list of securities eligible for reduced margin...iiroc notice 20-0167 rules notice – technical –...

Attachment #1

Compiled by the Investment Industry Regulatory of 21 September 30, 2020

Organization of Canada IIROC Notice 20-0225 Rules Notice – Technical – List of Securities Eligible for Reduced Margin

List of Securities Eligible for Reduced Margin [effective from November 24, 2020 until replaced by a subsequent list]

List of Securities Eligible for Reduced Margin Attachment #1



Description Symbol

ABSOLUTE SOFTWARE J ABT

BARRICK GOLD CORP ABX

AIR CANADA VOTE & VV AC

ATCO LTD. CL I NV ACO.X

ATCO LTD. CL II ACO.Y

AUTOCANADA INC. ACQ

ANDREW PELLER A NV ADW.A

ANDREW PELLER LTD. B ADW.B

AGNICO EAGLE MINES AEM

AG GROWTH INT'L INC. AFN

AGF MANAGEMENT B NV AGF.B

ALAMOS GOLD INC. J AGI

ATRIUM MTG INVEST AI

ALTUS GROUP LIMITED AIF

AIMIA INC. AIM

AIMIA INC. SER 1 PR AIM.PR.A

AIMIA INC. SER 3 PR AIM.PR.C

ALTAGAS LTD. ALA

ALTAGAS LTD SR A PR ALA.PR.A

ALTAGAS LTD SR B PR ALA.PR.B

ALTAGAS LTD SR E PR ALA.PR.E

ALTAGAS LTD SR G PR ALA.PR.G

ALTAGAS LTD SR H PR ALA.PR.H

ALTAGAS LTD SR I PR ALA.PR.I

ALTAGAS LTD SR K PR ALA.PR.K

ALTAGAS LTD C PR USF ALA.PR.U

ALTIUS MINERALS CORP ALS

ALTIUS MINERALS PR ALS.PR.A

ALITHYA GROUP J A SV ALYA

AMEX EXPL IN AMX

ANDLAUERHLTHCR GRPSV AND

ALLIED PROP. REIT UN AP.UN

APHRIA INC. J APHA

Description Symbol

AUTOMOTIVE PPTY UN APR.UN

APTOSE BIOSCIENCES APS

ALGONQUIN PWR & UTIL AQN

ALGONQUIN PWR A PR AQN.PR.A

ALGONQUIN PWR D PR AQN.PR.D

ARGONAUT GOLD INC. J AR

AECON GROUP INC. ARE

ARC RESOURCES LTD. ARX

ACUITYADS HLDGS J AT

ATS AUTOMATION TOOL ATA

ALIMENTATION CL A MV ATD.A

ALIMENTATION CL B SV ATD.B

ATLANTIC POWER ATP

ARITZIA INC. SV ATZ

AURYN RESOURCES J AUG

A&W REVENUE RYLTY UN AW.UN

ARTIS REIT UN AX.UN

ARTIS REIT SER A PR AX.PR.A

ARTIS REIT SER E PR AX.PR.E

ARTIS REIT SER I PR AX.PR.I

ALEXCO RESOURCE J AXU

BADGER DAYLIGHTING BAD

BROOKFLD ASSET A LV BAM.A

BROOKFLD ASSET PR 32 BAM.PF.A

BROOKFLD ASSET PR 34 BAM.PF.B

BROOKFLD ASSET PR 36 BAM.PF.C

BROOKFLD ASSET PR 37 BAM.PF.D

BROOKFLD ASSET PR 38 BAM.PF.E

BROOKFLD ASSET PR 40 BAM.PF.F

BROOKFLD ASSET PR 42 BAM.PF.G

BROOKFLD ASSET PR 44 BAM.PF.H

BROOKFLD ASSET PR 46 BAM.PF.I

BROOKFLD ASSET PR 48 BAM.PF.J




Description Symbol

BROOKFLD ASSET PR 2 BAM.PR.B

BROOKFLD ASSET PR 4 BAM.PR.C

BROOKFLD ASSET PR 8 BAM.PR.E

BROOKFLD ASSET PR 9 BAM.PR.G

BROOKFLD ASSET PR 13 BAM.PR.K

BROOKFLD ASSET PR 17 BAM.PR.M

BROOKFLD ASSET PR 18 BAM.PR.N

BROOKFLD ASSET PR 24 BAM.PR.R

BROOKFLD ASSET PR 25 BAM.PR.S

BROOKFLD ASSET PR 26 BAM.PR.T

BROOKFLD ASSET PR 28 BAM.PR.X

BROOKFLD ASSET PR 30 BAM.PR.Z

BLACKBERRY LIMITED BB

BROOKFIELD BUS LP UN BBU.UN

BESPOKECAPACQA RV US BC.U

BCE INC. BCE

BCE INC. PR SER AA BCE.PR.A

BCE INC. PR SER AB BCE.PR.B

BCE INC. PR SER AC BCE.PR.C

BCE INC. PR SER AD BCE.PR.D

BCE INC. PR SER AE BCE.PR.E

BCE INC. PR SER AF BCE.PR.F

BCE INC. PR SER AG BCE.PR.G

BCE INC. PR SER AH BCE.PR.H

BCE INC. PR SER AI BCE.PR.I

BCE INC. PR SER AJ BCE.PR.J

BCE INC. PR SER AK BCE.PR.K

BCE INC. PR SER AL BCE.PR.L

BCE INC. PR SER AM BCE.PR.M

BCE INC. PR SER AN BCE.PR.N

BCE INC. PR SER AO BCE.PR.O

BCE INC. PR SER AQ BCE.PR.Q

BCE INC. PR SER R BCE.PR.R

Description Symbol

BCE INC. PR SER S BCE.PR.S

BCE INC. PR SER T BCE.PR.T

BCE INC. PR SERIES Y BCE.PR.Y

BCE INC. PR SERIES Z BCE.PR.Z

BIRD CONSTRUCTION BDT

BOARDWALK REIT UN BEI.UN

BROOKFLD RENEW LP UN BEP.UN

BROOKFIELD RENEW PR5 BEP.PR.E

BROOKFIELD RENEW PR7 BEP.PR.G

BROOKFIELD RENEW PR9 BEP.PR.I

BROOKFIELD RENEWPR11 BEP.PR.K

BROOKFIELD RENEWPR13 BEP.PR.M

BROOKFIELD RENEWPR15 BEP.PR.O

BROOKFLD RENEWA EXSV BEPC

BAUSCH HEALTH CO BHC

BROOKFIELD INFRAS UN BIP.UN

BROOKFIELD INFRASPR1 BIP.PR.A

BROOKFIELD INFRASPR3 BIP.PR.B

BROOKFIELD INFRASPR5 BIP.PR.C

BROOKFIELD INFRASPR7 BIP.PR.D

BROOKFIELD INFRASPR9 BIP.PR.E

BROOKFIELD INFRAPR11 BIP.PR.F

BROOKFLD INFRAS A SV BIPC

BALLARD POWER SYS BLDP

BORALEX INC. CL A BLX

BANK OF MONTREAL BMO

BK OF MON PR SER 26 BMO.PR.A

BK OF MON PR SER 38 BMO.PR.B

BK OF MON PR SER 40 BMO.PR.C

BK OF MON PR SER 42 BMO.PR.D

BK OF MON PR SER 44 BMO.PR.E

BK OF MON PR SER 46 BMO.PR.F

BK OF MON PR SER 25 BMO.PR.Q




Description Symbol

BK OF MON PR SER 27 BMO.PR.S

BK OF MON PR SER 29 BMO.PR.T

BK OF MON PR SER 31 BMO.PR.W

BK OF MON PR SER 33 BMO.PR.Y

BK OF MON PR SER 35 BMO.PR.Z

BANK OF NOVA SCOTIA BNS

BANK OF N S SR 34 PR BNS.PR.E

BANK OF N S SR 33 PR BNS.PR.F

BANK OF N S SR 36 PR BNS.PR.G

BANK OF N S SR 38 PR BNS.PR.H

BANK OF N S SR 40 PR BNS.PR.I

BANK OF N S SR 32 PR BNS.PR.Z

AIRBOSS OF AMERICA J BOS

BOSTON PIZZA FND UN BPF.UN

BROOKFLD PPTY LP UN BPY.UN

BTB REIT UN BTB.UN

B2GOLD CORP. BTO

CI 1STAST1-5GVTBNDUN BXF

BOYD GROUP SERVICES BYD

CIBC ACTVINVCORPBOND CACB

CAE INC. CAE

CDN APARTMENT TR UN CAR.UN

CASCADES INC. CAS

ISHRE 1-10CORPBND UN CBH

ISHRE 1-5 CORPBND UN CBO

COGECO COMMUN INC SV CCA

COLUMBIA CARE INC. CCHW

CCL INDUSTRIES CL A CCL.A

CCL INDUSTRIES CL B CCL.B

CAMECO CORPORATION CCO

CERIDIAN HCM HLDG J CDAY

ISHR CDNDIVARISTO UN CDZ

SPROTT PHYGLD&SIL TR CEF

Description Symbol

SPROTT PHYGLD&SIL US CEF.U

ISHARES EQWEIGHT UN CEW

CANACCORD GENUITY CF

CANACCORD GEN A PR CF.PR.A

CANACCORD GEN C PR CF.PR.C

CANFOR CORPORATION CFP

CANFOR PULP PRODUCTS CFX

CENTERRA GOLD INC. CG

ISHARE GLDBULHDGD UN CGL

ISHARE GLDBUL NN-HDG CGL.C

COGECO INC. SV CGO

CI 1STAST GLD+GIANTS CGXF

CHEMTRADE LOGISTC UN CHE.UN

CHOICE PPTY REIT UN CHP.UN

CHORUS AVIATION V&VV CHR

CHAMPION IRON ORD J CIA

COLLIERS INTL GRP SV CIGI

CI FINANCIAL CORP. CIX

CORUS ENTERTNMNT B CJR.B

CARGOJET INC. COM&VV CJT

ISHRE 1-5 GOVTBND UN CLF

ISHRE 1-10GOVTBND UN CLG

ALCANNA INC. CLIQ

CLEARWATER SEAFOODS CLR

CELESTICA INC SV CLS

CDN IMPERIAL BANK CM

CDN IMP BK SER 39 PR CM.PR.O

CDN IMP BK SER 41 PR CM.PR.P

CDN IMP BK SER 43 PR CM.PR.Q

CDN IMP BK SER 45 PR CM.PR.R

CDN IMP BK SER 47 PR CM.PR.S

CDN IMP BK SER 49 PR CM.PR.T

CDN IMP BK SER 51 PR CM.PR.Y




Description Symbol

CI MUNROALTGLBGROWUN CMAG

CI MARRETALT RETBOND CMAR

CI MARRETALTRETBNDUS CMAR.U

COMPUTER MODELLING J CMG

C-COM SATELL CMI

ISHARES MONEYMKT UN CMR

CANACOL ENERGY J CNE

CANADIAN NATURAL RES CNQ

CDN NAT'L RAILWAY CNR

CDN PACIFIC RAILWAY CP

ISHARES CDNPREF UN CPD

CAPITAL POWER CORP. CPX

CAPITAL PWR SER 1 PR CPX.PR.A

CAPITAL PWR SER 3 PR CPX.PR.C

CAPITAL PWR SER 5 PR CPX.PR.E

CAPITAL PWR SER 7 PR CPX.PR.G

CAPITAL PWR SER 9 PR CPX.PR.I

CAPITAL PWR SR 11 PR CPX.PR.K

CRH MEDICAL CORP. J CRH

CRONOS GROUP INC. J CRON

CROMBIE REAL EST UN CRR.UN

CT RL EST INVEST UN CRT.UN

CI 1STAST INTERSTSVG CSAV

CHARTWELL RETIRE UN CSH.UN

CONSTELLATION SOFTWR CSU

CANADIAN TIRE CORP CTC

CANADIAN TIRE A NV CTC.A

CONVERGE TEC CTS

CDN UTILITIES A NV CU

CDN UTIL 2ND PR Y CU.PR.C

CDN UTIL 2ND PR AA CU.PR.D

CDN UTIL 2ND PR BB CU.PR.E

CDN UTIL 2ND PR CC CU.PR.F

Description Symbol

CDN UTIL 2ND PR DD CU.PR.G

CDN UTIL 2ND PR EE CU.PR.H

CDN UTIL 2ND PR FF CU.PR.I

CDN UTILITIES CL B CU.X

COMINAR REAL EST UN CUF.UN

CENOVUS ENERGY INC. CVE

CDN WSTRN BANK CWB

CDN WSTRN BK SR 5 PR CWB.PR.B

CDN WSTRN BK SR 7 PR CWB.PR.C

CDN WSTRN BK SR 9 PR CWB.PR.D

CHARLOTTE'S WEB HLDG CWEB

CANWEL BUILDING GRP CWX

DREAM OFFICE REIT UN D.UN

DESJARDN ALTLN/SH EQ DANC

DOCEBO INC. J DCBO

DIVIDEND 15 SPLT A DFN

DIVIDEND 15 SPLT PR DFN.PR.A

DIV GROWTH SPLIT PR DGS.PR.A

DREAM INDUSTRL REIT DIR.UN

HORIZON US$ CUR A UN DLR

HORIZON US$CUR A USF DLR.U

DOLLARAMA INC. DOL

BRP INC. SV DOO

DUNDEE PRECIOUS MTL DPM

DREAM HRD ASETALT UN DRA.UN

DREAM UNLTD CL A SV DRM

DESCARTES SYSTEMS DSG

DYNAMIC ACTVTACT BND DXB

DYNAMIC ACTV GLBLDIV DXG

DYNAMIC ACTV PREF UN DXP

ECN CAPITAL CORP. ECN

ECN CAPITAL 6.50% PR ECN.PR.A

ECN CAPITAL 6.25% PR ECN.PR.C




Description Symbol

ECOSYNTHETIX INC. J ECO

ENDEAVOUR SILVER J EDR

ENDEAVOUR MINING ORD EDV

ELEMENT FLEET MGT EFN

ELEMENT FLEET PR A EFN.PR.A

ELEMENT FLEET PR C EFN.PR.C

ELEMENT FLEET PR E EFN.PR.E

ELEMENT FLEET PR I EFN.PR.I

ENERGY FUELS INC. J EFR

ENERFLEX LTD. EFX

EXCHANGE INCOME CORP EIF

CANOE EIT INCOME UN EIT.UN

CANOE EIT SER 1 PR EIT.PR.A

CANOE EIT SER 2 PR EIT.PR.B

ELDORADO GOLD CORP. ELD

EMERA INCORPORATED EMA

EMERA INC. SER A PR EMA.PR.A

EMERA INC. SER B PR EMA.PR.B

EMERA INC. SER C PR EMA.PR.C

EMERA INC. SER E PR EMA.PR.E

EMERA INC. SER F PR EMA.PR.F

EMERA INC. SER H PR EMA.PR.H

EMPIRE CO CL A NV EMP.A

EMX RYLTY CO EMX

ENBRIDGE INC. ENB

ENBRIDGE SER 9 PR ENB.PF.A

ENBRIDGE SER 11 PR ENB.PF.C

ENBRIDGE SER 13 PR ENB.PF.E

ENBRIDGE SER 15 PR ENB.PF.G

ENBRIDGE SER 17 PR ENB.PF.I

ENBRIDGE SER 19 PR ENB.PF.K

ENBRIDGE SER L US PR ENB.PF.U

ENBRIDGE SER 5 US PR ENB.PF.V

Description Symbol

ENBRIDGE 5.50% PR ENB.PR.A

ENBRIDGE INC SR B PR ENB.PR.B

ENBRIDGE INC SR C PR ENB.PR.C

ENBRIDGE INC SR D PR ENB.PR.D

ENBRIDGE INC SR F PR ENB.PR.F

ENBRIDGE INC SR H PR ENB.PR.H

ENBRIDGE SER 7 PR ENB.PR.J

ENBRIDGE INC SR N PR ENB.PR.N

ENBRIDGE INC SR P PR ENB.PR.P

ENBRIDGE INC SR R PR ENB.PR.T

ENBRIDGE SR J US PR ENB.PR.U

ENBRIDGE SER 1 US PR ENB.PR.V

ENBRIDGE SER 3 PR ENB.PR.Y

ENGHOUSE SYSTEMS LTD ENGH

EQUITABLE GROUP INC. EQB

EQUITABLE GRP PR 3 EQB.PR.C

EQUINOX GOLD CORP. J EQX

EUROPEAN RES REIT UN ERE.UN

ENERPLUS CORPORATION ERF

ERO COPPER CORP. J ERO

EVERTZ TECHNOLOGIES ET

EXTENDICARE INC. EXE

EXFO INC. SV EXF

ABERDEEN ASIA-PACIFC FAP

FIRM CAP MTG INVEST FC

FIDELITY GLBCORE+BND FCGB

FIDELITY INTLHIQUAL FCIQ

FIRST CAP REIT UN FCR.UN

FIDELITYCDNST CRPBND FCSB

FAIRFAX FINANCIAL SV FFH

FAIRFAX FIN SER C PR FFH.PR.C

FAIRFAX FIN SER D PR FFH.PR.D

FAIRFAX FIN SER E PR FFH.PR.E




Description Symbol

FAIRFAX FIN SER F PR FFH.PR.F

FAIRFAX FIN SER G PR FFH.PR.G

FAIRFAX FIN SER H PR FFH.PR.H

FAIRFAX FIN SER I PR FFH.PR.I

FAIRFAX FIN SER J PR FFH.PR.J

FAIRFAX FIN SER K PR FFH.PR.K

FAIRFAX FIN SER M PR FFH.PR.M

FAIRFAX FIN SV USF FFH.U

CI 1STAST ENHGOVBOND FGO

CI1STAST ENHGVTBNDUS FGO.U

ISHARES CDNFINMO UN FIE

CI 1ST ASST INVBNDUN FIG

CI 1ST ASSTINVBND US FIG.U

FAIRFAX INDIA SV USF FIH.U

FRANKLIN LIB GLB BND FLGA

FIRST QUANTUM MNRL J FM

FIRST NAT'L FIN CORP FN

1ST NATL FIN SR 1 PR FN.PR.A

1ST NATL FIN SR 2 PR FN.PR.B

FRANCO-NEVADA CORP. FNV

GOODFOOD MARKET J FOOD

FIRST MAJESTIC J FR

FREEHOLD ROYALTIES FRU

FENNEC PHARMACEUT J FRX

CI 1STASTENHNCSH BND FSB

CI1STASTENHNCSHBNDUS FSB.U

FIRSTSERVICE CORP. FSV

FIERA CAPITAL A SV FSZ

FINANCIAL 15 SPLT A FTN

FINANCIAL 15 SPLT PR FTN.PR.A

FORTIS INC. FTS

FORTIS INC. 1ST PR F FTS.PR.F

FORTIS INC. 1ST PR G FTS.PR.G

Description Symbol

FORTIS INC. 1ST PR H FTS.PR.H

FORTIS INC.1ST PR I FTS.PR.I

FORTIS INC. 1ST PR J FTS.PR.J

FORTIS INC. 1ST PR K FTS.PR.K

FORTIS INC. 1ST PR M FTS.PR.M

FINNING INT'L INC. FTT

FORTUNA SILVER MINES FVI

GREAT CDN GAMING GC

GRAN COLOMBIA GOLD GCM

GIBSON ENERGY INC GEI

GFL ENVIRONMENT SV GFL

CGI INC. CL A SV GIB.A

GILDAN ACTIVEWEAR GIL

GOLDMINING INC. J GOLD

CDA GOOSE HLDGS SV GOOS

GRANITE RL EST TR UN GRT.UN

GOLDEN STAR RESOURCE GSC

GOEASY LTD. GSY

KNIGHT THERAPEUTICS GUD

GREAT-WEST LIFECO GWO

GT-WEST LIFECO PR F GWO.PR.F

GT-WEST LIFECO PR G GWO.PR.G

GT-WEST LIFECO PR H GWO.PR.H

GT-WEST LIFECO PR I GWO.PR.I

GT-WEST LIFECO PR L GWO.PR.L

GT-WEST LIFECO PR M GWO.PR.M

GT-WEST LIFECO PR N GWO.PR.N

GT-WEST LIFECO PR O GWO.PR.O

GT-WEST LIFECO PR P GWO.PR.P

GT-WEST LIFECO PR Q GWO.PR.Q

GT-WEST LIFECO PR R GWO.PR.R

GT-WEST LIFECO PR S GWO.PR.S

GT-WEST LIFECO PR T GWO.PR.T




Description Symbol

HYDRO ONE LIMITED H

HORIZON CORPBND E UN HAB

HORIZON CDN SLCTUNIV HBB

HARVESTBRNDLDR+ A UN HBF

HARVESTBRNDLDR+B U-H HBF.B

HARVESTBRNDLDR+US UN HBF.U

HUDBAY MINERALS INC. HBM

HOME CAPITAL GROUP HCG

HARDWOODS DIST INC. HDI

HORIZONS GOLD PROD E HEP

HORIZON ACTULTST BND HFR

HARVEST HLTHCRLDR UN HHL

HARVESTHEALTHCRB U-H HHL.B

HARVESTHEALTHCARE US HHL.U

HIGH LINER FOODS INC HLF

HLS THERAPEUTICS J HLS

HORIZONS MARIJ LFE A HMMJ

HORIZONS MARIJ US HMMJ.U

HORIZON NTH LOGSTC J HNL

AMERICAN HOTL UN USF HOT.U

AMERICAN HOTL LP UN HOT.UN

HORIZON PREF CL E UN HPR

BETAPRONASDQ100 2XBL HQU

H&R REAL ESTATE UN HR.UN

HEROUX-DEVTEK INC. HRX

HORIZONS CSHMAXSHARE HSAV

HUSKY ENERGY INC. HSE

HUSKY ENERGY SR 1 PR HSE.PR.A

HUSKY ENERGY SR 2 PR HSE.PR.B

HUSKY ENERGY SR 3 PR HSE.PR.C

HUSKY ENERGY SR 5 PR HSE.PR.E

HUSKY ENERGY SR 7 PR HSE.PR.G

HARVESTTECHACHVGRW A HTA

Description Symbol

HARVESTTECACHGROB UH HTA.B

HARVESTTECHACHGROWUS HTA.U

HORIZONSS&PTSXCAPIDX HXCN

HORIZON NASDAQ100SHR HXQ

HORIZON NASDAQ100 US HXQ.U

HORIZONS S&P500 SHR HXS

HORIZON S&P500 US SH HXS.U

HORIZON S&P/TSX60 HXT

HORIZON S&P/TSX60 US HXT.U

IA FINANCIAL CORP. IAG

IBI GROUP INC. IBG

INTACT FIN CORP. IFC

INTACT FIN A SER 1 IFC.PR.A

INTACT FIN A SER 3 IFC.PR.C

INTACT FIN A SER 4 IFC.PR.D

INTACT FIN A SER 5 IFC.PR.E

INTACT FIN A SR 6 PR IFC.PR.F

INTACT FIN A SR 7 PR IFC.PR.G

INTACT FIN A SER 9 IFC.PR.I

INTERFOR CORPORATION IFP

IGM FINANCIAL INC. IGM

IMPERIAL METALS CORP III

INTERRENT REIT UN J IIP.UN

IAMGOLD CORPORATION IMG

IMPERIAL OIL LTD. IMO

IMV INC. J IMV

INNERGEX RENEW ENGY INE

INNERGEX RENEW PR A INE.PR.A

INNERGEX RENEW PR C INE.PR.C

INOVALIS REIT UN INO.UN

INTER PIPELINE LTD. IPL

INTERTAPE POLYMER ITP

IVANHOE MINES CL A J IVN




Description Symbol

JAGUAR MINING INC. J JAG

JAMIESON WELLNESS JWEL

KINROSS GOLD CORP. K

KEYERA CORP. KEY

KIRKLAND LAKE GOLD J KL

KILLAM APT REIT UN J KMP.UN

K92 MNG INC. KNT

CORVUS GOLD INC. J KOR

KARORA RES INC. J KRR

KNEAT.COM IN KSI

KINAXIS INC. J KXS

LOBLAW COMPANIES LTD L

LOBLAW CO. SER B PR L.PR.B

LAURENTIAN BK OF CAN LB

LAURENTIAN BK PR 13 LB.PR.H

LAURENTIAN BK PR 15 LB.PR.J

LIBERTY GOLD CORP. J LGD

LABRADOR IRON ORE LIF

LINAMAR CORPORATION LNR

LUNDIN GOLD INC. J LUG

LUNDIN MINING CORP LUN

MAG SILVER CORP. J MAG

MAGELLAN AEROSPACE MAL

MARIMACA COPPER J MARI

MAJOR DRILLING GROUP MDI

MANULIFE FINANCIAL MFC

MANULIFE FIN SR 2 PR MFC.PR.B

MANULIFE FIN A PR 3 MFC.PR.C

MANULIFE FIN SR 3 PR MFC.PR.F

MANULIFE FIN SR 5 PR MFC.PR.G

MANULIFE FIN SR 7 PR MFC.PR.H

MANULIFE FIN SR 9 PR MFC.PR.I

MANULIFE FIN SR11 PR MFC.PR.J

Description Symbol

MANULIFE FIN SR13 PR MFC.PR.K

MANULIFE FIN SR15 PR MFC.PR.L

MANULIFE FIN SR17 PR MFC.PR.M

MANULIFE FIN SR19 PR MFC.PR.N

MANULIFE FIN SR21 PR MFC.PR.O

MANULIFE FIN SR 4 PR MFC.PR.P

MANULIFE FIN SR25 PR MFC.PR.Q

MANULIFE FIN SR23 PR MFC.PR.R

MAPLE LEAF FOODS INC MFI

MACKENZIE FLTGRATE E MFT

MAGNA INT'L INC. MG

MINTO APART REIT UN MI.UN

GENWORTH MI CANADA MIC

MACKENZIE CAFXINCM E MKB

MAVERIX METALS INC. MMX

RY CDN MINT-GOLD ETR MNT

RY CDN MINT-GOLD USF MNT.U

MARATHON GOLD CORP J MOZ

MARTINREA INT'L INC. MRE

MORGUARD NA REIT UN MRG.UN

MORGUARD REAL EST UN MRT.UN

METRO INC. MRU

MORNEAU SHEPELL INC. MSI

MTLLA RYLTY MTA

MULLEN GROUP LTD. MTL

MTY FOOD GROUP INC. MTY

MACKENZIE UNCNSTRN E MUB

METHANEX CORPORATION MX

NAT'L BANK OF CANADA NA

NAT'L BANK SER 36 PR NA.PR.A

NAT'L BANK SER 38 PR NA.PR.C

NAT'L BANK SER 40 PR NA.PR.E

NAT'L BANK SER 42 PR NA.PR.G




Description Symbol

NAT'L BANK SER 30 PR NA.PR.S

NAT'L BANK SER 32 PR NA.PR.W

NAT'L BANK SER 34 PR NA.PR.X

NEXA RESOURCES S.A. NEXA

NFI GROUP INC. NFI

NOVAGOLD RESOURCES J NG

NEW GOLD INC. NGD

NEWMONT CORPORATION NGT

NBI HIGHYLD BOND UN NHYB

N.A. CONSTRUCTION NOA

NORTHLAND POWER INC. NPI

NORTHLAND PWR PR 1 NPI.PR.A

NORTHLAND PWR PR 2 NPI.PR.B

NORTHLAND PWR PR 3 NPI.PR.C

NUTRIEN LTD. NTR

NEW PACIFIC METALS J NUAG

NOVO RES COR NVO

NTHVIEW APT REIT UN NVU.UN

NW COMPANY VARV&COMV NWC

NW HEALTHCARE UN NWH.UN

NEXGEN ENERGY LTD. J NXE

OCEANAGOLD CORP. OGC

O3 MNG INC. OIII

ORLA MINING LTD. J OLA

ONEX CORPORATION SV ONEX

OSISKO GLD ROYALTY OR

OROCOBRE LTD. ORD J ORL

NORBORD INC. OSB

OSISKO MINING INC. J OSK

OPEN TEXT CORP OTEX

PAN AMERICAN SILVER PAAS

PREMIUM BRANDS HLDGS PBH

INVESCO CDN DIV UN PDC

Description Symbol

PEOPLE CORP PEO

PEYTO EXPL & DEV PEY

PICTON MAHONEYINCOME PFIA

PREMIER GOLD MINES J PG

PIMCO GBL INCMOPP UN PGI.UN INVESCO LONG TERM GOVERNMENT BOND INDEX ETF PGL

PURE GLD MNG PGM

SPROTT PHYGOLD CA UN PHYS

SPROTT PHY GLD UN US PHYS.U

POLARIS INFRAS J PIF

PARKLAND CORP. PKI

PINNACLE RENEWBLENGY PL

PARK LAWN CORP. PLC

PLAZA RETAIL REIT UN PLZ.UN

PIMCO MTHLYINCMETFUN PMIF

PIMCO MTHLY INCM US PMIF.U

POWER CORP OF CDA SV POW

POWER CORP 5.6% PR A POW.PR.A

POWER CORP 5.35% PR POW.PR.B

POWER CORP 5.80% PR POW.PR.C

POWER CORP 5.00% PR POW.PR.D

POWER CORP PART. PR POW.PR.E

POWER CORP SR861STPR POW.PR.F

POWER CORP 5.6% PR G POW.PR.G

PEMBINA PIPELINE PPL

PEMBINA PIPE PR 21 PPL.PF.A

PEMBINA PIPE PR 23 PPL.PF.C

PEMBINA PIPE PR 25 PPL.PF.E

PEMBINA PIPE SR 1 PR PPL.PR.A

PEMBINA PIPE SR 3 PR PPL.PR.C

PEMBINA PIPE SR 5 PR PPL.PR.E

PEMBINA PIPE SR 7 PR PPL.PR.G




Description Symbol

PEMBINA PIPE SR 9 PR PPL.PR.I

PEMBINA PIPE PR 11 PPL.PR.K

PEMBINA PIPE PR 13 PPL.PR.M

PEMBINA PIPE PR 15 PPL.PR.O

PEMBINA PIPE PR 17 PPL.PR.Q

PEMBINA PIPE PR 19 PPL.PR.S

PRIMO WATER CORP. PRMW

PROFOUND MEDICAL PRN

PRO REAL EST TR UN PRV.UN

PURPOSE HIGH INTSVGS PSA

INVESCO1-5CORPBND UN PSB

PASON SYSTEMS INC. PSI

PRAIRIESKY ROYALTY PSK

SPROTT PHY SIL CDN PSLV

SPROTT PHY SILVER US PSLV.U

POINTS INT'L LTD. J PTS

PRETIUM RESOURCES J PVG

PAREX RESOURCES J PXT

PIZZA PIZZA ROYALTY PZA

QUEBECOR INC CL A MV QBR.A

QUEBECOR INC CL B SV QBR.B

AGFIQ US ANTIBETCAHG QBTL

MACKENZIE CDN EQTYUN QCN

INVESCO QQQ CA$HG QQC.F

RESTAURANT BRND INTL QSR MACKENZIE US TIPS INDEX ETF (CAD-HEDGED) QTIP

STINGRAY GROUP SV RAY.A

STINGRAY VARY SV RAY.B

RITCHIE BROS AUCTION RBA

RICHELIEU HARDWARE RCH

ROGERS COMM CL A RCI.A

ROGERS COMM CL B NV RCI.B

Description Symbol

REAL MATTERS INC. REAL

RECIPE UNLIMITED SV RECP

RIOCAN RL EST TR UN REI.UN

CI 1ST ASSET CDNREIT RIT

TRANSALTA RENEWABLE RNW

RBC CDN PREF CA UN RPF

ROGERS SUGAR INC. RSI

RUSSEL METALS INC. RUS

RBC ST US CORPBNDCAD RUSB

RBC ST US CORPBNDUSF RUSB.U

ROYAL BANK OF CANADA RY

ROYAL BANK PR SER BB RY.PR.H

ROYAL BANK PR SER BD RY.PR.J

ROYAL BANK PR SER BF RY.PR.M

ROYAL BANK PR SER BH RY.PR.N

ROYAL BANK PR SER BI RY.PR.O

ROYAL BANK PR SER BJ RY.PR.P

ROYAL BANK PR SER BK RY.PR.Q

ROYAL BANK PR SER BM RY.PR.R

ROYAL BANK PR SER BO RY.PR.S

ROYAL BANK PR SER AZ RY.PR.Z

SAPUTO INC. SAP

SABINA GLD & SLVR J SBB

BROMPTON SPLT BANC A SBC

BROMPTON SPLT BNC PR SBC.PR.A

SEABRIDGE GOLD INC J SEA

SLATE GROCERYREIT US SGR.U

SLATE GROCERYREIT UN SGR.UN

SHOPIFY INC A SV SHOP

SIENNA SENIOR LIVING SIA

SPROTT INC. SII

SILVERCREST METALS J SIL

SAVARIA CORP. J SIS




Description Symbol

STELLA-JONES INC. SJ

SHAW COMMS A SJR.A

SHAW COMM CL B NV SJR.B

SHAW COMM CL 2 PR A SJR.PR.A

SHAW COMM CL 2 PR B SJR.PR.B

SKEENA RES LTD. J SKE

SUN LIFE FIN INC. SLF

SUN LIFE FIN PR A SLF.PR.A

SUN LIFE FIN SER2 PR SLF.PR.B

SUN LIFE FIN SER3 PR SLF.PR.C

SUN LIFE FIN SER4 PR SLF.PR.D

SUN LIFE FIN SER5 PR SLF.PR.E

SUN LIFE FIN SR8R PR SLF.PR.G

SUN LIFE FIN 10R PR SLF.PR.H

SUN LIFE FIN 12R PR SLF.PR.I

SUN LIFE FIN 9QR PR SLF.PR.J

SUN LIFE FIN 11QR PR SLF.PR.K

SUMMIT IND REIT UN J SMU.UN

SNC - LAVALIN GROUP SNC

SLATE OFFICE REIT UN SOT.UN

SUNOPTA, INC. SOY

SUPERIOR PLUS CORP. SPB

SMARTCTR REIT VV UN SRU.UN

STORM RES LTD. J SRX

SANDSTORM GOLD LTD. SSL

SSR MINING INC. SSRM

SANGOMA TECH STC

STEPPE GOLD LTD. J STGO

STELCO HOLDINGS J STLC

STANTEC INC. STN

SUNCOR ENERGY INC. SU

STORAGEVAULT SVI

SILVERCORP METALS J SVM

Description Symbol

SIERRA WIRELESS SW

TELUS CORPORATION T

TRANSALTA CORP. TA

TRANSALTA SER A PR TA.PR.D

TRANSALTA SER B PR TA.PR.E

TRANSALTA SER C PR TA.PR.F

TRANSALTA SER E PR TA.PR.H

TRANSALTA SER G PR TA.PR.J

TUCOWS INC. TC

TRANSCONTINENTL A SV TCL.A

TRANSCONTINENTL B MV TCL.B

TRICON RESIDENTIAL TCN

T.D. BANK TD

T.D. BANK SER 1 PR TD.PF.A

T.D. BANK SER 3 PR TD.PF.B

T.D. BANK SER 5 PR TD.PF.C

T.D. BANK SER 7 PR TD.PF.D

T.D. BANK SER 9 PR TD.PF.E

T.D. BANK SER 12 PR TD.PF.G

T.D. BANK SER 14 PR TD.PF.H

T.D. BANK SER 16 PR TD.PF.I

T.D. BANK SER 18 PR TD.PF.J

T.D. BANK SER 20 PR TD.PF.K

T.D. BANK SER 22 PR TD.PF.L

T.D. BANK SER 24 PR TD.PF.M

TD GLBL TECHLEADRS TEC

TECK RES CL A MV TECK.A

TECK RES CL B SV TECK.B

TIMBERCREEK FIN CORP TF

TFI INTERNATIONAL TFII

TERANGA GOLD CORP. J TGZ

THERATECHNOLOGIES TH

TOROMONT INDUSTRIES TIH




Description Symbol

INVESCOCOMPVLTLTY UN TLV

TRILOGY METALS INC J TMQ

TRUE NTHCOMMRCL J UN TNT.UN

TOTAL ENGY SERV INC. TOT

TOURMALINE OIL CORP. TOU

SPIN MASTER CORP SV TOY

TD US EQUITY INDX UN TPU

THOMSON REUTERS CORP TRI

THOMSON REUTER PR II TRI.PR.B

TC ENERGY CORP TRP

TC ENERGY CORP PR 1 TRP.PR.A

TC ENERGY CORP PR 3 TRP.PR.B

TC ENERGY CORP PR 5 TRP.PR.C

TC ENERGY CORP PR 7 TRP.PR.D

TC ENERGY CORP PR 9 TRP.PR.E

TC ENERGY CORP PR 2 TRP.PR.F

TC ENERGY CORP PR 11 TRP.PR.G

TC ENERGY CORP PR 4 TRP.PR.H

TC ENERGY CORP PR 6 TRP.PR.I

TC ENERGY CORP PR 13 TRP.PR.J

TC ENERGY CORP PR 15 TRP.PR.K

TRANSAT A.T. V & VV TRZ

TRISURA GROUP J TSU

CI 1STASTTECH GIANTS TXF

CI1STASTTECGIANTUNHG TXF.B

TOREX GOLD RES J TXG

URANIUM PARTICIPATE U

DOMTAR CORPORATION UFS

UNI-SELECT INC. UNS

AMERICAS GOLD SLVR J USA

VANGUARD CDN AGR BND VAB

VANGUARD BALETF PORT VBAL

VANGUARD GLBXUS AGGR VBG

Description Symbol

VANGUARD USAGGRE BND VBU

VANGUARD FTSE CDAIDX VCE

VANGUARD CONSRV INCM VCIP

VANGUARD CDAALLCAPUN VCN

VANGUARD CONSERVPORT VCNS

VANGRD FTSE DEV EXUS VDU

VANGUARD FTSE DIVYLD VDY

VANGUARD FTSEEMRGMKT VEE

VANGRD DEV US CA-HEG VEF

VANGUARD ALLEQPORTFL VEQT

VILLAGE FARMS INT'L VFF

VANGUARD S&P500 INDX VFV

VICTORIA GLD CORP J VGCX

VANGUARD US DIVAPPR VGG

VANGUARD GROETF PORT VGRO

SEVEN GENERATIONS A VII

VANGUARD EXNA IDX UN VIU

VIEMED HEALTHCARE VMD

VANGUARD FTSECDNREIT VRE

VANGUARD CDN S-T BND VSB

VANGUARD S-T CRPBOND VSC

VANGUARD S&P500 C-HG VSP

VANGUARD US MKTIDXUN VUN

VANGUARD US TOTMKTUN VUS

VANGUARD FTSEGLOBECA VXC

WASTE CONNECTIONS WCN

WESDOME GOLD MINES WDO

THE WAIM WED

THE WAIM PR WED.PR.A

CANOPY GRWTH CORP J WEED

WELL HEALTH TECH J WELL

WEST FRASER TIMBER WFT

WPT INDUSTRL REIT US WIR.U




Description Symbol

WPT INDUSTRIAL REIT WIR.UN

WAJAX CORPORATION WJX

WESTON GEORGE WN

WESTON GEORGE 1 PR WN.PR.A

WESTON GEORGE III PR WN.PR.C

WESTON GEORGE IV PR WN.PR.D

WESTON GEORGE V PR WN.PR.E

WINPAK LIMITED WPK

WHEATON PRECIOUS MTL WPM

WSP GLOBAL INC. WSP

WESTSHORE TERMINALS WTE

CI1STASST MRNMOMNTUN WXM

TMX GROUP LIMITED X

GOLDMONEY INC. XAU

ISHR COREMSCI AC WEX XAW

ISHR COREMSCI ACWXUS XAW.U

ISHARES COREBAL UN XBAL

ISHR CDN UNIVERS BND XBB

XEBEC ADSORP XBC

ISHARES CDN CORP BND XCB

ISHARE CORMSCICDNDIV XDIV

ISHR CORE EMRGMKTIMI XEC

ISHRCORMSCI EMRMKTUS XEC.U

ISHR CORMSCIEAFE IMI XEF

ISHR COREMSCI IMI US XEF.U

ISHR S&P/TSX HIDIVUN XEI

ISHRS COREEQPORTF UN XEQT

ISHRCRMSCI EAFEIMIHG XFH

ISHARES FLTG RATE UN XFR

ISHARES CDN GOVT BND XGB

ISHARES CORE GROW UN XGRO

ISHARE CDN HYBRD BND XHB

ISHARES US HIYLD BND XHY

Description Symbol

ISHARE MSCI EAFE IDX XIN

ISHARES S&P/TSX TECH XIT

ISHR CORECDNLT BNDUN XLB

ISHARE HIGHCDNBND UN XQB

ISHARE NASDAQ 100 UN XQQ

ISHARE CDN RLRET BND XRB

ISHRE CDN SH TRM BND XSB

ISHRCORECDNSTCORPBND XSH

ISHARES CORE S&P 500 XSP

ISHARES US SMALL CAP XSU

EXCO TECHNOLOGIES XTC

ISHARE DIVRS MO INCM XTR

ISHARES CORESP500IDX XUS

ISHR CORES&P500IDXUS XUS.U

ISHR CORS&P US MKTUN XUU

ISHR CORS&P USMKT US XUU.U

ISHARE MSCI WORLD UN XWD

YAMANA GOLD INC. YRI

BMO AGGREGATEBND ETF ZAG

BMO EQLWGHT US BKCAD ZBK

BMO MID CRP BOND ETF ZCM

BMO S&P/TSX COMPINDX ZCN

BMO CORE+BOND ETF SR ZCPB

BMO SHRT CRP BND ETF ZCS

BMO SH CORP BNDACCUM ZCS.L

BMO DISCOUNT BND UN ZDB

BMO INT'L DIV CAD UN ZDI

BMO DJ INDAV HEG ETF ZDJ

BMO MSCI EAFE HEGCAD ZDM

BMO CDN DIVIDEND UN ZDV

BMO MSCI EAFE IDX UN ZEA

BMO EQL WGT BANK ETF ZEB

BMO MSCI EMRGMKTS UN ZEM




Description Symbol

BMO LNG FEDERAL BOND ZFL

BMO MID FED BND INDX ZFM

BMO SHRT FED BND ETF ZFS

BMO SHFEDRLBND ACCUM ZFS.L

BMO GOV'T BOND UN ZGB

BMO EQWGHT GLB GOLD ZGD

BMO HY US CRPHDG ETF ZHY

BMO JUNIOR GOLD ETF ZJG

BMO VOLATLTY CAD UN ZLB

BMO LONG CRP BND ETF ZLC

BMO LOWVOLINTL EQ UN ZLI

BMO LWVLTYUSEQ CADUN ZLU

BMO LWVLTYUSEQ US UN ZLU.U

BMO MIDPROVBND CADUN ZMP

BMO MIDUS IG HEGBND ZMU

BMO LNGPROVBNDCAD UN ZPL

BMO LADDERED PR INDX ZPR

BMO SHRT PRV BND ETF ZPS

BMO SHPROV BND ACCUM ZPS.L

BMO NASDAQ EQHED ETF ZQQ

BMO EQL WGT REITS UN ZRE

BMO S&P500 IDXCAD UN ZSP

BMO S&P500 IDX US UN ZSP.U

BMO ULTRA SHRTBND UN ZST

BMO ULTRASH BNDACCUM ZST.L

BMO EQ WGT US BANKS ZUB

BMO S&P 500 HEDG-CAD ZUE

BMO EQWGT US HEALTH ZUH

BMO MSCI US HIQLTYUN ZUQ

BMO MSCIUSHIQLTYH-CA ZUQ.F

BMO MSCI USHIQLTY US ZUQ.U

BMO EQL WGT UTIL ETF ZUT

BMO COVERD CALLCDNBK ZWB

Description Symbol

BMO CDN HIDIVCOVCALL ZWC

BMO EU DIVCOVCAL C-H ZWE

BMO US HIGHDIVCOV UN ZWH

BMO US HIGHDIVCOV US ZWH.U

BMO COVERDUTILITY UN ZWU

SLEEP CNTRY CDA HLDG ZZZ

ONLY ON LSERM BECAUSE OCC OPTIONS

TRADE AGAINST SECURITY

AURORA CANNABIS J ACB

AETERNA ZENTARIS INC AEZS

ALMADEN MINERALS AMM

GOLDEN MINERALS J AUMN

AURINIA PHARMA INC J AUP

BAYTEX ENERGY CORP. BTE

CNOOC LIMITED ADRS CNU

CRESCENT POINT CORP. CPG

DENISON MINES CORP DML

GALIANO GOLD INC. J GAU

GT PANTHER MINING J GPR

GRAN TIERRA ENERGY J GTE

HEXO CORP. HEXO

JUST ENERGY GROUP JE

LITHIUM AMERICAS J LAC

MAXAR TECHNOLOGIES MAXR

MCEWEN MINING INC. J MUX

NTHRN DYNASTY MIN J NDM

NEPTUNE WELLSOLUTN J NEPT

ORGANIGRAM HLDGS J OGI

OVINTIV INC. OVV

PRECISION DRILL CORP PD




Description Symbol

RESOLUTE FOREST PROD RFP

TASEKO MINES LTD. TKO

TANZANIAN GOLD J TNX

TRILLIUM THERPEUTC J TRIL

TURQUOISE HILL RES TRQ

VERMILION ENERGY INC VET

VISTA GOLD CORP VGZ

WESTPORT FUEL SYS WPRT


Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.



Description Symbol

ADDITIONS

AIR CANADA VOTE & VV AC

AUTOCANADA INC. ACQ

AG GROWTH INT'L INC. AFN

AGF MANAGEMENT B NV AGF.B

ALTAGAS LTD. ALA

ALTAGAS LTD SR A PR ALA.PR.A

ALTAGAS LTD SR B PR ALA.PR.B

ALTAGAS LTD SR E PR ALA.PR.E

ALTAGAS LTD SR G PR ALA.PR.G

ALTAGAS LTD SR H PR ALA.PR.H

ALTAGAS LTD SR I PR ALA.PR.I

ALTAGAS LTD SR K PR ALA.PR.K

ALTAGAS LTD C PR USF ALA.PR.U

ALITHYA GROUP J A SV ALYA

AMEX EXPL IN AMX

ARC RESOURCES LTD. ARX

ACUITYADS HLDGS J AT

BESPOKECAPACQA RV US BC.U

BOARDWALK REIT UN BEI.UN

BROOKFLD RENEWA EXSV BEPC

AIRBOSS OF AMERICA J BOS

BOSTON PIZZA FND UN BPF.UN

CI 1STAST1-5GVTBNDUN BXF

CIBC ACTVINVCORPBOND CACB

CANFOR CORPORATION CFP

CHEMTRADE LOGISTC UN CHE.UN

CHORUS AVIATION V&VV CHR

COLLIERS INTL GRP SV CIGI

Description Symbol

ADDITIONS

CORUS ENTERTNMNT B CJR.B

ALCANNA INC. CLIQ

CLEARWATER SEAFOODS CLR

CI MUNROALTGLBGROWUN CMAG

CI MARRETALT RETBOND CMAR

CI MARRETALTRETBNDUS CMAR.U

C-COM SATELL CMI

CRH MEDICAL CORP. J CRH

CONVERGE TEC CTS

CHARLOTTE'S WEB HLDG CWEB

DOCEBO INC. J DCBO

DIVIDEND 15 SPLT A DFN

BRP INC. SV DOO

DYNAMIC ACTVTACT BND DXB

ENERFLEX LTD. EFX

EXCHANGE INCOME CORP EIF

ERO COPPER CORP. J ERO

EXFO INC. SV EXF

FIDELITY INTLHIQUAL FCIQ

FIDELITYCDNST CRPBND FCSB

FAIRFAX INDIA SV USF FIH.U

FIRST QUANTUM MNRL J FM

FREEHOLD ROYALTIES FRU

FIERA CAPITAL A SV FSZ

FINANCIAL 15 SPLT A FTN

GIBSON ENERGY INC GEI

GOEASY LTD. GSY

HARDWOODS DIST INC. HDI






Description Symbol

ADDITIONS

HORIZON NTH LOGSTC J HNL

AMERICAN HOTL UN USF HOT.U

AMERICAN HOTL LP UN HOT.UN

BETAPRONASDQ100 2XBL HQU

HORIZONS CSHMAXSHARE HSAV

HUSKY ENERGY INC. HSE

HUSKY ENERGY SR 1 PR HSE.PR.A

HUSKY ENERGY SR 2 PR HSE.PR.B

HUSKY ENERGY SR 3 PR HSE.PR.C

HUSKY ENERGY SR 5 PR HSE.PR.E

HUSKY ENERGY SR 7 PR HSE.PR.G

HARVESTTECHACHVGRW A HTA

HARVESTTECACHGROB UH HTA.B

HARVESTTECHACHGROWUS HTA.U

HORIZON NASDAQ100SHR HXQ

HORIZON NASDAQ100 US HXQ.U

INTERFOR CORPORATION IFP

IMPERIAL METALS CORP III

IMV INC. J IMV

INOVALIS REIT UN INO.UN

INTER PIPELINE LTD. IPL

INTERTAPE POLYMER ITP

JAGUAR MINING INC. J JAG

KEYERA CORP. KEY

CORVUS GOLD INC. J KOR

KARORA RES INC. J KRR

KNEAT.COM IN KSI

LIBERTY GOLD CORP. J LGD

Description Symbol

ADDITIONS

MAGELLAN AEROSPACE MAL

MARIMACA COPPER J MARI

MARATHON GOLD CORP J MOZ

MORGUARD REAL EST UN MRT.UN

MTY FOOD GROUP INC. MTY

NEXA RESOURCES S.A. NEXA

NFI GROUP INC. NFI

NEW PACIFIC METALS J NUAG

NOVO RES COR NVO

NEXGEN ENERGY LTD. J NXE

OCEANAGOLD CORP. OGC

O3 MNG INC. OIII

OROCOBRE LTD. ORD J ORL

NORBORD INC. OSB

OSISKO MINING INC. J OSK

PEYTO EXPL & DEV PEY

PURE GLD MNG PGM

PINNACLE RENEWBLENGY PL

PROFOUND MEDICAL PRN

PRO REAL EST TR UN PRV.UN

MACKENZIE CDN EQTYUN QCN

REAL MATTERS INC. REAL

RBC ST US CORPBNDCAD RUSB

RBC ST US CORPBNDUSF RUSB.U

SABINA GLD & SLVR J SBB

BROMPTON SPLT BANC A SBC

SLATE GROCERYREIT US SGR.U

SLATE GROCERYREIT UN SGR.UN






Description Symbol

ADDITIONS

SKEENA RES LTD. J SKE

STORM RES LTD. J SRX

SANGOMA TECH STC

STEPPE GOLD LTD. J STGO

STELCO HOLDINGS J STLC

SILVERCORP METALS J SVM

THERATECHNOLOGIES TH

TOTAL ENGY SERV INC. TOT

SPIN MASTER CORP SV TOY

TD US EQUITY INDX UN TPU

TRANSAT A.T. V & VV TRZ

UNI-SELECT INC. UNS

VANGUARD CONSRV INCM VCIP

VICTORIA GLD CORP J VGCX

SEVEN GENERATIONS A VII

VIEMED HEALTHCARE VMD

WELL HEALTH TECH J WELL

WEST FRASER TIMBER WFT

WAJAX CORPORATION WJX

XEBEC ADSORP XBC

ISHRS COREEQPORTF UN XEQT

ISHARE CDN HYBRD BND XHB

BMO CORE+BOND ETF SR ZCPB

BMO GOV'T BOND UN ZGB

BMO EQWGHT GLB GOLD ZGD

BMO JUNIOR GOLD ETF ZJG

BMO MSCIUSHIQLTYH-CA ZUQ.F

BMO MSCI USHIQLTY US ZUQ.U

Description Symbol

ADDITIONS


Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.



Description Symbol

DELETIONS

ALACER GOLD CORP. J ASR

PURPOSE GBL BND FUND BND MERCER PARK BRAND ACQUISITION CORP. CLASS A RESTRI BRND.A.U

CI 1STASTCANBANCINCM CIC

EVOLVE CA PREF UNHEG DIVS

ELEMENT FLEET PR G EFN.PR.G

GT GLD CORP. GTT

HORIZON SEASONL E UN HAC

HIGH INTEREST SAVINGS ACCOUNT FUND HISA

IPL PLASTICS INC. IPLP

JUST ENERGY 8.5PR US JE.PR.U

K-BRO LINEN INC. KBL

LEON'S FURNITURE LTD LNF

INVESCO CDN PR UN PPS

PURPOSE US CASH USF PSU.U

INVESCO FTSE RAFICDN PXC

INVESCOFTSE US CA-HG PXU.F

QUARTERHILL INC. QTRH

ROYAL BANK PR SER AA RY.PR.A

ROYAL BANK PR SER AC RY.PR.C

ROYAL BANK PR SER AE RY.PR.E

ROYAL BANK PR SER AF RY.PR.F

ROYAL BANK PR SER AG RY.PR.G

ROYAL BANK PR SER W RY.PR.W

SLATE RETAIL CL U UN SRT.U

SLATE RETAIL CAD UN SRT.UN

SUBVERSIVE CAPITAL ACQUISITION CORP. SVC.A.U

Description Symbol

DELETIONS

CLASS A RESTR

T.D. BANK SER 11 PR TD.PF.F

TD CDN EQUITY IDX UN TTP

TERRAVEST INDUSTRIES TVK

VANGUARD USDIVCAD-HG VGH

ISHARE SP/TSX SMLCAP XCS

ISHARE GLBL HLTHCARE XHC

ISHR MSCI MINVOL USA XMU

ISHR MSCI MINVOL USF XMU.U

ISHR MSCI MINVOLGLBL XMW

ISHR CONSV STGY INCM XSE

BMO USDIV ETF CAD UN ZDY

BMO USDIV ETF USD UN ZDY.U

BMO MSCI EU HIQLTYUN ZEQ

BMO FLTG RTHI YLD UN ZFH

BMO SIA NA EQ ETF UN ZFN

BMO MIDUSCRPBNDCA UN ZIC

BMO MIDUS CRPBND USF ZIC.U

BMO US HIDIVCOVHG-CA ZWS




Eligibility Criteria

For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria.

General Inclusion Requirements

Price volatility measures Calculated price volatility margin interval <= 25%

Market value per share >= $2.00 per share

Liquidity measures Dollar value of public float greater than $100 million

Average daily trade volume for each month in the quarter ended >= 25,000 shares per day

OR

An equivalent average daily traded value amount for each month in the quarter ended >= $1,000,000 per day [to accommodate high price securities]

Listing requirements Listed on a Canadian exchange for six months

OR Listed on a Canadian exchange less than six months, with:

Market value per share >= $5.00 per share

Dollar value of public float greater than $500 million; and In the discretion of IIROC staff, the issuer company is in an industry sector known for low price volatility

Other Inclusion Requirements

A new security listing resulting from an issuer reorganization that:

is substantially the same as a previous security listing,

has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and meets all the other General Inclusion Requirements for ongoing listings.

For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and 120% of the

public float of a previous security listing. A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded.

A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a related common security from that same issuer.

list of securities eligible for reduced margin...iiroc notice 20-0167 rules notice – technical –...

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