martha c daughtrey financial disclosure report for 2010

8/3/2019 Martha C Daughtrey Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/martha-c-daughtrey-financial-disclosure-report-for-2010 1/8

~0 1oR e v . 1 1 2 0 1 1

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 20 10

Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. §§ 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)

Da ught r e y , i M a r t ha C .

4. Ti t l e (Ar t ic le i l l judges indica te ac t ive or senior s t a tus ;

magis t ra te judges indicate ful l - or p ar t - t ime)

Circu i t Jud g e

7 . C h a m b e r s o r Off ice Address

300 C u s toms Hou s e

701 BroadwayN as h vi l l e , TN 372 03

2. C ou r t o r Or ganiza t ion

6 th C i rcu i t C ou r t o f Appea l s

5a . Report Type (check approp ria te type )

] Nominat ion, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the bas i s of the informat ion conta ined in thi s Repor t and anymodifica t ions pe rta in ing the re to , i t is , in my op in ion , in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

Reviewing Of f icer Date

3. Date o f R e p o r t

5/18/201 I

6. Report ing Pe riod

01 /01 /2 010to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

check ing the NONE box for each par t where you have no repor table in formation . Sign on las t page.

I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 of f il ing instructions.)

~ N O N E (No reportable p ositions.)

POSITION

2.

3.

4.

5.

N A M E O F O R G A N I Z A T I O N / E N T I T Y

I I . A G R E E M E N T S . m e ~ , o r t i ,g i , d i v id u u l o , l y ; s e e p p . 1 4 - 1 6 of filing instructlons.)

[-~ N ON E (No reportable agreements.)

D A T E

I . 1975-93

2. 1972-75

3.

PARTIES AND TERMS

T ennes s ee S t a t e R e t i r em en t S y s t em ( f o r m er s t a t e j u dge )

T I A A - C R E F ( f o r m e r l a w p r o f e s so r )




of 8

N a m e o f P e r s o n R e p o r t in g

Daughtrey, Martha C.

Date of Report

5/18/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-Investm ent Incom e

~N

O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME

(yours, not spouse’s)

1 . 7 / 10 In s t i tu te o f Jud ic ia l Ad min is t ra t io n , l -wk semin ar $1, 800.00

2. 2010 Tennes s ee Sta t e Re t i rement Sy s t em $31 ,560 .00

3.

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - i f you were married during an y portion of the reporting year, complete this sectio~

(Dol lar amount no t required exceptJbr honorar ia . )

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmenL

(Includes those to spouse and dependent children," see pp. 25-27 o fi lling instructions.)

~ (No reportable reimbursements.)ONE

SOURCE DATES LOCATION

I. Stanford Universi ty 02/08110 P a lo Al to , C A

2.H a va rd Un i ve r s i ty

03/11/10 C a m b r i d g e , M A

3. A m erica n B ar A ss ocia tio n 0 3/1 9/1 0 M e m p h i s , T N

4. N e w Y o r k U n i v L a w S c h o o l 7/I 2/10 N e w Y o r k , N Y

5. A m erica n B ar A ss ocia tio n 0 8/0 5/1 0 San Fran c i sco , CA

6. Arncr i can Bar As s oc ia t i on I 12/03/I 0 S a n D i e g o , C A

P U R P O S E

m o o t c o u r t

S e m i n a r t

c o u n c i l m e e t i n g

s e m i n a r



ITEMS PAID OR PROVIDED

t , l , f

t , l , f

t , l , f

t , l , f

t , l , f

t , l , f




o f 8


Daughtrey , Martha C .

Date of Report

5/18/2011

V . G I F T S . a . e l u d e s t h o s e ,o s p o u s e u u d d e p e n d e n t children; see p p . 2 8 - 3 1 of filing instructions.)

N O N E (No reportable gifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

V A L U E

V 1 . L I A B I L I T I E S . an c l ~ d e s , h o s e q s p o ~ s e and dep endent children; see pp. 32-33 of f i ling instructions. )

N O N E (No reportable l iabil ities.)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

VALUE CODE




of 8

N a m e o f P e r so n R e p o r t i n g


Date of Report

5/18/201 l

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

~-~ N O N E (No reportable incom e, assets, or transactions.)

De sc r ip t ion of Asse ts In com e dur in g( inc luding trus t a s se t s ) r epor t ing per iod

(]) (2)Place "(X)" a fte r each a sse t Amount Type (e.g.,

exemp t from pr ior di sc losure Code l d i v . , r en t ,

(A-H) or in t . )

1. Regions Financial Corp. (stock certificate) A Dividend

2. Regions Ba nk (checking accounts) C I n t e r e s t

3. Williams Co. (stock) A Dividend

4. Gannett, Inc. (stock) A Dividend

5. American Electric Power (stock) A Dividend

6. Bristol Meye r Co. (stock) A Dividend

7. J.P. Morgan Chase (stock) A Dividend

8. Kr oger Co. (stock) A Dividend

9. Chevron Corp. (stock) D Dividend

1 0 .All State Harb or (annuity) (was Morgan

A I n t e r e s tStanley Harbor)

I I. TIAA-CI~EF (s tock and annui ty ) A I n t e r e s t

1 2 . Gann ett 401(k) (pension account) A Dividend

1 3 . Terra Industries (stock) A Dividend

1 4 . LongleafPartner s(mutual fund) A Dividend

1 5 . Mutual Series Be acon Fund (mutual fund) C Dividend

16 . T Rowe Price Stock Fund (mutua l fund) A Dividend

1 7 . Federated Ka ufmann (mutual fund) A Dividend

Gr os s v a l u e a t e n do f r e p o r t i n g p e r i o d

O) (2)V a l u e Va lue

Code 2 M e t h o d

(J-P) C o d e 3

( Q - W )

J T

L T

J T

J T

J T

J T

K T

J T

M T

L T

M T

K T

J T

M T

M T

L T

K T

T r a n s a c t i o n s dur ing repor t ing per iod

(1 ) (2) (3) (4) (5 )

Type (e.g., D a t e V a lu e G a in I d e n t i t y o f

b u y , s e l l, m m / d d / y y C o d e 2 C o d e 1 b u y e r / s e l l e r

r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

S o l d 05/03/10 K(part)

I . Income G ain Codes : A = $1,000 o r less B =$1,001 - $2 ,500 C = $2,5 01 - $5 ,000

( S e e C o l u m n s B 1 a n d D 4 ) F =$ 50,001 - $ 100,000 G=

$ 10 0.00 1 - $ 1 ,00 0,0 00 H 1 =$ 1,00 0,0 01 - $ 5,0 00,0 00

2. V a l u e C o d e s J =$ 1 5 , 0 0 0 o r I t s s K : $15,001 - $50,000 L = $50,001 - $100,000

(See Columns CI and D3) N =$2 50,001 - $ 5 0 0 , 0 0 0 O =$5 00 .0 01 - $1 ,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00

P3 = $25,000,001 - $50,000 .000 P 4 =M ore than $50,000,000

3. Value Meth od Codes Q = A p p r a i s a l R =Cost (Real Estate Only) S =Asscssmcnt

IScc C o l um n C 2 ) U = B ook Valu e V = O t h e r W =Estimated

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T =Cash Market

E =$15,001 - $50,000




of 8



Date of Report

5/18/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

A. B. C. D .

D e s c r i p t io n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t io n s d u r in g r e p o r t in g p e r io d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r l i n g p e r i o d

(l) (2 ) (l) (2) (l) (2) (3) (4) (5)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V a l u e V a l u e Type (e.g., D a t e V a lu e G a in I d e n t i t y o f

e x e m p t f r o m p r i o r d i sc l o s u r e C o d e 1 d iv . . r e n t , C o d e 2 M e t h od b u y , s e l l , m m / d d / y y C o d e 2 C o d e 1 b u y e r / s e l l e r

(A-H) o r in t .) ( J - P ) C o d e 3 r e d e m p t io n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

1 8 . Pershing Government Accounts (money A I n t e r e s t J Tmarket )

1 9 . HSBC Holdings (stock) A Dividend J T

2 0. E xx on M ob il (s toc k ) B Dividend L T

21 . DellComputer (stock) A Dividend J T

22 . EMC Corp (stock) A Dividend J T

23 . Intel Corp (stock) A Dividend J T

24. Oracle Corp (stock) A Dividend J T

25 . Sun Micro Systems (stock) (merged into A Dividend J TOracle)

26 . Pioneer Natura l Resources, Midland TX A Royalty J W

2 7. Z i m m e r Hl dgs In c . ( st oc k ) A Dividend J T

28. Plains Mktg., LP, Houston, TX A Royalty J W

29 . AllstateSched. Annuity Manager (wa s C I n t e r e s t L TMorgan Stanley)

30. Dodge & Cox Stock Funds (mutua l fund) B Dividend K T

31. Vanguar d Sp. Hlth Care (mutua l fund) B Dividend

32. Meridian G rowth Fund (mutual fund) A Dividend K T

3 3 . Federated Cap Res (money mark et) A I n t e r e s t M T

3 4. R ya n a ir HId gs ( st oc k ) A Dividend J T

01/28/10 J

Sold 08/25/10 K

I, I n c o m e G a i n C o d e s : A =$1,000 or less B =$1,001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15 .000

(See Columns B I a n d D 4 ) F =$50,001 . $100,000 G =$100,001 - $1,000,000 H I = $1 ,000 ,001 - $5,000,000 H2 =More than $5,000,000

2. V a l u e C o d e s J =$ 1 5 , 0 0 0 o r I c . , i s K

= $15,001 - $ 50,000 L =$50,001 - $ 100,000 M =$ 100,001 - $250,000

(See Columns C I a n d D 3 ) N =$250,001 - $500,000 O= $5 00,001 - $ 1 ,000,000 P I =$1,000,001 - $5 ,000,000 P 2 = $5 ,000,001 - $25 ,000.000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method C o d e s Q = Ap p r a i sal R ~Cost (Real Estale Only) S =Assessment T =Cash Market

(See Column C2) U = B ook Valu e V ~ Olh cr W =Eslimatcd

E = $ 15 ,001 - $50,000




of 8



D a t e o f R e p o r t

5/I 8/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in come , va lue , t r an s ac t ion s (In c ludes t h os e of s pou s e an d depen d en t chi l dr en ; s eepp . 34-60 of f i l in g in st r uc t ion s . )

N O N E (No reportable income, assets, or transactions.)

D e s c r ip t io n o f A s s e t s In c o m e d u r in g( i n c lu d i n g t r u s t a s s e t s ) re p o r t i n g p e r i o d

(l) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code l div., rent,

( A - H ) o r i n t . )

3 5. Sequoia Fund (mutual fund) A Dividend

3 6 . Citigroup (stock) A Dividend

37. Vanguard Index (mutual fund) A Dividend

3 8. F or d M ot or C o. (s to ck ) A Dividend

3 9. Federated K aufmann (mutual fund) A Dividend

40 . CF Industrie s (stock) A Dividend

41 . Motors Liq. Co. (stock) A Dividend

G r o s s v a l u e a t e n dof r e p o r t i n g p e r i o d

(l) (2)

V a lu e V a lu e

C o d e 2 M e t h o d

( J - P ) C o d e 3

( Q -W )

K T

J T

K T

J T

J T

J T

(1 )

Type (e.g.,

buy, se l l ,

redempt ion)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)

D a t e Va l u e Gain

mm/dd /yy C o de 2 Cod e 1

(J-P ) (A-H)

(5 )

Identity of

b u y e r / s e l l e r

(if private

t r a n s a c t i o n )

J

Bu y 08/25/10 K

J

So ld 08 /25 /1 0 K

Bu y 04/19/10 J

Bu y 03/31/10 J

I. I n c o m e G a i n C o d e s : A =$1,000 or less B = $1 ,001 - $2 ,500 C = $2,5 01 - $5 ,000

( See Colu mns B I and D 4) F =$50,001 - $100,000 G =$ 10 0.0 01 - $1 ,0 00 ,0 00 H I = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00

2. Value C od es J = $15,000 o r less K :$ 15 .001 - $ 5 0 ,000 L =$50.001 - $ 100,000

( See Colu mns CI and D 3) N =$250.001 . $500,000 O = $ 5 0 0 .1 1 1 1 1 - $ 1 , 0 0 0 ,0 0 0 PI =$1,000,001 - $5,000,000

P3 =$25,000,001 - $50,000.000 P4 - M or e th an $ 5 0 ,000 ,0003 . V a l ue M et ho d C o d es Q = Ap p r a i sal R = Cos t ( R eal E s l a l e Only ) S = A s s es s ment

( See Colu mn C2) U :B ook Valu e V = O t h e r W = E s t imatcd

=$5,001 - $15,000

H2 =More than $5,000,000

M =$ 100,001 - $250.000

P2 =$5,000,001 - $25,000,000

= C a s h M a r k e t

E =$15,001 - $50,000




of 8

Na m e o f Pe r son Re por t ing

D a u g h t r ey , M a r t h a C .

D a t e o f R e p o r t

5/18/2011

VIII . ADD ITIONA L INFORM ATION OR EXPLANATION S. (lndicate part of report.)




of 8

Na m e o f Pe r son Re por t ing

D a u g h t r ey , M a r t h a C .

Date of Repor t

5 /18/2 011

IX. CERTIFICATION.

1 c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S /Mar tha C. Daughtrey

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF IE S O R F A IL S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t i v e O f f i c e o f t he U n i t e d S t a t e s C o ur t sSui te 2-301

O n e C o l u m b u s C i r c le , N . E .W a s h i n g to n , D . C . 2 0 5 4 4

martha c daughtrey financial disclosure report for 2010

Documents