list of securities eligible for reduced margin · 2013. 5. 28. · list of securities eligible for...

Attachment #1

Compiled by the Investment Industry Regulatory of 21 March 31, 2013

Organization of Canada

List of Securities Eligible for Reduced Margin [effective from June 19, 2013 until replaced by a subsequent list]

List of Securities Eligible for Reduced Margin Attachment #1



Description Symbol

TORONTO STOCK EXCHANGE (TSX)

1ST ASSTCDNDIVOP2 UN DVF.UN

5N PLUS INC. VNP

A&W REVENUE RYLTY UN AW.UN

ABERDEEN ASIA-PACIFC FAP

ABSOLUTE SOFTWARE J ABT

ACADIAN TIMBER CORP. ADN

ACTIVENERGY INCM UN AEU.UN

ADVANTAGE OIL & GAS AAV

AECON GROUP INC. ARE

AG GROWTH INT'L INC. AFN

AGF MANAGEMENT B NV AGF.B

AGNICO-EAGLE MINES AEM

AGRIUM INC. AGU

AIMIA INC. AIM

AIMIA INC. SER 1 PR AIM.PR.A

AINSWORTH LUMBER CO ANS

AIR CANADA CL A VV AC.A

AIR CANADA CL B AC.B

ALACER GOLD CORP. J ASR

ALAMOS GOLD INC. J AGI

ALARIS ROYALTY CORP. AD

ALEXCO RESOURCE J AXR

ALGONQUIN PWR & UTIL AQN

ALGONQUIN PWR A PR AQN.PR.A

ALIMENTATION CL A MV ATD.A

ALIMENTATION CL B SV ATD.B

ALLIANCE GRAIN TRADE AGT

ALLIED NEVADA GOLD J ANV

ALLIED PROP. REIT UN AP.UN

ALMADEN MINERALS AMM

ALTAGAS LTD. ALA

ALTAGAS LTD SR A PR ALA.PR.A

Description Symbol ALTAGAS LTD C PR USF ALA.PR.U

ALTIUS MINERALS CORP ALS

ALTUS GROUP LIMITED AIF

AMICA MATURE LFSTYLE ACC

ANGLE ENERGY INC. NGL

ARC RESOURCES LTD. ARX

ARGENT ENERGY UN J AET.UN

ARGONAUT GOLD INC. J AR

ARTEK EXPLORATION J RTK

ARTIS REIT UN AX.UN

ARTIS REIT SER A PR AX.PR.A

ARTIS REIT SER E PR AX.PR.E

ARTIS REIT PR C US AX.PR.U

ASANKO GOLD INC. J AKG

ASTONHILL OIL&GAS UN OGF.UN

ASTONHILL VIP INCMUN VIP.UN

ASTRAL MEDIA CL A NV ACM.A

ASTRAL MEDIA CL B SV ACM.B

ATCO LTD. CL I NV ACO.X

ATCO LTD. CL II ACO.Y

ATHABASCA OIL CORP J ATH

ATRIUM INNOVATIONS ATB

ATRIUM MTG INVEST AI

ATS AUTOMATION TOOL ATA

AUGUSTA RESOURCE J AZC

AURICO GOLD INC. AUQ

AURIZON MINES J ARZ

AURORA OIL & GAS ORD AEF

AUSTRALIA BANCSEC UN AUZ.UN

AUSTRALIA BNCINCM UN AUI.UN

AUTOCANADA INC. ACQ

AUTOMODULAR CORP AM

AVIGILON CORPORATION AVO




Description Symbol B2GOLD CORP. J BTO

BADGER DAYLIGHTING BAD

BANK OF NOVA SCOTIA BNS

BANK OF N S SR 12 PR BNS.PR.J

BANK OF N S SR 13 PR BNS.PR.K

BANK OF N S SR 14 PR BNS.PR.L

BANK OF N S SR 15 PR BNS.PR.M

BANK OF N S SR 16 PR BNS.PR.N

BANK OF N S SR 17 PR BNS.PR.O

BANK OF N S SR 18 PR BNS.PR.P

BANK OF N S SR 20 PR BNS.PR.Q

BANK OF N S SR 22 PR BNS.PR.R

BANK OF N S SR 24 PR BNS.PR.S

BANK OF N S SR 26 PR BNS.PR.T

BANK OF N S SR 28 PR BNS.PR.X

BANK OF N S SR 30 PR BNS.PR.Y

BANK OF N S SR 32 PR BNS.PR.Z

BANKERS PETROLEUM J BNK

BARRICK GOLD CORP ABX

BAUER PERFORMANCE BAU

BAYTEX ENERGY CORP. BTE

BCE INC. BCE

BCE INC. PR SER AA BCE.PR.A

BCE INC. PR SER AB BCE.PR.B

BCE INC. PR SER AC BCE.PR.C

BCE INC. PR SER AD BCE.PR.D

BCE INC. PR SER AE BCE.PR.E

BCE INC. PR SER AF BCE.PR.F

BCE INC. PR SER AG BCE.PR.G

BCE INC. PR SER AH BCE.PR.H

BCE INC. PR SER AI BCE.PR.I

BCE INC. PR SER AJ BCE.PR.J

BCE INC. PR SER AK BCE.PR.K

Description Symbol BCE INC. PR SER R BCE.PR.R

BCE INC. PR SER S BCE.PR.S

BCE INC. PR SER T BCE.PR.T

BCE INC. PR SERIES Y BCE.PR.Y

BCE INC. PR SERIES Z BCE.PR.Z

BELL ALIANT INC. BA

BELL ALIANTPF EQ PRA BAF.PR.A

BELLATRIX EXPL LTD. BXE

BIRCHCLIFF ENERGY BIR

BIRCHCLIFF ENGY PR A BIR.PR.A

BIRD CONSTRUCTION BDT

BANK OF MONTREAL BMO

BK OF MON PR SER 13 BMO.PR.J

BK OF MON PR SER 14 BMO.PR.K

BK OF MON PR SER 15 BMO.PR.L

BK OF MON PR SER 16 BMO.PR.M

BK OF MON PR SER 18 BMO.PR.N

BK OF MON PR SER 21 BMO.PR.O

BK OF MON PR SER 23 BMO.PR.P

BK OF MON PR SER 25 BMO.PR.Q

BLACK DIAMOND GROUP BDI

BLACKPEARL RES INC J PXX

BLUE RIBBON INCM UN RBN.UN

BMO AGGREGATEBND ETF ZAG

BMO CDN DIVIDEND UN ZDV

BMO COVERD CALLCDNBK ZWB

BMO COVERDUTILITY UN ZWU

BMO DJ INDAV HED ETF ZDJ

BMO DJ INDUSTAVG UN ZWA

BMO EM MKT BOND HED ZEF

BMO EQ WGT US BANKS ZUB

BMO EQL WGT BANK ETF ZEB

BMO EQL WGT REITS UN ZRE




Description Symbol BMO EQL WGT UTIL ETF ZUT

BMO GBL INFRASTR ETF ZGI

BMO HY US CRPHDG ETF ZHY

BMO JUNIOR GOLD ETF ZJG

BMO LONG CRP BND ETF ZLC

BMO MID CRP BOND ETF ZCM

BMO MONTHLY INCM UN ZMI

BMO MSCI EAFE HEGCAD ZDM

BMO MSCI EMRGMKTS UN ZEM

BMO NASDAQ EQHED ETF ZQQ

BMO S&P 500 HEDG-CAD ZUE

BMO S&P/TSX COMPINDX ZCN

BMO SHRT CRP BND ETF ZCS

BMO SHRT FED BND ETF ZFS

BMO SHRT PRV BND ETF ZPS

BMO VOLATLTY CAD UN ZLB

BMTC GROUP CL A SV GBT.A

BOARDWALK REIT UN BEI.UN

BOMBARDIER CL A MV BBD.A

BOMBARDIER CL B SV BBD.B

BOMBARDIER SER 2 PR BBD.PR.B

BOMBARDIER 6.25% PR BBD.PR.C

BOMBARDIER SER 3 PR BBD.PR.D

BONAVISTA ENERGY BNP

BONTERRA ENERGY CORP BNE

BORALEX INC. CL A BLX

BOSTON PIZZA FND UN BPF.UN

BOYD GROUP FND TR UN BYD.UN

BROOKFIELD EQTY PR 1 BRF.PR.A

BROOKFIELD HIYLDSTGY BHY.UN

BROOKFIELD INFRAS UN BIP.UN

BROOKFIELD RENEW UN BEP.UN

BROOKFIELD RESIDENTL BRP

Description Symbol BROOKFIELD RL EST RV BRE

BROOKFLD ASSET A LV BAM.A

BROOKFLD ASSET PR 32 BAM.PF.A

BROOKFLD ASSET PR 34 BAM.PF.B

BROOKFLD ASSET PR 2 BAM.PR.B

BROOKFLD ASSET PR 36 BAM.PF.C

BROOKFLD ASSET PR 4 BAM.PR.C

BROOKFLD ASSET PR 8 BAM.PR.E

BROOKFLD ASSET PR 9 BAM.PR.G

BROOKFLD ASSET PR 12 BAM.PR.J

BROOKFLD ASSET PR 13 BAM.PR.K

BROOKFLD ASSET PR 14 BAM.PR.L

BROOKFLD ASSET PR 17 BAM.PR.M

BROOKFLD ASSET PR 18 BAM.PR.N

BROOKFLD ASSET PR 21 BAM.PR.O

BROOKFLD ASSET PR 22 BAM.PR.P

BROOKFLD ASSET PR 24 BAM.PR.R

BROOKFLD ASSET PR 26 BAM.PR.T

BROOKFLD ASSET PR 28 BAM.PR.X

BROOKFLD ASSET PR 30 BAM.PR.Z

BROOKFLD CDA OFFICE BOX.UN

BROOKFIELD OFFICE BPO

BROOKFLD OFFICE PR H BPO.PR.H

BROOKFLD OFFICE PR J BPO.PR.J

BROOKFLD OFFICE PR K BPO.PR.K

BROOKFLD OFFICE PR L BPO.PR.L

BROOKFLD OFFICE PR N BPO.PR.N

BROOKFLD OFFICE PR P BPO.PR.P

BROOKFLD OFFICE PR R BPO.PR.R

BROOKFLD OFFICE PR T BPO.PR.T

BROOKFLD OFF US PR G BPO.PR.U

BTB REIT UN BTB.UN

BURCON NUTRASC. J BU




Description Symbol CAE INC. CAE

CALFRAC WELL SERV CFW

CALLOWAY REIT TR UN CWT.UN

CAMECO CORPORATION CCO

CAN-60 INCOME EQ NV CSY

CANACCORD FINANCIAL CF

CANACCORD FIN A PR CF.PR.A

CANACCORD FIN C PR CF.PR.C

CANACOL ENERGY J CNE

CANADIAN NATURAL RES CNQ

CANADIAN TIRE CORP CTC

CANADIAN TIRE A NV CTC.A

CANAM GROUP INC. CAM

CANBANC INCM EQTY NV CIC

CANELSON DRILLING CDI

CANEXUS CORP. CUS

CANFOR CORPORATION CFP

CANFOR PULP PRODUCTS CFX

CANGENE CORPORATION CNJ

CANSO CREDIT A UN PBY.UN

CANWEL BUILDING GRP CWX

CANYON SERVICES GRP FRC

CAPITAL POWER CORP. CPX

CAPITAL PWR SER 1 PR CPX.PR.A

CAPITAL PWR SER 3 PR CPX.PR.C

CAPITAL PWR SER 5 PR CPX.PR.E

CAPSTONE INFRAS CORP CSE

CAPSTONE INFR PR A CSE.PR.A

CAPSTONE MINING J CS

CARFINCO FINANCIAL CFN

CASCADES INC. CAS

CATAMARAN CORP. CCT

CCL INDUSTRIES CL A CCL.A

Description Symbol CCL INDUSTRIES CL B CCL.B

CDN APARTMENT TR UN CAR.UN

CDN CONVERT PLUS UN CCI.UN

CDN ENERGY SERV&TECH CEU

CDN IMPERIAL BANK CM

CDN IMP BK SER 26 PR CM.PR.D

CDN IMP BK SER 27 PR CM.PR.E

CDN IMP BK SER 29 PR CM.PR.G

CDN IMP BK SER 33 PR CM.PR.K

CDN IMP BK SER 35 PR CM.PR.L

CDN IMP BK SER 37 PR CM.PR.M

CDN LIFE COSPLT PR12 LFE.PR.B

CDN NAT'L RAILWAY CNR

CDN OIL SANDS LTD. COS

CDN PACIFIC RAILWAY CP

CDN REAL ESTATE UN REF.UN

CDN REIT INCM FND UN RIU.UN

CDN UTILITIES A NV CU

CDN UTILITIES CL B CU.X

CDN UTIL 2ND PR Y CU.PR.C

CDN UTIL 2NDSR AA PR CU.PR.D

CDN UTIL 2ND PR BB CU.PR.E

CDN UTIL 2NDSR CC PR CU.PR.F

CDN WSTRN BANK CWB

CDN WSTRN BK SR 3 PR CWB.PR.A

CELESTICA INC SV CLS

CENOVUS ENERGY INC. CVE

CENTERRA GOLD INC. CG

CENTRAL FUND CL A NV CEF.A

CENTRAL FUND A NV US CEF.U

CENTRAL GOLDTRUST UN GTU.UN

CENTRAL GOLDTR US UN GTU.U

CERES GLOBAL AG CORP CRP




Description Symbol CGI GROUP CL A SV GIB.A

CHARTWELL RETIRE UN CSH.UN

CHEMTRADE LOGISTC UN CHE.UN

CHESSWOOD GROUP LTD. CHW

CHINA GLD INTL RES J CGG

CHORUS AVIATION A VV CHR.A

CHORUS AVIATION B V CHR.B

CHURCHILL CORP. CL A CUQ

CI FINANCIAL CORP. CIX

CINEPLEX INC. CGX

CITADEL INCM FUND UN CTF.UN

CLEARWATER SEAFOODS CLR

CML HEALTHCARE INC. CLC

COASTAL CONTACTS INC COA

COASTAL ENERGY CO J CEN

COEUR D'ALENE MINES CDM

COGECO CABLE INC SV CCA

COLABOR GROUP INC. GCL

COM DEV INT'L LTD. CDV

COMINAR REAL EST UN CUF.UN

COMPUTER MODELLING J CMG

CONSTELLATION SOFTWR CSU

CONTINENTAL GOLD J CNL

CONTRANS GROUP SV CSS

COPPER MOUNTAIN J CUM

CORUS ENTRTMNT B CJR.B

COTT CORPORATION BCB

COXE COMMODITY A UN COX.UN

CRESCENT POINT CORP. CPG

CREW ENERGY INC. CR

CROCOTTA ENERGY INC. CTA

CROMBIE REAL EST UN CRR.UN

CYMBRIA CORP CL A NV CYB

Description Symbol DAVIS + HENDERSON DH

DEETHREE EXPL LTD. J DTX

DESCARTES SYSTEMS DSG

DETOUR GOLD CORP J DGC

DHX MEDIA LTD. DHX

DIRECTCASH PAYMENTS DCI

DIV GROWTH SPLT CL A DGS

DIV GROWTH SPLIT PR DGS.PR.A

DIVIDEND 15 SPLT A DFN

DIVIDEND 15 SPLT PR DFN.PR.A

DIVIDEND SELECT 15EQ DS

DOLLARAMA INC. DOL

DOMINION DIAMOND DDC

DOMTAR CORPORATION UFS

DOREL IND INC A MV DII.A

DOREL IND INC B SV DII.B

DPF INDIA OPPORT UN DPF.UN

DUNDEE CORP. CL A SV DC.A

DUNDEE CORP 5% PR 1 DC.PR.A

DUNDEE CORP. PR 2 DC.PR.B

DUNDEE INDUSTRIAL UN DIR.UN

DUNDEE INTL REIT UN DI.UN

DUNDEE PRECIOUS MTL DPM

DUNDEE REIT TR UN D.UN

EAGLE ENERGY TR UN J EGL.UN

EAST COAST INVGRD UN ECF.UN

EASYHOME LTD. EH

ECOSYNTHETIX INC. J ECO

ELDORADO GOLD CORP. ELD

ELEMENT FIN CORP. J EFN

EMERA INCORPORATED EMA

EMERA INC. SER A PR EMA.PR.A

EMERA INC. SER C PR EMA.PR.C




Description Symbol EMPIRE CO CL A NV EMP.A

ENBRIDGE INC. ENB

ENBRIDGE 5.50% PR ENB.PR.A

ENBRIDGE INC SR B PR ENB.PR.B

ENBRIDGE INC SR D PR ENB.PR.D

ENBRIDGE INC SR F PR ENB.PR.F

ENBRIDGE INC SR H PR ENB.PR.H

ENBRIDGE INC SR N PR ENB.PR.N

ENBRIDGE INC SR P PR ENB.PR.P

ENBRIDGE INC SR R PR ENB.PR.T

ENBRIDGE SER L US PR ENB.PF.U

ENBRIDGE SR J US PR ENB.PR.U

ENBRIDGE SER 1 US PR ENB.PR.V

ENBRIDGE INCM HLDGS ENF

ENCANA CORPORATION ECA

ENDEAVOUR SILVER J EDR

ENERCARE INC. ECI

ENERFLEX LTD. EFX

ENERPLUS CORPORATION ERF

ENERVEST DIVERS UN EIT.UN

ENGHOUSE SYSTEMS LTD ESL

ENSIGN ENGY SERVICES ESI

EPSILON ENERGY LTD J EPS

EQTY FINANCL HLDGS J EQI

EQUAL ENERGY LTD. EQU

EQUITABLE GROUP INC. ETC

EQUITABLE GRP PR 1 ETC.PR.A

ESSENTIAL ENERGY LTD ESN

EVERTZ TECHNOLOGIES ET

EXCHANGE INCOME CORP EIF

EXCO TECHNOLOGIES XTC

EXFO INC. SV EXF

EXTENDICARE INC. EXE

Description Symbol FAIRFAX FINANCIAL SV FFH

FAIRFAX FIN SV USF FFH.U

FAIRFAX FIN SER C PR FFH.PR.C

FAIRFAX FIN SER E PR FFH.PR.E

FAIRFAX FIN SER G PR FFH.PR.G

FAIRFAX FIN SER I PR FFH.PR.I

FAIRFAX FIN SER K PR FFH.PR.K

FIERA CAPITAL A SV FSZ

FINANCIAL 15 SPLT A FTN

FINANCIAL 15 SPLT PR FTN.PR.A

FINNING INT'L INC. FTT

FIRM CAP MTG INVEST FC

FIRST CAPITAL REALTY FCR

FIRST MAJESTIC J FR

FIRST NAT'L FIN CORP FN

1ST NATL FIN SR 1 PR FN.PR.A

FIRST QUANTUM MNRL J FM

FIRSTSERVICE CORP SV FSV

FIRSTSERVICE USF PR FSV.PR.U

FORTIS INC. FTS

FORTIS INC. SUBS REC FTS.R

FORTIS INC. 1ST PR C FTS.PR.C

FORTIS INC. 1ST PR E FTS.PR.E

FORTIS INC. 1ST PR F FTS.PR.F

FORTIS INC. 1ST PR G FTS.PR.G

FORTIS INC. 1ST PR H FTS.PR.H

FORTIS INC. 1ST PR J FTS.PR.J

FORTUNA SILVER MINES FVI

FRANCO-NEVADA CORP. FNV

FREEHOLD ROYALTIES FRU

FRONT ST US MLP EQ C MLP

GABRIEL RESOURCES J GBU

GAMEHOST INC. GH




Description Symbol GENERAL DONLEE CDA GDI

GENERAL MOTORS CO US GMM.U

GENESIS LAND DEV GDC

GENIVAR INC. GNV

GENWORTH MI CANADA MIC

GIBSON ENERGY INC GEI

GILDAN ACTIVEWEAR GIL

GLENTEL INC. GLN

GLUSKIN SHEFF SV GS

GMP CAPITAL INC. GMP

GMP CAPITAL SER B PR GMP.PR.B

GOLDCORP INC. G

GOODMAN GOLD TR UN CMP.UN

GRAN TIERRA ENERGY J GTE

GRANITE RL EST TR UN GRT.UN

GREAT CDN GAMING GC

GREAT-WEST LIFECO GWO

GT-WEST LIFECO PR F GWO.PR.F

GT-WEST LIFECO PR G GWO.PR.G

GT-WEST LIFECO PR H GWO.PR.H

GT-WEST LIFECO PR I GWO.PR.I

GT-WEST LIFECO PR J GWO.PR.J

GT-WEST LIFECO PR L GWO.PR.L

GT-WEST LIFECO PR M GWO.PR.M

GT-WEST LIFECO PR N GWO.PR.N

GT-WEST LIFECO PR P GWO.PR.P

GT-WEST LIFECO PR Q GWO.PR.Q

GT-WEST LIFECO PR R GWO.PR.R

GUARDIAN CAPITAL GCG

GUARDIAN CAP CL A NV GCG.A

GUYANA GOLDFIELDS J GUY

H&R RL EST STAPLE UN HR.UN

HAMMOND POWER A SV HPS.A

Description Symbol HARDWOODS DIST INC. HWD

HEALTHLEASE REIT UN HLP.UN

HEROUX-DEVTEK INC. HRX

HIGH ARCTIC ENGY INC HWO

HIGH LINER FOODS INC HLF

HNZ GROUP INC. HNZ.A

HNZ GROUP INC. VV HNZ.B

HOME CAPITAL GROUP HCG

HORIZON BETA60BEAR A HXD

HORIZON BETA60BULL A HXU

HORIZON BETAGLD BULL HGU

HORIZON COMEXSLVR BL HZU

HORIZON CRDEOIL BLUN HOU

HORIZON CRDEOIL BRUN HOD

HORIZON INCM EQ E UN HEX

HORIZON ENHNCEQTY AD HEX.A

HORIZON NTH LOGSTC J HNL

HORIZON S&P/TSX60 A HXT

HORIZON S&P/TSX60 US HXT.U

HORIZON SEASONL E UN HAC

HORIZONS SEASONL ADV HAC.A

HORIZON CORPBND E UN HAB

HORIZONS CORPBND ADV HAB.A

HORIZON FLTGRTBND UN HFR

HORIZONS FLTGBND ADV HFR.A

HORIZONS INCM ENGY E HEE

HORIZONS INCMEGY ADV HEE.A

HORIZON PREF CL E UN HPR

HORIZONS PREF ADV UN HPR.A

HSBC BANK CL 1 PR E HSB.PR.E

HUDBAY MINERALS INC. HBM

HUSKY ENERGY INC. HSE

HUSKY ENERGY SR 1 PR HSE.PR.A




Description Symbol IAMGOLD CORPORATION IMG

IGM FINANCIAL INC. IGM

IGM FINANCIAL B PR IGM.PR.B

IMAX CORPORATION IMX

IMPERIAL METALS CORP III

IMPERIAL OIL LTD. IMO

IMRIS INC. J IM

INDEXPLUS INCOME UN IDX.UN

INDSTRL ALLIANCE INS IAG

INDSTRL ALLIANCEPR B IAG.PR.A

INDSTRL ALLIANCEPR C IAG.PR.C

INDSTRL ALLIANCEPR E IAG.PR.E

INDSTRL ALLIANCEPR F IAG.PR.F

INDSTRL ALLIANCEPR G IAG.PR.G

ING FLTG RT SNR A UN ISL.UN

ING FLTG RTSNR US UN ISL.U

INMET MINING CORP. IMN

INNERGEX RENEW ENGY INE

INNERGEX RENEW PR A INE.PR.A

INNERGEX RENEW PR C INE.PR.C

INNVEST REIT UNITS INN.UN

INTACT FIN CORP. IFC

INTACT FIN A SER 1 IFC.PR.A

INTACT FIN A SER 3 IFC.PR.C

INTER PIPELINE UN IPL.UN

INTERRENT REIT UN J IIP.UN

INTERTAPE POLYMER ITP

INT'L FOREST CL A SV IFP.A

INT'L MINERALS J IMZ

IPATH S&P500 VIX ST VXX

IPATH S&P500VIXST US VXX.U

ISHR CDNDIVARISTO UN CDZ

ISHARE CDNDIVARISTAD CDZ.A

Description Symbol ISHARES CDNFNDMNTLUN CRQ

ISHARE CDNFNDMNTL AD CRQ.A

ISHARE DEX HYBRD BND XHB

ISHARE DIVERS MOINCM XTR

ISHARE INTLFNDMNT UN CIE

ISHARE INTLFNDMNT AD CIE.A

ISHARE MSCI EAFE UN XIN

ISHARE MSCI EMERG UN XEM

ISHARE MSCI WORLD UN XWD

ISHARE NA PREF STKUN XPF

ISHARE S&P500 CAD-HG XSP

ISHARE SHDURATION UN CSD

ISHARE US DIVGROW UN CUD

ISHARE US DIVGRO ADV CUD.A

ISHARE US HIYLD BND XHY

ISHARES 1-5YRCORP UN CBO

ISHARES 1-5YRCORP AD CBO.A

ISHARES 1-5YRGOVT UN CLF

ISHARES 1-5YRGVT ADV CLF.A

ISHARES BRIC INDX UN CBQ

ISHARES BRIC ADV UN CBQ.A

ISHARES CDNBOND UN CAB

ISHARES CDNBOND ADV CAB.A

ISHARES CDNFINMO UN FIE

ISHARES CDNFINMO ADV FIE.A

ISHARES CDNPREF UN CPD

ISHARES CDNPREF ADV CPD.A

ISHARES DEX ST BOND XSB

ISHARES DEX UNIVERSE XBB

ISHARES EQTY INCM UN XEI

ISHARES GLBLAGRI UN COW

ISHARES GLBLAGRI ADV COW.A

ISHARES GOLD TRUST IGT




Description Symbol ISHARES MONTHDIV UN CYH

ISHARES MONTHDIV ADV CYH.A

ISHARES RUSSELL 2000 XSU

ISHARES SHDUR ADV A CSD.A

ISHARES SHDUR US$ UN CSD.U

ISHARES SHDUR US$ADV CSD.V

ISHARES US DIV EQ UN XHD

ISHARES US FNDMTL UN CLU

ISHARES US FNDMTL AD CLU.A

ISHARES US FNDMNTL B CLU.B

ISHARES US FNDMNTL C CLU.C

ISHARES USHIGHYLD UN CHB

ISHARES US HIYLD ADV CHB.A

ISHR DEX FLTGRTNTIDX XFR

ISHRS DEX CORP BOND XCB

ISHRS DEX GOV'T BOND XGB

ISHRS DEX LT BOND UN XLB

ISHRS DEX RL RET BND XRB

ISHRS S&P/TSX SMLCAP XCS

JEAN COUTU GROUP SV PJC.A

JFT STRATEGIES A UN JFS.UN

JOVIAN CAPITAL J JOV

JUST ENERGY GROUP JE

KARNALYTE RES J KRN

KEYERA CORP. KEY

KEYREIT UN KRE.UN

KILLAM PROPERTIES J KMP

KINROSS GOLD CORP. K

KIRKLAND LAKE GLD J KGI

LABRADOR IRON ORE LIF

LAURENTIAN BK OF CAN LB

LAURENTIAN BK PR 10 LB.PR.E

LAURENTIAN BK PR 11 LB.PR.F

Description Symbol LEGACY OIL + GAS INC LEG

LEGUMEX WALKER INC. LWP

LEISUREWORLD SR CARE LW

LEON'S FURNITURE LTD LNF

LIFE & BANC SPLIT A LBS

LIFE & BANC SPLIT PR LBS.PR.A

LINAMAR CORPORATION LNR

LIQUOR STORES NA LTD LIQ

LOBLAW COMPANIES LTD L

LOBLAW CO. SER A PR L.PR.A

LONG RUN EXPL LTD. J LRE

LONGVIEW OIL CORP. LNV

LULULEMON ATHLETICA LLL

LUNDIN MINING CORP LUN

LYDIAN INT'L ORD J LYD

MACDONALD DETTWILER MDA

MAG SILVER CORP. J MAG

MAGNA INT'L INC. MG

MAJOR DRILLING GROUP MDI

MAN GLG EMERG MKT UN EMY.UN

MANITOBA TELECOM MBT

MANULFE STGYOPPOR UN MSO.UN

MANULIFE FINANCIAL MFC

MANULIFE FIN A PR 1 MFC.PR.A

MANULIFE FIN SR 2 PR MFC.PR.B

MANULIFE FIN A PR 3 MFC.PR.C

MANULIFE FIN SR 4 PR MFC.PR.D

MANULIFE FIN SR 1 PR MFC.PR.E

MANULIFE FIN SR 3 PR MFC.PR.F

MANULIFE FIN SR 5 PR MFC.PR.G

MANULIFE FIN SR 7 PR MFC.PR.H

MANULIFE FIN SR 9 PR MFC.PR.I

MANULIFE FIN SR11 PR MFC.PR.J




Description Symbol MAPLE LEAF FOODS INC MFI

MARRET HIGH YIELD UN MHY.UN

MARRET INVEST BND UN MIG.UN

MARRET MULTI-STGY UN MMF.UN

MARRET RESOURCE J MAR

MARTINREA INT'L INC. MRE

MAXIM POWER CORP. MXG

MBAC FERTILIZER J MBC

MCAN MORTGAGE CORP. MKP

MCCOY CORPORATION MCB

MDC PARTNERS CL A SV MDZ.A

MEDICAL FACILITIES DR

MEG ENERGY CORP. MEG

MEGA BRANDS INC. MB

MELCOR DEVELOPMENTS MRD

MERCER INT'L INC. US MRI.U

METHANEX CORPORATION MX

METRO INC. MRU

MINT INCME FND TR UN MID.UN

MONEDA LATAMFXD A UN MLF.UN

MORGUARD NA REIT UN MRG.UN

MORGUARD REAL EST UN MRT.UN

MORNEAU SHEPELL INC. MSI

MOUNTAIN PROVINCE J MPV

MTY FOOD GROUP INC. MTY

MULLEN GROUP LTD. MTL

N.A. ENERGY PARTNERS NOA

NAT'L BANK OF CANADA NA

NAT'L BANK SER 16 PR NA.PR.L

NAT'L BANK SER 20 PR NA.PR.M

NAT'L BANK SER 21 PR NA.PR.N

NAT'L BANK SER 24 PR NA.PR.O

NAT'L BANK SER 26 PR NA.PR.P

Description Symbol NAT'L BANK SER 28 PR NA.PR.Q

NEVADA COPPER CORP J NCU

NEVSUN RESOURCES J NSU

NEW FLYER INDUSTRIES NFI

NEW GOLD INC. NGD

NEWALTA CORPORATION NAL

NGEX RESOURCES INC J NGQ

NIKO RESOURCES NKO

NORANDA INCM PRIORUN NIF.UN

NORBORD INC. NBD

NORDION INC. NDN

NORTH WEST COMPANY NWC

NORTHLAND POWER INC. NPI

NORTHLAND PWR SR1 PR NPI.PR.A

NORTHLAND PWR SR3 PR NPI.PR.C

NOVAGOLD RESOURCES J NG

NTHN PPTY STAPLE UN NPR.UN

NTHRN DYNASTY MIN J NDM

NUVISTA ENERGY LTD. NVA

NW HEALTHCARE UN NWH.UN

OCEANAGOLD CORP. OGC

OCP CREDIT STGY UN OCS.UN

OCP SENIOR CREDIT UN OSL.UN

ONCOLYTICS BIOTECH ONC

ONEX CORPORATION SV OCX

OPEN TEXT CORP OTC

OSISKO MINING CORP J OSK

PACIFIC RUBIALES J PRE

PALADIN LABS INC. PLB

PAN AMERICAN SILVER PAA

PARALLEL ENERGY UN PLT.UN

PARAMOUNT GOLD&SIL J PZG

PARAMOUNT RES CL A POU




Description Symbol PAREX RESOURCES J PXT

PARKLAND FUEL CORP. PKI

PARTNERS REIT UN PAR.UN

PASON SYSTEMS INC. PSI

PATHEON INC. RV PTI

PEMBINA PIPELINE PPL

PENGROWTH ENERGY PGF

PENN WEST PETROLEUM PWT

PETROBAKKEN ENERGY PBN

PETROMINERALES LTD. PMG

PEYTO EXPL & DEV PEY

PHX ENERGY SERVICES PHX

PIZZA PIZZA ROYALTY PZA

POTASH CORP OF SASK POT

POWER CORP OF CDA SV POW

POWER CORP 5.6% PR A POW.PR.A

POWER CORP 5.35% PR POW.PR.B

POWER CORP 5.80% PR POW.PR.C

POWER CORP 5.00% PR POW.PR.D

POWER CORP PART. PR POW.PR.E

POWER CORP SR861STPR POW.PR.F

POWER CORP 5.6% PR G POW.PR.G

POWER FINANCIAL CORP PWF

POWER FINANCIAL PR A PWF.PR.A

POWER FINANCIAL PR D PWF.PR.E

POWER FIN 5.25% PR E PWF.PR.F

POWER FIN 5.90% PR F PWF.PR.G

POWER FIN 5.75% PR H PWF.PR.H

POWER FIN 6% PR I PWF.PR.I

POWER FIN 4.95% PR K PWF.PR.K

POWER FIN 5.10% PR L PWF.PR.L

POWER FIN 6% PR M PWF.PR.M

POWER FIN 5.80% PR O PWF.PR.O

Description Symbol POWER FIN 4.40% PR P PWF.PR.P

POWER FIN 5.50% PR R PWF.PR.R

POWER FIN 4.80% PR S PWF.PR.S

POWERSHR TACTBOND UN PTB

PRECIOUS MTL&MINE UN MMP.UN

PRECISION DRILL CORP PD

PREFERRED INVEST UN PSF.UN

PREMIER GOLD MINES J PG

PREMIUM BRANDS HLDGS PBH

PRETIUM RESOURCES J PVG

PRIMARIS RETAIL UN PMZ.UN

PRIMARY ENGY RECYCLE PRI

PRIMERO MINING CORP. P

PROGRESSIVE WASTE BIN

PULSE SEISMIC INC. PSD

PURE INDUSTRIAL UN AAR.UN

PURE TECH LTD. J PUR

PWRSHARES CORPBND UN PSB

PWRSHARES ULDLUX GVT PGL

PWRSHR HY CORPBND UN PFH

QLT INC. QLT

QUEBECOR INC CL A MV QBR.A

QUEBECOR INC CL B SV QBR.B

RAINY RIVER RES J RR

REDKNEE SOLUTIONS J RKN

REIT INDEXPLUS TR UN IDR.UN

REITMAN'S CANADA RET

REITMAN'S CDA A NV RET.A

RESEARCH IN MOTION BB

RESOLUTE FOREST PROD RFP

RESVERLOGIX CORP. J RVX

RETROCOM REIT UN RMM.UN

REVETT MINERALS J RVM




Description Symbol RICHARDS PCKNG UN RPI.UN

RICHELIEU HARDWARE RCH

RICHMONT MINES RIC

RIO ALTO MINING J RIO

RIOCAN RL EST TR UN REI.UN

RIOCAN REIT SER A PR REI.PR.A

RIOCAN REIT SER C PR REI.PR.C

RITCHIE BROS AUCTION RBA

RMP ENERGY INC. J RMP

ROCKY MTN DEALERSHIP RME

ROGERS COMM CL A RCI.A

ROGERS COMM CL B NV RCI.B

ROGERS SUGAR INC. RSI

RONA INC. RON

RONA INC. 5.25% PR RON.PR.A

ROYAL BANK OF CANADA RY

ROYAL BANK PR SER AA RY.PR.A

ROYAL BANK PR SER AB RY.PR.B

ROYAL BANK PR SER AC RY.PR.C

ROYAL BANK PR SER AD RY.PR.D

ROYAL BANK PR SER AE RY.PR.E

ROYAL BANK PR SER AF RY.PR.F

ROYAL BANK PR SER AG RY.PR.G

ROYAL BANK PR SER AH RY.PR.H

ROYAL BANK PR SER AJ RY.PR.I

ROYAL BANK PR SER AL RY.PR.L

ROYAL BANK PR SER AN RY.PR.N

ROYAL BANK PR SER AP RY.PR.P

ROYAL BANK PR SER AR RY.PR.R

ROYAL BANK PR SER AT RY.PR.T

ROYAL BANK PR SER W RY.PR.W

ROYAL BANK PR SER AV RY.PR.X

ROYAL BANK PR SER AX RY.PR.Y

Description Symbol ROYAL GOLD, INC. RGL

RUBICON MINERALS J RMX

RUSSEL METALS INC. RUS

RY CANADIAN MINT ETR MNT

RY CANADIAN MINT USF MNT.U

SANDVINE CORP J SVC

SAPUTO INC. SAP

SAVANNA ENERGY CORP. SVY

SCITI TRUST TRANS UN SIN.UN

SEABRIDGE GOLD INC J SEA

SEARS CANADA INC SCC

SECURE ENERGY SERV J SES

SEMAFO INC. J SMF

SENTRY PRIME METAL A PME

SHAW COMM CL B NV SJR.B

SHAW COMM CL 2 PR A SJR.PR.A

SHAWCOR LTD. SCL

SHERRITT INT'L CORP S

SHOPPERS DRUG MART SC

SIERRA WIRELESS SW

SILVER STANDARD RES SSO

SILVER WHEATON CORP. SLW

SILVERCORP METALS J SVM

SIRIUS XM CDA A SV J XSR

SNC - LAVALIN GROUP SNC

SOFTCHOICE CORP SO

SOLIUM CAPITAL INC J SUM

SOUTHGOBI RES LTD J SGQ

SPROTT INC. SII

SPROTT PHY GLD UN US PHY.U

SPROTT PHY SILVER US PHS.U

SPROTT RESOURCE CORP SCP

SPROTT STGY FIXED UN SFI.UN




Description Symbol SPYGLASS RESOURCES CORP. SGL

STANTEC INC. STN

STELLA-JONES INC. SJ

STILLWATER MINING US SWC.U

STRAD ENERGY SERV J SDY

STUDENT TRANSPORT STB

SUN LIFE FIN INC. SLF

SUN LIFE FIN PR A SLF.PR.A

SUN LIFE FIN SER2 PR SLF.PR.B

SUN LIFE FIN SER3 PR SLF.PR.C

SUN LIFE FIN SER4 PR SLF.PR.D

SUN LIFE FIN SER5 PR SLF.PR.E

SUN LIFE FIN SR6R PR SLF.PR.F

SUN LIFE FIN SR8R PR SLF.PR.G

SUN LIFE FIN 10R PR SLF.PR.H

SUN LIFE FIN 12R PR SLF.PR.I

SUNCOR ENERGY INC. SU

SUNOPTA, INC. SOY

SUPERIOR PLUS CORP. SPB

SURGE ENERGY INC. J SGY

SYMPHONY FLTGLOAN UN SSF.UN

T.D. BANK TD

T.D. BANK SER AA PR TD.PR.A

T.D. BANK SER AC PR TD.PR.C

T.D. BANK SER AE PR TD.PR.E

T.D. BANK SER AG PR TD.PR.G

T.D. BANK SER AI PR TD.PR.I

T.D. BANK SER AK PR TD.PR.K

T.D. BANK SER O PR TD.PR.O

T.D. BANK SER P PR TD.PR.P

T.D. BANK SER Q PR TD.PR.Q

T.D. BANK SER R PR TD.PR.R

T.D. BANK SER S PR TD.PR.S

Description Symbol T.D. BANK SER Y PR TD.PR.Y

TAG OIL LTD. J TAO

TAHOE RESOURCES J THO

TALISMAN ENERGY INC. TLM

TALISMAN ENERGY PR A TLM.PR.A

TASEKO MINES LTD. TKO

TECH LEADERS INCM UN TLF.UN

TECK RES CL A MV TCK.A

TECK RES CL B SV TCK.B

TEKMIRA PHARM CORP. TKM

TELUS CORPORATION T

TEMBEC INC. TMB

TEMPLE HOTELS INC. TPH

THOMPSON CREEK METAL TCM

THOMSON REUTERS CORP TRI

THOMSON REUTER PR II TRI.PR.B

TIM HORTONS INC. THI

TIMBERCREEK MORTGE A TMC

TIMBERCREEK SR MTG A MTG

TIMMINS GOLD CORP. J TMM

TMX GROUP LIMITED X

TOROMONT INDUSTRIES TIH

TORSTAR CL B NV TS.B

TOTAL ENGY SERV INC. TOT

TOURMALINE OIL CORP. TOU

TRANSALTA CORP. TA

TRANSALTA SER A PR TA.PR.D

TRANSALTA SER C PR TA.PR.F

TRANSALTA SER E PR TA.PR.H

TRANSAT A.T. CL A TRZ.A

TRANSAT A.T. CL B TRZ.B

TRANSCAN CORPORATION TRP

TRANSCAN CORP PR 1 TRP.PR.A




Description Symbol TRANSCAN CORP PR 3 TRP.PR.B

TRANSCAN CORP PR 5 TRP.PR.C

TRANSCAN CORP PR 7 TRP.PR.D

TRANSCONTINENTL A SV TCL.A

TRANSCONTINENTL B MV TCL.B

TRANSCONTINENTL D PR TCL.PR.D

TRANSFORCE INC. TFI

TRANSGLOBE ENERGY J TGL

TREZ CAP MTG INVST A TZZ

TRICAN WELL SERVICE TCW

TRICON CAPITAL GROUP TCN

TRILOGY ENERGY CORP. TET

TRIMAC TRANSPORT A TMA

TRINIDAD DRILLING TDG

TURQUOISE HILL RES TRQ

TWIN BUTTE ENERGY J TBE

UNI-SELECT INC. UNS

URANIUM ONE INC. J UUU

URANIUM PARTICIPATE U

VALEANT PHARM INT'L VRX

VALENER INC. VNR

VALENER INC. SR A PR VNR.PR.A

VANGUARD EAFE IDXC-H VEF

VANGUARD FTSE CDAIDX VCE

VANGUARD FTSEEMRGMKT VEE

VANGUARD US BDMKTC-H VUS

VERESEN INC. VSN

VERESEN INC SER A PR VSN.PR.A

VERMILION ENERGY INC VET

VICWEST INC. VIC

VIRGINIA MINES INC J VGQ

VITRAN CORPORATION VTN

WAJAX CORPORATION WJX

Description Symbol WALTER ENERGY, INC WLT

WEST FRASER TIMBER WFT

WESTERN ENERGY SERV WRG

WESTERNONE INC. WEQ

WESTJET AIRLINES LTD WJA

WESTJET AIRLINE VARY WJA.A

WESTON GEORGE WN

WESTON GEORGE 1 PR WN.PR.A

WESTON GEORGE III PR WN.PR.C

WESTON GEORGE IV PR WN.PR.D

WESTON GEORGE V PR WN.PR.E

WESTPORT INNOVATIONS WPT

WESTSHORE TERMINALS WTE

WHISTLER BLACKCOMB WB

WHITECAP RESOURCES J WCP

WI-LAN INC. WIN

WINPAK LIMITED WPK

YAMANA GOLD INC. YRI

YIELDPLUS INCOME UN YP.UN

YLD ADVAN CONV DB UN OCV.UN

ZARGON OIL & GAS LTD ZAR

ZCL COMPOSITES INC ZCL

ONLY ON LSERM BECAUSE OCC OPTIONS

TRADE AGAINST SECURITY

ATLANTIC POWER ATP

AVALON RARE METALS J AVL

BALLARD POWER SYS BLD

BANRO CORPORATION J BAA

BROOKFLD PPTY LP UN BPY.UN

CARDIOME PHARMA CORP COM

DENISON MINES CORP DML




Description Symbol DRAGONWAVE INC. DWI

ENTREE GOLD INC. J ETG

EXETER RESOURCE J XRC

GOLDEN MINERALS J AUM

GOLDEN STAR RESOURCE GSC

GT PANTHER SILVER J GPR

INT'L TOWER HILL J ITH

IVANHOE ENERGY INC IE

JAGUAR MINING INC. J JAG

LONE PINE RES INC. LPR

MCEWEN MINING INC. J MUX

N.A. PALLADIUM LTD. PDL

NEPTUNE TECH & BIO J NTB

OTELCO INC. IDS UN OTT.UN

RARE ELEMENT RES J RES

SANDSTORM GOLD LTD. SSL

SMART TECH INC A SV SMA

SWISHER HYGIENE INC. SWI

TANZANIAN ROYALTY J TNX

TRANSATLANTIC PETE J TNP

URANERZ ENERGY J URZ

VISTA GOLD CORP VGZ


Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.



Description Symbol

ADDITIONS


1ST ASSTCDNDIVOP2 UN DVF.UN

AINSWORTH LUMBER CO ANS

AIR CANADA CL A VV AC.A

AIR CANADA CL B AC.B

ARGENT ENERGY UN J AET.UN

ARTIS REIT SER E PR AX.PR.E

ASANKO GOLD INC. J AKG

ATRIUM MTG INVEST AI

AUSTRALIA BNCINCM UN AUI.UN

AUTOMODULAR CORP AM

BMO DJ INDUSTAVG UN ZWA

BMO EQ WGT US BANKS ZUB

BMO GBL INFRASTR ETF ZGI

BMO MONTHLY INCM UN ZMI

BMO MSCI EAFE HEGCAD ZDM

BMO MSCI EMRGMKTS UN ZEM

BMO VOLATLTY CAD UN ZLB

BROOKFIELD EQTY PR 1 BRF.PR.A

BROOKFIELD HIYLDSTGY BHY.UN

BROOKFLD PPTY LP UN BPY.UN

CANGENE CORPORATION CNJ

CAPITAL PWR SER 5 PR CPX.PR.E

CDN LIFE COSPLT PR12 LFE.PR.B

CDN REIT INCM FND UN RIU.UN

CDN UTIL 2NDSR CC PR CU.PR.F

CHESSWOOD GROUP LTD. CHW

DHX MEDIA LTD. DHX

DOMINION DIAMOND DDC

Description Symbol

ADDITIONS

DUNDEE INDUSTRIAL UN DIR.UN

EAST COAST INVGRD UN ECF.UN

EASYHOME LTD. EH

ENBRIDGE SER 1 US PR ENB.PR.V

EQTY FINANCL HLDGS J EQI

EQUITABLE GROUP INC. ETC

EQUITABLE GRP PR 1 ETC.PR.A

FINANCIAL 15 SPLT A FTN

FINANCIAL 15 SPLT PR FTN.PR.A

FIRST NAT'L FIN CORP FN

1ST NATL FIN SR 1 PR FN.PR.A

FRONT ST US MLP EQ C MLP

GAMEHOST INC. GH

GENERAL DONLEE CDA GDI

HAMMOND POWER A SV HPS.A

HARDWOODS DIST INC. HWD

HEROUX-DEVTEK INC. HRX

HORIZON CRDEOIL BRUN HOD

HORIZON SEASONL E UN HAC

HORIZONS SEASONL ADV HAC.A

INDEXPLUS INCOME UN IDX.UN

ISHARE MSCI WORLD UN XWD

ISHARES EQTY INCM UN XEI

ISHARES US DIV EQ UN XHD

ISHARES US FNDMTL UN CLU

ISHARES US FNDMTL AD CLU.A

ISHARES US FNDMNTL B CLU.B

ISHARES US FNDMNTL C CLU.C

ISHR DEX FLTGRTNTIDX XFR

JOVIAN CAPITAL J JOV


Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.



Description Symbol

ADDITIONS

MAXIM POWER CORP. MXG

MCAN MORTGAGE CORP. MKP

MELCOR DEVELOPMENTS MRD

MINT INCME FND TR UN MID.UN

MONEDA LATAMFXD A UN MLF.UN

MTY FOOD GROUP INC. MTY

NIKO RESOURCES NKO

POWER FIN 4.80% PR S PWF.PR.S

POWERSHR TACTBOND UN PTB

PURE INDUSTRIAL UN AAR.UN

PWRSHARES CORPBND UN PSB

REDKNEE SOLUTIONS J RKN

RESVERLOGIX CORP. J RVX

RICHARDS PCKNG UN RPI.UN

SANDVINE CORP J SVC

SHAWCOR LTD. SCL

SPYGLASS RESOURCES CORP. SGL

TEKMIRA PHARM CORP. TKM

TEMPLE HOTELS INC. TPH

TRANSCAN CORP PR 7 TRP.PR.D

TRIMAC TRANSPORT A TMA

VANGUARD EAFE IDXC-H VEF

VANGUARD FTSEEMRGMKT VEE


Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.



Description Symbol

DELETIONS


AIRBOSS OF AMERICA J BOS

ASTON HILL ADVVIP UN AV.UN

AVENEX ENERGY CORP. AVF

BK OF MON PR SER 5 BMO.PR.H

BMO LNG FEDERAL BOND ZFL

BRICK LTD. (THE) BRK

BROOKFLD OFFICE PR F BPO.PR.F

CATHEDRAL ENGY SERV CET

CELTIC EXPL LTD. CLT

CERVUS EQUIPMENT CVL

CGA MINING LIMITED J CGA

COLOSSUS MINERALS J CSI

CORBY DISTILLERIES CDL.A

CORBY DISTILL B NV CDL.B

DULUTH METALS LTD. J DM

DULUTH METALS USF J DM.U

ENDEAVOUR MINING ORD EDV

FORACO INT'L SA FAR

FORTRESS PAPER LTD A FTP

FRONT ST STGY YLD NV FSS

GOLDEN QUEEN MNG J GQM

HARRY WIN DIAMOND HW

HORIZONS GOLD PROD E HEP

HORIZON ENHNCGLD ADV HEP.A

HORIZON GLD BULL+ UN HBU

HORIZONS GLDYLD E UN HGY

HORIZONS GLD YLD ADV HGY.A

IBI GROUP INC. IBG

Description Symbol

DELETIONS

ISHARE GLDBULHDGD UN CGL

ISHARE GLDBUL NN-HDG CGL.C

ISHR SIL BUL HDGD UN SVR

ISHR SIL BUL NN-HDGD SVR.C

KEEGAN RESOURCES J KGN

LAURENTIAN BK PR 9 LB.PR.D

MAINSTREET EQUITY J MEQ

MCEWEN-MINERA EXCH J MAQ

MIDAS GOLD CORP. J MAX

NAT'L BANK SER 15 PR NA.PR.K

NEXEN INC. NXY

NEXEN INC. SR 2 PR NXY.PR.A

NEXEN 7.35% NOTE US NXY.PR.U

ORBITE ALUMINAE A J ORT

PACE OIL AND GAS LTD PCE

PERSEUS MINING ORD J PRU

PETROBANK ENGY & RES PBG

PILOT GOLD INC. J PLG

PREMIUM INCOME CL A PIC.A

PREMIUM INCOME PR PIC.PR.A

PWRSHRS FTSE RAFI US PXU

SABINA GLD & SLVR J SBB

SECOND CUP LTD. THE SCU

SHAWCOR LTD. CL A SV SCL.A

SHAWCOR LTD. CL B MV SCL.B

SPARTAN OIL CORP. J STO

TALISON LITHIUM ORD TLH

TELUS CORPORATION NV T.A

TERANGA GOLD CORP. J TGZ


Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.



Description Symbol

DELETIONS

TIMBERCREEK GLOBE UN TGF.UN

TOREX GOLD RES J TXG

VERDE POTASH PLC J NPK

WATERFURNACE ENGY J WFI

WATERFURNACE USF J WFI.U

YM BIOSCIENCES J YM

TSX VENTURE EXCHANGE

RENEGADE PETROLEUM LTD RPL




Eligibility Criteria

For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria.

General Inclusion Requirements

Price volatility measures Calculated price volatility margin interval <= 25%

Market value per share >= $2.00 per share

Liquidity measures Dollar value of public float greater than $50 million

Average daily trade volume for each month in the quarter >= 10,000 shares per day for at least two out of

the three months in the quarter

OR

An equivalent average daily traded value amount for each month in the quarter ended >= $500,000 per day

[to accommodate high price securities]

Listing requirements Listed on a Canadian exchange for six months

OR Listed on a Canadian exchange less than six months, with:

Market value per share >= $5.00 per share

Dollar value of public float greater than $500 million; and

In the discretion of IIROC staff, the issuer company is in an industry sector known for low price

volatility

Other Inclusion Requirements

A new security listing resulting from an issuer reorganization that:

is substantially the same as a previous security listing,

has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and

meets all the other General Inclusion Requirements for ongoing listings.

For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and

120% of the public float of a previous security listing.

A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded.

A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a

related common security from that same issuer.

list of securities eligible for reduced margin · 2013. 5. 28. · list of securities eligible for...

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