martha c daughtrey financial disclosure report for 2009

8/3/2019 Martha C Daughtrey Financial Disclosure Report for 2009

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A o l o FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h ic sin Government Act of1978

R e v . t /2 o l o F O R C A L E N D A R Y E A R 2 0 09 ( 5 ~ s . c . , p p . . ~ k l O l - l J J )

t . Person Reporting (last name, firsL middle initial) 2. Court or O rganization 3. Date of R eport

Daughtrey, Martha C. 6th Circuit Court of Appeals 5/20/2010

4. Title (Article I]1 judg es indicate active or senior status; 5a. Report T ype (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-time)

[] Nomination, Date 01/01/2009

Circuit Judge [] Initial -t.r_a~ A n n u a l [] Final to

12/3 ]/2009

5b. [] Amended Report

7. Chambers or Office Address 8. On the basis of the information con tained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance

300 Customs House with applicable laws and regulations.

701 Broadway

Nashville, TN 37203Reviewing Officer Date

IMPORTAN T NOTE S: The instructions accompanying thi~ form must be followed~ Complete all parts,

checking the NONE box for each part where you have no reportable informatiot~ Sj~gn on la~t page.

I. P O S I T I O N S . t s ~ m n n g individual only; see pp. 9-13 of]Sling instruction&)

NO NE ( No reportable positions.)

POSITION N A M E O F O R GA N I ZA T I O N /E N T I T Y

I.

I t . A G R E E M E N T S . (Reporting individua/ on/y; see pp. 14-16 of f!ling instruction$.) "~ ~ ~

~ N T O N E (No reportable agreements.) ~~

D A T E PARTIES AND TE~S

1. 1975-93 Tennessee State Retirement System (foyer state judge)

2. 1972-75 TIAA-CRE F (former law professor)



F I N A N C I A L D I SC L O S U R E R E P O R T N ~ m ~ o f P e r s o n R e p o r t in g

of 9 Da ug htre y , M a r tha C. 5/20/2010

I I I . N O N - I N V E S T M E N T I N C O M E . r R e p o r a , , g i ,, ~ i v i d , ,, a ~ , ~ , p o , , s e ; s , , p p . 1 ; - 2 4 o / . m i , , g i , ,. , , r ,, e t i ,, , , .~ . )

A . Filer’s N on-Investment Income

N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE~yours, not spouse’s)

1.7/09 Institute of Judicial Administration, 1-wk seminar $1.800.00

2. 2009 Tennessee State Retirement System $30.242.00

3.

4,

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this set,Jan,

( D a l t o n " a ,l o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a )

NONE (]go reportable non-investment income,)

DATE SOURCE AND TYPE

1,

2.

3.

4.

I V . R E I M B U R S E M E N T S - ,. o . s ~ o r ta , i o . , Iod~i .g ,~oad,( ~ n c t u d e ~ " t h o s e t o s p a u . ~ o a n d d e p e n d e n t c k i l d r ~ ,n : x e e p p . 2 5 - 2 7 o f f! l m g i n x tr u c t i o n ~ ’ . )

[--’-] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE YFEMS PAID OR PROVIDED

1. University of Ulah 3/30!09 Salt Lake City, UT ABA site visit

2. University of Alabama 04/08/09 Tuscaloosa, AL moot court

3. American Bar Association 06/05/09 Indianapolis, IN council meeting t.l,f

4, New York U niv Law School 7/13/09 New York. NY seminar t,l,f

5. American Bar Association 09/25/09 Chicago council meeting t . t , f

6. Defense Research Inslitute 1 I , " 0 5 / 0 9 La Jolla, CA speech l,Lf’

7, American Bar Association 1 2 / 0 4 / ’ 0 9 Miami, FL council meeting t,Lf



F I N A N C I A L p a g e 4 o f 9 D I S C L O S U R E R E P O R T [ Da u g h tr e y , M a r th a C . 5 / 2 1 7 / 2 0 1 0

V . G I F T S . a.cl. ,~es

N O N E (No reportable gifts.)

SO_URCE DESCRIPTION VALU_.~.

1.

2.

3.

,-1.

5.

V I . L I A B I L I T I E S . a ~ d ~ o ~ . ~ o f . vo , ,~ , ~ o ~ ~ r ~ , ~ , ~ ’ S i ~ d ~ e , ,; s ~ , ~ . 32-33 0f J~liag ingtrucKons.)

N O N E ( N o repotable liabilities.)

C R E D 1 T O R DESCRIPTION VALUE CODE

|.

3.

4.

5.



N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tF IN A N C IA L D IS CL O SU R E R E P O R TI Dau gh tr ey , Mar th a C .Page 5 of 9 5 ! 2 0 / 2 0 1 0

VII. INVESTM ENTS and TRUSTS - ~ .... ,. , . ~ t u , . ,r ~ , a , ,t i o ,~ a , , a ~ d ~ t h o s e o ~ . p o . ~ . ~ a . ~ . . a ~ , ,, ~ . ~ ; s . . ~ . ~ 6 o o / . t ~ . g ~ , ~ t ~ o . ~ , ~

~ N O N E ( N o reportable income, assets, or transactions.)

’- .......... A. ~ ............ ~. C. D.

D e s c ~ p t i o n o f A s s e t s~,

I n c o m e d u ri n g G ro s ~ v a l u e a t e n d T r a n s a c t i o t~ s d u r i n g r e p o r t in g p e r i o d

( i n c l o d i n g t ~ s r a s s e t s } reposing period o f r e p o s i n g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o t m t T y p e ( e . g . V alue V alue T~e (e.g,. D a t e Valoe Gain tdenti~ of

e x e m p t f r o m p r i o r d i sc l o s u r e C o d e I d i v . . r e n l + C o d e 2 M e t h o d buy. sell, mm/dd]~ :. Code 2 ~ Code I b u y e r [ s e l l e r( A - H J

: o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J-P) ’~ (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a e t i 0 n )

!. Regions Financial Co~. (stock ceaificate) A Dividend J T

2. Regions Bank (checking accounts) C Interesl L T

3. W illiams C.o. (stock) A Dividend J "1"

Gannett, Inc. (stock) A Dividend J T

5. American Electric Power {stock) A Dividend J "I"

6. Bristol Meyer Co. (stock) A Dividend J T

7. LP. Morgan Chase (stock) A Dividend K T

8. Kroger Co. (stock) A Dividend 3 T

9. Chevron Corp. (stock) D Dividend M T

1 0 . All Stale H arbor (annuity) (was Morgan A hlterest L T

Stanley Harbor)

1 1 . TIAA-CRE F (stockand annuity) A lnlerest M T

1 2 , Gannett 401(k) (Pension account) A Dividend K T

1 3, -l’en’a Indnstries (stock) A Dividend J T

1 4 , LongleafPartners (mutual fund) A Dividend M T

1 5 . Mutual Series Beacon Fund (mutual fund) C Dividend M T

i6. T Rowe Price Stock Fund (mutual fhnd) A l)ividcnd L T

1 7 , Federated Kautb~ann (mutual fund) A Dividend L T

I Income Gain Codes A =$1.000 o) less B -.SI.001 - $2.500 C =$2,50~ - $ .%000 D =S5,001 - $15.000 E ,~$ 15.fgU -$50,000



F I N A N C I A L D I S C L O S U R E R E P O R T

[ Dau gh tr ey , Mar th a C .ag e 6 of 9 5 / 2 o / 2 o l O

VII. INV ES T M EN T S an d T RUS T S - -

[~ N O N E (No reportable income, assets, or transactions.)

:...........................- . . . . . . . . . . . . . . . . . . . . . . ~. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. g 7 ...................

iD e s c r i p l i o n o f A s s e t s ! I n c o m e d ’ u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d

i ( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

P l a c e " i X ) " a f t e r e a c h a s s e t ~ A m o u n t i T y p e ( e . g .. Value Value T y p e ( e . g .. !i Date V alue i Oaio } d c n t i t y o f

e x e m p t f r o m pr i o r d i s c l o s u r e i C o d e I ;: d i v . . r e n t . C o d e 2 M eth o d b u y . s e t |. i m m ; d d / y y C o d e 2 " C o d e 1 b u y , . ’ r / z e l l e r

( A - I I ) : o r i t a t . ) ( J - P ) ~,Code3 r e d e m p t i o n t[

( J - f ’ ) ( A - H I ( i f p r i v a t e

1 8 . Pershing Government Accounts (money A Interest K Tmarket)

1 9 . H SB C Holdings (stock) A Dividend J T

2 0 . Exx on Mobil (stock) B Dividend K T

2 1 . Dell Computer (stock) A Dividend J T

2 2 . E ~ - M C C o r p ( st o c k ) A Dividend J T

2 3 . lnlel Coo (stock) A Dividend J T

2 4 . Oracle Corp (stock) A Dividend J

2 5 . Sun Micro Systems (stock) A Dividend J T

i26. Pioneer N atural Midland TX Wesources, A Royal~ J

2 7 . Zimmer Hldgs Inc. (stock) A Dividend J T

2 8 . Plains Mktg., LP, llouston, TX A Royalty J W

2 9 , Allstate Sched. Annuity Manager (was C Interes! L TNlorgan Stanley)

31.). Dodge & Cox Stock Funds (mutual fund) A Dividend K T

3 1 . V anguard Sp. filth Care (mulual fundJ B Dividend K T

3 2 . Meridian Growth Fund (mutual fund) A Dividend K T

3 3 . Federated Cap Res A lnlerest L T

3 4 . Ryanair ]tldgs (stock) A Dividend

(See Col~s C I and D3) N =$250.~1 - $500.~0 O =$ 500.001 - $1.(~0.000



Page 7 of 9 D a u g h | r e y , .’ ~ a r t h a C . 5 / 2 0 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S -- i .co . ,e , va~ , , . ..~aa io .~ a~ a.aes ,ho~ e olsr .. . . . . a d e p e n d e n t c h i l d r e n ; s e e p p . . ~ 4 - 6 0 o ] ’ f it i n g i n s t r u a lo n s . )

D NON E (~ , /o reportable income, assets, or transactions.)

A. B. C. D.

Description uf Assets Income during Gross value at end ; Transactions during reporting period

(including trust assetsl reporting period of reporting period

- ~ i - ~ . . . . . . . . . . . . . . . . . . . . . i ~ i . . . . . . . . . . . i . ~ ’ i - - - i - ~ 7 ~ . . . . . . . . . . . . . . . . . . . . . i ~ i . . . . . . . . . . . . . .Place "(X)" after each asset Amount Type (e,g.. Value V alue T ype (e.g.. Dale Volue i Gain ~ ldentily of

exem pt from prior disclosure Code 1 div.. rent, Code 2 Method buy, sell. m m Zdd,,~ Code 2 Code I [ buyeriseller(A-H) or int.) (J-P} Code 3 redemption) (J-P) ! (A-H) (if private.

i ( Q - W ) i ! transaction}

35. Sequoia Fund (mutual fund) A Dividend K T

3 6 . Ciligroup (stock) A Dividend J T B uy 03/31/09 J

3 7 . General Motors Corp. (stock) A Dividend J T B uy 03/31./09 J

3 8 . Ford Motor Co. (s|ock) A Dividend J T B uy 03/31/09 J

3 9 . Oeneral Motors Corp (stock) None 07/17/09 J A



N a m e o f P e r s o n R e p o r t i n g D a t e o f ] ~ e p o r t

P a g e F I N A N C I A L 8 o f 9 D I S C L O S U R E R E P O R T D a u g h t r e y , M a r t h a C . 5 / 2 0 / 2 0 1 0

V I II . A D D I TI O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

The General Motors slock p urchased on Marc h 31, 2009, ~ see Secrion V II, item 37 ) was liquidated on July 17, 2009, (see Section V II. 1tern 39) as a result ofbankruptcy.



FINANCIAL DISCLOSURE REPORT Name of Person Reporting ] Date of Repot,

P a g e 9 o f 9 Daugh/rey , Martha C.

I5/20/2010

IX. CER TIFICA TION.

I ceriify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and comp lete to the best of my know ledge and belief, aud that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosore.

1 further certify that earned iucome from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. § 5 01 el. seq., 5 U .S.C. § 7353, and Judicial Conference regulations.

NOTE: AN Y INDIVIDUAL W HO K NOW INGLY AND W ILFULLY FALSIFIES OR FALLS TO FILE TH IS REPORT MAY BE SUB JEC’ I" 2"0 CIVILAN D CRIMINAL SAN CTIONS (5 U.S.C. app. § 104)

F IL 1 N G I N S T R U C T I ON S

Mail signed original and 3 additional copies to:

Com mittee on Financial DisclosureAdm inistrative Office of the U nited States CourtsSuite 2-301One Columbus Circle, N.E .W ashington, D.C. 20544

martha c daughtrey financial disclosure report for 2009

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