe r io d

(1) (2)Value V a l u e

C o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )J TJ T

J TJ TJ T

J TJ TJ TJ TJ T

J TJ T

NoneA Dividend

NoneA DividendA DividendA DividendA DividendA Dividend

Transactions during r e p o a i n g p e r i o d

(1 ) (2) (3)T yp e (e .g., Date V a lue

buy, se l l . mm/ d d / y y Code 2redempt ion) ( J - P )

Sold 10/04/10 J(part)Bu y 1 0 1 0 4 1 1 0 JSold 10104/10 JSold 0 1 1 1 0 / 1 0 J

Sold 10/04/10 J

Bu y 10/04 110 JB uy 10/04/10 JSold 10/04/10 J(part)Sold 1 1 / 291 1 0 J(part)Buy 10/04/10 J

B uy 1 0/ 04 1 1 0 JBuy 11/29/10 J

Sold 10/04/I 0 J( p a r t )Buy 10/04/10 J

Sold 10/04/10 J

Buy 10/04/l 0 J(add l )B uy 10104 /10 J

( 4 ) ( 5 )Gain Identity of

Code 1 buyer /seller(A -H ) (if p rivate

transaction)

A

A

A

AA

I . Inc ome Gai n Codes: A =$1,000 or less B =$1,0 0 1 - $ 2 , 5 0 0 C = $2,5 01 - $5,000 D = $5,001 - $1 5 ,000( See Columns B 1 and D4) F = $50,001 - $100,000 G = $100,001 - $1,000,000 H 1 = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 H 2 = M o re th a n $5 ,0 00 ,0 00

2. V alue Co des J = $15 ,000 o r less K = $1 5,001 - $50,000 L =$50,001 - $ 100,000 M = $100.001 - $250,000(See C olum ns C I and D3) N =$25 0,001 - $500,000 O =$5 00,001 - $1,000,000 PI = $1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000.000

P3 =$25.000,001 - $50,000,000 P4 =More than $50.000,0003 . Val u e Met hod Codes Q =A ppr ai sa l R =Cost (R eal Es t a t e Onl y) S = A s s e s s m e n t T =C ash Marke t(See C olum n C 2 ) U = B o o k V a l u e V =Othe r W =Est i mat ed

E = $15,001 - $50,000


14/21




V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v o t u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)D NONE (No reportable income, assets, or transactions.)A. B. C.

Descrip tion of A ssets Incom e during Gross va lue a t end( including trust asse ts) rep orting p eriod of rep orting period

( 1 ) ( 2 ) (1) (2)Place " (X)" af ter each asset A mo u n t Type (e.g., Valu e Va lu eexempt f rom prior d isc losure Code 1 div.. rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3

( Q-W )

(1)T y p e ( g . ,buy, se l l ,

redempt ion)

Transactions during report ing period(2) (3) (4)

D a t e Valu e Gainmm/ d d i y y C o d e 2 Code 1

(J-P) (A-H)

(5 )Identity ofbuyer/seller(if private

transaction)

1 5 4 . - - - D U P ON T ( D D ) A Dividend J B uy 10/04/10 J1 5 5 . - - -E M C C O R P ( E M C ) N o n e J B uy 10/04/10 J1 5 6 . - - -E M E R S O N E L E C T C O . (E M R ) A D i v i d en d1 5 7 . - - -E X E L O N C O R P E X C (E X C ) A Dividend

Sold 10/04/10(part)Sold 0 2 / 2 5 / 1 0

JJ

AB

1 5 8 . - - - FE D E X C O R P ( F D X )159.

1 6 0 . - - -F R N K L N R E S ( B E N )

A Dividend

N o n e

S o l d 06/03/10(part)B uy 10/04/10(add l )B uy 10/04/10

JJJ

1 6 1 . - - -FR ON TIER (FTR )162.

N o n e Sp i no f f 07/08/10( f rom l i n e 2 2 4 )Sold 07/12/10 J A

1 6 3 . -- - G OL D MA N S A CH S G RP ( G S ) A Dividend Sold 10/04/10 J A164. - - -GOOGLE (GOOG) N o n e J B uy 10/04/10 J165. - - - GRA I N G ER W W ( G W W ) No n e J B uy 10/04/10 J1 6 6 . - -- H J H E I N Z N o n e J B u y 10/04/10 J167. - - - ITT COR P ( ITT) A Dividend So l d 10/04/10 J A168. - - -J O H N S O N & J O H N S O N ( J N J )

169. - - - JO H N S O N C T L I N C ( J C I )

170. - - -J U N IP E R N E T W O R K S ( JN P R )

AA

DividendDiv idend

N o n e

J

J

J

TTT

S ol d 10/04/10 J( pan )S o l d 10/04/10 K( p a r t )B uy 11/29/10 J

AB

1 . Inc ome Gai n Codes:(See Columns BI and I)4)

2. Value C odes(See C olum ns C I and D3)


A=$1,0 0 0 or l c s sF =$50,001- $1 00,000J =$15,000 or lessN =$250,001- $500,000P3 =$25,000,001 o $50,000,000Q = A p p r a i s a lU = B o o k V a l u c

B=$1,001 - $2,500G =$100,001 - $1,000,000K=$15,001 - $50,000O=$500,001 o $1,000,000R =Cost (R eal Es t a l e Onl y)V =Othe r

C =$2,501 - $5,000L =$50,001 - $100,000PI $I,000,001 -$5,000,000P4 =More than $50,000,000S =Asses sm en tW =Est i mat ed

D =$5,001 - $15,000H 2 =M or e t han $5 , 000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T C a s h M a r k e t

E =$15,001- $50,000


15/21




V I I . I N V E S T M E N T S a n d T R U S T S - n c o m e , va l u e , transactions (Includes those of spou se and dependent children; seepp. 34-60 of f i l ing instructions.)~ N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D.De s c r i p t i o n o f A s s e t s I n c o m e du r i ng Gross value at end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( in c lu d in g tr u s t a s s e ts ) re p o rt in g p e r io d o f r e po r t in g pe r io d(l ) ( 2 ) (l) (2) (1 )A m o u n t T y p e ( e . g . , V alue V alue T y p e ( e . g .,C o d e 1 d i v . , r e n t , Code 2 M e t h o d b u y , s e l l ,( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n )

( Q - W )

Place "(X)" after each assetexempt from prior disclosure

(2) (3) (4) (5 )Date Valu e Gain Id entity o fmm/ d d / y y Code 2 Code 1 buyer /seller

( J - P ) (A-H) (if privatetransaction)

171. - - -K E L L O G G C O . (K ) A Dividend S o l d 10/04/10 J A172. - - - K O HL S C O R P (K S S ) N on e Sold 10/04/10 J A173. - - - LOW E S COS ( L OW ) A Dividend J T Bu y 10/04/10 J174. - - -M C D O NAL D S (M C D ) A Divid en d S o ld 10/04/10 J D175. - -- M C K E S S O N C O R P ( M C K ) A Dividend J T176. - - -M E D C O HL T H S O L UT I O NS (M H S )177. - - -M F B N O R T H E M E R G M K T S(NOEIVlX)178.

179. - - M FB NO R T H FD S FX 1 NC (NO FI X )180. - - M FB NO R T H FD S G L O B AL R EI ND E X ( N GR E X )181. - - - M F B N O R T H H I Y L D FX D 1 N C(NHFIX)182. - - -M FB NO R T H I T L E Q T Y I ND E X( N O I N X )183. - - M FB N O R T H M M I T L E Q U I T Y( N M 1 E X )1 8 4 . - - - M F B N O R T H M M M I D C A P ( NM M C X )185. - - - M F B N O R T H M M S M A L L CA P( N M M S X )186. - -M F B N O R T H M O N E Y M K T F N D( N O R X X )1 8 7 . - - - MF C 1 S H A RE S B A R CL A Y S T I P S ( T IP )

N on e JA Dividend M

D Dividend MB Dividend KD Dividend MB Dividend LB Dividend MA Dividend KA Dividend KA Dividend LA Dividend K

T Sold(part)T Bu y(add l )

Sold(part)T Sold(part)T Sold(part)T B uy(add l )TTT Sold(part)T B uy(add l )T

10/04/1006/30/10i 0/04/I 010/04/1010/04/1010/04/10

JLJ

JJJ

10/04/10 J10/04/I 0 K

T Bu y 10/04/10 K

A

A

A

A

A

1 . In com e Gain Codes: A = $1,000 or less B = $1 ,001 - $2.500 C = $2,5 01 - $5,000 D = $5,001 - $15 ,000(See C olum ns B I and D4) F =$50,001 - $ 100,000 G =$1 00 .0 0 t - $1 ,00 0,000 H I = $1 ,00 0,00 1 - $5 ,0 00,00 0 H 2 = Mor e t han $5 , 000.0002. Val u e Codes J =$15,000 or less K = $15,001 - $50,000 L =$ 50,001 - $100,000 M =$100,001 - $250,000(See C olum ns C I and D3) N =$25 0,001 - $500,000 O =$5 00,001 - $1,000,000 PI = $1 ,000,001 - $5 ,000,000 P2 = $5,000,001 - $25 ,000,000

P3 = $25,000,001 - $50,000.000 P4 = M ore than $50,000,0003 . Val u e Met hod Codes Q = A ppr ai sa l R =Cost (R eal Es t a t e Onl y) S =Asses sm en t T =C ash Marke t(See C olum n C 2 ) U =Book Va lue V =Othe r W =Est i mat ed

E =$15,001 -$50,000


16/21

FINANCIAL DISCLOSURE REPORTPage 1 (5 of" 21

Name of Person ReportingM cKeo w n , M a r y M .

Date of Report04/30/201 !

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , , a l .~ . transactions (Includes those of spouse and dependen t children; see pp. 34-60 of filing instructions.)[] N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets I n c ome d u n n g Gross va lue a t end

( inc lud ing t rust assets) reporting period of reporting period(1 ) (2 ) (l) (2)Place "(X)" after each asset A m o u n t Type (e.g., V alu e V a lu e

exempt from prior disclosure C od e l div., rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3( Q - W ~

(i )Type (e.g.,

buy, sel l ,redempt ion)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )D a t e V a lue Ga in Iden tity o f

mm!d d / y y Code 2 Code 1 buyer /seller(J-P) (A -H ) (if p rivate

transaction)

188. - - - M F C S C T R S P D R B E N I N T - H L T HC A R E ( X L V )189. - -- M F C S L C T S C T R S P D R C O N S U M E R

S T A P L E S ( X L P )190. - - -M F C S E L E C T S E C T S P D R E N E R G Y

( X L E )191. - - - M F C S E L E C T S E C T S P D R F I N L (X L F )

192.

193. - - -MFC S E L E C T S E C T S P D R S H S B E NINT-MAT (XLB)194 . - - -MFC SPDR GOLD TR (GLD)195. - - -M F O C R E D I T S U IS S E C O M M O D I T Y

R T N ( C R S O X )1 9 6 . - - - M F O P 1 M C O F D S P A C ( P C R I X )

197. - - - M I CR O C H 1 P T E C H ( M C H P )

None K T B uyA Dividend J T B uyA Dividend K T Sold

(part)A Dividend K T B uy(add l )

Sold(part)

A Dividend Sold

None L T B uy(addl)

B Dividend Sold

B Dividend K T Sold( p a n )A Dividend Sold

10/04/10 K

10/04/10 J10/04/10 J A10/04/10 J11/03/10 J A10/04/10 J A06/30/10 K07/01/10 K A10/05/10 J A10/04/10 J A

198. - - -M C R O S O F T C O R P ( M S F T )

199. - - - N A I L O IL W E L L V A R C O ( N O V )

200. - - - N I K E I N C C L B ( N K E )

201, - - -N O B L E E N E R G Y ( N B L )

A D i v i d e n dA D i v i d e n d

A D i v i d e n d

A D i v i d e n d

JJJ

J

T Sold(part)T Sold(part)T B uy(addl)T B uy

10/04/10 J A

10/04/10 J A

10/04/10 J

10/04/10 J

202. - - -N O V A R T I S A G ( N V S ) None J T B uy 110/04/10 J203. - - - O M N I C O M G R P ( O M C ) None T B uy I 1/29/10 J2 04 . - -- O R A C L E C O R P None J Bu y 10/04/10 J

I.Inc ome Gai n Codes:(See C olum ns BI and D4)


3. Val u e Met hod Codes(Scc C olum n C 2 )

A =$1,000 or lessF =$50,001 - $ 100,000J -$15,000 or lessN =$250,001 - $500,000P3 =$25,000.001 - $50,000.000Q =A pp r ai salU =Book Va lue

B = $1,0 0 1- $2 ,500G=$100,001 -$1,000,000K =$15,001 -$50,000O=$500,001 -$1,000,000R =C os t (Rea l Es ta t e On ly)V =Othe r

C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50,001 - $100,000P 1 -$ 1,000,00 t - $5,000,000P4 =More than $50,000,000S =Asses sm en tW =Es t im a ted

D=$5,0 0 1- $15 ,0 0 0H 2 = Mor e t han $5 , 000,000M=$100,001- $250,000P2 =$5,000,001 o $25,000,000T =C ash Marke t

E =$15,001- $50,000


17/21


Name of Person ReporlingM cKe own , M ary M .


V I I . I N V E S T M E N T S a n d T R U S T S -income, value, t ..... ctions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)[] N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descript ion of Assets Income during Gross va lue a t end Transac t ions during report ing per iod

( including trust asse ts) reporting p eriod of rep orting p eriod(1 ) (2 ) (1) (2) (1) 12) (3) (4)

Place " (X )" after each asset A m ount Type (e.g., Valu e V a lue Type (e.g., D a t e Valu e Gainexempt from prior disclosure Code 1 div., rent, Code 2 M ethod buy, se l l , mm/dd/yy Code 2 Code 1(A-H) o r i n t . ) (J-P) Code 3 redempt ion) (J-P) (A-H)( Q-W )

219.

220.

221.

- - -S Y S C O C O R P C O M

- - - T R A N S O C E A N I N C ( R I G )

2 0 5 . - - - P EP S I CO I N C ( P E P ) A Dividend J T So l d 10/04/10 J A(part)2 0 6 . - - - P G & E COR P ( P CG ) A Dividend So l d 10/04/10 J A207. - - -PRINCIPAL FIN GRP (PFG) A Dividend J T B uy 10/04/10 J2 0 8. - -- P ROCT O R & G A M B L E ( P G ) A Dividend J T2 0 9. - - - P RU D EN T I A L F I N L ( P RU ) A Dividend So l d 10/04/10 J A2 1 0 . - - - ROCK . W EL L COL L I N S ( COL ) A D i v i d en d So l d 06/03/10 J A2 1 1 . - - -S A L E S F O R C E C O M ( C R M ) N o n e J T B uy 1 0/04 /1 0 J2 1 2. - -- S C H L U M B E R G E R L T D ( S LB ) A D i v i d en d So l d 10/04/10 J A2 1 3 . - - - S EL ECT S ECT S P D R I N D L ( X L I ) A D i v i d en d J T So l d 10/04/10 J A(part)2 1 4 . - - - SE L E C T S E C T S P D R C N S M R D I SC R A D i v i d en d K T B uy 1 0/04 /1 0 J( X L Y ) (add l )2 1 5 . - - -SIGM A -A LDR IC H ( SIA L) A D i v i d en d So l d 10/04/10 J A2 1 6 . -- - S IM ON P R OP G RP ( S P G ) A Dividend J T B uy 10/04/10 J217. B uy 11/03/10 J(add l )218. - - -S P E C T R A E N E R G Y ( S E ) A Dividend J T B uy 1 0/04 /1 0 J(add l )

No n e B uy 10/04/10 JSo l d 11/29110 J A

N o n e So l d 06/01/10 J A

( 5 )Identity of

b u y e r / s e l l e r(if private

t r a n s a c t io n )

1. Income Gain Codes: A =$1,000 or Icss B =$1,001 - $2,500(See Col u mns B 1 and I ) 4 ) F =$50,001 - $ 100,000 G =$ 100,001 - $ 1,000,0002. Value Codes J =$15,000 or less K =$15,001 - $50,000(See Col u mns C I and D 3 ) N = $250,001 o $500,000 O = $5 00,001 - $ 1 ,000,000

P3 =$25,000,001 - $50,000,0003. V alue M ethod Cod es Q = A ppraisa l R -C os t (Rea l Es ta l e On ly)(See Colum n C 2) U = B ook V alue V Othcr

C =$2,501 - $5,000 D =$5,001 - $15,000HI =$1,000,001-$5,000,000 H 2 =M or e t han $5 , 000,000L = $5 0,001 - $1 00,000 M =$100,001 - $25 0,000P 1 =$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P4 =More than $50,000,000S =Asses sm en t T = C a s h M a r k e tW =Es t im a ted

E =$15,001 - $50,000


18/21




V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruetions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of A ssets Incom e during Gross va lue a t end Transac t ions during report ing per iod

( including trust asse ts) reporting period of reporting period(1 ) (2 ) (1) (2) (l) (2) (3) (4) (5 )Place "(X)" af ter each asset A mount Ty pe (e .g ., V a lue Valu e Type (e.g., D a t e Valu e Gain Identity ofexempt f rom prior d isc losure Code 1 div., rent, Code 2 Method buy, se l l , m m/d d/y y Co de 2 Code 1 buyer /seller(A-H) o r i n t . ) ( J - P ) Code 3 redempt ion) (J-P) (A-H) (if private

(Q-W) transaction)

2 2 2. -- - T R A V E L E R S C O S A Dividend J T B uy 10/04/10 J2 23 . - -- U NIT E D T E C H C O R P (U T X )224. - - -V E R I Z O N C O M M (V Z )

A Dividend J T Sold 10/04/10 J A(part)A Dividend Sold 10/04/10 J A

225. - - -WHO L E FO O D S M K T (WFM I ) None J T B uy 10/04/10 J2 26 . N O R T H E R N T R U S T # 7

2 27 . - -- T E M P LE T O N F OR E I GN C L A( T E M F X )228. N O R T H E R N T R U S T # 8

A D i v i d en d L T B uy 12/21 /10(addl )

229 ....A M E R I C A N B A L A N C E D C L A( A B A L X )230.231.232.2 33 . N O R T H E R N T R U S T # 9

A Dividend K T

A Dividend J T

Buy 03/08/10( a d d l )B u y 06/09/I0( a d d l )Buy 09/19/10( a d d l )Buy 12/27/10( a d d l )

JJJ

J

2 3 4 . N O R T H E R N T R U S T # 1 0 A Dividend L T2 3 5 . C O N D O ( 5 0 % ) SA N F R A N C I S C O C A D R e n t O w236.237.

238.

1. Incom e Gain Codes: A = $ 1,000 or less B =$1,001 - $2,500(See Col u mns B 1 and D 4 ) F = $50,001 o $100,000 G = $100,001 - $ 1,000,0002. Value Codes J =$15,000 or less K =$15,001 - $50,000(See C olum nsC I and D3) N =$250,001 - $5 00,000 O =$5 00,001 - $1,000,000

P3 =$25,000.001 - $50,000,0003. V alu e M ethod Co des Q = A ppraisal R =C os t (Rea l Es ta t e On ly)(See C olum n C 2 ) U =Book Va lue V - O t h e r

C =$2,501 - $5,000H 1 =$1,000,001 - $5,000.000L =$50,001 - $100,000PI =$1 ,000,001 - $5,000,000P4 =M or e t han $5 0, 000, 000S =Asses sm en tW =Es t im a ted

D=$5,0 0 1- $15 ,0 0 0H2 =M o~ ~an $5 ,0 0 0 ,00 0M= $100,001 - $250.000P2 =$5,000,001 -$25,000,000T =C ash Markc t

E =$15,001- $50,000


19/21




V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r ip t io n o f A s s e ts T r a n s a c t io n s d u r in g re p o r tin g p e r io d( i nc l u d i ng t r u s t a s s e t s )

In c o m e d u r in g G ro ss v a lu e a t e n dr e p o r t i ng p e r i o d o f r e po r t in g pe r io d

(1 ) (2 ) (1) (2) (I)Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e "Type (e.g.,exempt from prior disclosure C o d e 1 d iv . , r e n t , C o d e 2 M e t h o d b u y , s e l l ,

( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m p t i o n )(Q-W)

(2) (3) (4)Da t e Value Gain

mm/dd/yy C o d e 2 Code I( J - P ) ( A - H )

( ~ )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e

t r a n s a c t i o n )

239.240.241.242.243.244 .245.246.247 .248 .249 .250.251.

I . Inc ome Gai n Codes: A =$1,000 or less B = $1,001 - $2,500 C = $2,501 - $5 ,000 D =$5,001 - $15.000(See Co lunm s B 1 and D4) F = $5 0,001 - $ I00,000 G = $1 00,001 - $1.000.000 HI = $1,000,001 - $5.000.000 H 2 =M or e t han $5 , 000.0002. V alu e Co d es J = $1 5 ,000 o r less K =$15,001 - $ 50,000 L =$ 50,001 - $ 100.000 M - $100,001 - $250,000(See Col u mns C I and D 3 ) N =$250,001 - $500,000 O = $5 00,001 - $1,000,000 P 1 = $1 ,000,001 - $5 ,000,000 P 2 = $5,000,001 - $25 ,000,000P3 = $25,000,001 - $5 0,000,000 P4 = M o re than $5 0,000,0003 . Val u e Met hod Codes Q =A ppr ai sa l R =C os t (Rea l Es ta l e On ly) S =Asses sm en t T =C ash Marke t(See C olum n C 2 ) U =Book Va lue V =Othe r W =Es t im a ted

E =$15,001 - $50,000


20/21


N a m e o f P e r s o n R e p o r t in gM c K e o w n , M a r y M .


V III. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepar, ofreport.)

P A R T VII:


21/21


Na me o f P e r son Re por t i n gM c K e o w n , M a r y M .


IX. CERTIFICATION.I c e r ti f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r en , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o ryp r o v i s i o ns p e r mi t t i ng no n-d i s c l o su r e .I f u rt h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a nc e w i t h t h e p r o v i s i o ns o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a nd J u d i c i a l C o nf e r e nc e r e g u l a t i o ns .

Signature: S/Mary M . M c K e o w n

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I LF U LL Y F A L S IF IE S O R F A IL S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D CR I MI N A L S A N C T I ON S ( 5 U . S .C . app . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

mary m mckeown financial disclosure report for 2010

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