list of securities eligible for reduced margin - iiroc.ca · list of securities eligible for...

Attachment #1

Compiled by the Investment Industry Regulatory of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin

List of Securities Eligible for Reduced Margin [effective from September 3, 2019 until replaced by a subsequent list]

List of Securities Eligible for Reduced Margin Attachment #1


Description Symbol TORONTO STOCK EXCHANGE (TSX) ABSOLUTE SOFTWARE J ABT BARRICK GOLD CORP ABX AIR CANADA VOTE & VV AC AURORA CANNABIS J ACB ALTAGAS CANADA INC. ACI ATCO LTD. CL I NV ACO.X ATCO LTD. CL II ACO.Y AUTOCANADA INC. ACQ ALARIS ROYALTY CORP. AD ACADIAN TIMBER CORP. ADN ANDREW PELLER A NV ADW.A ANDREW PELLER LTD. B ADW.B AGNICO EAGLE MINES AEM AG GROWTH INT'L INC. AFN AGF MANAGEMENT B NV AGF.B ALAMOS GOLD INC. J AGI ATRIUM MTG INVEST AI ALTUS GROUP LIMITED AIF AIMIA INC. AIM AIMIA INC. SER 1 PR AIM.PR.A AIMIA INC. SER 2 PR AIM.PR.B AIMIA INC. SER 3 PR AIM.PR.C AKITA DRILL CL A NV AKT.A AKITA DRILLING CL B AKT.B AKUMIN INC. J AKU AKUMIN INC. J USF AKU.U ALTAGAS LTD. ALA ALTAGAS LTD SR A PR ALA.PR.A ALTAGAS LTD SR B PR ALA.PR.B ALTAGAS LTD SR E PR ALA.PR.E ALTAGAS LTD SR G PR ALA.PR.G ALTAGAS LTD SR I PR ALA.PR.I

Description Symbol ALTAGAS LTD SR K PR ALA.PR.K ALTAGAS LTD C PR USF ALA.PR.U ALTIUS MINERALS CORP ALS ALTIUS MINERALS PR ALS.PR.A ALITHYA GROUP J A SV ALYA ALLIED PROP. REIT UN AP.UN AUTOMOTIVE PPTY UN APR.UN APTOSE BIOSCIENCES APS ALGONQUIN PWR & UTIL AQN ALGONQUIN PWR A PR AQN.PR.A ALGONQUIN PWR D PR AQN.PR.D ALIGNVEST ACQUISA RV AQY.A AECON GROUP INC. ARE ARC RESOURCES LTD. ARX ALACER GOLD CORP. J ASR ATS AUTOMATION TOOL ATA ALIMENTATION CL A MV ATD.A ALIMENTATION CL B SV ATD.B ATLANTIC POWER ATP ARITZIA INC. SV ATZ AURYN RESOURCES J AUG AURINIA PHARMA INC J AUP A&W REVENUE RYLTY UN AW.UN ARTIS REIT UN AX.UN ARTIS REIT SER A PR AX.PR.A ARTIS REIT SER E PR AX.PR.E ARTIS REIT SER I PR AX.PR.I BADGER DAYLIGHTING BAD BROOKFLD ASSET A LV BAM.A BROOKFLD ASSET PR 32 BAM.PF.A BROOKFLD ASSET PR 34 BAM.PF.B BROOKFLD ASSET PR 36 BAM.PF.C BROOKFLD ASSET PR 37 BAM.PF.D



Description Symbol BROOKFLD ASSET PR 38 BAM.PF.E BROOKFLD ASSET PR 40 BAM.PF.F BROOKFLD ASSET PR 42 BAM.PF.G BROOKFLD ASSET PR 44 BAM.PF.H BROOKFLD ASSET PR 46 BAM.PF.I BROOKFLD ASSET PR 48 BAM.PF.J BROOKFLD ASSET PR 2 BAM.PR.B BROOKFLD ASSET PR 4 BAM.PR.C BROOKFLD ASSET PR 8 BAM.PR.E BROOKFLD ASSET PR 9 BAM.PR.G BROOKFLD ASSET PR 13 BAM.PR.K BROOKFLD ASSET PR 17 BAM.PR.M BROOKFLD ASSET PR 18 BAM.PR.N BROOKFLD ASSET PR 24 BAM.PR.R BROOKFLD ASSET PR 25 BAM.PR.S BROOKFLD ASSET PR 26 BAM.PR.T BROOKFLD ASSET PR 28 BAM.PR.X BROOKFLD ASSET PR 30 BAM.PR.Z BLACKBERRY LIMITED BB BOMBARDIER CL A MV BBD.A BOMBARDIER CL B SV BBD.B BOMBARDIER SER 2 PR BBD.PR.B BOMBARDIER 6.25% PR BBD.PR.C BOMBARDIER SER 3 PR BBD.PR.D BROOKFIELD BUS LP UN BBU.UN COTT CORPORATION BCB BCE INC. BCE BCE INC. PR SER AA BCE.PR.A BCE INC. PR SER AB BCE.PR.B BCE INC. PR SER AC BCE.PR.C BCE INC. PR SER AD BCE.PR.D BCE INC. PR SER AE BCE.PR.E BCE INC. PR SER AF BCE.PR.F

Description Symbol BCE INC. PR SER AG BCE.PR.G BCE INC. PR SER AH BCE.PR.H BCE INC. PR SER AI BCE.PR.I BCE INC. PR SER AJ BCE.PR.J BCE INC. PR SER AK BCE.PR.K BCE INC. PR SER AL BCE.PR.L BCE INC. PR SER AM BCE.PR.M BCE INC. PR SER AN BCE.PR.N BCE INC. PR SER AO BCE.PR.O BCE INC. PR SER AQ BCE.PR.Q BCE INC. PR SER R BCE.PR.R BCE INC. PR SER S BCE.PR.S BCE INC. PR SER T BCE.PR.T BCE INC. PR SERIES Y BCE.PR.Y BCE INC. PR SERIES Z BCE.PR.Z BLACK DIAMOND GROUP BDI BIRD CONSTRUCTION BDT BOARDWALK REIT UN BEI.UN BROOKFIELD RENEW UN BEP.UN BROOKFIELD RENEW PR5 BEP.PR.E BROOKFIELD RENEW PR7 BEP.PR.G BROOKFIELD RENEW PR9 BEP.PR.I BROOKFIELD RENEWPR11 BEP.PR.K BROOKFIELD RENEWPR13 BEP.PR.M BROOKFIELD RENEWPR15 BEP.PR.O BRKFLD GLBINFRAS SEC BGI.UN BAUSCH HEALTH CO BHC BROOKFIELD INFRAS UN BIP.UN BROOKFIELD INFRASPR1 BIP.PR.A BROOKFIELD INFRASPR3 BIP.PR.B BROOKFIELD INFRASPR5 BIP.PR.C BROOKFIELD INFRASPR7 BIP.PR.D BROOKFIELD INFRASPR9 BIP.PR.E



Description Symbol BROOKFIELD INFRAPR11 BIP.PR.F BIRCHCLIFF ENERGY BIR BIRCHCLIFF ENGY PR A BIR.PR.A BIRCHCLIFF ENGY PR C BIR.PR.C GLBL INNOVATION DIV BL.UN BALLARD POWER SYS BLDP BORALEX INC. CL A BLX BANK OF MONTREAL BMO BK OF MON PR SER 26 BMO.PR.A BK OF MON PR SER 38 BMO.PR.B BK OF MON PR SER 40 BMO.PR.C BK OF MON PR SER 42 BMO.PR.D BK OF MON PR SER 44 BMO.PR.E BK OF MON PR SER 46 BMO.PR.F BK OF MON PR SER 25 BMO.PR.Q BK OF MON PR SER 27 BMO.PR.S BK OF MON PR SER 29 BMO.PR.T BK OF MON PR SER 31 BMO.PR.W BK OF MON PR SER 33 BMO.PR.Y BK OF MON PR SER 35 BMO.PR.Z BONTERRA ENERGY CORP BNE BANK OF NOVA SCOTIA BNS BANK OF N S SR 31 PR BNS.PR.D BANK OF N S SR 34 PR BNS.PR.E BANK OF N S SR 33 PR BNS.PR.F BANK OF N S SR 36 PR BNS.PR.G BANK OF N S SR 38 PR BNS.PR.H BANK OF N S SR 40 PR BNS.PR.I BANK OF N S SR 30 PR BNS.PR.Y BANK OF N S SR 32 PR BNS.PR.Z AIRBOSS OF AMERICA J BOS BOSTON PIZZA FND UN BPF.UN BROOKFLD OFFICE PRAA BPO.PR.A

Description Symbol BROOKFLD OFFICE PRII BPO.PR.I BROOKFLD OFFICE PR T BPO.PR.T BROOKFLD PPTY LP UN BPY.UN BRIDGEMARQ RL EST RV BRE BTB REIT UN BTB.UN BAYTEX ENERGY CORP. BTE B2GOLD CORP. J BTO BOYD GROUP FND TR UN BYD.UN BAYLIN TECH INC. J BYL CAE INC. CAE CALEDONIA MINING PLC CAL CDN APARTMENT TR UN CAR.UN CASCADES INC. CAS ISHRE 1-5 CORPBND UN CBO COGECO COMMUN INC SV CCA CCL INDUSTRIES CL A CCL.A CCL INDUSTRIES CL B CCL.B CAMECO CORPORATION CCO CERIDIAN HCM HLDG J CDAY ISHR CDNDIVARISTO UN CDZ SPROTT PHYGLD&SIL TR CEF SPROTT PHYGLD&SIL US CEF.U CES ENERGY SOLUTN CEU CANACCORD GENUITY CF CANACCORD GEN A PR CF.PR.A CANACCORD GEN C PR CF.PR.C CANFOR CORPORATION CFP CALFRAC WELL SERV CFW CANFOR PULP PRODUCTS CFX CENTERRA GOLD INC. CG ISHARE GLDBULHDGD UN CGL ISHARE GLDBUL NN-HDG CGL.C COGECO INC. SV CGO



Description Symbol CINEPLEX INC. CGX CHEMTRADE LOGISTC UN CHE.UN CHOICE PPTY REIT UN CHP.UN CHORUS AVIATION V&VV CHR CHESSWOOD GROUP LTD. CHW CHAMPION IRON ORD J CIA CI 1STASTCANBANCINCM CIC COLLIERS INTL GRP SV CIGI CI FINANCIAL CORP. CIX CARDINAL ENERGY J CJ CORUS ENTERTNMNT B CJR.B CARGOJET INC. COM&VV CJT ISHRE 1-5 GOVTBND UN CLF ALCANNA INC. CLIQ CLEARWATER SEAFOODS CLR CELESTICA INC SV CLS CDN IMPERIAL BANK CM CDN IMP BK SER 39 PR CM.PR.O CDN IMP BK SER 41 PR CM.PR.P CDN IMP BK SER 43 PR CM.PR.Q CDN IMP BK SER 45 PR CM.PR.R CDN IMP BK SER 47 PR CM.PR.S CDN IMP BK SER 49 PR CM.PR.T CDN IMP BK SER 51 PR CM.PR.Y COMPUTER MODELLING J CMG CARMANAH TECH CORP. CMH ISHARES MONEYMKT UN CMR CANACOL ENERGY J CNE CONTINENTAL GOLD J CNL CANADIAN NATURAL RES CNQ CDN NAT'L RAILWAY CNR CNOOC LIMITED ADRS CNU CDN PACIFIC RAILWAY CP

Description Symbol ISHARES CDNPREF UN CPD CRESCENT POINT CORP. CPG CAPITAL POWER CORP. CPX CAPITAL PWR SER 1 PR CPX.PR.A CAPITAL PWR SER 3 PR CPX.PR.C CAPITAL PWR SER 5 PR CPX.PR.E CAPITAL PWR SER 7 PR CPX.PR.G CAPITAL PWR SER 9 PR CPX.PR.I CAPITAL PWR SR 11 PR CPX.PR.K CRH MEDICAL CORP. J CRH CRONOS GROUP INC. J CRON CROMBIE REAL EST UN CRR.UN CT RL EST INVEST UN CRT.UN CHARTWELL RETIRE UN CSH.UN CONSTELLATION SOFTWR CSU CANADIAN TIRE CORP CTC CANADIAN TIRE A NV CTC.A CDN UTILITIES A NV CU CDN UTIL 2ND PR Y CU.PR.C CDN UTIL 2ND PR AA CU.PR.D CDN UTIL 2ND PR BB CU.PR.E CDN UTIL 2ND PR CC CU.PR.F CDN UTIL 2ND PR DD CU.PR.G CDN UTIL 2ND PR EE CU.PR.H CDN UTIL 2ND PR FF CU.PR.I CDN UTILITIES CL B CU.X COMINAR REAL EST UN CUF.UN CENOVUS ENERGY INC. CVE CDN WSTRN BANK CWB CDN WSTRN BK SR 5 PR CWB.PR.B CDN WSTRN BK SR 7 PR CWB.PR.C CDN WSTRN BK SR 9 PR CWB.PR.D CANWEL BUILDING GRP CWX



Description Symbol DREAM OFFICE REIT UN D.UN DIVIDEND 15SPLIT 2 A DF DIVIDEND 15SPLT 2 PR DF.PR.A DIVIDEND 15 SPLT A DFN DIVIDEND 15 SPLT PR DFN.PR.A DETOUR GOLD CORP J DGC DIV GROWTH SPLT CL A DGS DIV GROWTH SPLIT PR DGS.PR.A DOREL IND INC A MV DII.A DOREL IND INC B SV DII.B DREAM INDUSTRL REIT DIR.UN DIVERS RYLTY CORP. DIV HORIZON US$ CUR A UN DLR HORIZON US$CUR A USF DLR.U DOLLARAMA INC. DOL BRP INC. SV DOO DUNDEE PRECIOUS MTL DPM MEDICAL FACILITIES DR DREAM HRD ASETALT UN DRA.UN DREAM GLOBAL REIT UN DRG.UN DREAM UNLTD CL A SV DRM DREAM UNLTD 1ST PR DRM.PR.A DIRTT ENV SOLUTION J DRT DIVIDEND SELECT 15EQ DS DESCARTES SYSTEMS DSG DYNAMIC ISHR GLBLDIV DXG DYNAMIC ISHR PREF UN DXP ENCANA CORPORATION ECA ECN CAPITAL CORP. ECN ECN CAPITAL 6.50% PR ECN.PR.A ECN CAPITAL 6.25% PR ECN.PR.C ECOSYNTHETIX INC. J ECO ENDEAVOUR SILVER J EDR

Description Symbol ENDEAVOUR MINING ORD EDV EUROPEAN FOCUSDIV UN EF.UN ELEMENT FLEET MGT EFN ELEMENT FLEET PR A EFN.PR.A ELEMENT FLEET PR C EFN.PR.C ELEMENT FLEET PR E EFN.PR.E ELEMENT FLEET PR G EFN.PR.G ELEMENT FLEET PR I EFN.PR.I ENERGY FUELS INC. J EFR ENERFLEX LTD. EFX EXCHANGE INCOME CORP EIF CANOE EIT SER 1 PR EIT.PR.A CANOE EIT SER 2 PR EIT.PR.B CANOE EIT INCOME UN EIT.UN ELDORADO GOLD CORP. ELD EMERA INCORPORATED EMA EMERA INC. SER A PR EMA.PR.A EMERA INC. SER B PR EMA.PR.B EMERA INC. SER C PR EMA.PR.C EMERA INC. SER E PR EMA.PR.E EMERA INC. SER F PR EMA.PR.F EMERA INC. SER H PR EMA.PR.H EMPIRE CO CL A NV EMP.A ENBRIDGE INC. ENB ENBRIDGE SER 9 PR ENB.PF.A ENBRIDGE SER 11 PR ENB.PF.C ENBRIDGE SER 13 PR ENB.PF.E ENBRIDGE SER 15 PR ENB.PF.G ENBRIDGE SER 17 PR ENB.PF.I ENBRIDGE SER 19 PR ENB.PF.K ENBRIDGE SER L US PR ENB.PF.U ENBRIDGE SER 5 US PR ENB.PF.V ENBRIDGE 5.50% PR ENB.PR.A



Description Symbol ENBRIDGE INC SR B PR ENB.PR.B ENBRIDGE INC SR C PR ENB.PR.C ENBRIDGE INC SR D PR ENB.PR.D ENBRIDGE INC SR F PR ENB.PR.F ENBRIDGE INC SR H PR ENB.PR.H ENBRIDGE SER 7 PR ENB.PR.J ENBRIDGE INC SR N PR ENB.PR.N ENBRIDGE INC SR P PR ENB.PR.P ENBRIDGE INC SR R PR ENB.PR.T ENBRIDGE SR J US PR ENB.PR.U ENBRIDGE SER 1 US PR ENB.PR.V ENBRIDGE SER 3 PR ENB.PR.Y ENGHOUSE SYSTEMS LTD ENGH EQUITABLE GROUP INC. EQB EQUITABLE GRP PR 3 EQB.PR.C ENERPLUS CORPORATION ERF ERO COPPER CORP. J ERO ENSIGN ENGY SERVICES ESI EVERTZ TECHNOLOGIES ET EXTENDICARE INC. EXE EXFO INC. SV EXF FAIRFAX AFRICA SV US FAH.U ABERDEEN ASIA-PACIFC FAP FIRM CAP MTG INVEST FC FIRST CAPITAL REALTY FCR FRONTERA ENERGY CORP FEC FAIRFAX FINANCIAL SV FFH FAIRFAX FIN SER C PR FFH.PR.C FAIRFAX FIN SER D PR FFH.PR.D FAIRFAX FIN SER E PR FFH.PR.E FAIRFAX FIN SER F PR FFH.PR.F FAIRFAX FIN SER G PR FFH.PR.G FAIRFAX FIN SER H PR FFH.PR.H

Description Symbol FAIRFAX FIN SER I PR FFH.PR.I FAIRFAX FIN SER J PR FFH.PR.J FAIRFAX FIN SER K PR FFH.PR.K FAIRFAX FIN SER M PR FFH.PR.M FAIRFAX FIN SV USF FFH.U NA FIN 15 SPLIT A FFN NA FIN 15 SPLIT 2 PR FFN.PR.A CI 1STAST ENHGOVBOND FGO CI1STAST ENHGVTBNDUS FGO.U ISHARES CDNFINMO UN FIE CI 1ST ASST INVBNDUN FIG CI 1ST ASSTINVBND US FIG.U FAIRFAX INDIA SV USF FIH.U CI 1STASTUS&CALIFECO FLI PURPOSE FLTG RATE UN FLOT PURPOSE FLTGRTCAD UN FLOT.B PURPOSE FLTGRTNCH US FLOT.U FIRST QUANTUM MNRL J FM FIRST NAT'L FIN CORP FN 1ST NATL FIN SR 1 PR FN.PR.A 1ST NATL FIN SR 2 PR FN.PR.B FRANCO-NEVADA CORP. FNV GOODFOOD MARKET J FOOD FIRST MAJESTIC J FR FRESHII INC. CL A SV FRII FREEHOLD ROYALTIES FRU CI 1STASTENHNCSH BND FSB CI1STASTENHNCSHBNDUS FSB.U FIRSTSERVICE CORP. FSV FIERA CAPITAL A SV FSZ FIRAN TECH GRP CORP. FTG FINANCIAL 15 SPLT A FTN FINANCIAL 15 SPLT PR FTN.PR.A



Description Symbol FORTIS INC. FTS FORTIS INC. 1ST PR F FTS.PR.F FORTIS INC. 1ST PR G FTS.PR.G FORTIS INC. 1ST PR H FTS.PR.H FORTIS INC.1ST PR I FTS.PR.I FORTIS INC. 1ST PR J FTS.PR.J FORTIS INC. 1ST PR K FTS.PR.K FORTIS INC. 1ST PR M FTS.PR.M FINNING INT'L INC. FTT FORTUNA SILVER MINES FVI GREAT CDN GAMING GC GRAN COLOMBIA GOLD GCM GLBL RLEST E-COMMERC GEC.UN GIBSON ENERGY INC GEI CGI INC. CL A SV GIB.A GILDAN ACTIVEWEAR GIL GMP CAPITAL INC. GMP GMP CAPITAL SER B PR GMP.PR.B GMP CAPITAL SER C PR GMP.PR.C CDA GOOSE HLDGS SV GOOS GRANITE RL EST TR UN GRT.UN GOLDEN STAR RESOURCE GSC GOEASY LTD. GSY GRAN TIERRA ENERGY J GTE GREENBROOK TMS INC J GTMS KNIGHT THERAPEUTICS GUD GREAT-WEST LIFECO GWO GT-WEST LIFECO PR F GWO.PR.F GT-WEST LIFECO PR G GWO.PR.G GT-WEST LIFECO PR H GWO.PR.H GT-WEST LIFECO PR I GWO.PR.I GT-WEST LIFECO PR L GWO.PR.L GT-WEST LIFECO PR M GWO.PR.M

Description Symbol GT-WEST LIFECO PR N GWO.PR.N GT-WEST LIFECO PR O GWO.PR.O GT-WEST LIFECO PR P GWO.PR.P GT-WEST LIFECO PR Q GWO.PR.Q GT-WEST LIFECO PR R GWO.PR.R GT-WEST LIFECO PR S GWO.PR.S GT-WEST LIFECO PR T GWO.PR.T GLOBAL WATER RES GWR HYDRO ONE LIMITED H HORIZON CORPBND E UN HAB HORIZON CDN SLCTUNIV HBB HARVESTBRNDLDR+ A UN HBF HARVESTBRNDLDR+US UN HBF.U HUDBAY MINERALS INC. HBM HOME CAPITAL GROUP HCG HARDWOODS DIST INC. HDI HEXO CORP. HEXO HORIZON FLTGRTBND UN HFR BETAPROCDNGLDMNR2XBL HGU HARVEST HLTHCRLDR UN HHL HARVESTHEALTHCARE US HHL.U HIGH LINER FOODS INC HLF HORIZONS MARIJ LFE A HMMJ HORIZONS MARIJ US HMMJ.U BSR REIT INVEST USF HOM.U BSR REIT INVEST UN HOM.UN AMERICAN HOTL UN USF HOT.U AMERICAN HOTL LP UN HOT.UN BETAPRO CRUDEOIL2XBL HOU HORIZON PREF CL E UN HPR BETAPRONASDQ100 2XBL HQU H&R REAL ESTATE UN HR.UN HEROUX-DEVTEK INC. HRX



Description Symbol BETAPRO S&P500 -2XBR HSD HUSKY ENERGY INC. HSE HUSKY ENERGY SR 1 PR HSE.PR.A HUSKY ENERGY SR 2 PR HSE.PR.B HUSKY ENERGY SR 3 PR HSE.PR.C HUSKY ENERGY SR 5 PR HSE.PR.E HUSKY ENERGY SR 7 PR HSE.PR.G BETAPRO S&P500 2X BL HSU HARVESTTECHACHVGRW A HTA HARVESTTECHACHGROWUS HTA.U HIGH ARCTIC ENGY INC HWO BETAPROS&PTSX60-2XBR HXD HORIZONS S&P500 UN HXS HORIZON S&P500 US UN HXS.U HORIZON S&P/TSX60 A HXT HORIZON S&P/TSX60 US HXT.U HYDROGENICS CORP HYG HORIZON HIGHYLDBND E HYI INDSTRL ALLIANCEPR G IAF.PR.G IA FINANCIAL CORP. IAG IBI GROUP INC. IBG INDIGO BOOKS & MUSIC IDG INTACT FIN CORP. IFC INTACT FIN A SER 1 IFC.PR.A INTACT FIN A SER 3 IFC.PR.C INTACT FIN A SER 4 IFC.PR.D INTACT FIN A SER 5 IFC.PR.E INTACT FIN A SR 6 PR IFC.PR.F INTACT FIN A SR 7 PR IFC.PR.G INTERFOR CORPORATION IFP IGM FINANCIAL INC. IGM INTERRENT REIT UN J IIP.UN IAMGOLD CORPORATION IMG

Description Symbol IMPERIAL OIL LTD. IMO IMV INC. J IMV INNERGEX RENEW ENGY INE INNERGEX RENEW PR A INE.PR.A INNERGEX RENEW PR C INE.PR.C INOVALIS REIT UN INO.UN INT'L PETE CORP. IPCO INTER PIPELINE LTD. IPL IPL PLASTICS INC. IPLP INTERTAPE POLYMER ITP IVANHOE MINES CL A J IVN INVESQUE INC. USF IVQ.U JUST ENERGY GROUP JE JUST ENERGY 8.5PR US JE.PR.U JOURNEY ENERGY INC. JOY JAMIESON WELLNESS JWEL KINROSS GOLD CORP. K KELT EXPL LTD. J KEL KEYERA CORP. KEY KIRKLAND LAKE GOLD J KL KINDER MORGAN CDA RV KML KINDER MORGAN SR1 PR KML.PR.A KINDER MORGAN SR3 PR KML.PR.C KILLAM APT REIT UN J KMP.UN CORVUS GOLD INC. J KOR KINAXIS INC. J KXS LOBLAW COMPANIES LTD L LOBLAW CO. SER B PR L.PR.B LITHIUM AMERICAS J LAC LAURENTIAN BK OF CAN LB LAURENTIAN BK PR 13 LB.PR.H LAURENTIAN BK PR 15 LB.PR.J LIFE & BANC SPLIT A LBS



Description Symbol LIFE & BANC SPLIT PR LBS.PR.A CDN LIFE COSPLT PR12 LFE.PR.B LABRADOR IRON ORE LIF LEON'S FURNITURE LTD LNF LINAMAR CORPORATION LNR LUNDIN GOLD INC. J LUG LUNDIN MINING CORP LUN MAG SILVER CORP. J MAG MAGELLAN AEROSPACE MAL MAV BEAUTY BRANDS MAV MEDIAGRIF INTERACTV MDF MAJOR DRILLING GROUP MDI MACKENZIE EMRGMKTS E MEE MEG ENERGY CORP. MEG MANULIFE FINANCIAL MFC MANULIFE FIN SR 2 PR MFC.PR.B MANULIFE FIN A PR 3 MFC.PR.C MANULIFE FIN SR 3 PR MFC.PR.F MANULIFE FIN SR 5 PR MFC.PR.G MANULIFE FIN SR 7 PR MFC.PR.H MANULIFE FIN SR 9 PR MFC.PR.I MANULIFE FIN SR11 PR MFC.PR.J MANULIFE FIN SR13 PR MFC.PR.K MANULIFE FIN SR15 PR MFC.PR.L MANULIFE FIN SR17 PR MFC.PR.M MANULIFE FIN SR19 PR MFC.PR.N MANULIFE FIN SR21 PR MFC.PR.O MANULIFE FIN SR 4 PR MFC.PR.P MANULIFE FIN SR25 PR MFC.PR.Q MANULIFE FIN SR23 PR MFC.PR.R MAPLE LEAF FOODS INC MFI MANULIFE FLTGRTLN UN MFR.UN MACKENZIE FLTGRATE E MFT

Description Symbol MAGNA INT'L INC. MG MINTO APART REIT UN MI.UN GENWORTH MI CANADA MIC MINT INCME FND TR UN MID.UN MACKENZIE CAFXINCM E MKB MCAN MORTGAGE CORP. MKP RY CDN MINT-GOLD ETR MNT RY CDN MINT-GOLD USF MNT.U MOGO INC. J MOGO MELCOR REIT UN MR.UN MARTINREA INT'L INC. MRE MORGUARD NA REIT UN MRG.UN MORGUARD REAL EST UN MRT.UN METRO INC. MRU MORNEAU SHEPELL INC. MSI MULLEN GROUP LTD. MTL MTY FOOD GROUP INC. MTY MACKENZIE UNCNSTRN E MUB MCEWEN MINING INC. J MUX METHANEX CORPORATION MX NAT'L BANK OF CANADA NA NAT'L BANK SER 36 PR NA.PR.A NAT'L BANK SER 38 PR NA.PR.C NAT'L BANK SER 40 PR NA.PR.E NAT'L BANK SER 42 PR NA.PR.G NAT'L BANK SER 30 PR NA.PR.S NAT'L BANK SER 32 PR NA.PR.W NAT'L BANK SER 34 PR NA.PR.X NEO PERFORM MATERIAL NEO NEXA RESOURCES S.A. NEXA NFI GROUP INC. NFI NOVAGOLD RESOURCES J NG NORANDA INCM PRIORUN NIF.UN



Description Symbol N.A. CONSTRUCTION NOA NORTHLAND POWER INC. NPI NORTHLAND PWR PR 1 NPI.PR.A NORTHLAND PWR PR 2 NPI.PR.B NORTHLAND PWR PR 3 NPI.PR.C NUTRIEN LTD. NTR NUVISTA ENERGY LTD. NVA NTHVIEW APT REIT UN NVU.UN NW COMPANY VARV&COMV NWC NW HEALTHCARE UN NWH.UN NEXGEN ENERGY LTD. J NXE OCEANAGOLD CORP. OGC ONEX CORPORATION SV ONEX OSISKO GLD ROYALTY OR OROCOBRE LTD. ORD J ORL NORBORD INC. OSB OSISKO MINING INC. J OSK OPEN TEXT CORP OTEX PAN AMERICAN SILVER PAAS PREMIUM BRANDS HLDGS PBH PRECISION DRILL CORP PD N.A. PALLADIUM LTD. PDL PATTERN ENERGY GRP A PEGI PEYTO EXPL & DEV PEY PREMIER GOLD MINES J PG PIMCO GBL INCMOPP UN PGI.UN PHX ENERGY SERVICES PHX SPROTT PHYGOLD CA UN PHYS SPROTT PHY GLD UN US PHYS.U PREMIUM INCOME CL A PIC.A PREMIUM INCOME PR PIC.PR.A POLARIS INFRAS J PIF PARKLAND FUEL CORP. PKI

Description Symbol PINNACLE RENEWBLENGY PL PARK LAWN CORP. PLC PLAZA RETAIL REIT UN PLZ.UN PIMCO MTHLYINCMETFUN PMIF PIMCO MTHLY INCM US PMIF.U PARAMOUNT RES CL A POU POWER CORP OF CDA SV POW POWER CORP 5.6% PR A POW.PR.A POWER CORP 5.35% PR POW.PR.B POWER CORP 5.80% PR POW.PR.C POWER CORP 5.00% PR POW.PR.D POWER CORP PART. PR POW.PR.E POWER CORP SR861STPR POW.PR.F POWER CORP 5.6% PR G POW.PR.G PEMBINA PIPELINE PPL PEMBINA PIPE PR 21 PPL.PF.A PEMBINA PIPE SR 1 PR PPL.PR.A PEMBINA PIPE SR 3 PR PPL.PR.C PEMBINA PIPE SR 5 PR PPL.PR.E PEMBINA PIPE SR 7 PR PPL.PR.G PEMBINA PIPE SR 9 PR PPL.PR.I PEMBINA PIPE PR 11 PPL.PR.K PEMBINA PIPE PR 13 PPL.PR.M PEMBINA PIPE PR 15 PPL.PR.O PEMBINA PIPE PR 17 PPL.PR.Q PEMBINA PIPE PR 19 PPL.PR.S PURPOSE HIGH INTSVGS PSA INVESCO1-5CORPBND UN PSB PASON SYSTEMS INC. PSI PRAIRIESKY ROYALTY PSK SPROTT PHY SIL CDN PSLV SPROTT PHY SILVER US PSLV.U POINTS INT'L LTD. J PTS



Description Symbol PRETIUM RESOURCES J PVG POWER FINANCIAL CORP PWF POWER FINANCIAL PR A PWF.PR.A POWER FINANCIAL PR D PWF.PR.E POWER FIN 5.25% PR E PWF.PR.F POWER FIN 5.90% PR F PWF.PR.G POWER FIN 5.75% PR H PWF.PR.H POWER FIN 6% PR I PWF.PR.I POWER FIN 4.95% PR K PWF.PR.K POWER FIN 5.10% PR L PWF.PR.L POWER FIN 5.80% PR O PWF.PR.O POWER FIN 4.40% PR P PWF.PR.P POWER FINANCIAL PR Q PWF.PR.Q POWER FIN 5.50% PR R PWF.PR.R POWER FIN 4.80% PR S PWF.PR.S POWER FIN 4.20% PR T PWF.PR.T POWER FIN 5.15% PR V PWF.PR.Z PAREX RESOURCES J PXT PIZZA PIZZA ROYALTY PZA QUEBECOR INC CL A MV QBR.A QUEBECOR INC CL B SV QBR.B RESTAURANT BRND INTL QSR STINGRAY GROUP SV RAY.A STINGRAY VARY SV RAY.B RITCHIE BROS AUCTION RBA BLUE RIBBON INCM UN RBN.UN RBC CDNBNK YLD INDX RBNK RICHELIEU HARDWARE RCH ROGERS COMM CL A RCI.A ROGERS COMM CL B NV RCI.B REAL MATTERS INC. REAL RECIPE UNLIMITED SV RECP RIOCAN RL EST TR UN REI.UN

Description Symbol RESOLUTE FOREST PROD RFP CI 1ST ASSET CDNREIT RIT ROCKY MTN DEALERSHIP RME TRANSALTA RENEWABLE RNW ROOTS CORPORATION ROOT RBC CDN PREF CA UN RPF ROGERS SUGAR INC. RSI RUSSEL METALS INC. RUS RESVERLOGIX CORP. J RVX ROYAL BANK OF CANADA RY ROYAL BANK PR SER AA RY.PR.A ROYAL BANK PR SER AC RY.PR.C ROYAL BANK PR SER AE RY.PR.E ROYAL BANK PR SER AF RY.PR.F ROYAL BANK PR SER AG RY.PR.G ROYAL BANK PR SER BB RY.PR.H ROYAL BANK PR SER BD RY.PR.J ROYAL BANK PR SER BF RY.PR.M ROYAL BANK PR SER BH RY.PR.N ROYAL BANK PR SER BI RY.PR.O ROYAL BANK PR SER BJ RY.PR.P ROYAL BANK PR SER BK RY.PR.Q ROYAL BANK PR SER BM RY.PR.R ROYAL BANK PR SER BO RY.PR.S ROYAL BANK PR SER W RY.PR.W ROYAL BANK PR SER AZ RY.PR.Z SAPUTO INC. SAP BROMPTON SPLT BANC A SBC BROMPTON SPLT BNC PR SBC.PR.A SHAWCOR LTD. SCL SEABRIDGE GOLD INC J SEA SECURE ENERGY SERV J SES SHOPIFY INC A SV SHOP



Description Symbol SIENNA SENIOR LIVING SIA SPROTT INC. SII SAVARIA CORP. J SIS STELLA-JONES INC. SJ SHAW COMM CL B NV SJR.B SHAW COMM CL 2 PR A SJR.PR.A SHAW COMM CL 2 PR B SJR.PR.B SUN LIFE FIN INC. SLF SUN LIFE FIN PR A SLF.PR.A SUN LIFE FIN SER2 PR SLF.PR.B SUN LIFE FIN SER3 PR SLF.PR.C SUN LIFE FIN SER4 PR SLF.PR.D SUN LIFE FIN SER5 PR SLF.PR.E SUN LIFE FIN SR8R PR SLF.PR.G SUN LIFE FIN 10R PR SLF.PR.H SUN LIFE FIN 12R PR SLF.PR.I SUN LIFE FIN 9QR PR SLF.PR.J SUN LIFE FIN 11QR PR SLF.PR.K SEMAFO INC. J SMF SUMMIT IND REIT UN J SMU.UN SNC - LAVALIN GROUP SNC SLATE OFFICE REIT UN SOT.UN STUART OLSON INC. SOX SUPERIOR PLUS CORP. SPB SPROTT PHYPLAT CA UN SPPP SPROTT PHYPLAT US UN SPPP.U SLATE RETAIL CL U UN SRT.U SLATE RETAIL CAD UN SRT.UN SMARTCTR REIT VV UN SRU.UN SANDSTORM GOLD LTD. SSL SSR MINING INC. SSRM STELCO HOLDINGS J STLC STANTEC INC. STN

Description Symbol SUNCOR ENERGY INC. SU SILVERCORP METALS J SVM SIERRA WIRELESS SW SWISS WATER COFFEE SWP SUPREMEX INC. SXP TELUS CORPORATION T TRANSALTA CORP. TA TRANSALTA SER A PR TA.PR.D TRANSALTA SER B PR TA.PR.E TRANSALTA SER C PR TA.PR.F TRANSALTA SER E PR TA.PR.H TRANSALTA SER G PR TA.PR.J TUCOWS INC. TC TRANSCONTINENTL A SV TCL.A TRANSCONTINENTL B MV TCL.B TRICON CAPITAL GROUP TCN T.D. BANK TD T.D. BANK SER 1 PR TD.PF.A T.D. BANK SER 3 PR TD.PF.B T.D. BANK SER 5 PR TD.PF.C T.D. BANK SER 7 PR TD.PF.D T.D. BANK SER 9 PR TD.PF.E T.D. BANK SER 11 PR TD.PF.F T.D. BANK SER 12 PR TD.PF.G T.D. BANK SER 14 PR TD.PF.H T.D. BANK SER 16 PR TD.PF.I T.D. BANK SER 18 PR TD.PF.J T.D. BANK SER 20 PR TD.PF.K T.D. BANK SER 22 PR TD.PF.L T.D. BANK SER 24 PR TD.PF.M TECK RES CL A MV TECK.A TECK RES CL B SV TECK.B TERVITA CORPORATIONJ TEV



Description Symbol TIMBERCREEK FIN CORP TF TFI INTERNATIONAL TFII TERANGA GOLD CORP. J TGZ THERATECHNOLOGIES TH TOROMONT INDUSTRIES TIH TRILOGY METALS INC J TMQ TMAC RESOURCES INC J TMR TRUE NTHCOMMERCL JUN TNT.UN TORC OIL & GAS LTD. TOG TOTAL ENGY SERV INC. TOT TOURMALINE OIL CORP. TOU SPIN MASTER CORP SV TOY THOMSON REUTERS CORP TRI THOMSON REUTER PR II TRI.PR.B TRILOGY INTL PARTNRJ TRL TC ENERGY CORP TRP TC ENERGY CORP PR 1 TRP.PR.A TC ENERGY CORP PR 3 TRP.PR.B TC ENERGY CORP PR 5 TRP.PR.C TC ENERGY CORP PR 7 TRP.PR.D TC ENERGY CORP PR 9 TRP.PR.E TC ENERGY CORP PR 2 TRP.PR.F TC ENERGY CORP PR 11 TRP.PR.G TC ENERGY CORP PR 4 TRP.PR.H TC ENERGY CORP PR 6 TRP.PR.I TC ENERGY CORP PR 13 TRP.PR.J TC ENERGY CORP PR 15 TRP.PR.K CANNTRUST HOLDINGS J TRST TRANSAT A.T. V & VV TRZ STARS GROUP INC. J TSGI TAMARACK VALL ENGY J TVE CI 1STASTTECH GIANTS TXF CI1STASTTECGIANTUNHG TXF.B

Description Symbol TOREX GOLD RES J TXG URANIUM PARTICIPATE U DOMTAR CORPORATION UFS UNI-SELECT INC. UNS URBANA CORPORATION URB URBANA CORP. CL A NV URB.A AMERICAS SILVER J USA VANGUARD CDN AGR BND VAB VERSABANK J VB VERSABANK PR 1 J VB.PR.A VERSABANK PR 3 J VB.PR.B VANGUARD BALETF PORT VBAL VANGUARD FTSE CDAIDX VCE VANGUARD CDAALLCAPUN VCN VANGUARD CONSERVPORT VCNS VANGUARD FTSE DIVYLD VDY VANGUARD FTSEEMRGMKT VEE VERMILION ENERGY INC VET VILLAGE FARMS INT'L VFF VANGUARD S&P500 INDX VFV VANGUARD GROETF PORT VGRO SEVEN GENERATIONS A VII VANGUARD EXNA IDX UN VIU VIEMED HEALTHCARE VMD 5N PLUS INC. VNP VALENER INC. VNR VALENER INC. SR A PR VNR.PR.A VANGUARD CDN S-T BND VSB VANGUARD S-T CRPBOND VSC VANGUARD S&P500 C-HG VSP VANGUARD US MKTIDXUN VUN VANGUARD US TOTMKTUN VUS VANGUARD FTSEGLOBECA VXC



Description Symbol WASTE CONNECTIONS WCN WHITECAP RESOURCES J WCP WESDOME GOLD MINES WDO CANOPY GRWTH CORP J WEED WEST FRASER TIMBER WFT WPT INDUSTRL REIT US WIR.U WAJAX CORPORATION WJX WESTON GEORGE WN WESTON GEORGE 1 PR WN.PR.A WESTON GEORGE III PR WN.PR.C WESTON GEORGE IV PR WN.PR.D WESTON GEORGE V PR WN.PR.E WINPAK LIMITED WPK WHEATON PRECIOUS MTL WPM WESTPORT FUEL SYS WPRT WSP GLOBAL INC. WSP WESTSHORE TERMINALS WTE TMX GROUP LIMITED X ISHR COREMSCI AC WEX XAW ISHARES COREBAL UN XBAL ISHR CDN UNIVERS BND XBB ISHR SP/TSXGBLBSEMTL XBM ISHARES CDN CORP BND XCB ISHARE CORMSCICDNDIV XDIV ISHR CORE EMRGMKTIMI XEC ISHR CORMSCIEAFE IMI XEF ISHR S&P/TSX HIDIVUN XEI ISHARES FLTG RATE UN XFR ISHARES CDN GOVT BND XGB ISHARES CORE GROW UN XGRO ISHARES US HIYLD BND XHY ISHARE MSCI EAFE IDX XIN ISHARES S&P/TSX TECH XIT

Description Symbol ISHR CORECDNLT BNDUN XLB ISHARE HIGHCDNBND UN XQB ISHARE NASDAQ 100 UN XQQ ISHRE CDN SH TRM BND XSB ISHR CORECDNSHMPLBND XSH ISHARES CORE S&P 500 XSP ISHARES US SMALL CAP XSU EXCO TECHNOLOGIES XTC ISHARE DIVRS MO INCM XTR ISHARES CORESP500IDX XUS ISHR CORS&P US MKTUN XUU ISHARE MSCI WORLD UN XWD YELLOW PAGES LIMITED Y YANGARRA RES LTD. YGR YAMANA GOLD INC. YRI BMO AGGREGATEBND ETF ZAG BMO EQLWGHT US BKCAD ZBK BMO CHINA EQ IDX ETF ZCH BMO MID CRP BOND ETF ZCM BMO S&P/TSX COMPINDX ZCN BMO SHRT CRP BND ETF ZCS BMO SH CORP BNDACCUM ZCS.L BMO DISCOUNT BND UN ZDB BMO INT'L DIV CAD UN ZDI BMO DJ INDAV HEG ETF ZDJ BMO MSCI EAFE HEGCAD ZDM BMO CDN DIVIDEND UN ZDV BMO MSCI EAFE IDX UN ZEA BMO EQL WGT BANK ETF ZEB BMO MSCI EMRGMKTS UN ZEM BMO EQ WGHTOIL & GAS ZEO BMO LNG FEDERAL BOND ZFL BMO MID FED BND INDX ZFM



Description Symbol BMO HY US CRPHDG ETF ZHY BMO VOLATLTY CAD UN ZLB BMO LONG CRP BND ETF ZLC BMO LWVLTYUSEQ CADUN ZLU BMO LWVLTYUSEQ US UN ZLU.U BMO LNGPROVBNDCAD UN ZPL BMO LADDERED PR INDX ZPR BMO NASDAQ EQHED ETF ZQQ BMO EQL WGT REITS UN ZRE BMO S&P500 IDXCAD UN ZSP BMO S&P500 IDX US UN ZSP.U BMO ULTRA SHRTBND UN ZST BMO ULTRASH BNDACCUM ZST.L BMO EQ WGT US BANKS ZUB BMO S&P 500 HEDG-CAD ZUE BMO EQL WGT UTIL ETF ZUT BMO DJ INDUSTAVG UN ZWA BMO COVERD CALLCDNBK ZWB BMO CDN HIDIVCOVCALL ZWC BMO EU DIVCOVCAL C-H ZWE BMO US HIGHDIVCOV UN ZWH BMO US HIGHDIVCOV US ZWH.U BMO EU HIDIV COVCALL ZWP BMO COVERDUTILITY UN ZWU ZYMEWORKS INC. ZYME SLEEP CNTRY CDA HLDG ZZZ ONLY ON LSERM BECAUSE OCC OPTIONS TRADE AGAINST SECURITY ASANKO GOLD INC. J AKG APHRIA INC. J APHA

Description Symbol GOLDEN MINERALS J AUMN ALEXCO RESOURCE J AXR CORREVIO PHARMA CORP CORV DENISON MINES CORP DML ENTREE RESOURCES J ETG FENNEC PHARMACEUT J FRX GENERAL MOLY, INC. GMO GT PANTHER MINING J GPR MAXAR TECHNOLOGIES MAXR NTHRN DYNASTY MIN J NDM NEPTUNE WELLSOLUTN J NEPT NEW GOLD INC. NGD NEWMONT GOLDCORP NGT OBSIDIAN ENERGY LTD OBE SUNOPTA, INC. SOY TASEKO MINES LTD. TKO TANZANIAN GOLD J TNX TRILLIUM THERPEUTC J TRIL TURQUOISE HILL RES TRQ VISTA GOLD CORP VGZ NEO EXCHANGE ISHARES INTERNATIONAL FUNDAMENTAL INDEX ETF CIE ISHARES JAPAN FUNDAMENTAL INDEX ETF CJP ISHARES CANADIAN FUNDAMENTAL INDEX ETF CRQ INVESCO LONG TERM GOVERNMENT BOND INDEX ETF PGL AGFIQ ENHANCED CORE GLOBAL MULTI-SECTOR BOND ETF QGB AGFIQ ENHANCED GLOBAL INFRASTRUCTURE ETF QIF



Description Symbol MACKENZIE US TIPS INDEX ETF (CAD-HEDGED) QTIP PURPOSE CANADIAN PREFERRED SHARE FUND RPS

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1

1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.


Description Symbol ADDITIONS TORONTO STOCK EXCHANGE (TSX) ACADIAN TIMBER CORP. ADN AKITA DRILL CL A NV AKT.A AKITA DRILLING CL B AKT.B ALITHYA GROUP J A SV ALYA AURYN RESOURCES J AUG BLACK DIAMOND GROUP BDI BK OF MON PR SER 46 BMO.PR.F BROOKFLD OFFICE PRAA BPO.PR.A CHAMPION IRON ORD J CIA CDN IMP BK SER 51 PR CM.PR.Y CARMANAH TECH CORP. CMH CAPITAL PWR SR 11 PR CPX.PR.K DIVIDEND SELECT 15EQ DS NA FIN 15 SPLIT A FFN PURPOSE FLTG RATE UN FLOT PURPOSE FLTGRTCAD UN FLOT.B PURPOSE FLTGRTNCH US FLOT.U GLBL RLEST E-COMMERC GEC.UN GREENBROOK TMS INC J GTMS BSR REIT INVEST UN HOM.UN INDSTRL ALLIANCEPR G IAF.PR.G MEDIAGRIF INTERACTV MDF MACKENZIE CAFXINCM E MKB NEO PERFORM MATERIAL NEO N.A. PALLADIUM LTD. PDL PREMIER GOLD MINES J PG ROOTS CORPORATION ROOT

Description Symbol ADDITIONS T.D. BANK SER 24 PR TD.PF.M AMERICAS SILVER J USA ISHARE HIGHCDNBND UN XQB BMO LNG FEDERAL BOND ZFL BMO LNGPROVBNDCAD UN ZPL NEO EXCHANGE AGFiQ ENHANCED CORE GLOBAL MULTI-SECTOR BOND ETF QGB AGFiQ ENHANCED GLOBAL INFRASTRUCTURE ETF QIF MACKENZIE US TIPS INDEX ETF (CAD-HEDGED) QTIP

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS TORONTO STOCK EXCHANGE (TSX) ADVANTAGE OIL & GAS AAV ARTIS REIT SER G PR AX.PR.G CDN BANC CORP CL 'A' BK CDN BANC CORP. PR BK.PR.A BROOKFLD OFFICE PRGG BPO.PR.G BRICK BREWING BRB BROOKFLD RENEW PR 3 BRF.PR.C BELLATRIX EXPL LTD. BXE ISHARES EQWEIGHT UN CEW CORBY SPIRIT&WINE A CSW.A CORBY SPIRIT&WN B NV CSW.B DHX MEDIA LTD COM&VV DHX EVOLVE CA PREF UNHEG DIVS DYNAMIC ISHR US DIV DXU EAST COAST INVGRD UN ECF.UN ECHELON FIN HLDGS EFH INVESCO S&P500 EQWGT EQL INVESCO S&P500EQCA-H EQL.F INVESCO S&P500EQ USF EQL.U FIDELITY US DIVIDX L FCUD SUPREME CANNABIS J FIRE HORIZON SEASONL E UN HAC HUDSON'S BAY COMPANY HBC HELIUS MED TECH A J HSM JFT STRATEGIES A UN JFS.UN KEG ROYALTIES FND UN KEG.UN KEW MEDIA VV & COM KEW

Description Symbol DELETIONS KP TISSUE INC. KPT CRIUS ENERGY TR UN KWH.UN LARGO RESOURCES J LGO MACKENZIEMAXDVREUR E MEU MADISON PACIFIC CL B MPC MADISON PACIFIC NV C MPC.C OCP CREDIT STGY UN OCS.UN INVESCO CDN DIV UN PDC INVESCO 1-3YRLADFLTG PFL PULSE SEISMIC INC. PSD REITMAN'S CANADA RET REITMAN'S CDA A NV RET.A SIERRA METALS INC. J SMT SPARK POWER GROUP J SPG STORM RES LTD. J SRX SYMPHONY FLTGLOAN UN SSF.UN STEP ENERGY SERV J STEP TRANSGLOBE ENERGY J TGL TERAGO INC. TGO TRANSATLANTIC PETE J TNP VANGRD FTSE DEV EXUS VDU VANGRD DEV US CA-HEG VEF VALEURA ENERGY INC J VLE WESTJET AIRLINE VV&V WJA 1STASST MORNMOMNT UN WXM ISHARE MSCI EMERGMKT XEM ISHRCRMSCI EAFEIMIHG XFH ISHARE CDN RLRET BND XRB

List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2

2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.


Description Symbol DELETIONS ISHR ST STRATGFXD UN XSI BMO USDIV ETF CAD UN ZDY BMO USDIV ETF USD UN ZDY.U BMO MSCI EU HIQLTYUN ZEQ BMO FLTG RTHI YLD UN ZFH BMO MIDUSCRPBNDCA UN ZIC BMO MIDUS CRPBND USF ZIC.U BMO LOWVOLINTL EQ UN ZLI BMO MIDPROVBND CADUN ZMP BMO EQWGT US HEALTH ZUH NEO EXCHANGE CANNABIS STRATEGIES ACQUISITION CORP. CLASS A RESTRICTED VOTING SHARES CSA.A



Eligibility Criteria

For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria.

General Inclusion Requirements

Price volatility measures Calculated price volatility margin interval <= 25% Market value per share >= $2.00 per share

Liquidity measures Dollar value of public float greater than $50 million Average daily trade volume for each month in the quarter >= 10,000 shares per day for at least two out of the three

months in the quarter OR

An equivalent average daily traded value amount for each month in the quarter ended >= $500,000 per day [to accommodate high price securities]

Listing requirements Listed on a Canadian exchange for six months OR

Listed on a Canadian exchange less than six months, with: Market value per share >= $5.00 per share Dollar value of public float greater than $500 million; and In the discretion of IIROC staff, the issuer company is in an industry sector known for low price volatility

Other Inclusion Requirements

A new security listing resulting from an issuer reorganization that: is substantially the same as a previous security listing, has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and meets all the other General Inclusion Requirements for ongoing listings.

For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and 120% of the public float of a previous security listing.

A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded. A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a related common

security from that same issuer.

list of securities eligible for reduced margin - iiroc.ca · list of securities eligible for...

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