julie e carnes financial disclosure report for 2009

8/3/2019 Julie E Carnes Financial Disclosure Report for 2009

1/11

I A o ~ 0 FINANCIAL DISCLOSURE REPORT ~ e p o , , ~ e q a i ~ , t b y t h e E t h i c sin Government Act o f 1978R e ~ . t / 2 o ~ o FOR C~E~AR ~AR2009I . l e r ~ o n R e p o r t i n g ( l a s t n a m e , f i r st , m i d d l e i n i t i a l ) 2. Cour t or Orga~ t ta t ioa 3 . D a t e o f R e p o r t

Comes, Jul ie E. Northern Dist r ict , Georgia 05I I2/2010

4 . T i t l e ( A r t i c l e I I ] j u d g e s i n d i c a t e ~ c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k u p p t u p t i a t e t y p e ) 6 . R e p o r t i n g P ~ r i o dmagi~tnte judge~ in&catfoil- or part-time) 01/01/2009] Nomination, D a t eU.S. D i s~ c t Judge- Ac t i ve [] Imlial [] A n, nua l [] Final to1 2 / 3 1 / 2 0 0 95b. [] Amended

7. Chamb er~ or O ff ice Addre~ 8 . O n t ~ e b a $ 1 ~ o [ t l ~ i n f o r m a t i o n c o n t a l n ~ d i n t h i ~ R ~ p o r t a n dm o d i f i c ~ t t i o n * p e r t a i n i n g t h v r e t o ~ I t i ~ ; , i n m y o p i n i o n , i nc o m p l i ~ n c ~2 1 6 7 U .S C o u r t h o u se with mp plicable laws end regula t ions .75 Spn ng Slt , SWAtlanta, GA 3030 3 R ~ v | e w t n g O f f i c e ~ -

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,ch eck ing th e N ON E b ox for ea ch p a r t w h er e you h a ve no r ep or ta b le in for ma t ion . S ig n on la s t pa g e .

I . P O S I T I O N S . r ~ , ~ , o , , i , , ~ i ~ t i v i , t u * t o,@; e , r p . 9 - , of fding i ~ , , u c , i o n , . J~ N ONE (No reportable positions.)p O S I T I O N NAME OF O R G A H I Z A T I O N / E b , W I T

I 1 . A G R E E M E N T S . ~,ro,~g ~a,.iz~ o~.: ~, , ~,. 14.! 6 of filing inslruction.~.JNONE ~ o reportable agreements.)

~TIES A~ TERMS

1. _ ....

3.


2/11

Name of Person Reporting Date of ReportF IN A N C I A L D IS C L O S U R E R E P O R Tc . r . e ~ , J u l i e E . 0 5 1 1 2 / 2 0 1 0Page 2 of I 1

IIl. NON-INVESTM ENT IN COME. Ropo.i.gA. Fliers Non-Investment I n c o m e

N O N E ( N o reportable non-investment income.)D A T E SOURCE AND TYPE Y N ~ O M E(your,;, n o t spouSes)

I.

2.

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during any portion of the rel~orting year, complete this section.(Dol lar amount no t required except for honorar ia)[ NO N E ( N o reportable non-investment income.)

D A T E SOURCE AND TYPEI. 2009 --] - lawyer - self-employed; partner in law finn

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food ...... tai( Inc ludes those to spouxe and dependen t ch i ldren , see pp . 25 .27 o f f ! l~ng ins t ruc t ions j

N O N E ~ o reportable reimbursements.)SOURCE DATES L O C A T I O N PURPOSE ITEMS PAID OR PROV~ED

1,2.

3.

4.

5.


3/11

F I N A N C I A L D I S C L O S U R E R E P O R T[ ~I,m~ OI Perion Reportingage 3 of 1 1 C,rne~,.luli~ E . 0 5 / l ] ~ 0 1 0

V. GIFTS. a,a~, ~ .... ~ ...... ~ ~,~ ~ a~, ,~ ~ , , ~ . :~-~ o /~ .~~ NO~ ~ reportable g~s.)

~ D E S C R I P T I O N

2.3.4.5.

~ N O ~ ~ o reportable lia~ililies.)C~DITOR DESC~

I.2.3.4.5.


4/11

FINANCIAL DISCLOSURE REPORT N .... f ~ . . . . . ~ e p o . ~ , ~ D . t e o r R , V o r ,P a g e 4 o f 1 1 C ar n es , Ju l ie E . 0 5 ; 1 2 / 2 0 1 0

V II . INV ESTMEN TS and TRUSTS - i . . . . ,. ,~,,., .......... a.c/~,s.ho,, oy~ ......~ a , p , . .~ . . ~ ~ a a . ~ ; ~ , , ~ .N O ~ ~ o reportable income, ~sets, or rr~macllons.)

A. B. C. D .~ dp t ion o f A s s e t s ~mc d~ng G r o s s v a l u e a t e n d

T~sactioas during ~iag( including t~st ~ se~) r e p o m n g p e r io d o[ r ~ omng

P I a ~ ( X ) " * fl = ~ c h ~ t [Am o u r T ~ ( e .g . , V a l u e Value " ~ e ( e . g , . D a t e Value [ Gain [ l d ~ 6 ~ o fexert ~om prior disc los~e "

2. Rcgioas Bank D Interest M T

3. S u n T m s l B a ~ ( va r i o u s a c c o ~ ) C Interest N I

4. SuaTrust Bank Tt~astee A Interest5. Wachovi a Bank A Interest L T

6. [N G D Interest M T

7. Schv,ab O ne Morley Market D httctest M T

8. C o l u m b i a C o . G A W a r & S w r R e v D u e B Interest L f06/01/20159. Mu n i c i p a l E l ec Au t h GA D u e 1 1 / 0 1 / 2 0 1 3 D Interest M T

1 0 . Cou ntrbm, ide Bank (Form ~iyTreastab" Bank, B Interest Redeemed 08/26/09 L AN A)

11 Firs t Bank C Interest 1 . T

12 . Prudentia l Life Insurance Company Annuity A Dividend 0 T

1 3 Georgia St Set D Mat) : 0710112009 A Interest R e d e e m e d 07 / 01 / 09 K A

14 . C o b b C o G A D V A U U N V M a r y : A Interest R e d e e m e d 07 / 01 / 09 K A0 W I 5 / 2 00 915 . Georgia l l sg & Fin AU Mat3: 12/01/2010 A I n t e r t - " ~ t K " F

1 6 . C o w e t a C n t y GA Sc h Sys Ma t y : 0 2 / 0 1 / 2 0 1 1 A Interest Sold 03/10/09 L B

17 . Georgia St Set F Mary: l 1 /01/2011 A Interest Sold 03/10/09 L B

2 .


5/11

N ~ m e o f P e r s o n R e p o r t i n g Dl l e o f RepOl~PageFINANCIAL5 of 1 1 DISCLOSURE REPORT C a r n y , Z , ,] i e E . 0~i~0~0

VII. ~ESTMENTS and TRUSTS -N O N E (No reportable income. ~sets, or tra~actions.)

~ A. B. C. D .Desc6ptioa of A~s ~me d~ng ~ o~ va lue a t end T ~ n~ c l io~ ~ dng r epo~ i n8 p enod, ( i B c lu ~m g ~ t a sse ~) r e ~ m n g p e b ~e x e m p t ~ o m p r i o r d i ~ lo s u r e : C~e 1 I ~.,reok : C o d e 2 Met~ b u y , ~ 1 1 , ~ddt~ C M e 2 C~ I buys/seller

(Ad0 [ or ~ c ) ~ ( J - P ) C o d e 3 r e d e m pt i o a ) ( J - P ) ( A - H ) 0 f p r i v a t e

18 . Mu n i c a p E I~ Au t o GA Ma ~: 0 1 / 0 1 1 2 0 1 2 D Interest M T

19 . Georgia HSG & FIN All Mar t : 06. /01/2012 C Interest M T

20 S avannah G A H S P AU Mar y : 0710 1 / 2012 D Interest

2 1 . Fayet~e Co. GA Seh DT Mary: 091011 2010 A Interest L T2 2 . Lo wn d e ~ C n t y GA P u b F a c s Ma ry : 1t Interest L T06/01/20132 3 . GA. H & F AU Si n g l e Fa ro Mt g Sr . A, Su b sr B Inlerest K "1"A- 2- AMT d u e 6 / 1 / 1 42a . Liberty Co. GA Hosp Auth Maty: B Interest K T08/01/201425 . G A H & F A U S ing l e F a ro M tg S r . A , S ubs r B ln lerest K TA-2-AIMT due 6/1/1 52 6 . Gw i n n e t t C o . GA W t r& Swr Ma ry : C Interest M T0S/01/20152 7 . GA H sg & F i n AU Si n g l e Fa ro Mt g Sr . A, B Interest K T

Sabsr A-2-AM-f due 6/I / I 62 8 . Fayet le Co. GA Sch DT Mary: 03 /01/21)17 A Interest K T

2 9 . C o b b C n t y G A De v Au t h R e v Se t A C IFG B [ntcrest L Tdue 7/ I 5/ I 73 0 . Gainesv~lle GA W tr & Sew tLev Maty: B Interest M T11/15/20173 I. Savannah GA Hosp Auth Key Maty: A Interest Sold 01/30/09 J A07 / 01 / 20183 2 . Savannah GA Hosp Auto Rev MaW: A Interest J T07 / 01 / 20183 3 . Silver ton Ba nk A Interest R e d e e m e d 01 / 12 / 09 L

3 4 . C a p i l a l O n e B a t i k V A B I n t e r e , ~ l L T


6/11

F IN A N C I A L D IS C L O S U R E R E P O R T I N . ,. , o l P e r s 0 a R e p o r t i n g Dalto[RcportP a g e 6 o f I I] Carnes, Julie E.

0 5 / 1 2 / 2 0 1 0

VII. INV ESTMEN TS and TRUSTS - i . . . . . . . ~ .......... o , ~ (Includes thaste of sp ..... d dependent chi ldrcn; s c e p p . 3 4 - 6 0 o f f ! l i n g i n s t r u c t i o ~ . )N O N E (No reportable income, assets, or transactions.)

A. B C. D.D e s e r t : p r io r i o f A s s e ~ I n c o m e d u ~ i n g G r o s s v a l u e ~ t ~ d T r a n s a c t ~ o r x s d u n n g r e p o r t i n g p e n o d( i n c lu d i n g m ~ t a ~ s e t s ) r e p o r t i n g p e r i . a d o f r e p o ~ i n g p e r i o d~, ~2> ,) ~.~> ~,~ ~ . ~ T - l - - : : i -[ - i , ~ - ] . . . . . . . . . i ~ U "

ex em p t~ m p f io rdi~ lo s~ e C ~ 1 I div. ,rn k C~e2 Me~od b u y , t e ll , : :~ d & ~ ~ C ~ 2 , C o d e I / buycr/sellerl

~ 35 S c hw a b M o n e y M ~ k e t F ~ d A Dividend M ~

3 6 , Am e r i c a n Fu n d ( AMC AP Fu n d ) A Dividend J T37 . American Fund (Washington Mutual Inv.) A Dividend J T

3 8 . b a n e r i c a n Fu n d ( C a p i t a l W o r l d B o n d Fu n d ) A Dividend J T3 9 . American FuJ)d (Euru Pat; i f ic Growth Fund) A Dividend J T

40 . American Fund ( Investment Co. of Am erica A Dividend J T

41 . American Fund (New Perspec t ive Fund) A Dividend J T

42 . Am e r i c a n Fu n d (Ne w E c o n o m y Fu n d ) A Dividend J T

43 . Va l u e Li n e P re m i e r Gro wt h F u n d ( fm l y A Dividend K TS pec ia l S i lua t ions F und)44 . Be~tbank C Interest M T

45 Am e r i c an Ta x E x e m p t B D FD o fAME R C L So ld 0 1 /0 5 ~ 0 9 K AA46. E Dividend S ol d 04/30/09 : P I A47 . M er ri ll L~ ,n ch B an k B Interest M T

48 . Am e r i c a n Go v t . Se c u r it i e s FD C L A D [merest M T

49 . BB& T Bank D lnter~st M T

5 0 . Phoenix AZ Ser A Maty: 7/01 /21 C Interest M T

5 1 . Ke n t u c k y ST P P TY & B LDGS 1 0 / 0 8 / 0 8 D Interest M TNo v 0 1 / 1 8


7/11

FINAINCIAL DISCLOSURE REPORTP a g e 7 o f I 1 C ~ r . ., J u , e ~ .. 0 5 n 2 / 2 0 ~ 0

V I I . I N V E S T M E N T S a n d T R U S T S - i ....... ~.., , ...... tion$ (Include, those of $~ ...... d dependent ehiMren;N O ~ ~ o reportable income, ~sets, or tra~actions.)

A. B. C. D .D e s c r i p t io n o f A s s e ~ i ncome d~ ng ; G r o s s v a l u e ~ t e n d T~n ~c t i o n s d ~n g( i ~ l u di n g ~s t a sse ~) I r~ning ~ r i ~ o f r ~ m n g

~ exempt ~m prior disclosure [ C ~ e I , ~ v . . r e n k C ~ e 2 :: Me~ buy .~ l l , :~d~~ (A -~ ~ orieL) ( J - P ) C ~ e 3 r e d e m p t i o n ) ~ ~ (J-P) (A-I~

52 . Pe~sy lv ~ia ST Fi~t Ser A Nov 01/17 D Interest M T53 . Maine Mun Bd Bk LI Set C Nov 01/I 7 D interest M T

54 . OhioST Major New $1- Infrastruc ture PJ D interest M TRev I Jun 15/1655 . C MA Mo n e y Fu n d A Interest N T5 6 . ML US Tre a su ry b l o n c y Fu n d A I n t e r e s t J T57 . Ge o rg i a B & T NA B Interest L T B u y 02 / 19 / 09 L

58 . Sterl ing Savings IJK B Interest L T B u y 02 / 11 / 09 L

59 . t torneslreet Bank B Interest L T B u y 02 / 12 / 09 L

60 , F N B o f t he S ou t h A I n t e r e s t K T B uy 0Z18/09 K

6 1 . l tunt in gton NB B I n t e r e s t L T B u y 02 / 18 / 09 L6 2 . Capmaa-k Bank HA B Interest L T B u y 02/I 8 /09 L

6 3 . Sallie Ntae Bank B I n t e r e s t L T B u y 0 2 / I P - i f 0 9 L6 4 . D i s cover Bank N A C I n t e r e s t L T B uy 02 / 18 / 09 L6 5 . United Conunerce B a n k B u y 02 / 18 / 09 L

66. A I n t e r e z t R edeemed 11/06/09 L A

67 . D is co ve r B an k N A A I n t e r e s t K T B u y 02 / 18 / 09 K

6 8 . Cit ibank A I n t e r e s t J T O pen 0 1/01 /0 9 J


8/11

FINANCIAL DISCLOSU RE REPORT N ....f v . . . . . R , p o r . o ~ o , t , o f R e v o , ~Page 8 of I 1 c . . .e , , J u l i e E . 0 5 / 1 2 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i ....... t . o , , ...... ,~o~, (Includes ,hoJof sp ..... d dtpendent hadren; $1rP" 34-60 offding ~$.uctio~)

N O ~ ( N o reportable income, ~sets, or tra~actio~.)A. B, C . D .

D ~ c f ip t io~ o f A ~ In.me d~g G r o s s v a l u e a t e n d T~n sa ~i ~ d t ~n g ~p o m n g p e r i o d ~( in c lu d e( ~ t as se~) r c p o n i ~ p ~ i ~ ~ o f [ ~ o n m g ~(~H)~ (2 ) (I) (2) H) ~ (2) (3~ (~) ...... O) ~Pla~ "(X)" after ~ch as~t A m o u n l T ~ : ( : g . , V a l u e V a l u e T~ (c .g , ; r D a ~ V a l u e G a i n ld ~t i W of ~exempt ~om pr iordiscbs~e C~ I : div,ren~, C ~ e 2 Meth~ ~ b u y , ~ I 1 , ~ C ~ e 2 C ~ e I buyedseller ~(Ad~ ~ o r i n t . ) O - P ) C ~ e 3 r e d e m p t i o n ) ] OP) ( A - I D ( if p a v a n e{QA~ i~ , ~a a ~c fo n )

6 9 , U. S. Trsy !n f l a t io n N o t e ~R 1 5 2 0 1 0 A [mcresl K T B uy ~01/28/09 K7 0 . U.S. Ttsy Iufla t io , Note APR 15 201 1 A Inlerest K " P B uy 01 / 28 / 09 K

71 . U.S. Trsy Inf lat ion Note APR 15 2 012 A Interest K T 1 3 u y 0 1 1 2 8 1 0 9 K

7 2 . The Endowment Registered Fund LP A Dividend O T B uy 107/30/09 N7 3 . Firs t Eagle O ,ctseas CL 1 B u y 1 0 1 2 7 / 0 9 K

74 . B Dividend K Y B uy 1 2 1 0 1 / 0 9 l

75 . F i rs t Eag l e G ul d CL I B u y 10/27/09 K

7 6 . A Dis,idend K T B u y 12/01/09 J

7 7 . Iv y Gl o b a l Na t u ra l R e so u rc e s FD C L I B u y 1 0 1 2 7 / 0 9 K

7 8 . A D i v i d e n d K T B u y 1 2 / 0 1 1 0 9 J

7 9 . Pimco Unconstra ined Bond Fund CL P B u y 1 0 ! 2 7 / 0 9 L

~ 0~ C Dividend K T B u y 1210! /09 K8 1 . A m e r ic a n N e w W o r d F u n d C L F 2 B u y 1 0 , 2 7 / 0 9 K

8 2 . A Dividend K T B u y 12/01/09 J

8 3 . T Rowe Price Heal th Sciences FD Reta i l B u y 1 0 , 2 7 / 0 9 KCI~s8 4 . A Dividend K T B uy 12/01/09 J

8 5 . O p p e n h e i m e r D e v e lo p i n g M a r k e t s F D C L A B u y 10/27/09 K


9/11

F IN A N C I A L D IS C L O S U R E R E P O R T ~ a ~ , o ~ ~ , o n a ~ p o ~ t i ,, ~ ~ " * o ~ ~ p o ~Page 9 of II C . ~ n e s , J u l ie E . 0 5 / 1 2 / 2 0 1 0

V I I . I N V E S T M E N T S an d TRUSTS - i .~o.., w~.o, , . . . . t ~ n , a . d ~ o , , ~ o - - o ~ . . .. ..N O N E ~ o reportable income, ~sets, or tra~actions.)

A. B. C. D .~ f i p f i o ~ o f A s ~ s I ncome d~ ng G r o ~ v a l u e a t e n d [ ~ s a c l~ o n s d u n n g r e ~ g p ~ n ~( i n c l u d i n g ~n~s~ a s s e ~ ) ~niag ~ o f r ~ o ~ n g

( Q - W ) ~ti~n)

~ A D i v i d e D d K T B u y

~ 87. e m p l e t o n G l b l B o n d F D ~ V C L B u y

~ 88. M ~ B u y 1 2 / 0 b 0 9 K

8 9 Blackrock Global Alloca t ion FD Inc INSTL B u y 1 0 . 2 7 / 0 9 K90 . A Dividend K T B u y : 1 2 / 0 1 / 0 9 J

91 . E a t o n Va n c e G l b l Ma c ro Ab so l u t e R e tu rn C Dividend L T B u y 12/01/09 LC L 192 . Go l d m a n Sa c h s Ab so l u t e R e m m Tra c k e r FD A Dividend L T B u y 1 2 1 0 1 1 0 9 LC L A93 . Washington Cnty Ore. MaW I 0 / t i l 9 D Dividend M T B u y 0 3 / 2 0 1 0 9 M

9 ~ . . B t a c k ro ck GN MA C A Dividend K T B u y I 0 / 3 0 / 0 9 M

95 . E a t o n Va n c e St ra t e g i c In c o m e Fu n d A Dividend K r B u y 1 0 1 3 0 / 0 9 K

96. Lord Abbet t Short Dura t ion Income Fund A DP.qdend K T H uy 1 0 1 3 0 / 0 9 K


10/11

FINANCIAL DISCLOSURE REPORT ~,.~, oI Person Reporting D ~ I , o l R e p o r tP a g e 1 0 o f 1 1 c ~ r , ~ s , J . ~ i ~ E. o s / 1 2 / 2 o , o

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


11/11

FINANCIAL DISCLOSURE REPORT . , m , n i P ..... R e p o r t i n g DatofReportPage 1 1 of 1 1 C a r . e ,, S o i i e ~ - . O S ~ Z ~ 2 0 1 0

I X . C E R T I F I C A T I O N .I c e r t i fy th a t a l l i n f o r m a t ion g iv e n a bov e ( in c lud in g in f o r m a t ion p e r t a in in g t o m y s p ous e a n d m in o r o r d e p e nd e n t c h i l d re n , i f a ny ) Isaccura te , t r l~e~ and complete to the bes t of my knowledge and bel ief , and tha t any in formation not repor ted was withheld because i t met appl icable s ta tutory

provis ions permit t ing non~l isc losure .I fur ther c. r t i fy tha t earned income f rom outs ide employment and honorar ia and the acceptance of gif ts wh ich have been repor ted a rc incom pliance with the pro vis ions of 5 U.S.C. app . 501 eL seq. , 5 U.S.C. 735 3 , and Judic ia l Conference regu la t ions .

Sig n a tu rlN O T E : AN Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I I ,F U L LY F A L S IF I E S O R F A I L S TO F l l .E T H I S R E P O R T M A Y B F . S U B J E C T TO C I V I LA N D C R I M I N A L SA N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

FILING INSTRUCTIONSMail signed original and 3 .additional copies to:

Cormnittee on Financial DisclosureAdministrative Office of the United Slates CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

julie e carnes financial disclosure report for 2009

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